SMALLEY FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- SMALLEY FOUNDATION INC (EIN 13-6225947)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-07
- IRS object ID
- 201833119349100248
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-07T12:55:27-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 043299080 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MARLENE S KAPLAN CPA PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 60 GUILD ST STE 1 | AddressLine1Txt |
| City | NORWOOD | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02062 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136225947 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE SMALLEY FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | MATT RIORDAN ARNOLD&PORTER KAYE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SMAL | BusinessNameControlTxt |
| Phone | 2128368816 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 250 WEST 55TH STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100199710 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARTIN SAIMAN | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 5614883682 | PhoneNum |
| Signature | 2018-11-07 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MARLENE S KAPLAN | PreparerPersonNm |
| PTIN | P00040157 | PTIN |
| Phone | 7812789552 | PhoneNum |
| Preparation | 2018-11-07 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 216.211.253.7 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-07 | IPDt |
| IP Tm | 11:55:27 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | BA66578E372F69CB0048E27B0A2C50234F0271A6 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | B8D0D8EE351C500CC2D2F1B7AA8DD29EEC2F35E2 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $28,821,385 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $21,555,738 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $125,776 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $119,647 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $125,776 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $127,990 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,474,691 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $128,305 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $21,809,504 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $247,952 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $125,776 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $48,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $24,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $24,000 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $24,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $11,200 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $5,600 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $5,600 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $5,600 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $29,724 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $29,724 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $6,273 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,273 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $7,605 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,802 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $3,802 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,803 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $102,802 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $69,399 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $33,402 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $33,403 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $142,054 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $142,054 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $244,856 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $69,399 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $33,402 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $175,457 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $21,564,648 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $178,553 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $92,374 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $131,959 | CashBOYAmt |
