ALICE SHAW FARBER TRUST UW: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- ALICE SHAW FARBER TRUST UW (EIN 13-6763455)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-10-15
- IRS object ID
- 201842889349100139
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-10-15T15:00:31-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 861065772 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DELOITTE TAX LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 127 PUBLIC SQUARE | AddressLine1Txt |
| City | CLEVELAND | CityNm |
| State Abbreviation | OH | StateAbbreviationCd |
| ZIP | 44114 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136763455 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALICE SHAW FARBER TRUST UW CHARITIES | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FARB | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JOY G LLANES | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2018-09-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KELLY NEUGEBAUER | PreparerPersonNm |
| PTIN | P01285591 | PTIN |
| Phone | 3124869652 | PhoneNum |
| Preparation | 2018-09-25 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 167.219.0.140 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 4371E95251947875FACE279FA40AC0D2E4956926 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | BA10EDFA66F0344164019992D5F76BD4199756BE | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2018-06-14 16:35:46Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,125,967 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $25,786 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $25,700 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $33,965 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $204,472 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $33,965 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $7 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $59,758 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $59,665 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $25,134 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $15,080 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $10,054 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $6,733 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $533 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $250 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $32,117 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $15,613 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $10,304 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $41,088 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $41,088 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $73,205 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $15,613 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $51,392 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$13,447 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $44,052 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $9,263 | CashBOYAmt |
| Cash EOY | $12,401 | CashEOYAmt |
| Cash EOYFMV | $12,401 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $54,842 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $51,763 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $51,763 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $728,499 | CorporateStockBOYAmt |
| Corporate Stock EOY | $714,347 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $863,634 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $136,775 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $105,041 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $105,526 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $61,981 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $94,238 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $92,643 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $991,360 | TotalAssetsBOYAmt |
| Total Assets EOY | $977,790 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,125,967 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $991,360 | CapitalStockBOYAmt |
| Capital Stock EOY | $977,790 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $991,360 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $977,790 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $991,360 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $977,790 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $991,360 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$13,447 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $977,913 | SubtotalAmt |
| Other Decreases | $123 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $977,790 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (18 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 456.62 JPMORGAN US LARGE CAP CORE PLUS FUND SEL | 2017-03-01 | $13,927 | $9,554 | $4,373 | $4,373 | ||
| 1996.008 VANGUARD FXD INCM INTER-TERM FD ADM* | 2017-04-07 | $19,381 | $20,000 | -$619 | -$619 | 2016-06-10 | |
