WILLIAM G BAKER JR MEMORIAL FUND: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- WILLIAM G BAKER JR MEMORIAL FUND (EIN 52-6057178)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-10-25
- IRS object ID
- 201932989349100203
- Schema version
- 2018v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-10-25T09:00:21-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 526057178 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WILLIAM G BAKER JR MEMORIAL FUND | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WILL | BusinessNameControlTxt |
| Phone | 2162576118 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 609 | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 152309738 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | PNC BANK N A BY | PersonNm |
| Person Title | VICE PRESIDENT | PersonTitleTxt |
| Phone | 2162576118 | PhoneNum |
| Signature | 2019-10-21 | SignatureDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 161.150.240.2 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 43B10D889E98136D13547F9FBF2E0E99BD4A40C8 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | D15B6E5F7E1F5A63C9C759381E6F3302D40930CB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $23,802,751 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $473,068 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $473,068 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,787,159 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,114,966 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,787,159 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $133 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,249 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $2,260,360 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,261,476 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $94,357 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $84,921 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $9,436 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $51,232 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,814 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $342 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $342 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $145,931 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $87,077 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,436 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,254,615 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,254,615 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,400,546 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $87,077 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,264,051 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $859,814 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,174,399 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $779,924 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $809,649 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $809,649 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| US Government Obligations BOY | $2,204,201 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $2,853,952 | CorporateStockBOYAmt |
| Corporate Stock EOY | $14,360,757 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $16,181,824 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $3,193,526 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,830,601 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,741,510 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $12,342,237 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $233,283 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $69,768 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $21,373,840 | TotalAssetsBOYAmt |
| Total Assets EOY | $22,234,290 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $23,802,751 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $21,373,840 | CapitalStockBOYAmt |
| Capital Stock EOY | $22,234,290 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $21,373,840 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $22,234,290 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $21,373,840 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $22,234,290 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $21,373,840 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $859,814 | ExcessRevenueOverExpensesAmt |
| Other Increases | $636 | OtherIncreasesAmt |
| Subtotal | $22,234,290 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $22,234,290 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (505 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 274.1 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-01-02 | $274 | $283 | -$9 | -$9 | |
| 416.88 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-01-02 | $417 | $430 | -$13 | -$13 | |
| 698.25 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-01-02 | $698 | $713 | -$15 | -$15 | |
| 2479.65 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-01-02 | $2,480 | $2,586 | -$106 | -$106 | |
| 757.2 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-01-02 | $757 | $810 | -$53 | -$53 | |
| 525.15 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-01-02 | $525 | $527 | -$2 | -$2 | |
| 25000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-10-31 | 2018-01-09 | $24,794 | $25,019 | -$225 | -$225 | |
| 700. ABBOTT LABORATORIES INC | 2018-01-11 | $41,058 | $27,250 | $13,808 | $13,808 | ||
| 60. THERMO ELECTRON CORP COM | 2016-07-12 | 2018-01-11 | $12,414 | $9,211 | $3,203 | $3,203 | |
| 25000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2017-08-30 | 2018-01-12 | $24,243 | $24,877 | -$634 | -$634 | |
| 1620.38 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-01-15 | $1,620 | $1,620 | |||
| 1090.35 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-01-15 | $1,090 | $1,093 | -$3 | -$3 | |
| 1249.42 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-01-15 | $1,249 | $1,249 | |||
| 1445.62 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-01-15 | $1,446 | $1,445 | $1 | $1 | |
| 50000. UNITED PARCEL SERVICE SR NOTES | 2008-11-19 | 2018-01-15 | $50,000 | $49,526 | $474 | $474 | |
| 240. DTE ENERGY CO | 2016-08-12 | 2018-01-16 | $24,937 | $23,165 | $1,772 | $1,772 | |
| 520. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019 | 2016-10-10 | 2018-01-16 | $25,009 | $24,678 | $331 | $331 | |
| 450. TRANSCANADA CORP (HOLDING CO) NAME CHANGE 05/09/2019 | 2018-01-16 | $21,643 | $21,402 | $241 | $241 | ||
| 135. DTE ENERGY CO | 2018-01-17 | $14,049 | $12,659 | $1,390 | $1,390 | ||
| 20000. DEUTSCHE BANK AG SEDOL ISIN US25152R2U64 | 2018-01-17 | $19,964 | $19,979 | -$15 | -$15 | ||
| 15000. DEUTSCHE BANK AG SEDOL BZ044G0 ISIN US251541AQ13 | 2017-05-23 | 2018-01-17 | $15,494 | $15,474 | $20 | $20 | |
| 20000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2016-01-27 | 2018-01-17 | $19,884 | $20,325 | -$441 | -$441 | |
| 25000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2018-01-17 | $24,747 | $25,011 | -$264 | -$264 | ||
| 20000. WESTPAC BANKING CORP SEDOL ISIN US961214CS01 | 2017-10-27 | 2018-01-17 | $20,025 | $20,243 | -$218 | -$218 | |
| 10000. BANK OF AMERICA CORP SER MTN CALL 10/21/21 @100 UNSC | 2016-10-18 | 2018-01-19 | $9,798 | $10,000 | -$202 | -$202 | |
| 5000. BANK OF AMERICA CORP SER MTN CALL 10/21/21 @100 UNSC | 2017-03-08 | 2018-01-19 | $4,899 | $4,826 | $73 | $73 | |
| 5000. BANK OF AMERICA CORP SER MTN CALL 10/21/21 @100 UNSC | 2017-03-08 | 2018-01-19 | $4,900 | $4,826 | $74 | $74 | |
| 60. GENERAL DYNAMICS CORP | 2013-08-02 | 2018-01-19 | $12,495 | $5,239 | $7,256 | $7,256 | |
| 355000. USA TREASURY NOTES 01.750% DUE 03/31/2022 | 2018-01-22 | $346,153 | $350,439 | -$4,286 | -$4,286 | ||
| 5000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2017-03-03 | 2018-01-25 | $4,880 | $4,914 | -$34 | -$34 | |
