KLAUER FOUNDATION TRUST: Form 990PF, tax year 2017

View the entire original 990 at ProPublica ↗

Organization
KLAUER FOUNDATION TRUST (EIN 36-6013118)
Tax period
2017-01-01 to 2017-12-31
Filed
2018-05-09
IRS object ID
201801299349102760
Schema version
2017v2.2
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2018-05-09T17:00:32-05:00ReturnTs
Tax Period End2017-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN861065772PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1DELOITTE TAX LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1127 PUBLIC SQUAREAddressLine1Txt
CityCLEVELANDCityNm
State AbbreviationOHStateAbbreviationCd
ZIP44114ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2017-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN366013118EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE KLAUER FOUNDATION TRUST XXXXX5009BusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlKLAUBusinessNameControlTxt
Phone8004962583PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line110 S DEARBORN IL1-0111AddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60603ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJOY G LLANESPersonNm
Person TitleVice PresidentPersonTitleTxt
Phone8004962583PhoneNum
Signature2018-05-09SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonKELLY NEUGEBAUERPreparerPersonNm
PTINP01285591PTIN
Phone3124869652PhoneNum
Preparation2018-05-09PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

FieldValueIRS element (for citing)
I Pv4 Address167.219.0.140IPv4AddressTxt
FieldValueIRS element (for citing)
Filing License TypePFilingLicenseTypeCd
At Submission Creation Device Id25314087CD91D75FCC31FE4471D60E2E354BAD1DAtSubmissionCreationDeviceId
At Submission Filing Device Id25314087CD91D75FCC31FE4471D60E2E354BAD1DAtSubmissionFilingDeviceId
FieldValueIRS element (for citing)
Tax2017TaxYr
Build TS2021-01-29 14:40:06ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$3,442,940FMVAssetsEOYAmt

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$71,958DividendsRevAndExpnssAmt
Dividends Net Invst Incm$71,904DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$161,546NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$723,250GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$161,546CapGainNetIncmNetInvstIncmAmt
Net ST Capital Gain Adj Net Incm$0NetSTCapitalGainAdjNetIncmAmt
Other Income Rev And Expnss$264OtherIncomeRevAndExpnssAmt
Total Rev And Expnss$233,768TotalRevAndExpnssAmt
Total Net Invst Incm$233,450TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$27,421CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$16,452CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$10,968CompOfcrDirTrstDsbrsChrtblAmt
Oth Empl Slrs Wgs Net Invst Incm$0OthEmplSlrsWgsNetInvstIncmAmt
Oth Empl Slrs Wgs Adj Net Incm$0OthEmplSlrsWgsAdjNetIncmAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$0OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Net Invst Incm$0PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Adj Net Incm$0PensionEmplBnftAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl$0LegalFeesDsbrsChrtblAmt
Other Prof Fees Dsbrs Chrtbl$0OtherProfFeesDsbrsChrtblAmt
Interest Dsbrs Chrtbl$0InterestDsbrsChrtblAmt
Taxes Rev And Expnss$1,934TaxesRevAndExpnssAmt
Taxes Net Invst Incm$1,834TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss$0DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm$0DeprecAndDpltnNetInvstIncmAmt
Trav Conf Meeting Net Invst Incm$0TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Adj Net Incm$0TravConfMeetingAdjNetIncmAmt
Printing And Pub Net Invst Incm$0PrintingAndPubNetInvstIncmAmt
Printing And Pub Adj Net Incm$0PrintingAndPubAdjNetIncmAmt
Other Expenses Rev And Expnss$15OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl$15OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$29,370TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$18,286TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm$0TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$10,983TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$148,800ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$148,800ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$178,170TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$18,286TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm$0TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl$159,783TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses$55,598ExcessRevenueOverExpensesAmt
Net Investment Income$215,164NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$20,674CashBOYAmt
Cash EOY$24,601CashEOYAmt
Cash EOYFMV$24,601CashEOYFMVAmt
Sav And Temp Cash Invst BOY$124,499SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$207,197SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$207,197SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl EOY$0AcctRcvblEOYAmt
Acct Rcvbl EOYFMV$0AcctRcvblEOYFMVAmt
Other Rcvbl Allwnc Dbtfl Acct$0OtherRcvblAllwncDbtflAcctAmt
Corporate Stock BOY$1,976,988CorporateStockBOYAmt
Corporate Stock EOY$1,959,966CorporateStockEOYAmt
Corporate Stock EOYFMV$2,647,514CorporateStockEOYFMVAmt
Corporate Bonds BOY$396,880CorporateBondsBOYAmt
Corporate Bonds EOY$318,076CorporateBondsEOYAmt
Corporate Bonds EOYFMV$321,192CorporateBondsEOYFMVAmt
Other Investments BOY$179,602OtherInvestmentsBOYAmt
Other Investments EOY$243,867OtherInvestmentsEOYAmt
Other Investments EOYFMV$242,436OtherInvestmentsEOYFMVAmt
Total Assets BOY$2,698,643TotalAssetsBOYAmt
Total Assets EOY$2,753,707TotalAssetsEOYAmt
Total Assets EOYFMV$3,442,940TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Capital Stock BOY$2,698,643CapitalStockBOYAmt
Capital Stock EOY$2,753,707CapitalStockEOYAmt
Tot Net Ast Or Fund Balances BOY$2,698,643TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$2,753,707TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$2,698,643TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$2,753,707TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$2,698,643TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses$55,598ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$2,754,241SubtotalAmt
Other Decreases$534OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$2,753,707TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (416 entries)

PropertyPropertyDescAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmtHow AcquiredHowAcquiredCd
3. ALEXION PHARMACEUTICALS INC2016-04-062017-01-03$367$468-$101-$101
9. ALEXION PHARMACEUTICALS INC2017-01-03$1,102$1,730-$628-$628
21. CARNIVAL CORPORATION2017-01-03$1,093$1,095-$2-$2
6. CARNIVAL CORPORATION2015-08-062017-01-03$313$313
1. KIMBERLY CLARK CORP2016-01-122017-01-03$115$126-$11-$11
2. KIMBERLY CLARK CORP2016-01-122017-01-04$231$252-$21-$21
2. KIMBERLY CLARK CORP2016-01-122017-01-04$230$252-$22-$22
1. KIMBERLY CLARK CORP2016-01-122017-01-04$115$126-$11-$11
1. KIMBERLY CLARK CORP2016-01-122017-01-05$116$126-$10-$10
1. KIMBERLY CLARK CORP2016-01-122017-01-05$116$126-$10-$10
1. KIMBERLY CLARK CORP2016-01-122017-01-06$117$126-$9-$9
1. KIMBERLY CLARK CORP2016-01-122017-01-06$116$126-$10-$10
1. KIMBERLY CLARK CORP2016-01-122017-01-09$115$126-$11-$11
1. KIMBERLY CLARK CORP2016-01-122017-01-09$115$126-$11-$11
1. KIMBERLY CLARK CORP2016-01-122017-01-11$114$126-$12-$12
18. AT&T INC2015-06-012017-01-20$746$622$124$124
8. ABBOTT LABS2017-01-20$324$364-$40-$40
6. ADOBE SYS INC2013-05-092017-01-20$662$265$397$397
5. AETNA INC NEW2017-01-20$610$641-$31-$31
6. AGILENT TECHNOLOGIES INC2016-10-182017-01-20$285$273$12$12
1. ALEXION PHARMACEUTICALS INC2016-04-062017-01-20$132$156-$24-$24
3. ALPHABET INC/CA-CL C2014-09-092017-01-20$2,407$1,748$659$659
1. ALPHABET INC/CA-CL A2015-10-302017-01-20$825$744$81$81
2. AMAZON COM INC2017-01-20$1,616$1,066$550$550
12. AMERICAN INTL GROUP INC NEW2016-08-172017-01-20$796$709$87$87
4. ANADARKO PETE CORP2017-01-20$280$289-$9-$9
8. ANALOG DEVICES INC2016-10-312017-01-20$581$514$67$67
21. APPLE COMPUTER INC2017-01-20$2,515$285$2,230$2,230
54. BANK OF AMERICA CORPORATION2016-11-092017-01-20$1,220$967$253$253
7. BANK OF NEW YORK MELLON CORP2016-11-072017-01-20$310$307$3$3
1. BIOGEN IDEC INC2016-07-262017-01-20$280$288-$8-$8
2. BLACKROCK INC2015-11-102017-01-20$759$700$59$59
33. BOSTON SCIENTIFIC CORP2017-01-20$785$773$12$12
12. BRISTOL MYERS SQUIBB CO2017-01-20$591$479$112$112
10. CMS ENERGY CORP2015-12-022017-01-20$423$348$75$75
4. CARNIVAL CORPORATION2015-08-062017-01-20$213$209$4$4
5. CELGENE CORP.2017-01-20$565$524$41$41
3. CHARTER COMMUNICATIONS INC-A2016-12-152017-01-20$926$874$52$52
14. CITIGROUP INC NEW2009-08-102017-01-20$786$560$226$226
8. COMCAST CORP NEW CL A2009-12-072017-01-20$587$136$451$451
3. CONCHO RESOURCES INC2017-01-20$410$367$43$43
3. COSTCO WHSL CORP NEW2015-08-142017-01-20$490$438$52$52
12. DISNEY WALT CO2016-12-162017-01-20$1,290$1,248$42$42
9. DISCOVER FINL SVCS2015-08-142017-01-20$629$503$126$126
8. DISH NETWORK CORP2016-09-232017-01-20$480$432$48$48
10. DOW CHEM CO2015-06-182017-01-20$573$536$37$37
13. EOG RESOURCES INC2017-01-20$1,372$1,179$193$193
6. EQT CORPORATION2015-07-272017-01-20$376$456-$80-$80
7. EASTMAN CHEM CO2017-01-20$535$469$66$66
11. FACEBOOK INC-A2017-01-20$1,396$834$562$562
9. FIDELITY NATL INFORMATION SVCS INC2017-01-20$715$579$136$136
3. GENERAL DYNAMICS CORP2017-01-20$535$460$75$75
40. GENERAL ELEC CO2015-12-112017-01-20$1,213$1,217-$4-$4
21. GENERAL MOTORS CO2017-01-20$776$685$91$91
4. GILEAD SCIENCES INC2017-01-20$284$419-$135-$135
3. GOLDMAN SACHS GROUP INC2016-02-052017-01-20$697$470$227$227
13. HARTFORD FINL SVCS GROUP INC2016-12-162017-01-20$627$619$8$8
11. HOME DEPOT INC2017-01-20$1,491$746$745$745
13. HONEYWELL INTL INC2017-01-20$1,525$1,081$444$444
2. HUMANA INC2011-04-082017-01-20$404$140$264$264
2. ILLUMINA INC2017-01-20$318$411-$93-$93
29. KEYCORP NEW2017-01-20$515$343$172$172
6. THE KRAFT HEINZ CO2017-01-20$531$524$7$7
4. LAM RESEARCH CORPORATION COMMON2013-02-052017-01-20$448$169$279$279
3. LENNOX INTL INC2017-01-20$454$374$80$80
10. LILLY ELI & CO2017-01-20$766$874-$108-$108
13. LOWES COS INC2011-08-042017-01-20$931$265$666$666
5. MARSH & MCLENNAN COS INC2013-09-202017-01-20$338$221$117$117
3. MARTIN MARIETTA MATLS INC2015-08-142017-01-20$682$522$160$160
18. MASCO CORP2017-01-20$575$213$362$362
12. MASTERCARD INC - CLASS A2017-01-20$1,316$649$667$667
10. MERCK & CO INC2017-01-20$626$639-$13-$13
12. METLIFE INC2017-01-20$648$425$223$223
13. MICROSOFT CORP2017-01-20$813$645$168$168
29. MICROSOFT CORP2017-01-20$1,814$1,574$240$240
7. MOLSON COORS BREWING CO2017-01-20$682$657$25$25
22. MONDELEZ INTERNATIONAL-W/I2017-01-20$991$978$13$13
38. MORGAN STANLEY DEAN WITTER & CO NEW2017-01-20$1,612$1,427$185$185
3. NEXTERA ENERGY INC2016-10-182017-01-20$357$376-$19-$19
20. NISOURCE INC2017-01-20$449$387$62$62
1. NORTHROP GRUMMAN CORP2016-09-152017-01-20$232$212$20$20
1. O'REILLY AUTOMOTIVE INC2016-11-152017-01-20$274$268$6$6
15. OCCIDENTAL PETE CORP2017-01-20$1,026$1,283-$257-$257
4. PPG INDS INC2017-01-20$394$447-$53-$53
8. PEPSICO INC2017-01-20$822$820$2$2
7. PFIZER INC2015-04-082017-01-20$223$243-$20-$20
34. PFIZER INC2016-07-052017-01-20$1,081$1,219-$138-$138
6. PIONEER NAT RES CO2017-01-20$1,110$1,046$64$64
7. PROCTER & GAMBLE CO2005-02-142017-01-20$610$369$241$241
2. SVB FINANCIAL GROUP2015-08-122017-01-20$339$277$62$62
6. SCHLUMBERGER LTD2015-01-162017-01-20$518$483$35$35
12. SCHWAB CHARLES CORP NEW2017-01-20$492$350$142$142
7. STANLEY BLACK & DECKER INC2017-01-20$837$763$74$74
10. TJX COS INC NEW2016-12-082017-01-20$754$780-$26-$26
6. T-MOBILE US INC2017-01-20$358$243$115$115
11. TEXAS INSTRS INC2016-03-102017-01-20$819$609$210$210
4. TIME WARNER INC2008-12-052017-01-20$385$71$314$314
13. TRANSCANADA CORP2016-07-072017-01-20$608$600$8$8
16. TWENTY-FIRST CENTURY FOX-A2014-04-292017-01-20$479$513-$34-$34
4. UNION PAC CORP2017-01-20$432$400$32$32
8. STADA ARZNEIMITTEL AG2017-01-20$600$353$247$247
11. UNITEDHEALTH GROUP INC2017-01-20$1,742$1,483$259$259
6. VERTEX PHARMACEUTICALS INC2015-08-112017-01-20$488$814-$326-$326
7. VISA INC CLASS A SHARES2015-10-192017-01-20$572$540$32$32
26. WELLS FARGO & CO NEW2017-01-20$1,427$706$721$721
4. WEX INC2017-01-20$465$377$88$88
3. WORKDAY INC-CLASS A2016-08-102017-01-20$245$248-$3-$3
5. YUM BRANDS INC2017-01-20$322$288$34$34
6. ALLEGION PLC2017-01-20$389$400-$11-$11
1. ALLEGION PLC2016-05-022017-01-20$65$67-$2-$2
6. ALLERGAN PLC2017-01-20$1,284$1,811-$527-$527
6. ACCENTURE PLC2017-01-20$690$566$124$124
9. JOHNSON CONTROLS INTERNATIONAL PLC2016-09-072017-01-20$383$439-$56-$56
9. CHUBB LTD2017-01-20$1,178$1,134$44$44
10. BROADCOM LTD2017-01-20$1,909$340$1,569$1,569
16. AETNA INC NEW2017-01-23$1,905$1,707$198$198
1. AETNA INC NEW2015-01-142017-01-24$117$90$27$27
14. AETNA INC NEW2017-01-30$1,629$1,257$372$372
4. BLACKROCK INC2017-01-30$1,496$1,371$125$125
7. CARNIVAL CORPORATION2017-01-30$389$365$24$24
1. CARNIVAL CORPORATION2015-12-152017-01-30$56$52$4$4
9. LAM RESEARCH CORPORATION COMMON2017-01-30$1,041$378$663$663
23. TIME WARNER INC2017-01-30$2,217$365$1,852$1,852
14. CARNIVAL CORPORATION2017-01-31$772$728$44$44
1. CARNIVAL CORPORATION2015-12-152017-02-01$55$52$3$3
2. CARNIVAL CORPORATION2015-12-152017-02-01$110$104$6$6
11. LAM RESEARCH CORPORATION COMMON2017-02-02$1,289$456$833$833
5. LENNOX INTL INC2017-02-10$818$618$200$200
1. SCHLUMBERGER LTD2015-01-162017-02-10$82$80$2$2
10. SCHLUMBERGER LTD2016-07-072017-02-10$822$776$46$46
6. SCHLUMBERGER LTD2016-07-072017-02-10$492$466$26$26
1. SCHLUMBERGER LTD2016-07-072017-02-10$82$78$4$4
4. LENNOX INTL INC2017-02-13$646$490$156$156
3. SCHLUMBERGER LTD2016-07-072017-02-13$245$233$12$12
2. SCHLUMBERGER LTD2016-07-072017-02-13$163$155$8$8
1. SCHLUMBERGER LTD2016-07-072017-02-13$82$78$4$4
2. SCHLUMBERGER LTD2012-11-052017-02-13$164$140$24$24
5. LENNOX INTL INC2017-02-14$800$607$193$193
1. SCHLUMBERGER LTD2012-11-052017-02-14$82$70$12$12
3. SCHLUMBERGER LTD2017-02-14$246$210$36$36
3. LENNOX INTL INC2015-08-112017-02-15$476$362$114$114
1. LENNOX INTL INC2015-08-112017-02-16$161$121$40$40
5. PPG INDS INC2016-03-302017-02-22$515$559-$44-$44
11. PPG INDS INC2017-02-22$1,132$1,015$117$117
3. PPG INDS INC2016-01-212017-02-22$309$277$32$32
4. BIOVERATIV INC2010-03-222017-02-23$201$37$164$164
1. BIOVERATIV INC2016-07-262017-02-23$50$45$5$5
17. FACEBOOK INC-A2017-02-23$2,294$1,287$1,007$1,007
5. PPG INDS INC2017-02-23$514$461$53$53
. STATE STR CORP2017-02-23$25$25$25
9. HOME DEPOT INC2012-03-202017-03-17$1,337$445$892$892
3. HOME DEPOT INC2012-03-202017-03-17$445$148$297$297
2. YUM BRANDS INC2016-04-082017-03-17$128$115$13$13
8. YUM BRANDS INC2016-03-162017-03-17$512$438$74$74
6. YUM BRANDS INC2016-04-082017-03-17$384$345$39$39
14. YUM BRANDS INC2017-03-20$896$766$130$130
2612.36 VANGUARD TOTAL BOND MARKET INDEX FUND-ADM2016-10-242017-04-07$27,900$28,736-$836-$836
5875.128 VANGUARD FXD INCM INTER-TERM FD ADM*2016-02-252017-04-07$57,047$57,400-$353-$353
1. BROADCOM LTD2013-04-252017-04-12$209$44$165$165
