ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2016-01-01 to 2016-12-31
- Filed
- 2017-11-10
- IRS object ID
- 201703149349101210
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2017-11-10T13:54:09-06:00 | ReturnTs |
| Tax Period End | 2016-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132986167 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128896371 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | A KOZAK 192 LEXINGTON AVE NO 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VINCENT KATZ | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128896371 | PhoneNum |
| Signature | 2017-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | NOEL SILVERMAN | PreparerPersonNm |
| PTIN | P00600138 | PTIN |
| Phone | 2128896371 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 65.254.10.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2017-11-10 | IPDt |
| IP Tm | 14:53:58 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | D7516966758A91546B878BE7B95D659F3560CA39 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | DAD9B3679785C7B8062F631FA4864DB561781DE1 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2017-02-10 21:41:12Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $41,256,559 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $7,663,476 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $5,170 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $5,170 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $5,170 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $465,420 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $465,420 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $465,420 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$699,221 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $14,317,982 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $87 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $87 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $87 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $7,434,932 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $470,677 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $470,677 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $100,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $100,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $9,397 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $9,397 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $34,428 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $25,821 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $25,821 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,607 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $253,287 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $253,287 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $253,287 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $26,813 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $14,813 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $14,813 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $9,280 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,874 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $1,874 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $7,406 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $433,205 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $295,795 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $295,795 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $125,410 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,591,447 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,591,447 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,024,652 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $295,795 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $295,795 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $3,716,857 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $3,410,280 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $174,882 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $174,882 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $23,960 | CashBOYAmt |
| Cash EOY | $123,517 | CashEOYAmt |
| Cash EOYFMV | $123,517 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,883,011 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,644,228 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,644,228 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $17,772,945 | CorporateStockBOYAmt |
| Corporate Stock EOY | $20,603,805 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,490,641 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $13,008,611 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $13,280,526 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $13,153,017 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $1,398,425 | OtherAssetsBOYAmt |
| Other Assets EOY | $845,156 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $845,156 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $34,086,952 | TotalAssetsBOYAmt |
| Total Assets EOY | $37,497,232 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $41,256,559 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $34,086,952 | RetainedEarningBOYAmt |
| Retained Earning EOY | $37,497,232 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $34,086,952 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $37,497,232 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $34,086,952 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $37,497,232 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $34,086,952 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $3,410,280 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $37,497,232 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $37,497,232 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (176 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 1,000SHS UNITED TECHNOLOGIES CORP | 2015-02-17 | 2016-01-14 | $88,890 | $121,006 | -$32,116 | -$32,116 |