| 10000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2017-06-29 | 2018-01-25 | $9,247 | $9,510 | -$263 | -$263 | |
| 10000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2017-06-29 | 2018-01-26 | $9,243 | $9,510 | -$267 | -$267 | |
| 25000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2018-01-29 | $23,048 | $23,771 | -$723 | -$723 | ||
| 15000. USA TREASURY NOTE 01.625% DUE 12/31/2019 | 2018-01-17 | 2018-01-30 | $14,862 | $14,883 | -$21 | -$21 | |
| 268.1 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-01-31 | $268 | $276 | -$8 | -$8 | |
| 603.32 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-01-31 | $603 | $622 | -$19 | -$19 | |
| 512.86 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-01-31 | $513 | $524 | -$11 | -$11 | |
| 1387.14 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-01-31 | $1,387 | $1,446 | -$59 | -$59 | |
| 824.92 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-01-31 | $825 | $882 | -$57 | -$57 | |
| 560.2 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-01-31 | $560 | $562 | -$2 | -$2 | |
| 35000. USA TREASURY NOTE 01.625% DUE 12/31/2019 | 2018-01-17 | 2018-01-31 | $34,664 | $34,728 | -$64 | -$64 | |
| 25000. BEAR STEARNS CO INC SR UNSECURED | 2017-01-20 | 2018-02-01 | $25,000 | $25,000 | |||
| 16. J P MORGAN CHASE & CO COM | 2011-09-09 | 2018-02-07 | $1,805 | $521 | $1,284 | $1,284 | |
| 104. J P MORGAN CHASE & CO COM | 2018-02-07 | $11,785 | $3,386 | $8,399 | $8,399 | ||
| 100000. CHASE ISSUANCE TRUST SERIES 2015 A2 CLASS A | 2015-10-23 | 2018-02-15 | $100,000 | $100,299 | -$299 | -$299 | |
| 393. CROWN HOLDINGS INC | 2017-06-19 | 2018-02-15 | $20,187 | $22,855 | -$2,668 | -$2,668 | |
| 37. CROWN HOLDINGS INC | 2017-06-19 | 2018-02-15 | $1,888 | $2,152 | -$264 | -$264 | |
| 1899.47 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-02-15 | $1,899 | $1,899 | |||
| 1083.11 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-02-15 | $1,083 | $1,086 | -$3 | -$3 | |
| 1397.53 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-02-15 | $1,398 | $1,397 | $1 | $1 | |
| 1571.83 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-02-15 | $1,572 | $1,572 | |||
| 30000. BANK OF AMERICA CREDIT CARD TR SERIES 2015 A2 CLASS A | 2015-04-22 | 2018-02-16 | $29,974 | $29,996 | -$22 | -$22 | |
| 10000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-02-01 | 2018-02-16 | $9,957 | $9,963 | -$6 | -$6 | |
| 190. INGREDION INC | 2016-10-10 | 2018-02-20 | $24,594 | $25,578 | -$984 | -$984 | |
| 90. INGREDION INC | 2017-10-30 | 2018-02-20 | $11,650 | $11,279 | $371 | $371 | |
| 620. PROLOGIS INC | 2018-02-22 | $37,243 | $32,897 | $4,346 | $4,346 | ||
| 290. PROLOGIS INC | 2017-06-15 | 2018-02-22 | $17,420 | $16,946 | $474 | $474 | |
| 148. PROLOGIS INC | 2018-02-23 | $9,061 | $8,910 | $151 | $151 | ||
| 135. WELLTOWER INC | 2014-12-10 | 2018-02-23 | $7,299 | $10,268 | -$2,969 | -$2,969 | |
| 5. WELLTOWER INC | 2017-09-28 | 2018-02-23 | $270 | $352 | -$82 | -$82 | |
| 25. WELLTOWER INC | 2017-09-28 | 2018-02-23 | $1,340 | $1,762 | -$422 | -$422 | |
| 5000. PRICELINE GROUP INC/THE CALL 12/15/2024 @ 100.000 UNSC | 2015-03-16 | 2018-02-26 | $4,963 | $5,005 | -$42 | -$42 | |
| 47. PROLOGIS INC | 2017-07-24 | 2018-02-26 | $2,875 | $2,822 | $53 | $53 | |
| 20000. NISOURCE FINANCE CORP CALL 02/15/2027 COGT | 2017-05-11 | 2018-02-27 | $19,616 | $19,997 | -$381 | -$381 | |
| 15000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-02-01 | 2018-02-27 | $14,933 | $14,944 | -$11 | -$11 | |
| 20000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2018-02-27 | $19,660 | $19,989 | -$329 | -$329 | ||
| 311.16 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-02-28 | $311 | $321 | -$10 | -$10 | |
| 397.84 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-02-28 | $398 | $410 | -$12 | -$12 | |
| 371.61 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-02-28 | $372 | $380 | -$8 | -$8 | |
| 640.79 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-02-28 | $641 | $668 | -$27 | -$27 | |
| 367.13 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-02-28 | $367 | $392 | -$25 | -$25 | |
| 488.35 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-02-28 | $488 | $490 | -$2 | -$2 | |
| 300. PEPSICO INC COM | 2018-03-06 | $32,676 | $30,847 | $1,829 | $1,829 | ||
| 10000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-03-06 | $9,877 | $10,068 | -$191 | -$191 | ||
| 5000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2017-03-03 | 2018-03-06 | $4,793 | $4,914 | -$121 | -$121 | |
| 20000. VERIZON COMMUNICATIONS CALL 05/15/2026 @ 100.000 UNSC | 2017-08-08 | 2018-03-06 | $18,163 | $18,454 | -$291 | -$291 | |
| 20000. HONDA AUTO RECEIVABLES OWNER T SERIES 2017 2 CLASS A3 | 2017-06-20 | 2018-03-08 | $19,695 | $19,998 | -$303 | -$303 | |
| 730. ORACLE CORP | 2018-03-12 | $38,598 | $36,761 | $1,837 | $1,837 | ||
| 190. STANLEY BLACK & DECKER INC | 2018-03-12 | $30,020 | $31,216 | -$1,196 | -$1,196 | ||
| 390. DOLLAR TREE INC | 2017-09-20 | 2018-03-13 | $37,127 | $32,576 | $4,551 | $4,551 | |
| 145. MAGELLAN MIDSTREAM PARTNERS LP | 2018-03-13 | $9,325 | $9,479 | -$154 | -$154 | ||
| 45. VALERO ENERGY CORP NEW COM | 2016-11-14 | 2018-03-13 | $4,222 | $2,817 | $1,405 | $1,405 | |
| 25000. ASSURANT INC UNSC | 2018-03-15 | $25,000 | $24,982 | $18 | $18 | ||
| 1782.18 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-03-15 | $1,782 | $1,782 | |||
| 996.12 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-03-15 | $996 | $998 | -$2 | -$2 | |
| 951.67 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-03-15 | $952 | $952 | |||
| 376.09 MERCEDES-BENZ AUTO RECEIVABLES SERIES 2016 1 CLASS A3 | 2016-09-09 | 2018-03-15 | $376 | $376 | |||
| 1405.36 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-03-15 | $1,405 | $1,405 | |||
| 299. AMERICAN ELECTRIC POWER INC | 2018-03-16 | $20,186 | $17,430 | $2,756 | $2,756 | ||
| 41. AMERICAN ELECTRIC POWER INC | 2015-10-14 | 2018-03-16 | $2,759 | $2,384 | $375 | $375 | |
| 420. BANK OF AMERICA CORP | 2018-03-16 | $13,586 | $10,710 | $2,876 | $2,876 | ||
| 90. BANK OF AMERICA CORP | 2017-05-02 | 2018-03-16 | $2,911 | $2,114 | $797 | $797 | |
| 15000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-03-17 | 2018-03-16 | $14,750 | $14,989 | -$239 | -$239 | |
| 25000. ANHEUSER-BUSCH INBEV FIN CALL 01/01/2021 @ 100.000 COGT | 2018-02-14 | 2018-03-20 | $24,660 | $24,737 | -$77 | -$77 | |
| 19. POST HOLDINGS INC-W CLASS I | 2017-09-01 | 2018-03-20 | $1,413 | $1,633 | -$220 | -$220 | |
| 1. POST HOLDINGS INC-W CLASS I | 2017-09-01 | 2018-03-20 | $74 | $86 | -$12 | -$12 | |
| 366. POST HOLDINGS INC-W CLASS I | 2018-03-20 | $27,256 | $30,877 | -$3,621 | -$3,621 | ||
| 24. POST HOLDINGS INC-W CLASS I | 2017-10-30 | 2018-03-20 | $1,787 | $1,982 | -$195 | -$195 | |
| 14. GENERAL MILLS INC COM | 2016-07-14 | 2018-03-23 | $633 | $1,009 | -$376 | -$376 | |
| 176. GENERAL MILLS INC COM | 2016-07-14 | 2018-03-23 | $7,875 | $12,688 | -$4,813 | -$4,813 | |
| 35. WYNDHAM WORLDWIDE CORP | 2018-03-23 | $4,016 | $1,440 | $2,576 | $2,576 | ||
| 14623. MERCEDES-BENZ AUTO RECEIVABLES SERIES 2016 1 CLASS A3 | 2016-09-09 | 2018-03-27 | $14,482 | $14,621 | -$139 | -$139 | |
| 20000. BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-03-28 | $19,805 | $20,000 | -$195 | -$195 | |
| 85000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-03-17 | 2018-03-28 | $83,659 | $84,937 | -$1,278 | -$1,278 | |
| 821. FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-03-31 | $821 | $846 | -$25 | -$25 | |
| 645.48 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-03-31 | $645 | $666 | -$21 | -$21 | |
| 759.7 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-03-31 | $760 | $776 | -$16 | -$16 | |
| 1418.88 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-03-31 | $1,419 | $1,479 | -$60 | -$60 | |
| 635.73 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-03-31 | $636 | $679 | -$43 | -$43 | |
