ROBERT & MARY LOU MORGADO CHARITABLE TRUST: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- ROBERT & MARY LOU MORGADO CHARITABLE TRUST (EIN 13-7072672)
- Tax period
- 2016-12-01 to 2017-11-30
- Filed
- 2018-04-06
- IRS object ID
- 201830969349100318
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-04-06T13:26:32-05:00 | ReturnTs |
| Tax Period End | 2017-11-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 522328316 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | TAG ASSOCIATES LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 810 SEVENTH AVENUE SUITE 700 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-12-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 137072672 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE ROBERT & MARY LOU MORGADO | BusinessNameLine1Txt |
| Business Name Line2 | CHARITABLE TRUST | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ROBE | BusinessNameControlTxt |
| Phone | 2122751500 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O TAG ASSOC 810 SEVENTH AVE 700 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROBER J MORGADO | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2122751500 | PhoneNum |
| Signature | 2018-03-30 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| PTIN | P01424010 | PTIN |
| Phone | 2122751573 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 65.48.106.218 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-03-30 | IPDt |
| IP Tm | 11:54:11 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 531FA359B56E5A030E786C31D76EC87F9365294E | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 531FA359B56E5A030E786C31D76EC87F9365294E | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $8,212,160 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $653 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $653 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $70,616 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $70,616 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $169,022 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,316,518 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $169,022 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $47,523 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $47,523 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $287,814 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $287,814 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $10,156 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $2,091 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $39,587 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $28,643 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $51,834 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $28,643 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $385,050 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $385,050 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $436,884 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $28,643 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $385,050 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$149,070 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $259,171 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $608,859 | CashBOYAmt |
| Cash EOY | $414,273 | CashEOYAmt |
| Cash EOYFMV | $414,273 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $318,796 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $341,758 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $341,758 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $2,405,334 | CorporateStockBOYAmt |
| Corporate Stock EOY | $2,897,055 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,597,177 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $2,313,908 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,842,707 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,858,952 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $5,646,897 | TotalAssetsBOYAmt |
| Total Assets EOY | $5,495,793 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $8,212,160 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $227,014 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $224,992 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $227,014 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $224,992 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $4,200,000 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $4,200,000 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $1,219,883 | RetainedEarningBOYAmt |
| Retained Earning EOY | $1,070,801 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $5,419,883 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $5,270,801 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $5,646,897 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $5,495,793 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $5,419,883 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$149,070 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $5,270,813 | SubtotalAmt |