| Cash EOY | $127,738 | CashEOYAmt |
| Cash EOYFMV | $127,738 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $278,127 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $6,041,343 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $6,041,343 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $58 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $13,826 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $13,826 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $3,930,262 | CorporateStockBOYAmt |
| Corporate Stock EOY | $17,634,359 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $17,634,359 | CorporateStockEOYFMVAmt |
| Corporate Bonds EOY | $5,004,119 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $5,004,119 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $4,340,406 | TotalAssetsBOYAmt |
| Total Assets EOY | $28,821,385 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $28,821,385 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $16,247 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $10,000 | AccountsPayableEOYAmt |
| Other Liabilities BOY | $5,936 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $65,194 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $22,183 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $75,194 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $4,318,223 | UnrestrictedBOYAmt |
| Unrestricted EOY | $28,746,191 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,318,223 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $28,746,191 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,340,406 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $28,821,385 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,318,223 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $21,564,648 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,983,814 | OtherIncreasesAmt |
| Subtotal | $28,866,685 | SubtotalAmt |
| Other Decreases | $120,494 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $28,746,191 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (57 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| BOSTON, MA WTR. & SEWER | P | 2017-12-01 | $91,809 | $92,356 | -$547 | -$547 | |
| PENNSYLVANIA ST HIGHER ED | P | 2017-12-04 | $56,420 | $56,392 | $28 | $28 | |
| MASSACHUSETTS ST HEALTH & EDL | P | 2017-12-15 | $43,297 | $43,376 | -$79 | -$79 | |
| EXXON MOBIL CORP SHARES 52 | P | 2017-08-30 | $3,957 | $4,488 | -$531 | -$531 | 2012-01-25 |
| ENERGY NORTHWEST WASH | P | 2017-12-01 | $211,173 | $209,241 | $1,932 | $1,932 | |
| MASSACHUSETTS BAY TRANS AUTH | P | 2017-12-05 | $150,045 | $148,924 | $1,121 | $1,121 | |
| BAY ARE TOLL AUTH CA TOLL | P | 2017-12-18 | $114,000 | $113,111 | $889 | $889 | |
| LIMITED BRANDS INC SHARES 52 | P | 2017-02-28 | $2,717 | $2,501 | $216 | $216 | 2013-01-28 |
| MASSACHUSETTS BAY TRANSN AUTH MA | P | 2017-12-01 | $44,644 | $44,971 | -$327 | -$327 | |
| WASHINGTON ST FOR ISSUES DTD | P | 2017-12-05 | $236,060 | $232,417 | $3,643 | $3,643 | |
| METROPOLITAN BOSTON TRAN PKG | P | 2017-12-18 | $83,196 | $83,261 | -$65 | -$65 | |
| PRIMCO INCOME SHARES 4830.918 | P | 2017-08-30 | $60,000 | $59,127 | $873 | $873 | |
| MASSACHUSETTS BAY TRANSN AUTH MA | P | 2017-12-01 | $86,129 | $86,240 | -$111 | -$111 | |
| MA STATE FEDERAL HIGHWAY | P | 2017-12-06 | $91,500 | $90,031 | $1,469 | $1,469 | |