| 483.85 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-03-31 | $484 | $485 | -$1 | -$1 | |
| 5000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2016-01-27 | 2018-04-03 | $4,943 | $5,076 | -$133 | -$133 | |
| 15000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2016-03-16 | 2018-04-03 | $14,831 | $15,186 | -$355 | -$355 | |
| 160. MOHAWK INDS INC | 2018-04-05 | $38,315 | $40,075 | -$1,760 | -$1,760 | ||
| 25000. AT&T INC CALL 05/14/2027 UNSC | 2018-04-12 | $25,231 | $24,963 | $268 | $268 | ||
| 1937.28 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-04-15 | $1,937 | $1,937 | |||
| 1057.18 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-04-15 | $1,057 | $1,059 | -$2 | -$2 | |
| 1051.67 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-04-15 | $1,052 | $1,052 | |||
| 1530.82 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-04-15 | $1,531 | $1,531 | |||
| 25000. APPLE INC UNSC | 2018-04-17 | $24,163 | $24,918 | -$755 | -$755 | ||
| 140. AETNA INC NEW | 2017-04-25 | 2018-04-19 | $24,730 | $18,762 | $5,968 | $5,968 | |
| 40. ILLINOIS TOOL WORKS INC COM | 2016-04-21 | 2018-04-19 | $6,334 | $4,204 | $2,130 | $2,130 | |
| 160. ILLINOIS TOOL WORKS INC COM | 2016-04-21 | 2018-04-19 | $25,342 | $16,817 | $8,525 | $8,525 | |
| 20000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-04-12 | 2018-04-19 | $19,134 | $19,270 | -$136 | -$136 | |
| 60.88 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-04-24 | $61 | $61 | |||
| 15000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-03-27 | 2018-04-26 | $14,935 | $14,935 | |||
| 5000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-03-17 | 2018-04-26 | $4,899 | $4,996 | -$97 | -$97 | |
| 402.91 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-04-30 | $403 | $415 | -$12 | -$12 | |
| 396.97 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-04-30 | $397 | $409 | -$12 | -$12 | |
| 1026.39 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-04-30 | $1,026 | $1,048 | -$22 | -$22 | |
| 2126.41 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-04-30 | $2,126 | $2,216 | -$90 | -$90 | |
| 475.75 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-04-30 | $476 | $508 | -$32 | -$32 | |
| 529.98 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-04-30 | $530 | $531 | -$1 | -$1 | |
| 10000. NORTHEAST UTILITIES UNSC | 2013-05-08 | 2018-05-01 | $10,000 | $9,993 | $7 | $7 | |
| 470. UNUMPROVIDENT CORP COM | 2018-01-16 | 2018-05-03 | $18,352 | $26,595 | -$8,243 | -$8,243 | |
| 5000. ATMOS ENERGY CORP CALL 03/15/2027 UNSC | 2017-06-05 | 2018-05-07 | $4,744 | $4,999 | -$255 | -$255 | |
| 15000. AMERICAN EXPRESS CREDIT SER MTN CALL 02/01/2020 | 2017-02-28 | 2018-05-08 | $14,807 | $14,984 | -$177 | -$177 | |
| 5000. WELLS FARGO & COMPANY SER MTN SUB | 2017-12-14 | 2018-05-08 | $4,875 | $5,251 | -$376 | -$376 | |
| 20000. WELLS FARGO & COMPANY SER MTN UNSC | 2016-11-08 | 2018-05-08 | $19,669 | $20,246 | -$577 | -$577 | |
| 20000. CITIGROUP INC UNSC | 2017-06-06 | 2018-05-09 | $19,726 | $20,162 | -$436 | -$436 | |
| 10000. SPIRIT REALTY LP CALL 06/15/2026 COGT | 2017-06-02 | 2018-05-09 | $9,493 | $9,814 | -$321 | -$321 | |
| 45000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2017-03-09 | 2018-05-11 | $44,111 | $45,065 | -$954 | -$954 | |
| 5000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2017-07-28 | 2018-05-11 | $4,523 | $4,751 | -$228 | -$228 | |
| 120. UNUMPROVIDENT CORP COM | 2018-05-11 | $4,560 | $6,353 | -$1,793 | -$1,793 | ||
| 155. VALERO ENERGY CORP NEW COM | 2016-11-14 | 2018-05-11 | $17,753 | $9,704 | $8,049 | $8,049 | |
| 5000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2017-10-18 | 2018-05-14 | $4,907 | $5,031 | -$124 | -$124 | |
| 10000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2017-10-18 | 2018-05-14 | $9,815 | $10,061 | -$246 | -$246 | |
| 5000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2017-08-08 | 2018-05-14 | $4,910 | $5,134 | -$224 | -$224 | |
| 105. UNUMPROVIDENT CORP COM | 2017-11-13 | 2018-05-14 | $3,990 | $5,557 | -$1,567 | -$1,567 | |
| 1947.91 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-05-15 | $1,948 | $1,948 | |||
| 967.37 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-05-15 | $967 | $969 | -$2 | -$2 | |
| 1078.64 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-05-15 | $1,079 | $1,078 | $1 | $1 | |
| 1440.22 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-05-15 | $1,440 | $1,440 | |||
| 20000. SANTANDER UK GROUP HLDGS SEDOL BYZDT48 ISIN US80281LAC90 | 2018-05-16 | $19,827 | $19,996 | -$169 | -$169 | ||
| 381. BERRY GLOBAL GROUP INC | 2018-05-17 | $18,110 | $16,485 | $1,625 | $1,625 | ||
| 159. BERRY GLOBAL GROUP INC | 2016-08-12 | 2018-05-17 | $7,544 | $6,767 | $777 | $777 | |
| 190. HONEYWELL INTL INC | 2015-02-05 | 2018-05-17 | $27,941 | $19,265 | $8,676 | $8,676 | |
| 10000. FIFTH THIRD BANCORP UNSC | 2016-11-09 | 2018-05-23 | $9,975 | $10,037 | -$62 | -$62 | |
| 10000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2017-03-09 | 2018-05-23 | $9,795 | $10,014 | -$219 | -$219 | |
| 765.83 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-05-24 | $766 | $766 | |||
| 40. PRICE T ROWE GROUP INC COM | 2016-12-21 | 2018-05-24 | $4,840 | $3,098 | $1,742 | $1,742 | |
| 65. PRICE T ROWE GROUP INC COM | 2018-05-24 | $7,866 | $5,406 | $2,460 | $2,460 | ||
| 55. ROYAL DUTCH SHELL PLC ADR A | 2017-11-02 | 2018-05-24 | $3,835 | $3,511 | $324 | $324 | |
| 300. ANALOG DEVICES INC | 2017-06-13 | 2018-05-29 | $28,325 | $24,329 | $3,996 | $3,996 | |
| 901.077 BLACKROCK INFLATION PROTECTED BD PORTFOLIO | 2018-05-30 | $9,479 | $10,138 | -$659 | -$659 | ||
| 42422.429 BLACKROCK INFLATION PROTECTED BD PORTFOLIO | 2018-05-30 | $446,284 | $457,597 | -$11,313 | -$11,313 | ||
| 10000. TEVA PHARMACEUTICALS NE SEDOL ISIN US88167AAE10 | 2018-05-30 | $8,113 | $9,550 | -$1,437 | -$1,437 | ||
| 15000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2017-08-08 | 2018-05-30 | $14,857 | $15,400 | -$543 | -$543 | |
| 50000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-03-17 | 2018-05-30 | $49,139 | $49,963 | -$824 | -$824 | |
| 149. CITIGROUP INC | 2018-05-31 | $9,834 | $10,711 | -$877 | -$877 | ||
| 770. CITIGROUP INC | 2018-05-31 | $51,165 | $46,366 | $4,799 | $4,799 | ||
| 161. CITIGROUP INC | 2017-07-25 | 2018-05-31 | $10,698 | $10,974 | -$276 | -$276 | |
| 540.21 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-05-31 | $540 | $557 | -$17 | -$17 | |
| 616.8 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-05-31 | $617 | $636 | -$19 | -$19 | |
| 828.59 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-05-31 | $829 | $846 | -$17 | -$17 | |
| 959.84 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-05-31 | $960 | $1,000 | -$40 | -$40 | |
| 857.13 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-05-31 | $857 | $916 | -$59 | -$59 | |
| 608.24 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-05-31 | $608 | $610 | -$2 | -$2 | |
| 210. CUMMINS INC | 2017-05-30 | 2018-06-01 | $30,175 | $33,057 | -$2,882 | -$2,882 | |
| 330. DIAMOND BACK ENERGY INC | 2018-06-01 | $38,275 | $33,001 | $5,274 | $5,274 | ||
| 110. DIAMOND BACK ENERGY INC | 2017-06-01 | 2018-06-01 | $12,758 | $10,343 | $2,415 | $2,415 | |
| 111. FIRST AMERICAN FINANCIAL W/I | 2018-06-04 | $5,744 | $6,378 | -$634 | -$634 | ||
| 10000. GOLDMAN SACHS GROUP INC SR UNSEC | 2016-12-05 | 2018-06-04 | $10,741 | $10,942 | -$201 | -$201 | |
| 65. FIRST AMERICAN FINANCIAL W/I | 2017-12-19 | 2018-06-05 | $3,365 | $3,709 | -$344 | -$344 | |
| 119. FIRST AMERICAN FINANCIAL W/I | 2017-12-19 | 2018-06-05 | $6,135 | $6,790 | -$655 | -$655 | |
| 5000. PHILLIPS 66 CALL 12/15/2027 COGT | 2018-02-26 | 2018-06-05 | $4,933 | $5,003 | -$70 | -$70 | |
| 15000. PHILLIPS 66 CALL 12/15/2027 COGT | 2018-06-05 | $14,780 | $14,993 | -$213 | -$213 | ||
| 15000. QUALCOMM INC CALL 03/20/2024 UNSC | 2017-05-19 | 2018-06-07 | $14,207 | $14,957 | -$750 | -$750 | |