| 2,100SHS UNITED TECHNOLOGIES CORP | 2011-10-19 | 2016-01-14 | $186,669 | $154,187 | $32,482 | $32,482 |
| 900SHS UNITED TECHNOLOGIES CORP | 2013-02-27 | 2016-01-14 | $80,001 | $81,079 | -$1,078 | -$1,078 |
| 100SHS UNITED TECHNOLOGIES CORP | 2013-03-05 | 2016-01-14 | $8,889 | $9,128 | -$239 | -$239 |
| 400SHS UNITED TECHNOLOGIES CORP | 2013-03-18 | 2016-01-14 | $35,556 | $37,291 | -$1,735 | -$1,735 |
| 200SHS UNITED TECHNOLOGIES CORP | 2013-04-24 | 2016-01-14 | $17,778 | $18,472 | -$694 | -$694 |
| 800SHS UNITED TECHNOLOGIES CORP | 2013-12-27 | 2016-01-14 | $71,112 | $75,156 | -$4,044 | -$4,044 |
| 500SHS UNITED TECHNOLOGIES CORP | 2014-07-09 | 2016-01-14 | $44,445 | $46,973 | -$2,528 | -$2,528 |
| 300SHS UNITED TECHNOLOGIES CORP | 2014-08-20 | 2016-01-14 | $26,667 | $28,183 | -$1,516 | -$1,516 |
| 5,000SHS UNION PACIFIC CORP | 2015-06-25 | 2016-01-15 | $368,619 | $489,645 | -$121,026 | -$121,026 |
| 3,000SHS H & R BLOCK INC | 2014-11-21 | 2016-04-27 | $60,953 | $98,310 | -$37,357 | -$37,357 |
| 3,050SHS PERRIGO CO PLC | 2015-08-25 | 2016-05-02 | $290,570 | $553,975 | -$263,405 | -$263,405 |
| 550SHS PERRIGO CO PLC | 2015-09-29 | 2016-05-02 | $52,398 | $84,914 | -$32,516 | -$32,516 |
| 400SHS PERRIGO CO PLC | 2015-10-23 | 2016-05-02 | $38,108 | $59,501 | -$21,393 | -$21,393 |
| 950SHS PERRIGO CO PLC | 2014-11-06 | 2016-05-02 | $90,505 | $142,206 | -$51,701 | -$51,701 |
| 530SHS BROOKFIELD BUSINESS PARTNERS L.P. | 2016-06-20 | 2016-06-20 | $12,281 | $11,335 | $946 | $946 |
| .5SHS BROOKFIELD BUSINESS PARTNERS L.P. | 2016-06-20 | 2016-06-23 | $10 | $11 | -$1 | -$1 |
| 124SHS ADVANSIX INC | 2010-05-12 | 2016-10-04 | $1,891 | $766 | $1,125 | $1,125 |
| 12SHS ADVANSIX INC | 2010-06-17 | 2016-10-04 | $183 | $68 | $115 | $115 |
| 1,000SHS CAPITAL ONE FINANCIAL CORP | 2015-10-23 | 2016-01-04 | $70,642 | $77,966 | -$7,324 | -$7,324 |
| 1,895SHS BANK OF NEW YORK MELLON CORP | 2015-08-05 | 2016-01-05 | $75,473 | $84,505 | -$9,032 | -$9,032 |
| 620SHS BANK OF NEW YORK MELLON CORP | 2015-08-13 | 2016-01-05 | $24,693 | $27,410 | -$2,717 | -$2,717 |
| 770SHS BANK OF NEW YORK MELLON CORP | 2015-08-31 | 2016-01-05 | $30,667 | $31,162 | -$495 | -$495 |
| 1,590SHS JPMORGAN CHASE & CO | 2015-04-13 | 2016-01-11 | $93,471 | $98,698 | -$5,227 | -$5,227 |
| 455SHS JPMORGAN CHASE & CO | 2015-08-25 | 2016-01-11 | $26,748 | $28,256 | -$1,508 | -$1,508 |
| 840SHS JPMORGAN CHASE & CO | 2015-12-21 | 2016-01-11 | $49,381 | $54,889 | -$5,508 | -$5,508 |
| 2,000SHS NEWELL BRANDS INC | 2015-05-11 | 2016-01-14 | $75,016 | $80,646 | -$5,630 | -$5,630 |
| 705SHS NEWELL BRANDS INC | 2015-06-09 | 2016-01-14 | $26,443 | $28,482 | -$2,039 | -$2,039 |
| 1,275SHS NEWELL BRANDS INC | 2015-07-08 | 2016-01-14 | $47,823 | $52,154 | -$4,331 | -$4,331 |
| 1,160SHS NEWELL BRANDS INC | 2015-08-03 | 2016-01-14 | $43,509 | $50,578 | -$7,069 | -$7,069 |
| 335SHS CELGENE CORP | 2015-09-16 | 2016-02-03 | $33,244 | $41,691 | -$8,447 | -$8,447 |
| 230SHS CELGENE CORP | 2015-09-22 | 2016-02-03 | $22,825 | $26,703 | -$3,878 | -$3,878 |
| 240SHS CELGENE CORP | 2015-09-25 | 2016-02-03 | $23,817 | $26,000 | -$2,183 | -$2,183 |
| 355SHS CELGENE CORP | 2015-10-14 | 2016-02-03 | $35,229 | $40,582 | -$5,353 | -$5,353 |
| 270SHS BIOGEN INC | 2016-01-12 | 2016-02-03 | $72,493 | $75,952 | -$3,459 | -$3,459 |
| 1,640SHS SYNCHRONY FINANCIAL | 2015-10-21 | 2016-02-11 | $39,161 | $53,685 | -$14,524 | -$14,524 |
| 1,640SHS SYNCHRONY FINANCIAL | 2015-10-27 | 2016-02-11 | $39,161 | $51,453 | -$12,292 | -$12,292 |
| 1,575SHS SYNCHRONY FINANCIAL | 2015-11-05 | 2016-02-11 | $37,609 | $50,849 | -$13,240 | -$13,240 |
| 1,380SHS SYNCHRONY FINANCIAL | 2015-12-23 | 2016-02-11 | $32,952 | $42,096 | -$9,144 | -$9,144 |
| 990SHS WALGREENS BOOTS ALLIANCE INC | 2015-11-27 | 2016-03-02 | $78,387 | $82,741 | -$4,354 | -$4,354 |
| 635SHS WALGREENS BOOTS ALLIANCE INC | 2015-12-10 | 2016-03-02 | $50,279 | $53,000 | -$2,721 | -$2,721 |
| 650SHS WALGREENS BOOTS ALLIANCE INC | 2015-12-14 | 2016-03-02 | $51,466 | $53,280 | -$1,814 | -$1,814 |
| 345SHS WALGREENS BOOTS ALLIANCE INC | 2015-12-16 | 2016-03-02 | $27,317 | $28,740 | -$1,423 | -$1,423 |
| 2,065SHS PAYPAL HOLDINGS INC | 2015-07-27 | 2016-03-24 | $79,966 | $76,074 | $3,892 | $3,892 |
| 650SHS WILLIS TOWERS WATSON PUBLIC LTD CO | 2016-01-06 | 2016-04-11 | $75,038 | $80,502 | -$5,464 | -$5,464 |
| 850SHS HARRIS CORPORATION | 2016-02-08 | 2016-05-04 | $64,185 | $63,800 | $385 | $385 |
| 425SHS HARRIS CORPORATION | 2016-02-09 | 2016-05-04 | $32,092 | $30,983 | $1,109 | $1,109 |
| 2,040SHS MACY'S INC | 2016-04-29 | 2016-05-10 | $75,418 | $80,963 | -$5,545 | -$5,545 |
| 1,370SHS AT&T INC | 2016-01-26 | 2016-05-16 | $52,998 | $48,258 | $4,740 | $4,740 |
| 1,200SHS FLUOR CORP NEW | 2016-03-28 | 2016-05-19 | $58,915 | $65,683 | -$6,768 | -$6,768 |
| 800SHS FLUOR CORP NEW | 2016-04-11 | 2016-05-19 | $39,277 | $41,551 | -$2,274 | -$2,274 |
| 440SHS MCDONALDS CORP | 2015-10-08 | 2016-05-19 | $54,877 | $44,842 | $10,035 | $10,035 |
| 210SHS THERMO FISHER SCIENTIFIC INC | 2015-05-28 | 2016-05-19 | $31,372 | $27,475 | $3,897 | $3,897 |
| 150SHS THERMO FISHER SCIENTIFIC INC | 2015-06-04 | 2016-05-19 | $22,408 | $19,418 | $2,990 | $2,990 |
| 3,000SHS CSX CORP | 2016-02-23 | 2016-05-20 | $76,342 | $75,427 | $915 | $915 |
| 1,000SHS ORACLE CORP | 2015-06-17 | 2016-06-02 | $38,252 | $44,734 | -$6,482 | -$6,482 |
| 400SHS ORACLE CORP | 2015-06-18 | 2016-06-02 | $15,301 | $16,835 | -$1,534 | -$1,534 |
| 100SHS ORACLE CORP | 2015-12-17 | 2016-06-02 | $3,825 | $3,746 | $79 | $79 |
| 2,020SHS ANADARKO PETROLEUM CORP | 2016-02-12 | 2016-06-08 | $111,236 | $74,464 | $36,772 | $36,772 |
| 150SHS PAYPAL HOLDINGS INC | 2015-07-27 | 2016-06-13 | $5,538 | $5,526 | $12 | $12 |
| 850SHS PAYPAL HOLDINGS INC | 2015-08-24 | 2016-06-13 | $31,382 | $27,725 | $3,657 | $3,657 |
| 440SHS PAYPAL HOLDINGS INC | 2015-09-10 | 2016-06-13 | $16,245 | $14,756 | $1,489 | $1,489 |
| 1,930SHS DISCOVERY COMMUNICATIONS INC | 2016-06-07 | 2016-06-24 | $47,990 | $55,748 | -$7,758 | -$7,758 |