| MASSACHUSETTS ST GO | P | 2017-12-19 | $148,870 | $147,125 | $1,745 | $1,745 | |
| ABBOTT LABORATORIES SHARES 275 | P | 2017-08-30 | $13,801 | $9,984 | $3,817 | $3,817 | 2001-01-27 |
| MASSACHUSETTS BAY TRANSN AUTH MA | P | 2017-12-01 | $85,263 | $85,421 | -$158 | -$158 | |
| TARRANT REGL WTR DIST TEX | P | 2017-12-06 | $236,300 | $233,105 | $3,195 | $3,195 | |
| CHICAGO ILL O HARE INTL ARPT REV | P | 2017-12-20 | $165,195 | $159,746 | $5,449 | $5,449 | |
| E V FLOATING RATE 1 SHARES 6220.417 | P | 2020-08-18 | $53,833 | $53,783 | $50 | $50 | |
| MASSACHUSETTS ST HEALTH & EDL | P | 2017-12-01 | $41,963 | $42,140 | -$177 | -$177 | |
| MASSACHUSETTS ST SCH BLDG AUTH | P | 2017-12-07 | $148,420 | $147,008 | $1,412 | $1,412 | |
| METROPOLITAN TRANSN AUTH NY | P | 2017-12-21 | $117,608 | $113,551 | $4,057 | $4,057 | |
| E V FLOATING RATE 1 SHARES 6220.417 | P | 2017-08-18 | $2,150 | $2,136 | $14 | $14 | |
| MASSACHUSETTS STATE HEALTH & ED | P | 2017-12-01 | $142,470 | $142,568 | -$98 | -$98 | |
| NEW YORK ST DOM AUTH | P | 2017-12-08 | $184,428 | $178,330 | $6,098 | $6,098 | |
| MASSACHUSETTS ST DEV FIN AGY | P | 2017-12-22 | $144,870 | $140,313 | $4,557 | $4,557 | |
| FIRST TRUST NORTH AMERICA E SHARES 5 | P | 2017-12-04 | $12,372 | $13,203 | -$831 | -$831 | 2015-04-09 |
| MASSACHUSETTS STATE PORT AUTH | P | 2017-12-01 | $94,074 | $94,765 | -$691 | -$691 | |
| NORTH CAROLINA MUN PWR AGY | P | 2017-12-11 | $101,103 | $98,055 | $3,048 | $3,048 | |
| GENERAL ELECTRIC CO SHARES 2313 | P | 2017-11-16 | $14,357 | $25,740 | -$11,383 | -$11,383 | |
| HEALTH CARE SEL SECT SPDR FD SHARES | P | 2017-08-30 | $14,100 | $11,976 | $2,124 | $2,124 | 2015-10-07 |
| MASSACHUSETTS ST WRT RES AUTH | P | 2017-12-01 | $113,934 | $114,425 | -$491 | -$491 | |
| UNIVERSITY MASS BLDG | P | 2017-12-11 | $149,388 | $144,375 | $5,013 | $5,013 | |
| GENERAL ELECTRIC CO SHARES 2313 | P | 2017-11-16 | $27,153 | $36,106 | -$8,953 | -$8,953 | |
| CONS DISCRET SEL SPDR FD SHARES -156 | P | 2017-12-04 | $15,305 | $11,933 | $3,372 | $3,372 | 2015-10-07 |
| MIAMA DADE CNTY FL WATER | P | 2017-12-01 | $141,561 | $142,157 | -$596 | -$596 | |
| MASSACHUSETTS ST GO | P | 2017-12-12 | $229,235 | $227,848 | $1,387 | $1,387 | |
| VISA INC COM CL A SHARES 325 | P | 2017-08-21 | $33,643 | $5,532 | $28,111 | $28,111 | |
| POWERSHARES PREFERRED PORT SHARES -3 | P | 2017-12-04 | $51,121 | $49,989 | $1,132 | $1,132 | 2016-02-29 |
| NORTH CAROLINA MUN PWR AGY | P | 2017-12-01 | $20,719 | $20,694 | $25 | $25 | |
| NEW YORK NY CITY TRANSITIONAL FIN | P | 2017-12-12 | $179,995 | $177,079 | $2,916 | $2,916 | |
| SCHLUMBERGER LTD SHARES 390 | P | 2017-08-08 | $26,522 | $36,006 | -$9,484 | -$9,484 | |
| PIONEER MULTI AST ULTRA STC SHARES - | P | 2017-12-04 | $30,000 | $30,090 | -$90 | -$90 | 2017-08-30 |
| OREGON ST FOR ISSUES DTD | P | 2017-12-01 | $138,501 | $138,993 | -$492 | -$492 | |
| SNOHOMISH CNTY WASH PUB UTIL | P | 2017-12-13 | $111,965 | $111,479 | $486 | $486 | |
| OAKMARK INTERNATIONAL CL SHARES 1100 | P | 2017-08-17 | $30,527 | $29,193 | $1,334 | $1,334 | |
| WISDOM TREES TR. JAPAN HEDGE | P | 2017-12-19 | $28,515 | $24,997 | $3,518 | $3,518 | 2017-09-06 |
| WASHINGTON ST FUEL TAX | P | 2017-12-01 | $168,271 | $169,270 | -$999 | -$999 | |
| MASSACHUSETTS BAY TRANS AUTH | P | 2017-12-14 | $176,290 | $175,949 | $341 | $341 | |
| WCM FOCUSED INTL SHARES 1500 | P | 2017-08-17 | $22,030 | $18,740 | $3,290 | $3,290 | |
| MASSACHUSETTS BAY TRANS AUTH MA | P | 2017-12-04 | $150,028 | $149,123 | $905 | $905 | |
| NORTH HARRIS CNTY REGL WTR AUTH | P | 2017-12-14 | $117,915 | $116,500 | $1,415 | $1,415 | |
| ABBOTT LABORATORIES SHARES 500 | P | 2017-08-21 | $24,837 | $19,614 | $5,223 | $5,223 | |
| MASSACHUSETTS ST GO | P | 2017-12-04 | $171,517 | $170,176 | $1,341 | $1,341 | |
