JAMES AND VICTORIA CHANG FAMILY FOUNDATION: Form 990PF, tax year 2016
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND VICTORIA CHANG FAMILY FOUNDATION (EIN 27-4811784)
- Tax period
- 2016-10-01 to 2017-09-30
- Filed
- 2018-02-13
- IRS object ID
- 201800449349100205
- Schema version
- 2016v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-02-13T10:07:37-06:00 | ReturnTs |
| Tax Period End | 2017-09-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 112336434 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RAICH ENDE MALTER & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1375 BROADWAY | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10018 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2016-10-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 274811784 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES AND VICTORIA CHANG FAMILY | BusinessNameLine1Txt |
| Business Name Line2 | FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 2127441354 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1115 FIFTH AVE NO 14A | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10128 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES M CHANG | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2127441354 | PhoneNum |
| Signature | 2018-02-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MITCHELL SORKIN | PreparerPersonNm |
| PTIN | P01327877 | PTIN |
| Phone | 2129444433 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 47.19.117.164 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-02-12 | IPDt |
| IP Tm | 10:17:45 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | CC59A5DFA748E0F6F29B55281AD0460538526029 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | CD337FF75ADC525099421B7DB73EA4C086D4CDD5 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2016 | TaxYr |
| Build TS | 2021-01-29 14:40:06Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $6,708,112 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $897 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $897 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $106,736 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $106,736 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $111,066 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,743,143 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $111,066 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $45,481 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $45,481 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $264,180 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $264,180 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $8,075 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $4,845 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,230 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $2,283 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $2,283 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $27,688 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $27,588 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $100 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $38,046 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $34,716 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,330 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $252,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $252,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $290,546 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $34,716 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $255,830 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$26,366 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $229,464 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $18,105 | CashBOYAmt |
| Cash EOY | $551,956 | CashEOYAmt |
| Cash EOYFMV | $551,956 | CashEOYFMVAmt |
| Corporate Stock BOY | $5,527,614 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,467,397 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $6,156,156 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $500,000 | OtherInvestmentsBOYAmt |
| Total Assets BOY | $6,045,719 | TotalAssetsBOYAmt |
| Total Assets EOY | $6,019,353 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $6,708,112 | TotalAssetsEOYFMVAmt |
| Loans From Officers BOY | $100 | LoansFromOfficersBOYAmt |
| Loans From Officers EOY | $100 | LoansFromOfficersEOYAmt |
| Other Liabilities BOY | $815 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $815 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $915 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $915 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $6,044,804 | RetainedEarningBOYAmt |
| Retained Earning EOY | $6,018,438 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $6,044,804 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $6,018,438 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $6,045,719 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $6,019,353 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $6,044,804 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$26,366 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $6,018,438 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $6,018,438 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (442 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| GAIN ON SALE OF INTEREST IN CARECORE NATIONAL LLC | P | 2017-09-30 | $35,846 | $35,846 | $35,846 | ||
| AB EUROPEAN OPPORTUNITIES SERIES | P | 2016-12-31 | -$2,764 | -$2,764 | $2,764 | ||
| AB EUROPEAN OPPORTUNITIES SERIES | P | 2016-12-31 | -$2,080 | -$2,080 | $2,080 | ||
| AB GOVERNMENT RESERVES PORT | P | 2017-06-13 | $495 | $0 | $0 | $495 | 2017-02-09 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $8,043 | $0 | $0 | $8,043 | 2017-02-09 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $21 | $0 | $0 | $21 | 2017-01-31 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $15 | $0 | $0 | $15 | 2016-12-30 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $15 | $0 | $0 | $15 | 2016-12-02 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $21 | $0 | $0 | $21 | 2016-11-30 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $41 | $0 | $0 | $41 | 2016-10-31 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $47 | $0 | $0 | $47 | 2016-09-30 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $48 | $0 | $0 | $48 | 2016-08-31 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $52 | $0 | $0 | $52 | 2016-07-29 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $33 | $0 | $0 | $33 | 2016-06-30 |
