UNIVERSITY OF CHICAGO: Form 990, tax year 2016

View the entire original 990 at ProPublica ↗

Organization
UNIVERSITY OF CHICAGO (EIN 36-2177139)
Tax period
2016-07-01 to 2017-06-30
Filed
2018-05-11
IRS object ID
201831319349303178
Schema version
2016v3.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2018-05-11T14:24:01-05:00ReturnTs
Tax Period End2017-06-30TaxPeriodEndDt
Return Type990ReturnTypeCd
Tax Period Begin2016-07-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN362177139EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1UNIVERSITY OF CHICAGOBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlUNIVBusinessNameControlTxt
Phone7737021941PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJOHN R KROLLPersonNm
Person TitleASSOC VICE PRESIDENT FINANCEPersonTitleTxt
Phone7737021941PhoneNum
Signature2018-05-10SignatureDt
FieldValueIRS element (for citing)
Tax2016TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990 IRS990

FieldValueIRS element (for citing)
Principal OfficerROBERT J ZIMMERPrincipalOfficerNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line15801 S ELLIS AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd
FieldValueIRS element (for citing)
Gross Receipts$5,319,169,261GrossReceiptsAmt
Group Return For Affiliates0GroupReturnForAffiliatesInd
Organization501c3Yes (X)Organization501c3Ind
Website AddressWWW.UCHICAGO.EDUWebsiteAddressTxt
Type Of Organization CorpYes (X)TypeOfOrganizationCorpInd
Formation1890FormationYr
Legal Domicile StateILLegalDomicileStateCd
Activity Or MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.ActivityOrMissionDesc
Voting Members Governing Body51VotingMembersGoverningBodyCnt
Voting Members Independent43VotingMembersIndependentCnt
Total Employee24778TotalEmployeeCnt
Total Volunteers10273TotalVolunteersCnt
Total Gross UBI$4,733,207TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm-$709,910NetUnrelatedBusTxblIncmAmt
PY Contributions Grants$1,621,056,667PYContributionsGrantsAmt
CY Contributions Grants$1,667,523,784CYContributionsGrantsAmt
PY Program Service Revenue$1,355,422,351PYProgramServiceRevenueAmt
CY Program Service Revenue$1,482,512,081CYProgramServiceRevenueAmt
PY Investment Income$219,733,890PYInvestmentIncomeAmt
CY Investment Income$363,940,150CYInvestmentIncomeAmt
PY Other Revenue$48,523,736PYOtherRevenueAmt
CY Other Revenue$84,160,521CYOtherRevenueAmt
PY Total Revenue$3,244,736,644PYTotalRevenueAmt
CY Total Revenue$3,598,136,536CYTotalRevenueAmt
PY Grants And Similar Paid$428,373,246PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid$445,418,469CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members$0PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members$0CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid$1,845,038,574PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid$1,928,595,363CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns$552,894PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns$520,176CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense$74,170,858CYTotalFundraisingExpenseAmt
PY Other Expenses$1,148,065,766PYOtherExpensesAmt
CY Other Expenses$1,004,909,429CYOtherExpensesAmt
PY Total Expenses$3,422,030,480PYTotalExpensesAmt
CY Total Expenses$3,379,443,437CYTotalExpensesAmt
PY Revenues Less Expenses-$177,293,836PYRevenuesLessExpensesAmt
CY Revenues Less Expenses$218,693,099CYRevenuesLessExpensesAmt
Total Assets BOY$10,820,592,775TotalAssetsBOYAmt
Total Assets EOY$11,314,699,739TotalAssetsEOYAmt
Total Liabilities BOY$4,728,158,775TotalLiabilitiesBOYAmt
Total Liabilities EOY$4,650,130,739TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY$6,092,434,000NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY$6,664,569,000NetAssetsOrFundBalancesEOYAmt
Info In Schedule O Part IIIYes (X)InfoInScheduleOPartIIIInd
MissionTHE MISSION OF THE UNIVERSITY OF CHICAGO HAS BEEN TO SUSTAIN AT THE HIGHEST LEVEL OF EXCELLENCE, THE COMMUNICATION OF KNOWLEDGE, THE CREATION OF KNOWLEDGE AND THE FOSTERING OF A DYNAMIC COMMUNITY OF SCHOLARS AND STUDENTS.MissionDesc
Significant New Program Srvc0SignificantNewProgramSrvcInd
Significant Change0SignificantChangeInd
Expense$1,318,045,596ExpenseAmt
Revenue$828,714,442RevenueAmt
DescINSTRUCTION:IN 2016-2017, THE UNIVERSITY ENROLLED 15,916 STUDENTS, OF THAT TOTAL, 5,978 WERE UNDERGRADUATE STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE SCHOOL), 4,082 WERE GRADUATE STUDENTS, 5,367 WERE STUDENTS IN THE UNIVERSITY'S PROFESSIONAL SCHOOLS AND 489 WERE NON-DEGREE STUDENTS.Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

FieldValueIRS element (for citing)
Expense$917,508,659ExpenseAmt
Grant$39,720,993GrantAmt
Revenue$495,536,317RevenueAmt
DescUNIVERSITY OF CHICAGO FACULTY CROSS TRADITIONAL DISCIPLINARY BOUNDARIES TO TRANSFORM UNDERSTANDINGS IN BUSINESS, ECONOMICS, HISTORY, LAW, LITERATURE, RELIGION, PHYSICS, CHEMISTRY AND BIOLOGY AND MEDICINE, AMONG OTHER FIELDS. IN PURSUIT OF THESE RESEARCH ENDEAVORS, DURING FISCAL YEAR 2016-2017 THE UNIVERSITY WAS AWARDED A TOTAL OF $491 MILLION IN RESEARCH FUNDING FROM FEDERAL AGENCIES, NON-FEDERAL GOVERNMENT ENTITIES, CORPORATIONS, FOUNDATIONS AND OTHER SOURCES. THIS FISCAL YEAR $339 MILLION WAS EXPENDED FROM FEDERAL GOVERNMENT SPONSORS OF RESEARCH, WITH THE U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES AND THE NATIONAL SCIENCE FOUNDATION PROVIDING THE LARGEST AMOUNTS OF FUNDING. CORPORATE RESEARCH SPONSORSHIP AWARDS TOTALED $78.2 MILLION, FOLLOWED BY FOUNDATION RESEARCH SPONSORSHIP OF $47.5 MILLION. THE UNIVERSITY ALSO CONDUCTS SCIENTIFIC RESEARCH IN COLLABORATION WITH ARGONNE NATIONAL LABORATORY, OWNED BY THE UNITED STATES GOVERNMENT AND OPERATED BY THE UNIVERSITY THROUGH A DISREGARDED ENTITY, UNDER THE TERMS OF A COST REIMBURSEMENT CONTRACT WITH THE U.S. DEPARTMENT OF ENERGY. ARGONNE IS A MULTI-PURPOSE SCIENCE LABORATORY WITH A $794.9 MILLION ANNUAL BUDGET AND APPROXIMATELY 3500 EMPLOYEES. PROGRAM SERVICE RESEARCH EXPENDITURES WERE $561.3 MILLION AND ARE INCLUDED IN THE RESEARCH PROGRAM SERVICE EXPENSE AMOUNT, AS IS REQUIRED FOR A DISREGARDED ENTITY.IN ADDITION, FERMI RESEARCH ALLIANCE, LLC, AN ENTITY JOINTLY OWNED BY THE UNIVERSITY AND UNIVERSITIES RESEARCH ASSOCIATION INC., OPERATES FERMI NATIONAL ACCELERATOR LABORATORY ("FERMILAB") FOR THE U.S. DEPARTMENT OF ENERGY. FERMILAB IS THE NATION'S PREEMINENT CENTER FOR HIGH-ENERGY PHYSICS AND AN INTERNATIONAL CENTER FOR SCIENTIFIC RESEARCH IN ELEMENTARY PARTICLE PHYSICS AND ASTROPHYSICS. FERMILAB HAS A $402 MILLION ANNUAL BUDGET AND APPROXIMATELY 1800 EMPLOYEES.Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

FieldValueIRS element (for citing)
Expense$404,484,379ExpenseAmt
Grant$404,484,379GrantAmt
DescSCHOLARSHIPS & FELLOWSHIPS:THE UNIVERSITY IS A NEED BLIND INSTITUTION WITH AN EXTENSIVE FINANCIAL AID PROGRAM WHICH IS DESIGNED TO ENABLE THE MOST QUALIFIED STUDENTS TO ATTEND THE UNIVERSITY REGARDLESS OF THEIR FINANCIAL CIRCUMSTANCES. FOR THE 2016-2017 ACADEMIC YEAR, APPROXIMATELY 60 % OF ALL STUDENTS IN THE COLLEGE RECEIVED FINANCIAL AID IN THE FORM OF GRANTS AND SCHOLARSHIPS. UNIVERSITY-WIDE EXPENDITURES FOR SCHOLARSHIPS AND FELLOWSHIPS AMOUNTED TO $404.5 MILLION. OF THIS AMOUNT, APPROXIMATELY $307.8 MILLION WAS PROVIDED FROM UNRESTRICTED FUNDS; THE REMAINING $96.7 MILLION CAME FROM RESTRICTED SOURCES. APPROXIMATELY 20% OF STUDENTS IN THE COLLEGE (THE UNIVERSITY'S UNDERGRADUATE COLLEGE) CURRENTLY RECEIVE ODYSSEY SCHOLARSHIPS. THE ODYSSEY SCHOLARSHIPS PROVIDE INCREASED ACCESS FOR LOW-INCOME AND MODERATE-INCOME STUDENTS BY PROVIDING SCHOLARSHIP SUPPORT FOR FIRST GENERATION STUDENTS AND STUDENTS WITH FAMILY INCOME BELOW $90,000. THE ODYSSEY SCHOLARSHIP ALSO PROVIDES FUNDS FOR OTHER EDUCATIONAL OPPORTUNITIES LIKE STUDY ABROAD, AND PROVIDING A PAID INTERNSHIP AFTER THE STUDENT'S FIRST YEAR IN THE COLLEGE.IN OCTOBER 2014, THE UNIVERSITY LAUNCHED THE NO BARRIERS PROGRAM TO ELIMINATE THE STUDENT LOAN REQUIREMENT FROM ALL UNDERGRADUATE, NEED-BASED FINANCIAL AID PACKAGES. THE LOANS WERE REPLACED BY THE UNIVERSITY WITH DIRECT GRANTS.THE UNIVERSITY EXPANDED ITS GRADUATE AID INITIATIVE, A PROGRAM THAT INVESTS APPROXIMATELY $310,000 IN THE EDUCATION OF EACH PH.D. STUDENT IN THE HUMANITIES, SOCIAL SCIENCES AND DIVINITY SCHOOL. THESE PROGRAMS ARE IN ADDITION TO THE UNIVERSITY'S LONGSTANDING COMMITMENT TO FINANCIAL ASSISTANCE FOR STUDENTS.Desc

Prog Srvc Accom Acty Other ProgSrvcAccomActyOtherGrp

FieldValueIRS element (for citing)
Expense$297,808,456ExpenseAmt
Grant$1,213,097GrantAmt
Revenue$158,261,322RevenueAmt
DescTHE OTHER PROGRAM SERVICES THAT SUPPORT THE MISSION OF INSTRUCTION AND RESEARCH ARE:AUXILIARY ENTERPRISESLIBRARYOTHER STUDENT SERVICESINFORMATION SERVICESOPERATION AND MAINTENANCE OF PLANTDesc
FieldValueIRS element (for citing)
Total Other Prog Srvc Expense$297,808,456TotalOtherProgSrvcExpenseAmt
Total Other Prog Srvc Grant$1,213,097TotalOtherProgSrvcGrantAmt
Total Other Prog Srvc Revenue$158,261,322TotalOtherProgSrvcRevenueAmt
Total Program Service Expenses$2,937,847,090TotalProgramServiceExpensesAmt
Described In Section501c3Yes (1)DescribedInSection501c3Ind
Schedule B RequiredYes (1)ScheduleBRequiredInd
Political Campaign Acty0PoliticalCampaignActyInd
Lobbying ActivitiesYes (1)LobbyingActivitiesInd
Subject To Proxy Tax0SubjectToProxyTaxInd
Donor Advised Fund0DonorAdvisedFundInd
Conservation Easements0ConservationEasementsInd
Collections Of ArtYes (1)CollectionsOfArtInd
Credit Counseling0CreditCounselingInd
Temp Or Permanent EndowmentsYes (1)TempOrPermanentEndowmentsInd
Report Land Building EquipmentYes (1)ReportLandBuildingEquipmentInd
Report Investments Other SecYes (1)ReportInvestmentsOtherSecInd
Report Program Related Invst0ReportProgramRelatedInvstInd
Report Other Assets0ReportOtherAssetsInd
Report Other LiabilitiesYes (1)ReportOtherLiabilitiesInd
Include FIN48 FootnoteYes (1)IncludeFIN48FootnoteInd
Independent Audit Fincl StmtYes (1)IndependentAuditFinclStmtInd
Consolidated Audit Fincl StmtYes (1)ConsolidatedAuditFinclStmtInd
School OperatingYes (1)SchoolOperatingInd
Foreign OfficeYes (1)ForeignOfficeInd
Foreign ActivitiesYes (1)ForeignActivitiesInd
More Than5000 K To OrgYes (1)MoreThan5000KToOrgInd
More Than5000 K To IndividualsYes (1)MoreThan5000KToIndividualsInd
Professional FundraisingYes (1)ProfessionalFundraisingInd
Fundraising ActivitiesYes (1)FundraisingActivitiesInd
Gaming Activities0GamingActivitiesInd
Operate Hospital0OperateHospitalInd
Grants To OrganizationsYes (1)GrantsToOrganizationsInd
Grants To IndividualsYes (1)GrantsToIndividualsInd
Schedule J RequiredYes (1)ScheduleJRequiredInd
Tax Exempt BondsYes (1)TaxExemptBondsInd
Invest Tax Exempt Bonds0InvestTaxExemptBondsInd
Escrow Account0EscrowAccountInd
On Behalf Of Issuer0OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans0EngagedInExcessBenefitTransInd
PY Excess Benefit Trans0PYExcessBenefitTransInd
Loan OutstandingYes (1)LoanOutstandingInd
Grant To Related Person0GrantToRelatedPersonInd
Business Rln With Org Mem0BusinessRlnWithOrgMemInd
Business Rln With Fam MemYes (1)BusinessRlnWithFamMemInd
Business Rln With Officer EntYes (1)BusinessRlnWithOfficerEntInd
Deductible Non Cash ContriYes (1)DeductibleNonCashContriInd
Deductible Art ContributionYes (1)DeductibleArtContributionInd
Terminate Operations0TerminateOperationsInd
Partial Liquidation0PartialLiquidationInd
Disregarded EntityYes (1)DisregardedEntityInd
Related EntityYes (1)RelatedEntityInd
Related Organization Ctrl EntYes (1)RelatedOrganizationCtrlEntInd
Transaction With Control EntYes (1)TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd OrgYes (1)TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp0ActivitiesConductedPrtshpInd
Schedule O RequiredYes (1)ScheduleORequiredInd
Info In Schedule O Part VYes (X)InfoInScheduleOPartVInd
IRP Document25338IRPDocumentCnt
IRP Document W2 G0IRPDocumentW2GCnt
Backup Wthld ComplianceYes (1)BackupWthldComplianceInd
Employee24778EmployeeCnt
Employment Tax Returns Filed0EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Foreign Financial AccountYes (1)ForeignFinancialAccountInd
Foreign CountryASForeignCountryCd
Foreign CountryBGForeignCountryCd
Foreign CountryBEForeignCountryCd
Foreign CountryBRForeignCountryCd
Foreign CountryCHForeignCountryCd
Foreign CountryHRForeignCountryCd
Foreign CountryDAForeignCountryCd
Foreign CountryEGForeignCountryCd
Foreign CountryFIForeignCountryCd
Foreign CountryFRForeignCountryCd
Foreign CountryGMForeignCountryCd
Foreign CountryHKForeignCountryCd
Foreign CountryINForeignCountryCd
Foreign CountryIDForeignCountryCd
Foreign CountryITForeignCountryCd
Foreign CountryKSForeignCountryCd
Foreign CountryMXForeignCountryCd
Foreign CountryUKForeignCountryCd
Foreign CountryTWForeignCountryCd
Foreign CountrySZForeignCountryCd
Foreign CountrySWForeignCountryCd
Foreign CountrySNForeignCountryCd
Foreign CountrySPForeignCountryCd
Foreign CountryPLForeignCountryCd
Foreign CountryRPForeignCountryCd
Foreign CountryNOForeignCountryCd
Foreign CountryNLForeignCountryCd
Foreign CountryJAForeignCountryCd
Foreign CountryTHForeignCountryCd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Taxable Party Notification0TaxablePartyNotificationInd
Nondeductible ContributionsYes (1)NondeductibleContributionsInd
Nondeductible Contri DisclYes (1)NondeductibleContriDisclInd
Quid Pro Quo ContributionsYes (1)QuidProQuoContributionsInd
Quid Pro Quo Contri DisclYes (1)QuidProQuoContriDisclInd
Form8282 Property Disposed OfYes (1)Form8282PropertyDisposedOfInd
Form8282 Filed1Form8282FiledCnt
Indoor Tanning Services0IndoorTanningServicesInd
Info In Schedule O Part VIYes (X)InfoInScheduleOPartVIInd
Governing Body Voting Members51GoverningBodyVotingMembersCnt
Independent Voting Member43IndependentVotingMemberCnt
Family Or Business RlnYes (1)FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties0DelegationOfMgmtDutiesInd
Change To Org Documents0ChangeToOrgDocumentsInd
Material Diversion Or Misuse0MaterialDiversionOrMisuseInd
Members Or Stockholders0MembersOrStockholdersInd
Election Of Board Members0ElectionOfBoardMembersInd
Decisions Subject To Approva0DecisionsSubjectToApprovaInd
Minutes Of Governing BodyYes (1)MinutesOfGoverningBodyInd
Minutes Of CommitteesYes (1)MinutesOfCommitteesInd
Officer Mailing Address0OfficerMailingAddressInd
Local Chapters0LocalChaptersInd
Form990 Provided To Gvrn BodyYes (1)Form990ProvidedToGvrnBodyInd
Conflict Of Interest PolicyYes (1)ConflictOfInterestPolicyInd
Annual Disclosure Covered PrsnYes (1)AnnualDisclosureCoveredPrsnInd
Regular Monitoring EnfrcYes (1)RegularMonitoringEnfrcInd
Whistleblower PolicyYes (1)WhistleblowerPolicyInd
Document Retention PolicyYes (1)DocumentRetentionPolicyInd
Compensation Process CEOYes (1)CompensationProcessCEOInd
Compensation Process OtherYes (1)CompensationProcessOtherInd
Investment In Joint Venture0InvestmentInJointVentureInd
States Where Copy Of Return Is FldMDStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldOKStatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is FldWAStatesWhereCopyOfReturnIsFldCd
Upon RequestYes (X)UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1JOHN R KROLLBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone7737021941PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line16054 S DREXEL AVENUEAddressLine1Txt
CityCHICAGOCityNm
State AbbreviationILStateAbbreviationCd
ZIP60637ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (76 entries)

