MIDDLETON FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- MIDDLETON FOUNDATION (EIN 94-3117882)
- Tax period
- 2017-01-01 to 2017-12-31
- Filed
- 2018-11-14
- IRS object ID
- 201803189349101610
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Contractor Compensation Expln
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2018-11-14T09:02:27-08:00 | ReturnTs |
| Tax Period End | 2017-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 262480144 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | DIAWARA & ASSOCIATES CPAS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2225 EAST BAYSHORE ROAD SUITE 200 | AddressLine1Txt |
| City | PALO ALTO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94303 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 943117882 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE MIDDLETON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | MIDD | BusinessNameControlTxt |
| Phone | 6504012000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL STE1200 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | FRED A MIDDLETON | PersonNm |
| Person Title | PRESIDENT & CEO | PersonTitleTxt |
| Phone | 6504012000 | PhoneNum |
| Signature | 2018-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KARIFA DIAWARA | PreparerPersonNm |
| PTIN | P00845765 | PTIN |
| Phone | 6503201782 | PhoneNum |
| Preparation | 2018-11-14 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 34.208.203.108 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2018-11-14 | IPDt |
| IP Tm | 11:02:27 | IPTm |
| IP Timezone | CS | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | EAEF60479818725E5025E18C1E66B65AF0C8A52B | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 43761980CD9F6DCC18D16266D2797D173AFAA6E8 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,654,320 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $457,020 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $510,149 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $504,534 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $468,064 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,970,644 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $468,064 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $18,758 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $18,758 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,453,991 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $991,356 | TotalNetInvstIncmAmt |
| Legal Fees Rev And Expnss | $1,400 | LegalFeesRevAndExpnssAmt |
| Legal Fees Dsbrs Chrtbl | $1,400 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $21,001 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $10,501 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $10,500 | AccountingFeesChrtblPrpsAmt |
| Taxes Rev And Expnss | $19,768 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,608 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $160 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,118 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,118 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $86,809 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $84,580 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $2,229 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $130,096 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $99,689 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $15,407 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $721,700 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $721,700 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $851,796 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $99,689 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $737,107 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $602,195 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $891,667 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $528,252 | CashBOYAmt |
| Cash EOY | $271,287 | CashEOYAmt |
| Cash EOYFMV | $271,287 | CashEOYFMVAmt |
| US Government Obligations BOY | $349,811 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $352,822 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $353,210 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $4,688,799 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,050,781 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $7,355,970 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $5,057,165 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $5,046,562 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,672,506 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOYFMV | $1,347 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,624,027 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,721,452 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,654,320 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $67,750 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $20,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $67,750 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $20,000 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $10,556,277 | UnrestrictedBOYAmt |
