The Browning Family Foundation: Form 990PF, tax year 2017

View the entire original 990 at ProPublica ↗

Organization
The Browning Family Foundation (EIN 45-3668378)
Tax period
2017-01-01 to 2017-12-31
Filed
2018-08-14
IRS object ID
201842269349100224
Schema version
2017v2.3
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2018-08-14T15:02:06-05:00ReturnTs
Tax Period End2017-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1One Hollow Ln Ste 212AddressLine1Txt
CityLake SuccessCityNm
State AbbreviationNYStateAbbreviationCd
ZIP11042ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2017-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN453668378EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1The Browning Family FoundationBusinessNameLine1Txt
FieldValueIRS element (for citing)
In Care Of% Foundation SourceInCareOfNm
Business Name ControlBROWBusinessNameControlTxt
Phone8008391754PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1Foundation Source 501 Silverside RdAddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonPERRY BROWNINGPersonNm
Person TitlepresidentPersonTitleTxt
Phone8008391754PhoneNum
Signature2018-07-20SignatureDt
Discuss With Paid PreparerYes (true)DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonJeffrey D HaskellPreparerPersonNm
PTINP01345770PTIN
Phone8008391754PhoneNum
FieldValueIRS element (for citing)
Tax2017TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$907,015FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$0ContriRcvdRevAndExpnssAmt
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss$97InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm$97InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss$38,996DividendsRevAndExpnssAmt
Dividends Net Invst Incm$38,996DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$15,524NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$203,994GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$15,524CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$618OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$618OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$55,235TotalRevAndExpnssAmt
Total Net Invst Incm$55,235TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Other Prof Fees Rev And Expnss$17,304OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$17,304OtherProfFeesNetInvstIncmAmt
Interest Rev And Expnss$2InterestRevAndExpnssAmt
Interest Net Invst Incm$2InterestNetInvstIncmAmt
Taxes Rev And Expnss$684TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$31,445OtherExpensesRevAndExpnssAmt
Other Expenses Dsbrs Chrtbl$8,424OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$49,435TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$17,306TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$8,424TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$30,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$30,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$79,435TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$17,306TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$38,424TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$24,200ExcessRevenueOverExpensesAmt
Net Investment Income$37,929NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$46,521SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$61,840SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$61,840SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$415,806CorporateStockBOYAmt
Corporate Stock EOY$381,740CorporateStockEOYAmt
Corporate Stock EOYFMV$458,109CorporateStockEOYFMVAmt
Corporate Bonds BOY$406,127CorporateBondsBOYAmt
Corporate Bonds EOY$395,043CorporateBondsEOYAmt
Corporate Bonds EOYFMV$387,066CorporateBondsEOYFMVAmt
Other Investments BOY$51,685OtherInvestmentsBOYAmt
Other Investments EOY$57,316OtherInvestmentsEOYAmt
Total Assets BOY$920,139TotalAssetsBOYAmt
Total Assets EOY$895,939TotalAssetsEOYAmt
Total Assets EOYFMV$907,015TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117Yes (X)OrgDoesNotFollowSFAS117Ind
Retained Earning BOY$920,139RetainedEarningBOYAmt
Retained Earning EOY$895,939RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$920,139TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$895,939TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$920,139TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$895,939TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$920,139TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$24,200ExcessRevenueOverExpensesAmt
Subtotal$895,939SubtotalAmt
Tot Net Ast Or Fund Balances EOY$895,939TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp

FieldValueIRS element (for citing)
PropertyPublicly-traded SecuritiesPropertyDesc
Gross Sales Price$203,994GrossSalesPriceAmt
Cost Or Other Basis$188,470CostOrOtherBasisAmt
Gain Or Loss$15,524GainOrLossAmt
Gains Minus Excess Or Losses$15,524GainsMinusExcessOrLossesAmt
FieldValueIRS element (for citing)
Capital Gain Net Income$15,524CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$46,245AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$799,957NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.057809DistributionYr1Rt
Adjusted Qlfy Distri Yr2$51,269AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$906,058NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.056585DistributionYr2Rt
Adjusted Qlfy Distri Yr3$53,178AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$1,073,580NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.049533DistributionYr3Rt
Adjusted Qlfy Distri Yr4$29,633AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$1,076,390NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.02753DistributionYr4Rt
Adjusted Qlfy Distri Yr5$18,897AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$1,045,407NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.018076DistributionYr5Rt
Total Distribution0.209533TotalDistributionRt
Average Distribution0.041907AverageDistributionRt
Net Vl Noncharitable Assets$872,885NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$36,580AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$379NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$36,959AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$38,424QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$379InvestmentIncomeExciseTaxAmt
Subtotal$379SubtotalAmt
Tax Based On Investment Income$379TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$697EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$697TotalPaymentsAndCreditsAmt
Overpayment$318OverpaymentAmt
Applied To ES Tax$318AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Foundation SourceBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8008391754PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1501 Silverside Road Suite 123AddressLine1Txt
CityWilmingtonCityNm
State AbbreviationDEStateAbbreviationCd
ZIP198091377ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
Nancy Browning
Foundation Source 501 Silverside RdWilmingtonDE198091377VP, Dir1.0$0$0$0
Perry Browning
Foundation Source 501 Silverside RdWilmingtonDE198091377Pres, Dir, Sec1.0$0$0$0
FieldValueIRS element (for citing)
Summary Of Direct Chrtbl ActySummaryOfDirectChrtblActyGrp
Sum Of Program Related InvstSumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$847,691AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$38,487AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$886,178TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$886,178AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$13,293CashDeemedCharitableAmt
Net Vl Noncharitable Assets$872,885NetVlNoncharitableAssetsAmt
Minimum Investment Return$43,644MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$43,644MinimumInvestmentReturnAmt
Tax Based On Investment Income$379TaxBasedOnInvestmentIncomeAmt
Total Tax$379TotalTaxAmt
Distributable Before Adj$43,265DistributableBeforeAdjAmt
Distributable Before Ded$43,265DistributableBeforeDedAmt
Distributable As Adjusted$43,265DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$38,424ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid$0CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test$0SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test$0SetAsideCashDistriTestAmt
Qualifying Distributions$38,424QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$379PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$38,045AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$43,265DistributableAsAdjustedAmt