1. BROADCOM LTD2013-04-252017-04-12$209$44$165$165
1. BROADCOM LTD2013-04-252017-04-12$214$44$170$170
2. BROADCOM LTD2013-04-252017-04-12$419$89$330$330
1. BROADCOM LTD2013-04-252017-04-12$211$44$167$167
1. BROADCOM LTD2013-04-252017-04-13$212$44$168$168
1. BROADCOM LTD2013-04-252017-04-13$211$44$167$167
1. BROADCOM LTD2013-04-252017-04-13$212$44$168$168
1. BROADCOM LTD2017-04-13$213$44$169$169
1. BROADCOM LTD2013-05-152017-04-13$213$44$169$169
1. COSTCO WHSL CORP NEW2015-08-142017-04-20$170$146$24$24
11. MARSH & MCLENNAN COS INC2017-04-20$807$486$321$321
10. MARSH & MCLENNAN COS INC2017-04-20$733$438$295$295
3. COSTCO WHSL CORP NEW2015-08-142017-04-21$513$438$75$75
1. COSTCO WHSL CORP NEW2013-11-112017-04-21$171$123$48$48
2. MARSH & MCLENNAN COS INC2017-04-21$144$87$57$57
9. MARSH & MCLENNAN COS INC2017-04-21$653$387$266$266
1. COSTCO WHSL CORP NEW2013-11-112017-04-24$171$123$48$48
38. PROCTER & GAMBLE CO2005-02-142017-04-24$3,401$2,002$1,399$1,399
1. DISCOVER FINL SVCS2015-08-142017-05-02$62$56$6$6
2. DISCOVER FINL SVCS2015-08-142017-05-02$124$112$12$12
2. DISCOVER FINL SVCS2015-08-142017-05-03$123$112$11$11
1. DISCOVER FINL SVCS2015-08-142017-05-03$61$56$5$5
1. DISCOVER FINL SVCS2015-08-142017-05-03$61$56$5$5
13. COSTCO WHSL CORP NEW2017-05-04$2,372$1,577$795$795
1. DISCOVER FINL SVCS2015-08-142017-05-04$61$56$5$5
5. ILLUMINA INC2017-05-04$942$990-$48-$48
3. DISCOVER FINL SVCS2015-08-142017-05-05$181$168$13$13
3. ILLUMINA INC2017-05-05$563$483$80$80
1. DISCOVER FINL SVCS2015-08-142017-05-08$60$56$4$4
1. DISCOVER FINL SVCS2015-08-142017-05-08$60$56$4$4
1. ILLUMINA INC2016-03-222017-05-08$184$156$28$28
255. ISHARES TR RUSSELL MIDCAP INDEX FD2017-05-08$48,183$32,706$15,477$15,477
350. ISHARES INC MSCI JAPAN NEW2017-05-08$18,479$17,529$950$950
1. DISCOVER FINL SVCS2015-08-142017-05-09$61$56$5$5
1. DISCOVER FINL SVCS2015-08-142017-05-09$61$56$5$5
1. DISCOVER FINL SVCS2015-08-142017-05-09$61$56$5$5
1. DISCOVER FINL SVCS2015-08-142017-05-09$61$56$5$5
2. ILLUMINA INC2016-03-222017-05-09$366$312$54$54
1. DISCOVER FINL SVCS2015-08-142017-05-10$60$56$4$4
21. DISCOVER FINL SVCS2015-08-142017-05-15$1,273$1,174$99$99
17. DISCOVER FINL SVCS2017-05-15$1,031$871$160$160
1. TRANSCANADA CORP2016-06-302017-05-15$47$45$2$2
28. TRANSCANADA CORP2016-06-302017-05-15$1,308$1,255$53$53
35. JOHNSON CONTROLS INTERNATIONAL PLC2017-05-15$1,487$1,700-$213-$213
16. JOHNSON CONTROLS INTERNATIONAL PLC2016-10-032017-05-15$680$742-$62-$62
1. JOHNSON CONTROLS INTERNATIONAL PLC2016-10-032017-05-15$42$46-$4-$4
13. TRANSCANADA CORP2017-05-16$604$582$22$22
1. TRANSCANADA CORP2016-11-162017-05-16$46$44$2$2
3. TRANSCANADA CORP2016-11-162017-05-16$139$133$6$6
5. JOHNSON CONTROLS INTERNATIONAL PLC2016-10-032017-05-16$212$232-$20-$20
1. TRANSCANADA CORP2016-11-162017-05-17$46$44$2$2
26. TRANSCANADA CORP2017-05-17$1,185$1,149$36$36
1. GENERAL MOTORS CO2011-05-182017-05-18$32$32
25. GENERAL MOTORS CO2017-05-18$810$770$40$40
11. GENERAL MOTORS CO2014-10-202017-05-18$358$334$24$24
1. GENERAL MOTORS CO2014-10-202017-05-18$32$30$2$2
4. GENERAL MOTORS CO2014-10-202017-05-18$129$121$8$8
1. TRANSCANADA CORP2016-11-152017-05-18$45$44$1$1
10. VERTEX PHARMACEUTICALS INC2017-05-18$1,173$1,107$66$66
1. VERTEX PHARMACEUTICALS INC2014-03-142017-05-18$117$79$38$38
3. GENERAL MOTORS CO2014-10-202017-05-19$98$91$7$7
38. GENERAL MOTORS CO2017-05-19$1,244$1,026$218$218
2. GENERAL MOTORS CO2012-12-052017-05-19$66$51$15$15
3. GENERAL MOTORS CO2017-05-19$98$76$22$22
7. GENERAL MOTORS CO2012-09-192017-05-19$229$175$54$54
3. GENERAL MOTORS CO2012-09-192017-05-19$98$75$23$23
5. GENERAL MOTORS CO2012-09-192017-05-19$164$125$39$39
1. TRANSCANADA CORP2016-11-152017-05-19$46$44$2$2
2. GENERAL MOTORS CO2012-09-192017-05-22$66$50$16$16
2. GENERAL MOTORS CO2012-09-192017-05-22$66$50$16$16
1. GENERAL MOTORS CO2012-09-192017-05-22$33$25$8$8
1. GENERAL MOTORS CO2012-09-192017-05-22$33$25$8$8
3. GENERAL MOTORS CO2012-09-192017-05-22$99$75$24$24
1. TRANSCANADA CORP2016-11-152017-05-22$47$44$3$3
7. GENERAL MOTORS CO2012-09-192017-05-23$233$175$58$58
2. GENERAL MOTORS CO2012-09-192017-05-24$66$50$16$16
11. AT&T INC2015-06-012017-06-06$426$380$46$46
5. ABBOTT LABS2017-06-06$232$215$17$17
4. ADOBE SYS INC2017-06-06$576$147$429$429
8. AGILENT TECHNOLOGIES INC2017-06-06$483$454$29$29
2. ALEXION PHARMACEUTICALS INC2016-04-062017-06-06$202$312-$110-$110
1. ALPHABET INC/CA-CL C2014-04-172017-06-06$987$537$450$450
1. ALPHABET INC/CA-CL A2016-07-112017-06-06$1,007$727$280$280
1. AMAZON COM INC2015-06-302017-06-06$1,012$435$577$577
6. AMERICAN INTL GROUP INC NEW2016-05-272017-06-06$379$349$30$30
1. AMERICAN INTL GROUP INC NEW2016-08-172017-06-06$63$59$4$4
4. ANADARKO PETE CORP2017-06-06$200$287-$87-$87
5. ANALOG DEVICES INC2017-06-06$399$321$78$78
3. APPLE COMPUTER INC2006-04-062017-06-06$463$30$433$433
11. APPLE COMPUTER INC2017-02-022017-06-06$1,698$1,411$287$287
17. BANK OF AMERICA CORPORATION2017-06-06$378$197$181$181
18. BANK OF AMERICA CORPORATION2016-11-092017-06-06$400$322$78$78
5. BANK OF NEW YORK MELLON CORP2016-11-072017-06-06$235$219$16$16
2. BERKSHIRE HATHAWAY INC DEL CL B2017-04-202017-06-06$333$330$3$3
1. BIOGEN IDEC INC2016-07-262017-06-06$257$266-$9-$9
1. BLACKROCK INC2014-10-292017-06-06$416$331$85$85
22. BOSTON SCIENTIFIC CORP2017-06-06$605$514$91$91
10. BRISTOL MYERS SQUIBB CO2017-02-232017-06-06$519$556-$37-$37
6. CMS ENERGY CORP2015-12-022017-06-06$284$209$75$75
850.81 CAPITAL GR NON US EQUITY2013-12-092017-06-06$11,001$9,954$1,047$1,047
4. CELGENE CORP.2017-06-06$468$417$51$51
2. CHARTER COMMUNICATIONS INC-A2016-12-152017-06-06$689$582$107$107
14. CITIGROUP INC NEW2017-05-152017-06-06$852$860-$8-$8
11. COMCAST CORP NEW CL A2009-12-072017-06-06$459$93$366$366
3. CONCHO RESOURCES INC2017-06-06$366$403-$37-$37
3. DIAMONDBACK ENERGY INC2017-05-152017-06-06$273$312-$39-$39
10. DISNEY WALT CO2017-06-06$1,054$1,103-$49-$49
5. DISH NETWORK CORP2016-09-232017-06-06$324$270$54$54
7. DOW CHEM CO2015-06-182017-06-06$447$375$72$72
6. DU PONT E I DE NEMOURS & CO2017-06-06$488$490-$2-$2
9. EOG RESOURCES INC2016-08-052017-06-06$804$812-$8-$8
5. EQT CORPORATION2015-07-272017-06-06$265$380-$115-$115
5. EASTMAN CHEM CO2016-07-072017-06-06$403$335$68$68
5. FACEBOOK INC-A2014-07-252017-06-06$770$377$393$393
6. FIDELITY NATL INFORMATION SVCS INC2017-06-06$521$383$138$138
2. GENERAL DYNAMICS CORP2017-02-102017-06-06$401$368$33$33
26. GENERAL ELEC CO2015-12-112017-06-06$725$791-$66-$66
3. GILEAD SCIENCES INC2015-01-082017-06-06$194$305-$111-$111
2. GOLDMAN SACHS GROUP INC2016-02-052017-06-06$430$313$117$117
9. HARTFORD FINL SVCS GROUP INC2017-06-06$445$416$29$29
5. HOME DEPOT INC2012-03-202017-06-06$772$247$525$525
9. HONEYWELL INTL INC2017-06-06$1,199$646$553$553
1. HUMANA INC2017-01-232017-06-06$233$203$30$30
4. INTERCONTINENTALEXCHANGE GROUP, INC2017-02-012017-06-06$246$235$11$11
1608.894 JPM GLBL RES ENH INDEX FD - SEL2014-12-222017-06-06$33,465$29,765$3,700$3,700
18. KEYCORP NEW2017-06-06$314$203$111$111
4. THE KRAFT HEINZ CO2017-06-06$373$347$26$26
7. LILLY ELI & CO2017-06-06$552$604-$52-$52
8. LOWES COS INC2011-08-042017-06-06$632$163$469$469
411.262 MFS INTL VALUE-I2014-04-172017-06-06$17,820$14,493$3,327$3,327
1. MARTIN MARIETTA MATLS INC2015-08-142017-06-06$227$174$53$53
11. MASCO CORP2012-07-302017-06-06$409$130$279$279
7. MASTERCARD INC - CLASS A2012-12-142017-06-06$880$338$542$542
7. MERCK & CO INC2016-08-052017-06-06$453$447$6$6
8. METLIFE INC2008-12-102017-06-06$402$255$147$147
26. MICROSOFT CORP2017-06-06$1,880$1,013$867$867
3. MICROCHIP TECHNOLOGY INC2017-04-182017-06-06$255$221$34$34
5. MOLSON COORS BREWING CO2017-06-06$481$443$38$38
14. MONDELEZ INTERNATIONAL-W/I2017-06-06$660$577$83$83
24. MORGAN STANLEY DEAN WITTER & CO NEW2015-12-022017-06-06$1,025$837$188$188
2. NEXTERA ENERGY INC2016-10-182017-06-06$285$251$34$34
3. NIKE INC2017-02-232017-06-06$158$174-$16-$16
14. NISOURCE INC2017-06-06$371$269$102$102
1. NORFOLK SOUTHN CORP2017-02-012017-06-06$122$120$2$2
1. NORTHROP GRUMMAN CORP2016-09-152017-06-06$256$212$44$44
2. O'REILLY AUTOMOTIVE INC2017-06-06$471$536-$65-$65
13. OCCIDENTAL PETE CORP2017-06-06$783$1,102-$319-$319
6. PEPSICO INC2017-06-06$707$600$107$107
25. PFIZER INC2017-06-06$802$866-$64-$64
4. PHILIP MORRIS INTERNATIONAL2017-05-182017-06-06$490$455$35$35
3. PIONEER NAT RES CO2017-06-06$496$444$52$52
2. SVB FINANCIAL GROUP2015-08-122017-06-06$337$277$60$60
8. SCHWAB CHARLES CORP NEW2017-06-06$309$233$76$76
5. STANLEY BLACK & DECKER INC2017-06-06$688$533$155$155
6. STARBUCKS CORP2017-03-172017-06-06$385$335$50$50
7. TJX COS INC NEW2016-12-082017-06-06$519$546-$27-$27
4. T-MOBILE US INC2016-04-212017-06-06$268$161$107$107