| 115. WYNDHAM WORLDWIDE CORP | 2011-10-28 | 2018-06-11 | $5,598 | $1,741 | $3,857 | $3,857 | |
| 38. SMUCKER J M CO COM NEW | 2018-03-06 | 2018-06-12 | $4,020 | $4,902 | -$882 | -$882 | |
| 212. SMUCKER J M CO COM NEW | 2018-03-06 | 2018-06-12 | $22,455 | $27,351 | -$4,896 | -$4,896 | |
| 5000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-05-31 | 2018-06-12 | $4,772 | $4,818 | -$46 | -$46 | |
| 10000. DOMINION RESOURCES INC UNSC | 2016-08-05 | 2018-06-15 | $10,000 | $10,000 | |||
| 2044.46 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-06-15 | $2,044 | $2,044 | |||
| 930.36 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-06-15 | $930 | $932 | -$2 | -$2 | |
| 725.87 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-06-15 | $726 | $726 | |||
| 1366.54 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-06-15 | $1,367 | $1,366 | $1 | $1 | |
| 98. LAMAR ADVERTISING CO-A | 2018-06-18 | $6,859 | $5,431 | $1,428 | $1,428 | ||
| 15000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-05-31 | 2018-06-18 | $14,365 | $14,454 | -$89 | -$89 | |
| 77. LAMAR ADVERTISING CO-A | 2016-01-25 | 2018-06-19 | $5,332 | $4,261 | $1,071 | $1,071 | |
| 15000. USA TREASURY NOTES 02.500% DUE 05/15/2024 | 2017-12-15 | 2018-06-19 | $14,741 | $15,188 | -$447 | -$447 | |
| 5000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-05-31 | 2018-06-19 | $4,802 | $4,818 | -$16 | -$16 | |
| 10000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-05-31 | 2018-06-20 | $9,564 | $9,636 | -$72 | -$72 | |
| 15000. USA TREASURY NOTES 02.375% DUE 08/15/2024 | 2017-03-17 | 2018-06-21 | $14,585 | $15,024 | -$439 | -$439 | |
| 20000. VERIZON COMMUNICATIONS UNSC | 2018-05-23 | 2018-06-21 | $19,857 | $19,724 | $133 | $133 | |
| 15000. USA TREASURY NOTES 02.375% DUE 08/15/2024 | 2017-03-17 | 2018-06-22 | $14,607 | $15,024 | -$417 | -$417 | |
| 736.65 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-06-24 | $737 | $737 | |||
| 1. L3 COMMUNICATIONS XXX-XX-XXXX | 2001-01-01 | 2018-06-27 | $1,315 | $1,315 | $1,315 | ||
| 15000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-03-17 | 2018-06-27 | $14,729 | $14,989 | -$260 | -$260 | |
| 22. CUMMINS INC | 2018-06-28 | $2,921 | $3,415 | -$494 | -$494 | ||
| 48. CUMMINS INC | 2017-05-24 | 2018-06-28 | $6,373 | $7,440 | -$1,067 | -$1,067 | |
| 85. 3M COMPANY COM | 2018-06-28 | $16,633 | $13,713 | $2,920 | $2,920 | ||
| 265.97 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-06-30 | $266 | $274 | -$8 | -$8 | |
| 583.16 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-06-30 | $583 | $601 | -$18 | -$18 | |
| 678.3 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-06-30 | $678 | $693 | -$15 | -$15 | |
| 1012.54 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-06-30 | $1,013 | $1,055 | -$42 | -$42 | |
| 827.43 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-06-30 | $827 | $884 | -$57 | -$57 | |
| 532.82 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-06-30 | $533 | $534 | -$1 | -$1 | |
| 80. CDW CORP/DE | 2014-07-10 | 2018-07-05 | $6,524 | $2,548 | $3,976 | $3,976 | |
| 80. CDW CORP/DE | 2018-05-29 | 2018-07-05 | $6,524 | $6,497 | $27 | $27 | |
| 330. CARNIVAL CORP SEDOL 2523044 | 2018-07-05 | $18,761 | $17,053 | $1,708 | $1,708 | ||
| 300. CARNIVAL CORP SEDOL 2523044 | 2016-04-14 | 2018-07-05 | $17,027 | $15,486 | $1,541 | $1,541 | |
| 50. CONSTELLATION BRANDS INC CL A | 2014-07-09 | 2018-07-05 | $10,731 | $4,514 | $6,217 | $6,217 | |
| 80. J P MORGAN CHASE & CO COM | 2018-07-05 | $8,318 | $7,922 | $396 | $396 | ||
| 50. J P MORGAN CHASE & CO COM | 2009-03-17 | 2018-07-05 | $5,199 | $1,208 | $3,991 | $3,991 | |
| 10. PRUDENTIAL FINANCIAL INC COM | 2017-05-02 | 2018-07-05 | $941 | $1,074 | -$133 | -$133 | |
| 140. PRUDENTIAL FINANCIAL INC COM | 2017-11-09 | 2018-07-05 | $13,180 | $15,789 | -$2,609 | -$2,609 | |
| 470. BANK OF AMERICA CORP | 2018-07-09 | $13,583 | $10,775 | $2,808 | $2,808 | ||
| 110. CONSTELLATION BRANDS INC CL A | 2014-07-09 | 2018-07-09 | $23,854 | $9,931 | $13,923 | $13,923 | |
| 130. GENERAL DYNAMICS CORP | 2015-05-21 | 2018-07-09 | $24,920 | $18,274 | $6,646 | $6,646 | |
| 130. THERMO ELECTRON CORP COM | 2016-07-12 | 2018-07-09 | $27,432 | $19,957 | $7,475 | $7,475 | |
| 2023.99 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-07-15 | $2,024 | $2,024 | |||
| 897.22 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-07-15 | $897 | $899 | -$2 | -$2 | |
| 702.79 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-07-15 | $703 | $703 | |||
| 1335.87 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-07-15 | $1,336 | $1,336 | |||
| 25000. TEVA PHARMACEUTICALS NE SEDOL ISIN US88167AAD37 | 2018-07-19 | $22,250 | $23,655 | -$1,405 | -$1,405 | ||
| 720.8 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-07-24 | $721 | $721 | |||
| 150. PARKER HANNIFIN CORP | 2017-03-21 | 2018-07-25 | $24,289 | $23,650 | $639 | $639 | |
| 500. STATE STR CORP COM | 2018-07-25 | $43,487 | $34,739 | $8,748 | $8,748 | ||
| 170. TYSON FDS INC COM | 2017-10-30 | 2018-07-25 | $10,609 | $12,189 | -$1,580 | -$1,580 | |
| 400. TYSON FDS INC COM | 2016-02-26 | 2018-07-25 | $24,962 | $26,240 | -$1,278 | -$1,278 | |
| 15000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2017-03-17 | 2018-07-27 | $14,684 | $14,989 | -$305 | -$305 | |
| 35000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2018-07-27 | $34,263 | $34,651 | -$388 | -$388 | ||
| 5000. ANDEAVOR CALL 01/01/2028 UNSC | 2017-12-14 | 2018-07-30 | $4,774 | $4,993 | -$219 | -$219 | |
| 5000. ANDEAVOR CALL 09/15/2026 COGT | 2018-01-25 | 2018-07-30 | $5,279 | $5,464 | -$185 | -$185 | |
| 15000. COMCAST CORP CALL 11/15/2024 @ 100.000 UNSC | 2018-06-19 | 2018-07-30 | $14,534 | $14,421 | $113 | $113 | |
| 15000. ENERGY TRANSFER PARTNERS CALL 12/15/2024 @ 100.000 UNSC | 2018-06-22 | 2018-07-30 | $14,669 | $14,406 | $263 | $263 | |
| 15000. WALMART INC CALL 04/26/2025 UNSC | 2018-06-20 | 2018-07-30 | $15,130 | $14,957 | $173 | $173 | |
| 15000. BANK OF NY MELLON CORP SER MTN CALL 02/04/26 @100 UNSC | 2017-12-12 | 2018-07-31 | $14,141 | $14,667 | -$526 | -$526 | |
| 418.28 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-07-31 | $418 | $431 | -$13 | -$13 | |
| 275.96 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-07-31 | $276 | $284 | -$8 | -$8 | |
| 815.19 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-07-31 | $815 | $832 | -$17 | -$17 | |
| 756.87 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-07-31 | $757 | $788 | -$31 | -$31 | |
| 435.49 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-07-31 | $435 | $465 | -$30 | -$30 | |
| 533.96 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-07-31 | $534 | $535 | -$1 | -$1 | |
| 25000. NEXTERA ENERGY CAPITAL COGT | 2017-04-07 | 2018-08-06 | $24,928 | $25,049 | -$121 | -$121 | |
| 580. PINNACLE FOODS INC MERGED 10/26/18 @ $43.11 P/S | 2017-05-10 | 2018-08-09 | $38,407 | $33,762 | $4,645 | $4,645 | |
| 100. TRANSDIGM GROUP INC | 2018-04-19 | 2018-08-09 | $36,046 | $32,674 | $3,372 | $3,372 | |
| 20000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2018-08-09 | $19,712 | $19,783 | -$71 | -$71 | ||
| 30000. ACTIVISION BLIZZARD CALL 05/15/2022 UNSC | 2018-08-10 | $29,041 | $29,908 | -$867 | -$867 | ||
| 85. ILLINOIS TOOL WORKS INC COM | 2017-01-30 | 2018-08-13 | $11,597 | $10,917 | $680 | $680 | |
| 150. LAM RESEARCH CORP | 2016-01-28 | 2018-08-13 | $26,792 | $10,433 | $16,359 | $16,359 | |
| 15000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2017-08-30 | 2018-08-13 | $14,379 | $14,926 | -$547 | -$547 | |
| 2086.65 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-08-15 | $2,087 | $2,086 | $1 | $1 | |
| 850.75 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-08-15 | $851 | $852 | -$1 | -$1 | |
| 858.31 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-08-15 | $858 | $858 | |||