| AB GOVERNMENT RESERVES PORT | P | 2017-03-03 | $73,621 | $0 | $0 | $73,621 | 2016-06-20 |
| AB GOVERNMENT RESERVES PORT | P | 2017-02-01 | $6,080 | $0 | $0 | $6,080 | 2016-06-20 |
| AB GOVERNMENT RESERVES PORT | P | 2017-01-10 | $500 | $0 | $0 | $500 | 2016-06-20 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $169,800 | $0 | $0 | $169,800 | 2016-06-20 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $21 | $0 | $0 | $21 | 2016-05-31 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $2 | $0 | $0 | $2 | 2016-04-29 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $2 | $0 | $0 | $2 | 2016-03-31 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $2 | $0 | $0 | $2 | 2016-02-29 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $2 | $0 | $0 | $2 | 2016-01-29 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $3 | $0 | $0 | $3 | 2015-12-31 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $1 | $0 | $0 | $1 | 2015-12-11 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $3 | $0 | $0 | $3 | 2015-11-30 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $0 | $0 | 2015-11-04 | ||
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $5 | $0 | $0 | $5 | 2015-10-30 |
| AB GOVERNMENT RESERVES PORT | P | 2016-11-10 | $80,158 | $0 | $0 | $80,158 | 2015-09-30 |
| AB GOVERNMENT RESERVES PORT | P | 2016-10-27 | $102 | $0 | $0 | $102 | 2015-09-30 |
| CONAGRA BRANDS INC | P | 2017-09-29 | $306 | -$50 | -$50 | $356 | 2017-06-02 |
| CONAGRA BRANDS INC | P | 2017-09-29 | $2,381 | -$456 | -$456 | $2,837 | 2017-04-10 |
| CONAGRA BRANDS INC | P | 2017-09-29 | $2,959 | -$618 | -$618 | $3,577 | 2017-03-06 |
| CONAGRA BRANDS INC | P | 2017-09-28 | $3,846 | -$801 | -$801 | $4,647 | 2017-03-06 |
| CONAGRA BRANDS INC | P | 2017-09-28 | $1,123 | -$172 | -$172 | $1,295 | 2017-02-06 |
| CONAGRA BRANDS INC | P | 2017-09-27 | $2,348 | -$438 | -$438 | $2,786 | 2017-02-06 |
| PINNACLE WEST CAPITAL | P | 2017-09-25 | $8,786 | $282 | $282 | $8,504 | 2017-03-06 |
| BOOZ ALLEN HAMILTON HOLDING | P | 2017-09-22 | $1,952 | $43 | $43 | $1,909 | 2017-03-06 |
| PINNACLE WEST CAPITAL | P | 2017-09-22 | $14,593 | $503 | $503 | $14,090 | 2017-03-06 |
| REGAL ENTERTAINMENT GROUP-A | P | 2017-09-22 | $4,715 | -$1,455 | -$1,455 | $6,170 | 2017-03-06 |
| SCIENCE APPLICATIONS INTE-WI | P | 2017-09-22 | $5,922 | -$2,033 | -$2,033 | $7,955 | 2017-03-06 |
| UGI CORP | P | 2017-09-22 | $3,047 | -$97 | -$97 | $3,144 | 2017-03-06 |
| US BANCORP | P | 2017-09-22 | $2,721 | -$100 | -$100 | $2,821 | 2017-03-06 |
| EDWARDS LIFESCIENCES | P | 2017-09-22 | $2,305 | $384 | $384 | $1,921 | 2016-11-07 |
| INTUITIVE SURGICAL INC | P | 2017-09-22 | $2,053 | $710 | $710 | $1,343 | 2016-11-02 |
| EDWARDS LIFESCIENCES | P | 2017-09-22 | $1,427 | $205 | $205 | $1,222 | 2016-10-31 |
| ALTRIA GROUP INC | P | 2017-08-29 | $1,731 | -$305 | -$305 | $2,036 | 2017-03-06 |
| PNC FINANCIAL SERVICES GROUP | P | 2017-08-29 | $2,023 | -$10 | -$10 | $2,033 | 2017-03-06 |
| REGAL ENTERTAINMENT GROUP-A | P | 2017-08-29 | $2,925 | -$1,302 | -$1,302 | $4,227 | 2017-03-06 |
| US BANCORP | P | 2017-08-29 | $2,926 | -$226 | -$226 | $3,152 | 2017-03-06 |
| VALIDUS HOLDINGS LTD | P | 2017-08-29 | $1,906 | -$282 | -$282 | $2,188 | 2017-03-06 |
| ALTRIA GROUP INC | P | 2017-08-29 | $577 | -$66 | -$66 | $643 | 2017-02-06 |
| OMNICOM GROUP | P | 2017-08-28 | $4,468 | -$426 | -$426 | $4,894 | 2017-06-08 |
| OMNICOM GROUP | P | 2017-08-28 | $513 | -$87 | -$87 | $600 | 2017-04-07 |
| OMNICOM GROUP | P | 2017-08-25 | $4,776 | -$793 | -$793 | $5,569 | 2017-04-07 |
| CIGNA CORP | P | 2017-08-10 | $2,108 | $522 | $522 | $1,586 | 2016-08-17 |
| AB INTERNATIONAL STRATEGIC EQUITIES PORTFOLIO - ADV CL | P | 2017-08-08 | $110 | $15 | $15 | $95 | 2017-03-03 |
| INTERNATIONAL GAME TECHNOLO | P | 2017-08-01 | $2,028 | -$634 | -$634 | $2,662 | 2017-03-06 |
| REGAL ENTERTAINMENT GROUP-A | P | 2017-08-01 | $1,972 | -$248 | -$248 | $2,220 | 2017-03-06 |
| INTERNATIONAL GAME TECHNOLO | P | 2017-07-31 | $5,894 | -$2,703 | -$2,703 | $8,597 | 2017-03-06 |
| PROGRESSIVE CORP | P | 2017-07-31 | $2,685 | $431 | $431 | $2,254 | 2017-03-06 |
| INTL BUSINESS MACHINES CORP | P | 2017-07-28 | $1,445 | -$221 | -$221 | $1,666 | 2017-01-03 |
| INTL BUSINESS MACHINES CORP | P | 2017-07-28 | $1,879 | -$252 | -$252 | $2,131 | 2016-11-29 |
| INTL BUSINESS MACHINES CORP | P | 2017-07-28 | $2,457 | -$132 | -$132 | $2,589 | 2016-11-02 |
| INTL BUSINESS MACHINES CORP | P | 2017-07-28 | $1,879 | -$117 | -$117 | $1,996 | 2016-10-31 |
| BRITISH AMERICAN TOB-SP ADR | P | 2017-07-27 | $5,919 | $554 | $554 | $5,365 | 2017-03-06 |
| GENERAL ELECTRIC CO | P | 2017-07-26 | $4,636 | -$803 | -$803 | $5,439 | 2017-03-06 |
| GENERAL ELECTRIC CO | P | 2017-07-26 | $1,486 | -$379 | -$379 | $1,865 | 2016-12-21 |
| INTL BUSINESS MACHINES CORP | P | 2017-07-26 | $3,039 | -$186 | -$186 | $3,225 | 2016-10-31 |
| INTL BUSINESS MACHINES CORP | P | 2017-07-26 | $3,329 | -$206 | -$206 | $3,535 | 2016-10-28 |
| REYNOLDS AMERICAN INC | P | 2017-07-25 | $11,809 | $775 | $775 | $11,034 | 2017-03-06 |
| EDWARDS LIFESCIENCES | P | 2017-07-13 | $3,394 | $668 | $668 | $2,726 | 2016-10-31 |
| TEXAS INSTRUMENTS INC | P | 2017-07-13 | $3,786 | $731 | $731 | $3,055 | 2016-07-21 |
| TEXAS INSTRUMENTS INC | P | 2017-07-13 | $81 | $16 | $16 | $65 | 2016-07-21 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-07-10 | $2,598 | -$73 | -$73 | $2,671 | 2017-06-09 |
| GENERAL ELECTRIC CO | P | 2017-07-06 | $4,328 | -$945 | -$945 | $5,273 | 2016-12-21 |
| EQUIFAX INC | P | 2017-06-30 | $5,094 | $210 | $210 | $4,884 | 2017-03-06 |
| INTERNATIONAL GAME TECHNOLO | P | 2017-06-30 | $1,725 | -$882 | -$882 | $2,607 | 2017-03-06 |
| L3 TECHNOLOGIES INC | P | 2017-06-30 | $4,004 | -$37 | -$37 | $4,041 | 2017-03-06 |
| KROGER CO | P | 2017-06-27 | $2,146 | -$760 | -$760 | $2,906 | 2016-10-20 |