| FLA WTR POLLUTION CTL | P | 2017-12-15 | $155,556 | $155,712 | -$156 | -$156 | |
| VANGUARD REIT EFT SHARES 311 | P | 2017-08-30 | $25,929 | $21,251 | $4,678 | $4,678 | 2014-09-30 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $128,305 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$7,941 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $192,761 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $3,504,707 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.055001 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $200,599 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $3,547,509 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.056546 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $162,155 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $3,189,523 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.050840 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $157,013 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $2,638,057 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.059518 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $128,237 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,974,806 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.064937 | DistributionYr5Rt |
| Total Distribution | 0.286842 | TotalDistributionRt |
| Average Distribution | 0.057368 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $8,966,296 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $514,378 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,786 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $516,164 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $175,457 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $3,571 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $3,571 | SubtotalAmt |
| Tax Based On Investment Income | $3,571 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,395 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $17,395 | TotalPaymentsAndCreditsAmt |
| Overpayment | $13,824 | OverpaymentAmt |
| Applied To ES Tax | $13,824 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (true) | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | ELISA D DOYLE | IndividualWithBooksNm |
| Phone | 2128368816 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 228 ARDMORE AVE | AddressLine1Txt |
| City | HADDONFIELD | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08033 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARTIN SAIMAN | ||||||||
| 26910 GRAND CENTRAL PARKWAY APT18L | FLORAL PARK | NY | 11005 | PRESIDENT | 000.00 | $8,000 | $0 | $0 |
| ELISA D DOYLE | ||||||||
| 228 ARDMORE AVE | HADDONFIELD | NJ | 08033 | SCHLSHIP CH/ | 000.00 | $16,000 | $0 | $0 |
| MARIE HOROWITTZ | ||||||||
| 87 HILLTOP DR | MANHASSET | NY | 11030 | FOUN MEMBER | 000.00 | $8,000 | $0 | $0 |
| ARLENE HARRIS | ||||||||
| 250 WEST 55TH STREET | NEW YORK | NY | 100199710 | FOUN MEMBER | 000.00 | $8,000 | $0 | $0 |
| CONSTANTINE KREATSOULAS | ||||||||
| 611 FOXCROFT ROAD | ELKINS PARK | PA | 19027 | FOUN MEMBER | 000.00 | $8,000 | $0 | $0 |
| ELISA D DOYLE | ||||||||
| 228 ARDMORE AVENUE | HADDONFIELD | NJ | 08033 | FOUN MEMBER | 000.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SCHOLARSHIPS TO COLLEGES AND TO DESERVING MALE AND FEMALE PUBLIC HIGH SCHOOL STUDENTS | Description1Txt |
| Expenses1 | $142,054 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,215,206 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $873,807 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $13,826 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $9,102,839 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $9,102,839 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $136,543 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $8,966,296 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $448,315 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $448,315 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,571 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,571 | TotalTaxAmt |