| 562.771 JPMORGAN CORE BOND FUND | 2017-04-10 | $6,500 | $5,763 | $737 | $737 | 2005-02-22 | |
| 42. ISHARES TR S & P MIDCAP 400 INDEX FD | 2017-05-08 | $7,252 | $6,253 | $999 | $999 | 2016-06-13 | |
| 38. ISHARES TR S & P MIDCAP 400 INDEX FD | 2017-05-08 | $6,561 | $4,614 | $1,947 | $1,947 | 2013-10-09 | |
| 858.979 THE ARBITRAGE FUND-I | 2017-06-30 | $11,605 | $10,986 | $619 | $619 | 2010-12-30 | |
| 185. ISHARES TR S & P MIDCAP 400 INDEX FD | 2017-06-30 | $32,247 | $22,465 | $9,782 | $9,782 | 2013-10-09 | |
| 1351.119 JPMORGAN CORE BOND FUND | 2017-06-30 | $15,700 | $13,835 | $1,865 | $1,865 | 2005-02-22 | |
| 1283.602 JPMORGAN HIGH YIELD BOND FUND | 2017-06-30 | $9,550 | $9,961 | -$411 | -$411 | 2008-01-28 | |
| 755.547 T ROWE PR EMERG MKTS BND-I | 2017-07-03 | $9,535 | $9,429 | $106 | $106 | 2016-08-03 | |
| 224.758 VANGUARD TOTAL INTL BND-ADM | 2017-07-05 | $4,875 | $4,884 | -$9 | -$9 | 2017-04-12 | |
| 145.744 ARTISAN INTERNATIONAL FUND INSTITUTIONAL SHARES | 2017-10-04 | $4,760 | $4,521 | $239 | $239 | 2014-09-15 | |
| 127.288 OAKMARK INTERNATIONAL-INST | 2017-10-04 | $3,685 | $3,260 | $425 | $425 | 2013-10-09 | |
| 150.914 HARTFORD CAPITAL APPREC FD CL - F | 2017-10-04 | $6,275 | $5,139 | $1,136 | $1,136 | 2016-06-10 | |
| 115. ISHARES MSCI WORLD ETF | 2017-10-04 | $9,712 | $7,908 | $1,804 | $1,804 | 2016-06-16 | |
| 1326.146 JPMORGAN TRUST HIGH YLD ULTRA | 2017-11-20 | $9,840 | $10,305 | -$465 | -$465 | 2008-01-28 | |
| 2072.493 GOLDMAN SACHS STRAT INC-INST | 2017-12-21 | $19,627 | $21,630 | -$2,003 | -$2,003 | 2013-10-09 | |
| CAPITAL GAIN DIVIDENDS | $13,440 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $33,965 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $50,793 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $980,354 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.051811 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $56,953 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,033,511 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.055106 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $50,938 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,093,842 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.046568 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $54,043 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,073,362 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050349 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $53,835 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,053,715 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.051091 | DistributionYr5Rt |
| Total Distribution | 0.254925 | TotalDistributionRt |
| Average Distribution | 0.050985 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,060,355 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $54,062 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $441 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $54,503 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $51,392 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $881 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $881 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $881 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,595 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $3,595 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $2,714 | OverpaymentAmt |
| Applied To ES Tax | $884 | AppliedToESTaxAmt |
| Refund | $1,830 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| JP MORGAN CHASE BANK NA | ||||||
| 10 S DEARBORN ST MC IL 1-0111 | CHICAGO | IL | 60603 | TRUSTEE | 2 | $18,201 |
| MICHAEL J REARDON | ||||||
| 278 GOSHEN ROAD | LITCHFIELD | CT | 06759 | CO-TRUSTEE | 1 | $6,933 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,029,474 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $47,029 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,076,503 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,076,503 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $16,148 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,060,355 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $53,018 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $53,018 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $881 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $881 | TotalTaxAmt |
| Distributable Before Adj | $52,137 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $52,137 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $52,137 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $51,392 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $51,392 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $51,392 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $52,137 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $35,790 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $51,392 | QualifyingDistributionsAmt |