TitleTitleTxtAverage Hours Per WeekAverageHoursPerWeekRtIndividual Trustee Or DirectorIndividualTrusteeOrDirectorIndReportable Comp From OrgReportableCompFromOrgAmtReportable Comp From Rltd OrgReportableCompFromRltdOrgAmtOther CompensationOtherCompensationAmtAverage Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRtOfficerOfficerIndHighest Compensated EmployeeHighestCompensatedEmployeeIndFormer Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
ANDREW M ALPER
TRUSTEE2.00Yes (X)$0$0$0
FRANK A BAKER II
TRUSTEE2.00Yes (X)$0$0$0
DAVID G BOOTH
TRUSTEE2.00Yes (X)$0$0$0
DAVID B BROOKS
TRUSTEE2.00Yes (X)$0$0$0
DEBRA A CAFARO
TRUSTEE2.00Yes (X)$0$0$0
THOMAS A COLE
TRUSTEE2.00Yes (X)$0$0$0
E DAVID COOLIDGE III
TRUSTEE2.00Yes (X)$0$0$0
JAMES S CROWN
TRUSTEE2.00Yes (X)$0$0$0
DANIEL L DOCTOROFF
TRUSTEE2.00Yes (X)$0$0$0
BRADY W DOUGAN
TRUSTEE2.00Yes (X)$0$0$0
CRAIG J DUCHOSSOIS
TRUSTEE2.00Yes (X)$0$0$0
JOHN A EDWARDSON
TRUSTEE2.00Yes (X)$0$0$0
JAMES S FRANK
TRUSTEE2.00Yes (X)$0$0$0
TIMOTHY M GEORGE
TRUSTEE2.00Yes (X)$0$0$0
RODNEY L GOLDSTEIN
TRUSTEE2.00Yes (X)$0$0$0
MARY LOUISE GORNO
VICE CHAIR OF THE BOARD18.00Yes (X)$0$0$0
KENNETH C GRIFFIN
TRUSTEE2.00Yes (X)$0$0$0
SANFORD J GROSSMAN
TRUSTEE2.00Yes (X)$0$0$0
KING W HARRIS
TRUSTEE2.00Yes (X)$0$0$0
KENNETH M JACOBS
TRUSTEE2.00Yes (X)$0$0$0
KAREN L KATEN
TRUSTEE2.00Yes (X)$0$0$0
DENNIS J KELLER
TRUSTEE2.00Yes (X)$0$0$0
STEVEN A KERSTEN
TRUSTEE2.00Yes (X)$0$0$0
JAMES M KILTS
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL J KLINGENSMITH
TRUSTEE2.00Yes (X)$0$0$0
RACHEL D KOHLER
TRUSTEE2.00Yes (X)$0$0$0
ROBERT W LANE
TRUSTEE2.00Yes (X)$0$0$0
JOHN LIEW
TRUSTEE2.00Yes (X)$0$0$0
PETER W MAY
TRUSTEE2.00Yes (X)$0$0$0
JOSEPH NEUBAUER
CHAIRMAN OF THE BOARD18.00Yes (X)$0$0$0
EMILY NICKLIN
TRUSTEE2.00Yes (X)$0$0$0
MICHAEL P POLSKY
TRUSTEE2.00Yes (X)$0$0$0
MYRTLE S POTTER
TRUSTEE2.00Yes (X)$0$0$0
THOMAS J PRITZKER
TRUSTEE2.00Yes (X)$0$0$0
GURU RAMAKRISHNAN
TRUSTEE2.00Yes (X)$0$0$0
JOHN W ROGERS JR
TRUSTEE2.00Yes (X)$0$0$0
EMMANUEL ROMAN
TRUSTEE2.00Yes (X)$0$0$0
ANDREW M ROSENFIELD
TRUSTEE2.00Yes (X)$0$0$0
DAVID M RUBENSTEIN
TRUSTEE2.00Yes (X)$0$0$0
ALVARO J SAIEH
TRUSTEE2.00Yes (X)$0$0$0
NASSEF O SAWIRIS
TRUSTEE2.00Yes (X)$0$0$0
STEVE G STEVANOVICH
TRUSTEE2.00Yes (X)$0$0$0
MARY A TOLAN
TRUSTEE2.00Yes (X)$0$0$0
BRYON D TROTT
TRUSTEE2.00Yes (X)$0$0$0
GREGORY W WENDT
TRUSTEE2.00Yes (X)$0$0$0
DONALD R WILSON JR
TRUSTEE2.00Yes (X)$0$0$0
PAULA WOLFF
TRUSTEE2.00Yes (X)$0$0$0
PAUL G YOVOVICH
TRUSTEE2.00Yes (X)$0$0$0
FRANCIS TF YUEN
TRUSTEE2.00Yes (X)$0$0$0
ROBERT J ZIMMER
PRESIDENT40.00Yes (X)$1,477,328$0$1,585,40816.00
ERIC ISAACS
EVP RSCH, INNOV. NAT'L LABS40.00$738,605$0$129,8386.00Yes (X)
DANIEL DIERMEIER
PROVOST40.00$868,114$0$86,3996.00Yes (X)
ROWAN MIRANDA
VP FOR OPERATIONS & CFO40.00$1,310,872$0$65,29011.00Yes (X)
JOHN R KROLL
INTERIM CFO40.00$345,674$0$46,5535.00Yes (X)
KAREN WARREN COLEMAN
VP CAMPUS AND STUD. LIFE40.00$320,642$0$24,010Yes (X)
DEREK DOUGLAS
VP CIVIC ENGAGEMENT40.00$698,116$0$71,9718.00Yes (X)
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT40.00$638,466$0$37,3956.00Yes (X)
KIMBERLY TAYLOR
VP & GENERAL COUNSEL40.00$662,265$0$81,91614.00Yes (X)
JOHN LONGBRAKE
VP COMMUNICATIONS40.00$384,544$0$74,081Yes (X)
KENNETH MANOTTI
VP ALUMNI RELATIONS & DEVL.40.00$646,097$0$35,923Yes (X)
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.40.00$604,044$0$31,231Yes (X)
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS40.00$3,016,023$0$252,29221.00Yes (X)
DARREN REISBERG
VP & SECRETARY OF THE UNIVERSITY40.00$342,817$0$32,6746.00Yes (X)
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER40.00$2,146,634$0$811,094Yes (X)
IVAN SAMSTEIN
VP & CFO40.00$0$0$0Yes (X)
IAN SOLOMON
VP GLOBAL ENGAGEMENT40.00$439,077$0$24,6781.00Yes (X)
CATHERINE CALLOW-WRIGHT
VP & CHIEF OF STAFF40.00$304,254$0$52,996Yes (X)
SIAN BEILOCK
EXECUTIVE VICE PROVOST40.00$472,674$0$34,8445.00Yes (X)
MICHELE RASMUSSEN
DEAN OF STUDENTS40.00$241,599$0$27,244Yes (X)
JEAN-PIERRE DUBE
PROFESSOR OF MARKETING40.00$1,148,490$0$50,245Yes (X)
PATRICK O'HARA
CHIEF OPERATING OFFICER40.00$1,146,917$0$391,080Yes (X)
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.40.00$1,328,351$0$39,365Yes (X)
JOANNA RUPP
MANAGING DIRECTOR - PRIV. EQUITY40.00$1,172,658$0$442,097Yes (X)
ARIEH SHALHAV
PROFESSOR & CHIEF OF UROLOGY40.00$1,163,206$0$54,836Yes (X)
DONALD H LEVY
VP FOR RESEARCH40.00$261,506$0$27,3269.00Yes (X)
BETH A HARRIS
VP & GENERAL COUNSEL40.00$156,338$0$30,427Yes (X)
FieldValueIRS element (for citing)
Total Reportable Comp From Org$22,035,311TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org$0TotReportableCompRltdOrgAmt
Total Other Compensation$4,541,213TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K4217IndivRcvdGreaterThan100KCnt
Former Ofcr Employees ListedYes (1)FormerOfcrEmployeesListedInd
Total Comp Greater Than150 KYes (1)TotalCompGreaterThan150KInd
Compensation From Other Srcs0CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1TxtCityContractorAddress/USAddress/CityNmState AbbreviationContractorAddress/USAddress/StateAbbreviationCdZIPContractorAddress/USAddress/ZIPCdServicesServicesDescCompensationCompensationAmt
MORTENSON CONSTRUCTION
25 NORTHWEST POINT BLVDELK GROVE VILLAGEIL60007CONSTRUCTION & RELATED SERVICES$57,850,013
BULLEY & ANDREWS LLC
1755 W ARMITAGE AVENUECHICAGOIL60622CONSTRUCTION & RELATED SERVICES$16,726,390
LEND LEASE US
1 NORTH WACKER DRIVECHICAGOIL60606CONSTRUCTION & RELATED SERVICES$15,937,144
BERGLUND CONSTRUCTION CO
8410 S SOUTH CHICAGO AVENUECHICAGOIL60617CONSTRUCTION & RELATED SERVICES$14,952,152
AMERICAN BUILDING MAINTENANCE
180 N LASALLE STREETCHICAGOIL60601FACILITY MAINTENANCE$13,309,633
FieldValueIRS element (for citing)
Cntrct Rcvd Greater Than100 K827CntrctRcvdGreaterThan100KCnt
Fundraising$584,125FundraisingAmt
Related Organizations$71,750,000RelatedOrganizationsAmt
Government Grants$1,054,150,659GovernmentGrantsAmt
All Other Contributions$541,039,000AllOtherContributionsAmt
Noncash Contributions$66,901,422NoncashContributionsAmt
Total Contributions$1,667,523,784TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES611310$828,714,442$828,714,442
SALES & SERVICE EDUCAT900099$456,539,030$456,539,030
SALES & SERVICES AUX E611710$153,522,109$153,522,109
ARGONNE - OTHER541900$38,997,287$38,997,287
FEE FROM GOVT AGENCIES900099$4,739,213$4,739,213
FieldValueIRS element (for citing)
Total Program Service Revenue$1,482,512,081TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

FieldValueIRS element (for citing)
Total Revenue Column$73,022,464TotalRevenueColumnAmt
Unrelated Business Revenue-$1,788,537UnrelatedBusinessRevenueAmt
Exclusion$74,811,001ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

FieldValueIRS element (for citing)
Total Revenue Column$187,635TotalRevenueColumnAmt
Exclusion$187,635ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$26,252,181TotalRevenueColumnAmt
Exclusion$26,252,181ExclusionAmt

Gross Rents GrossRentsGrp

FieldValueIRS element (for citing)
Real$7,597,404RealAmt

Less Rental Expenses LessRentalExpensesGrp

FieldValueIRS element (for citing)
Real$0RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Real$7,597,404RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$7,597,404TotalRevenueColumnAmt
Exclusion$7,597,404ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

FieldValueIRS element (for citing)
Securities$1,997,034,316SecuritiesAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

FieldValueIRS element (for citing)
Securities$1,695,534,037SecuritiesAmt
Other$10,770,228OtherAmt

Gain Or Loss GainOrLossGrp

FieldValueIRS element (for citing)
Securities$301,500,279SecuritiesAmt
Other-$10,770,228OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

FieldValueIRS element (for citing)
Total Revenue Column$290,730,051TotalRevenueColumnAmt
Exclusion$290,730,051ExclusionAmt
FieldValueIRS element (for citing)
Fundraising Gross Income$110,239FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event$584,125ContriRptFundraisingEventAmt
Fundraising Direct Expenses$370,854FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

FieldValueIRS element (for citing)
Total Revenue Column-$260,615TotalRevenueColumnAmt
Exclusion-$260,615ExclusionAmt
FieldValueIRS element (for citing)
Gross Sales Of Inventory$50,616,640GrossSalesOfInventoryAmt
Cost Of Goods Sold$14,357,606CostOfGoodsSoldAmt

Net Income Or Loss NetIncomeOrLossGrp

FieldValueIRS element (for citing)
Total Revenue Column$36,259,034TotalRevenueColumnAmt
Related Or Exempt Func Income$36,259,034RelatedOrExemptFuncIncomeAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDescBusinessBusinessCdTotal Revenue ColumnTotalRevenueColumnAmtUnrelated Business RevenueUnrelatedBusinessRevenueAmtRelated Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
CONFERENCE CENTER722320$5,517,771$5,517,771
ACTUARIAL ADJUSTMENT900099$5,502,541$5,502,541
ALL OTHER900099$3,250,667$962,435$2,288,232

Miscellaneous Revenue MiscellaneousRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$41,538TotalRevenueColumnAmt
Unrelated Business Revenue$41,538UnrelatedBusinessRevenueAmt
FieldValueIRS element (for citing)
Other Revenue Total$14,312,517OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

FieldValueIRS element (for citing)
Total Revenue Column$3,598,136,536TotalRevenueColumnAmt
Related Or Exempt Func Income$1,526,561,888RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue$4,733,207UnrelatedBusinessRevenueAmt
Exclusion$399,317,657ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

FieldValueIRS element (for citing)
Total$35,194,091TotalAmt
Program Services$35,194,091ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

FieldValueIRS element (for citing)
Total$401,878,543TotalAmt
Program Services$401,878,543ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

FieldValueIRS element (for citing)
Total$8,345,835TotalAmt
Program Services$8,345,835ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

FieldValueIRS element (for citing)
Total$14,698,320TotalAmt
Management And General$14,046,120ManagementAndGeneralAmt
Fundraising$652,200FundraisingAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

FieldValueIRS element (for citing)
Total$1,486,710,767TotalAmt
Program Services$1,262,539,552ProgramServicesAmt
Management And General$185,609,066ManagementAndGeneralAmt
Fundraising$38,562,149FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

FieldValueIRS element (for citing)
Total$97,284,077TotalAmt
Program Services$87,689,980ProgramServicesAmt
Management And General$6,861,379ManagementAndGeneralAmt
Fundraising$2,732,718FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

FieldValueIRS element (for citing)
Total$237,519,007TotalAmt
Program Services$204,105,517ProgramServicesAmt
Management And General$27,260,202ManagementAndGeneralAmt
Fundraising$6,153,288FundraisingAmt

Payroll Taxes PayrollTaxesGrp

FieldValueIRS element (for citing)
Total$92,383,192TotalAmt
Program Services$79,818,587ProgramServicesAmt
Management And General$10,071,958ManagementAndGeneralAmt
Fundraising$2,492,647FundraisingAmt

Fees For Services Management FeesForServicesManagementGrp

FieldValueIRS element (for citing)
Total$48,044,356TotalAmt
Program Services$42,295,187ProgramServicesAmt
Management And General$3,472,674ManagementAndGeneralAmt
Fundraising$2,276,495FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

FieldValueIRS element (for citing)
Total$6,683,334TotalAmt
Program Services$10,124ProgramServicesAmt
Management And General$6,673,210ManagementAndGeneralAmt

Fees For Services Accounting FeesForServicesAccountingGrp

FieldValueIRS element (for citing)
Total$876,659TotalAmt
Management And General$876,659ManagementAndGeneralAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

FieldValueIRS element (for citing)
Total$40,140TotalAmt
Management And General$40,140ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

FieldValueIRS element (for citing)
Total$520,176TotalAmt
Fundraising$520,176FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

FieldValueIRS element (for citing)
Total$8,362,886TotalAmt
Management And General$8,362,886ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

FieldValueIRS element (for citing)
Total$102,966,480TotalAmt
Program Services$86,403,506ProgramServicesAmt
Management And General$16,562,974ManagementAndGeneralAmt

Advertising AdvertisingGrp

FieldValueIRS element (for citing)
Total$8,607,919TotalAmt
Program Services$8,460,854ProgramServicesAmt
Management And General$147,065ManagementAndGeneralAmt

Office Expenses OfficeExpensesGrp

FieldValueIRS element (for citing)
Total$176,994,985TotalAmt
Program Services$139,096,960ProgramServicesAmt
Management And General$31,323,088ManagementAndGeneralAmt
Fundraising$6,574,937FundraisingAmt