| Distributable Before Adj | $444,744 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $444,744 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $444,744 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $175,457 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $175,457 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $175,457 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $444,744 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $29,836 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $25,889 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $20,159 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $26,021 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $32,309 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $134,214 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $175,457 | QualifyingDistributionsAmt |
| Applied To Current Year | $175,457 | AppliedToCurrentYearAmt |
| Excess Distri Cyov App CY Corpus | $134,214 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $134,214 | ExcessDistributionCyovAppCYAmt |
| Undistributed Income CY | $135,073 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | APPLICATIONS ARE COMPLETED AND | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | RETURNED TO GUIDANCE COUNSELORS | AddressLine1Txt |
| City | HADDONFIELD | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08033 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2128368816 | RecipientPhoneNum |
| Form And Info And Materials | APPLICATION FORMS AVAILABLE UPON REQUEST FROM GUIDANCE SERVICES AND BY OFFICE OF FINANCIAL AID IN SCHOOLS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | DATES OF APPLICATION HAVE DEADLINES SUPPLIED BY GUIDANCE SERVICES AND FINANCIAL AID OFFICERS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | AWARDS ARE GRANTED ONLY TO STUDENTS ACCEPTED TO INSTITUTIONS WHERE SCHOLARSHIPS HAVE BEEN ESTABLISHED AND TO STUDENTS IN WORCESTER, MA AND YONKERS, NY PUBLIC HIGH SCHOOLS. GRANTS ARE PAID DIRECTLY TO SCHOOLS, NOT TO INDIVIDUALS. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|
| UMASS AMHERST E HALLET | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| UMASS AMHERST A BOTTALI | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| LEHMAN COLLEGE G WALWRATH | |||||
| LEHMAN COLLEGE | NEW YORK | NY | 10468 | SCHOLARSHIP | $479 |
| MANHATTAN COLLEGE K MADDUR | |||||
| MANHATTAN COLLEGE | RIVERDALE | NY | 10471 | SCHOLARSHIP | $10,000 |
| NEW YORK UNIVERSITY N GUERRERO | |||||
| NEW YORK UNIVERSITY | NEW YORK | NY | 10012 | SCHOLARSHIP | $5,000 |
| UMASS AMHERST M MARTINI | |||||
| UNIVERSITY OF MASSACHUSET | AMHERST | MA | 01003 | SCHOLARSHIP | $10,000 |
| SUNY ALBANY N PACHECO | |||||
| SUNY ALBANY | ALBANY | NY | 12222 | SCHOLARSHIP | $10,000 |
| SUNY EDWIN BENITEZ | |||||
| SUNY ALBANY | ALBANY | NY | 12222 | SCHOLARSHIP | $10,000 |
| WORCESTER POLYTECH INST D LECH | |||||
| WORCESTER POLYTECHNIC INS | WORCESTER | MA | 01602 | SCHOLARSHIP | $10,000 |
| CLARK UNIVERSITY A NOP | |||||
| CLARK UNIVERSITY | WORCESTER | MA | 01610 | SCHOLARSHIP | $8,038 |
| UMASS BOSTON B CHATAIGNE | |||||
| UNIVERSITY OF MASSACHUSET | BOSTON | MA | 02125 | SCHOLARSHIP | $10,000 |
| UNIVERSITY OF ROCHESTER P FERREIRA | |||||
| UNIVERSITY OF ROCHESTER | ROCHESTER | NY | 14627 | SCHOLARSHIP | $10,000 |
| HARVARD UNIVERSITY D HOXHA | |||||
| HARVARD UNIVERSITY | CAMBRIDGE | MA | 02138 | SCHOLARSHIP | $10,000 |
| DREXEL UNIVERSITY D NGUYEN | |||||
| DREXEL UNIVERSITY | PHILADELPHIA | PA | 19104 | SCHOLARSHIP | $10,000 |
| HUNTER COLLEGE A BATES | |||||