| 1330.5 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-08-15 | $1,331 | $1,330 | $1 | $1 | |
| 20. JOHNSON & JOHNSON COM | 2016-02-11 | 2018-08-21 | $2,718 | $2,020 | $698 | $698 | |
| 200. JOHNSON & JOHNSON COM | 2018-08-21 | $27,104 | $12,737 | $14,367 | $14,367 | ||
| 15000. KIMCO REALTY CORP UNSC | 2018-03-20 | 2018-08-23 | $15,638 | $15,629 | $9 | $9 | |
| 723.53 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-08-24 | $724 | $724 | |||
| 15000. XILINX INC UNSC | 2018-08-24 | $14,930 | $14,893 | $37 | $37 | ||
| 5000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2017-03-09 | 2018-08-27 | $4,914 | $5,007 | -$93 | -$93 | |
| 160000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-01-22 | 2018-08-27 | $157,238 | $158,875 | -$1,637 | -$1,637 | |
| 15000. UNITED TECHNOLOGIES CORP CALL 06/16/2025 UNSC | 2018-08-13 | 2018-08-30 | $15,087 | $14,975 | $112 | $112 | |
| 615.77 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-08-31 | $616 | $634 | -$18 | -$18 | |
| 545.38 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-08-31 | $545 | $562 | -$17 | -$17 | |
| 775.46 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-08-31 | $775 | $792 | -$17 | -$17 | |
| 1053.35 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-08-31 | $1,053 | $1,097 | -$44 | -$44 | |
| 489.7 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-08-31 | $490 | $523 | -$33 | -$33 | |
| 549.73 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-08-31 | $550 | $551 | -$1 | -$1 | |
| 20000. VERIZON COMMUNICATIONS UNSC | 2018-06-25 | 2018-09-04 | $19,841 | $19,750 | $91 | $91 | |
| 430. ROYAL DUTCH SHELL PLC ADR A | 2017-11-03 | 2018-09-05 | $27,858 | $27,573 | $285 | $285 | |
| 10000. KINDER MORGAN ENER PART SR UNSEC | 2018-09-07 | $10,149 | $10,193 | -$44 | -$44 | ||
| 15000. ANDEAVOR CALL 01/01/2028 UNSC | 2017-12-14 | 2018-09-10 | $14,370 | $14,978 | -$608 | -$608 | |
| 15000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-06-27 | 2018-09-13 | $14,337 | $14,471 | -$134 | -$134 | |
| 5000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-06-27 | 2018-09-14 | $4,770 | $4,824 | -$54 | -$54 | |
| 2267.06 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-09-15 | $2,267 | $2,267 | |||
| 826.59 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-09-15 | $827 | $828 | -$1 | -$1 | |
| 826.86 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-09-15 | $827 | $827 | |||
| 1274.43 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-09-15 | $1,274 | $1,274 | |||
| 35000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2018-09-17 | $34,368 | $34,580 | -$212 | -$212 | ||
| 115. WYNDHAM HOTELS & RESORTS I | 2011-10-28 | 2018-09-17 | $6,393 | $2,277 | $4,116 | $4,116 | |
| 85. WYNDHAM HOTELS & RESORTS I | 2018-06-11 | 2018-09-17 | $4,725 | $5,276 | -$551 | -$551 | |
| 15000. AMERICAN CAMPUS CMNTYS CALL 09/01/2020 @ 100.000 COGT | 2018-09-18 | $14,960 | $15,072 | -$112 | -$112 | ||
| 15000. USA TREASURY NOTES 02.000% DUE 02/28/2021 | 2018-01-17 | 2018-09-18 | $14,698 | $14,922 | -$224 | -$224 | |
| 10000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-09-18 | $9,782 | $9,879 | -$97 | -$97 | ||
| 15000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-08-10 | 2018-09-18 | $14,669 | $14,741 | -$72 | -$72 | |
| 15000. CAPITAL ONE FINANCIAL CO CALL 04/12/2020 UNSC | 2017-05-09 | 2018-09-19 | $14,809 | $14,976 | -$167 | -$167 | |
| 150. S&P GLOBAL INC | 2018-09-21 | $31,931 | $16,426 | $15,505 | $15,505 | ||
| 60. AT&T INC | 2015-07-30 | 2018-09-24 | $2,032 | $2,088 | -$56 | -$56 | |
| 20. ABBVIE INC | 2017-07-12 | 2018-09-24 | $1,865 | $1,438 | $427 | $427 | |
| 40. ALTRIA GROUP INC | 2018-02-20 | 2018-09-24 | $2,449 | $2,584 | -$135 | -$135 | |
| 30. AMERICAN WATER WORKS CO INC | 2014-06-24 | 2018-09-24 | $2,637 | $1,460 | $1,177 | $1,177 | |
| 10. AMGEN INC | 2018-01-11 | 2018-09-24 | $2,074 | $1,822 | $252 | $252 | |
| 40. ARCHER DANIELS MIDLAND CO | 2018-08-09 | 2018-09-24 | $1,983 | $2,003 | -$20 | -$20 | |
| 672.15 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-09-24 | $672 | $672 | |||
| 260. BANK OF AMERICA CORP | 2018-07-25 | 2018-09-24 | $7,977 | $8,027 | -$50 | -$50 | |
| 70. BANK NEW YORK MELLON CORP COM | 2018-05-03 | 2018-09-24 | $3,662 | $3,749 | -$87 | -$87 | |
| 35000. BANK OF NOVA SCOTIA SEDOL BQRYVD6 ISIN US06416CAA62 | 2018-09-24 | $34,752 | $35,119 | -$367 | -$367 | ||
| 30. BAXTER INTERNATIONAL INC | 2018-05-03 | 2018-09-24 | $2,331 | $2,094 | $237 | $237 | |
| 40. BORG WARNER INC. | 2017-11-10 | 2018-09-24 | $1,782 | $2,089 | -$307 | -$307 | |
| 80. CBRE GROUP INC | 2018-02-22 | 2018-09-24 | $3,617 | $3,605 | $12 | $12 | |
| 20. CDW CORP/DE | 2014-07-10 | 2018-09-24 | $1,779 | $637 | $1,142 | $1,142 | |
| 30. CSX CORP COM | 2018-07-25 | 2018-09-24 | $2,202 | $2,101 | $101 | $101 | |
| 20. CAPITAL ONE FINANCIAL CORP | 2018-09-21 | 2018-09-24 | $1,953 | $1,991 | -$38 | -$38 | |
| 10. CATERPILLAR INC | 2018-06-01 | 2018-09-24 | $1,540 | $1,533 | $7 | $7 | |
| 20. CELANESE CORP | 2018-05-17 | 2018-09-24 | $2,332 | $2,279 | $53 | $53 | |
| 20. CENTENE CORP | 2018-04-19 | 2018-09-24 | $2,854 | $2,233 | $621 | $621 | |
| 20. CHEVRON CORPORATION | 2018-06-12 | 2018-09-24 | $2,449 | $2,559 | -$110 | -$110 | |
| 50. CISCO SYS INC COM | 2011-09-13 | 2018-09-24 | $2,425 | $811 | $1,614 | $1,614 | |
| 80. CITIZENS FINANCIAL GROUP | 2018-09-24 | $3,231 | $2,132 | $1,099 | $1,099 | ||
| 60. COMCAST CORPORATION CL A | 2009-09-04 | 2018-09-24 | $2,129 | $487 | $1,642 | $1,642 | |
| 90. CONOCOPHILLIPS | 2018-05-03 | 2018-09-24 | $6,947 | $5,920 | $1,027 | $1,027 | |
| 20. CULLEN FROST BANKERS INC | 2018-05-31 | 2018-09-24 | $2,145 | $2,314 | -$169 | -$169 | |
| 20. DANAHER CORP | 2018-08-21 | 2018-09-24 | $2,157 | $2,019 | $138 | $138 | |
| 100. DISCOVERY INC CLASS A | 2018-07-05 | 2018-09-24 | $3,190 | $2,761 | $429 | $429 | |
| 30. DOWDUPONT INC REV SPLIT 06/03/19 | 2016-02-04 | 2018-09-24 | $2,046 | $1,419 | $627 | $627 | |
| 25000. E.I. DU PONT DE NEMOURS UNSC | 2018-03-07 | 2018-09-24 | $24,657 | $24,691 | -$34 | -$34 | |
| 20. EASTMAN CHEM CO | 2018-02-15 | 2018-09-24 | $1,976 | $2,000 | -$24 | -$24 | |
| 10. FEDEX CORPORATION | 2018-05-17 | 2018-09-24 | $2,439 | $2,493 | -$54 | -$54 | |
| 70. FIRST DATA CORP- CLASS A MERGED 07/29/19 | 2018-08-13 | 2018-09-24 | $1,784 | $1,688 | $96 | $96 | |
| 10. GOLDMAN SACHS GROUP INC COM | 2018-07-25 | 2018-09-24 | $2,326 | $2,355 | -$29 | -$29 | |
| 34248.1 HARBOR FD INTL FD | 2018-09-24 | $2,201,468 | $1,329,000 | $872,468 | $872,468 | ||
| 20. HOME DEPOT INC COM | 2017-06-19 | 2018-09-24 | $4,186 | $3,169 | $1,017 | $1,017 | |
| 80. INTEL CORP | 2018-05-29 | 2018-09-24 | $3,753 | $4,418 | -$665 | -$665 | |
| 70. J P MORGAN CHASE & CO COM | 2009-03-17 | 2018-09-24 | $8,163 | $1,691 | $6,472 | $6,472 | |
| 30. JACOBS ENGINEERING GROUP INC | 2018-08-09 | 2018-09-24 | $2,321 | $2,185 | $136 | $136 | |
| 20. JOHNSON & JOHNSON COM | 2009-03-18 | 2018-09-24 | $2,816 | $1,007 | $1,809 | $1,809 | |
| 40. KELLOGG CO | 2018-07-25 | 2018-09-24 | $2,896 | $2,827 | $69 | $69 | |
| 40. KOHLS CORP COM | 2018-03-13 | 2018-09-24 | $2,998 | $2,576 | $422 | $422 | |
| 20. LILLY ELI & CO | 2018-07-09 | 2018-09-24 | $2,115 | $1,761 | $354 | $354 | |
| 20. MARATHON PETROLEUM CORP | 2018-09-05 | 2018-09-24 | $1,717 | $1,656 | $61 | $61 | |
| 20. MCCORMICK & CO INC COM NON VTG | 2018-08-09 | 2018-09-24 | $2,601 | $2,427 | $174 | $174 | |
| 30. MERCK & CO INC | 2016-11-28 | 2018-09-24 | $2,125 | $1,856 | $269 | $269 | |
| 20. MICROSOFT CORP | 2018-07-05 | 2018-09-24 | $2,290 | $1,987 | $303 | $303 | |
| 80. MORGAN STANLEY | 2017-10-20 | 2018-09-24 | $3,890 | $4,035 | -$145 | -$145 | |
| 30. MOTOROLA SOLUTIONS INC | 2018-05-29 | 2018-09-24 | $3,855 | $3,301 | $554 | $554 | |
| 40. OCCIDENTAL PETE CORP COM | 2018-05-31 | 2018-09-24 | $3,241 | $3,367 | -$126 | -$126 | |
| 90. PFIZER INC COM | 2017-11-16 | 2018-09-24 | $3,952 | $3,191 | $761 | $761 | |