| Unrestricted EOY | $10,701,452 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,556,277 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,701,452 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,624,027 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,721,452 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,556,277 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $602,195 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,158,472 | SubtotalAmt |
| Other Decreases | $457,020 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,701,452 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | ML - ALL ACCOUNTS | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Acquired | 2016-01-01 | AcquiredDt |
| Sold | 2017-12-31 | SoldDt |
| Gross Sales Price | $2,970,644 | GrossSalesPriceAmt |
| Cost Or Other Basis | $2,502,580 | CostOrOtherBasisAmt |
| Gain Or Loss | $468,064 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $468,064 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $468,064 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $940,642 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,331,855 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.076277 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $897,428 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $13,204,846 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.067962 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $445,519 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $13,822,520 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.032231 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $540,784 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,099,470 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.041283 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $506,205 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,246,728 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.041334 | DistributionYr5Rt |
| Total Distribution | 0.259087 | TotalDistributionRt |
| Average Distribution | 0.051817 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,170,948 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $682,479 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,917 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $691,396 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $737,107 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $8,917 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $8,917 | SubtotalAmt |
| Tax Based On Investment Income | $8,917 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $19,487 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $19,487 | TotalPaymentsAndCreditsAmt |
| Overpayment | $10,570 | OverpaymentAmt |
| Applied To ES Tax | $10,570 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | Yes (true) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FRED MIDDLETON | IndividualWithBooksNm |
| Phone | 6504012000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL STE 1200 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| FRED A MIDDLETON | ||||||||
| 400 SOUTH EL CAMINO REAL STE 1200 | SAN MATEO | CA | 94402 | PRESIDENT & | 2.00 | $0 | $0 | $0 |
| BETTY BLOXHAM | ||||||||
| 400 SOUTH EL CAMINO REAL STE 1200 | SAN MATEO | CA | 94402 | SECRETARY | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1Txt |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 600 CALIFORNIA ST 8TH FL | AddressLine1Txt |
| Address Line2 | 600 CALIFORNIA ST 8TH FL | AddressLine2Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94108 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MGMT | ServiceTypeTxt |
| Compensation | $81,370 | CompensationAmt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $12,961,583 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $409,938 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,371,521 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $13,371,521 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $200,573 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,170,948 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $658,547 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $658,547 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,917 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,917 | TotalTaxAmt |