| 900SHS DISCOVERY COMMUNICATIONS INC | 2016-06-07 | 2016-06-24 | $22,379 | $25,055 | -$2,676 | -$2,676 |
| 432.50SHS FORTIVE CORP | 2016-03-11 | 2016-07-11 | $22,015 | $18,586 | $3,429 | $3,429 |
| 217.50SHS FORTIVE CORP | 2016-05-10 | 2016-07-11 | $11,071 | $10,159 | $912 | $912 |
| 945SHS CROWN CASTLE INTERNATIONAL CORP | 2015-08-31 | 2016-07-21 | $91,987 | $78,933 | $13,054 | $13,054 |
| 450SHS CROWN CASTLE INTERNATIONAL CORP | 2015-09-16 | 2016-07-21 | $43,803 | $34,949 | $8,854 | $8,854 |
| 1,550SHS WEYERHAEUSER CO | 2015-09-17 | 2016-08-12 | $49,268 | $45,372 | $3,896 | $3,896 |
| 1,550SHS WEYERHAEUSER CO | 2015-09-21 | 2016-08-12 | $49,268 | $44,042 | $5,226 | $5,226 |
| 1,210SHS WEYERHAEUSER CO | 2016-02-12 | 2016-08-12 | $38,461 | $27,410 | $11,051 | $11,051 |
| 800SHS PEPSICO INC | 2015-09-29 | 2016-08-15 | $86,872 | $74,523 | $12,349 | $12,349 |
| 400SHS PEPSICO INC | 2015-10-06 | 2016-08-15 | $43,436 | $39,246 | $4,190 | $4,190 |
| 2,055SHS MERCK & CO INC | 2015-12-28 | 2016-08-15 | $130,307 | $108,819 | $21,488 | $21,488 |
| 1,390SHS TEVA PHARMACEUTICALS ADR | 2016-03-15 | 2016-08-26 | $71,023 | $79,145 | -$8,122 | -$8,122 |
| 620SHS TEVA PHARMACEUTICALS ADR | 2016-03-22 | 2016-08-26 | $31,679 | $33,589 | -$1,910 | -$1,910 |
| 2,350SHS VODAFONE GROUP PLC | 2016-01-11 | 2016-09-09 | $69,538 | $76,041 | -$6,503 | -$6,503 |
| 1,100SHS ORACLE CORP | 2015-12-17 | 2016-09-19 | $42,841 | $41,206 | $1,635 | $1,635 |
| 1,530SHS ORACLE CORP | 2016-01-06 | 2016-09-19 | $59,588 | $54,985 | $4,603 | $4,603 |
| 3,000SHS PFIZER INC | 2015-10-02 | 2016-09-27 | $100,397 | $96,181 | $4,216 | $4,216 |
| 560SHS TEVA PHARMACEUTICALS ADR | 2016-03-22 | 2016-09-28 | $27,101 | $30,338 | -$3,237 | -$3,237 |
| 900SHS TEVA PHARMACEUTICALS ADR | 2016-05-04 | 2016-09-28 | $43,555 | $48,488 | -$4,933 | -$4,933 |
| 540SHS TEVA PHARMACEUTICALS ADR | 2016-05-24 | 2016-09-28 | $26,133 | $28,138 | -$2,005 | -$2,005 |
| 1,000SHS CBS CORP CL B | 2016-05-16 | 2016-09-29 | $54,599 | $53,666 | $933 | $933 |
| 2,170SHS CBS CORP CL B | 2016-07-27 | 2016-09-29 | $118,480 | $115,162 | $3,318 | $3,318 |
| 3,100SHS PRUDENTIAL PLC ADR | 2016-08-18 | 2016-10-13 | $104,294 | $114,830 | -$10,536 | -$10,536 |
| 2,800SHS CISCO SYSTEMS INC | 2015-11-10 | 2016-11-01 | $84,666 | $79,275 | $5,391 | $5,391 |
| 875SHS AMERICAN INTL GROUP INC | 2016-01-13 | 2016-11-01 | $52,626 | $51,693 | $933 | $933 |
| 775SHS CVS HEALTH CORP | 2016-03-11 | 2016-11-09 | $57,353 | $77,645 | -$20,292 | -$20,292 |
| 860SHS CVS HEALTH CORP | 2016-05-24 | 2016-11-09 | $63,644 | $84,880 | -$21,236 | -$21,236 |
| 690SHS VISA INC CL A | 2016-06-03 | 2016-11-14 | $54,276 | $54,993 | -$717 | -$717 |
| 535SHS IBM | 2016-10-18 | 2016-12-01 | $85,299 | $79,468 | $5,831 | $5,831 |
| 445SHS TIME WARNER INC | 2016-02-23 | 2016-12-02 | $41,805 | $29,508 | $12,297 | $12,297 |
| 650SHS GILEAD SCIENCES INC | 2016-11-29 | 2016-12-07 | $47,113 | $48,594 | -$1,481 | -$1,481 |
| 85SHS ALLERGAN INC | 2016-10-20 | 2016-12-12 | $16,229 | $19,889 | -$3,660 | -$3,660 |
| 280SHS ALLERGAN INC | 2016-10-20 | 2016-12-13 | $54,385 | $65,516 | -$11,131 | -$11,131 |
| 365SHS ALLERGAN INC | 2016-11-01 | 2016-12-13 | $70,895 | $76,158 | -$5,263 | -$5,263 |
| $200M INTEL CORP 1.35% 12/15/17 | 2016-07-27 | 2016-11-04 | $200,458 | $201,093 | -$635 | -$635 |
| 1,800SHS UNITED TECHNOLOGIES CORP | 2011-10-19 | 2016-01-14 | $160,002 | $132,164 | $27,838 | $27,838 |
| 300SHS UNITED TECHNOLOGIES CORP | 2012-12-06 | 2016-01-14 | $26,667 | $24,106 | $2,561 | $2,561 |
| 400SHS UNITED TECHNOLOGIES CORP | 2013-02-27 | 2016-01-14 | $35,556 | $36,049 | -$493 | -$493 |
| 500SHS UNITED TECHNOLOGIES CORP | 2013-03-28 | 2016-01-14 | $44,445 | $46,707 | -$2,262 | -$2,262 |
| 500SHS UNITED TECHNOLOGIES CORP | 2013-07-02 | 2016-01-14 | $44,445 | $47,325 | -$2,880 | -$2,880 |
| 500SHS UNITED TECHNOLOGIES CORP | 2013-12-27 | 2016-01-14 | $44,445 | $56,525 | -$12,080 | -$12,080 |
| 1,100SHS WELLS FARGO & CO | 2010-01-28 | 2016-02-11 | $49,510 | $30,719 | $18,791 | $18,791 |
| 3,100SHS WELLS FARGO & CO | 2010-01-28 | 2016-02-11 | $139,528 | $86,558 | $52,970 | $52,970 |
| 12,000SHS H & R BLOCK INC | 2014-11-21 | 2016-04-27 | $243,811 | $399,557 | -$155,746 | -$155,746 |
| 3,600SHS H & R BLOCK INC | 2014-12-10 | 2016-04-27 | $73,143 | $115,501 | -$42,358 | -$42,358 |
| 1,400SHS H & R BLOCK INC | 2015-02-04 | 2016-04-27 | $28,445 | $49,279 | -$20,834 | -$20,834 |
| .5SHS FORTIVE CORP | 2015-06-08 | 2016-07-08 | $24 | $28 | -$4 | -$4 |
| 80SHS ADVANSIX INC | 2010-05-12 | 2016-10-04 | $1,220 | $494 | $726 | $726 |
| 16SHS ADVANSIX INC | 2010-06-17 | 2016-10-04 | $244 | $91 | $153 | $153 |
| 4SHS ADVANSIX INC | 2010-07-26 | 2016-10-04 | $61 | $23 | $38 | $38 |
| 40SHS ADVANSIX INC | 2010-11-22 | 2016-10-04 | $610 | $265 | $345 | $345 |
| 7SHS ADVANSIX INC | 2013-04-19 | 2016-10-04 | $107 | $68 | $39 | $39 |
| 13SHS ADVANSIX INC | 2013-06-26 | 2016-10-04 | $198 | $136 | $62 | $62 |
| 40SHS ADVANSIX INC | 2013-06-27 | 2016-10-04 | $610 | $428 | $182 | $182 |
| 12SHS ADVANSIX INC | 2013-11-11 | 2016-10-04 | $183 | $139 | $44 | $44 |
| 16SHS ADVANSIX INC | 2015-06-08 | 2016-10-04 | $244 | $219 | $25 | $25 |
| 100SHS METLIFE INC | 2011-09-23 | 2016-01-06 | $4,411 | $2,704 | $1,707 | $1,707 |
| 450SHS METLIFE INC | 2012-03-14 | 2016-01-06 | $19,851 | $17,312 | $2,539 | $2,539 |
| 400SHS METLIFE INC | 2012-06-18 | 2016-01-06 | $17,646 | $11,811 | $5,835 | $5,835 |
| 10SHS METLIFE INC | 2012-09-13 | 2016-01-06 | $441 | $341 | $100 | $100 |
| 660SHS FACEBOOK INC | 2014-02-20 | 2016-01-07 | $64,953 | $44,402 | $20,551 | $20,551 |
| 500SHS MONDELEZ INTERNATIONAL INC | 2012-07-06 | 2016-01-15 | $19,945 | $14,512 | $5,433 | $5,433 |
| 1,000SHS MONDELEZ INTERNATIONAL INC | 2012-07-24 | 2016-01-15 | $39,891 | $34,275 | $5,616 | $5,616 |
| 1,000SHS MONDELEZ INTERNATIONAL INC | 2012-09-10 | 2016-01-15 | $39,891 | $38,702 | $1,189 | $1,189 |
| 1,550SHS MONDELEZ INTERNATIONAL INC | 2014-10-06 | 2016-01-15 | $61,830 | $53,271 | $8,559 | $8,559 |
| 40SHS HESS CORP. | 2013-02-01 | 2016-01-19 | $1,554 | $2,717 | -$1,163 | -$1,163 |
