ALEXANDER FOUNDATION INC: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- ALEXANDER FOUNDATION INC (EIN 20-3985244)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-13
- IRS object ID
- 201823179349101432
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-13T14:11:12-06:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 131459550 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MAZARS USA LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 135 WEST 50TH STREET | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100200002 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203985244 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEXANDER FOUNDATION INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O RUANE CUNNIFF & GOLDFARB INC | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128325280 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 WEST 57TH STREET SUITE 5000 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100192701 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GREGORY ALEXANDER | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 2128325280 | PhoneNum |
| Signature | 2018-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ISRAEL TANNENBAUM | PreparerPersonNm |
| PTIN | P01589203 | PTIN |
| Phone | 2128127000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 174.202.2.13 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-13 | IPDt |
| IP Tm | 13:58:55 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 71D8EF47F8BC6BD25196AADC8D317BDC55BAB90D | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $94,450,044 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $150,947 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $149,952 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $431,061 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $431,061 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $10,663,760 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $18,318,509 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $10,663,760 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,863,253 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,255,150 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $13,109,021 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $12,499,923 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $3,205 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $2,404 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $801 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $34,607 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $26,215 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $8,392 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $180,398 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $84,953 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,175,592 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,174,086 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $1,500 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,393,802 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,287,658 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $10,693 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,663,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,663,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $6,056,802 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,287,658 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,673,693 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $7,052,219 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $11,212,265 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,295,056 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $13,392,816 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $13,392,816 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $17,204,994 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,645,448 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,673,733 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $50,307,855 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $56,821,860 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $73,383,495 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $68,807,905 | TotalAssetsBOYAmt |
| Total Assets EOY | $75,860,124 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $94,450,044 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $68,807,905 | RetainedEarningBOYAmt |
| Retained Earning EOY | $75,860,124 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $68,807,905 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $75,860,124 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $68,807,905 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $75,860,124 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $68,807,905 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $7,052,219 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $75,860,124 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $75,860,124 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (17 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 70,000. BAIDU COM INC SPONSORED ADR | P | 2015-10-12 | 2017-10-04 | $17,210,059 | $10,058,524 | $7,151,535 | $7,151,535 |
