GEORGE C KARLSON FOUNDATION: Form 990PF, tax year 2017
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- Organization
- GEORGE C KARLSON FOUNDATION (EIN 11-6043764)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-06-20
- IRS object ID
- 201811719349100716
- Schema version
- 2017v2.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-06-20T15:34:25-05:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135069335 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIDUCIARY TRUST COMPANY INTERNATIONAL | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 116043764 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE C KARLSON FOUNDATION XXX-XX-XXXX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GEOR | BusinessNameControlTxt |
| Phone | 2126323000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O FTCI 280 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROGER A KARLSON | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2126323000 | PhoneNum |
| Signature | 2018-05-18 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WES LAI | PreparerPersonNm |
| PTIN | P00500975 | PTIN |
| Phone | 2126323000 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,021,405 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $38,573 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $38,428 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $37,261 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $283,622 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $37,261 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $211 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $0 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $76,045 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $75,689 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,597 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $519 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,078 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $14,484 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $11,264 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $3,219 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $894 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $894 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $15 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $15 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $20,490 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $12,692 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $7,797 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $92,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $92,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $112,490 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $12,692 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $99,797 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$36,445 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $62,997 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $259,216 | CashBOYAmt |
| Cash EOY | $91,419 | CashEOYAmt |
| Cash EOYFMV | $91,419 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $26,910 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $17,799 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $17,799 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $927,265 | CorporateStockBOYAmt |
| Corporate Stock EOY | $1,021,583 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,576,724 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $295,427 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $340,809 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $335,463 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $1,508,818 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,471,610 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,021,405 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $1,508,818 | CapitalStockBOYAmt |
| Capital Stock EOY | $1,471,610 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,508,818 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,471,610 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,508,818 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,471,610 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,508,818 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$36,445 | ExcessRevenueOverExpensesAmt |
| Other Increases | $298 | OtherIncreasesAmt |
| Subtotal | $1,472,671 | SubtotalAmt |
| Other Decreases | $1,061 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,471,610 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (15 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 16.499 OAK RIDGE SMALL CAP | P | 2016-12-12 | 2017-03-22 | $571 | $569 | $2 | $2 |
| 150. V F CORP. | P | 2015-11-13 | 2017-02-21 | $7,883 | $9,463 | -$1,580 | -$1,580 |
| 265.17 OAK RIDGE SMALL CAP | P | 2015-12-28 | 2017-03-22 | $9,175 | $9,368 | -$193 | -$193 |
| 1214. FRANKLIN LIBERTY SHO | P | 2015-06-30 | 2017-04-05 | $117,856 | $120,207 | -$2,351 | -$2,351 |
| 20. APPLE COMPUTER INC NPV | P | 2012-06-13 | 2017-05-18 | $3,053 | $1,635 | $1,418 | $1,418 |
| 115. CELGENE CORP | P | 2011-07-25 | 2017-05-18 | $13,527 | $3,491 | $10,036 | $10,036 |
| 100. J P MORGAN CHASE & CO | P | 2011-04-06 | 2017-05-18 | $8,429 | $4,678 | $3,751 | $3,751 |
| 50. ZIMMER HOLDINGS INC | P | 2011-04-05 | 2017-05-18 | $5,864 | $3,010 | $2,854 | $2,854 |
| 540. AMETEK INC NEW | P | 2011-08-09 | 2017-06-01 | $33,234 | $14,824 | $18,410 | $18,410 |