| 900SHS HESS CORP. | 1994-04-06 | 2016-01-19 | $34,967 | $60,439 | -$25,472 | -$25,472 |
| 260SHS AMAZON.COM INC | 2014-11-21 | 2016-02-08 | $125,444 | $87,044 | $38,400 | $38,400 |
| 140SHS AMAZON.COM INC | 2014-12-09 | 2016-02-08 | $67,547 | $43,182 | $24,365 | $24,365 |
| 700SHS MEDTRONIC PLC | 1998-06-30 | 2016-03-01 | $51,361 | $53,865 | -$2,504 | -$2,504 |
| 500SHS GENERAL DYNAMICS CORP | 2014-01-23 | 2016-03-28 | $64,717 | $50,336 | $14,381 | $14,381 |
| 490SHS METLIFE INC | 2012-09-13 | 2016-04-14 | $21,760 | $16,714 | $5,046 | $5,046 |
| 550SHS METLIFE INC | 2013-12-16 | 2016-04-14 | $24,424 | $28,319 | -$3,895 | -$3,895 |
| 710SHS METLIFE INC | 2014-12-12 | 2016-04-14 | $31,530 | $38,094 | -$6,564 | -$6,564 |
| 350SHS GILEAD SCIENCES INC | 2014-12-18 | 2016-05-13 | $29,079 | $36,648 | -$7,569 | -$7,569 |
| 60SHS MCDONALDS CORP | 2015-01-26 | 2016-05-19 | $7,483 | $5,381 | $2,102 | $2,102 |
| 1,000SHS ORACLE CORP | 2014-09-22 | 2016-06-02 | $38,251 | $39,708 | -$1,457 | -$1,457 |
| 60SHS THERMO FISHER SCIENTIFIC INC | 2015-06-04 | 2016-08-29 | $9,128 | $7,767 | $1,361 | $1,361 |
| 585SHS THERMO FISHER SCIENTIFIC INC | 2015-08-05 | 2016-08-29 | $88,995 | $81,362 | $7,633 | $7,633 |
| 75SHS THERMO FISHER SCIENTIFIC INC | 2003-03-06 | 2016-08-29 | $11,410 | $9,327 | $2,083 | $2,083 |
| 50SHS PFIZER INC | 2003-12-17 | 2016-09-27 | $1,673 | $1,396 | $277 | $277 |
| .8SHS ADVANSIX INC | 2012-10-25 | 2016-09-30 | $11 | $7 | $4 | $4 |
| 30SHS ADVANSIX INC | 2012-10-25 | 2016-10-04 | $447 | $249 | $198 | $198 |
| 350SHS ELI LILLY & CO | 2014-12-11 | 2016-11-01 | $25,429 | $25,905 | -$476 | -$476 |
| 650SHS ELI LILLY & CO | 2014-12-29 | 2016-11-01 | $47,225 | $45,519 | $1,706 | $1,706 |
| 2,500SHS COCA-COLA CO | 2015-09-28 | 2016-11-02 | $104,916 | $99,428 | $5,488 | $5,488 |
| 1,200SHS PFIZER INC | 2006-05-11 | 2016-11-02 | $36,550 | $30,075 | $6,475 | $6,475 |
| 650SHS PFIZER INC | 2006-10-16 | 2016-11-02 | $19,798 | $18,146 | $1,652 | $1,652 |
| 900SHS PFIZER INC | 2009-10-13 | 2016-11-02 | $27,412 | $15,369 | $12,043 | $12,043 |
| 550SHS PFIZER INC | 2012-07-16 | 2016-11-02 | $16,752 | $12,612 | $4,140 | $4,140 |
| 300SHS COMCAST CORP | 2015-04-23 | 2016-11-29 | $20,664 | $18,169 | $2,495 | $2,495 |
| 285SHS TIME WARNER INC | 2014-08-08 | 2016-12-02 | $26,774 | $20,633 | $6,141 | $6,141 |
| 1,030SHS TIME WARNER INC | 2014-10-22 | 2016-12-02 | $96,763 | $80,347 | $16,416 | $16,416 |
| 400SHS GILEAD SCIENCES INC | 2014-12-18 | 2016-12-07 | $28,993 | $41,883 | -$12,890 | -$12,890 |
| 250SHS GILEAD SCIENCES INC | 2014-12-22 | 2016-12-07 | $18,120 | $24,051 | -$5,931 | -$5,931 |
| 700SHS COMCAST CORP | 2015-04-23 | 2016-12-29 | $49,144 | $42,394 | $6,750 | $6,750 |
| 1,155SHS COMCAST CORP | 2015-12-22 | 2016-12-29 | $81,087 | $65,988 | $15,099 | $15,099 |
| $500M IBM CORP 2.00% 01/05/2016 | 2011-01-12 | 2016-01-05 | $500,000 | $489,325 | $10,675 | $10,675 |
| $500M MERCK & CO INC 2.25% 1/15/16 | 2011-01-21 | 2016-01-15 | $500,000 | $495,750 | $4,250 | $4,250 |
| $500M MERCK & CO INC 2.25% 1/15/16 | 2012-06-12 | 2016-01-15 | $500,000 | $500,000 | $0 | $0 |
| $500M EI DU POINT DE NEMOURS & CO 2.75% 4/1/16 | 2011-03-24 | 2016-04-01 | $500,000 | $499,965 | $35 | $35 |
| $500M EI DU POINT DE NEMOURS & CO 2.75% 4/1/16 | 2012-05-02 | 2016-04-01 | $500,000 | $500,000 | $0 | $0 |
| $500M 3M COMPANY 1.375% 09/29/16 | 2011-12-01 | 2016-04-12 | $500,995 | $500,281 | $714 | $714 |
| $200M 3M COMPANY 1.375% 09/29/16 | 2012-12-13 | 2016-04-12 | $200,398 | $200,609 | -$211 | -$211 |
| $300M 3M COMPANY 1.375% 09/29/16 | 2012-12-13 | 2016-04-27 | $300,945 | $300,819 | $126 | $126 |
| $150M 3M COMPANY 1.625% 06/15/19 | 2014-05-29 | 2016-05-24 | $151,288 | $149,151 | $2,137 | $2,137 |
| $400M INTEL CORP 1.95% 10/1/16 | 2011-12-05 | 2016-07-26 | $400,853 | $400,273 | $580 | $580 |
| $100M INTEL CORP 1.95% 10/1/16 | 2011-12-05 | 2016-07-26 | $100,213 | $100,068 | $145 | $145 |
| $500M INTEL CORP 1.95% 10/1/16 | 2012-06-07 | 2016-07-26 | $501,067 | $500,814 | $253 | $253 |
| $500M COCA-COLA CO 1.8% 9/1/16 | 2012-02-23 | 2016-07-27 | $500,428 | $500,307 | $121 | $121 |
| $500M COCA-COLA CO 1.8% 9/1/16 | 2012-02-23 | 2016-09-01 | $500,000 | $500,000 | $0 | $0 |
| $350M 3M COMPANY 1.625% 06/15/19 | 2014-05-29 | 2016-09-19 | $352,636 | $348,019 | $4,617 | $4,617 |
| $250M APPLE INC 2.1% 05/06/19 | 2014-12-15 | 2016-09-19 | $254,562 | $252,585 | $1,977 | $1,977 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$566,578 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$549,807 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $703,373 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $31,085,659 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.022627 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,226,181 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $25,983,333 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.047191 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,909,909 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $24,349,966 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.078436 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,140,220 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $21,473,146 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.053100 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,452,090 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $18,340,916 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.079172 | DistributionYr5Rt |
| Total Distribution | 0.280526 | TotalDistributionRt |
| Average Distribution | 0.056105 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $34,408,456 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,930,486 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,749 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,932,235 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $3,716,857 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,749 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,749 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,749 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $18,979 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $18,979 | TotalPaymentsAndCreditsAmt |