| 2,150. LOTTE CHILSUNG BEVERAGE PFD | P | 2006-12-27 | 2017-10-20 | $1,108,450 | $1,501,023 | -$392,573 | -$392,573 |
| FLOWTHROUGH FROM ACACIA K-1 | P | 2017-01-01 | 2017-12-31 | $42,681 | $42,681 | ||
| FLOWTHROUGH FROM ACACIA K-1 | P | 2016-01-01 | 2017-12-31 | $2,152,222 | $2,152,222 | ||
| FLOWTHROUGH FROM WISHBONE K-1FLOWTHROUGH FROM WISHBONE K-1 | P | 2017-01-01 | 2017-12-31 | $147,757 | $147,757 | ||
| FLOWTHROUGH FROM WISHBONE K-1FLOWTHROUGH FROM WISHBONE K-1 | P | 2016-01-01 | 2017-12-31 | $737,049 | $737,049 | ||
| FLOWTHROUGH FROM ABRAMS K-1 | P | 2017-01-01 | 2017-12-31 | -$3,790 | -$3,790 | ||
| FLOWTHROUGH FROM ABRAMS K-1 | P | 2016-01-01 | 2017-12-31 | $109,157 | $109,157 | ||
| FLOWTHROUGH FROM EAST ROCK K-1 | P | 2017-01-01 | 2017-12-31 | $17,605 | $17,605 | ||
| FLOWTHROUGH FROM EAST ROCK K-1 | P | 2016-01-01 | 2017-12-31 | $460,826 | $460,826 | ||
| FLOWTHROUGH FROM FORESITE CAPITAL FUND III K-1 | P | 2017-01-01 | 2017-12-31 | $184,444 | $184,444 | ||
| FLOWTHROUGH FROM FORESITE CAPITAL FUND III K-1 | P | 2016-01-01 | 2017-12-31 | $28,843 | $28,843 | ||
| LOSS ON LIQUIDATION OF RAFFLES ASSOCIATES LP | P | 2010-06-30 | 2017-01-05 | -$4,355 | -$4,355 | ||
| FLOWTHROUGH FROM KINGSWAY FCI FUND K-1 | P | 2017-01-01 | 2017-12-31 | $568 | $568 | ||
| FLOWTHROUGH FROM KINGSWAY FCI FUND K-1 | P | 2016-01-01 | 2017-12-31 | $31,791 | $31,791 | ||
| P | $0 | $0 | |||||
| P | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $10,663,760 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,831,625 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $73,388,512 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052210 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $3,977,173 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $79,222,711 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050202 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,800,299 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $46,908,117 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.059698 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,288,043 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $26,083,191 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049382 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $853,712 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $19,706,380 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.043322 | DistributionYr5Rt |
| Total Distribution | 0.254814 | TotalDistributionRt |
| Average Distribution | 0.050963 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $88,208,654 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,495,378 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $112,123 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,607,501 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,673,693 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $112,123 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $112,123 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $112,123 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $0 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $290,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $290,000 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $162 | EsPenaltyAmt |
| Overpayment | $177,715 | OverpaymentAmt |
| Applied To ES Tax | $130,000 | AppliedToESTaxAmt |
| Refund | $47,715 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | GREGORY ALEXANDER | IndividualWithBooksNm |
| Phone | 2128325280 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 9 WEST 57TH STREET NO 5000 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10019 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GREGORY ALEXANDER | ||||||||
| 9 WEST 57TH STREET SUITE 5000 | NEW YORK | NY | 10019 | OFFICER | 1.00 | $0 | $0 | $0 |
| JENNIFER CHIU | ||||||||
| 9 WEST 57TH STREET SUITE 5000 | NEW YORK | NY | 10019 | OFFICER | 1.00 | $0 | $0 | $0 |
| SCOTT M O'CONNELL | ||||||||
| 8908 IVERLEIGH COURT | POTOMAC | MD | 20854 | OFFICER | 1.00 | $0 | $0 | $0 |
| FRED NELSON | ||||||||
| PO BOX 293 | UNDERHILL | VT | 05489 | OFFICER | 1.00 | $0 | $0 | $0 |
| GERARD ALEXANDER | ||||||||
| 3103 P STREET NW | WASHINGTON | DC | 20007 | OFFICER | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $18,910,457 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,549,532 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $66,091,944 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $89,551,933 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $89,551,933 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,343,279 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $88,208,654 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,410,433 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,410,433 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $112,123 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $9,761 | IncomeTaxAmt |
| Total Tax | $121,884 | TotalTaxAmt |