| HUNTER COLLEGE | NEW YORK | NY | 10065 | SCHOLARSHIP | $6,780 |
| BRANDEIS UNIVERSITY O MANDAWI | |||||
| BRANDEIS UNIVERSITY | WALTHAM | MA | 02453 | SCHOLARSHIP | $1,231 |
| BARNARD COLLEGE J NIOLLA | |||||
| BARNARD COLLEGE | NEW YORK | NY | 10027 | SCHOLARSHIP | $10,000 |
| WORCESTER STATE M BIRO | |||||
| WORCESTER STATE | WORCESTER | MA | 01602 | SCHOLARSHIP | $526 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $142,054 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $119,647 | ExclusionAmt |
| Related Or Exempt Function Incm | $6,129 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | $54,340 | ExclusionAmt |
| Related Or Exempt Function Incm | $73,650 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $173,987 | ExclusionAmt |
| Related Or Exempt Function Incm | $79,779 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $253,766 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ELLIN SMALLEY | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O SAIMAN 20110 BOCA WEST DRIVE 2 | AddressLine1Txt |
| City | BOCA RATON | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33434 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $21,555,738 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp (62 entries)
| ContributorContributorNum | Noncash PropertyNoncashPropertyDesc | Fair Market ValueFairMarketValueAmt | ReceivedReceivedDt |
|---|---|---|---|
| 1 | 100000SH. BAY AREA TOLL AUTH CA | $115,847 | 2017-11-27 |
| 1 | 40000SH MA BAY TRANSN AUTH | $46,159 | 2017-11-27 |
| 1 | 125000SH MA ST DEV FIN | $141,968 | 2017-11-27 |
| 1 | 125000SH MA ST SCH BLDG AUTH | $149,755 | 2017-11-27 |
| 1 | 100000SH METROPOLITAN NY TRANSN | $115,543 | 2017-11-27 |
| 1 | 100000SH NORTH HARRIS CNTY TX | $118,478 | 2017-11-27 |
| 1 | 200000SH WASHINGTON ST FOR ISSUE | $235,611 | 2017-11-27 |
| 1 | 7000SH APPLE INC (AAPL) | $834,855 | 2017-12-12 |
| 1 | 32743.90 GUGGENHEIM TOTAL RETURN | $870,660 | 2017-12-12 |
| 1 | 8750 NESTLE S.A. SPONS ADR (NSRG | $635,136 | 2017-12-12 |
| 1 | 8191SH TOOTSIE ROLL COMMON STOCK | $312,282 | 2017-12-12 |
| 1 | 80000SH BOSTON MA WATER & SEWER | $94,483 | 2017-11-27 |
| 1 | 75000SH MA BAY TRANSN AUTH | $87,344 | 2017-11-27 |
| 1 | 75000SH MA ST FED HWY GRANT ANTI | $91,453 | 2017-11-27 |
| 1 | 100000SH MA ST WATER RES AUTH | $117,043 | 2017-11-27 |
| 1 | 125000SH MIAMI-DADE CNTY FL WTR | $145,141 | 2017-11-27 |
| 1 | 125000SH OREGON ST FOR PREVIOUS | $142,512 | 2017-11-27 |
| 1 | 150000SH WASHINGTON ST | $173,203 | 2017-11-27 |
| 1 | 88626.81SH BARINGS ACTIVE SHORT | $880,951 | 2017-12-12 |
| 1 | 3100SH ISHARE 20+ YRTREASURY BON | $378,355 | 2017-12-12 |
| 1 | 5369SH PEPSICO INC (PEP) | $547,021 | 2017-12-12 |
| 1 | 8253SH TOOTSIE ROLL CLASS B STOC | $419,166 | 2017-12-12 |
| 1 | 75000SH CALIFORNIA STATE | $86,103 | 2017-11-27 |
| 1 | 75000SH MA BAY TRANSN AUTH | $88,315 | 2017-11-27 |
| 1 | 125000SH MA ST HLTH & EDL | $146,122 | 2017-11-27 |
| 1 | 125000SH MA ST | $150,024 | 2017-11-27 |
| 1 | 150000SH NEW YORK NY CITY TRANS | $180,404 | 2017-11-27 |
| 1 | 50000SH PENNSYLVANIA | $57,544 | 2017-11-27 |
| 1 | 17200SH ABBOTT LABORATORIES CORP | $704,300 | 2017-12-12 |
| 1 | 31100.48SH BARON EMERGING MARKET | $351,746 | 2017-12-12 |
| 1 | 3500SH ISHARES CORE US AGGREGATE | $380,363 | 2017-12-12 |
| 1 | 6500SH POWERSHARES QQQTRUST SER | $796,087 | 2017-12-12 |
| 1 | 140000SH CHICAGO IL OHARE INTL A | $162,112 | 2017-11-27 |
| 1 | 150000SH MA BAY TRANSN AUTH | $180,012 | 2017-11-27 |
| 1 | 40000SH MA ST HLTH & EDL | $43,320 | 2017-11-27 |
| 1 | 200,000SH MA ST | $232,997 | 2017-11-27 |
| 1 | 150000SH NEW YORK NY DORM AUTH | $181,326 | 2017-11-27 |
| 1 | 100000SH SNOHOMISH CNTY WA PUB | $114,024 | 2017-11-27 |
| 1 | 54360.20SH ALLIANZGI SHORT DURAT | $827,362 | 2017-12-12 |
| 1 | 82551.62SH BLACKROCK II STRATEGI | $813,958 | 2017-12-12 |