Information Technology InformationTechnologyGrp

FieldValueIRS element (for citing)
Total$38,221,282TotalAmt
Program Services$28,593,158ProgramServicesAmt
Management And General$8,835,265ManagementAndGeneralAmt
Fundraising$792,859FundraisingAmt

Royalties RoyaltiesGrp

FieldValueIRS element (for citing)
Total$6,530,975TotalAmt
Program Services$3,223,018ProgramServicesAmt
Management And General$3,307,957ManagementAndGeneralAmt

Occupancy OccupancyGrp

FieldValueIRS element (for citing)
Total$111,545,479TotalAmt
Program Services$102,867,197ProgramServicesAmt
Management And General$6,922,833ManagementAndGeneralAmt
Fundraising$1,755,449FundraisingAmt

Travel TravelGrp

FieldValueIRS element (for citing)
Total$45,499,990TotalAmt
Program Services$40,814,505ProgramServicesAmt
Management And General$2,823,590ManagementAndGeneralAmt
Fundraising$1,861,895FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

FieldValueIRS element (for citing)
Total$42,848,745TotalAmt
Program Services$36,534,101ProgramServicesAmt
Management And General$4,391,090ManagementAndGeneralAmt
Fundraising$1,923,554FundraisingAmt

Interest InterestGrp

FieldValueIRS element (for citing)
Total$130,344,226TotalAmt
Program Services$130,344,226ProgramServicesAmt

Payments To Affiliates PaymentsToAffiliatesGrp

FieldValueIRS element (for citing)
Total$7,146,759TotalAmt
Management And General$7,146,759ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

FieldValueIRS element (for citing)
Total$198,376,412TotalAmt
Program Services$198,356,575ProgramServicesAmt
Management And General$19,837ManagementAndGeneralAmt

Insurance InsuranceGrp

FieldValueIRS element (for citing)
Total$10,915,778TotalAmt
Program Services$9,199,059ProgramServicesAmt
Management And General$1,697,495ManagementAndGeneralAmt
Fundraising$19,224FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDescTotalTotalAmtProgram ServicesProgramServicesAmtManagement And GeneralManagementAndGeneralAmtFundraisingFundraisingAmt
EQUIPMENT MAINTENANCE &$81,332,325$73,671,109$4,776,614$2,884,602
SUPPORT SERVICES$67,561,119$59,817,800$4,412,864$3,330,455
ALL OTHER$11,366,136-$2,055,838$11,783,764$1,638,210
ACTUARIAL ADJUSTMENTS-$99,356,556-$99,356,556

Total Functional Expenses TotalFunctionalExpensesGrp

FieldValueIRS element (for citing)
Total$3,379,443,437TotalAmt
Program Services$2,937,847,090ProgramServicesAmt
Management And General$367,425,489ManagementAndGeneralAmt
Fundraising$74,170,858FundraisingAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

FieldValueIRS element (for citing)
BOY-$466,495BOYAmt
EOY$0EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

FieldValueIRS element (for citing)
BOY$416,085,495BOYAmt
EOY$504,600,038EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

FieldValueIRS element (for citing)
BOY$658,020,285BOYAmt
EOY$698,642,181EOYAmt

Accounts Receivable AccountsReceivableGrp

FieldValueIRS element (for citing)
BOY$128,322,591BOYAmt
EOY$134,286,217EOYAmt

Receivables From Officers Etc ReceivablesFromOfficersEtcGrp

FieldValueIRS element (for citing)
BOY$439,572BOYAmt
EOY$148,379EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

FieldValueIRS element (for citing)
BOY$44,699,303BOYAmt
EOY$40,712,882EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

FieldValueIRS element (for citing)
BOY$6,956,494BOYAmt
EOY$3,641,959EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

FieldValueIRS element (for citing)
BOY$43,539,980BOYAmt
EOY$92,018,030EOYAmt
FieldValueIRS element (for citing)
Land Bldg Equip Cost Or Other Bss$5,214,318,060LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec$2,052,081,620LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

FieldValueIRS element (for citing)
BOY$3,161,234,173BOYAmt
EOY$3,162,236,440EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

FieldValueIRS element (for citing)
BOY$1,979,545,396BOYAmt
EOY$2,047,243,389EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

FieldValueIRS element (for citing)
BOY$4,355,032,812BOYAmt
EOY$4,582,720,211EOYAmt

Other Assets Total OtherAssetsTotalGrp

FieldValueIRS element (for citing)
BOY$27,183,169BOYAmt
EOY$48,450,013EOYAmt

Total Assets TotalAssetsGrp

FieldValueIRS element (for citing)
BOY$10,820,592,775BOYAmt
EOY$11,314,699,739EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

FieldValueIRS element (for citing)
BOY$725,570,694BOYAmt
EOY$651,275,956EOYAmt

Deferred Revenue DeferredRevenueGrp

FieldValueIRS element (for citing)
BOY$139,546,711BOYAmt
EOY$142,778,202EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$2,268,064,070BOYAmt
EOY$2,158,400,052EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

FieldValueIRS element (for citing)
BOY$53,070,000BOYAmt
EOY$49,283,430EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

FieldValueIRS element (for citing)
BOY$1,360,878,694BOYAmt
EOY$1,471,975,950EOYAmt

Other Liabilities OtherLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$181,028,606BOYAmt
EOY$176,417,149EOYAmt

Total Liabilities TotalLiabilitiesGrp

FieldValueIRS element (for citing)
BOY$4,728,158,775BOYAmt
EOY$4,650,130,739EOYAmt
FieldValueIRS element (for citing)
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

FieldValueIRS element (for citing)
BOY$925,826,000BOYAmt
EOY$1,102,527,000EOYAmt

Temporarily Rstr Net Assets TemporarilyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$3,199,727,000BOYAmt
EOY$3,458,269,000EOYAmt

Permanently Rstr Net Assets PermanentlyRstrNetAssetsGrp

FieldValueIRS element (for citing)
BOY$1,966,881,000BOYAmt
EOY$2,103,773,000EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$6,092,434,000BOYAmt
EOY$6,664,569,000EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

FieldValueIRS element (for citing)
BOY$10,820,592,775BOYAmt
EOY$11,314,699,739EOYAmt
FieldValueIRS element (for citing)
Info In Schedule O Part XIYes (X)InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss$218,693,099ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst$353,442,130NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets-$229OtherChangesInNetAssetsAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd
Accountant Compile Or Review0AccountantCompileOrReviewInd
FS AuditedYes (1)FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

FieldValueIRS element (for citing)
Consol And Sep Basis Fincl StmtYes (X)ConsolAndSepBasisFinclStmtInd
FieldValueIRS element (for citing)
Audit CommitteeYes (1)AuditCommitteeInd
Federal Grant Audit RequiredYes (1)FederalGrantAuditRequiredInd
Federal Grant Audit PerformedYes (1)FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

FieldValueIRS element (for citing)
Public Organization170Yes (X)PublicOrganization170Ind

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,464,776,423CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,572,513,441CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,524,767,840CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,621,056,667CurrentTaxYearMinus1YearAmt
Current Tax Year$1,667,523,784CurrentTaxYearAmt
Total$7,850,638,155TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$1,464,776,423CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$1,572,513,441CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$1,524,767,840CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$1,621,056,667CurrentTaxYearMinus1YearAmt
Current Tax Year$1,667,523,784CurrentTaxYearAmt
Total$7,850,638,155TotalAmt
FieldValueIRS element (for citing)
Public Support Total170$7,850,638,155PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$137,713,043CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$132,742,578CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$97,217,706CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$84,482,512CurrentTaxYearMinus1YearAmt
Current Tax Year$107,059,684CurrentTaxYearAmt
Total$559,215,523TotalAmt

Unrelated Business Net Incm170 UnrelatedBusinessNetIncm170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus1 Year$1,390,683CurrentTaxYearMinus1YearAmt
Total$1,390,683TotalAmt

Other Income170 OtherIncome170Grp

FieldValueIRS element (for citing)
Current Tax Year Minus4 Years$41,224,552CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years$46,375,568CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years$51,176,430CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year$42,751,921CurrentTaxYearMinus1YearAmt
Current Tax Year$44,049,807CurrentTaxYearAmt
Total$225,578,278TotalAmt
FieldValueIRS element (for citing)
Total Support$8,636,822,639TotalSupportAmt
Public Support CY1700.90900PublicSupportCY170Pct
Public Support PY1700.89570PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170Yes (X)ThirtyThrPctSuprtTestsCY170Ind

Form990 Schedule A Part VI Form990ScheduleAPartVIGrp (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SECTION B LINE 10 OTHER INCOMEOTHER INCOME IS COMPRISED OF NET INCOME FROM SALE OF INVENTORY, ACTUARIAL ADJUSTMENTS AND OTHER MISCELLANEOUS INCOME.
SCHEDULE A PART IITHE UNIVERSITY OF CHICAGO IS A SCHOOL; HOWEVER IN ORDER TO USE THE SPECIAL USE ON SCHEDULE B FOR A 501(C)(3) ORGANIZATION, IT IS NECESSARY TO COMPLETE SCHEDULE A, PART II TO DEMONSTRATE THAT THE UNIVERSITY MEETS THE 33 1/3% PUBLIC SUPPORT TEST. THEREFORE THE UNIVERSITY IS CLASSIFIED IN PART I LINE 7 AS AN ORGANIZATION THAT NORMALLY RECEIVES A SUBSTANTIAL PART OF ITS SUPPORT FROM A GOVERNMENT UNIT OR FROM THE GENERAL PUBLIC.

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
ContributorRESTRICTEDContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1RESTRICTEDBusinessNameLine1

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1RESTRICTEDAddressLine1
Address Line2RESTRICTEDAddressLine2
CityRESTRICTEDCity
StateRESTRICTEDState
ZIP CodeRESTRICTEDZIPCode
FieldValueIRS element (for citing)
Total ContributionsRESTRICTEDTotalContributionsAmt

Schedule C IRS990ScheduleC

FieldValueIRS element (for citing)
Volunteers0VolunteersInd
Paid Staff Or ManagementYes (1)PaidStaffOrManagementInd
Media Advertisements0MediaAdvertisementsInd
Mailings Members0MailingsMembersInd
Publications Or Broadcast0PublicationsOrBroadcastInd
Grants Other Organizations0GrantsOtherOrganizationsInd
Direct Contact LegislatorsYes (1)DirectContactLegislatorsInd
Direct Contact Legislators$313,675DirectContactLegislatorsAmt
Rallies Demonstrations0RalliesDemonstrationsInd
Other Activities0OtherActivitiesInd
Total Lobbying Expenditures$313,675TotalLobbyingExpendituresAmt
Not Described Section501c30NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART II-B, LINE 1:FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY OF CHICAGO IS INVOLVED IN ISSUES THAT AFFECT HIGHER EDUCATION AND RESEARCH.ExplanationTxt

Schedule D IRS990ScheduleD

FieldValueIRS element (for citing)
Collection Used Pub ExhibitionYes (X)CollectionUsedPubExhibitionInd
Coll Used Scholarly RsrchYes (X)CollUsedScholarlyRsrchInd
Collection Used PreservationYes (X)CollectionUsedPreservationInd
Coll Used Loan Or Exch ProgYes (X)CollUsedLoanOrExchProgInd
Solicited Assets Sale0SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,045,003,000BeginningYearBalanceAmt
Contributions$197,328,000ContributionsAmt
Investment Earnings Or Losses$681,260,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$57,769,000GrantsOrScholarshipsAmt
Other Expenditures$310,975,000OtherExpendituresAmt
Administrative Expenses$17,902,000AdministrativeExpensesAmt
End Year Balance$6,536,945,000EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,471,559,000BeginningYearBalanceAmt
Contributions$138,940,000ContributionsAmt
Investment Earnings Or Losses-$134,354,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$52,663,000GrantsOrScholarshipsAmt
Other Expenditures$360,568,000OtherExpendituresAmt
Administrative Expenses$17,911,000AdministrativeExpensesAmt
End Year Balance$6,045,003,000EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$6,460,254,000BeginningYearBalanceAmt
Contributions$159,687,000ContributionsAmt
Investment Earnings Or Losses$252,160,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$48,896,000GrantsOrScholarshipsAmt
Other Expenditures$334,354,000OtherExpendituresAmt
Administrative Expenses$17,292,000AdministrativeExpensesAmt
End Year Balance$6,471,559,000EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,886,968,000BeginningYearBalanceAmt
Contributions$137,041,000ContributionsAmt
Investment Earnings Or Losses$784,536,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$44,718,000GrantsOrScholarshipsAmt
Other Expenditures$285,901,000OtherExpendituresAmt
Administrative Expenses$17,672,000AdministrativeExpensesAmt
End Year Balance$6,460,254,000EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

FieldValueIRS element (for citing)
Beginning Year Balance$5,701,419,000BeginningYearBalanceAmt
Contributions$117,250,000ContributionsAmt
Investment Earnings Or Losses$399,315,000InvestmentEarningsOrLossesAmt
Grants Or Scholarships$41,748,000GrantsOrScholarshipsAmt
Other Expenditures$272,226,000OtherExpendituresAmt
Administrative Expenses$17,042,000AdministrativeExpensesAmt
End Year Balance$5,886,968,000EndYearBalanceAmt
FieldValueIRS element (for citing)
Board Designated Balance EOY0.29000BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY0.29000PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY0.42000TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org0EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org0EndowmentsHeldRelatedOrgInd

Land LandGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$82,782,990OtherCostOrOtherBasisAmt
Book Value$82,782,990BookValueAmt

Buildings BuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$4,210,688,389OtherCostOrOtherBasisAmt
Depreciation$1,402,237,215DepreciationAmt
Book Value$2,808,451,174BookValueAmt

Equipment EquipmentGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$541,332,054OtherCostOrOtherBasisAmt
Depreciation$353,035,742DepreciationAmt
Book Value$188,296,312BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

FieldValueIRS element (for citing)
Other Cost Or Other Basis$379,514,627OtherCostOrOtherBasisAmt
Depreciation$296,808,663DepreciationAmt
Book Value$82,705,964BookValueAmt
FieldValueIRS element (for citing)
Total Book Value Land Buildings$3,162,236,440TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (2 entries)

DescDescBook ValueBookValueAmtMethod ValuationMethodValuationCd
REAL ESTATE$988,381,305F
VENTURE CAPITAL$3,594,338,906F
FieldValueIRS element (for citing)
Total Book Value Securities$4,582,720,211TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)

DescDescAmtAmt
FUNDS HELD IN CUSTODY FOR OTHERS$166,937,166
OTHER INCLUDING ASSET RETIREMENT OBLIGATION$9,479,983
FieldValueIRS element (for citing)
Total Liability$176,417,149TotalLiabilityAmt
Footnote TextYes (X)FootnoteTextInd
Total Rev Etc Audited Fincl Stmt$3,193,824,558TotalRevEtcAuditedFinclStmtAmt
Net Unrealized Gains Invst$353,442,130NetUnrealizedGainsInvstAmt
Other Revenue$29,326,295OtherRevenueAmt
Revenue Not Reported$382,768,425RevenueNotReportedAmt
Revenue Subtotal$2,811,056,133RevenueSubtotalAmt
Investment Expenses Not Incld$8,362,886InvestmentExpensesNotIncldAmt
Other Revenues Not Included$778,717,517OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt$787,080,403RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990$3,598,136,536TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt$2,673,357,409TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included$81,154,312OtherExpensesIncludedAmt
Expenses Not Reported$81,154,312ExpensesNotReportedAmt
Expenses Subtotal$2,592,203,097ExpensesSubtotalAmt
Investment Expenses Not Incld2$8,362,886InvestmentExpensesNotIncld2Amt
Other Expenses Not Included$778,877,454OtherExpensesNotIncludedAmt
Expenses Not Rpt Fincl Stmt$787,240,340ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990$3,379,443,437TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (7 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART III, LINE 4:THE UNIVERSITY OF CHICAGO HAS TWO MUSEUMS - THE DAVID AND ALFRED SMART MUSEUM OF ART (SMART MUSEUM) AND THE ORIENTAL INSTITUTE OF THE UNIVERSITY OF CHICAGO (ORIENTAL INSTITUTE MUSEUM). THE SMART MUSEUM PROMOTES THE UNDERSTANDING OF THE VISUAL ARTS AND THEIR IMPORTANCE TO CULTURAL AND INTELLECTUAL HISTORY THROUGH DIRECT EXPERIENCES WITH ORIGINAL WORKS OF ART AND THROUGH AN INTERDISCIPLINARY APPROACH TO ITS COLLECTIONS, EXHIBITIONS, PUBLICATIONS AND PROGRAMS. THE SCOPE OF ITS PERMANENT COLLECTIONS, SPECIAL EXHIBITIONS, FOCUS ON RESEARCH AND TEACHING BY THE UNIVERSITY OF CHICAGO SCHOLARS AND OUTREACH AND EDUCATIONAL PROGRAMS TO BOTH ADULTS AND SCHOOL AGE CHILDREN MAKE SMART MUSEUM ONE OF THE MIDWEST'S MOST DYNAMIC AND INNOVATIVE EDUCATIONAL INSTITUTIONS IN THE VISUAL ARTS. THE ORIENTAL INSTITUTE MUSEUM IS A WORLD RENOWNED SHOWCASE FOR THE HISTORY, ART AND ARCHAEOLOGY OF THE ANCIENT NEAR EAST. THE COLLECTIONS ARE USED EXTENSIVELY FOR RESEARCH, TEACHING AND EXHIBITIONS. ITS APPROACH TO INTEGRATE ARCHAEOLOGICAL, TEXTUAL AND ART HISTORICAL DATA TO UNDERSTAND THE DEVELOPMENT AND FUNCTIONS OF THE ANCIENT CIVILIZATIONS OF THE NEAR EAST MAKE IT AN EXCEPTIONAL RESOURCE FOR THE UNIVERSITY COMMUNITY AS WELL AS THE COMMUNITY AT LARGE.
PART V, LINE 4:THE UNIVERSITY'S USE OF ENDOWMENT FUNDS IS INSEPARABLE FROM THE OVERALL ACADEMIC MISSION AS ONE OF THE WORLD'S LEADING RESEARCH UNIVERSITIES. ENDOWMENT FUNDS ARE USED TO SUPPORT INSTRUCTION AND RESEARCH PROGRAMS; SUPPORT PROFESSORSHIPS; SUPPORT FINANCIAL AID FOR UNDERGRADUATE, GRADUATE AND PROFESSIONAL STUDENTS; SUPPORT THE ACQUISITION, RESTORATION AND PRESERVATION OF BOOKS AND OTHER MATERIALS IN THE LIBRARIES; AND SUPPORT THE ON-GOING OPERATIONS OF THE PHYSICAL PLANT, GROUNDS, AND EQUIPMENT.
PART X, LINE 2:THE UNIVERSITY OF CHICAGO IS A TAX-EXEMPT ORGANIZATION UNDER SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE AND, EXCEPT FOR UNRELATED BUSINESS INCOME, IS EXEMPT FROM FEDERAL INCOME TAXES. THERE WAS NO PROVISION FOR INCOME TAXES DUE ON UNRELATED BUSINESS INCOME IN FISCAL YEARS 2017 AND 2016 AND THERE ARE NO UNCERTAIN TAX POSITIONS CONSIDERED TO BE MATERIAL.
PART XI, LINE 2D - OTHER ADJUSTMENTS:COST OF DISPOSED EQUIPMENT 10,770,228. COST OF GOODS SOLD 14,357,606. RELATED ORGANIZATIONS 4,154,311. OTHER 44,150.
PART XI, LINE 4B - OTHER ADJUSTMENTS:DISREGARDED ENTITIES 778,717,517.
PART XII, LINE 2D - OTHER ADJUSTMENTS:DISPOSAL OF EQUIPMENT 10,770,228. COST OF GOODS SOLD 14,357,606. RELATED ORGANIZATIONS 56,026,478.
PART XII, LINE 4B - OTHER ADJUSTMENTS:DISREGARDED ENTITIES 778,877,454.