Undistributed Income PY$37,336UndistributedIncomePYAmt
Prior Year12015PriorYear1Yr
Prior Year22014PriorYear2Yr
Prior Year32013PriorYear3Yr
Qualifying Distributions$38,424QualifyingDistributionsAmt
Applied To Year1$37,336AppliedToYear1Amt
Applied To Current Year$1,088AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Total Corpus$0TotalCorpusAmt
Undistributed Income CY$42,177UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt
Excess From Current Year$0ExcessFromCurrentYearAmt
FieldValueIRS element (for citing)
Private Operating FoundationsPrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerNancy BrowningContributingManagerNm
Contributing ManagerPerry BrowningContributingManagerNm
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (30 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
ALZHEIMERS DISEASE AND RELATED DISORDERS ASSOCIATI
300 CORNERSTONE DR STE 130WILLISTONVT05495N/APCGeneral & Unrestricted$500
AMERICAN CANCER SOCIETY
2970 UNIVERSITY PKWY STE 104SARASOTAFL34243N/APCGeneral & Unrestricted$1,000
AMERICAN DIABETES ASSOCIATION
2451 CRYSTAL DR STE 900ARLINGTONVA22202N/APCGeneral & Unrestricted$1,000
AMERICAN FOUNDATION FOR SUICIDE PREVENTION - VERMO
PO BOX 946BARREVT05641N/APCGeneral & Unrestricted$1,000
CARINGBRIDGE
PO BOX 6032ALBERT LEAMN56007N/APCGeneral & Unrestricted$1,000
CARMELITE MONASTERY
89 HIDDENBROOKE DRBEACONNY12508N/APCGeneral & Unrestricted$500
CATHOLIC CHARITIES DIOCESE OF VENICE INC
1000 PINEBROOK RDVENICEFL34285N/APCOur Mother's House Program$1,000
CENTRAL VERMONT CATHOLIC SCHOOL
79 SUMMER STBARREVT05641N/APCGeneral & Unrestricted$500
CENTRAL VERMONT HOME HEALTH & HOSPICE INC
600 GRANGER RDBARREVT05641N/APCGeneral & Unrestricted$1,000
CORPUS CHRISTI PARISH
49 WINTER STST JOHNSBURYVT05819N/APCGeneral & Unrestricted$1,000
CORTLAND CITY SCHOOL DISTRICT
1 VALLEY VIEW DRCORTLANDNY13045N/AGOVHarvey Kaufman Scholarship fund$250
DIOCESE OF VENICE IN FLORIDA INC
1000 PINEBROOK RDVENICEFL34285N/APC2017 Catholic Faith Appeal Campaign$2,500
DOCTORS WITHOUT BORDERS USA INC
40 RECTOR ST 16TH FLNEW YORKNY10006N/APCGeneral & Unrestricted$1,000
FAITH IN ACTION NORTHERN COMMUNITIES PARTNERSHIP
PO BOX 157CABOTVT05647N/APCGeneral & Unrestricted$500
GREEN MOUNTAIN UNITED WAY
73 MAIN ST STE 33MONTPELIERVT05602N/APCNEK Division$500
MAKE A WISH FOUNDATION OF VERMONT
431 PINE ST STE 214BURLINGTONVT05401N/APCGeneral & Unrestricted$1,000
MONTGOMERY HOSPICE INC
1355 PICCARD DR STE 100ROCKVILLEMD20850N/APCGeneral & Unrestricted$500
MYOSITIS ASSOCIATION
1737 KING ST STE 600ALEXANDRIAVA22314N/APCGeneral & Unrestricted$2,000
OUR LADY OF LOURDES CATHOLIC CHURCH
7500 PEARL STBETHESDAMD20814N/APCGeneral & Unrestricted$500
ROMAN CATHOLIC DIOCESE OF BURLINGTON
55 JOY DRS BURLINGTONVT05403N/APCGeneral & Unrestricted$4,500
SALVATION ARMY - VENICE FL
PO BOX 69VENICEFL34284N/APCGeneral & Unrestricted$500
ST JUDE CHILDRENS RESEARCH HOSPITAL INC
501 ST JUDES PLMEMPHISTN38105N/APCGeneral & Unrestricted$2,250
ST JOHN'S COLLEGE HIGH SCHOOL
2607 MILITARY RDWASHINGTONDC20015N/APCGeneral & Unrestricted$1,000
ST MONICA CATHOLIC CHURCH
79 SUMMER STBARREVT05641N/APCRectory Fund Campaign$500
ST MONICA CATHOLIC CHURCH
79 SUMMER STBARREVT05641N/APCNew rectory fund$500
THE VERMONT CENTER FOR ECOSTUDIES INC
PO BOX 420NORWICHVT05055N/APCGeneral & Unrestricted$500
VENICE AREA MOBILE MEALS INC
920 TAMIAMI TRAIL SVENICEFL34285N/APCGeneral & Unrestricted$1,000
VERMONT FOODBANK
33 PARKER RDBARREVT05641N/APCGeneral & Unrestricted$500
VERMONT JOURNALISM TRUST DBA VTDIGGER-ORG
26 STATE ST STE 8MONTPELIERVT05602N/APCGeneral & Unrestricted$1,000
VERMONT'S CAMP TAKUMTA
PO BOX 459SOUTH HEROVT05486N/APCGeneral & Unrestricted$500
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$30,000TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