| 1 | 11574SH JPMORGAN CHASE | $1,001,093 | 2017-12-12 |
| 1 | 4850SH UNITED TECHNOLOGIES CORP | $538,835 | 2017-12-12 |
| 1 | 175000SH ENERGY NORTHWEST WA ELE | $212,396 | 2017-11-27 |
| 1 | 125000SH MA BAY TRANSN AUTH | $151,510 | 2017-11-27 |
| 1 | 40000SH MA ST HLTH & EDL | $44,460 | 2017-11-27 |
| 1 | 150000SH MA ST | $173,792 | 2017-11-27 |
| 1 | 200000SH NORTH CAROLINA MUNI PWR | $21,254 | 2017-11-27 |
| 1 | 200000SH TARRANT TX REGL WTR DIS | $237,549 | 2017-11-27 |
| 1 | 900SH ALPHABET INC CLASS A (GOOG | $743,117 | 2017-12-12 |
| 1 | 8500SH COLGATE-PALMOLIVE CO(CL) | $554,242 | 2017-12-12 |
| 1 | 5600SH MCDONALDS CORP (MCD) | $677,936 | 2017-12-12 |
| 1 | 10600SH OF VISA INC (V) | $862,363 | 2017-12-12 |
| 1 | 150000SH FLORIDA WTR POLLUTION | $160,537 | 2017-11-27 |
| 1 | 125000SH MA BAY TRANSN AUTH | $151,724 | 2017-11-27 |
| 1 | 85000SH MA ST PORT AUTH | $97,099 | 2017-11-27 |
| 1 | 75000SH METROPOLITAN BOSTON MA T | $85,364 | 2017-11-27 |
| 1 | 85000SH NORTH CAROLINA MUNI PWR | $99,362 | 2017-11-27 |
| 1 | 125000SH UNIVERSITY MA BLDG | $146,712 | 2017-11-27 |
| 1 | 551SH ALPHABET INC CLASS C (GOOG | $443,423 | 2017-12-12 |
| 1 | 41022.99SH DREYFU/STANDISH CLOBA | $864,746 | 2017-12-12 |
| 1 | 14000SH MONDELEZ INTL INC CL A | $625,765 | 2017-12-12 |
| 1 | 6000SH WALT DISNEY CO (DIS) | $653,610 | 2017-12-12 |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | AUDIT & TAX PREPARATION | CategoryTxt |
| Amt | $11,200 | Amt |
| Net Investment Income | $5,600 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $5,600 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $5,600 | DisbursementsCharitablePrpsAmt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Asset | CA ST VAR PURP GO BOND | AssetDesc |
| How Acquired | PURCHASE | HowAcquiredTxt |
| Sold | 2017-11 | SoldDt |
| Gross Sales Price | $83,770 | GrossSalesPriceAmt |
| Basis | $84,085 | BasisAmt |
| Total Net | -$315 | TotalNetAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (6 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIDELITY CONSERVATIVE INCOME FUND | $77,311 | $77,311 |
| ALLIANZE SHORT DURATION | $949,928 | $949,928 |
| BARINGS ACTIVE SHORT | $1,034,591 | $1,034,591 |
| BLACKROCK STRATEGIC | $959,394 | $959,394 |
| DREYFUS STANDISH MELLON | $983,002 | $983,002 |
| GUGGENHEIM TOTAL RETURN | $999,893 | $999,893 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (84 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABS | $1,042,954 | $1,042,954 |
| NESTLE | $841,442 | $841,442 |
| 450 VECTREN | $29,259 | $29,259 |
| JP MORGAN CHASE | $1,329,692 | $1,329,692 |
| ISHARES RUSSELL MIDCAP VALUE | $18,337 | $18,337 |
| ISHARES TRUSSELL MIDCAP GR | $9,004 | $9,004 |
| FIDELITY ADVISOR NEW INSIGHTS | $56,841 | $56,841 |
| GOLDMAN SACHS SMALL CAP VALUE | $7,767 | $7,767 |
| JP MORGAN LARGE CAP | $77,960 | $77,960 |
| AIG/SUNAMERICA FOCUSED DIVIDEND | $73,210 | $73,210 |
| TWEEDY BROWNE GLOBAL | $24,921 | $24,921 |
| WASATCH INTL GROWTH FD | $30,427 | $30,427 |
| GENERAL ELECTRIC | ||
| VANGUARD REIT ETF | ||
| NEUBERGER BERMAN SRATEGIC INCOME | $63,738 | $63,738 |
| PIONEER STRATEGIC INCOME | $54,120 | $54,120 |
| PIONEER MLTI AST ULT | $30,129 | $30,129 |
| BLACKROCK INC | $40,069 | $40,069 |
| EXXON MOBIL | ||
| JP MORGAN CHASE | $23,420 | $23,420 |
| WELLS FARGO | $15,714 | $15,714 |
| DANAHER | $43,625 | $43,625 |
| DISNEY | $720,317 | $720,317 |
| PEPSICO | $694,816 | $694,816 |
| UNION PACIFIC | $75,766 | $75,766 |
| UNITED TECHNOLOGIES | $703,549 | $703,549 |
| VISA | $1,279,875 | $1,279,875 |
| BLACKROCK HEALTH SCIENCES | $36,141 | $36,141 |
| OAKMARK INTERNATIONAL | $120,651 | $120,651 |
| L BRANDS INC | ||
| PIMCO INCOME P | $80,437 | $80,437 |
| APPLE INC | $1,227,933 | $1,227,933 |
| JOHNSON & JOHNSON | $52,395 | $52,395 |