| KROGER CO | P | 2017-06-26 | $2,100 | -$775 | -$775 | $2,875 | 2016-10-20 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-23 | $2,960 | $6 | $6 | $2,954 | 2017-02-07 |
| KROGER CO | P | 2017-06-22 | $448 | -$170 | -$170 | $618 | 2016-10-20 |
| KROGER CO | P | 2017-06-22 | $2,103 | -$795 | -$795 | $2,898 | 2016-09-21 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-15 | $2,431 | $27 | $27 | $2,404 | 2017-06-13 |
| BRINKER INTERNATIONAL INC | P | 2017-06-15 | $7,470 | -$935 | -$935 | $8,405 | 2017-03-06 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-15 | $4,395 | -$59 | -$59 | $4,454 | 2017-03-06 |
| MEAD JOHNSON NUTRITION CO | P | 2017-06-13 | $4,589 | $94 | $94 | $4,495 | 2017-03-06 |
| NORDSTROM INC | P | 2017-06-13 | $5,433 | $178 | $178 | $5,255 | 2017-03-06 |
| SCIENCE APPLICATIONS INTE-WI | P | 2017-06-13 | $6,160 | -$1,183 | -$1,183 | $7,343 | 2017-03-06 |
| TARGET CORP | P | 2017-06-13 | $9,192 | $149 | $149 | $9,043 | 2017-03-06 |
| NIELSEN HOLDINGS PLC | P | 2017-06-09 | $1,803 | -$170 | -$170 | $1,973 | 2017-03-30 |
| NIELSEN HOLDINGS PLC | P | 2017-06-09 | $2,929 | -$541 | -$541 | $3,470 | 2017-03-06 |
| NIELSEN HOLDINGS PLC | P | 2017-06-09 | $2,328 | -$319 | -$319 | $2,647 | 2016-12-09 |
| EDWARDS LIFESCIENCES | P | 2017-06-09 | $3,413 | $687 | $687 | $2,726 | 2016-10-31 |
| NIELSEN HOLDINGS PLC | P | 2017-06-09 | $2,216 | -$963 | -$963 | $3,179 | 2016-10-20 |
| GENERAL ELECTRIC CO | P | 2017-06-08 | $6,325 | -$1,037 | -$1,037 | $7,362 | 2016-12-21 |
| EDWARDS LIFESCIENCES | P | 2017-06-08 | $2,597 | $529 | $529 | $2,068 | 2016-10-31 |
| UNITEDHEALTH GROUP INC | P | 2017-06-08 | $1,455 | $292 | $292 | $1,163 | 2016-10-20 |
| NIELSEN HOLDINGS PLC | P | 2017-06-07 | $3,338 | -$532 | -$532 | $3,870 | 2017-03-06 |
| NIELSEN HOLDINGS PLC | P | 2017-06-07 | $575 | -$233 | -$233 | $808 | 2016-10-20 |
| NIELSEN HOLDINGS PLC | P | 2017-06-07 | $2,686 | -$1,101 | -$1,101 | $3,787 | 2016-10-19 |
| NIELSEN HOLDINGS PLC | P | 2017-06-06 | $3,791 | -$569 | -$569 | $4,360 | 2017-03-06 |
| NIELSEN HOLDINGS PLC | P | 2017-06-06 | $193 | -$78 | -$78 | $271 | 2016-10-19 |
| NIELSEN HOLDINGS PLC | P | 2017-06-06 | $1,818 | -$698 | -$698 | $2,516 | 2016-10-17 |
| NIELSEN HOLDINGS PLC | P | 2017-06-06 | $1,702 | -$653 | -$653 | $2,355 | 2016-10-14 |
| UNITED TECHNOLOGIES CORP | P | 2017-06-06 | $5,525 | $505 | $505 | $5,020 | 2016-08-18 |
| UNITED TECHNOLOGIES CORP | P | 2017-06-05 | $607 | $61 | $61 | $546 | 2016-08-18 |
| EXXON MOBIL CORP | P | 2017-06-02 | $4,788 | -$215 | -$215 | $5,003 | 2016-11-02 |
| EXXON MOBIL CORP | P | 2017-06-02 | $2,235 | -$322 | -$322 | $2,557 | 2016-06-21 |
| SEALED AIR CORP | P | 2017-05-24 | $1,808 | -$52 | -$52 | $1,860 | 2017-03-06 |
| BEMIS COMPANY | P | 2017-05-23 | $4,009 | -$441 | -$441 | $4,450 | 2017-03-06 |
| NIELSEN HOLDINGS PLC | P | 2017-05-23 | $3,058 | -$412 | -$412 | $3,470 | 2017-03-06 |
| JOHNSON & JOHNSON | P | 2017-05-23 | $3,572 | $257 | $257 | $3,315 | 2017-02-17 |
| ALTRIA GROUP INC | P | 2017-05-23 | $3,537 | $35 | $35 | $3,502 | 2017-02-06 |
| JOHNSON & JOHNSON | P | 2017-05-23 | $893 | $85 | $85 | $808 | 2016-11-02 |
| WELLS FARGO & COMPANY | P | 2017-05-23 | $3,628 | $582 | $582 | $3,046 | 2016-10-20 |
| ALEXION PHARMACEUTICALS INC | P | 2017-05-23 | $3,469 | -$550 | -$550 | $4,019 | 2016-10-18 |
| ALEXION PHARMACEUTICALS INC | P | 2017-05-23 | $3,469 | -$625 | -$625 | $4,094 | 2016-07-19 |
| AB INTERNATIONAL STRATEGIC EQUITIES PORTFOLIO - ADV CL | P | 2017-04-27 | $5 | $0 | $0 | $5 | 2017-03-03 |
| AB INTERNATIONAL STRATEGIC EQUITIES PORTFOLIO - ADV CL | P | 2017-04-26 | $244 | $12 | $12 | $232 | 2017-03-03 |
| TEXAS INSTRUMENTS INC | P | 2017-04-21 | $798 | $148 | $148 | $650 | 2016-07-21 |
| TEXAS INSTRUMENTS INC | P | 2017-04-21 | $3,908 | $693 | $693 | $3,215 | 2016-07-20 |
| INTL BUSINESS MACHINES CORP | P | 2017-04-20 | $4,672 | -$570 | -$570 | $5,242 | 2017-03-06 |
| L3 TECHNOLOGIES INC | P | 2017-04-20 | $1,849 | -$3 | -$3 | $1,852 | 2017-03-06 |
| ALEXION PHARMACEUTICALS INC | P | 2017-04-07 | $4,465 | -$373 | -$373 | $4,838 | 2016-07-19 |
| UNITED PARCEL SERVICE-CL B | P | 2017-04-05 | $4,388 | $40 | $40 | $4,348 | 2017-03-06 |
| INTL BUSINESS MACHINES CORP | P | 2017-03-30 | $2,611 | -$101 | -$101 | $2,712 | 2017-03-06 |
| JPMORGAN CHASE & CO | P | 2017-03-30 | $2,056 | -$54 | -$54 | $2,110 | 2017-03-06 |
| PNC FINANCIAL SERVICES GROUP | P | 2017-03-30 | $2,316 | -$98 | -$98 | $2,414 | 2017-03-06 |
| TORONTO-DOMINION BANK USD | P | 2017-03-30 | $11,238 | -$582 | -$582 | $11,820 | 2017-03-06 |
| INTL BUSINESS MACHINES CORP | P | 2017-03-30 | $2,089 | $90 | $90 | $1,999 | 2017-01-03 |
| CISCO SYSTEMS INC | P | 2017-03-17 | $2,705 | $246 | $246 | $2,459 | 2016-09-20 |
| HALLIBURTON CO | P | 2017-03-16 | $3,117 | -$194 | -$194 | $3,311 | 2016-12-21 |
| HALLIBURTON CO | P | 2017-03-16 | $4,395 | -$258 | -$258 | $4,653 | 2016-12-08 |
| AB INTERNATIONAL STRATEGIC EQUITIES PORTFOLIO - ADV CL | P | 2017-03-15 | $3,895 | $78 | $78 | $3,817 | 2017-03-03 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $7,496 | $312 | $312 | $7,184 | 2016-12-20 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $4,016 | $99 | $99 | $3,917 | 2016-12-20 |
| BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2017-03-03 | $334 | $19 | $19 | $315 | 2016-12-13 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $15,044 | $1,079 | $1,079 | $13,965 | 2016-10-13 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $2,129 | -$6 | -$6 | $2,135 | 2016-10-13 |
| CISCO SYSTEMS INC | P | 2017-03-03 | $3,255 | $299 | $299 | $2,956 | 2016-09-20 |
| EATON CORP PLC | P | 2017-03-03 | $2,803 | $218 | $218 | $2,585 | 2016-09-02 |
| CIGNA CORP | P | 2017-03-03 | $2,282 | $299 | $299 | $1,983 | 2016-08-17 |
| TEXAS INSTRUMENTS INC | P | 2017-03-03 | $2,565 | $400 | $400 | $2,165 | 2016-07-20 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $11,576 | $726 | $726 | $10,850 | 2016-06-23 |
| AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-03-03 | $1,972 | $353 | $353 | $1,619 | 2016-04-28 |
| HONEYWELL INTERNATIONAL INC | P | 2017-03-03 | $2,146 | $206 | $206 | $1,940 | 2016-04-27 |
| HESS CORP | P | 2017-03-03 | $766 | -$46 | -$46 | $812 | 2016-03-22 |
| AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-03-03 | $6,000 | $1,190 | $1,190 | $4,810 | 2016-03-21 |
| HESS CORP | P | 2017-03-03 | $1,633 | $35 | $35 | $1,598 | 2016-03-14 |
| AB SMALL CAP CORE PORTFOLIO ADV CL | P | 2017-03-03 | $6,249 | $1,229 | $1,229 | $5,020 | 2016-03-07 |
| ONEMAIN HOLDINGS INC | P | 2017-02-28 | $2,924 | $430 | $430 | $2,494 | 2016-03-09 |
| HELMERICH & PAYNE | P | 2017-02-27 | $3,986 | $452 | $452 | $3,534 | 2016-05-31 |
| HELMERICH & PAYNE | P | 2017-02-27 | $2,062 | $166 | $166 | $1,896 | 2016-05-02 |
| HELMERICH & PAYNE | P | 2017-02-24 | $819 | $61 | $61 | $758 | 2016-05-02 |
| HELMERICH & PAYNE | P | 2017-02-24 | $3,277 | $497 | $497 | $2,780 | 2016-04-15 |
| PALO ALTO NETWORKS INC | P | 2017-02-23 | $6,701 | $541 | $541 | $6,160 | 2016-06-06 |
| PALO ALTO NETWORKS INC | P | 2017-02-23 | $3,808 | $336 | $336 | $3,472 | 2016-06-03 |
| DEVON ENERGY CORPORATION | P | 2017-02-15 | $3,041 | $20 | $20 | $3,021 | 2016-10-12 |
| DEVON ENERGY CORPORATION | P | 2017-02-15 | $805 | $3 | $3 | $802 | 2016-10-12 |
| HESS CORP | P | 2017-02-15 | $2,207 | $59 | $59 | $2,148 | 2016-03-14 |
| T-MOBILE US INC | P | 2017-02-14 | $9,379 | $2,494 | $2,494 | $6,885 | 2016-09-12 |
| ONEMAIN HOLDINGS INC | P | 2017-02-14 | $4,398 | $476 | $476 | $3,922 | 2016-02-17 |
| BIOVERATIV INC | P | 2017-02-03 | $265 | -$19 | -$19 | $284 | 2017-01-25 |
| HELMERICH & PAYNE | P | 2016-12-21 | $4,382 | $1,197 | $1,197 | $3,185 | 2016-04-15 |
| OSHKOSH CORP | P | 2016-12-20 | $4,107 | $685 | $685 | $3,422 | 2016-09-06 |
| ESTEE LAUDER COMPANIES-CL A | P | 2016-12-14 | $3,142 | -$92 | -$92 | $3,234 | 2016-11-08 |
| KIMBERLY-CLARK CORP | P | 2016-12-13 | $2,072 | -$282 | -$282 | $2,354 | 2016-06-10 |
| APPLIED MATERIALS INC | P | 2016-11-07 | $2,263 | $916 | $916 | $1,347 | 2015-11-13 |
| APPLIED MATERIALS INC | P | 2016-11-04 | $4,048 | $1,579 | $1,579 | $2,469 | 2015-11-13 |
| HELMERICH & PAYNE | P | 2016-11-02 | $3,650 | $233 | $233 | $3,417 | 2016-04-15 |
| PROGRESSIVE CORP | P | 2016-11-01 | $7,572 | -$351 | -$351 | $7,923 | 2016-07-19 |
| PROGRESSIVE CORP | P | 2016-11-01 | $31 | -$2 | -$2 | $33 | 2016-07-19 |
| GENERAL MILLS INC | P | 2016-10-18 | $2,656 | -$200 | -$200 | $2,856 | 2016-06-23 |
| GENERAL MILLS INC | P | 2016-10-18 | $6,177 | -$111 | -$111 | $6,288 | 2016-05-27 |
| GENERAL MILLS INC | P | 2016-10-18 | $2,533 | -$24 | -$24 | $2,557 | 2016-05-24 |
| GENERAL MILLS INC | P | 2016-10-18 | $5,436 | -$86 | -$86 | $5,522 | 2016-05-23 |
| GENERAL MILLS INC | P | 2016-10-17 | $185 | -$3 | -$3 | $188 | 2016-05-23 |
| GENERAL MILLS INC | P | 2016-10-17 | $3,955 | -$45 | -$45 | $4,000 | 2016-05-20 |
| VERIZON COMMUNICATIONS INC | P | 2016-10-17 | $3,976 | $332 | $332 | $3,644 | 2015-12-16 |
| GENERAL MILLS INC | P | 2016-10-14 | $1,053 | -$9 | -$9 | $1,062 | 2016-05-20 |
| GENERAL MILLS INC | P | 2016-10-14 | $2,044 | -$17 | -$17 | $2,061 | 2016-05-19 |
| PPL CORPORATION | P | 2016-10-13 | $3,725 | -$171 | -$171 | $3,896 | 2015-10-19 |
| PPL CORPORATION | P | 2016-10-13 | $5,522 | -$126 | -$126 | $5,648 | 2015-10-13 |
| ADVANSIX INC - W/I | P | 2016-10-05 | $29 | -$3 | -$3 | $32 | 2016-05-02 |
| ADVANSIX INC - W/I | P | 2016-10-05 | $43 | -$15 | -$15 | $58 | 2016-04-27 |
| CISCO SYSTEMS INC | P | 2017-09-22 | $4,600 | $243 | $243 | $4,357 | 2016-09-20 |
| NISOURCE INC | P | 2017-09-22 | $335 | $3 | $3 | $332 | 2016-06-28 |
| NISOURCE INC | P | 2017-09-22 | $26 | $0 | $0 | $26 | 2016-06-28 |
| NISOURCE INC | P | 2017-09-22 | $3,555 | $51 | $51 | $3,504 | 2016-06-27 |
| INTUITIVE SURGICAL INC | P | 2017-09-22 | $5,132 | $2,633 | $2,633 | $2,499 | 2015-02-10 |
| L3 TECHNOLOGIES INC | P | 2017-09-22 | $3,988 | $1,391 | $1,391 | $2,597 | 2015-01-30 |
| L3 TECHNOLOGIES INC | P | 2017-09-22 | $950 | $334 | $334 | $616 | 2014-12-03 |
| STARBUCKS CORP | P | 2017-09-22 | $4,399 | $1,402 | $1,402 | $2,997 | 2014-09-26 |
| NIKE INC -CL B | P | 2017-09-22 | $1,060 | $258 | $258 | $802 | 2014-09-05 |
| AMERICAN ELECTRIC POWER | P | 2017-09-22 | $4,601 | $1,281 | $1,281 | $3,320 | 2014-05-21 |
| CVS HEALTH CORP | P | 2017-09-22 | $4,264 | $289 | $289 | $3,975 | 2014-04-22 |
| NIKE INC -CL B | P | 2017-09-22 | $2,280 | $679 | $679 | $1,601 | 2014-04-22 |
| MICROSOFT CORP | P | 2017-09-14 | $674 | $261 | $261 | $413 | 2014-10-27 |
| MICROSOFT CORP | P | 2017-09-14 | $1,648 | $631 | $631 | $1,017 | 2014-09-30 |
| APPLE INC | P | 2017-09-14 | $4,452 | $2,332 | $2,332 | $2,120 | 2014-04-22 |
| CAPITAL ONE FINANCIAL CORP | P | 2017-09-14 | $3,733 | $186 | $186 | $3,547 | 2014-04-22 |
| CVS HEALTH CORP | P | 2017-09-14 | $3,632 | $393 | $393 | $3,239 | 2014-04-22 |
| GILEAD SCIENCES INC | P | 2017-09-14 | $2,794 | $316 | $316 | $2,478 | 2014-04-22 |
| US BANCORP | P | 2017-08-29 | $770 | $110 | $110 | $660 | 2015-01-08 |
| FACEBOOK INC-A | P | 2017-08-25 | $167 | $91 | $91 | $76 | 2015-01-07 |
| FACEBOOK INC-A | P | 2017-08-25 | $3,665 | $2,073 | $2,073 | $1,592 | 2014-10-15 |
| STARBUCKS CORP | P | 2017-08-25 | $3,097 | $961 | $961 | $2,136 | 2014-09-26 |
| HOME DEPOT INC | P | 2017-08-25 | $2,241 | $1,044 | $1,044 | $1,197 | 2014-04-22 |
| ROSS STORES INC | P | 2017-08-03 | $2,264 | $261 | $261 | $2,003 | 2015-10-09 |
| WALT DISNEY CO/THE | P | 2017-08-03 | $217 | $55 | $55 | $162 | 2014-10-16 |
| WALT DISNEY CO/THE | P | 2017-08-03 | $3,038 | $805 | $805 | $2,233 | 2014-04-22 |
| PROGRESSIVE CORP | P | 2017-07-31 | $3,674 | $1,121 | $1,121 | $2,553 | 2016-07-21 |
| L3 TECHNOLOGIES INC | P | 2017-07-31 | $6,156 | $1,846 | $1,846 | $4,310 | 2014-12-03 |
| UNITEDHEALTH GROUP INC | P | 2017-07-28 | $3,017 | $1,148 | $1,148 | $1,869 | 2015-08-28 |
| EDISON INTERNATIONAL | P | 2017-07-28 | $2,428 | $693 | $693 | $1,735 | 2015-06-25 |
| DELTA AIR LINES INC | P | 2017-07-26 | $2,703 | $139 | $139 | $2,564 | 2014-12-26 |
| DELTA AIR LINES INC | P | 2017-07-26 | $1,122 | $341 | $341 | $781 | 2014-10-20 |
| BANK OF AMERICA CORP | P | 2017-07-26 | $6,380 | $2,133 | $2,133 | $4,247 | 2014-04-22 |
| COMCAST CORP-CLASS A | P | 2017-07-13 | $5,276 | $1,813 | $1,813 | $3,463 | 2014-04-22 |