FieldValueIRS element (for citing)
Fees Contracts From Govt AgFeesContractsFromGovtAgGrp
Membership Dues And AssmntMembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$97ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$38,996ExclusionAmt
FieldValueIRS element (for citing)
Net Rntl Incm Re Debt Fincd PropNetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd PropNetRntlIncmReNotDebtFincdProp
Net Rental Income Personal PropNetRentalIncomePersonalPropGrp
Other Investment Incm Part VIIOtherInvestmentIncmPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$15,524ExclusionAmt
FieldValueIRS element (for citing)
Net Income Loss From Special EvtNetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of InvntryGrossProfitLossSlsOfInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp

FieldValueIRS element (for citing)
DescCLASS ACTION LAWSUIT PROCEEDSDesc
Exclusion01ExclusionCd
Exclusion$618ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Exclusion$55,235ExclusionAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$55,235TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Depreciation Schedule DepreciationSchedule

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (27 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ENOVA INTL - 9.750% - 01/21/20$1,000$1,073
EZCORP INC BOND - 2.125% - 06/$1,425$2,058
APOLLO CMMRL REAL EST FI BOND$2,025$2,173
ENOVA INTL INC - 9.750% - 06/0$9,000$9,518
DDR CORP - 4.250% - 02/01/2026$8,910$9,156
AMKOR TECHNOLOGY NOTE - 6.375%$10,904$11,352
DYNEGY INC - 7.375% - 11/01/20$12,838$13,715
GEO GROUP INC - 5.875% - 01/15$13,325$13,390
PROSPECT CAPITAL - 4.950% - 07$13,000$12,984
ERA GRP INC NT - 7.750% - 12/1$12,818$13,580
ICAHN ENTERPRISES NT - 5.875%$13,178$14,175
PHI INC - 5.250% - 03/15/2019$13,070$13,947
SPRINGLEAF FINANCE CORP - 6.12$14,840$14,525
RUBY TUESDAY INC NOTE - 7.625%$14,625$15,326
PITNEY BOWES BD - 4.625% - 03/$15,580$14,560
TRANSOCEAN INC - 6.800% - 03/1$10,824$12,880
UNDER ARMOUR INC - 3.250% - 06$15,619$14,884
PDL BIOPHARMA INC - 2.750% - 1$21,000$20,199
SPRINT CAP CORP NT - 8.750% -$22,815$24,969
COMMUNITY CHOICE FIN NT - 10.7$11,697$19,580
GEN CABLE CORP NT - 5.750% - 1$20,030$22,798
FLUIDIGM CORP - 2.750% - 02/01$14,618$18,961
RENT-A-CENTER - 6.625% - 11/15$21,795$21,965
NORTHERN OIL AND GAS - 8.000%$23,494$18,360
HECLA MINING CO BOND - 6.875%$23,081$24,599
ADVANCED MICRO DEVICES INC - 7$22,585$26,339
MOLYCORP INC - 10.000% - 06/01$30,947

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (10 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
SPDR DJ SMALLCAP GRW$23,511$33,199
SPDR GOLD SHARES$22,748$22,504
SPDR RUSSELL 2000 LOW VOLATILI$27,184$30,602
POWERSHARES QQQ NASDAQ 100$56,262$74,921
FIRST TRUST LARGE CAP GROWTH A$39,733$48,768
FIRST TRUST EXCHANGE TRADED FD$41,428$41,479
FIRST TRUST EMERGING MARKETS S$39,108$51,748
FIRST TRUST MORNINGSTAR DIVIDE$38,863$43,059
FIRST TRUST FINANCIALS ALPHADE$35,258$45,727
FIRST TR VALUE LN DV$57,645$66,102

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

FieldValueIRS element (for citing)
Category Or ItemTHE HARTFORD POLICYCategoryOrItemTxt
Book Value$57,316BookValueAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Administrative Fees$8,399$8,399
NET LIFE INSURANCE PREMIUM$23,021
State or Local Filing Fees$25$25

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

FieldValueIRS element (for citing)
DescClass Action Lawsuit ProceedsDesc
Revenue And Expenses Per Books$618RevenueAndExpensesPerBooksAmt
Net Investment Income$618NetInvestmentIncomeAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryInvestment Management ServicesCategoryTxt
Amt$17,304Amt
Net Investment Income$17,304NetInvestmentIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxtAmtAmt
990-PF Estimated Tax for 2017$500
990-PF Extension for 2016$184

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