Schedule E IRS990ScheduleE

FieldValueIRS element (for citing)
Nondiscriminatory Policy StmtYes (1)NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures EtcYes (1)PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast MediaYes (1)PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp RecsYes (1)MaintainRacialCompRecsInd
Maintain Scholarships RecsYes (1)MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures EtcYes (1)MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All SolYes (1)MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts0DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy0DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty0DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs0DiscriminateRaceSchsInd
Discriminate Race Educ Plcy0DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts0DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog0DiscriminateRaceAthltProgInd
Discriminate Race Other Acty0DiscriminateRaceOtherActyInd
Government Financial Aid RcvdYes (1)GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd0GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550Yes (1)ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE E, PART I, LINE 3THE UNIVERSITY DRAWS A SUBSTANTIAL PERCENTAGE OF ITS STUDENTS FROM ACROSS THE NATION AND AROUND THE WORLD, FOLLOWS A RACIALLY NONDISCRIMINATORY POLICY, AS EMBODIED IN THE UNIVERSITY'S POLICY ON UNLAWFUL DISCRIMINATION AND HARASSMENT, AND INCLUDES A STATEMENT OF ITS NONDISCRIMINATORY POLICY ON ITS BROCHURES, CATALOGUES AND APPLICATION MATERIALS DEALING WITH STUDENT ADMISSIONS, PROGRAMS AND SCHOLARSHIPS.
SCHEDULE E, PART I, LINE 6THE UNIVERSITY OF CHICAGO RECEIVES FUNDING FROM VARIOUS GOVERNMENTAL AGENCIES FOR STUDENT FINANCIAL AID.

Schedule F IRS990ScheduleF

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (41 entries)

RegionRegionTxtOfficesOfficesCntEmployeeEmployeeCntType Of Activities ConductedTypeOfActivitiesConductedTxtSpecific Services ProvidedSpecificServicesProvidedTxtRegion Total ExpendituresRegionTotalExpendituresAmt
EUROPE (INCLUDING ICELAND & GREENLAND)228PROGRAM SERVICESINSTRUCTION$17,808,702
EAST ASIA AND THE PACIFIC222PROGRAM SERVICESINSTRUCTION$18,411,504
SOUTH ASIAPROGRAM SERVICESINSTRUCTION$128,825
NORTH AMERICAPROGRAM SERVICESINSTRUCTION$98,358
MIDDLE EAST AND NORTH AFRICA2PROGRAM SERVICESINSTRUCTION$406,007
EUROPE (INCLUDING ICELAND & GREENLAND)9PROGRAM SERVICESRESEARCH$939,641
EAST ASIA AND THE PACIFIC27PROGRAM SERVICESRESEARCH$1,885,970
SOUTH ASIA4137PROGRAM SERVICESRESEARCH$3,157,744
MIDDLE EAST AND NORTH AFRICA132PROGRAM SERVICESRESEARCH$1,456,369
SOUTH AMERICAPROGRAM SERVICESRESEARCH$1,380,000
ANTARCTICA9PROGRAM SERVICESRESEARCH$477,440
EUROPE (INCLUDING ICELAND & GREENLAND)PROGRAM SERVICESSUBAWARDS$1,859,412
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESSUBAWARDS$57,600
SUB-SAHARAN AFRICAPROGRAM SERVICESSUBAWARDS$456,274
EAST ASIA AND THE PACIFICPROGRAM SERVICESSUBAWARDS$323,473
SOUTH ASIAPROGRAM SERVICESSUBAWARDS$111,645
NORTH AMERICAPROGRAM SERVICESSUBAWARDS$1,309,554
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESSUBAWARDS$104,000
SOUTH AMERICAPROGRAM SERVICESSUBAWARDS$108,108
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESSUBAWARDS$18,210
EUROPE (INCLUDING ICELAND & GREENLAND)PROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$1,404,695
RUSSIA AND NEIGHBORING STATESPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$20,721
SUB-SAHARAN AFRICAPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$99,659
EAST ASIA AND THE PACIFICPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$1,332,281
SOUTH ASIAPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$161,173
NORTH AMERICAPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$408,714
MIDDLE EAST AND NORTH AFRICAPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$308,688
SOUTH AMERICAPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$241,628
CENTRAL AMERICA AND THE CARIBBEANPROGRAM SERVICESSCHOLARSHIPS AND STIPENDS$20,000
EUROPE (INCLUDING ICELAND & GREENLAND)FUNDRAISING$58,092
RUSSIA AND NEIGHBORING STATESFUNDRAISING$3,574
EAST ASIA AND THE PACIFICFUNDRAISING$337,546
SOUTH ASIAFUNDRAISING$35,592
NORTH AMERICAFUNDRAISING$6,862
MIDDLE EAST AND NORTH AFRICAFUNDRAISING$3,955
SOUTH AMERICAFUNDRAISING$12,198
CENTRAL AMERICA AND THE CARIBBEANINVESTMENTS$2,880,307,128
EAST ASIA AND THE PACIFICINVESTMENTS$46,227,077
EUROPE (INCLUDING ICELAND & GREENLAND)INVESTMENTS$428,281,138
NORTH AMERICAINVESTMENTS$43,491,163
SUB-SAHARAN AFRICAINVESTMENTS$161,336,329
FieldValueIRS element (for citing)
Subtotal Offices10SubtotalOfficesCnt
Subtotal Employees205SubtotalEmployeesCnt
Continutation Total Office1ContinutationTotalOfficeCnt
Continutation Total Employee41ContinutationTotalEmployeeCnt
Total Office11TotalOfficeCnt
Total Employee246TotalEmployeeCnt
Subtotal Spent$42,836,751SubtotalSpentAmt
Continuation Spent$3,571,760,298ContinuationSpentAmt
Total Spent$3,614,597,049TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp (39 entries)

RegionRegionTxtPurpose Of GrantPurposeOfGrantTxtCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$71,056WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$50,000WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$29,000WIRE
SUB-SAHARAN AFRICASUBAWARD$54,534WIRE
MIDDLE EAST AND NORTH AFRICASUBAWARD$50,000WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$48,422WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$50,000WIRE
SOUTH ASIASUBAWARD-$4,549WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$17,625WIRE
SOUTH ASIASUBAWARD$720WIRE
SUB-SAHARAN AFRICASUBAWARD$49,599WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$50,000WIRE
SUB-SAHARAN AFRICASUBAWARD$9,250WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$100,000WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$18,245WIRE
NORTH AMERICASUBAWARD$6,048WIRE
SUB-SAHARAN AFRICASUBAWARD$78,286WIRE
RUSSIA AND NEIGHBORING STATESSUBAWARD$57,600WIRE
NORTH AMERICASUBAWARD$1,264,331WIRE
SOUTH ASIASUBAWARD$115,474WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$33,741WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$921,863WIRE
CENTRAL AMERICA AND THE CARIBBEANSUBAWARD$18,210WIRE
NORTH AMERICASUBAWARD$10,972WIRE
NORTH AMERICASUBAWARD$5,499WIRE
NORTH AMERICASUBAWARD$1,600WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$16,669WIRE
SOUTH AMERICASUBAWARD$108,108WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$9,674WIRE
SUB-SAHARAN AFRICASUBAWARD$178,914WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$323,310WIRE
EAST ASIA AND THE PACIFICSUBAWARD$295,099WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$14,730WIRE
EAST ASIA AND THE PACIFICSUBAWARD$28,375WIRE
NORTH AMERICASUBAWARD$21,104WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$29,000WIRE
EUROPE (INCLUDING ICELAND & GREENLAND)SUBAWARD$76,077WIRE
MIDDLE EAST AND NORTH AFRICASUBAWARD$54,000WIRE
SUB-SAHARAN AFRICASUBAWARD$85,691WIRE

Foreign Individuals Grants ForeignIndividualsGrantsGrp (11 entries)

Type Of AssistanceTypeOfAssistanceTxtRegionRegionTxtRecipientRecipientCntCash GrantCashGrantAmtManner Of Cash DisbursementMannerOfCashDisbursementTxt
STUDENT AIDEUROPE (INCLUDING ICELAND & GREENLAND)8$376,194CHECK OR WIRE
STUDENT AIDMIDDLE EAST AND NORTH AFRICA8$161,131CHECK OR WIRE
SUMMER GRANTSCENTRAL AMERICA AND THE CARIBBEAN4$20,000CHECK OR WIRE
SUMMER GRANTSEAST ASIA AND THE PACIFIC151$616,373CHECK OR WIRE
SUMMER GRANTSEUROPE (INCLUDING ICELAND & GREENLAND)100$336,783CHECK OR WIRE
SUMMER GRANTSMIDDLE EAST AND NORTH AFRICA40$144,135CHECK OR WIRE
SUMMER GRANTSNORTH AMERICA14$62,700CHECK OR WIRE
SUMMER GRANTSRUSSIA AND NEIGHBORING STATES3$12,800CHECK OR WIRE
SUMMER GRANTSSOUTH AMERICA31$80,273CHECK OR WIRE
SUMMER GRANTSSOUTH ASIA5$19,000CHECK OR WIRE
SUMMER GRANTSSUB-SAHARAN AFRICA24$99,659CHECK OR WIRE
FieldValueIRS element (for citing)
Transfer To Foreign CorpYes (1)TransferToForeignCorpInd
Interest In Foreign Trust0InterestInForeignTrustInd
Foreign Corp OwnershipYes (1)ForeignCorpOwnershipInd
Passive Foreign Investmest CoYes (1)PassiveForeignInvestmestCoInd
Foreign PartnershipYes (1)ForeignPartnershipInd
Boycott Countries0BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule G IRS990ScheduleG

FieldValueIRS element (for citing)
Mail SolicitationsYes (X)MailSolicitationsInd
Email SolicitationsYes (X)EmailSolicitationsInd
Phone SolicitationsYes (X)PhoneSolicitationsInd
In Person SolicitationsYes (X)InPersonSolicitationsInd
Special Fundraising EventsYes (X)SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty0AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp

Organization Business Name OrganizationBusinessName

FieldValueIRS element (for citing)
Business Name Line1RUFFALO NOEL LEVITZBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line11025 KIRKWOOD PARKWAYAddressLine1Txt
CityCEDAR RAPIDSCityNm
State AbbreviationIAStateAbbreviationCd
ZIP52404ZIPCd
FieldValueIRS element (for citing)
ActivityTELEMARKETINGActivityTxt
Fundraiser Control Of Funds0FundraiserControlOfFundsInd
Gross Receipts$1,130,191GrossReceiptsAmt
Retained By Contractor$520,176RetainedByContractorAmt
Net To Organization$610,015NetToOrganizationAmt
FieldValueIRS element (for citing)
Total Gross Receipts$1,130,191TotalGrossReceiptsAmt
Total Retained By Contractors$520,176TotalRetainedByContractorsAmt
Total Net To Organization$610,015TotalNetToOrganizationAmt
Licensed StatesALLicensedStatesCd
Licensed StatesAKLicensedStatesCd
Licensed StatesCTLicensedStatesCd
Licensed StatesCALicensedStatesCd
Licensed StatesFLLicensedStatesCd
Licensed StatesGALicensedStatesCd
Licensed StatesHILicensedStatesCd
Licensed StatesILLicensedStatesCd
Licensed StatesKSLicensedStatesCd
Licensed StatesKYLicensedStatesCd
Licensed StatesLALicensedStatesCd
Licensed StatesMELicensedStatesCd
Licensed StatesMNLicensedStatesCd
Licensed StatesWALicensedStatesCd
Licensed StatesPALicensedStatesCd
Licensed StatesOHLicensedStatesCd
Licensed StatesNDLicensedStatesCd
Licensed StatesMSLicensedStatesCd
Licensed StatesNCLicensedStatesCd
Licensed StatesNMLicensedStatesCd
Licensed StatesNJLicensedStatesCd
Licensed StatesMOLicensedStatesCd
Licensed StatesUTLicensedStatesCd
Licensed StatesTNLicensedStatesCd
Licensed StatesRILicensedStatesCd
Licensed StatesARLicensedStatesCd
Licensed StatesCOLicensedStatesCd
Licensed StatesMDLicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

FieldValueIRS element (for citing)
Event1COURT THEATREEvent1Nm
Gross Receipts Event1$399,496GrossReceiptsEvent1Amt
Charitable Contri Event1$243,769CharitableContriEvent1Amt
Gross Revenue Event1$155,727GrossRevenueEvent1Amt
Non Cash Prizes Event1$73,900NonCashPrizesEvent1Amt
Rent Facility Costs Event1$20,000RentFacilityCostsEvent1Amt
Food And Beverage Event1$26,251FoodAndBeverageEvent1Amt
Entertainment Event1$10,171EntertainmentEvent1Amt
Other Direct Expenses Event1$30,213OtherDirectExpensesEvent1Amt
Event2LAB SCHOOLEvent2Nm
Gross Receipts Event2$190,459GrossReceiptsEvent2Amt
Charitable Contri Event2$141,601CharitableContriEvent2Amt
Gross Revenue Event2$48,858GrossRevenueEvent2Amt
Cash Prizes Event2$2,500CashPrizesEvent2Amt
Non Cash Prizes Event2$4,250NonCashPrizesEvent2Amt
Rent Facility Costs Event2$36,635RentFacilityCostsEvent2Amt
Food And Beverage Event2$23,838FoodAndBeverageEvent2Amt
Entertainment Event2$10,043EntertainmentEvent2Amt
Other Direct Expenses Event2$28,644OtherDirectExpensesEvent2Amt
Other Events Total1OtherEventsTotalCnt
Gross Receipts Other Events$104,409GrossReceiptsOtherEventsAmt
Charitable Contri Other Events$198,755CharitableContriOtherEventsAmt
Gross Revenue Other Events-$94,346GrossRevenueOtherEventsAmt
Food And Beverage Other Events$59,929FoodAndBeverageOtherEventsAmt
Entertainment Other Events$4,799EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events$39,681OthDirectExpnssOtherEventsAmt
Gross Receipts Total$694,364GrossReceiptsTotalAmt
Charitable Contributions Tot$584,125CharitableContributionsTotAmt
Gross Revenue Total Events$110,239GrossRevenueTotalEventsAmt
Cash Prizes Total Events$2,500CashPrizesTotalEventsAmt
Non Cash Prizes Total Events$78,150NonCashPrizesTotalEventsAmt
Rent Fclty Costs Total Events$56,635RentFcltyCostsTotalEventsAmt
Food And Beverage Total Events$110,018FoodAndBeverageTotalEventsAmt
Entertainment Total Events$25,013EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events$98,538OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events$370,854DirectExpenseSummaryEventsAmt
Net Income Summary-$260,615NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I LINE 2BFormAndLineReferenceDesc
ExplanationMONTHLY INSTALLMENTS $508,963 POSTAGE 5,870 MAILING 5,343 TOTAL $520,176ExplanationTxt

Schedule I IRS990ScheduleI

FieldValueIRS element (for citing)
Grant Records MaintainedYes (1)GrantRecordsMaintainedInd