| US BANCORP | P | 2017-07-13 | $5,927 | $1,272 | $1,272 | $4,655 | 2014-04-22 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-07-10 | $905 | $81 | $81 | $824 | 2014-11-17 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-07-10 | $34 | $5 | $5 | $29 | 2014-10-07 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-07-07 | $795 | $90 | $90 | $705 | 2014-10-07 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-07-07 | $3,724 | $802 | $802 | $2,922 | 2014-04-22 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-07-06 | $2,447 | $525 | $525 | $1,922 | 2014-04-22 |
| VISA INC - CLASS A SHARES | P | 2017-07-06 | $4,969 | $2,186 | $2,186 | $2,783 | 2014-04-22 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-23 | $3,515 | $843 | $843 | $2,672 | 2014-11-17 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-23 | $2,128 | $665 | $665 | $1,463 | 2014-10-02 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-22 | $2,510 | $793 | $793 | $1,717 | 2014-10-02 |
| DR PEPPER SNAPPLE GROUP INC | P | 2017-06-22 | $1,395 | $505 | $505 | $890 | 2014-07-16 |
| KROGER CO | P | 2017-06-22 | $403 | -$6 | -$6 | $409 | 2014-04-22 |
| WELLS FARGO & COMPANY | P | 2017-06-22 | $9,069 | $536 | $536 | $8,533 | 2014-04-22 |
| KROGER CO | P | 2017-06-21 | $3,434 | -$67 | -$67 | $3,501 | 2014-04-22 |
| KROGER CO | P | 2017-06-20 | $2,196 | -$32 | -$32 | $2,228 | 2014-04-22 |
| KROGER CO | P | 2017-06-19 | $5,148 | -$35 | -$35 | $5,183 | 2014-04-22 |
| SCHLUMBERGER LTD | P | 2017-06-08 | $5,676 | -$2,825 | -$2,825 | $8,501 | 2014-04-22 |
| UNITED TECHNOLOGIES CORP | P | 2017-06-05 | $3,883 | $529 | $529 | $3,354 | 2016-04-18 |
| UNITED TECHNOLOGIES CORP | P | 2017-06-05 | $1,699 | $78 | $78 | $1,621 | 2015-04-01 |
| EXXON MOBIL CORP | P | 2017-06-02 | $5,267 | -$633 | -$633 | $5,900 | 2016-05-16 |
| EXXON MOBIL CORP | P | 2017-06-02 | $5,507 | -$640 | -$640 | $6,147 | 2016-05-11 |
| SEALED AIR CORP | P | 2017-06-02 | $539 | -$100 | -$100 | $639 | 2015-07-14 |
| SEALED AIR CORP | P | 2017-06-02 | $3,411 | -$536 | -$536 | $3,947 | 2015-06-29 |
| SEALED AIR CORP | P | 2017-06-02 | $6,059 | -$949 | -$949 | $7,008 | 2015-06-25 |
| WELLS FARGO & COMPANY | P | 2017-06-02 | $3,277 | $170 | $170 | $3,107 | 2014-04-22 |
| EXXON MOBIL CORP | P | 2017-06-01 | $5,402 | -$567 | -$567 | $5,969 | 2016-05-11 |
| STARBUCKS CORP | P | 2017-05-30 | $2,719 | $1,108 | $1,108 | $1,611 | 2014-09-26 |
| VERIZON COMMUNICATIONS INC | P | 2017-05-25 | $2,307 | -$355 | -$355 | $2,662 | 2016-03-07 |
| VERIZON COMMUNICATIONS INC | P | 2017-05-25 | $8,322 | -$916 | -$916 | $9,238 | 2016-02-03 |
| EXXON MOBIL CORP | P | 2017-05-24 | $8,062 | -$669 | -$669 | $8,731 | 2016-05-11 |
| VERIZON COMMUNICATIONS INC | P | 2017-05-24 | $135 | -$16 | -$16 | $151 | 2016-02-03 |
| VERIZON COMMUNICATIONS INC | P | 2017-05-24 | $90 | -$3 | -$3 | $93 | 2015-12-17 |
| VERIZON COMMUNICATIONS INC | P | 2017-05-24 | $10,146 | -$233 | -$233 | $10,379 | 2015-12-16 |
| SEALED AIR CORP | P | 2017-05-24 | $2,470 | -$511 | -$511 | $2,981 | 2015-07-14 |
| DOLLAR GENERAL CORP | P | 2017-05-24 | $6,376 | -$529 | -$529 | $6,905 | 2015-03-20 |
| DOLLAR GENERAL CORP | P | 2017-05-23 | $851 | -$60 | -$60 | $911 | 2015-03-20 |
| DOLLAR GENERAL CORP | P | 2017-05-23 | $2,128 | $117 | $117 | $2,011 | 2014-11-20 |
| DOLLAR GENERAL CORP | P | 2017-05-23 | $2,341 | $234 | $234 | $2,107 | 2014-09-09 |
| PRICELINE GROUP INC/THE | P | 2017-05-23 | $5,466 | $1,768 | $1,768 | $3,698 | 2014-04-22 |
| UNITEDHEALTH GROUP INC | P | 2017-05-08 | $3,656 | $1,203 | $1,203 | $2,453 | 2015-08-28 |
| DISCOVER FINANCIAL SERVICES | P | 2017-05-08 | $5,968 | $112 | $112 | $5,856 | 2015-05-05 |
| COSTCO WHOLESALE CORP | P | 2017-05-08 | $3,271 | $1,104 | $1,104 | $2,167 | 2014-04-22 |
| JOHNSON & JOHNSON | P | 2017-05-08 | $2,835 | $522 | $522 | $2,313 | 2014-04-22 |
| DISCOVER FINANCIAL SERVICES | P | 2017-05-05 | $3,869 | $83 | $83 | $3,786 | 2015-05-05 |
| DISCOVER FINANCIAL SERVICES | P | 2017-05-05 | $1,995 | $34 | $34 | $1,961 | 2015-04-20 |
| US BANCORP | P | 2017-05-05 | $3,464 | $728 | $728 | $2,736 | 2014-04-22 |
| UNITED TECHNOLOGIES CORP | P | 2017-04-21 | $1,150 | -$8 | -$8 | $1,158 | 2015-04-01 |
| UNITED TECHNOLOGIES CORP | P | 2017-04-21 | $1,611 | -$49 | -$49 | $1,660 | 2015-03-25 |
| DXC TECHNOLOGY CO | P | 2017-04-21 | $379 | $103 | $103 | $276 | 2014-11-17 |
| DXC TECHNOLOGY CO | P | 2017-04-21 | $303 | $57 | $57 | $246 | 2014-10-07 |
| DXC TECHNOLOGY CO | P | 2017-04-21 | $2,350 | $728 | $728 | $1,622 | 2014-04-22 |
| JOHNSON & JOHNSON | P | 2017-04-21 | $2,679 | $466 | $466 | $2,213 | 2014-04-22 |
| WELLS FARGO & COMPANY | P | 2017-04-21 | $4,221 | $324 | $324 | $3,897 | 2014-04-22 |
| WELLS FARGO & COMPANY | P | 2017-04-07 | $7,749 | $794 | $794 | $6,955 | 2014-04-22 |
| ALPHABET INC-CL C | P | 2017-04-06 | $8,294 | $2,944 | $2,944 | $5,350 | 2014-04-22 |
| NIKE INC -CL B | P | 2017-04-06 | $2,549 | $836 | $836 | $1,713 | 2014-04-22 |
| INTEL CORP | P | 2017-03-17 | $4,500 | $768 | $768 | $3,732 | 2016-02-17 |
| AETNA INC | P | 2017-03-17 | $1,855 | $728 | $728 | $1,127 | 2014-06-13 |
| AETNA INC | P | 2017-03-17 | $530 | $218 | $218 | $312 | 2014-06-02 |
| ALPHABET INC-CL C | P | 2017-03-16 | $7,639 | $2,824 | $2,824 | $4,815 | 2014-04-22 |
| NIKE INC -CL B | P | 2017-03-16 | $3,383 | $1,186 | $1,186 | $2,197 | 2014-04-22 |
| VISA INC - CLASS A SHARES | P | 2017-03-16 | $3,772 | $1,566 | $1,566 | $2,206 | 2014-04-22 |
| AMERICAN INTERNATIONAL GROUP | P | 2017-03-03 | $2,119 | $287 | $287 | $1,832 | 2016-02-02 |
| XILINX INC | P | 2017-03-03 | $3,460 | $628 | $628 | $2,832 | 2016-01-26 |
| SYNCHRONY FINANCIAL | P | 2017-03-03 | $2,019 | $308 | $308 | $1,711 | 2015-12-30 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $60,315 | $3,589 | $3,589 | $56,726 | 2015-12-15 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $2,571 | $105 | $105 | $2,466 | 2015-12-15 |
| BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2017-03-03 | $1,334 | $203 | $203 | $1,131 | 2015-12-08 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $20,868 | -$102 | -$102 | $20,970 | 2015-11-04 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $4,439 | $59 | $59 | $4,380 | 2015-11-04 |
| BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2017-03-03 | $13,977 | $937 | $937 | $13,040 | 2015-10-23 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $62,503 | -$357 | -$357 | $62,860 | 2015-10-23 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $7,991 | $76 | $76 | $7,915 | 2015-10-23 |
| EOG RESOURCES INC | P | 2017-03-03 | $690 | $89 | $89 | $601 | 2015-10-13 |
| EOG RESOURCES INC | P | 2017-03-03 | $4,438 | $674 | $674 | $3,764 | 2015-10-07 |
| DISCOVER FINANCIAL SERVICES | P | 2017-03-03 | $2,487 | $407 | $407 | $2,080 | 2015-04-20 |
| UNITED TECHNOLOGIES CORP | P | 2017-03-03 | $3,714 | -$199 | -$199 | $3,913 | 2015-03-25 |
| ALLSTATE CORP | P | 2017-03-03 | $4,094 | $542 | $542 | $3,552 | 2015-02-19 |
| INTUITIVE SURGICAL INC | P | 2017-03-03 | $1,490 | $490 | $490 | $1,000 | 2015-02-10 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $69,188 | $2,707 | $2,707 | $66,481 | 2014-12-16 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $7,468 | $184 | $184 | $7,284 | 2014-12-16 |
| BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2017-03-03 | $1,360 | -$27 | -$27 | $1,387 | 2014-12-09 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $147,108 | -$8,392 | -$8,392 | $155,500 | 2014-11-17 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $12,355 | -$410 | -$410 | $12,765 | 2014-11-17 |
| DELTA AIR LINES INC | P | 2017-03-03 | $3,269 | $961 | $961 | $2,308 | 2014-10-20 |
| FACEBOOK INC-A | P | 2017-03-03 | $411 | $194 | $194 | $217 | 2014-10-15 |
| STARBUCKS CORP | P | 2017-03-03 | $1,140 | $391 | $391 | $749 | 2014-09-26 |
| FISERV INC | P | 2017-03-03 | $3,277 | $1,442 | $1,442 | $1,835 | 2014-09-05 |
| ORACLE CORP | P | 2017-03-03 | $3,628 | $165 | $165 | $3,463 | 2014-06-30 |
| AETNA INC | P | 2017-03-03 | $4,829 | $1,944 | $1,944 | $2,885 | 2014-06-02 |
| EBAY INC | P | 2017-03-03 | $1,246 | $436 | $436 | $810 | 2014-05-14 |
| FACEBOOK INC-A | P | 2017-03-03 | $6,842 | $3,807 | $3,807 | $3,035 | 2014-05-02 |
| AB DISCOVERY GRWTH FUND- ADV | P | 2017-03-03 | $12,660 | $576 | $576 | $12,084 | 2014-04-22 |
| AB DISCOVERY VALUE FUND- ADV | P | 2017-03-03 | $11,855 | $183 | $183 | $11,672 | 2014-04-22 |
| AB GLOBAL BOND FUND- ADV | P | 2017-03-03 | $48,510 | -$232 | -$232 | $48,742 | 2014-04-22 |
| ALPHABET INC-CL C | P | 2017-03-03 | $9,926 | $3,506 | $3,506 | $6,420 | 2014-04-22 |
| BANK OF AMERICA CORP | P | 2017-03-03 | $10,279 | $3,721 | $3,721 | $6,558 | 2014-04-22 |
| BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2017-03-03 | $33,176 | -$1,715 | -$1,715 | $34,891 | 2014-04-22 |
| BIOGEN INC | P | 2017-03-03 | $2,965 | $138 | $138 | $2,827 | 2014-04-22 |
| CAPITAL ONE FINANCIAL CORP | P | 2017-03-03 | $2,629 | $516 | $516 | $2,113 | 2014-04-22 |
| COMCAST CORP-CLASS A | P | 2017-03-03 | $4,138 | $1,291 | $1,291 | $2,847 | 2014-04-22 |
| COSTCO WHOLESALE CORP | P | 2017-03-03 | $4,600 | $1,520 | $1,520 | $3,080 | 2014-04-22 |
| CVS HEALTH CORP | P | 2017-03-03 | $2,428 | $220 | $220 | $2,208 | 2014-04-22 |
| EBAY INC | P | 2017-03-03 | $1,684 | $520 | $520 | $1,164 | 2014-04-22 |
| FACEBOOK INC-A | P | 2017-03-03 | $1,095 | $590 | $590 | $505 | 2014-04-22 |
| GILEAD SCIENCES INC | P | 2017-03-03 | $3,236 | -$117 | -$117 | $3,353 | 2014-04-22 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-03-03 | $2,097 | $519 | $519 | $1,578 | 2014-04-22 |
| HOME DEPOT INC | P | 2017-03-03 | $4,271 | $1,957 | $1,957 | $2,314 | 2014-04-22 |
| HP INC | P | 2017-03-03 | $3,248 | $538 | $538 | $2,710 | 2014-04-22 |
| INTUITIVE SURGICAL INC | P | 2017-03-03 | $4,471 | $1,931 | $1,931 | $2,540 | 2014-04-22 |
| NIKE INC -CL B | P | 2017-03-03 | $4,422 | $1,517 | $1,517 | $2,905 | 2014-04-22 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $988,146 | -$21,744 | -$21,744 | $1,009,890 | 2014-04-22 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $113,420 | -$430 | -$430 | $113,850 | 2014-04-22 |
| PRICELINE GROUP INC/THE | P | 2017-03-03 | $3,469 | $1,004 | $1,004 | $2,465 | 2014-04-22 |
| STARBUCKS CORP | P | 2017-03-03 | $1,711 | $645 | $645 | $1,066 | 2014-04-22 |
| VISA INC - CLASS A SHARES | P | 2017-03-03 | $5,770 | $2,357 | $2,357 | $3,413 | 2014-04-22 |
| WALT DISNEY CO/THE | P | 2017-03-03 | $4,662 | $1,312 | $1,312 | $3,350 | 2014-04-22 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $8 | $0 | $0 | $8 | 2014-03-04 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $6 | $0 | $0 | $6 | 2014-02-04 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $630 | $11 | $11 | $619 | 2013-12-17 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $2,537 | $56 | $56 | $2,481 | 2013-12-17 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $5,988 | $195 | $195 | $5,793 | 2013-09-13 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $3,911 | -$189 | -$189 | $4,100 | 2013-09-13 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $5 | $0 | $0 | $5 | 2013-02-12 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $346 | $53 | $53 | $293 | 2012-12-11 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $766 | -$12 | -$12 | $778 | 2012-12-11 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-03-03 | $1,554 | $237 | $237 | $1,317 | 2012-10-02 |
| OVERLAY B PORTFOLIO CLASS 1 | P | 2017-03-03 | $8,255 | -$352 | -$352 | $8,607 | 2012-10-02 |
| ONEMAIN HOLDINGS INC | P | 2017-02-28 | $2,446 | $391 | $391 | $2,055 | 2016-02-17 |
| NIKE INC -CL B | P | 2017-02-28 | $4,229 | $1,473 | $1,473 | $2,756 | 2014-04-22 |
| PFIZER INC | P | 2017-02-28 | $8,769 | $767 | $767 | $8,002 | 2014-04-22 |
| UNITED TECHNOLOGIES CORP | P | 2017-02-27 | $1,351 | -$72 | -$72 | $1,423 | 2015-03-25 |
| UNITED TECHNOLOGIES CORP | P | 2017-02-27 | $2,139 | -$125 | -$125 | $2,264 | 2015-03-23 |
| APPLE INC | P | 2017-02-27 | $6,428 | $2,870 | $2,870 | $3,558 | 2014-04-22 |
| SYNCHRONY FINANCIAL | P | 2017-02-21 | $37 | $6 | $6 | $31 | 2015-12-30 |
| SYNCHRONY FINANCIAL | P | 2017-02-21 | $3,851 | $713 | $713 | $3,138 | 2015-12-22 |
| SYNCHRONY FINANCIAL | P | 2017-02-17 | $875 | $151 | $151 | $724 | 2015-12-22 |
| SYNCHRONY FINANCIAL | P | 2017-02-17 | $2,916 | $488 | $488 | $2,428 | 2015-12-17 |
| SYNCHRONY FINANCIAL | P | 2017-02-17 | $36 | $6 | $6 | $30 | 2015-12-17 |
| HESS CORP | P | 2017-02-15 | $1,899 | -$665 | -$665 | $2,564 | 2015-03-10 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-02-14 | $24 | $7 | $7 | $17 | 2014-04-22 |