| Overpayment | $17,230 | OverpaymentAmt |
| Applied To ES Tax | $17,230 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VINCENT KATZ CO A KOZAK AND CO | IndividualWithBooksNm |
| Phone | 2128896371 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | $0 | $0 | $0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | $50,000 | $0 | $0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | $50,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FIRST MANHATTAN CO | |||||
| 399 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $203,142 |
| KLINGENSTEIN FIELDS & CO LLC | |||||
| 125 PARK AVENUE | NEW YORK | NY | 10017 | INVESTMENT ADVISORY | $50,145 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | COLBY COLLEGE MUSEUM OF ARTGENERAL CONTRIBUTION | Description1Txt |
| Expenses1 | $650,000 | Expenses1Amt |
| Description2 | COLBY COLLEGE MUSEUM OF ARTGENERAL CONTRIBUTION | Description2Txt |
| Expenses2 | $650,000 | Expenses2Amt |
| Description3 | WHITNEY MUSEUM OF AMERICAN ARTCONTRIBUTION OF ARTWORK - ROBERT LONGO, ALL YOU ZOMBIES: TRUTH BEFORE GOD, 1986 | Description3Txt |
| Expenses3 | $600,000 | Expenses3Amt |
| Description4 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - ALINA SZAPOCZNIKOW, POLLUTION II, 1968 | Description4Txt |
| Expenses4 | $253,120 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $32,158,650 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,773,793 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $34,932,443 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $34,932,443 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $523,987 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $34,408,456 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,720,423 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $3,716,857 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $3,716,857 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,749 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $3,715,108 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2005-02-28 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $174,882 | CurrentYearAmt |
| Year1 | $284,258 | Year1Amt |
| Year2 | $265,656 | Year2Amt |
| Year3 | $395,553 | Year3Amt |
| Total | $1,120,349 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $148,650 | CurrentYearAmt |
| Year1 | $241,619 | Year1Amt |
| Year2 | $225,808 | Year2Amt |
| Year3 | $336,220 | Year3Amt |
| Total | $952,297 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $3,716,857 | CurrentYearAmt |
| Year1 | $703,373 | Year1Amt |
| Year2 | $1,226,181 | Year2Amt |
| Year3 | $1,909,909 | Year3Amt |
| Total | $7,556,320 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $3,716,857 | CurrentYearAmt |
| Year1 | $703,373 | Year1Amt |
| Year2 | $1,226,181 | Year2Amt |
| Year3 | $1,909,909 | Year3Amt |
| Total | $7,556,320 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $43,538,517 | CurrentYearAmt |
| Year1 | $36,995,457 | Year1Amt |
| Year2 | $32,660,479 | Year2Amt |
| Year3 | $26,951,486 | Year3Amt |
| Total | $140,145,939 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,146,949 | CurrentYearAmt |
| Year1 | $1,036,189 | Year1Amt |
| Year2 | $866,111 | Year2Amt |
| Year3 | $811,665 | Year3Amt |
| Total | $3,860,914 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (58 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BILL JENSEN, NOW I BELIEVE IT PEAK (HUANGSHAN MOUNTAIN), 2014-15 | $60,000 |
| ALBRIGHT-KNOX ART GALLERY | |||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NATHALIE PROVOSTY, HITO, 2012 | $2,000 |
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, STATUE OF LIBERTY + SUNSET, 1998 | $2,775 |
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, UNTILTED, 2002-2003 | $6,375 |
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CHURCH IV, 2010 | $6,375 |
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, UNTILTED (WEATHER), 2015 | $6,375 |
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, UNTILTED, 2015 | $6,375 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - GABY COLLINS-FERNANDEZ, BLUE VELVET LITE TOUCH, 2014 | $1,760 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RED GROOMS, BATTLE OF LOOKOUT MOUNTAIN, 2010 | $19,500 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DONALD BAECHLER, SINS OF OMISSION, 1983 | $24,000 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DIRK BELL, UNTITLED, 2015 | $10,580 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 9400 COLLEGE STATION | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LOIS DODD, WORLD TRADE CENTER 91ST FLOOR, SOUTH VIEW, 1998 | $2,600 |
| CARNEGIE MUSEUM OF ART | |||||||
| 4400 FORBES AVENUE | PITTSBURGH | PA | 15213 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, DIGGING OUT, 2014 | $17,600 |
| CENTER FOR MAINE CONTEMPORARY ART | |||||||
| 213 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | GENERAL CONTRIBUTION | $650,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | GENERAL CONTRIBUTION | $650,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BOB THOMPSON, THE STRUGGLE, 1963 | $20,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BOB THOMPSON, UNTITLED, 1960 | $40,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JAN MULLER, PRE-MOSAIC SQUARES, 1951-52 | $24,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANDREW MASULLO, 6052, 2014-2015 | $12,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RED GROOMS, CONFEDERATE SPY, 1996 | $7,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ENZO CUCCHI, UNTITLED, 2015 | $4,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ENZO CUCCHI, UNTITLED, 2015 | $4,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ENZO CUCCHI, UNTITLED, 2015 | $4,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD STANKIEWICZ, UNTITLED (VOLUME)(1971-5), 1971 | $140,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARSDEN HARTLEY, DEAD PLOVER, 1942-1943 | $150,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ALINA SZAPOCZNIKOW, POLLUTION II, 1968 | $253,120 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ETEL ADNAN, LE POIDS DU MONDE 14, 2016 | $27,196 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ELKA KRAJEWSKA, SAILE (ONE OF THE FEW MOUNTAINS IN THE ALPS...), 2015 | $4,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROBIN PECK, SCULPTURE (CRANIA) 3, 2013 | $6,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHANTAL JOFFE, NAKED SELF PORTRAIT WITH ESME WITH HER ARM RAISED, 2014 | $64,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JACK PIERSON, UNTITLED, 2014 | $6,400 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SPENCER SWEENEY, TITLE TBC, 2015 | $36,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - PETER SAUL, ALL THE MONEY IN PALESTINE, 1969 | $175,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUDITH BERNSTEIN, COCKMAN ALWAYS RISES GRAY, 2015 | $60,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DIRK BELL, UNTITLED, 2015 | $10,580 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS MARTIN, UNTITLED, 2005 | $13,750 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID ADAMO, UNTITLED, 2016 | $60,000 |
| JAMES A MICHENER ART MUSEUM | |||||||
| 138 S PINE STREET | DOYLESTOWN | PA | 18901 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 | $6,000 |
| LINCOLNVILLE COMMUNITY LIBRARY | |||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LESIA SOCHOR, GARMENT #8, 2013 | $720 |
| LINCOLNVILLE COMMUNITY LIBRARY | |||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LESIA SOCHOR, GARMENT #12, 2013 | $720 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID RHODES, UNTITLED, 2013 | $3,500 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FRANCESCO CLEMENTE, PROSPERITY, 2014 | $90,000 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANDREW MASULLO, 2045, 1989-2014 | $12,000 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN USLE, SONE QUE REVELABAS (MACKENZIE), 2015 | $100,000 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ETEL ADNAN, LE POIDS DU MONDE 16, 2016 | $27,196 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EMILY BROWN, WATER SURFACE VII, 2007 | $2,500 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHANTAL JOFFE, TOPLESS SELF PORTRAIT IN READING GLASSES, 2014 | $16,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RED GROOMS, GENERAL BRAXTON BRAGGS CSA, 1999 | $6,650 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID LIGARE, STILL LIFE WITH APPLES AND WHEAT, 2012 | $20,800 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CITYSCAPE WITH BLUE SHADOW NO. 2, 1994 | $30,000 |
| SAN FRANCISCO MUSEUM OF MODERN ART | |||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANDREW MASULLO, 5978, 2014-2015 | $12,000 |
| SAN FRANCISCO MUSEUM OF MODERN ART | |||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TYSON REEDER, MANNEQUIN, 2014 | $9,600 |
| SAN FRANCISCO MUSEUM OF MODERN ART | |||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROBERT JANITZ, SYCOPHANT, 2014 | $4,800 |
| SAN FRANCISCO MUSEUM OF MODERN ART | |||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MERLIN JAMES, OLD FORTIFIED BUILDINGS, 2010-2014 | $14,400 |
| UNIVERSITY MUSEUM OF CONTEMPORARY ART | |||||||
| 151 PRESIDENTS DRIVE | AMHERST | MA | 010039931 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD KALINA, RESTING STATE - TURQUOISE, 2015 | $5,200 |
| UNIVERSITY MUSEUM OF CONTEMPORARY ART | |||||||
| 151 PRESIDENTS DRIVE | AMHERST | MA | 010039931 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - IVAN MORLEY, A TRUE TALE, 2015 | $32,000 |
| WHITNEY MUSEUM OF AMERICAN ART | |||||||
| 99 GANSEVOORT STREET | NEW YORK | NY | 10014 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROBERT LONGO, ALL YOU ZOMBIES: TRUTH BEFORE GOD, 1986 | $600,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,591,447 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $5,170 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $465,420 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $87 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$699,221 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$228,544 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$228,544 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| ALEX KATZ | |||||||
| 1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | NEW YORK | NY | 10016 | $3,663,476 | Yes (X) | Yes (X) |
| ALEX KATZ | |||||||
| 2 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | NEW YORK | NY | 10016 | $4,000,000 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp (13 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 2,350 SHS ACCENTURE PLC | $289,508 | 2016-12-12 |
| 1 | 6,000 SHS AMERICAN INTERNATIONAL GROUP | $393,600 | 2016-12-12 |
| 1 | 6,600 SHS ARAMARK | $238,392 | 2016-12-12 |
| 1 | 3,400 SHS BERKSHIRE HATHAWAY INC CL B | $562,683 | 2016-12-12 |
| 1 | 4,700 SHS BROOKFIELD ASSET MGMT INC CL A | $157,262 | 2016-12-12 |
| 1 | 3,200 SHS CVS HEALTH CORP | $255,664 | 2016-12-12 |
| 1 | 1,400 SHS DANAHER CORP | $109,018 | 2016-12-12 |
| 1 | 3,850 SHS FORTIVE CORP | $208,112 | 2016-12-12 |
| 1 | 1,300 SHS HONEYWELL INTERNATIONAL INC | $151,509 | 2016-12-12 |
| 1 | 30,000 SHS HRG GROUP INC | $466,650 | 2016-12-12 |
| 1 | 4,400 SHS ONEX CORP | $315,238 | 2016-12-12 |
| 1 | 9,700 SHS SERVICE CORP INTERNATIONAL | $262,142 | 2016-12-12 |
| 1 | 4,900 SHS US BANCORP | $253,698 | 2016-12-12 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $34,428 | Amt |
| Net Investment Income | $25,821 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $25,821 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $8,607 | DisbursementsCharitablePrpsAmt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (24 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $500M INTL BUSINESS MACHINES CORP 2% 01/05/16 | $0 | $0 |