7. TEXAS INSTRS INC2017-06-06$578$387$191$191
10. TWENTY-FIRST CENTURY FOX-A2014-04-292017-06-06$276$320-$44-$44
5. UNION PAC CORP2017-05-182017-06-06$549$537$12$12
6. STADA ARZNEIMITTEL AG2013-11-262017-06-06$489$235$254$254
6. UNITEDHEALTH GROUP INC2017-06-06$1,081$623$458$458
2. UNITEDHEALTH GROUP INC2016-09-152017-06-06$360$268$92$92
2. VERTEX PHARMACEUTICALS INC2017-06-06$258$110$148$148
4. VISA INC CLASS A SHARES2015-10-192017-06-06$385$308$77$77
3. WALGREENS BOOTS ALLIANCE INC2017-01-302017-06-06$244$244
8. WASTE CONNECTIONS INC2017-06-06$769$633$136$136
16. WELLS FARGO & CO NEW2017-06-06$828$416$412$412
2. WEX INC2016-05-022017-06-06$211$188$23$23
2. WORKDAY INC-CLASS A2016-08-102017-06-06$206$165$41$41
4. ALLEGION PLC2017-06-06$316$266$50$50
4. ALLERGAN PLC2017-06-06$913$1,125-$212-$212
4. ACCENTURE PLC2017-06-06$508$354$154$154
3. DELPHI AUTOMOTIVE PLC2017-05-182017-06-06$267$256$11$11
5. INGERSOLL-RAND PLC2017-06-06$447$447
5. CHUBB LTD2012-06-012017-06-06$724$353$371$371
5. BROADCOM LTD2017-06-06$1,271$203$1,068$1,068
525. ISHARES TR RUSSELL MIDCAP INDEX FD2017-06-30$101,003$46,136$54,867$54,867
4014.806 NEUBERGER BERMAN HI IN B-INS2016-03-312017-06-30$35,250$32,841$2,409$2,409
4608.635 VANGUARD TOTAL BOND MARKET INDEX FUND-ADM2016-10-242017-06-30$49,635$50,695-$1,060-$1,060
2202.853 T ROWE PR EMERG MKTS BND-I2016-07-152017-07-03$27,800$27,726$74$74
795.297 VANGUARD TOTAL INTL BND-ADM2017-04-122017-07-05$17,250$17,282-$32-$32
15. METLIFE INC2008-12-102017-07-12$833$478$355$355
14. METLIFE INC2017-07-12$777$426$351$351
19. METLIFE INC2017-07-12$1,056$555$501$501
14. METLIFE INC2012-06-052017-07-12$777$398$379$379
3. METLIFE INC2009-01-212017-07-12$167$75$92$92
2. METLIFE INC2009-01-212017-07-13$111$50$61$61
13. T-MOBILE US INC2016-04-212017-08-01$819$523$296$296
17. T-MOBILE US INC2017-08-01$1,072$683$389$389
2. HUMANA INC2011-04-082017-08-14$501$140$361$361
3. HUMANA INC2017-01-232017-08-14$751$609$142$142
8. HUMANA INC2011-04-082017-08-21$1,991$560$1,431$1,431
2. LINCOLN NATL CORP IND2017-07-132017-08-21$134$142-$8-$8
3. LINCOLN NATL CORP IND2017-07-132017-08-21$201$213-$12-$12
1. LINCOLN NATL CORP IND2017-07-122017-08-21$67$71-$4-$4
1. LINCOLN NATL CORP IND2017-07-122017-08-22$68$71-$3-$3
4. LINCOLN NATL CORP IND2017-07-122017-08-22$271$282-$11-$11
1. LINCOLN NATL CORP IND2017-07-122017-08-22$68$71-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-23$68$71-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-23$68$71-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-23$68$71-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-24$68$71-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-24$68$71-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-24$68$71-$3-$3
2. LINCOLN NATL CORP IND2017-07-122017-08-25$137$141-$4-$4
1. LINCOLN NATL CORP IND2017-07-122017-08-25$68$71-$3-$3
4. LINCOLN NATL CORP IND2017-07-122017-08-28$272$282-$10-$10
2. LINCOLN NATL CORP IND2017-07-122017-08-28$136$141-$5-$5
1. LINCOLN NATL CORP IND2017-07-122017-08-29$67$71-$4-$4
1. LINCOLN NATL CORP IND2017-07-122017-08-29$67$70-$3-$3
1. LINCOLN NATL CORP IND2017-07-122017-08-30$68$70-$2-$2
45. STARBUCKS CORP2017-03-172017-09-22$2,475$2,515-$40-$40
. DOWDUPONT INC2017-09-29$27$27$27
2. ALEXION PHARMACEUTICALS INC2013-05-072017-10-03$283$193$90$90
6. ALEXION PHARMACEUTICALS INC2013-05-072017-10-03$849$580$269$269
5. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-03$277$206$71$71
7. BROADCOM LTD2013-04-252017-10-03$1,674$277$1,397$1,397
2. BROADCOM LTD2013-04-252017-10-03$478$79$399$399
1. ALEXION PHARMACEUTICALS INC2013-05-072017-10-04$141$97$44$44
1. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-04$56$41$15$15
6. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-04$334$248$86$86
3. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-04$167$124$43$43
1. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-04$56$41$15$15
2. HARTFORD FINL SVCS GROUP INC2017-10-05$111$82$29$29
1. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-06$56$41$15$15
2. HARTFORD FINL SVCS GROUP INC2016-09-092017-10-09$111$82$29$29
72. GENERAL ELEC CO2017-10-10$1,705$2,074-$369-$369
10. AT&T INC2017-10-27$340$345-$5-$5
32. AT&T INC2017-10-27$1,084$1,104-$20-$20
29. AT&T INC2017-10-30$981$999-$18-$18
25. AT&T INC2015-06-022017-10-30$839$861-$22-$22
10. ANALOG DEVICES INC2017-11-10$896$641$255$255
5. BIOGEN IDEC INC2017-11-10$1,552$487$1,065$1,065
8. ANALOG DEVICES INC2017-11-13$717$512$205$205
5. TJX COS INC NEW2014-10-212017-11-17$354$311$43$43
15. TJX COS INC NEW2017-11-17$1,061$1,161-$100-$100
1. TJX COS INC NEW2014-05-222017-11-17$71$56$15$15
2. TJX COS INC NEW2014-05-222017-11-17$142$112$30$30
3154.42 NB HIGH INCOME BOND-R62016-03-312017-11-20$27,475$25,803$1,672$1,672
13. PNC FINL SVCS GROUP INC2017-11-20$1,733$1,658$75$75
1. BLACKROCK INC2014-10-292017-11-21$481$331$150$150
4. ADOBE SYS INC2012-11-052017-12-04$676$137$539$539
2. ADOBE SYS INC2012-11-052017-12-05$335$68$267$267
3. ADOBE SYS INC2012-11-052017-12-05$510$102$408$408
2. ADOBE SYS INC2012-11-052017-12-05$337$68$269$269
23. GENERAL ELEC CO2015-09-082017-12-05$408$574-$166-$166
15. GENERAL ELEC CO2015-09-082017-12-05$267$374-$107-$107
34. GENERAL ELEC CO2017-12-05$605$845-$240-$240
3. GENERAL ELEC CO2015-09-142017-12-06$53$74-$21-$21
43. GENERAL ELEC CO2017-12-06$763$1,062-$299-$299
27. GENERAL ELEC CO2015-09-292017-12-06$476$661-$185-$185
. BANK OF AMERICA CORPORATION2017-12-12$26$26$26
7. STADA ARZNEIMITTEL AG2013-11-262017-12-13$440$274$166$166
20. STADA ARZNEIMITTEL AG2017-12-13$1,257$781$476$476
17. STADA ARZNEIMITTEL AG2017-12-13$1,068$636$432$432
CAPITAL GAIN DIVIDENDS$31,625P
FieldValueIRS element (for citing)
Capital Gain Net Income$161,546CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$158,664AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$2,956,929NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.053658DistributionYr1Rt
Adjusted Qlfy Distri Yr2$161,320AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$3,158,435NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.051076DistributionYr2Rt
Adjusted Qlfy Distri Yr3$145,869AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$3,265,090NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.044675DistributionYr3Rt
Adjusted Qlfy Distri Yr4$131,658AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$3,099,598NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.042476DistributionYr4Rt
Adjusted Qlfy Distri Yr5$163,936AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$2,883,780NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.056848DistributionYr5Rt
Total Distribution0.248733TotalDistributionRt
Average Distribution0.049747AverageDistributionRt
Net Vl Noncharitable Assets$3,220,021NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$160,186AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$2,152NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$162,338AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$159,783QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$4,303InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$4,303SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$4,303TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$631EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid$0ExtsnRequestIncomeTaxPaidAmt
Total Payments And Credits$631TotalPaymentsAndCreditsAmt
Es Penalty$0EsPenaltyAmt
Tax Due$3,672TaxDueAmt
Applied To ES Tax$0AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateILOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1JP MORGAN CHASE BANK NABusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8004962583PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line110 S DEARBORN ST MC IL 1-0111AddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60603ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnYes (true)PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Undistr Incm Sect4942a2 Not AppfalseUndistrIncmSect4942a2NotAppInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsYes (true)GrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Transactions Fail To Qlfy As ExcfalseTransactionsFailToQlfyAsExcInd
Maintained Expenditure RspnsYes (true)MaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1JP MORGAN CHASE BANK NABusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line110 S DEARBORN ST MC IL 1-0111AddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60603ZIPCd
FieldValueIRS element (for citing)
TitleTRUSTEETitleTxt
Average Hrs Per Wk Devoted To Pos2AverageHrsPerWkDevotedToPosRt
Compensation$27,421CompensationAmt
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt

Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$3,103,014AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$166,043AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$3,269,057TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$3,269,057AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$49,036CashDeemedCharitableAmt
Net Vl Noncharitable Assets$3,220,021NetVlNoncharitableAssetsAmt
Minimum Investment Return$161,001MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$161,001MinimumInvestmentReturnAmt
Tax Based On Investment Income$4,303TaxBasedOnInvestmentIncomeAmt
Total Tax$4,303TotalTaxAmt
Distributable Before Adj$156,698DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$156,698DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$156,698DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$159,783ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$159,783QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$0PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$159,783AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$156,698DistributableAsAdjustedAmt
Undistributed Income PY$131,820UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Excess Distribution Cyov Yr5$0ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$0ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$0ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$0ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$0ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$0TotalExcessDistributionCyovAmt
Qualifying Distributions$159,783QualifyingDistributionsAmt
Applied To Year1$131,820AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$27,963AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$0TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$128,735UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Year4$0ExcessFromYear4Amt
Excess From Year3$0ExcessFromYear3Amt
Excess From Year2$0ExcessFromYear2Amt
Excess From Year1$0ExcessFromYear1Amt
Excess From Current Year$0ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

FieldValueIRS element (for citing)
Recipient PersonJPMORGAN CHASE BANK NARecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line110 S DEARBORN STREETAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP606032300ZIPCd
FieldValueIRS element (for citing)
Recipient Phone3127326385RecipientPhoneNum
Form And Info And MaterialsLETTERFormAndInfoAndMaterialsTxt
Submission DeadlinesNONESubmissionDeadlinesTxt
Restrictions On AwardsPER TRUST INSTRUMENTRestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (52 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtBusiness Name Line2RecipientBusinessName/BusinessNameLine2Txt
WARTBURG SEMINARY
333 WARTBURG PLACEDubuqueIA52001NONEPCGENERAL$500
ASSOCIATION OF FUNDRAISING
P O BOX 1861DUBUQUEIA520041861NONEPCGENERAL$1,000PROFESSIONALS
SISTERS OF ST FRANCIS
3390 WINDSOR AVEDUBUQUEIA520011311NONEPCGENERAL$1,000
DUBUQUE ARTS COUNCIL
2728 ASBURY ROADDUBUQUEIA52001NONEPCGENERAL$500
RED CROSS
2400 ASBURY ROADDUBUQUEIA52001NONEPCGENERAL$1,000
Albrecht Acres
14775 SHERRILL ROAD PO BOX 50SHERRILLIA52023NONEPCGENERAL$500
DUBUQUE COUNTY HISTORICAL SOCIETY
350 E 3RD STREETDUBUQUEIA52001NONEPCGENERAL$1,000
LINWOOD CEMETERY ASSOC
2735 WINDSORDUBUQUEIA52001NONENCGENERAL$500
BOYS AND GIRLS CLUB OF
1299 LOCUSTDUBUQUEIA52001NONEPCGENERAL$2,500GREATER DUBUQUE
CARNEGIE-STOUT PUBLIC LIBRARY
PO BOX 27DUBUQUEIA520040027NONEPCGENERAL$1,000FOUNDATION
HILLS AND DALES
1011 DAVIS STREETDUBUQUEIA52001NONEPCGENERAL$1,000
FOUR MOUNDS FOUNDATION
4900 PERU ROADDUBUQUEIA52001NONEPCGENERAL$1,000
ST MARKS YOUTH ENRICHMENT
1201 LOCUST STDubuqueIA52001NONEPCGENERAL$1,000
DIVINE WORD SEMINARY
107 JACOBY DR SWEPWORTHIA52045NONEPCGENERAL$500
WAHLERT HIGH SCHOOL TRAP CLUB
2005 KANE STREETDubuqueIA52001NONEPCGENERAL$2,000
TRI-STATE INDEPENDENT
3333 ASBURYDUBUQUEIA52002NONEPCGENERAL$500BLIND SOC
JR ACHIEVEMENT TRISTATES INC
900 JACKSON ST MAIL BOX 2FDubuqueIA52001NONEPCGENERAL$1,000
UNIVERSITY OF DUBUQUE
KLAUER FAMILY SCHOLARSHIP FUNDDUBUQUEIA52001NONEPCGENERAL$10,000
DUBUQUE HUMANE SOCIETY
4242 CHAVENELLE ROADDUBUQUEIA52003NONEPCGENERAL$1,500
DUBUQUE MERCY HEALTH FOUNDATION
250 MERCY DRIVEDubuqueIA52001NONEPCGENERAL$7,500
MARYS INN MARERNITY HOME
P O BOX 3338DubuqueIA520043338NONEPCGENERAL$500
DUBUQUE RESCUE MISSION
398 MAIN STDubuqueIA52001NONEPCGENERAL$500
STONEHILL CARE CENTER
3485 WINDSOR AVENUEDUBUQUEIA52001NONEPCGENERAL$2,000
CATHOLIC CHARITIES OF THE
PO BOX 1300DUBUQUEIA520041300NONEPCGENERAL$1,000ARCHDIOCESE OF DUBUQUE
ST STEPHENS FOOD BANK
3145 CEDAR CREST RIDGEDUBUQUEIA52003NONEPCGENERAL$1,000
DUBUQUE MUSEUM OF ART
701 LOCUST STREETDUBUQUEIA52001NONEPCGENERAL$2,000
UNITED WAY OF DUBUQUE
215 WEST 6TH STREETDUBUQUEIA52001NONEPCGENERAL$26,000
COLTS DRUM AND BUGLE CORPS
1101 CENTRAL AVEDUBUQUEIA52001NONEPCGENERAL$3,000
FINLEY HEALTH FOUNDATION
350 NORTH GRANDVIEW AVEDUBUQUEIA52001NONEPCGENERAL$6,000
ILLINOIS STATE UNIVERSITY
CAMPUS BOX 3060NORMALIL617903060NONEPCGENERAL$5,000
LUTHER MANOR
3131 HILLCREST RDWAUWATOSAIA52001NONEPCGENERAL$1,000
SISTERS OF CHARITY
PO BOX 858DUBUQUEIA520040858NONEPCGENERAL$1,000
Greater Dubuque Development Corporation
900 JACKSON ST SUITE 109DubuqueIA52001NONEPCGENERAL$2,000
ST VINCENT DE PAUL SOCIETY
4990 RADFORD CTDUBUQUEIA52003NONEPCGENERAL$1,000
IOWA SCHOLARSHIP FUND INC
UNIVERSITY OF IOWA CARVER-HAWKEYE AIOWA CITYIA52242NONEPCGENERAL$2,400
GRAND OPERA HOUSE
135 W 8TH STREETDUBUQUEIA52001NONEPCGENERAL$3,000
DUBUQUE SYMPHONY ORCHESTRA
2728 ASBURY RD SUITE 900DUBUQUEIA52001NONEPCGENERAL$2,000
CLARKE University
1550 CLARKE DRIVEDUBUQUEIA52001NONEPCGENERAL$10,000
LORAS COLLEGE
1450 ALTA VISTA STDUBUQUEIA52001NONEPCGENERAL$10,000
UNIVERSITY OF NOTRE DAME
115 MAIN BUILDINGNOTRE DAMEIA465565602NONEPCGENERAL$5,000SCHOLARSHIPS
UNIVERSITY OF IOWA FOUNDATION
PO BOX 4550IOWA CITYIA522444550NONEPCGENERAL$500
TERESA SHELTER OPENING DOORS
1111 BLUFF STDUBUQUEIA52001NONEPCGENERAL$500
HOLY FAMILY CATHOLIC SCHOOLS
2005 KANEDUBUQUEIA52001NONEPCGENERAL$10,000
IOWA COLLEGE FOUNDATION
505-5TH AVE SUITE 1034Des MoinesIA50309NONEPCGENERAL$2,500
SALVATION ARMY
PO BOX 416DUBUQUEIA520040416NONEPCGENERAL$400
COMMUNITY FOUNDATION OF
700 LOCUST ST SUITE 195DUBUQUEIA52001NONEPCGENERAL$11,000GREATER DUBUQUE
MARIA HOUSE OPENING DOORS
1561 JACKSON STREETDUBUQUEIA52001NONEPCGENERAL$500
DUBUQUE ARBORETUM
MARSHALL PARKDUBUQUEIA52001NONEPCGENERAL$500AND BOTANICAL GARDENS
SHALOM RETREAT CENTER
1001 DAVISDUBUQUEIA52001NONEPCGENERAL$500
HILLCREST FAMILY SERVICES
2005 ASBURY ROADDUBUQUEIA52001NONEPCGENERAL$1,000
VISITING NURSE ASSOC
1454 IOWA STDUBUQUEIA52001NONEPCGENERAL$1,000
VETERANS FREEDOM CENTER
2245 KERPER BLVD SUITE 1DUBUQUEIA52001NONEPCGENERAL$500
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$148,800TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp
Int On Sav And Temp Cash InvstIntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$71,958ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$161,546ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