| HEWLETT PACKARD ENTERPRIS | P | 2017-02-14 | $4,379 | $1,224 | $1,224 | $3,155 | 2014-04-22 |
| BERNSTEIN EMERGING MARKETS PORTFOLIO | P | 2017-02-09 | $4,900 | -$209 | -$209 | $5,109 | 2014-04-22 |
| OVERLAY A PORTFOLIO CLASS 1 | P | 2017-02-08 | $574 | $75 | $75 | $499 | 2012-10-02 |
| BIOVERATIV INC | P | 2017-02-03 | $221 | -$15 | -$15 | $236 | 2014-05-14 |
| BIOVERATIV INC | P | 2017-02-03 | $973 | -$68 | -$68 | $1,041 | 2014-04-22 |
| SYNCHRONY FINANCIAL | P | 2017-02-02 | $4,640 | $664 | $664 | $3,976 | 2015-12-17 |
| DISCOVER FINANCIAL SERVICES | P | 2017-02-02 | $3,273 | $420 | $420 | $2,853 | 2015-04-20 |
| DISCOVER FINANCIAL SERVICES | P | 2017-02-02 | $2,727 | $370 | $370 | $2,357 | 2015-04-17 |
| DELTA AIR LINES INC | P | 2017-02-02 | $8,887 | $2,212 | $2,212 | $6,675 | 2014-10-20 |
| CAPITAL ONE FINANCIAL CORP | P | 2017-02-02 | $5,264 | $661 | $661 | $4,603 | 2014-04-22 |
| UNITED TECHNOLOGIES CORP | P | 2017-02-01 | $2,488 | -$252 | -$252 | $2,740 | 2015-03-23 |
| L3 TECHNOLOGIES INC | P | 2017-01-27 | $634 | $141 | $141 | $493 | 2014-12-03 |
| L3 TECHNOLOGIES INC | P | 2017-01-27 | $4,118 | $917 | $917 | $3,201 | 2014-11-24 |
| CONDUENT INC | P | 2017-01-26 | $1,110 | -$212 | -$212 | $1,322 | 2015-12-22 |
| CONDUENT INC | P | 2017-01-26 | $1,200 | -$198 | -$198 | $1,398 | 2015-12-18 |
| CONDUENT INC | P | 2017-01-26 | $1,215 | -$211 | -$211 | $1,426 | 2015-11-18 |
| CONDUENT INC | P | 2017-01-26 | $1,951 | -$645 | -$645 | $2,596 | 2014-04-22 |
| EOG RESOURCES INC | P | 2017-01-24 | $4,041 | $779 | $779 | $3,262 | 2015-10-07 |
| APPLE INC | P | 2017-01-24 | $3,235 | $1,191 | $1,191 | $2,044 | 2014-04-22 |
| PFIZER INC | P | 2017-01-24 | $2,640 | -$7 | -$7 | $2,647 | 2014-04-22 |
| HESS CORP | P | 2017-01-19 | $462 | -$92 | -$92 | $554 | 2015-03-10 |
| HESS CORP | P | 2017-01-19 | $1,387 | -$557 | -$557 | $1,944 | 2014-11-17 |
| HESS CORP | P | 2017-01-19 | $3,006 | -$1,576 | -$1,576 | $4,582 | 2014-04-22 |
| AB DISCOVERY VALUE FUND- ADV | P | 2016-12-30 | $7,720 | -$123 | -$123 | $7,843 | 2014-04-22 |
| BANK OF AMERICA CORP | P | 2016-12-21 | $2,465 | $691 | $691 | $1,774 | 2014-04-22 |
| ESTEE LAUDER COMPANIES-CL A | P | 2016-12-14 | $314 | $11 | $11 | $303 | 2014-07-14 |
| KIMBERLY-CLARK CORP | P | 2016-12-13 | $2,417 | $166 | $166 | $2,251 | 2015-03-06 |
| ESTEE LAUDER COMPANIES-CL A | P | 2016-12-13 | $3,548 | $143 | $143 | $3,405 | 2014-07-14 |
| KIMBERLY-CLARK CORP | P | 2016-12-12 | $1,149 | $77 | $77 | $1,072 | 2015-03-06 |
| KIMBERLY-CLARK CORP | P | 2016-12-12 | $3,217 | $132 | $132 | $3,085 | 2015-02-12 |
| ESTEE LAUDER COMPANIES-CL A | P | 2016-12-12 | $79 | $3 | $3 | $76 | 2014-07-14 |
| ESTEE LAUDER COMPANIES-CL A | P | 2016-12-12 | $4,010 | $191 | $191 | $3,819 | 2014-06-25 |
| MEDTRONIC PLC | P | 2016-12-08 | $2,155 | -$165 | -$165 | $2,320 | 2015-02-17 |
| MEDTRONIC PLC | P | 2016-12-08 | $3,447 | -$6 | -$6 | $3,453 | 2015-01-30 |
| MEDTRONIC PLC | P | 2016-12-08 | $5,889 | -$50 | -$50 | $5,939 | 2015-01-27 |
| AETNA INC | P | 2016-12-08 | $128 | $50 | $50 | $78 | 2014-06-02 |
| AETNA INC | P | 2016-12-08 | $3,589 | $1,406 | $1,406 | $2,183 | 2014-06-02 |
| DOLLAR GENERAL CORP | P | 2016-11-30 | $780 | $142 | $142 | $638 | 2014-09-09 |
| DOLLAR GENERAL CORP | P | 2016-11-30 | $546 | $99 | $99 | $447 | 2014-09-09 |
| DOLLAR GENERAL CORP | P | 2016-11-30 | $3,196 | $836 | $836 | $2,360 | 2014-08-14 |
| DOLLAR GENERAL CORP | P | 2016-11-29 | $2,657 | $700 | $700 | $1,957 | 2014-08-14 |
| DOLLAR GENERAL CORP | P | 2016-11-29 | $2,891 | $800 | $800 | $2,091 | 2014-07-28 |
| CAPITAL ONE FINANCIAL CORP | P | 2016-11-10 | $4,832 | $229 | $229 | $4,603 | 2014-04-22 |
| XEROX CORP | P | 2016-11-07 | $4,146 | -$1,140 | -$1,140 | $5,286 | 2014-04-22 |
| APPLIED MATERIALS INC | P | 2016-11-04 | $3,765 | $1,717 | $1,717 | $2,048 | 2015-10-07 |
| L-3 COMMUNICATIONS HOLDINGS | P | 2016-11-02 | $2,296 | $203 | $203 | $2,093 | 2014-11-24 |
| L-3 COMMUNICATIONS HOLDINGS | P | 2016-11-02 | $135 | $12 | $12 | $123 | 2014-11-24 |
| HESS CORP | P | 2016-11-02 | $3,138 | -$2,765 | -$2,765 | $5,903 | 2014-04-22 |
| ALLSTATE CORP | P | 2016-11-01 | $2,020 | -$111 | -$111 | $2,131 | 2015-02-19 |
| ALLSTATE CORP | P | 2016-11-01 | $1,145 | -$47 | -$47 | $1,192 | 2015-01-13 |
| ROSS STORES INC | P | 2016-10-31 | $4,731 | $1,019 | $1,019 | $3,712 | 2015-10-09 |
| KIMBERLY-CLARK CORP | P | 2016-10-31 | $3,547 | $132 | $132 | $3,415 | 2015-02-12 |
| ALLSTATE CORP | P | 2016-10-31 | $814 | -$28 | -$28 | $842 | 2015-01-13 |
| ALLSTATE CORP | P | 2016-10-31 | $1,968 | -$95 | -$95 | $2,063 | 2014-12-26 |
| ALLSTATE CORP | P | 2016-10-28 | $1,557 | -$79 | -$79 | $1,636 | 2014-12-26 |
| ALLSTATE CORP | P | 2016-10-28 | $4,197 | -$139 | -$139 | $4,336 | 2014-12-19 |
| PEPSICO INC | P | 2016-10-28 | $2,133 | $411 | $411 | $1,722 | 2014-05-16 |
| L-3 COMMUNICATIONS HOLDINGS | P | 2016-10-26 | $4,310 | $739 | $739 | $3,571 | 2014-11-24 |
| BIOGEN INC | P | 2016-10-21 | $3,526 | -$157 | -$157 | $3,683 | 2014-04-22 |
| WALT DISNEY CO/THE | P | 2016-10-21 | $2,096 | $261 | $261 | $1,835 | 2014-04-22 |
| ROSS STORES INC | P | 2016-10-19 | $506 | $115 | $115 | $391 | 2015-10-09 |
| ROSS STORES INC | P | 2016-10-19 | $3,796 | $673 | $673 | $3,123 | 2015-04-14 |
| ITT INC | P | 2016-10-19 | $7,242 | -$1,247 | -$1,247 | $8,489 | 2014-12-19 |
| ITT INC | P | 2016-10-19 | $1,724 | -$704 | -$704 | $2,428 | 2014-09-10 |
| ITT INC | P | 2016-10-19 | $7,759 | -$2,911 | -$2,911 | $10,670 | 2014-07-08 |
| HEWLETT PACKARD ENTERPRIS | P | 2016-10-17 | $4,340 | $821 | $821 | $3,519 | 2014-04-22 |
| PPL CORPORATION | P | 2016-10-13 | $3,693 | -$79 | -$79 | $3,772 | 2015-10-12 |
| PPL CORPORATION | P | 2016-10-13 | $2,255 | -$14 | -$14 | $2,269 | 2015-10-02 |
| DR PEPPER SNAPPLE GROUP INC | P | 2016-10-13 | $3,754 | $1,204 | $1,204 | $2,550 | 2014-07-16 |
| DR PEPPER SNAPPLE GROUP INC | P | 2016-10-12 | $3,665 | $1,174 | $1,174 | $2,491 | 2014-07-16 |
| DR PEPPER SNAPPLE GROUP INC | P | 2016-10-12 | $175 | $58 | $58 | $117 | 2014-06-30 |
| APPLIED MATERIALS INC | P | 2016-10-11 | $4,503 | $2,085 | $2,085 | $2,418 | 2015-10-07 |