| 30. PRICE T ROWE GROUP INC COM | 2017-08-28 | 2018-09-24 | $3,337 | $2,525 | $812 | $812 | |
| 30. PRUDENTIAL FINANCIAL INC COM | 2017-05-02 | 2018-09-24 | $3,102 | $3,223 | -$121 | -$121 | |
| 10. RAYTHEON COMPANY | 2015-12-03 | 2018-09-24 | $2,026 | $1,230 | $796 | $796 | |
| 120. REGIONS FINANCIAL CORP | 2018-03-16 | 2018-09-24 | $2,314 | $2,357 | -$43 | -$43 | |
| 30. ROYAL DUTCH SHELL PLC ADR A | 2018-09-24 | $2,051 | $1,878 | $173 | $173 | ||
| 10. S&P GLOBAL INC | 2016-05-23 | 2018-09-24 | $2,103 | $1,087 | $1,016 | $1,016 | |
| 70. SERVICE CORP INTL COM | 2018-04-05 | 2018-09-24 | $3,062 | $2,670 | $392 | $392 | |
| 20. SIMON PROPERTY GROUP INC | 2018-07-09 | 2018-09-24 | $3,540 | $3,440 | $100 | $100 | |
| 60. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2 | 2018-06-01 | 2018-09-24 | $2,378 | $2,423 | -$45 | -$45 | |
| 50. SUNTRUST BANKS INC COM | 2016-05-23 | 2018-09-24 | $3,510 | $2,123 | $1,387 | $1,387 | |
| 30. SYNOVUS FINANCIAL CORP | 2018-05-31 | 2018-09-24 | $1,417 | $1,631 | -$214 | -$214 | |
| 20. T-MOBILE US INC | 2017-05-12 | 2018-09-24 | $1,377 | $1,318 | $59 | $59 | |
| 20. TEXAS INSTRS INC COM | 2016-05-04 | 2018-09-24 | $2,195 | $1,132 | $1,063 | $1,063 | |
| 15000. TORONTO-DOMINION BANK SEDOL ISIN US89114QAS75 | 2014-06-26 | 2018-09-24 | $14,932 | $14,982 | -$50 | -$50 | |
| 60. TOTAL FINA S A | 2016-04-14 | 2018-09-24 | $3,864 | $2,906 | $958 | $958 | |
| 20. UNITED RENTALS INC COM | 2017-02-03 | 2018-09-24 | $3,366 | $2,570 | $796 | $796 | |
| 60. US FOODS HOLDING CORP | 2018-03-20 | 2018-09-24 | $1,854 | $2,072 | -$218 | -$218 | |
| 10. UNITEDHEALTH GROUP INC COM | 2017-06-13 | 2018-09-24 | $2,670 | $1,803 | $867 | $867 | |
| 1872. VANGUARD GROWTH ETF | 2013-02-04 | 2018-09-24 | $299,920 | $139,726 | $160,194 | $160,194 | |
| 20. WEC ENERGY GROUP INC | 2009-05-20 | 2018-09-24 | $1,334 | $374 | $960 | $960 | |
| 20. WASTE MANAGEMENT INC | 2018-03-12 | 2018-09-24 | $1,809 | $1,736 | $73 | $73 | |
| 40. XCEL ENERGY INC COM | 2015-02-26 | 2018-09-24 | $1,885 | $1,418 | $467 | $467 | |
| 60. ZIONS BANCORP | 2017-10-20 | 2018-09-24 | $3,115 | $2,808 | $307 | $307 | |
| 20. LYONDELLBASELL INDUSTRIES N.V. ISIN NL0009434992 SEDOL B3SPXZ3 | 2018-07-09 | 2018-09-24 | $2,083 | $2,188 | -$105 | -$105 | |
| 25000. KLA-TENCOR CORP CALL 09/01/2021 @ 100.000 UNSC | 2018-09-25 | $25,384 | $25,053 | $331 | $331 | ||
| 15000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-08-30 | 2018-09-25 | $14,971 | $14,965 | $6 | $6 | |
| 30000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-08-30 | 2018-09-26 | $29,940 | $29,930 | $10 | $10 | |
| 967.48 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-09-30 | $967 | $996 | -$29 | -$29 | |
| 431.83 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-09-30 | $432 | $445 | -$13 | -$13 | |
| 514.33 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-09-30 | $514 | $525 | -$11 | -$11 | |
| 987.83 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-09-30 | $988 | $1,028 | -$40 | -$40 | |
| 445.23 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-09-30 | $445 | $476 | -$31 | -$31 | |
| 494.1 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-09-30 | $494 | $495 | -$1 | -$1 | |
| 25000. ROYAL BANK OF CANADA SEDOL ISIN US780082AA14 | 2015-01-29 | 2018-10-01 | $24,624 | $24,997 | -$373 | -$373 | |
| 25000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2018-10-02 | $23,764 | $24,524 | -$760 | -$760 | ||
| 510. CONOCOPHILLIPS | 2018-10-03 | $39,922 | $28,859 | $11,063 | $11,063 | ||
| 25000. NBCUNIVERSAL MEDIA LLC WI SR UNSEC | 2018-02-14 | 2018-10-03 | $25,564 | $25,892 | -$328 | -$328 | |
| 40000. CAPITAL ONE MULTI-ASSET EXECUT SERIES 2016 A3 CLASS A3 | 2016-07-18 | 2018-10-04 | $39,617 | $40,000 | -$383 | -$383 | |
| 10000. CVS HEALTH CORP CALL 12/25/2027 UNSC | 2018-03-06 | 2018-10-05 | $9,808 | $9,859 | -$51 | -$51 | |
| 16. GARRETT MOTION INC-WI | 2015-01-13 | 2018-10-05 | $253 | $166 | $87 | $87 | |
| 15000. EXXON MOBIL CORPORATION UNSC | 2016-02-29 | 2018-10-10 | $15,046 | $15,000 | $46 | $46 | |
| 15000. KIMCO REALTY CORP CALL 12/01/2024 UNSC | 2017-08-01 | 2018-10-10 | $14,115 | $14,976 | -$861 | -$861 | |
| 25000. TYSON FOODS INC UNSC | 2017-05-23 | 2018-10-10 | $25,081 | $25,000 | $81 | $81 | |
| 880. US FOODS HOLDING CORP | 2018-03-20 | 2018-10-10 | $25,799 | $30,387 | -$4,588 | -$4,588 | |
| 25000. AT&T INC CALL 11/15/2020 @ 100.000 UNSC | 2018-10-11 | $25,533 | $25,775 | -$242 | -$242 | ||
| .5 GARRETT MOTION INC-WI | 2015-01-13 | 2018-10-11 | $8 | $5 | $3 | $3 | |
| 25000. LOWE'S COS INC UNSC | 2018-10-11 | $25,071 | $24,931 | $140 | $140 | ||
| 5000. USA TREASURY NOTES 02.375% DUE 08/15/2024 | 2017-03-17 | 2018-10-11 | $4,819 | $5,007 | -$188 | -$188 | |
| 5000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2017-03-08 | 2018-10-11 | $4,730 | $4,890 | -$160 | -$160 | |
| 210. BORG WARNER INC. | 2018-10-12 | $7,935 | $10,943 | -$3,008 | -$3,008 | ||
| 100. GOLDMAN SACHS GROUP INC COM | 2018-07-25 | 2018-10-12 | $21,379 | $23,552 | -$2,173 | -$2,173 | |
| 170. BORG WARNER INC. | 2017-11-09 | 2018-10-15 | $6,471 | $8,821 | -$2,350 | -$2,350 | |
| 28. BORG WARNER INC. | 2017-11-09 | 2018-10-15 | $1,069 | $1,453 | -$384 | -$384 | |
| 2112.73 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-10-15 | $2,113 | $2,113 | |||
| 747.96 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-10-15 | $748 | $749 | -$1 | -$1 | |
| 691.61 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-10-15 | $692 | $692 | |||
| 9. JOHNSON & JOHNSON COM | 2017-06-27 | 2018-10-15 | $1,205 | $1,227 | -$22 | -$22 | |
| 91. JOHNSON & JOHNSON COM | 2018-10-15 | $12,245 | $10,116 | $2,129 | $2,129 | ||
| 31. JOHNSON & JOHNSON COM | 2009-03-18 | 2018-10-15 | $4,151 | $1,561 | $2,590 | $2,590 | |
| 301. JOHNSON & JOHNSON COM | 2009-03-18 | 2018-10-15 | $40,502 | $15,155 | $25,347 | $25,347 | |
| 1081.33 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-10-15 | $1,081 | $1,081 | |||
| 15000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-10-15 | $14,655 | $14,715 | -$60 | -$60 | ||
| 110. BORG WARNER INC. | 2018-10-16 | $4,197 | $5,707 | -$1,510 | -$1,510 | ||
| 42. BORG WARNER INC. | 2017-11-09 | 2018-10-16 | $1,603 | $2,178 | -$575 | -$575 | |
| 10000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-09-26 | 2018-10-16 | $9,768 | $9,776 | -$8 | -$8 | |
| 130. CBRE GROUP INC | 2018-02-22 | 2018-10-22 | $5,147 | $5,858 | -$711 | -$711 | |
| 1030. CBRE GROUP INC | 2018-02-22 | 2018-10-22 | $40,493 | $46,416 | -$5,923 | -$5,923 | |
| 603.78 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-10-24 | $604 | $604 | |||
| 160. CATERPILLAR INC | 2018-06-01 | 2018-10-26 | $18,281 | $24,535 | -$6,254 | -$6,254 | |
| 10000. JOHN DEERE CAPITAL CORP UNSC | 2015-09-08 | 2018-10-26 | $9,872 | $9,994 | -$122 | -$122 | |
| 610. DISCOVERY INC CLASS A | 2018-07-05 | 2018-10-26 | $18,461 | $16,841 | $1,620 | $1,620 | |
| 318. DOWDUPONT INC REV SPLIT 06/03/19 | 2018-10-26 | $16,592 | $16,348 | $244 | $244 | ||
| 12. DOWDUPONT INC REV SPLIT 06/03/19 | 2015-05-06 | 2018-10-26 | $624 | $614 | $10 | $10 | |
| 434. DOWDUPONT INC REV SPLIT 06/03/19 | 2018-10-26 | $22,644 | $20,524 | $2,120 | $2,120 | ||
| 16. DOWDUPONT INC REV SPLIT 06/03/19 | 2015-10-14 | 2018-10-26 | $832 | $757 | $75 | $75 | |
| 460. SYNOVUS FINANCIAL CORP | 2018-05-31 | 2018-10-26 | $16,879 | $25,009 | -$8,130 | -$8,130 | |
| 250. TEXAS INSTRS INC COM | 2016-05-04 | 2018-10-26 | $22,746 | $14,149 | $8,597 | $8,597 | |
| 15000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-08-30 | 2018-10-30 | $14,980 | $14,965 | $15 | $15 | |
| 656.89 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-10-31 | $657 | $676 | -$19 | -$19 | |
| 417.71 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-10-31 | $418 | $430 | -$12 | -$12 | |
| 594.07 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-10-31 | $594 | $606 | -$12 | -$12 | |