| $1000M 3M COMPANY 1.375% 09/29/16 | $0 | $0 |
| $1000M E.I. DU PONT NEMOURS & CO 2.75% 04/01/16 | $0 | $0 |
| $1000M INTEL CORP 1.95% 10/01/16 | $0 | $0 |
| $1000M MERCK & CO INC 2.25% 01/15/16 | $0 | $0 |
| $1000M COCA-COLA CO 1.8$ 09/01/16 | $0 | $0 |
| $500M 3M COMPANY 1.625% 06/15/19 | $0 | $0 |
| $1000M APPLE INC 2.1% 05/06/19 | $1,018,371 | $1,009,490 |
| $1000M JOHNSON & JOHNSON 1.65% 12/05/18 | $1,001,382 | $1,005,500 |
| $1000M JOHNSON & JOHNSON 2.95% 09/01/20 | $1,055,043 | $1,032,850 |
| $1000M BERKSHIRE HATHAWAY FIN CORP 2% 08/15/18 | $1,020,028 | $1,007,120 |
| $500M EXXON MOBIL CORP 1.819% 03/15/19 | $511,757 | $500,820 |
| $500M EXXON MOBIL CORP 1.912% 03/06/20 | $501,657 | $499,475 |
| $500M MICROSOFT CORP 1.85% 02/12/20 | $507,425 | $499,680 |
| $1000M WAL-MART STORES INC 1.95% 12/15/18 | $1,020,753 | $1,009,510 |
| $500M APPLE INC 1.0% 05/03/18 | $500,406 | $498,125 |
| $800M BERKSHIRE HATHAWAY FIN CORP 1.7% 03/15/19 | $805,056 | $799,288 |
| $500M COCA-COLA CO 1.55% 09/01/21 | $503,482 | $485,855 |
| $500M EXXON MOBIL CORP 1.305% 03/06/18 | $501,256 | $499,880 |
| $1000M INTL BUSINESS MACHINES CORP 1.8% 05/17/19 | $1,009,107 | $1,000,430 |
| $500M INTL BUSINESS MACHINES CORP 2.25% 02/19/21 | $501,256 | $499,390 |
| $1000M INTEL CORP 1.35% 12/15/17 | $1,005,746 | $1,001,500 |
| $900M MERCK & CO INC 1.3% 05/18/18 | $908,037 | $899,064 |
| $900M MICROSOFT CORP 1.625% 12/06/18 | $909,764 | $905,040 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (78 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 12,500 SHS ACCENTURE PLC | $990,333 | $1,464,125 |
| 9,600 SHS BERKSHIRE HATHAWAY CL B | $1,262,312 | $1,564,608 |
| 31,225 SHS BROOKFIELD ASSET MGMT | $802,918 | $1,030,737 |
| 13,500 SHS CVS HEALTH CORP | $870,120 | $1,065,285 |
| 7,555 SHS GENERAL ELECTRIC CO | $216,450 | $238,738 |
| 9,875 SHS NESTLE SA SPONS ADRS | $626,064 | $708,433 |
| 16,750 SHS ONEX CORP SUB VTG | $834,917 | $1,141,482 |
| 6,350 SHS PFIZER INC | $0 | $0 |
| 9,800 SHS RECKITT BENCKISER GROUP PLC | $718,373 | $833,683 |
| 2,450 SHS SCHLUMBERGER LTD | $184,985 | $205,678 |
| 11,400 SHS DANAHER CORP | $632,328 | $887,376 |
| 22,700 SHS US BANCORP DEL | $857,284 | $1,166,099 |
| 1,980 SHS APPLE INC | $128,071 | $229,324 |
| 3,515 SHS HESS CORP | $170,780 | $218,949 |
| 11,875 SHS HONEYWELL INTERNATIONAL INC | $964,106 | $1,375,719 |
| 12,000 SHS WELLS FARGO & CO | $481,021 | $661,320 |
| 6,825 SHS ANHEUSER BUSCH SA NV SPON ADR | $597,637 | $719,628 |
| 3,135 SHS METLIFE INC | $139,245 | $168,945 |
| 1,000 SHS RAYTHEON CO | $46,805 | $142,000 |
| 10,300 SHS UNITED TECHNOLOGIES CORP | $0 | $0 |
| 3,600 SHS ORACLE CORP | $0 | $0 |
| 1,200 SHS PEPSICO INC | $0 | $0 |
| 1,645 SHS COMCAST CORP | $93,983 | $113,587 |
| 1,290 SHS FACEBOOK INC | $122,536 | $148,415 |
| 2,500 SHS MONDELEZ INTERNATIONAL INC | $113,507 | $110,825 |
| 400 SHS AMAZON.COM INC | $0 | $0 |
| 28,900 SHS ARAMARK | $891,465 | $1,032,308 |
| 3,285 SHS BANK OF NEW YORK MELLON CORP | $0 | $0 |
| 1,000 SHS ELI LILLY & CO | $0 | $0 |
| 500 SHS GENERAL DYNAMICS CORP | $0 | $0 |
| 1,000 SHS GILEAD SCIENCES INC | $0 | $0 |
| 376 SHS ALPHABET INC CL C | $186,713 | $290,204 |
| 20,000 SHS H&R BLOCK INC | $0 | $0 |
| 1,100 SHS MEDTRONIC PLC | $84,645 | $78,353 |
| 4,950 SHS PERRIGO CO PLC | $0 | $0 |
| 1,315 SHS TIME WARNER INC | $0 | $0 |
| 980 SHS ACE LTD | $0 | $0 |
| 1,000 SHS CAPITAL ONE FINANCIAL CORP | $0 | $0 |
| 500 SHS CELGENE CORP | $59,079 | $57,875 |
| 2,800 SHS CISCO SYSTEMS INC | $0 | $0 |
| 2,500 SHS COCA-COLA CO | $0 | $0 |
| 1,395 SHS CROWN CASTLE INTERNATIONAL CORP | $0 | $0 |
| 720 SHS JPMORGAN CHASE & CO | $56,171 | $62,129 |
| 500 SHS MCDONALDS CORP | $0 | $0 |
| 2,055 SHS MERCK & CO INC | $0 | $0 |
| 18,660 SHS NEWELL BRANDS INC | $834,272 | $833,169 |
| 4,000 SHS NEWMONT MINING CORP | $92,437 | $136,280 |
| 1,175 SHS PAYPAL HOLDINGS INC | $41,478 | $46,377 |
| 37,900 SHS SERVICE CORP INTERNATIONAL | $991,337 | $1,076,360 |
| 6,235 SHS SYNCHRONY FINANCIAL | $0 | $0 |
| 5,495 SHS THERMO FISHER SCIENTIFIC | $742,916 | $775,345 |
| 630 SHS UNION PACIFIC CORP | $56,109 | $65,318 |
| 2,520 SHS WALGREENS BOOTS ALLIANCE INC | $201,210 | $208,555 |
| 3,100 SHS WEYERHAEUSER CO | $0 | $0 |
| 6,375 SHS ZIMMER BIOMET HOLDINGS INC | $714,836 | $657,900 |
| 3,500 SHS ABB LTD SPONS ADR | $74,556 | $73,745 |
| 2,790 SHS AIR LEASE CORP CL A | $76,369 | $95,781 |
| 6,000 SHS AMERICAN INTERNATIONAL GROUP INC | $393,600 | $391,860 |
| 1,365 SHS AMERICAN TOWER CORP | $145,288 | $144,253 |
| 815 SHS BROADCOM LIMITED | $137,079 | $144,068 |
| 1,500 SHS CARNIVAL CORP | $77,303 | $78,090 |
| 980 SHS CHUBB LTD | $102,280 | $129,478 |
| 3,040 SHS CONOCOPHILLIPS | $134,230 | $152,426 |
| 28,875 SHS COTY INC CL A | $680,846 | $528,701 |
| 1,125 SHS DELPHI AUTOMOTIVE PLC | $74,873 | $75,769 |
| 2,000 SHS DENTSPLY SIRONA INC | $119,098 | $115,460 |
| 1,640 SHS DOVER CORP | $109,777 | $122,885 |
| 2,020 SHS DOW CHEMICAL CO | $115,407 | $115,584 |
| 2,675 SHS EMERSON ELECTRIC CO | $140,731 | $149,131 |
| 1,965 SHS EOG RESOURCES INC | $160,821 | $198,662 |
| 4,820 SHS FEDEX CORP | $802,041 | $897,484 |
| 9,847 SHS FORTIVE CORP | $494,704 | $528,095 |
| 30,000 SHS HRG GROUP INC | $466,650 | $466,800 |
| 2,420 SHS MICROSOFT CORP | $139,065 | $150,379 |
| 900 SHS PROCTER & GAMBLE CO | $72,113 | $75,672 |
| 2,790 SHS QUALCOMM INC | $127,593 | $181,908 |
| 700 SHS ROCKWELL COLLINS INC | $56,237 | $64,932 |
| 1,365 SHS WAL-MART STORES INC | $96,701 | $94,349 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $9,397 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $9,397 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (73 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTWORK - ALEX KATZ,VINCENT WITH A RADIO, 1974 | $242,500 | $242,500 | $242,500 |
| ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 | $15,000 | $15,000 | $15,000 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | $1,925 | $1,925 | $1,925 |