Recipient Table RecipientTable (174 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdRecipient EINRecipientEINIRC SectionIRCSectionDescCash GrantCashGrantAmtPurpose Of GrantPurposeOfGrantTxtAddress Line2USAddress/AddressLine2Txt
ACCESS COMMUNITY HEALTH NETWORK
1501 S CALIFORNIA AVENUECHICAGOIL60608363317058501 (C) (3)$19,930SUBAWARD
ADVOCATE HEALTH AND HOSPITALS CORPORATION
3075 HIGHLAND PARKWAY SUITE 600DOWNERS GROVEIL60515362169147501 (C) (3)$133,616SUBAWARD
ALBERT EINSTEIN COLLEGE OF MEDICINE
1300 MORRIS PARK AVENUEBRONXNY104611975131624225501 (C) (3)$79,742SUBAWARD
ALLIANCE OF CHICAGO COMMUNITY HEALTH SERVICES L3C
215 W OHIO STREET 4TH FLOORCHICAGOIL60654364444309$92,021SUBAWARD
AMERICAN INSTITUTE FOR RESEARCH
1000 THOMAS JEFFERSON STREET NWWASHINGTONDC200073835250965219501 (C) (3)$38,000SUBAWARD
ASIAN HUMAN SERVICES FAMILY HEALTH CENTER
2424 W PETERSON AVENUECHICAGOIL60659010567661501 (C) (3)$85,000SUBAWARD
ASTRONOMICAL SOCIETY OF THE PACIFIC
390 ASHTON AVENUESAN FRANCISCOCA94112940294860501 (C) (3)$14,434SUBAWARD
BAYLOR UNIVERSITY
ONE BAYLOR PLAZAHOUSTONTX770303411741613878501 (C) (3)$115,306SUBAWARD
BEHAVIORAL IDEAS LAB INC (IDEAS42)
242 W 30TH ST SUITE 1000NEW YORKNY10001271678009501 (C) (3)$264,391SUBAWARD
BELOVED COMMUNITY FAMILY
6430 SOUTH HARVARDCHICAGOIL60621202273383501 (C) (3)$50,000SUBAWARD
BETH ISRAEL DEACONESS MEDICAL CENTER
330 BROOKLINE AVENUEBOSTONMA022155491042103881501 (C) (3)$202,986SUBAWARD
BOARD OF EDUCATION - CHICAGO
125 S CLARK STREET 14TH FLCHICAGOIL60603366005821GOV$43,306SUBAWARD
BOSTON COLLEGE
140 COMMONWEATLH AVENUECHESTNUT HILLMA024673800042103545501 (C) (3)$12,615SUBAWARD
BRIGHAM AND WOMEN'S HOSPITAL
101 HUNTINGTON STREET SUITE 305BOSTONMA02199042312909501 (C) (3)$55,708SUBAWARD
BRIGHT STAR COMMUNITY OUTREACH INC
4518 S COTTAGE GROVE AVENUECHICAGOIL606534395262007088501 (C) (3)$335,065SUBAWARD
BUCKNELL UNIVERSITY
1 DENT DRIVELEWISBURGPA17837240772407501 (C) (3)$50,000SUBAWARD
CALIFORNIA INSTITUTE OF TECHNOLOGY
1200 E CALIFORNIA BOULEVARDPASADENACA911250001951643307501 (C) (3)$169,141SUBAWARD
CASE WESTERN RESERVE UNIVERSITY
10900 EUCLID AVENUECLEVELANDOH441067037341018992501 (C) (3)$273,993SUBAWARD
CHAPIN HALL CENTER FOR CHILDREN
1313 EAST 60TH STREETCHICAGOIL606372830362167012501 (C) (3)$466,102SUBAWARD
CHARLES DREW UNIVERSITY
1731 E 120TH STREETLOS ANGELESCA900593051956151774501 (C) (3)$53,324SUBAWARD
CHICAGO ASSOCIATION FOR RESEARCH & EDUCATION IN SCIENCE
5000 SOUTH 5TH AVE BUILDING ONEHINESIL601413030363334177501 (C) (3)$19,131SUBAWARDC347
CHICAGO DEPARTMENT OF PUBLIC HEALTH
333 S STATE STREET ROOM 200CHICAGOIL60604366005820GOV$77,784SUBAWARD
CHICAGO FAMILY HEALTH CENTERFORMERLY CLARETIAN MED CTR
9119 S EXCHANGE AVENUECHICAGOIL60617362893854501 (C) (3)$45,000SUBAWARD
CHICAGO HYDE PARK VILLAGE
5500 S WOODLAWN AVENUECHICAGOIL60637900798416501 (C) (3)$88,284SUBAWARD
CHICAGO POLICE DEPARTMENT
3510 S MICHIGAN AVENUECHICAGOIL60653GOV$109,069SUBAWARD
CHILDREN'S HOME & AID SOCIETY OF ILLINOIS
125 S WACKER DRIVE 14TH FLOORCHICAGOIL60606362167743501 (C) (3)$130,500SUBAWARD
CHILDREN'S HOSPITAL BOSTON
300 LONGWOOD AVENUEBOSTONMA02115042774441501 (C) (3)$36,512SUBAWARD
CHILDREN'S HOSPITAL LOS ANGELES
4650 SUNSET BOULEVARDLOS ANGELESCA90027951690977501 (C) (3)$24,588SUBAWARD
CLEVELAND CLINIC
9500 EUCLID AVENUE/JJN5-01CLEVELANDOH44195340714585501 (C) (3)$50,000SUBAWARD
COLORADO STATE UNIVERSITY
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COLUMBIA UNIVERSITY
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COMMUNITY HEALTH
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CORNELL UNIVERSITY
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DANA FARBER CANCER INSTITUTE
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DARTMOUTH COLLEGE
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DAVID LYNCH FOUNDATION
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DE PAUL UNIVERSITY
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DECATUR MEMORIAL HOSPITAL
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DISCIPLES DIVINITY HOUSE
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EMORY UNIVERSITY
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ERIKSON INSTITUTE
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FRIEND FAMILY HEALTH CENTER
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GE GLOBAL RESEARCH
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H LEE MOFFITT CANCER CENTER AND RESEARCH INSTITUTE HOSPITAL
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HEARTLAND HEALTH CENTERS
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J CRAIG VENTER INSTITUTE
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MICROBIOTIX INC
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MORTEN GROUP LLC
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MOUNT SINAI SCHOOL OF MEDICINE
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NATIONAL DEVELOPMENT AND RESEARCH INSTITUTES INC
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NATIONAL LOUIS UNIVERSITY
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ONCOLOGY SPECIALISTS SC
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ONE MILLION DEGREES
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OREGON HEALTH & SCIENCE UNIVERSITY
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ORLIN RESEARCH INC
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OUNCE OF PREVENTION FUND
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PACIFIC NORTHWEST NATIONAL LABORATORY
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PLANNED PARENTHOOD OF ILLINOIS
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PRINCETON UNIVERSITY
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PUGET SOUND SURGICAL CENTER
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RESEARCH FOUNDATION FOR SUNY
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RICE UNIVERSITY
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RUSH UNIVERSITY MEDICAL CENTER
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RUTGERS UNIVERSITY
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SAN DIEGO STATE UNIVERSITY
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SCHOOL OF THE ART INSTITUTE OF CHICAGO
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SEATTLE CHILDREN'S RESEARCH INSTITUTE
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SEATTLE INSTITUTE FOR BIOMEDICAL & CLINICAL RESEARCH
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SETI INSTITUTE
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SINAI HEALTH SYSTEM
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SLOAN-KETTERING INSTITUTE FOR CANCER RESEARCH
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ST BERNARD HOSPITAL
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STANFORD UNIVERSITY
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STORYOGRAPHERS LLC
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TCA HEALTH INC
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TEMPLE UNIVERSITY
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THE BROAD INSTITUTE
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THE MIND RESEARCH NETWORK
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UNIVERSITY HEALTH SYSTEM CONSORTIUM
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UNIVERSITY HOSPITALS CLEVELAND MEDICAL CLINIC
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UNIVERSITY OF ARIZONA
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UNIVERSITY OF CALIFORNIA-IR
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UNIVERSITY OF CALIFORNIA-SD
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UNIVERSITY OF COLORADO
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UNIVERSITY OF CONNECTICUT
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UNIVERSITY OF DENVER
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UNIVERSITY OF FLORIDA
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UNIVERSITY OF HAWAII
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UNIVERSITY OF IOWA
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UNIVERSITY OF KANSAS CENTER FOR RESEARCH
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UNIVERSITY OF KENTUCKY
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UNIVERSITY OF MARYLAND
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UNIVERSITY OF MICHIGAN
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UNIVERSITY OF MINNESOTA
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UNIVERSITY OF NEBRASKA
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UNIVERSITY OF OREGON
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UNIVERSITY OF PITTSBURGH
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WESTED
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Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (2 entries)

Grant TypeGrantTypeTxtRecipientRecipientCntCash GrantCashGrantAmt
UNDERGRADUATE STUDENT AID5471$134,534,595
GRADUATE STUDENT AID6515$267,343,948

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I, LINE 2:FormAndLineReferenceDesc
ExplanationTHE UNIVERSITY WILL PERFORM A RISK ASSESSMENT AT THE PROPOSAL STAGE BEFORE FUNDING IS APPROVED. UNIVERSITY DEPARTMENT ADMINISTRATORS AND THE PRINCIPAL INVESTIGATOR WILL REVIEW INVOICES AND CERTIFY AS TO ALLOWABILITY AND APPROPRIATENESS OF CHARGES. CENTRAL SPONSORED AWARD ACCOUNTING WILL ALSO PERFORM A REVIEW THAT THE EXPENDITURES FALL WITHIN THE CONTRACT AMOUNT AND PERIOD OF PERFORMANCE.ExplanationTxt

Schedule J IRS990ScheduleJ

FieldValueIRS element (for citing)
First Class Or Charter TravelYes (X)FirstClassOrCharterTravelInd
Travel For CompanionsYes (X)TravelForCompanionsInd
Idemnification Gross Up PmtsYes (X)IdemnificationGrossUpPmtsInd
Housing Allowance Or ResidenceYes (X)HousingAllowanceOrResidenceInd
Club Dues Or FeesYes (X)ClubDuesOrFeesInd
Personal ServicesYes (X)PersonalServicesInd
Written Policy Ref T And E ExpnssYes (1)WrittenPolicyRefTAndEExpnssInd
Substantiation RequiredYes (1)SubstantiationRequiredInd
Compensation CommitteeYes (X)CompensationCommitteeInd
Independent ConsultantYes (X)IndependentConsultantInd
Compensation SurveyYes (X)CompensationSurveyInd
Board Or Committee ApprovalYes (X)BoardOrCommitteeApprovalInd
Severance PaymentYes (1)SeverancePaymentInd
Supplemental Nonqual Rtr PlanYes (1)SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm0EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org0CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs0CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org0CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs0CompBsdNetEarnsRltdOrgsInd
Any Non Fixed PaymentsYes (1)AnyNonFixedPaymentsInd
Initial Contract Exception0InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (26 entries)

TitleTitleTxtBase Compensation Filing OrgBaseCompensationFilingOrgAmtCompensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmtBonus Filing OrganizationBonusFilingOrganizationAmountBonus Related OrganizationsBonusRelatedOrganizationsAmtOther Compensation Filing OrgOtherCompensationFilingOrgAmtOther Compensation Rltd OrgsOtherCompensationRltdOrgsAmtDeferred Compensation Flng OrgDeferredCompensationFlngOrgAmtDeferred Comp Rltd OrgsDeferredCompRltdOrgsAmtNontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmtNontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmtTotal Compensation Filing OrgTotalCompensationFilingOrgAmtTotal Compensation Rltd OrgsTotalCompensationRltdOrgsAmtComp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmtComp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
ROBERT J ZIMMER
PRESIDENT$1,090,844$0$100,000$0$286,484$0$1,437,600$0$147,808$0$3,062,736$0$0$0
ERIC ISAACS
EVP RSCH, INNOV. NAT'L LABS$698,294$0$30,000$0$10,311$0$21,200$0$108,638$0$868,443$0$0$0
DANIEL DIERMEIER
PROVOST$704,694$0$83,225$0$80,195$0$21,200$0$65,199$0$954,513$0$0$0
ROWAN MIRANDA
VP FOR OPERATIONS & CFO$459,828$0$57,250$0$793,794$0$21,200$0$44,090$0$1,376,162$0$0$0
JOHN R KROLL
INTERIM CFO$325,674$0$20,000$0$0$0$21,200$0$25,353$0$392,227$0$0$0
KAREN WARREN COLEMAN
VP CAMPUS AND STUD. LIFE$153,217$0$0$0$167,425$0$12,570$0$11,440$0$344,652$0$0$0
DEREK DOUGLAS
VP CIVIC ENGAGEMENT$430,752$0$265,403$0$1,961$0$21,200$0$50,771$0$770,087$0$0$0
DAVID B FITHIAN
EXECUTIVE VICE PRESIDENT$579,641$0$54,500$0$4,325$0$21,200$0$16,195$0$675,861$0$0$0
KIMBERLY TAYLOR
VP & GENERAL COUNSEL$589,336$0$48,564$0$24,365$0$21,200$0$60,716$0$744,181$0$0$0
JOHN LONGBRAKE
VP COMMUNICATIONS$357,392$0$25,322$0$1,830$0$21,200$0$52,881$0$458,625$0$0$0
KENNETH MANOTTI
VP ALUMNI RELATIONS & DEVL.$570,523$0$56,200$0$19,374$0$21,200$0$14,723$0$682,020$0$0$0
JAMES G NONDORF
VP ENROLL. & STUDENT ADV.$547,767$0$53,000$0$3,277$0$21,200$0$10,031$0$635,275$0$0$0
KENNETH S POLONSKY
EXEC. VP MEDICAL AFFAIRS$1,638,484$0$400,000$0$977,539$0$21,200$206,939$24,153$0$3,061,376$206,939$0$0
DARREN REISBERG
VP & SECRETARY OF THE UNIVERSITY$309,737$0$32,213$0$867$0$21,200$0$11,474$0$375,491$0$0$0
MARK A SCHMID
VP AND CHIEF INVEST. OFFICER$682,719$0$1,455,312$0$8,603$0$753,490$0$57,604$0$2,957,728$0$0$0
IAN SOLOMON
VP GLOBAL ENGAGEMENT$164,318$0$29,327$0$245,432$0$13,400$0$11,278$0$463,755$0$0$0
CATHERINE CALLOW-WRIGHT
VP & CHIEF OF STAFF$275,876$0$27,030$0$1,348$0$21,200$0$31,796$0$357,250$0$0$0
SIAN BEILOCK
EXECUTIVE VICE PROVOST$470,174$0$2,500$0$0$0$21,200$0$13,644$0$507,518$0$0$0
MICHELE RASMUSSEN
DEAN OF STUDENTS$241,599$0$0$0$0$0$19,584$0$7,660$0$268,843$0$0$0
JEAN-PIERRE DUBE
PROFESSOR OF MARKETING$564,416$0$584,074$0$0$0$21,200$0$29,045$0$1,198,735$0$0$0
PATRICK O'HARA
CHIEF OPERATING OFFICER$435,373$0$711,544$0$0$0$378,560$0$12,520$0$1,537,997$0$0$0
VALLUVAN JEEVANANDAM
CHIEF CARDIAC & THORACIC SURG.$1,216,684$0$111,667$0$0$0$21,200$0$18,165$0$1,367,716$0$0$0
JOANNA RUPP
MANAGING DIRECTOR - PRIV. EQUITY$444,818$0$727,840$0$0$0$395,707$0$46,390$0$1,614,755$0$0$0
ARIEH SHALHAV
PROFESSOR & CHIEF OF UROLOGY$1,088,908$0$13,333$0$60,965$0$21,200$0$33,636$0$1,218,042$0$0$0
DONALD H LEVY
VP FOR RESEARCH$240,906$0$20,600$0$0$0$18,748$0$8,578$0$288,832$0$0$0
BETH A HARRIS
VP & GENERAL COUNSEL$156,338$0$0$0$0$0$13,000$0$17,427$0$186,765$0$0$0