| 818.74 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-10-31 | $819 | $852 | -$33 | -$33 | |
| 284.74 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-10-31 | $285 | $304 | -$19 | -$19 | |
| 515.2 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-10-31 | $515 | $517 | -$2 | -$2 | |
| 25000. USA TREASURY NOTES 01.750% DUE 10/31/2020 | 2018-10-31 | $24,455 | $24,537 | -$82 | -$82 | ||
| .499 RESIDEO TECHNOLOGIES INC-W/I | 2015-01-13 | 2018-11-01 | $11 | $9 | $2 | $2 | |
| 482. FIRST DATA CORP- CLASS A MERGED 07/29/19 | 2018-08-13 | 2018-11-05 | $8,891 | $11,624 | -$2,733 | -$2,733 | |
| 50. FIRST DATA CORP- CLASS A MERGED 07/29/19 | 2018-08-13 | 2018-11-05 | $925 | $1,206 | -$281 | -$281 | |
| 20000. USA TREASURY NOTES 02.375% DUE 08/15/2024 | 2017-03-17 | 2018-11-05 | $19,259 | $20,030 | -$771 | -$771 | |
| 408. FIRST DATA CORP- CLASS A MERGED 07/29/19 | 2018-08-13 | 2018-11-06 | $7,621 | $9,839 | -$2,218 | -$2,218 | |
| 80. FIRST DATA CORP- CLASS A MERGED 07/29/19 | 2018-08-13 | 2018-11-06 | $1,493 | $1,929 | -$436 | -$436 | |
| 27. RESIDEO TECHNOLOGIES INC-W/I | 2015-01-13 | 2018-11-06 | $638 | $475 | $163 | $163 | |
| 524. KELLOGG CO | 2018-11-07 | $33,515 | $36,993 | -$3,478 | -$3,478 | ||
| 36. KELLOGG CO | 2018-10-10 | 2018-11-07 | $2,302 | $2,504 | -$202 | -$202 | |
| 20000. USA TREASURY NOTES 02.375% DUE 08/15/2024 | 2017-03-17 | 2018-11-07 | $19,249 | $20,030 | -$781 | -$781 | |
| 5000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-09-26 | 2018-11-07 | $4,879 | $4,888 | -$9 | -$9 | |
| 25000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-11-07 | $24,392 | $24,431 | -$39 | -$39 | ||
| 15000. MUFG AMERICAS HLDGS CORP CALL 01/10/2020 @ 100.000 UNSC | 2018-03-16 | 2018-11-08 | $15,000 | $14,795 | $205 | $205 | |
| 30000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2018-11-08 | $26,918 | $28,468 | -$1,550 | -$1,550 | ||
| 10000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2017-08-30 | 2018-11-08 | $9,493 | $9,951 | -$458 | -$458 | |
| 20000. WELLTOWER INC CALL 08/01/2023 UNSC | 2018-08-09 | 2018-11-14 | $19,906 | $19,993 | -$87 | -$87 | |
| . FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2000-12-31 | 2018-11-15 | |||||
| 1932.06 FORD CREDIT AUTO LEASE TRUST SERIES 2017 A CLASS A2 | 2017-03-21 | 2018-11-15 | $1,932 | $1,932 | |||
| 740.41 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-11-15 | $740 | $742 | -$2 | -$2 | |
| 935.95 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-11-15 | $936 | $936 | |||
| 1247.87 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-11-15 | $1,248 | $1,248 | |||
| 5000. USA TREASURY NOTES 02.250% DUE 11/15/2025 | 2017-03-08 | 2018-11-16 | $4,766 | $4,890 | -$124 | -$124 | |
| 15000. USA TREASURY NOTES 01.625% DUE 05/15/2026 | 2017-09-28 | 2018-11-16 | $13,611 | $14,216 | -$605 | -$605 | |
| 70. AT&T INC | 2018-11-19 | $2,124 | $2,560 | -$436 | -$436 | ||
| 545. AT&T INC | 2018-11-19 | $16,534 | $17,336 | -$802 | -$802 | ||
| 261. WELLS FARGO & CO NEW COM | 2008-12-04 | 2018-11-19 | $13,853 | $7,403 | $6,450 | $6,450 | |
| 9. WELLS FARGO & CO NEW COM | 2008-12-04 | 2018-11-19 | $479 | $255 | $224 | $224 | |
| 20000. USA TREASURY NOTES 02.125% DUE 09/30/2021 | 2018-10-11 | 2018-11-20 | $19,618 | $19,543 | $75 | $75 | |
| 642.34 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-11-24 | $642 | $642 | |||
| 20000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-11-27 | $19,027 | $19,281 | -$254 | -$254 | ||
| 10000. USA TREASURY NOTES 02.375% DUE 05/15/2027 | 2018-08-30 | 2018-11-27 | $9,514 | $9,632 | -$118 | -$118 | |
| 15000. JPMORGAN CHASE & CO CALL 05/07/2021 @ 100.000 UNSC | 2017-05-22 | 2018-11-28 | $14,561 | $15,009 | -$448 | -$448 | |
| 170. MOTOROLA SOLUTIONS INC | 2018-11-28 | $22,044 | $18,594 | $3,450 | $3,450 | ||
| 10000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2017-08-30 | 2018-11-28 | $9,566 | $9,951 | -$385 | -$385 | |
| 10000. DOWDUPONT INC UNSC | 2018-11-14 | 2018-11-29 | $10,043 | $10,000 | $43 | $43 | |
| 20000. USA TREASURY NOTES 01.625% DUE 08/15/2022 | 2018-11-29 | $19,143 | $19,888 | -$745 | -$745 | ||
| 50000. USA TREASURY NOTES 02.500% DUE 08/15/2023 | 2018-11-29 | $49,209 | $49,217 | -$8 | -$8 | ||
| 230.86 FEDERAL NATL MTG ASSN POOL AS5327 | 2017-02-08 | 2018-11-30 | $231 | $238 | -$7 | -$7 | |
| 524.77 FEDERAL NATL MTG ASSN POOL AS8018 | 2017-05-17 | 2018-11-30 | $525 | $541 | -$16 | -$16 | |
| 611.95 FEDERAL NATL MTG ASSN POOL BC4777 | 2016-11-09 | 2018-11-30 | $612 | $624 | -$12 | -$12 | |
| 733.41 FEDERAL NATL MTG ASSN POOL MA2498 | 2016-05-11 | 2018-11-30 | $733 | $763 | -$30 | -$30 | |
| 422.79 FEDERAL NATL MTG ASSN POOL MA2484 | 2016-04-14 | 2018-11-30 | $423 | $451 | -$28 | -$28 | |
| 471.35 FEDERAL NATL MTG ASSN POOL MA2803 | 2017-02-03 | 2018-11-30 | $471 | $473 | -$2 | -$2 | |
| 100. FEDEX CORPORATION | 2018-05-17 | 2018-11-30 | $22,722 | $24,927 | -$2,205 | -$2,205 | |
| 450. JACOBS ENGINEERING GROUP INC | 2018-08-09 | 2018-11-30 | $29,471 | $32,770 | -$3,299 | -$3,299 | |
| 15000. AMGEN INC CALL 04/11/2022 UNSC | 2017-05-09 | 2018-12-06 | $14,524 | $14,979 | -$455 | -$455 | |
| 10000. PACCAR FINANCIAL CORP UNSC SER MTN | 2013-12-03 | 2018-12-06 | $10,000 | $10,000 | |||
| 5000. PACKAGING CORP OF AMERIC CALL 09/15/2027 UNSC | 2017-12-11 | 2018-12-07 | $4,622 | $4,993 | -$371 | -$371 | |
| 10000. AMGEN INC CALL 04/11/2022 UNSC | 2017-05-09 | 2018-12-10 | $9,691 | $9,986 | -$295 | -$295 | |
| 320. PRINCIPAL FINANCIAL GROUP COM | 2018-12-10 | $13,769 | $16,339 | -$2,570 | -$2,570 | ||
| 17. PRINCIPAL FINANCIAL GROUP COM | 2015-02-03 | 2018-12-10 | $734 | $829 | -$95 | -$95 | |
| 48. PRUDENTIAL FINANCIAL INC COM | 2018-12-10 | $3,992 | $5,311 | -$1,319 | -$1,319 | ||
| 105. UNITED TECHNOLOGIES CORP COM | 2008-12-04 | 2018-12-10 | $12,466 | $4,971 | $7,495 | $7,495 | |
| 15000. PACKAGING CORP OF AMERIC CALL 09/15/2027 UNSC | 2017-12-11 | 2018-12-11 | $13,882 | $14,951 | -$1,069 | -$1,069 | |
| 108. PRINCIPAL FINANCIAL GROUP COM | 2018-12-11 | $4,593 | $5,105 | -$512 | -$512 | ||
| 10000. SPIRIT REALTY LP CALL 06/15/2026 COGT | 2018-12-11 | $9,507 | $9,659 | -$152 | -$152 | ||
| 870. SUNCOR ENERGY INC ISIN CA8672241079 SEDOL B3NB1P2 | 2018-06-01 | 2018-12-11 | $26,789 | $35,127 | -$8,338 | -$8,338 | |
| 20000. VERIZON COMMUNICATIONS SER WI UNSC | 2018-09-04 | 2018-12-11 | $19,423 | $19,441 | -$18 | -$18 | |
| 10000. SPIRIT REALTY LP CALL 06/15/2026 COGT | 2017-06-30 | 2018-12-13 | $9,518 | $9,505 | $13 | $13 | |
| 20000. BP CAPITAL MARKETS PLC SEDOL ISIN US05565QDL95 | 2017-02-08 | 2018-12-14 | $19,633 | $19,999 | -$366 | -$366 | |
| 693.16 HONDA AUTO RECEIVABLES OWNER T SERIES 2016 2 CLASS A3 | 2016-08-05 | 2018-12-15 | $693 | $694 | -$1 | -$1 | |
| 650.74 JOHN DEERE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-02-23 | 2018-12-15 | $651 | $651 | |||
| 1066.54 NISSAN AUTO RECEIVABLES OWNER SERIES 2015 C CLASS A3 | 2015-10-06 | 2018-12-15 | $1,067 | $1,066 | $1 | $1 | |
| 15000. XLIT LTD SEDOL ISIN US98420EAA38 | 2018-12-15 | $15,000 | $14,952 | $48 | $48 | ||
| 90. JOHNSON & JOHNSON COM | 2018-12-18 | $11,770 | $5,399 | $6,371 | $6,371 | ||
| 80. KIMBERLY-CLARK CORP COM | 2017-02-22 | 2018-12-18 | $9,108 | $10,815 | -$1,707 | -$1,707 | |
| 541.19 BMW VEHICLE OWNER TRUST SERIES 2016 A CLASS A3 | 2016-07-12 | 2018-12-24 | $541 | $541 | |||
| 30. ALTRIA GROUP INC | 2015-01-13 | 2018-12-27 | $1,430 | $1,536 | -$106 | -$106 | |
| 195. ALTRIA GROUP INC | 2015-01-13 | 2018-12-27 | $9,362 | $9,983 | -$621 | -$621 | |
| 45000. USA TREASURY NOTES 01.500% DUE 12/31/2018 | 2018-08-30 | 2018-12-31 | $45,000 | $44,895 | $105 | $105 | |