| 100. PALO ALTO NETWORKS IN | P | 2016-02-17 | 2017-09-13 | $14,442 | $13,279 | $1,163 | $1,163 |
| 400. CERNER CORP | P | 2014-08-07 | 2017-10-05 | $28,511 | $23,293 | $5,218 | $5,218 |
| 100. CVS CORP | P | 2015-11-13 | 2017-12-06 | $7,056 | $9,244 | -$2,188 | -$2,188 |
| 175. NEWELL RUBBERMAID INC | P | 2016-10-28 | 2017-12-07 | $5,553 | $8,740 | -$3,187 | -$3,187 |
| 300. SCHLUMBERGER LTD | P | 2015-01-02 | 2017-12-27 | $20,457 | $24,560 | -$4,103 | -$4,103 |
| CAPITAL GAINS DIVIDENDS | P | $8,011 | $8,011 | $8,011 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $37,261 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $108,276 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,826,505 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.059280 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $110,680 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,975,569 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.056024 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $108,824 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $2,009,498 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.054155 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $97,942 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,929,192 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050768 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $94,937 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $1,772,785 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.053552 | DistributionYr5Rt |
| Total Distribution | 0.273779 | TotalDistributionRt |
| Average Distribution | 0.054756 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $1,943,689 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $106,429 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $630 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $107,059 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $99,797 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $1,260 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $1,260 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $1,260 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $261 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $2,259 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $2,520 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $1,260 | OverpaymentAmt |
| Applied To ES Tax | $1,260 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FIDUCIARY TRUST COMPANY INTERNATION | IndividualWithBooksNm |
| Phone | 2126323000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 PARK AVENUE 7TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROGER A KARLSON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7010 GOBERNADOR CANYON ROAD | AddressLine1Txt |
| City | CARPINTERIA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 4.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,795,659 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $177,629 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,973,288 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,973,288 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $29,599 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,943,689 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $97,184 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $97,184 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,260 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,260 | TotalTaxAmt |
| Distributable Before Adj | $95,924 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $95,924 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $95,924 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $99,797 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $99,797 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $99,797 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $95,924 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $7,114 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $2,278 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $9,303 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $12,996 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $17,473 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $49,164 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $99,797 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $95,924 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $3,873 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $53,037 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $7,114 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $45,923 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $2,278 | ExcessFromYear4Amt |
| Excess From Year3 | $9,303 | ExcessFromYear3Amt |
| Excess From Year2 | $12,996 | ExcessFromYear2Amt |
| Excess From Year1 | $17,473 | ExcessFromYear1Amt |
| Excess From Current Year | $3,873 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHANNEL ISLANDS YMCA | |||||||
| 105 E CARRILLO ST | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $2,500 |
| FOODBANK OF SANTA BARBARA COUNTY | |||||||
| 4554 HOLLISTER AVENUE | SANTA BARBARA | CA | 931101700 | NONE | PUBLIC | GENERAL PURPOSES | $1,500 |
| FRIENDS OF THE IDF | |||||||
| 6505 WILSHIRE BLVD STE 625 | LOS ANGELES | CA | 90048 | NONE | PUBLIC | GENERAL PURPOSES | $5,000 |
| HOOVER INSTITUTION | |||||||
| STANFORD UNIVERSITY | STANFORD | CA | 94305 | NONE | PUBLIC | GENERAL PURPOSES | $20,000 |
| LOMPOC FAMILY YMCA | |||||||