FieldValueIRS element (for citing)
DescDEFERRED INCOMEDesc
Exclusion14ExclusionCd
Exclusion$264ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$233,768ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$233,768TotalIncomeProducingActyAmt
FieldValueIRS element (for citing)
Rln Of Acty To Accom Of Exmpt PrpsRlnOfActyToAccomOfExmptPrpsGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Expenditure Responsibility Stmt ExpenditureResponsibilityStmt

Expenditure Responsibility ExpenditureResponsibilityGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Linwood Cemetery AssociationBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line12735 WINDSORAddressLine1Txt
CityDUBUQUECityNm
State AbbreviationIAStateAbbreviationCd
ZIP52001ZIPCd
FieldValueIRS element (for citing)
Grant2017-05-22GrantDt
Grant$500GrantAmt
Purpose Of GrantCemetery beautificationPurposeOfGrantTxt
Expended By Grantee$500ExpendedByGranteeAmt
Dates Of Reports By Grantee4/5/2018DatesOfReportsByGranteeTxt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (9 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
258620103 DOUBLELINE TOTL RET$64,450$61,981
921937603 VANGUARD TOTAL BOND$47,684$47,609
922031810 VANGUARD INTM TRM IN
64128K868 NEUBERGER BERMAN HI
77956H872 T ROWE PR EMERG MKTS
256210105 DODGE & COX INCOME F$33,615$33,493
64128K579 NB HIGH INCOME BOND-$61,056$67,261
77956H534 T ROWE PR EMERG MKTS$31,703$31,390
92203J308 VANGUARD TOTAL INTL$79,568$79,458