| Applied To Year1 | $35,790 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $15,602 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $36,535 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE JUILLIARD SCHOOL | |||||||
| 60 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PC | GENERAL | $10,272 |
| THE METROPOLITAN MUSEUM OF ART | |||||||
| 1000 5TH AVE | NEW YORK | NY | 100280113 | NONE | PC | GENERAL | $10,272 |
| THE METROPOLITAN OPERA ASSOCIATION | |||||||
| 30 LINCOLN CENTER | NEW YORK | NY | 10023 | NONE | PC | GENERAL | $10,272 |
| CHARLES SCHWAB CORPORATION FOUNDATION | |||||||
| 211 MAIN ST | SAN FRANCISCO | CA | 94105 | NONE | PF | SCHOLARSHIP | $10,272 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $41,088 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $25,786 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $33,965 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED INCOME | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $7 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $59,758 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $59,758 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARLES SCHWAB FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | FBO GEORGE DUFFY FOUNDATION | BusinessNameLine2Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 MAIN ST | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94105 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2017-10-26 | GrantDt |
| Grant | $10,272 | GrantAmt |
| Purpose Of Grant | SCHOLARSHIP TO SENIORS OR GRADUATES OF THE CANAJOHARIE, FORT PLAIN, AND OPPENHEIMEPHRATAH-ST JOHNSVILLE, NY CENT. SCHOOL DIST. | PurposeOfGrantTxt |
| Expended By Grantee | $10,272 | ExpendedByGranteeAmt |
| Any Diversion By Grantee | NONE | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 9/04/2018 | DatesOfReportsByGranteeTxt |
| Verification | 2018-09-04 | VerificationDt |
| Results Of Verification | GRANTS WERE USED AS SPECIFIED | ResultsOfVerificationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (11 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 922031810 VANGUARD INTM TRM IN | ||
| 4812A4435 JPM TOTAL RETURN FD | ||
| 4812C0381 JPM CORE BD FD - SEL | ||
| 4812C0803 JPM HIGH YIELD FD - | ||
| 77956H872 T ROWE PR EMERG MKTS | ||
| 256210105 DODGE & COX INCOME F | $11,000 | $10,960 |
| 46637K158 JPM TOTAL RETURN FD | $19,742 | $19,551 |
| 4812C0100 JPMORGAN CORE BOND-R | $14,068 | $15,909 |
| 4812C0126 JPMORGAN HIGH YIELD- | $23,101 | $22,029 |
| 77956H534 T ROWE PR EMERG MKTS | $10,514 | $10,498 |
| 92203J308 VANGUARD TOTAL INTL | $26,616 | $26,579 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (18 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 302933502 FMI LARGE CAP FUND-I | $30,100 | $32,853 |
| 413838202 OAKMARK INTERNATIONA | ||
| 416649309 HARTFORD CAPITAL APP | ||
| 464286392 ISHARES MSCI WORLD E | $89,391 | $114,543 |
| 464287465 ISHARES MSCI EAFE IN | $112,558 | $137,456 |
| 464287507 ISHARES CORE S&P MID | ||
| 922908363 VANGUARD INDEX FDS S | $247,079 | $310,782 |
| 04314H675 ARTISAN INTERNATIONA | ||
| 14042Y601 CAPITAL GR NON US EQ | $44,392 | $51,417 |
| 46434G822 ISHARES INC MSCI JAP | $10,016 | $12,046 |
| 4812A2389 JPM US LARGE CAP COR | ||
| 77956H757 T ROWE PRICE OVERSEA | ||
| 04314H402 ARTISAN INTERNATIONA | $10,461 | $11,294 |
| 413838723 OAKMARK INTERNATIONA | $29,289 | $32,696 |
| 41664T719 HARTFORD CAPITAL APP | $45,046 | $49,801 |
| 46432F842 ISHARES CORE MSCI EA | $42,601 | $46,263 |
| 48129C603 JPMORGAN US L/C CORE | $32,883 | $41,796 |
| 77956H435 T ROWE PR OVERSEAS S | $20,531 | $22,687 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (10 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 00141V697 INV BALANCED-RISK AL | |||
| 03875R205 THE ARBITRAGE FD-I | |||
| 29446A819 EQUINOX CAMPBELL STR | AT COST | $13,332 | $13,627 |
| 38145C646 GOLDMAN SACHS STRAT | |||
| 00142R539 INVESCO BAL-RSK ALLO | AT COST | $15,966 | $14,095 |
| 00771X435 CHILTON STRATEGIC EU | AT COST | $16,000 | $16,119 |
| 024525131 AMER BCN NUM INTEGR | AT COST | $11,145 | $11,134 |
| 024525172 AMERICAN BEACON GLG | AT COST | $10,650 | $10,454 |
| 12628J881 CRM LONG/SHORT OPPOR | AT COST | $16,000 | $16,109 |
| 72201U638 PIMCO MTGE OPPORTUNI | AT COST | $11,145 | $11,105 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $123 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ATTORNEY GENERAL FEE | Desc |
| Revenue And Expenses Per Books | $250 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $250 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED INCOME | Desc |
| Revenue And Expenses Per Books | $7 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL TAX PAYMENT - PRIOR YE | $4,400 | $0 | $0 |
| FEDERAL ESTIMATES - INCOME | $1,800 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $513 | $513 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $20 | $20 | $0 |
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