| 201 W COLLEGE AVENUE | LOMPOC | CA | 93436 | NONE | PUBLIC | GENERAL PURPOSES | $5,000 |
| MONTECITO TRAILS FOUNDATION | |||||||
| PO BOX 5481 | SANTA BARBARA | CA | 93150 | NONE | PUBLIC | GENERAL PURPOSES | $500 |
| SANTA BARBARA RESCUE MISSION | |||||||
| 535 E YANONALI STREET | SANTA BARBARA | CA | 93103 | NONE | PUBLIC | GENERAL PURPOSES | $5,000 |
| SEMPER FI FUND | |||||||
| 825 COLLEGE BLVD - SUITE 102 | OCEANSIDE | CA | 92057 | NONE | PUBLIC | GENERAL PURPOSES | $10,000 |
| TRANSITION HOUSE | |||||||
| 425 E COTA STREET | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $5,000 |
| WOUNDED WARRIORS PROJECT | |||||||
| 7020 AC SKINNER PKWY SUITE 100 | JACKSONVILLE | FL | 32256 | NONE | PUBLIC | GENERAL PURPOSES | $5,000 |
| YMCA YOUTH AND FAMILY SERVICES | |||||||
| 105 E CARRILLO ST | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $20,000 |
| OPERATION UNDERGROUND RAILROAD | |||||||
| 700 N VALLEY ST SUITE B | ANAHEIM | CA | 92801 | NONE | PUBLIC | GENERAL PURPOSES | $12,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $92,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $38,573 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $211 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $37,261 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $76,045 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $76,045 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $2,500 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (4 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 17,297.1670 FRANKLIN INVS SECS | $175,220 | $170,204 |
| 2650.0000 FRANKLIN LIBERTY INV GRADE CORP | $64,653 | $65,666 |
| 10345.1390 FRANKLIN US GOV SECURITIES FUND | $64,243 | $62,898 |
| 336.0000 ISHARES INTERMEDIATE CREDIT BOND ETF | $36,693 | $36,695 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (52 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 640 ABBOTT LABORATORIES | $22,053 | $36,525 |
| 440 ABBVIE INC | $16,586 | $42,552 |
| 85 ADOBE SYSTEMS | $9,133 | $14,895 |
| 30 AMAZON.COM INC | $10,298 | $35,084 |
| 420 APPLE INC | $30,284 | $67,692 |
| 120 BLACKROCK INC | $21,506 | $61,645 |
| 100 BROADCOM LTD | $11,799 | $25,690 |
| 440 CELGENE CORP | $8,995 | $33,917 |
| 300 CHEVRON CORP | $33,370 | $37,557 |
| 225 CHUBB LTD | $21,752 | $32,879 |
| 400 COMCAST CORP | $17,934 | $32,040 |
| 300 DISCOVER FINANCIAL SERVICES | $17,247 | $23,076 |
| 200 DISNEY WALT | $16,170 | $21,502 |
| 500 DOW CHEMICAL | $25,147 | $35,610 |
| 100 ECOLAB INC | $11,643 | $13,418 |
| 250 FACEBOOK INC | $20,138 | $44,115 |
| 1200 GENERAL ELECTRIC | $21,350 | $20,940 |
| 400 GILEAD SCIENCES | $22,415 | $28,656 |
| 500 INTEL CORP | $10,134 | $23,080 |
| 700 JP MORGAN CHASE | $22,679 | $64,164 |
| 105 KRAFT HEINZ | $9,238 | $8,165 |
| 400 LOWES COS | $17,623 | $37,176 |
| 200 MASTERCARD INC-CLASS A | $14,964 | $30,272 |
| 400 MICROCHIP TECHNOLOGY | $13,268 | $35,152 |
| 300 NESTLE S A SPONSORED | $18,147 | $25,791 |
| 100 NEXTERA ENERGY | $11,180 | $15,619 |
| 510 NIKE INC | $10,567 | $31,901 |
| 540 ORACLE CORP | $17,888 | $25,531 |
| 200 PEPSICO INC | $13,009 | $23,984 |
| 65 RAYTHEON CO NEW | $9,065 | $12,210 |
| 50 REGENERON PHARMACEUTICALS | $14,109 | $18,798 |
| 200 ROYAL DUTCH SHELL | $14,075 | $13,658 |
| 60 SIGNATURE BANK | $9,088 | $8,236 |
| 150 TJX COS | $9,777 | $11,469 |
| 220 UNITED TECHNOLOGIES | $17,511 | $28,065 |
| 250 US BANCORP DEL COM | $10,642 | $13,395 |
| 330 VERIZON COMMUNICATIONS | $11,594 | $17,467 |
| 300 ZIMMER BIOMET HOLDINGS | $13,510 | $30,168 |
| 5759.697 FGT FRANKLIN INTERNATIONAL GROWTH FUND | $55,000 | $83,343 |
| 541.294 FRANKLIN INTL SMALL COS GROWTH FD | $36,077 | $37,554 |
| 209.68 FRANKLIN SMALL CAP VALUE FUND | $10,836 | $13,220 |
| 2784.852 INTERNATIONAL EQUITY SERIES CL P | $55,000 | $61,239 |
| 1381 ISHARES CURRENCY HEDGED MSCI JAPAN ETF | $35,899 | $46,043 |
| 621.662 OPPENHEIMER DEVELOPING MKTS FDS | $42,737 | $54,112 |
| 110 AETNA INC | $16,475 | $19,843 |
| 45 FEDEX CORP | $8,816 | $11,229 |
| 150 IQVIA HOLDINGS INC | $10,106 | $14,685 |
| 420 KINDER MORGAN INC | $9,029 | $7,589 |
| 55 ROPER TECHNOLOGIES INC | $11,535 | $14,245 |
| 1046.3330 ARTISAN SMALL CAP FUND | $32,144 | $32,394 |
| 1633 ISHARES MSCI EUROZONE ETF | $63,521 | $70,840 |
| 225 ISHARES RUSSELL 2000 VALUE ETF | $28,520 | $28,294 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEE | CategoryTxt |
| Legal Fees | $2,597 | LegalFeesAmt |
| Net Investment Income | $519 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,078 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| GRANTS IN TRANSIT - 2016 | $500 |
| RETURN OF CAPITAL BASIS ADJUSTMENT | $561 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHECKING ACCOUNT SERVCE FEE | Desc |
| Revenue And Expenses Per Books | $15 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $15 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $211 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| MUTUAL FUND COST BASIS ADJUSTMENT | $296 |
| ROUNDING ADJUSTMENT | $2 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NY LAW JOURNAL ADVERTISEMENT FEE | $155 | $0 | $155 |
| NYS ANNUAL FILING FEE | $250 | $0 | $250 |
| INVESTMENT MGMT FEES-SUBJECT T | $14,071 | $11,256 | $2,814 |
| ADR FEE | $8 | $8 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $103 | $103 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $706 | $706 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $85 | $85 | $0 |
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