| Distributable Before Adj | $4,288,549 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,288,549 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,288,549 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,673,693 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,673,693 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $112,123 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,561,570 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,288,549 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr3 | $822,416 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $368,281 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $261,064 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,451,761 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,673,693 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $4,288,549 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $385,144 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,836,905 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,836,905 | ExcessDistriCyovToNextYrAmt |
| Excess From Year3 | $822,416 | ExcessFromYear3Amt |
| Excess From Year2 | $368,281 | ExcessFromYear2Amt |
| Excess From Year1 | $261,064 | ExcessFromYear1Amt |
| Excess From Current Year | $385,144 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GREGORY ALEXANDER | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BIODIVERSITY FUNDERS GROUP | |||||||
| PO BOX 29361 | SAN FRANCISCO | CA | 94129 | NONE | PUBLIC CHARITY | GENERAL | $13,000 |
| ENVIRONMENTAL DEFENSE FUND | |||||||
| 257 PARK AVENUE SOUTH | NEW YORK | NY | 10010 | NONE | PUBLIC CHARITY | GENERAL | $1,500,000 |
| IFRE INC | |||||||
| 3131 MCKINNEY AVENUE SUITE 600 | DALLAS | TX | 75204 | NONE | PUBLIC CHARITY | GENERAL | $250,000 |
| THE NATURE CONSERVANCY | |||||||
| 4245 NORTH FAIRFAX DRIVE SUITE 100 | ARLINGTON | VA | 22203 | NONE | PUBLIC CHARITY | GENERAL | $1,600,000 |
| WILDLIFE CONSERVATION SOCIETY | |||||||
| 2300 SOUTHERN BLVD | BRONX | NY | 10460 | NONE | PUBLIC CHARITY | GENERAL | $950,000 |
| WORLD RESOURCES INSTITUTE | |||||||
| 10 G STREET NE SUITE 800 | WASHINGTON | DC | 20002 | NONE | PUBLIC CHARITY | GENERAL | $350,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,663,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $150,947 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $431,061 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,776,918 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $10,663,760 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (3 entries)
| DescDesc | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|
| ABRAMS CAPITAL PARTNERS II LP | 525990 | $15,121 |
| EASTROCK FOCUS FUND LP | 525990 | $75,753 |
| ACACIA PARTNERS LP | 525990 | -$4,539 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $86,335 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $13,022,686 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $13,109,021 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCT FEES | CategoryTxt |
| Amt | $34,607 | Amt |
| Net Investment Income | $26,215 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $8,392 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 15,380 HYUNDAI MOBIS | $2,866,193 | $3,777,974 |
| 20,610 HYUNDAI MOTOR CORP | $2,416,225 | $3,002,959 |
| 3 BERKSHIRE HATHAWAY INC DEL | $363,030 | $892,800 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (9 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ABRAMS CAPITAL PARTNERS II | AT COST | $3,437,748 | $3,700,141 |
| ACACIA PARTNERS L.P. | AT COST | $17,049,191 | $23,756,115 |
| EAST ROCK FOCUS FUND LP | AT COST | $12,311,627 | $13,386,380 |
| FORESITE CAPITAL FUND III | AT COST | $2,261,101 | $3,073,097 |
| KINGSWAY FRONTIER CONSUMER INTERNET (FCI) FUND | AT COST | $9,497,510 | $16,143,772 |
| ROUTE ONE OFFSHORE FUND LTD | AT COST | $2,000,000 | $2,000,000 |
| THE KINGSWAY FUND | AT COST | $5,291,551 | $5,291,551 |
| WISHBONE ASSOCIATES | AT COST | $4,683,668 | $5,745,993 |
| FORESITE CAPITAL V-D LLC | AT COST | $289,464 | $286,446 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $3,205 | LegalFeesAmt |
| Net Investment Income | $2,404 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $801 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| OTHER DEDUCTIONS FROM FLOWTHROUGH | $971,413 | $971,413 | $0 | $0 |
| INVESTMENT INT EXP FROM FLOWTHROUGH | $195,191 | $195,191 | $0 | $0 |
| FOREIGN CUSTODIAL FEE | $7,482 | $7,482 | $0 | $0 |
| NONDEDUCTIBLE EXPENSES FROM FLOWTHROUGH | $6 | $0 | $0 | $0 |
| NYS FILING FEES | $1,500 | $0 | $0 | $1,500 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| FLOW THRU ABRAMS K-1 | $3,804 | $3,804 | |
| FLOW THRU ACACIA PARTNERS K-1 | -$3,182 | -$3,182 | |
| FLOW THRU EAST ROCK K-1 | $1,251,504 | $1,251,504 | |
| FLOW THRU KINGSWAY (FCI) FUND K-1 | $730 | $730 | |
| FLOW THRU OTHER INCOME | $630 | $630 | |
| FLOW THRU WISHBONE ASSOCIATES | $784 | $784 | |
| FORESITE CAPITAL FUND III, LP K-1 | $880 | $880 | |
| FEDERAL EXCISE TAX REFUNDED | $521,768 | $0 | |
| ABRAMS CAPITAL PARTNERS II LP | $15,121 | $0 | $0 |
| EASTROCK FOCUS FUND LP | $75,753 | $0 | $0 |
| ACACIA PARTNERS LP | -$4,539 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAX PAID | $58,318 | $58,318 | $0 | $0 |
| FEDERAL EXCISE TAX PAID | $95,445 | $0 | $0 | $0 |
| NYS TAX PAID | $26,635 | $26,635 | $0 | $0 |
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