Supplemental Information Detail SupplementalInformationDetail (3 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 1AFIRST CLASS TRAVEL. UNDER WRITTEN UNIVERSITY POLICY, FIRST CLASS AIR TRAVEL IS ONLY ALLOWED WHEN APPROVED IN ADVANCE BY A DEAN, VICE-PRESIDENT OR THE PROVOST. EIGHT OFFICERS WERE APPROVED FOR FIRST CLASS TRAVEL IN ACCORDANCE WITH THIS POLICY. NONE OF THE BUSINESS TRIPS WERE DEEMED TAXABLE COMPENSATION. TRAVEL FOR COMPANION. UNDER WRITTEN UNIVERSITY POLICY, TRAVEL FOR COMPANIONS MUST BE PRE-APPROVED BY THE VICE PRESIDENT FOR ADMINISTRATION AND CHIEF FINANCIAL OFFICER AND WILL ONLY BE APPROVED WHEN THE COMPANION TRAVEL SERVES A BONA FIDE BUSINESS PURPOSE. ONE OFFICER HAD COMPANION TRAVEL APPROVED IN ACCORDANCE WITH THIS POLICY. THE COST OF THE COMPANION TRAVEL WAS NOT DEEMED TAXABLE COMPENSATION. TAX INDEMNIFICATION AND GROSS-UP PAYMENTS. INDIVIDUALS MAY HAVE CERTAIN PAYMENTS GROSSED UP AT THE DISCRETION OF HEADS OF DEPARTMENTS, OFFICERS, OR THE BOARD OF THE UNIVERSITY. ONE OFFICER HAD GROSSED UP PAYMENTS. HOUSING ALLOWANCE OR RESIDENCE FOR PERSONAL USE. (PART 1A & 1B AND PART II, COLUMN D FOR ROBERT J. ZIMMER.) HOUSING ALLOWANCES ARE ONLY PERMITTED IF PRE-APPROVED BY THE PROVOST'S OFFICE OR UNIVERSITY HUMAN RESOURCES. ONE OFFICER RECEIVED A HOUSING ALLOWANCE WHICH WAS INCLUDED IN THE INDIVIDUAL'S TAXABLE COMPENSATION. OF THE AMOUNT IN COLUMN D FOR ROBERT J. ZIMMER, $116,054 REPRESENTS THE VALUE OF THE UNIVERSITY-OWNED HOUSING PROVIDED TO THE PRESIDENT, WHICH IS NOT DEEMED A TAXABLE BENEFIT. SOCIAL AND HEALTH CLUB DUES. UNDER WRITTEN UNIVERSITY POLICY, SOCIAL AND HELATH CLUB DUES ARE REIMBURSABLE ONLY IF THE BENEFITS OF THE MEMBERSHIP SUPPORT THE UNIVERSITY'S MISSION AND ONLY IF THE REIMBURSEMENT IS APPROVED BY A DEAN, VICE PRESIDENT, PROVOST OR PRESIDENT OF THE UNIVERSITY. ANY PORTION OF THE DUES NOT USED FOR BUSINESS PURPOSES IS CONSIDERED TAXABLE COMPENSATION. OFFICERS OF THE UNIVERSITY MAINTAIN MEMBERSHIP IN THE QUADRANGLE CLUB, A RELATED ORGANIZATION THAT OPERATES A FACULTY CLUB ON THE CAMPUS OF THE UNIVERSITY FOR PURPOSES OF CONDUCTING MEETINGS AND OTHER UNIVERSITY BUSINESS. THE UNIVERSITY REIMBURSES OFFICERS FOR THESE DUES AND THE REIMBURSEMENT IS NOT DEEMED TAXABLE COMPENSATION. IN ADDITION THREE OFFICERS AND ONE FORMER OFFICER HAD SOCIAL CLUB DUES REIMBURSED BY THE UNIVERSITY FOR BUSINESS PURPOSES AND THE REIMBURSEMENT WAS NOT DEEMED TAXABLE COMPENSATION. PERSONAL SERVICES. THE UNIVERSITY PROVIDES FOR THE MAINTENANCE AND CLEANING OF THE UNIVERSITY OWNED HOUSE PROVIDED TO THE PRESIDENT. THESE SERVICES WERE NOT DEEMED A TAXABLE BENEFIT.
PART I, LINES 4A-BPART I, LINE 4A: SEVERANCE PAYMENTS: KAREN WARREN COLEMAN $164,985. ROWAN MIRANDA $764,000. IAN SOLOMON $242,500. PART I, LINE 4B: ROBERT J. ZIMMER $1,416,400. KENNETH POLONSKY $206,939
PART I, LINE 7INVESTMENT OFFICE PERSONNEL PARTICIPATE IN AN INCENTIVE COMPENSATION PROGRAM BASED ON PERFORMANCE AND QUALITATIVE MEASUREMENTS.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IEFA 50000000 ADJ RATE REV BONDSSERIES 2003B
A5212975634520017E42003-08-28$50,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 100000000 REVENUE BONDS SERIES 2004B
B86109196745200BHH42004-11-10$100,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 80000000 ADJ RAT REV REFUNDING BONDS 2004C
C86109196745200BJG42004-11-30$80,000,000SEE SUPPLEMENTAL INFORMATION000
IFA 244030000 REVENUE BONDS SERIES 2007
D86109196745200B6F02007-06-28$249,996,429SEE SUPPLEMENTAL INFORMATIONYes (1)00

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndOther Spent ProceedsOtherSpentProceedsAmtBond DefeasedBondDefeasedAmt
A$13,948,000$50,141,933$274,223$49,867,710200600Yes (1)Yes (1)
B$23,893,000$102,437,189$469,999$101,967,190201000Yes (1)Yes (1)
C$2,698,000$80,000,000$463,83820060Yes (1)Yes (1)Yes (1)$79,536,162
D$11,690,000$256,001,810$1,630,377$254,371,433201000Yes (1)Yes (1)$230,320,000

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A00Yes (1)Yes (1)Yes (1)Yes (1)0.001000.000000.0010000Yes (1)
B00Yes (1)Yes (1)Yes (1)Yes (1)0.001000.000000.0010000Yes (1)
C00Yes (1)Yes (1)Yes (1)Yes (1)0.009000.000000.0090000Yes (1)
D00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedInd
(no name)
A00Yes (1)Yes (1)Yes (1)000Yes (1)
(no name)
B00Yes (1)Yes (1)Yes (1)000Yes (1)
MORGAN STANLEY CAP
C00Yes (1)Yes (1)Yes (1)Yes (1)00Yes (1)35.00000000000000
(no name)
D00Yes (1)Yes (1)0000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
DATE REBATE COMPUTATION PERFORMEDISSUER NAME: IEFA 50,000,000 ADJ RATE REV BONDS,SERIES 2003B DATE THE REBATE COMPUTATION WAS PERFORMED: 04/02/2009 ISSUER NAME: IFA 100,000,000 REVENUE BONDS, SERIES 2004B DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2009 ISSUER NAME: IFA 80,000,000 ADJ RAT REV REFUNDING BONDS 2004C DATE THE REBATE COMPUTATION WAS PERFORMED: 12/22/2011 ISSUER NAME: IFA 244,030,000 REVENUE BONDS, SERIES 2007 DATE THE REBATE COMPUTATION WAS PERFORMED: 07/12/2012 ISSUER NAME: IFA 123,604,000 ADJ RATE DEMAND REV SERIES 2008 DATE THE REBATE COMPUTATION WAS PERFORMED: 03/26/2013 ISSUER NAME: IFA 500,000,000 REVENUE BONDS, SERIES 2008B DATE THE REBATE COMPUTATION WAS PERFORMED: 01/01/2014 ISSUER NAME: IFA 369,570,000 REVENUE BONDS SERIES 2012A DATE THE REBATE COMPUTATION WAS PERFORMED: 01/31/2017
SCHEDULE K PART I COLUMN F DESCRIPTION OF PURPOSE$50,000,000 ILLINOIS EDUCATIONAL FACILITIES AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2003B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE OR REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW GRADUATE SCHOOL OF BUSINESS BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING AND A NEW ATHLETICS AND RECREATION CENTER, AND PAY CERTAIN COSTS OF ISSUANCE. $100,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE NEW GRADUATE SCHOOL OF BUSINESS, A NEW RESEARCH BUILDING, A NEW INTERDIVISIONAL RESEARCH BUILDING, AND NEW RESIDENCE HALLS, AND CERTAIN COSTS OF ISSUANCE. $80,000,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE REFUNDING BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2004C, (F) DESCRIPTION OF PURPOSE TO ADVANCE REFUND $70,965,000 OF THE UNIVERSITY'S SERIES 2001A BONDS, AND PAY CERTAIN COSTS OF ISSUANCE. $244,030,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2007, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COSTS OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL, A LIBRARY ADDITION, STEAM AND CHILLED WATER UTILITY PLANT EXPANSION, THE CENTER FOR BIOMEDICAL DISCOVERY, AND AN OFFICE BUILDING, AND PAY CERTAIN COSTS OF ISSUANCE. $123,604,000 ILLINOIS FINANCE AUTHORITY ADJUSTABLE RATE REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008, (F) DESCRIPTION OF PURPOSE TO CURRENTLY REFUND THE UNIVERSITY'S SERIES 1998A BONDS, AND (B) PAY CERTAIN COSTS OF ISSUANCE. $500,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2008B, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR COST OF THE ACQUISITION, CONSTRUCTION, RENOVATION AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING A NEW RESIDENCE HALL AND DINING FACILITY, THE LOGAN ARTS CENTER, A LIBRARY ADDITION, AND THE CENTER FOR BIOMEDICAL DISCOVERY, AND PAY CERTAIN COSTS OF ISSUANCE. $369,570,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2012A, (F) DESCRIPTION OF PURPOSE TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN OF ITS EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, THE MULTIPURPOSE ECONOMICS RESEARCH BUILDING, AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 1985A BONDS AND THE 2004A BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $149,090,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2013A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE, AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, INCLUDING THE WILLIAM ECKHARDT RESEARCH CENTER, THE LABORATORY SCHOOLS, ADAPTIVE REUSE OF 5757 S. UNIVERSITY AVENUE AND VARIOUS OTHER ADMINISTRATIVE, ACADEMIC, RESEARCH, INFRASTRUCTURE AND CAMPUS PROJECTS; TO ADVANCE OR CURRENTLY REFUND ALL OR A PORTION OF THE SERIES 2001A BONDS, THE 2004A BONDS AND THE 2008B BONDS; AND PAY CERTAIN COSTS OF ISSUANCE. $650,000,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2014A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2009 ISSUE, PAY CERTAIN COSTS RELATING TO THE ISSUE OF THE SERIES 2014A BONDS AND ADVANCED REFUNDING OF THE 2009 ISSUE. $415,825,000 ILLINOIS FINANCE AUTHORITY REVENUE BONDS, THE UNIVERSITY OF CHICAGO, SERIES 2015A, (F) DESCRIPTION OF PURPOSE: TO FINANCE, REFINANCE AND REIMBURSE THE UNIVERSITY FOR ALL OR A PORTION OF THE COSTS OF ACQUISITION, CONSTRUCTION, RENOVATION, IMPROVEMENT AND EQUIPPING OF CERTAIN EDUCATIONAL FACILITIES, REFUND THE SERIES 2007 ISSUE, PAY CERTAIN COSTS OF ISSUANCE.
SCHEDULE K PART II, LINE 3SERIES 2003B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $141,933. SERIES 2004B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $2,437,189. SERIES 2007: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $6,005,381. SERIES 2008B: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $646,698. SERIES 2012A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $8,068. SERIES 2013A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $4,887. SERIES 2014A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $3,893. SERIES 2015A: THE DIFFERENCE BETWEEN THE ISSUE PRICE AND THE TOTAL PROCEEDS OF THE ISSUE IS THE INTEREST EARNED ON INVESTMENTS OF $188,810.
SCHEDULE K PART II, LINE 11SERIES 2004B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2008B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2012B: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2013A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2014A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW. SERIES 2015A: THE OTHER SPENT PROCEEDS ARE THE REFUNDING PROCEEDS OF THE ISSUE THAT ARE NO LONGER IN ESCROW.

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (4 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IFA XXX-XX-XXXX ADJ RATE DEMAND REV SERIES 2008
A86109196745200FEG02008-04-03$123,604,000SEE SUPPLEMENTAL INFORMATION000
IFA 500000000 REVENUE BONDS SERIES 2008B
B86109196745203HC422009-01-07$502,370,736SEE SUPPLEMENTAL INFORMATION000
IFA 369570000 REVENUE BONDS SERIES 2012A
C86109196745203HFF42012-02-02$421,065,981SEE SUPPLEMENTAL INFORMATION000
IFA 149090000 REVENUE BONDS SERIES 2013A
D86109196745203HRE42013-05-15$159,766,350SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (4 entries)

Bond ReferenceBondReferenceCdRetiredRetiredAmtTotal ProceedsTotalProceedsAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndBond DefeasedBondDefeasedAmtCapital ExpendituresCapitalExpendituresAmt
A$23,155,000$123,604,000$752,575$122,851,4252004Yes (1)0Yes (1)Yes (1)
B$73,545,000$503,017,434$3,487,166201200Yes (1)Yes (1)$393,290,000$499,530,268
C$13,790,000$421,074,049$1,982,388$269,082,30020130Yes (1)Yes (1)Yes (1)$150,009,360
D$2,420,000$159,771,237$1,179,561$58,586,7892014Yes (1)Yes (1)Yes (1)Yes (1)$100,004,887

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (4 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndChange In Use Bond Financed PropChangeInUseBondFinancedPropPctRemedial Action TakenRemedialActionTakenIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A00Yes (1)Yes (1)Yes (1)Yes (1)0.011000.000000.011000Yes (1)0.004000Yes (1)
B00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
C00Yes (1)Yes (1)Yes (1)Yes (1)0.006000.000000.006000Yes (1)0.004000Yes (1)
D00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (4 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndTerm Of HedgeTermOfHedgePctSuperintegrated HedgeSuperintegratedHedgeIndHedge TerminatedHedgeTerminatedIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
MORGAN STANLEY CAP
A000Yes (1)Yes (1)Yes (1)33.0000000000000000Yes (1)
(no name)
B000Yes (1)0000Yes (1)
(no name)
C000Yes (1)0000Yes (1)
(no name)
D0Yes (1)000000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (4 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)
CYes (1)
DYes (1)

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCdBond Issuer EINBondIssuerEINCUSIPCUSIPNumBond IssuedBondIssuedDtIssue PriceIssuePriceAmtPurposePurposeDescDefeasedDefeasedIndOn Behalf Of IssuerOnBehalfOfIssuerIndPool FinancingPoolFinancingInd
IFA 650000000 REVENUE BONDS SERIES 2014A
A86109196745203HB682014-08-12$644,509,246SEE SUPPLEMENTAL INFORMATION000
IFA XXX-XX-XXXX REVENUE BONDS SERIES 2015A
B86109196745203H3H32015-09-10$452,070,011SEE SUPPLEMENTAL INFORMATION000

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCdTotal ProceedsTotalProceedsAmtRefunding EscrowRefundingEscrowAmtIssuance Costs From ProceedsIssuanceCostsFromProceedsAmtCapital ExpendituresCapitalExpendituresAmtOther Spent ProceedsOtherSpentProceedsAmtSubstantial CompletionSubstantialCompletionYrCurrent RefundingCurrentRefundingIndAdvance RefundingAdvanceRefundingIndFinal Allocation MadeFinalAllocationMadeIndAdequate Books And Rec MaintAdequateBooksAndRecMaintIndUnspentUnspentAmt
A$644,513,139$390,340,079$2,131,891$175,008,593$77,032,57620150Yes (1)0Yes (1)
B$452,258,821$1,601,010$190,201,478$250,464,0040Yes (1)0Yes (1)$9,992,329

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCdOwning Bond Financed PropertyOwningBondFinancedPropertyIndAny Lease ArrangementsAnyLeaseArrangementsIndMgmt Contract Bond Fincd PropMgmtContractBondFincdPropIndEngage Bond Counsel ContractsEngageBondCounselContractsIndAny Research AgreementsAnyResearchAgreementsIndEngage Bond Counsel ResearchEngageBondCounselResearchIndPrivate Bus Use By OthersPrivateBusUseByOthersPctPrivate Bus Concerning UBIPrivateBusConcerningUBIPctTotal Private Business UseTotalPrivateBusinessUsePctBond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestIndChange In Use Bond Financed PropChangeInUseBondFinancedPropIndProcs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)
B00Yes (1)Yes (1)Yes (1)Yes (1)0.000000.000000.0000000Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCdForm8038 T FiledForm8038TFiledIndRebate Not Due YetRebateNotDueYetIndException To RebateExceptionToRebateIndNo Rebate DueNoRebateDueIndVariable Rate IssueVariableRateIssueIndHedge Identified In Bks And RecHedgeIdentifiedInBksAndRecIndGross Proceeds Invested In GICGrossProceedsInvestedInGICIndGross Proceeds InvestedGrossProceedsInvestedIndWritten Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A0Yes (1)000000Yes (1)
B0Yes (1)000000Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCdProcedures Corrective ActionProceduresCorrectiveActionInd
AYes (1)
BYes (1)

Schedule L IRS990ScheduleL

Loans Btwn Org Interested Prsn LoansBtwnOrgInterestedPrsnGrp (2 entries)

Relationship With OrgRelationshipWithOrgTxtLoan From OrganizationLoanFromOrganizationIndOriginal PrincipalOriginalPrincipalAmtBalance DueBalanceDueAmtDefaultDefaultIndBoard Or Committee ApprovalBoardOrCommitteeApprovalIndWritten AgreementWrittenAgreementInd
DAVID FITHIAN
OFFICERYes (X)$136,000$88,3790Yes (1)Yes (1)
KIMBERLY TAYLOR
OFFICERYes (X)$100,000$60,0000Yes (1)Yes (1)
FieldValueIRS element (for citing)
Total Balance Due$148,379TotalBalanceDueAmt

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (11 entries)