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (142 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
2824100 ABBOTT LABORATORIES
15351109 ALEXION PHARMACEUTICA
23135106 AMAZON.COM INC
26874784 AMERICAN INTERNATIONA
32511107 ANADARKO PETROLEUM CO
32654105 ANALOG DEVICES INC
37833100 APPLE INC
60505104 BANK OF AMERICA CORP
64058100 BANK OF NEW YORK MELL
101137107 BOSTON SCIENTIFIC CO$3,708$4,313
110122108 BRISTOL-MYERS SQUIBB$3,445$4,964
125896100 CMS ENERGY CORP$1,909$2,602
143658300 CARNIVAL CORP
151020104 CELGENE CORP$1,095$2,818
172967424 CITIGROUP INC$5,230$9,152
254687106 WALT DISNEY CO/THE$8,160$8,923
254709108 DISCOVER FINANCIAL S
256206103 DODGE & COX INTL STO$142,537$172,058
260543103 DOW CHEMICAL CO/THE
277432100 EASTMAN CHEMICAL CO$2,297$3,335
369550108 GENERAL DYNAMICS COR$3,168$4,069
369604103 GENERAL ELECTRIC CO
375558103 GILEAD SCIENCES INC$2,222$1,719
416515104 HARTFORD FINANCIAL S$1,469$2,645
416649309 HARTFORD CAPITAL APP
437076102 HOME DEPOT INC$1,528$7,960
438516106 HONEYWELL INTERNATIO$2,976$10,428
444859102 HUMANA INC
452327109 ILLUMINA INC
464287465 ISHARES MSCI EAFE IN$311,064$355,066
464287499 ISHARES RUSSELL MIDC
493267108 KEYCORP$1,600$2,985
494368103 KIMBERLY-CLARK CORP
500754106 THE KRAFT HEINZ CO$2,810$2,644
512807108 LAM RESEARCH CORP
526107107 LENNOX INTERNATIONAL
532457108 ELI LILLY & CO$4,468$4,814
548661107 LOWE'S COS INC$1,244$5,855
571748102 MARSH & MCLENNAN COS
573284106 MARTIN MARIETTA MATE$2,329$3,095
574599106 MASCO CORP$1,067$4,042
594918104 MICROSOFT CORP$5,182$18,733
609207105 MONDELEZ INTERNATION$2,959$5,008
617446448 MORGAN STANLEY$4,441$10,389
666807102 NORTHROP GRUMMAN COR$4,574$5,524
674599105 OCCIDENTAL PETROLEUM$6,781$7,734
693506107 PPG INDUSTRIES INC
713448108 PEPSICO INC$4,386$5,516
717081103 PFIZER INC$7,142$7,679
723787107 PIONEER NATURAL RESO$3,948$5,013
742718109 PROCTER & GAMBLE CO/
806857108 SCHLUMBERGER LTD
808513105 SCHWAB (CHARLES) COR$1,853$3,390
854502101 STANLEY BLACK & DECK$3,590$6,448
872540109 TJX COMPANIES INC$1,844$2,523
872590104 T-MOBILE US INC
882508104 TEXAS INSTRUMENTS IN$3,103$6,162
887317303 TIME WARNER INC
907818108 UNION PACIFIC CORP$3,695$5,096
910047109 UNITED CONTINENTAL H
949746101 WELLS FARGO & CO$4,555$10,435
988498101 YUM! BRANDS INC
00206R102 AT&T INC
00724F101 ADOBE SYSTEMS INC$735$4,031
00817Y108 AETNA INC
00846U101 AGILENT TECHNOLOGIES$3,344$4,420
02079K107 ALPHABET INC/CA-CL C$4,986$13,603
02079K305 ALPHABET INC/CA-CL A$2,597$6,320
09062X103 BIOGEN INC$221$1,274
09247X101 BLACKROCK INC$1,322$2,055
14042Y601 CAPITAL GR NON US EQ$144,235$170,883
16119P108 CHARTER COMMUNICATIO$3,436$5,039
20030N101 COMCAST CORP-CLASS A$756$3,564
20605P101 CONCHO RESOURCES INC$2,858$3,455
22160K105 COSTCO WHOLESALE COR
25470M109 DISH NETWORK CORP-A$2,141$2,101
26875P101 EOG RESOURCES INC$5,973$7,985
26884L109 EQT CORP$2,398$1,935
30303M102 FACEBOOK INC-A$3,985$8,647
31620M106 FIDELITY NATIONAL IN$2,827$4,234
37045V100 GENERAL MOTORS CO
38141G104 GOLDMAN SACHS GROUP$2,229$3,821
46434G822 ISHARES INC MSCI JAP$31,354$37,816
46637K513 JPM GLBL RES ENH IND
4812A2389 JPM US LARGE CAP COR
55273E822 MFS INTL VALUE-I
57636Q104 MASTERCARD INC-CLASS$1,729$9,233
58933Y105 MERCK & CO. INC.$4,303$3,826
59156R108 METLIFE INC$2,132$2,275
60871R209 MOLSON COORS BREWING$2,723$3,037
65339F101 NEXTERA ENERGY INC$1,753$2,187
65473P105 NISOURCE INC$1,341$2,772
67103H107 O'REILLY AUTOMOTIVE$4,122$3,849
78462F103 SPDR S&P 500 ETF TRU$422,196$613,778
78486Q101 SVB FINANCIAL GROUP$1,707$3,273
89353D107 TRANSCANADA CORP
90130A101 TWENTY-FIRST CENTURY$3,538$3,936
91324P102 UNITEDHEALTH GROUP I$2,595$13,228
92532F100 VERTEX PHARMACEUTICA$565$2,697
92826C839 VISA INC-CLASS A SHA$2,685$3,991
94106B101 WASTE CONNECTIONS IN$2,091$2,979
96208T104 WEX INC$1,754$2,683
98138H101 WORKDAY INC-CLASS A$1,238$1,526
G0176J109 ALLEGION PLC$2,342$2,864
G0177J108 ALLERGAN PLC$7,885$5,398
G1151C101 ACCENTURE PLC-CL A$2,752$5,205
G51502105 JOHNSON CONTROLS INT
H1467J104 CHUBB LTD$2,656$6,722
Y09827109 BROADCOM LTD$1,240$8,992
002824100 ABBOTT LABORATORIES$1,727$2,340
023135106 AMAZON.COM INC$4,060$12,864
026874784 AMERICAN INTERNATION$3,425$3,634
032511107 ANADARKO PETROLEUM C$2,585$1,985
032654105 ANALOG DEVICES INC$1,589$2,226
037833100 APPLE INC$1,177$20,138
060505104 BANK OF AMERICA CORP$2,598$8,443
064058100 BANK OF NEW YORK MEL$1,796$2,208
084670702 BERKSHIRE HATHAWAY I$4,047$4,757
125509109 CIGNA CORP$1,954$2,234
247361702 DELTA AIR LINES INC$2,783$2,912
25278X109 DIAMONDBACK ENERGY I$2,077$2,525
256746108 DOLLAR TREE INC$2,854$3,327
26078J100 DOWDUPONT INC$6,965$8,475
41664T719 HARTFORD CAPITAL APP$80,499$100,105
45866F104 INTERCONTINENTAL EXC$1,569$1,905
459200101 INTL BUSINESS MACHIN$4,613$4,603
46432F842 ISHARES CORE MSCI EA$115,638$125,571
48129C207 JPMORGAN GL RES ENH$267,439$346,595
48129C603 JPMORGAN US L/C CORE$101,309$159,054
552746349 MFS INTL VALUE-R6$67,637$100,502
595017104 MICROCHIP TECHNOLOGY$2,035$2,461
654106103 NIKE INC -CL B$2,807$3,190
655844108 NORFOLK SOUTHERN COR$2,092$2,463
67066G104 NVIDIA CORP$2,150$2,322
718172109 PHILIP MORRIS INTERN$5,911$5,494
913017109 UNITED TECHNOLOGIES$2,808$2,934
92210H105 VANTIV INC - CL A$1,729$1,765
931427108 WALGREENS BOOTS ALLI$1,543$1,380
98956P102 ZIMMER HOLDINGS INC$3,557$3,861
G2709G107 DELPHI TECHNOLOGIES$336$420
G47791101 INGERSOLL-RAND PLC$3,825$4,014
G6095L109 APTIV PLC$1,709$2,036