| ARTWORK - NATHALIE PROVOSTY, HITO, 2012 | $2,000 | $0 | $0 |
| ARTWORK - JAMES WOLANIN, TIMES SQUARE, 2013 | $6,000 | $0 | $0 |
| ARTWORK - DAVID RHODES, UNTITLED, 2013 | $3,500 | $0 | $0 |
| ARTWORK - LESISA SOCHOR, GARMENT #8, 2013 | $720 | $0 | $0 |
| ARTWORK - LESISA SOCHOR, GARMENT #12, 2013 | $720 | $0 | $0 |
| ARTWORK - STEFAN BONDELL, PYRAMID, 2013 | $24,000 | $24,000 | $24,000 |
| ARTWORK - RICHARD BOSMAN, DIGGING OUT | $17,600 | $0 | $0 |
| ARTWORK - RM FISCHER, RMF-323, 2012 | $29,600 | $29,600 | $29,600 |
| ARTWORK - ROBERT LONGO, TRUTH BEFORE GOD: ALL YOU ZOMBIES, 1986 | $600,000 | $0 | $0 |
| ARTWORK - FRANCESCO CLEMENTE, PROSPERITY, 2014 | $90,000 | $0 | $0 |
| ARTWORK - MERLIN JAMES, OLD FORTIFIED BUILDINGS, 2010-2014 | $14,400 | $0 | $0 |
| ARTWORK - TYLER DOBSON, BASIC BIRCH OF THE EAST (HIGHLAND CROSSROADS VERSION | $7,200 | $7,200 | $7,200 |
| ARTWORK - ARIEL DILL, PEIGNOIR, 2014 | $4,640 | $4,640 | $4,640 |
| ARTWORK - ROBIN PECK, SCULPTURE (CRANIA) 3, 2013 | $6,000 | $0 | $0 |
| ARTWORK - TYSON REEDER, MANNEQUIN, 2014 | $9,600 | $0 | $0 |
| ARTWORK - ROBERT JANITZ, SYCOPHANT, 2014 | $4,800 | $0 | $0 |
| ARTWORK - RED GROOMS, BATTLE OF LOOKOUT MOUNTAIN, 2010 | $19,500 | $0 | $0 |
| ARTWORK - RED GROOMS, CONFEDERATE SPY, 1996 | $7,000 | $0 | $0 |
| ARTWORK - RED GROOMS, GENERAL BRAXTON BRAGGS CSA, 1999 | $6,650 | $0 | $0 |
| ARTWORK - SPENCER SWEENEY, TITLE TBC, 2015 | $36,000 | $0 | $0 |
| ARTWORK - DAVID LIGARE, STILL LIFE WITH APPLES AND WHEAT, 2012 | $20,800 | $0 | $0 |
| ARTWORK - BILL JENSEN, NOW I BELIEVE IT PEAK (HUANGSHAN MOUNTAIN), 2014-15 | $60,000 | $0 | $0 |
| ARTWORK - ELKA KRAJEWSKA, SAILE (ONE OF THE FEW MOUNTAINS...), 2015 | $4,000 | $0 | $0 |
| ARTWORK - CHANTAL JOFFE, NAKED SELF PORTRAIT WITH ESME WITH HER ARM RAISED, | $64,000 | $0 | $0 |
| ARTWORK - CHANTAL JOFFE, TOPLESS SELF PORTRAIT IN READING GLASSES, 2014 | $16,000 | $0 | $0 |
| ARTWORK - IVAN MORLEY, A TRUE TALE, 2015 | $32,000 | $0 | $0 |
| ARTWORK - EMILY BROWN, WATER SURFACE VII, 2007 | $2,500 | $0 | $0 |
| ARTWORK - JACK PIERSON, UNTITLED, 2014 | $6,400 | $0 | $0 |
| ARTWORK - ANDREW MASULLO, 6042, 2014-2015 | $12,000 | $12,000 | $12,000 |
| ARTWORK - ANDREW MASULLO, 2045, 1989-2014 | $12,000 | $0 | $0 |
| ARTWORK - ANDREW MASULLO, 6052, 2014-2015 | $12,000 | $0 | $0 |
| ARTWORK - GABY COLLINS-FERNANDEZ, BLUE VELVET LITE TOUCH, 2014 | $1,760 | $0 | $0 |
| ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014 | $1,760 | $1,760 | $1,760 |
| ARTWORK - FEDERICO DE FRANCESCO, UNTITLED, 2015 | $0 | $3,500 | $3,500 |
| ARTWORK - STEWART UOO, CURTAIN MOMENT I (JUST RESTING), 2016 | $0 | $24,000 | $24,000 |
| ARTWORK - FRANKLIN WILLIAMS, A BEAUTIFUL DARK MOMENT, 1973 | $0 | $9,600 | $9,600 |
| ARTWORK - THOMAS KOVACHEVICH, MIRROR FOUNTAIN, 2015 | $0 | $4,800 | $4,800 |
| ARTWORK - JUSTEN LADDA, DRESS 5 AND MIRROR, 2001 | $0 | $18,750 | $18,750 |
| ARTWORK - CHERYL DONEGAN, UNTITLED (TWO ORANGE GINGHAMS), 2013 | $0 | $3,750 | $3,750 |
| ARTWORK - SUE KWON, LOOK BOTH WAYS, 1990 | $0 | $1,600 | $1,600 |
| ARTWORK - SUE KWON, ASTROLAND MASK BOY, 2002 | $0 | $1,200 | $1,200 |
| ARTWORK - RICHARD STANKIEWICZ, UNTITLED (TANK), 1963 | $0 | $36,000 | $36,000 |
| ARTWORK - DOUG OHLSON, NIGHT-WATCHMAN, 1987 | $0 | $52,000 | $52,000 |
| ARTWORK - ALEJANDRO OSPINA, THIRSTY BEAR 14, 2015 | $0 | $20,800 | $20,800 |
| ARTWORK - LOIS DODD, WORLD TRADE CENTER 91ST FLOOR, SOUTH VIEW, 1998 | $0 | $2,600 | $2,600 |
| ARTWORK - STEPHEN WESTFALL, BOWER, 2016 | $0 | $11,200 | $11,200 |
| ARTWORK - PETER LINDE BUSK, ROSEBUD, 2016 | $0 | $17,600 | $17,600 |
| ARTWORK - TRUDY BENSON, ART, 2016 | $0 | $7,200 | $7,200 |
| ARTWORK - TREVOR SHIMIZU, MIFFY, 2016 | $0 | $9,600 | $9,600 |
| ARTWORK - UGO RONDINONE, BLACK GREEN SILVER VIOLET MOUNTAIN, 2016 | $0 | $160,000 | $160,000 |
| ARTWORK - EDDIE MARTINEZ, UNTITLED, 2016 | $0 | $9,000 | $9,000 |
| ARTWORK - MALCOLM MORLEY, BUZKASHI, 2002 | $0 | $66,631 | $66,631 |
| ARTWORK - NICK RELPH, OCCIFER, 2016 | $0 | $28,000 | $28,000 |
| ARTWORK - NICK RELPH, RIDICULE, 2016 | $0 | $6,000 | $6,000 |
| ARTWORK - NICOLE WITTENBERG, ALWAYS AND FOREVER (STUDY), 2016 | $0 | $750 | $750 |
| ARTWORK - NICOLE WITTENBERG, PANTY DROPPER, 2015 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, BACK TO NATURE STUDY I, 2015 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, LAMP LIGHT, 2015 | $0 | $750 | $750 |
| ARTWORK - NICOLE WITTENBERG, RED HEAD STUDY, 2015 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, RED HEAD STUDY, 2015 | $0 | $750 | $750 |
| ARTWORK - NICOLE WITTENBERG, ALWAYS AND FOREVER STUDY 5, 2016 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, FOX NEWS STUDY 1, 2014 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, FOX NEWS STUDY 2, 2014 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, GUGENHEIM BILBAO STUDY 2, 2014 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, GUGENHEIM BILBAO STUDY 1, 2014 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, BEN, 2016 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, BEN 2, 2016 | $0 | $600 | $600 |
| ARTWORK - NICOLE WITTENBERG, MATT, 2016 | $0 | $600 | $600 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | $190 | $190 | $190 | $0 |
| BANK FEES | $1,684 | $1,684 | $1,684 | $0 |
| OUTSIDE SERVICES | $3,582 | $0 | $0 | $3,582 |
| SHIPPING & FREIGHT | $3,824 | $0 | $0 | $3,824 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | HEWLETT PACKARD SECURITIES LITIGATION | Desc |
| Revenue And Expenses Per Books | $87 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $87 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $87 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $253,287 | Amt |
| Net Investment Income | $253,287 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $253,287 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEX KATZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $12,000 | $0 | $0 | $0 |
| FOREIGN TAX PAID | $14,813 | $14,813 | $14,813 | $0 |
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