Relationship DescriptionRelationshipDescriptionTxtTransactionTransactionAmtTransactionTransactionDescSharing Of RevenuesSharingOfRevenuesInd
TISHMAN SPEYER CROWN EQUITIES
SEE PART V$624,134SEE PART V0
TRIAN PARTNERS
SEE PART V$635,401SEE PART V0
MAN GROUP PLC
SEE PART V$948,489SEE PART V0
THE CARLYLE GROUP
SEE PART V$327,876SEE PART V0
LAKE CAPITAL PARTNERS
SEE PART V$150,223SEE PART V0
HPP 3L-PHI JV LLC
SEE PART V$10,600,000SEE PART V0
SHADI BARTSCH-ZIMMER
SEE PART V$303,974SEE PART V0
ARIELA LAZAR
SEE PART V$11,500SEE PART V0
TAMAR POLONSKY
SEE PART V$233,121SEE PART V0
ERIN LANE
SEE PART V$184,990SEE PART V0
JESSICA DARROW
SEE PART V$114,034SEE PART V0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
SCHEDULE L PART IV
SCHEDULE L, PART IVJAMES S. CROWN, A TRUSTEE OF THE UNIVERSITY, AND HIS FAMILY OWN AN INDIRECT INTEREST IN TISHMAN SPEYER CROWN EQUITIES, LLC (TISHMAN SPEYER), WHICH THROUGH A SUBSIDIARY OWNS AN OFFICE BUILDING IN WASHINGTON D.C. IN WHICH THE UNIVERSITY OF CHICAGO LEASES OFFICE SPACE. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $233,158 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2017. THE UNIVERSITY ALSO LEASES OFFICE SPACE IN NEW YORK, NEW YORK FROM TISHMAN SPEYER. THE LEASE BETWEEN THE UNIVERSITY AND TISHMAN SPEYER WAS NEGOTIATED AT ARMS' LENGTH AND WAS CONCLUDED ON FAIR MARKET TERMS. THE UNIVERSITY PAID TISHMAN SPEYER A TOTAL OF $390,977 IN RENT, TAXES AND EXPENSES FOR THIS PROPERTY DURING THE TAX YEAR ENDED JUNE 30, 2017.PETER W. MAY, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT AND FOUNDING PARTNER OF TRIAN PARTNERS, AN INVESTMENT MANAGEMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. TRIAN PARTNERS RECEIVED APPROXIMATELY $635,000 IN MANAGEMENT AND INCENTIVE FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2017. EMMANUEL ROMAN, A TRUSTEE OF THE UNIVERSITY, WAS FOR A PORTION OF THE TAX YEAR ENDED JUNE 30, 2017, THE CHIEF EXECUTIVE OFFICER OF MAN GROUP PLC, AN ALTERNATIVE INVESTMENT MANAGEMENT FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE MAN GROUP PLC RECEIVED APPROXIMATELY $948,000 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2017.DAVID M. RUBENSTEIN, A TRUSTEE OF THE UNIVERSITY, IS A CO-FOUNDER AND CO-CEO OF THE CARLYLE GROUP, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. THE CARLYLE GROUP RECEIVED APPROXIMATELY $328,000 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2017.PAUL YOVOVICH, A TRUSTEE OF THE UNIVERSITY, IS PRESIDENT, PRINCIPAL, AND CO-FOUNDER OF LAKE CAPITAL, A PRIVATE EQUITY FIRM WITH WHICH THE UNIVERSITY HAS INVESTED A PORTION OF ITS ENDOWMENT. LAKE CAPITAL RECEIVED APPROXIMATELY $150,000 IN FEES IN CONNECTION WITH THE UNIVERSITY'S INVESTMENT FOR THE TAX YEAR ENDED JUNE 30, 2017.MICHAEL P. POLSKY, A TRUSTEE OF THE UNIVERSITY, HOLDS AN INDIRECT MEMBERSHIP INTEREST IN HPP 3L-PHI JV, LLC, WHICH, THROUGH SUBSIDIARIES, PURCHASED THREE DECOMMISSIONED RESIDENCE HALLS FROM THE UNIVERSITY IN JULY 2016 FOR A PURCHASE PRICE OF $10.6 MILLION. MR. POLSKY TIMELY DISCLOSED HIS INTENT TO PARTICIPATE IN THE TRANSACTION AND HIS INTEREST IN HPP 3L-PHI JV, LLC PURSUANT TO THE UNIVERSITY'S CONFLICT OF INTEREST POLICY. HE DID NOT PARTICIPATE IN NEGOTIATIONS OR THE UNIVERSITY'S DECISION-MAKING PROCESS WITH RESPECT TO THE SALE OF THESE PROPERTIES.SHADI BARTSCH-ZIMMER, THE WIFE OF THE UNIVERSITY OF CHICAGO PRESIDENT ROBERT J. ZIMMER, IS EMPLOYED BY THE UNIVERSITY AS A PROFESSOR OF CLASSICS. MS. BARTSCH-ZIMMER WAS PAID A GROSS SALARY OF $303,974 FOR THE CALENDAR YEAR 2016 IN CONNECTION WITH HER EMPLOYMENT.ARIELA LAZAR, THE WIFE OF THE UNIVERSITY OF CHICAGO PROVOST, DANIEL DIERMEIER, IS EMPLOYED BY THE UNIVERSITY AS A LECTURER IN THE UNIVERSITY'S DEPARTMENT OF PHILOSOPHY. MS. LAZAR WAS PAID $11,500 FOR THE CALENDAR YEAR 2016 IN CONNECTION WITH HER EMPLOYMENT. TAMAR POLONSKY, THE DAUGHTER OF KENNETH POLONSKY, DEAN AND EXECUTIVE VICE PRESIDENT FOR MEDICAL AFFAIRS, IS EMPLOYED BY THE UNIVERSITY AS AN ASSISTANT PROFESSOR IN THE DEPARTMENT OF MEDICINE. DR. POLONSKY WAS PAID $233,121 FOR THE CALENDAR YEAR 2016 IN CONNECTION WITH HER EMPLOYMENT.ERIN LANE, THE DAUGHTER-IN-LAW OF ROBERT W. LANE, A TRUSTEE OF THE UNIVERSITY, IS EMPLOYED BY THE UNIVERSITY AS THE EXECUTIVE DIRECTOR OF THE UNIVERSITY'S MICROBIOME CENTER. MS. LANE WAS PAID $184,990 IN COMPENSATION FOR THE CALENDAR YEAR 2016 IN CONNECTION WITH HER EMPLOYMENT.JESSICA DARROW, THE DAUGHTER OF KATHARINE DARROW, A TRUSTEE OF THE UNIVERSITY DURING THE TAX YEAR ENDED JUNE 30, 2017, IS EMPLOYED BY THE UNIVERSITY AS A LECTURER IN THE UNIVERSITY'S SCHOOL OF SOCIAL SERVICE ADMINISTRATION. MS. DARROW WAS PAID $114,034 IN COMPENSATION FOR THE CALENDAR YEAR 2016 IN CONNECTION WITH HER EMPLOYMENT.

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution8ContributionCnt

Books And Publications BooksAndPublicationsGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Noncash Contributions Rpt F990$668,588NoncashContributionsRptF990Amt
Method Of Determining RevenuesOPINION OF EXPERTSMethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

FieldValueIRS element (for citing)
Non Cash CheckboxYes (X)NonCashCheckboxInd
Contribution414ContributionCnt
Noncash Contributions Rpt F990$63,818,678NoncashContributionsRptF990Amt
Method Of Determining RevenuesCOST/SELLING PRICEMethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (2 entries)

Non Cash CheckboxNonCashCheckboxIndDescDescContributionContributionCntNoncash Contributions Rpt F990NoncashContributionsRptF990AmtMethod Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)SOFTWARE2$1,307,672COST/SELLING PRICE
Yes (X)INSTRUMENTS1$180,000COST/SELLING PRICE
FieldValueIRS element (for citing)
Form8283 Received18Form8283ReceivedCnt
Any Property That Must Be Held0AnyPropertyThatMustBeHeldInd
Review Process Unusual NC GiftsYes (1)ReviewProcessUnusualNCGiftsInd
Third Parties UsedYes (1)ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
PART I, LINE 32B:RELATED ORGANIZATIONS IN THE UK, FRANCE, SINGAPORE, HONG KONG AND INDIA SOLICIT CHARITABLE CONTRIBUTIONS FOR THE BENEFIT OF THE UNIVERSITY AND ITS PROGRAMS. THE UNIVERSITY USES AN OUTSIDE BROKER TO SELL GIFTS OF SECURITIES.
PART I, LINE 33:THE UNIVERSITY OF CHICAGO DOES NOT RECORD GIFTS OF ART AS REVENUE AS PERMITTED UNDER SFAS 116.

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (6 entries)

Form And Line ReferenceFormAndLineReferenceDescExplanationExplanationTxt
FORM 990, PART VI, SECTION A, LINE 2ANDREW M. ALPER, KENNETH M. JACOBS AND TIMOTHY H. GEORGE, ALL TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND JAMES S. CROWN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND JOHN W. ROGERS, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND RODNEY L. GOLDSTEIN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND E. DAVID COOLIDGE III, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. CRAIG J. DUCHOSSOIS AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. KENNETH C. GRIFFIN AND ROBERT W. LANE, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. KENNETH C. GRIFFIN AND DAVID M. RUBENSTEIN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. JOHN W. ROGERS AND PAULA WOLFF, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. BYRON D. TROTT AND JOSEPH NEUBAUER, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. MICHAEL P. POLSKY AND MARY A. TOLAN, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP. THOMAS J. PRITZKER AND BYRON D. TROTT, BOTH TRUSTEES OF THE UNIVERSITY, HAVE A BUSINESS RELATIONSHIP.
FORM 990, PART VI, SECTION B, LINE 11BPRIOR TO FILING THE FORM 990, MEMBERS OF THE EXECUTIVE COMMITTEE OF THE UNIVERSITY'S BOARD OF TRUSTEES WERE GIVEN AN OPPORTUNITY TO REVIEW PORTIONS OF THE FORM 990 RELEVANT TO THEIR AREAS OF OVERSIGHT. THESE PORTIONS OF THE FORM 990 WERE DISTRIBUTED TO COMMITTEE MEMBERS FOR CONVENED MEETINGS IN MARCH 2018, AT WHICH TRUSTEES OF THESE COMMITTEES WERE GIVEN THE OPPORTUNITY TO DISCUSS THE RELEVANT SECTIONS OF THE FORM 990 AND ASK QUESTIONS. IN ADDITION, IN EARLY APRIL 2018, THE COMPLETED DRAFT FORM 990 (AND FORM 990-T), INCLUDING ALL SCHEDULES, WAS POSTED ON A SECURE WEBSITE ACCESSIBLE TO ALL TRUSTEES TO ALLOW THEM TO REVIEW THE FORM, PROVIDE COMMENTS, AND ASK ANY QUESTIONS. INFORMATION ABOUT ACCESSING THE WEBSITE WAS DISTRIBUTED IN ADVANCE TO ALL TRUSTEES. THE DRAFT FORM REMAINED AVAILABLE ON THE WEBSITE FOR APPROXIMATELY TWO WEEKS, AFTER WHICH ONLINE ACCESS ENDED TO ALLOW THE UNIVERSITY TIME TO FINALIZE THE FORM 990 AND FORM 990T FOR FILING WITH THE IRS.
FORM 990, PART VI, SECTION B, LINE 12CALL TRUSTEES, OFFICERS, FACULTY, SENIOR ADMINISTRATORS, AND OTHER EMPLOYEES OF THE UNIVERSITY ARE SUBJECT TO CONFLICT OF INTEREST POLICIES THAT, AMONG OTHER THINGS, DEFINE MATERIAL FINANCIAL CONFLICTS OF INTEREST, IDENTIFY THE CLASSES OF INDIVIDUALS COVERED BY THE POLICIES, FACILITATE DISCLOSURE OF INFORMATION, AND SPECIFY PROCEDURES TO BE FOLLOWED IN MANAGING THE CONFLICTS. THESE CONFLICT OF INTEREST POLICIES AND PROCEDURES INCLUDE: (1) THE UNIVERSITY OF CHICAGO CONFLICT OF INTEREST POLICY FOR TRUSTEES AND OFFICERS WHICH REQUIRES TRUSTEES AND OFFICERS TO ALERT THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, OR THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL OF ANY POTENTIAL CONFLICT OF INTEREST, AND ABSTAIN FROM PARTICIPATING IN OR VOTING ON THE MATTER. THE POLICY ALSO REQUIRES TRUSTEES AND OFFICERS TO DISCLOSE ON AN ANNUAL BASIS, ACTUAL AND POTENTIAL CONFLICTS OF INTEREST BY COMPLETING A CONFLICT OF INTEREST DISCLOSURE STATEMENT. ALL CONFLICT OF INTEREST DISCLOSURES AND RELATED DISCUSSIONS ARE SHARED WITH THE CHAIR OF THE BOARD, THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE, AND THE UNIVERSITY'S PRESIDENT, ITS GENERAL COUNSEL, AND ITS EXTERNAL AUDITORS, AS APPROPRIATE. THE UNIVERSITY'S VICE PRESIDENT AND GENERAL COUNSEL, IN CONSULTATION WITH THE COMMITTEE ON TRUSTEESHIP AND GOVERNANCE AND SENIOR UNIVERSITY ADMINISTRATORS, COMPILES THE DISCLOSURES INTO A CONFIDENTIAL DATABASE. THE CHAIR OF THE BOARD ALSO REVIEWS ALL DISCLOSED POTENTIAL CONFLICTS OF INTEREST BEFORE MAKING BOARD COMMITTEE ASSIGNMENTS. (2) THE UNIVERSITY'S POLICY ON SERVICE TO OUTSIDE ORGANIZATIONS BY SENIOR ADMINISTRATORS REQUIRES OFFICER AND SENIOR ADMINISTRATORS TO DISCLOSE ALL OFFICER, DIRECTOR, OR TRUSTEE POSITIONS THEY HOLD OR INTEND TO HOLD IN OUTSIDE ORGANIZATIONS, INCLUDING BUT NOT LIMITED TO ORGANIZATIONS IN WHICH THEY HAVE A FINANCIAL INTEREST OR FROM WHICH THEY RECEIVE COMPENSATION. THE UNIVERSITY'S OFFICE OF LEGAL COUNSEL MONITORS SUCH POTENTIAL CONFLICTS BY CIRCULATING ANNUALLY A DISCLOSURE FORM THAT MUST BE UPDATED AS CIRCUMSTANCES CHANGE, AND OFFICERS ARE ALSO REQUIRED TO DISCLOSE ALL SUCH RELATIONSHIPS IN ADVANCE TO THEIR IMMEDIATE SUPERVISOR. THIS INFORMATION MAY BE SHARED WITH THE UNIVERSITY'S TRUSTEES, PRESIDENT, PROVOST, GENERAL COUNSEL, AND OTHERS AS NECESSARY; COMPENSATED OUTSIDE SERVICE IS ALSO SUBJECT TO REVIEW BY THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES. (3) ACADEMIC EMPLOYEES, INCLUDING THE PRESIDENT AND THE PROVOST, ARE SUBJECT TO THE UNIVERSITY'S CONFLICT OF INTEREST AND CONFLICT OF COMMITMENT POLICY FOR FACULTY AND OTHER ACADEMIC APPOINTEES. THE OFFICE OF THE PROVOST IS THE ADMINISTRATIVE OFFICE CHARGED WITH ASSURING COMPLIANCE WITH THE FACULTY CONFLICT OF INTEREST POLICY. THE PROVOST HAS DELEGATED OVERSIGHT OF THIS POLICY TO THE VICE PROVOST FOR ACADEMIC AFFAIRS AS ITS CHAIR. THE PROVOST ALSO APPOINTS THE MEMBERS OF THE STANDING COMMITTEE ON INDIVIDUAL CONFLICTS OF INTEREST AND DESIGNATES THE DEPUTY PROVOST FOR RESEARCH AS ITS CHAIR. THE PROVOST REPORTS PERIODICALLY TO THE STANDING COMMITTEE ON THE STATUS OF FACULTY COMPLIANCE WITH THE CONFLICT OF INTEREST POLICY; THE REPORT INCLUDES HOW RISKS HAVE BEEN ADDRESSED THROUGH MANAGEMENT PLANS OR OTHER PRACTICES INTENDED TO PROVIDE FOR THE REDUCTION, ELIMINATION OR MANAGEMENT OF FINANCIAL CONFLICTS OF INTERESTS. THE VICE PROVOST FOR ACADEMIC AFFAIRS SEEKS ASSESSMENTS OF THE RISKS AND RECOMMENDATIONS FOR RESPONSIBLE MANAGEMENT FROM DEPARTMENT CHAIRS AND DEANS AND OTHERS SUCH AS THE DIRECTOR OF UNIVERSITY RESEARCH ADMINISTRATION AND THE OFFICE OF LEGAL COUNSEL. (4) THE UNIVERSITY'S CONFLICT OF INTEREST POLICY REQUIRES ALL NON-ACADEMIC EMPLOYEES TO AVOID INVOLVEMENT IN ACTIVITIES WHICH MIGHT CONFLICT, OR MIGHT APPEAR TO CONFLICT, WITH THEIR INSTITUTIONAL RESPONSIBILITIES, INCLUDING, BUT NOT LIMITED TO BUSINESS OR FINANCIAL INTERESTS, TRANSACTIONS INVOLVING THE USE OF CONFIDENTIAL INFORMATION OR KNOWLEDGE GAINED AS A RESULT OF THE EMPLOYEE'S RELATIONSHIP WITH THE UNIVERSITY, THE USE OF UNIVERSITY RESOURCES FOR PERSONAL BENEFIT OR THE BENEFIT OF OTHERS, THE ACCEPTANCE OF GIFTS OF MORE THAN NOMINAL VALUE, AND NEPOTISM. CONFLICT OF INTEREST POLICY REQUIRES STAFF TO PROVIDE FULL DISCLOSURE OF ANY INTEREST THAT MIGHT INFLUENCE, OR APPEAR TO HAVE THE CAPACITY TO INFLUENCE, THE STAFF MEMBER'S OFFICIAL DECISIONS OR ACTIONS ON UNIVERSITY MATTERS. THE DISCLOSURES ARE TO BE IN WRITING, TENDERED TO THE EMPLOYEE'S IMMEDIATE SUPERVISOR, DEPARTMENT HEAD, OR THE APPROPRIATE VICE PRESIDENT OF THE UNIVERSITY. (5) THE UNIVERSITY'S POLICY ON BUSINESS CONDUCT AT THE UNIVERSITY OF CHICAGO REQUIRES ALL UNIVERSITY EMPLOYEES TO, AMONG OTHER THINGS, AVOID REAL OR PERCEIVED CONFLICTS OF INTEREST; USE UNIVERSITY RESOURCES ONLY FOR LEGITIMATE UNIVERSITY BUSINESS; AND REPORT POSSIBLE VIOLATIONS OF THE POLICY, OTHER UNIVERSITY POLICIES, OR APPLICABLE LAW. MEMBERS OF THE UNIVERSITY COMMUNITY ARE ENCOURAGED TO REPORT COMPLIANCE CONCERNS THROUGH NORMAL LINES OF COMMUNICATION INCLUDING DISCUSSIONS WITH SUPERVISORS OR ADVISORS AND, IF NECESSARY, THROUGH THE TOLL-FREE HOTLINE.
FORM 990, PART VI, SECTION B, LINE 15DURING THE TAX YEAR, THE EXECUTIVE COMMITTEE OF THE BOARD OF TRUSTEES CONDUCTED ITS ANNUAL REVIEW OF COMPENSATION FOR THE UNIVERSITY'S PRESIDENT AND ALL OTHER UNIVERSITY OFFICERS, BASED ON A RECOMMENDATION FROM THE CHAIRMAN OF THE BOARD OF TRUSTEES IN THE CASE OF THE PRESIDENT'S COMPENSATION, AND RECOMMENDATIONS FROM THE PRESIDENT IN THE CASE OF OFFICER COMPENSATION. THE EXECUTIVE COMMITTEE REVIEWED THESE RECOMMENDATIONS, INCLUDING A REVIEW OF COMPARABILITY DATA PROVIDED BY EXTERNAL CONSULTANTS, AND MADE FINAL DECISIONS REGARDING COMPENSATION. ALL DECISIONS OF THE EXECUTIVE COMMITTEE ARE DOCUMENTED IN MINUTES MAINTAINED BY THE UNIVERSITY.
FORM 990, PART VI, SECTION C, LINE 19THE UNIVERSITY'S ARTICLES OF INCORPORATION AND BYLAWS, CONFLICT OF INTEREST POLICIES, AND MOST RECENT FINANCIAL STATEMENTS ARE PUBLICLY AVAILABLE ON THE UNIVERSITY'S WEBSITE, WWW.UCHICAGO.EDU.
FORM 990, PART XI, LINE 9:MISCELLANEOUS -229.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp (7 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdTotal IncomeTotalIncomeAmtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtAddress Line1ForeignAddress/AddressLine1TxtProvince Or StateForeignAddress/ProvinceOrStateNmCountryForeignAddress/CountryCdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdEnd Of Year AssetsEndOfYearAssetsAmt
UCHICAGO ARGONNE LLC
5801 S ELLIS AVENUECHICAGOIL60637680628477MANAGE LABIL$757,229,554UNIV OF CHICAGO
UNIV OF CHICAGO FOUNDATION LTD
980525557FUNDRAISING$5,719,291UNIV OF CHICAGO5TH FL ALDER CASTLE 10 NOBLELONDONUKUK$47,242
THEORY AND COMPUTING SCIENCES
5801 S ELLIS AVENUECHICAGOIL60637516596577RESEARCH BUILDINGIL$7,633,334UNIV OF CHICAGO$85,784,520
UCHICAGO TRADING
5801 S ELLIS AVENUECHICAGOIL60637300517735INVESTING$7,062,702UNIV OF CHICAGOCJ$7,162,556
MAROON INVESTMENTS LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYILUNIV OF CHICAGO
UCHICAGO IMPACT LLC
1307 E 60TH STREETCHICAGOIL60637611682394EDUCATIONIL$8,159,483UNIV OF CHICAGO$7,112,400
HARPER COURT LLC
5801 S ELLIS AVENUECHICAGOIL60637HOLDING COMPANYIL$2,814,216UNIV OF CHICAGO-$21,918,738