| APPLIED MATERIALS INC | P | 2016-10-11 | $803 | $245 | $245 | $558 | 2015-06-09 |
| APPLIED MATERIALS INC | P | 2016-10-10 | $3,138 | $1,025 | $1,025 | $2,113 | 2015-06-09 |
| BRITISH AMERICAN TOB-SP ADR | P | 2017-08-04 | $47 | $47 | $47 | 2001-01-01 | |
| XEROX CORP | P | 2017-06-26 | $7 | $7 | $7 | 2001-01-01 | |
| DXC TECHNOLOGY CO | P | 2017-04-21 | $73 | $73 | $73 | 2001-01-01 | |
| ADVANSIX INC | P | 2016-10-27 | $8 | $8 | $8 | 2001-01-01 | |
| BERNSTEIN MULTI-MANAGER HEDGE FUND PORTFOLIO LTD | P | 2017-07-03 | $500,050 | $50 | $50 | $500,000 | |
| CAPITAL GAINS DIVIDENDS | P | $10,654 | $10,654 | $10,654 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $111,066 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $194,344 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $5,901,962 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.032929 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $41,607 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $5,754,628 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.007230 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $333,131 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,398,336 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.075740 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $69,889 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,006,100 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.069465 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $0 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,333 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.000000 | DistributionYr5Rt |
| Total Distribution | 0.185364 | TotalDistributionRt |
| Average Distribution | 0.037073 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $6,177,528 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $229,019 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $2,295 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $231,314 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $255,830 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $2,295 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,295 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,295 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $13,891 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $13,891 | TotalPaymentsAndCreditsAmt |
| Overpayment | $11,596 | OverpaymentAmt |
| Applied To ES Tax | $11,596 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | JAMES CHANG | IndividualWithBooksNm |
| Phone | 2127441354 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1115 FIFTH AVE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10128 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| JAMES CHANG | ||||||||
| 1115 FIFTH AVE | NEW YORK | NY | 10128 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| MELISSA GUNN | ||||||||
| 205 EAST 85TH STREET 12CD | NEW YORK | NY | 10028 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| ALLISON CHANG | ||||||||
| 1115 FIFTH AVE | NEW YORK | NY | 10128 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $6,170,925 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $100,677 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $6,271,602 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $6,271,602 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $94,074 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $6,177,528 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $308,876 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $308,876 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,295 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $2,145 | IncomeTaxAmt |
| Total Tax | $4,440 | TotalTaxAmt |
| Distributable Before Adj | $304,436 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $304,436 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $304,436 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $255,830 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $255,830 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $2,295 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $253,535 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $304,436 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $9,306 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $255,830 | QualifyingDistributionsAmt |
| Applied To Year1 | $9,306 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $246,524 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $57,912 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| CHAPIN SCHOOL | ||||||
| 100 EAST END AVE | NEW YORK | NY | 10028 | PUBLIC CHARITY | GENERAL SUPPORT | $250,000 |
| PREP FOR PREP | ||||||
| 328 W 71ST ST | NEW YORK | NY | 10023 | PUBLIC CHARITY | GENERAL SUPPORT | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $252,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $897 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $106,736 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | $22,315 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $23,166 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $111,066 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $22,315 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $241,865 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $264,180 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $8,075 | Amt |
| Net Investment Income | $4,845 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,230 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCKS | StockNm |
| EOY Book Value | $5,467,397 | EOYBookValueAmt |
| EOYFMV | $6,156,156 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| MANAGEMENT FEES | $27,438 | $27,438 | $0 |
| NYS FILING FEE | $250 | $150 | $100 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| AB EUROPEAN OPPORTUNITIES SERIES | $23,166 | $23,166 | $23,166 |
| CARECORE NATIONAL | $22,315 | $22,315 | $22,315 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO CARECORE NATIONAL | Desc |
| BOY Book Value | $815 | BOYBookValueAmt |
| EOY Book Value | $815 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,705 | $1,705 | $0 |
| STATE TAXES | $578 | $578 | $0 |
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