| Distributable Before Adj | $649,630 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $649,630 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $649,630 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $737,107 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $737,107 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $8,917 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $728,190 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $649,630 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr2 | $183,535 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $342,353 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $525,888 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $737,107 | QualifyingDistributionsAmt |
| Applied To Current Year | $649,630 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $87,477 | RemainingDistriFromCorpusAmt |
| Total Corpus | $613,365 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $613,365 | ExcessDistriCyovToNextYrAmt |
| Excess From Year2 | $183,535 | ExcessFromYear2Amt |
| Excess From Year1 | $342,353 | ExcessFromYear1Amt |
| Excess From Current Year | $87,477 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | FRED A MIDDLETON | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | Address Line2RecipientUSAddress/AddressLine2Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line1RecipientForeignAddress/AddressLine1Txt | Address Line2RecipientForeignAddress/AddressLine2Txt | CityRecipientForeignAddress/CityNm | CountryRecipientForeignAddress/CountryCd |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| AMERICAN LIVER FOUNDATION | |||||||||||||
| AMERICAN LIVER FOUNDATION | 870 MARKET ST 1050 | 870 MARKET ST 1050 | SAN FRANCISCO | CA | 94102 | NONE | 501(C)(3) | CHARITY | $15,100 | ||||
| AMERICAN SCHOOL IN LONDON | |||||||||||||
| AMERICAN SCHOOL IN LONDON | NONE | 501(C)(3) | CHARITY | $1,000 | 1 WAVERLEY PL | 1 WAVERLEY PL | LONDON | UK | |||||
| CA HIGHWAY PATROL 11-99 | |||||||||||||
| CA HIGHWAY PATROL 11-99 | 601 N 7TH ST | 601 N 7TH ST | SACRAMENTO | CA | 95811 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| CALIFORNIA STATE PARKS FND | |||||||||||||
| CALIFORNIA STATE PARKS FND | 50 FRANCISCO ST | 50 FRANCISCO ST | SAN FRANCISCO | CA | 94133 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| CHEMICAL HERITAGE FND | |||||||||||||
| CHEMICAL HERITAGE FND | 315 CHESNUT ST | 315 CHESNUT ST | PHILADELPHIA | PA | 19106 | NONE | 501(C)(3) | CHARITY | $5,000 | ||||
| COALITION TO SALUTE AMER | |||||||||||||
| COALITION TO SALUTE AMER | 12 GODFREY PLACE | 12 GODFREY PLACE | WILTON | CT | 06897 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| CONNECT | |||||||||||||
| CONNECT | 4790 EASTGATE MALL 125 | 4790 EASTGATE MALL 125 | SAN DIEGO | CA | 92121 | NONE | 501(C)(3) | CHARITY | $3,500 | ||||
| DAMON RUNYON CANCER RESEARCH FND | |||||||||||||
| DAMON RUNYON CANCER RESEARCH FND | 55 BROADWAY STE 302 | 55 BROADWAY STE 302 | NEW YORK | NY | 10006 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| HARWARD UNIVERSITY GIFT | |||||||||||||
| HAWARDS UNIVERSITY GIFT | 124 MOUNT AUBURN ST | 124 MOUNT AUBURN ST | CAMBRIDGE | MA | 02138 | NONE | 501(C)(3) | CHARITY | $5,000 | ||||
| COMMONWEALTH CLUB OF CA | |||||||||||||
| COMMONWEALTH CLUB OF CA | 110 THE EMBARCADERO | 110 THE EMBARCADERO | SAN FRANCISCO | CA | 94105 | NONE | 501(C)(3) | CHARITY | $600 | ||||
| HILLS CONCOURS D'ELEGANCE | |||||||||||||
| HILLS CONCOURS D'ELEGANCE | 1600 FLORIBUNDA AVE | 1600 FLORIBUNDA AVE | HILLSBOROUGH | CA | 94010 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| HILLSBOROUGH SCH FND | |||||||||||||
| HILLSBOROUGH SCH FND | 300 EL CERRITO AVE | 300 EL CERRITO AVE | HILLSBOROUGH | CA | 94010 | NONE | 501(C)(3) | CHARITY | $1,500 | ||||
| LEAGUE TO SVE TAHOE | |||||||||||||
| LEAGUE TO SAVE TAHOE | 955 EMERALD BAY RD | 955 EMERALD BAY RD | SOUTH LAKE TAHOE | CA | 96150 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| MIT | |||||||||||||
| MIT | 77 MASSACHUSETTS AVE | 77 MASSACHUSETTS AVE | CAMBRIDGE | MA | 02139 | NONE | 501(C)(3) | CHARITY | $85,000 | ||||
| NATIONAL LAW ENFORCEMENT OFFICERS M | |||||||||||||
| NATIONAL LAW ENFORCEMENT OFFICERS MEMORIAL FUND | 901 E ST NW STE 100 | 901 E ST NW STE 100 | WASHINGTON | DC | 20004 | NONE | 501(C)(3) | CHARITY | $200 | ||||
| OPPORTUNITY INTERNATIONAL | |||||||||||||
| OPPORTUNITY INTERNATIONAL | 550 WEST VAN BUREN ST | 550 WEST VAN BUREN ST | CHICAGO | IL | 60607 | NONE | 501(C)(3) | CHARITY | $50,000 | ||||
| NOTRE DAME HIGHSCHOOL | |||||||||||||
| NOTE DAME HIGHSCHOOL | 1540 RALSTON AVE | 1540 RALSTON AVE | BELMONT | CA | 94002 | NONE | 501(C)(3) | CHARITY | $3,300 | ||||
| PHILANTHROPY ROUNDTABLE | |||||||||||||
| PHILANTHROPY ROUNDTABLE | 1730 M STREET NW STE 601 | 1730 M STREET NW STE 601 | WASHINGTON | DC | 20036 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| POLLINATOR PARTNERSHIP | |||||||||||||