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (8 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
24525131 AMER BCN NUM INTEGR A
00771X435 CHILTON STRATEGIC EUAT COST$45,565$48,138
12628J881 CRM LONG/SHORT OPPORAT COST$47,000$48,138
29446A710 EQUINOX FDS TR IPM SAT COST$28,415$27,009
29446A819 EQUINOX CAMPBELL STRAT COST$28,117$27,547
72201M487 PIMCO UNCONSTRAINEDAT COST$32,920$31,166
024525131 AMER BCN NUM INTEGRAT COST$30,000$29,176
024525172 AMERICAN BEACON GLGAT COST$31,850$31,262

Other Decreases Schedule OtherDecreasesSchedule

Other Decreases Detail OtherDecreasesDetail

FieldValueIRS element (for citing)
DescCOST BASIS ADJUSTMENTDesc
Amt$534Amt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp

FieldValueIRS element (for citing)
DescATTORNEY GENERAL FEEDesc
Revenue And Expenses Per Books$15RevenueAndExpensesPerBooksAmt
Net Investment Income$0NetInvestmentIncomeAmt
Disbursements Charitable Prps$15DisbursementsCharitablePrpsAmt

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
DescDEFERRED INCOMEDesc
Revenue And Expenses Per Books$264RevenueAndExpensesPerBooksAmt
Net Investment Income$0NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FOREIGN TAXES$64$64$0
FEDERAL ESTIMATES - INCOME$100$0$0
FOREIGN TAXES ON QUALIFIED FOR$1,716$1,716$0
FOREIGN TAXES ON NONQUALIFIED$54$54$0

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