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (29 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdEINEINPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile StateLegalDomicileStateCdExempt Code SectionExemptCodeSectionTxtPublic Charity StatusPublicCharityStatusTxtBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtControlled OrganizationControlledOrganizationIndDirect Controlling NADirectControllingNACdLegal Domicile Foreign CountryLegalDomicileForeignCountryCdAddress Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCd
ARCH DEVELOPMENT CORPORATION
5555 S WOODLAWN AVENUECHICAGOIL60637363485244TECH TRANSFERIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
ASIAN HEALTH COALITION
180 W WASHINGTON ST SUITE 1000CHICAGOIL60602311607193HEALTHCARE ACCESSIBILITYIL501 (C) (3)LINE 10UNIV OF CHICAGOYes (1)
CHAPIN HALL CENTER FOR CHILDREN
1313 E 60TH STREETCHICAGOIL60637362167012POLICY RESEARCH CENTERIL501 (C) (3)LINE 70
CHICAGO TUMOR INSTITUTE
5801 S ELLIS AVENUECHICAGOIL60637237136019SUPP RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
COURT THEATRE FUND
5535 S ELLIS AVENUECHICAGOIL60637363203660SUPP THE ARTSIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
FERMI RESEARCH ALLIANCE LLC
PO BOX 500BATAVIAIL60510571239010MANAGE LABIL501 (C) (3)LINE 70N/A
HYMEN MILGROM SUPPORTING ORGANIZATION
33 NLASALLE ST SUITE 2131CHICAGOIL60602466789522SUPP EDUCATION RESEARCHVA501 (C) (3)LINE 12D, III-O0
LAKE PARK ASSOCIATES
5801 S ELLIS AVENUECHICAGOIL60637366111317PROPERTY HOLDINGIL501 (C) (2)UNIV OF CHICAGOYes (1)
NATIONAL OPINION RESEARCH CENTER
55 E MONROE AVENUECHICAGOIL60603362167808SO SCI SURVEYSIL501 (C) (3)LINE 7Yes (1)N/A
PHOENIX OVERLAY FUND LTD
401 N MICHIGAN AVE C/O INVST OFFICECHICAGOIL60611INVESTINGUNIV OF CHICAGOYes (1)CJ
SOUTHEAST CHICAGO COMMISSION
1511 EAST 53RD STREETCHICAGOIL60615362226282COMMUNITY SERVICESIL501 (C) (3)LINE 7UNIV OF CHICAGO0
THE JOHN CRERAR FOUNDATION
5730 S ELLIS AVENUECHICAGOIL60637363155157SUPPORT THE LIBRARYIL501 (C) (3)LINE 12D, III-O0
THE MARINE BIOLOGICAL LABORATORY
7 MBL STREETWOODS HOLEMA02543042104690RESEARCH AND EDUCATIONMA501 (C) (3)LINE 7UNIV OF CHICAGOYes (1)
THE QUADRANGLE CLUB
5801 S ELLIS AVENUECHICAGOIL60637361655190SOCIAL CLUBIL501 (C) (7)UNIV OF CHICAGOYes (1)
UCHICAGO RESEARCH BANGLADESH LTD
RESEARCHUCHGO RSCH INTLYes (1)BGHSE 388 ROAD 24 NEW DOHDHAKABG
UCHICAGO RESEARCH INTERNATIONAL LTD
5801 S ELLIS AVENUECHICAGOIL60637262741573RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGOYes (1)UKWOOLGATE EXCHANGE 25 BASINGHALLONDONUK
UNIV OF CHGO BOOTH SCHL OF BUSINESS
EDUCATIONUNIV OF CHICAGOYes (1)SN101PENANG RD 238466SINGAPORESN
UNIV OF CHGO FOUNDATION IN HONG KONG LTD
FUNDRAISINGUNIV OF CHICAGOYes (1)HKRM100 FAR EAST CTR C/O WM FAN COHONG KONGHK
UNIV OF CHICAGO CHARTER SCHOOL CORP
5801 S ELLIS AVENUECHICAGOIL60637364225812EDUCATIONIL501 (C) (3)LINE 2UNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO CANCER RESEARCH FUND
5801 S ELLIS AVENUECHICAGOIL60637366056201SUPP RESEARCHIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO CENTER IN PARIS
EDUCATIONUNIV OF CHICAGOYes (1)FR6 RUE THOMAS MANN 75013PARISFR
UNIVERSITY OF CHICAGO CLOISTERS CLUB
1212 E 59TH STREETCHICAGOIL60637SOCIAL CLUBILUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO MEDICAL CTR
5841 S MARYLAND AVENUECHICAGOIL60637363488183HOSPITALIL501 (C) (3)LINE 3UNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORP
5801 S ELLIS AVENUECHICAGOIL60637366108743PROPERTY HOLDINGIL501 (C) (2)UNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
5801 S ELLIS AVENUECHICAGOIL60637363999692MEDICAL TRUSTIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
5801 S ELLIS AVENUECHICAGOIL60637363020034MALPRACTICE TRUSTIL501 (C) (3)LINE 12A, IUNIV OF CHICAGOYes (1)
UNIVERSITY OF CHICAGO TRUST (INDIA)
FUNDRAISINGUNIV OF CHICAGOYes (1)INL-9 EAST WING RAHEJA TOWERS MGBANGALOREIN
UCM COMMUNITY HEALTH & HOSPITAL DIVISION INC
208 SOUTH LASALLE STREETCHICAGOIL60604363181170PROMOTE HEALTHY COMMUNITIES & HEALTHCARE SERVICESIL501 (C) (3)LINE 12B, IIUNIV OF CHICAGO MEDICAL CENTER0

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (5 entries)

Address Line1ForeignAddress/AddressLine1TxtCityForeignAddress/CityNmCountryForeignAddress/CountryCdPrimary ActivitiesPrimaryActivitiesTxtLegal Domicile Foreign CountryLegalDomicileForeignCountryCdBusiness Name Line1DirectControllingEntityName/BusinessNameLine1TxtShare Of Total IncomeShareOfTotalIncomeAmtShare Of EOY AssetsShareOfEOYAssetsAmtOwnershipOwnershipPctControlled OrganizationControlledOrganizationIndAddress Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdLegal Domicile StateLegalDomicileStateCd
UCHICAGO (BEIJING) CONSULTING COMPANY LTD CHINA
UNIT 1-10 CULTURE PL OF REMMIN UNIBEIJINGCHCONSULTINGCHUNIVERSITY OF CHICAGO$1,830,063$3,047,6071.000000
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
UNIT 5-10 GRD FL DLF CAPITAL POINTNEW DELHIINCONSULTINGINUNIVERSITY OF CHICAGO$1,640,331$2,711,5240.510000
CHARITABLE REMAINDER TRUSTS (80)
CHARITABLE RMDR TRUSTUNIVERSITY OF CHICAGO0.9400005801 S ELLIS AVENUECHICAGOIL60637IL
CHARITABLE LEAD TRUST (1)
CHARITABLE LEAD TRUSTUNIVERSITY OF CHICAGO1.0000005801 S ELLIS AVENUECHICAGOIL60637IL
POOLED INCOME FUND (1)
POOLED INCOME FUNDUNIVERSITY OF CHICAGO1.0000005801 S ELLIS AVENUECHICAGOIL60637IL
FieldValueIRS element (for citing)
Receipt Of Int Annts Rnts RyltsYes (1)ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth OrgYes (1)GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth OrgYes (1)GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org0LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org0LoansOrGuaranteesFromOthOrgInd
Div Related Organization0DivRelatedOrganizationInd
Asset Sale To Other Org0AssetSaleToOtherOrgInd
Asset Purchase From Other Org0AssetPurchaseFromOtherOrgInd
Asset Exchange0AssetExchangeInd
Rental Of Facilities To Oth OrgYes (1)RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org0RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org0PerformOfServicesForOthOrgInd
Perform Of Services By Other Org0PerformOfServicesByOtherOrgInd
Sharing Of FacilitiesYes (1)SharingOfFacilitiesInd
Paid Employees SharingYes (1)PaidEmployeesSharingInd
Reimbursement Paid To Other OrgYes (1)ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other OrgYes (1)ReimbursementPaidByOtherOrgInd
Transfer To Other OrgYes (1)TransferToOtherOrgInd
Transfer From Other OrgYes (1)TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (40 entries)

Transaction TypeTransactionTypeTxtInvolvedInvolvedAmtMethod Of Amount DeterminationMethodOfAmountDeterminationTxt
UNIVERSITY OF CHICAGO MEDICAL CENTER
A$47,201CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
C$71,750,000CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
N$9,206,182CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
O$145,443,572CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
P$302,957,533CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
Q$121,094,154CASH VALUE
UNIVERSITY OF CHICAGO MEDICAL CENTER
S$37,089,814CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
O$61,361CASH VALUE
UNIVERSITY OF CHICAGO PROPERTY HOLDING CORPORATION
S$526,493CASH VALUE
LAKE PARK ASSOCIATES
A$27,535CASH VALUE
LAKE PARK ASSOCIATES
B$478,723CASH VALUE
LAKE PARK ASSOCIATES
Q$1,326,756CASH VALUE
LAKE PARK ASSOCIATES
S$201,000CASH VALUE
UNIVERSITY OF CHICAGO CHARTER SCHOOL CORPORATION
B$4,666,638CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
C$2,874,168CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
O$341,746CASH VALUE
UNIVERSITY OF CHICAGO CANCER RESEARCH FOUNDATION
P$572,758CASH VALUE
UNIVERSITY OF CHICAGO SELF INSURANCE TRUST
R$10,399,926CASH VALUE
UNIVERSITY OF CHICAGO RETIREE MEDICAL TRUST
R$5,506,539CASH VALUE
NATIONAL OPINION RESEARCH CENTER
A$904,682CASH VALUE
THE QUADRANGLE CLUB
P$159,560CASH VALUE
FERMI RESEARCH ALLIANCE LLC
S$1,002,713CASH VALUE
UNIVERSITY OF CHICAGO CENTER IN PARIS
R$1,621,017CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
O$3,325,489CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD UK
Q$1,177,812CASH VALUE
UNIVERSITY OF CHICAGO BOOTH SCHOOL OF BUSINESS LTD SINGAPORE
Q$306,417CASH VALUE
UCHICAGO RESEARCH INTERNATIONAL LIMITED
R$1,612,943CASH VALUE
UCHICAGO RESEARCH BANGLADESH LTD
R$540,000CASH VALUE
UCHICAGO CENTER IN INDIA PRIVATE LIMITED
R$2,221,639CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
O$2,977,036CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
Q$2,663,735CASH VALUE
THE UNIVERSITY OF CHICAGO FOUNDATION IN HONG KONG LTD
S$6,421,365CASH VALUE
SOUTHEAST CHICAGO COMMISSION
O$142,150CASH VALUE
SOUTHEAST CHICAGO COMMISSION
P$200,000CASH VALUE
HYMEN MILGROM SUPPORTING ORGANIZATION
C$785,852CASH VALUE
CHAPIN HALL CENTER FOR CHILDREN
R$473,000CASH VALUE
JOHN CRERAR FOUNDATION
C$25,550CASH VALUE
ASIAN HEALTH COALITION
Q$513,816CASH VALUE
ASIAN HEALTH COALITION
N$28,583CASH VALUE
THE MARINE BIOLOGICAL LABORATORY
R$9,575,000CASH VALUE

Supplemental Information Detail SupplementalInformationDetail

FieldValueIRS element (for citing)
Form And Line ReferencePART I IDENTIFICATION OF DISREGARDED ENTITIESFormAndLineReferenceDesc
ExplanationTHEORY & COMPUTING SCIENCES BUILDING TRUST - THE UNIVERSITY IS THE 100% BENEFICIARY OF THE TRUST, BUT DOES NOT CONTROL THE TRUST. AS SUCH, THE INCOME AND ASSETS OF THE TRUST ARE NOT SHOWN ON THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS WHICH ARE THE BASIS FOR THE 990 PART VIII, LINE 12 AND PART X, LINE 16. THE END OF THE YEAR ASSET BALANCE IS $85,784,520 AND THE INCOME FOR THE PERIOD ENDING DECEMBER 31, 2016 IS $7,633,334. UCHICAGO ARGONNE LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO, MANAGES ARGONNE NATIONAL LABORATORY. UCHICAGO ARGONNE LLC EARNED A MANAGEMENT FEE OF $3,736,500 FOR THE TAX YEAR. THE TOTAL EXPENDITURES AT ARGONNE NATIONAL LABORATORY WERE APPROXIMATELY $757 MILLION FOR THE TAX YEAR. THE FUNDING AND THE EXPENDITURES OF ARGONNE HAVE BEEN INCLUDED IN PARTS III, VIII, AND IX OF THE FORM 990. FOR PURPOSES OF COMPLETENESS, PLEASE NOTE THE FOLLOWING: THE ENTITIES LISTED BELOW ARE DISREGARDED ENTITIES OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER: UCMC COMMUNITY PHYSICIANS LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 38-3865637 PRIMARY ACTIVITY: PHYSICIAN SERVICES LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK LLC, 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4222269 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS ALSO NOTE: THE UNIVERSITY OF CHICAGO MEDICAL CENTER IS A LESS THAN 50% MEMBER IN A JOINT VENTURE WITH UCMC/SCH ONCOLOGY JV LLC, A TAX EXEMPT ENTITY, 1850 SILVER CROSS BLVD, NEW LENOX, IL 60451, EIN: 32-2436795 AND THE UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK, LLC, A DISREGARDED ENTITY OF THE UNIVERSITY OF CHICAGO MEDICAL CENTER, IS THE SOLE MEMBER OF THE FOLLOWING RELATED ENTITIES: UCM CARE NETWORK MEDICAL GROUP INC. 5841 S. MARYLAND AVE., CHICAGO, IL 60637 EIN: 47-4221241 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOIS UNIVERSITY OF CHICAGO MEDICINE CARE NETWORK AFFILIATED PHYSICIANS LLC, 5841 S. MARYLAND, CHICAGO, IL 60637, EIN: 47-4233918 PRIMARY ACTIVITY: HEALTHCARE LEGAL DOMICILE: ILLINOISExplanationTxt

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