| Other Decreases | $12 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $5,270,801 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 4,000 SHS TEKLA HEALTHCARE OPPORTUNITY | P | 2017-05-25 | 2017-06-22 | $74,559 | $69,439 | $5,120 | $5,120 |
| CHARLES SCHWAB - HAMLIN SEE ATTACHED | P | 2017-01-01 | 2017-11-30 | $75,312 | $76,251 | -$939 | -$939 |
| CHARLES SCHWAB - HAMLIN SEE ATTACHED | P | 2012-05-22 | 2017-11-30 | $275,591 | $221,040 | $54,551 | $54,551 |
| NEUBERGER AND BERMAN - SEE ATTACHED | P | 2017-03-14 | 2017-09-07 | $39,286 | $29,505 | $9,781 | $9,781 |
| NEUBERGER AND BERMAN - SEE ATTACHED | P | 2006-02-01 | 2017-10-02 | $229,017 | $138,108 | $90,909 | $90,909 |
| PALOMA STRATEGIES YIELD | P | 1998-08-01 | 2017-04-26 | $5,770 | $5 | $5,765 | $5,765 |
| ALPHADYNE INVESTMENT STRATEGIES FUND | P | 2013-01-01 | 2017-08-31 | $576,260 | $543,532 | $32,728 | $32,728 |
| MACQUARIE ASIAN ALPHA | P | 2014-01-01 | 2017-11-30 | $46,155 | -$46,155 | -$46,155 | |
| DB ZWIRN SPECIAL OPPORTUNITIES - FORTRESS VALUE - K-1 | P | 2016-12-01 | 2017-11-30 | $4,632 | -$4,632 | -$4,632 | |
| DAVIDSON - PFIC | P | 2016-12-01 | 2017-11-30 | $27,464 | $27,464 | $27,464 | |
| MACQUARIE ASIAN | P | 2016-12-01 | 2017-11-30 | $15,105 | -$15,105 | -$15,105 | |
| MACQUARIE ASIAN | P | 2016-12-01 | 2017-11-30 | $3,242 | -$3,242 | -$3,242 | |
| MACQUARIE ASIAN - PFIC | P | 2016-12-01 | 2017-11-30 | $1,150 | $1,150 | $1,150 | |
| RIVER OAKS | P | 2016-12-01 | 2017-11-30 | $482 | -$482 | -$482 | |
| RIVER OAKS | P | 2016-12-01 | 2017-11-30 | $12,109 | $12,109 | $12,109 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $169,022 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $363,423 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $7,199,566 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050478 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $296,525 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $6,694,254 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.044295 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $190,680 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $6,727,455 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.028344 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $217,791 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,978,242 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.036431 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $295,056 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,005,606 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.058945 | DistributionYr5Rt |
| Total Distribution | 0.218493 | TotalDistributionRt |
| Average Distribution | 0.043699 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $7,824,755 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $341,934 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,592 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $344,526 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $385,050 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,592 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,592 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,592 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $14,248 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $14,248 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $11,656 | OverpaymentAmt |
| Applied To ES Tax | $11,656 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | TAG ASSOCIATES LLC | IndividualWithBooksNm |
| Phone | 2122751500 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 810 SEVENTH AVENUE SUITE 700 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | Address Line2USAddress/AddressLine2Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|---|
| ROBERT J MORGADO | |||||||||
| C/O TAG ASSOCIATES LLC 810 7TH AVE | 7TH FL | NEW YORK | NY | 10019 | TRUSTEE/DONOR | 0.00 | $0 | $0 | $0 |
| MARY LOU MORGADO | |||||||||
| C/O TAG ASSOCIATES LLC 810 7TH AVE | 7TH FL | NEW YORK | NY | 10019 | TRUSTEE/DONOR | 0.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,887,927 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,019,088 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,036,899 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $7,943,914 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $7,943,914 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $119,159 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $7,824,755 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $391,238 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $391,238 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,592 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,592 | TotalTaxAmt |