| SCHLUMBERGER LTD COM | ||
| BLACKROCK STRATEGIC INCOME | ||
| CLEARBRIDGE AGGESSIVE GROWTH I | $61,286 | $61,286 |
| E V FLOATING RATE I | ||
| OAKMARK SELECT I | ||
| SOUND SHORE INSTL CLASS | $67,091 | $67,091 |
| T ROWE PRICE INTL DISC | $25,949 | $25,949 |
| AMERICAN EXPRESS | $99,310 | $99,310 |
| COLGATE PALMOLIVE | $726,206 | $726,206 |
| 3 M COMPANY | $57,666 | $57,666 |
| CONS DISCRET SEL SECT SPDR | ||
| FIRST TRUST NORTH AMERICAN | ||
| HEALTH CARE SEL SECT | ||
| WCM FOCUSEDINTL GROWTH | $132,675 | $132,675 |
| JOHN HANCOCK SMALL CAP VALUE | $90,741 | $90,741 |
| LYRICAL US VALUE EQUITY | $56,681 | $56,681 |
| ALPHABET INC.CL C | $576,566 | $576,566 |
| ALPHABET INCCL A | $1,102,910 | $1,102,910 |
| FORTIVE CORP | $8,827 | $8,827 |
| MCDONALDS | $963,872 | $963,872 |
| MONDELEZ INT'L | $684,800 | $684,800 |
| STARBUCKS | $48,815 | $48,815 |
| TOOTSIE ROLL | $602,165 | $602,165 |
| BARON EMERGING MARKET | $561,744 | $561,744 |
| RBC EMERGING MARKET | $80,239 | $80,239 |
| ALLIANZ SHORT DURATION | ||
| BARINGS ACTIVE SHORT DURATION | ||
| DREYFUS STANDISH MELLON GL FIXED | ||
| GUGGENHEIM TOTAL RETURN | ||
| ISHARES S & P SMALLCAP | $39,135 | $39,135 |
| ISHARES EDGE MSCI MIN | $105,821 | $105,821 |
| ISHARES TRUST CORE | $72,699 | $72,699 |
| ISHARES CORE US AGGREG | $489,252 | $489,252 |
| ISHARES TR 20YR | $513,783 | $513,783 |
| ISHARES CORE S & P 500 | $73,934 | $73,934 |
| POWERSHARES QQQ TR | $1,012,440 | $1,012,440 |
| ISHARES MSCI EMU | $14,879 | $14,879 |
| ISHARES MSCI EURO | $15,082 | $15,082 |
| ISHARES NASDAQ BIOTECH | $61,500 | $61,500 |
| WISDOM TREE INTL SM CAP | $25,651 | $25,651 |
| ABBOTT LABS | ||
| FIRST TRUST DJ INTERNET | $82,959 | $82,959 |
| ISHARES NASDAQ BIOTECH | ||
| POWERSHARES PREFERRED PORT | ||
| AAM BAHL & GAYNOR INC | $36,232 | $36,232 |
| GUGGENHEIM DIRECTIONAL ALLOCATION | $108,681 | $108,681 |
| FIDELITY ADV EMERGING MKT | $31,282 | $31,282 |
| FIDELITY ADVISOR EMERGING MARKETS IN | $32,377 | $32,377 |
| MSIF GROWTH | $74,735 | $74,735 |
| VANGUARD SMALL CAP | $36,681 | $36,681 |
| VANGUARD WELLESLEY | $55,184 | $55,184 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (6 entries)
| DescDesc | AmtAmt |
|---|---|
| DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST | $26,261 |
| & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT | $1 |
| MARKET VALUE | -$1 |
| UNREALIZED LOSS ON SECURITIES | $1 |
| DEFERRED FEDERAL EXCISE TAX | $59,258 |
| NON-DEDUCTIBLE BOND PREMIUMS | $34,974 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| EXPENSES | ||||
| FILING FEES | $310 | $155 | $155 | $155 |
| OFFICE, TRAVEL, ADVERTISING | $3,783 | $1,891 | $1,891 | $1,892 |
| ANNUAL MEETING EXPENSE | $3,512 | $1,756 | $1,756 | $1,756 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (5 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON SECURITIES | $2,983,814 |
| DIFFERENCE IN GAIN ON SALE OF INVESTMENTS AT COST | $1 |
| & INVESTMENTS ON FINANCIAL STATEMENT RECORDED AT | -$1 |
| MARKET VALUE | $1 |
| DEFERRED FEDERAL EXCISE TAX | -$1 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DEFERRED FEDERAL EXCISE TAX | Desc |
| BOY Book Value | $5,936 | BOYBookValueAmt |
| EOY Book Value | $65,194 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT | CategoryTxt |
| Amt | $29,724 | Amt |
| Net Investment Income | $29,724 | NetInvestmentIncomeAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ELLIN SMALLEY ESTATE | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 20110 BOCA WEST DRIVE APT 225 | AddressLine1Txt |
| City | BOCA RATON | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33434 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| FOREIGN TAX | $1,288 | $1,288 |
| FEDERAL EXCISE TAX | $4,985 | $4,985 |
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