| POLLINATOR PARTNERSHIP | 423 WASHINGTON ST 5TH FL | 423 WASHINGTON ST5TH FL | SAN FRANCISCO | CA | 941112339 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| SAN MATEO PUBLIC LIBRARY | |||||||||||||
| SAN MATEO PUBLIC LIBRARY | 55 W 3RD AVE | 55 W 3RD AVE | SAN MATEO | CA | 94402 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| SF BALLET | |||||||||||||
| SF BALLET | 455 FRANKLIN ST | 455 FRANKLIN ST | SAN FRANCISCO | CA | 94102 | NONE | 501(C)(3) | CHARITY | $8,000 | ||||
| SILICON VALLEY COMMUNITY FOUNDATION | |||||||||||||
| SILICON VALLEY COMMUNITY FOUNDATION | 2440 WEST EL CAMINO REAL | 2440 WEST EL CAMINO REAL | MOUNTAIN VIEW | CA | 94040 | NONE | 501(C)(3) | CHARITY | $500,000 | ||||
| STANFORD (HOOVER INSTITUTION) | |||||||||||||
| STANFORD (HOOVER INSTITUTION) | 434 GALVEZ MALL | 434 GALVEZ MALL | STANFORD | CA | 94305 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| THE HERITAGE FOUNDATION | |||||||||||||
| THE HERITAGE FOUNDATION | 214 MASSACHUSETTS AVE | 214 MASSACHUSETTS AVE | WASHINGTON | DC | 20002 | NONE | 501(C)(3) | CHARITY | $1,000 | ||||
| THE LEAKEY FOUNDATION | |||||||||||||
| THE LEAKEY FOUNDATION | 1003B OREILLY AVE | 1003B OREILLY AVE | SAN FRANCISCO | CA | 941291359 | NONE | 501(C)(3) | CHARITY | $2,000 | ||||
| UNITED STATES OLYMPIC COMMITTEE | |||||||||||||
| UNITED STATES OLYMPIC COMMITTEE | PO BOX 7010 | PO BOX 7010 | ALBERTA LEA | MN | 560078010 | NONE | 501(C)(3) | CHARITY | $10,000 | ||||
| VIEWPOINT SCHOOL | |||||||||||||
| VIEWPOINT SCHOOL | 23620 MULHOLLAND HWY | 23620 MULHOLLAND HWY | CALABASAS | CA | 91302 | NONE | 501(C)(3) | CHARITY | $18,500 | ||||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $721,700 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $510,149 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $18,758 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $468,064 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $996,971 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $996,971 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | FRED MIDDLETON | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 400 SOUTH EL CAMINO REAL STE1200 | AddressLine1Txt |
| City | SAN MATEO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94402 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $457,020 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 1,000 SHARES OF REGENERON STOCK | NoncashPropertyDesc |
| Fair Market Value | $457,020 | FairMarketValueAmt |
| Received | 2017-05-24 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING & TAX PREP FEES - CPA | CategoryTxt |
| Amt | $21,001 | Amt |
| Net Investment Income | $10,501 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $10,500 | DisbursementsCharitablePrpsAmt |
Contractor Compensation Expln ContractorCompensationExpln
Contractor Comp Expln ContractorCompExplnGrp
Contractor Business Name ContractorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MERRILL LYNCH | BusinessNameLine1Txt |
| Business Name Line2 | MERRILL LYNCH | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | INVESTMENT MANAGEMENT | ExplanationTxt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | ML - ALL ACCOUNTS (INCLUDING SHORTS) | StockNm |
| EOY Book Value | $5,050,781 | EOYBookValueAmt |
| EOYFMV | $7,355,970 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $352,822 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $353,210 | USGovtObligationsEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | MUTUAL FUNDS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $5,046,562 | BookValueAmt |
| EOYFMV | $5,672,506 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT LEGAL FEES | CategoryTxt |
| Legal Fees | $1,400 | LegalFeesAmt |
| Disbursements Charitable Prps | $1,400 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ACCRUED INTEREST | Desc |
| EOYFMV | $1,347 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BOOK/TAX GAIN DIFFERENCE | Desc |
| Amt | $457,020 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| EXPENSES | |||
| ADVISORY FEES | $84,580 | $84,580 | |
| PRINTING & PUBLICATIONS | $165 | $165 | |
| DUES & SUBSCRIPTIONS | $2,064 | $2,064 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ML - ALL ACCOUNTS | Desc |
| Revenue And Expenses Per Books | $18,758 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $18,758 | NetInvestmentIncomeAmt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CREDIT CARD | Desc |
| BOY Book Value | $67,750 | BOYBookValueAmt |
| EOY Book Value | $20,000 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,608 | $4,608 | |
| LICENSE FEES (& CA SOS) | $150 | $150 | |
| FRANCHISE TAX - CA | $10 | $10 | |
| EXCISE TAX (FED) | $15,000 |