| Distributable Before Adj | $388,646 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $388,646 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $388,646 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $385,050 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $385,050 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,592 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $382,458 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $388,646 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $190,445 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $385,050 | QualifyingDistributionsAmt |
| Applied To Year1 | $190,445 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $194,605 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $194,041 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (47 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| 92Y | |||||||
| 1395 LEXINGTON AVENUE | NEW YORK | NY | 10128 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $2,500 |
| ALL SOULS SCHOOL | |||||||
| 1157 LEXINGTON AVE | NEW YORK | NY | 10075 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| AMERICAN BALLET THEATER | |||||||
| 890 BROADWAY | NEW YORK | NY | 10211 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $25,000 |
| BOY AND GIRLS CLUBS OF MAUI | |||||||
| 100 KANALOA AVENUE | KAHULUI | HI | 96732 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| COALITION FOR HEALTHY SCHOOL FOOD | |||||||
| 737 MAMARONECK AVE | MAMARONECK | NY | 10543 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $500 |
| CONNECTICUT FOOD BANK | |||||||
| 150 BRADLEY STREET | EAST HAVEN | CT | 06512 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| FRIENDS OF THE ROXBURY LIBRARY | |||||||
| 103 MAIN STREET | SUCCASUNNA | NJ | 07876 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| HORACE MANN | |||||||
| 231 WEST 246 STREET | BRONX | NY | 10471 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $65,000 |
| HUI NO'EAU - VISUAL ARTS CENTER | |||||||
| 2841 BALDWIN AVENUE | MAKAWAO | HI | 96768 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| IMUA FAMILY SERVICE | |||||||
| 95 MAHALANI STREET SUITE 19A | WAILUKU | HI | 96793 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $5,000 |
| LINCOLN CENTER THEATER | |||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| MADD | |||||||
| 317 FOXON ROAD | EAST HAVEN | CT | 06513 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $500 |
| MAUI ARTS & CULTURAL CENTER | |||||||
| 1 CAMERON WAY | KAHULUI | HI | 96732 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $12,000 |
| MAUI FOOD BANK | |||||||
| 760 KOLU ST | WAILUKU | HI | 96793 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| MAUI HUMANE SOCIETY | |||||||
| 1350 MEHAMEHA LOOP | PUUNENE | HI | 96784 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $500 |
| MAUI POPS ORCHESTRA | |||||||
| P O BOX 532357 | KIHEI | HI | 96753 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $5,000 |
| METROPOLITAN MUSEUM OF ART | |||||||
| 1000 FIFTH AVENUE | NEW YORK | NY | 10028 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| NALINIKIDS | |||||||
| 48 WEST 68TH STREET | NEW YORK | NY | 10023 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $250 |
| NATURAL RESOURCES DEFENSE COUNCIL | |||||||
| 40 WEST 20TH STREET | NEW YORK | NY | 10011 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $5,000 |
| NATURE CONSERVANCY | |||||||
| 55 CHURCH STREET | NEW HAVEN | CT | 06510 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| NY PHILHORMONIC ORCHESTRA | |||||||
| 10 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $5,000 |
| PLANNED PARENTHOOD | |||||||
| 345 WHITNEY AVE | NEW HAVEN | CT | 06511 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| ROUNDABOUT THEATER CO | |||||||
| 231 WEST 39TH STREET SUITE 1200 | NEW YORK | NY | 10018 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $6,500 |
| ROXBURY AMBULANCE ASSOCIATION | |||||||
| 27 NORTH STREET | ROXBURY | CT | 06783 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| ROXBURY FIRE DEPARTMENT | |||||||
| 27 NORTH STREET | ROXBURY | CT | 06783 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| ROXBURY LAND TRUST | |||||||
| 7 SOUTH STREET | ROXBURY | CT | 06783 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| BOOK TRUST | |||||||
| PO BOX 532492 | KIHEI | HI | 96793 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $5,000 |
| THE PUBLIC THEATRE | |||||||
| 425 LAFAYETTE ST | NEW YORK | NY | 10003 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| THE V FOUNNDATION | |||||||
| 106 TOWERVIEW COURT | CARY | NC | 27513 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| TOYS FOR TOTS | |||||||
| 18251 QUANTICO GATEWAY DRIVE | TRIANGLE | VA | 22172 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $500 |
| YALE UNIVERSITY | |||||||
| PO BOX 2038 | NEW HAVEN | CT | 06521 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $50,000 |
| DOCTORS WITHOUT BORDERS | |||||||
| 333 SEVENTH AVE 2ND FL | NEW YORK | NY | 10001 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $1,000 |
| ALZHEIMER'S DISEASE RESERCH CENTER | |||||||
| 50 E 98TH STREET 1A | NEW YORK | NY | 10029 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $200 |
| DANBURY HOSPITAL & NEW MILFORD HOSPITAL FOUNDATION | |||||||
| 24 HOSPITAL AVE | DANBURY | CT | 06810 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $300 |
| NEW ALTERNATIVES FOR CHILDREN | |||||||
| 37 WEST 26TH STREET | NEW YORK | NY | 10010 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $500 |
| THE TISCH CANCER INSTITUTE | |||||||
| 1190 ONE GUSTAVE L LEVY PLACE | NEW YORK | NY | 10029 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $300 |
| MAUI ARTS & CULTURAL CENTER | |||||||
| 1 CAMERON WAY | KAHULUI | HI | 96732 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $15,000 |
| MAUI ARTS & CULTURAL CENTER | |||||||
| 1 CAMERON WAY | KAHULUI | HI | 96732 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| MAUI ARTS & CULTURAL CENTER | |||||||
| 1 CAMERON WAY | KAHULUI | HI | 96732 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| GARRETSON FORGE AND FARM | |||||||
| 402 RIVER RD | FAIR LAWN | NJ | 07410 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $500 |
| HUI NO'EAU - VISUAL ARTS CENTER | |||||||
| 2841 BALDWIN AVENUE | MAKAWAO | HI | 96708 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $10,000 |
| CENTRAL PARK CONSERVANCY | |||||||
| 14 EAST 60TH ST | NEW YORK | NY | 10022 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $2,500 |
| HORACE MANN | |||||||
| 231 WEST 246 STREET | BRONX | NY | 10471 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $25,000 |
| MAUI ARTS & CULTURAL CENTER | |||||||
| 1 CAMERON WAY | KAHULUI | HI | 96732 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $60,000 |
| DANBURY HOSPITAL & NEW MILFORD HOSPITAL FOUNDATION | |||||||
| 24 HOSPITAL AVE | DANBURY | CT | 06810 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $25,000 |
| THE FRICK COLLECTION | |||||||
| 1 EAST 70TH STREET | NEW YORK | NY | 10021 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | $3,000 |
| VOID PRIOR YEAR CHECKS NEVER CASHED | |||||||
| 810 7TH AVENUE | NEW YORK | NY | 10019 | N/A | TAX EXEMPT IRC SEC 5 | CHARITABLE | -$26,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $385,050 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $653 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $70,616 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $47,523 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900000 | BusinessCd |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $169,022 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $287,814 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $287,814 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $10,156 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (6 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| NEUBERGER & BERMAN | $979,262 | $1,509,304 |
| NEUBERGER & BERMAN #2 | $184,699 | $2,152,218 |
| SDCI LIMITED | $50,000 | $50,000 |
| HAMLIN CAPITAL | $680,029 | $825,938 |
| CHARLES SCHWAB | $697,160 | $749,821 |
| CHARLES SCHWAB- STOCKS | $305,905 | $309,896 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| FORTRESS VALUE (D.B. ZWIRN) SPECIAL OPPORTUNITIES FD | AT COST | $15,703 | $1,102 |
| FORTRESS VALUE (DB ZWIRN) SPECIAL OPPORTUNITIES OFFSHORE | AT COST | $112,008 | $2,306 |
| TAIWAN OPPORTUNITIES FUND | AT COST | $289,156 | $215,779 |
| DAVIDSON KEMPNER INT'L LTD | AT COST | $674,269 | $968,245 |
| OAKTREE CAP PTP | AT COST | $18,564 | $25,710 |
| ALPHADYNE INVESTMENT | AT COST | $0 | $0 |
| HAMILITON LANE SECONDARY FUND | AT COST | $116,491 | $130,406 |
| HAMILITON SECONDARY FUND | AT COST | $112,304 | $0 |
| HORSEMAN EUROPEAN SELECT FUND | AT COST | $157,313 | $0 |
| MACQUARIE ASIAN ALPHA | AT COST | $0 | $0 |
| RIVER OAKS FINANCIAL FUND | AT COST | $262,419 | $431,704 |
| ENTERPRISE PRODUCTS LP | AT COST | $33,296 | $32,512 |
| EQT MIDSTREAM PARTNERS LP | AT COST | $28,598 | $28,477 |
| SPECTRA ENERGY PARTNER LP | AT COST | $22,586 | $22,711 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER NONTAXABLE INCOME/EXPENSES THROUGH PARTNERSHIP | Desc |
| Amt | $12 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $28,643 | $28,643 | $0 |
| PARTNERSHIP EXPENSES | $10,944 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | PARTNERSHIPS | Desc |
| Revenue And Expenses Per Books | $47,523 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $47,523 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $47,523 | AdjustedNetIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| HAMILTON LANE SECONDARY FUND | $114,332 | $112,304 |
| PALOMA - AMARANTH INTERNATIONAL | $112,682 | $112,688 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,591 | $0 | $0 |
| NYS TAXES | $500 | $0 | $0 |
Comments