| CAPITAL GAIN DIVIDENDS | $570,952 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,787,159 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,166,354 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $25,062,017 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046539 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,205,409 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $23,512,141 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051268 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,174,748 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $24,632,689 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.047691 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,098,266 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $24,859,162 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.04418 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,064,436 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $23,285,459 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.045712 | DistributionYr5Rt |
| Total Distribution | 0.23539 | TotalDistributionRt |
| Average Distribution | 0.047078 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $25,923,991 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,220,450 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $21,744 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,242,194 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,264,051 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $21,744 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $21,744 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $21,744 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $36,200 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $36,200 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $14,456 | OverpaymentAmt |
| Applied To ES Tax | $10,872 | AppliedToESTaxAmt |
| Refund | $3,584 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | MD | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | pncsites.com/pncfoundation/charitable_trusts. | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PNC BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2162576118 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 609 | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 152309738 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| CONSTANCE IMBODEN | ||||||
| 2005 RUXTON ROAD | TOWSON | MD | 21204 | CO-TRUSTEE | 1 | $0 |
| PNC BANK | ||||||
| 116 ALLEGHENY CENTER MALL | PITTSBURGH | PA | 15212 | CO-TRUSTEE | 18 | $94,357 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $26,318,773 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $0 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $26,318,773 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $26,318,773 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $394,782 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $25,923,991 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,296,200 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,296,200 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $21,744 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $21,744 | TotalTaxAmt |
| Distributable Before Adj | $1,274,456 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,274,456 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,274,456 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,264,051 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,264,051 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $21,744 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,242,307 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,274,456 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,220,074 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,264,051 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,220,074 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $43,977 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,230,479 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | PNC CHARITABLE TRUST GRANT COMMITTE | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 300 FIFTH AVE | AddressLine1Txt |
| City | PITTSBURGH | CityNm |
| State Abbreviation | PA | StateAbbreviationCd |
| ZIP | 15222 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4127625157 | RecipientPhoneNum |
| Form And Info And Materials | Please reference the name of the trust in all communications. See footnote | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | See website: www.pncsites.com/pncfoundation/charitable_trusts.html for specific information | SubmissionDeadlinesTxt |
| Restrictions On Awards | See website: www.pncsites.com/pncfoundation/charitable_trusts.html for specific information | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (75 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| HEALTHY NEIGHBORHOODS INC | ||||||||
| 2 E READ ST | BALTIMORE | MD | 21202 | NONE | PC | DANCE BALTIMORE CELEBRATION | $10,000 | |
| ARTSCENTRIC INC | ||||||||
| 2224 DECKMAN LANE | SILVER SPRING | MD | 21201 | NONE | PC | LA CAGE AUX FOLLES | $10,000 | |
| ARTSCENTRIC INC | ||||||||
| 2224 DECKMAN LANE | SILVER SPRINGS | MD | 21201 | NONE | PC | GENERAL OPERATING | $1,500 | |
| AUDREY HERMAN SPOTLIGHTERS THEATRE INC | ||||||||
| 817 ST PAUL ST | BALTIMORE | MD | 21202 | NONE | PC | AUDIENCE DEVELOPMENT | $15,000 | |
| AUDREY HERMAN SPOTLIGHTERS THEATRE INC | ||||||||
| 817 SAINT PAUL ST | BALTIMORE | MD | 21202 | NONE | PC | GENREAL SUPPORT | $1,500 | |
| BACH CONCERT SERIES | ||||||||
| 701 S CHARLES ST | BALTIMORE | MD | 21230 | NONE | PC | FY19 CORE OPERATIONS | $5,000 | |
| BACH CONCERT SERIES | ||||||||
| 701 S CHARLES ST | BALTIMORE | MD | 21230 | NONE | PC | RESERVE FUND | $10,000 | |
| BALTIMORE ANNEX THEATRE | ||||||||
| 219 PARK AVE | BALTIMORE | MD | 21201 | NONE | PC | GENERAL OPERATING | $1,500 | |
| BALTIMORE CHORAL ARTS SOCIETY INC | ||||||||
| 1316 PARK AVE | BALTIMORE | MD | 21217 | NONE | PC | MULTI SENSORY CONCERT | $10,000 | |
| BALTIMORE CHORAL ARTS SOCIETY INC | ||||||||
| 1316 PARK AVE | BALTIMORE | MD | 21217 | NONE | PC | GENERAL OPERATING | $2,500 | |
| BALTIMORE CLASSICAL GUITAR SOCIETY | ||||||||
| 4607 MAPLE AVE | BALTIMORE | MD | 21227 | NONE | PC | GNERAL OPERATING | $1,500 | |
| BALTIMORE CLAYWORKS INC | ||||||||
| 5707 SMITH AVE | BALTIMORE | MD | 21209 | NONE | PC | CHARETTE PROCESS | $15,000 | |
| BALTIMORE COMMUNITY FOUNDATION INC | ||||||||
| 2 E READ ST FL 9 | BALTIMORE | MD | 21202 | NONE | PC | GBCA DONOR ADVISED FUND | $10,000 | |
| BALTIMORE COMMUNITY FOUNDATION INC | ||||||||
| 2 E READ ST FL 9 | BALTIMORE | MD | 21202 | NONE | PC | BAKER MEMORIAL | $190,600 | |
| BALTIMORE COMMUNITY FOUNDATION INC | ||||||||
| 2 READ ST FL 9 | BALTIMORE | MD | 21202 | NONE | PC | BALTIMORE THEATRE PROJECT | $22,500 | |
| BALTIMORE CONCERT OPERA INC | ||||||||
| 11 WEST MOUNT VERNON PLACE STE 30 | BALTIMORE | MD | 21201 | NONE | PC | MARKETING & PROGRAM SUPPORT | $13,695 | |
| BALTIMORE CONCERT OPERA INC | ||||||||
| 11 WEST MOUNT VERNON PLACE STE 30 | BALTIMORE | MD | 21201 | NONE | PC | GENERATING OPERATING | $1,500 | |
| BALTIMORE IMPROV GROUP INC | ||||||||
| 1727 N CHARLES ST | BALTIMORE | MD | 21201 | NONE | PC | FY19 CORE OPERATIONS | $10,000 | |
| BALTIMORE IMPROV GROUP INC | ||||||||
| 1727 N CHARLES ST | BALTIMORE | MD | 21201 | NONE | PC | GENERAL OPERATING | $1,500 | |
| BALTIMORE JEWELRY CENTER INC | ||||||||
| 10 E NORTH AVE STE 13 | BALTIMORE | MD | 21202 | NONE | PC | GENERATING OPERATING | $1,500 | |
| BALTIMORE MUSEUM OF ART INC | ||||||||
| 10 ART MUSEUM DR | BALTIMORE | MD | 21218 | NONE | PC | FY19 CORE OPERATIONS | $40,000 | |
| BALTIMORE MUSEUM OF INDUSTRY | ||||||||
| 1415 KEY HWY | BALTIMORE | MD | 212305115 | NONE | PC | FUNDRAISING CAPACITY | $20,000 | |
| BALTIMORE MUSEUM OF INDUSTRY | ||||||||
| 1415 KEY HWY | BALTIMORE | MD | 212305115 | NONE | PC | GENERAL OPERATING | $4,000 | |
| BALTIMORE ROCK OPERA SOCIETY INC | ||||||||
| 1539 N CALVERT ST | BALTIMORE | MD | 212022801 | NONE | PC | PART-TIME STAFF | $5,000 | |
| BALTIMORE ROCK OPERA SOCIETY INC | ||||||||
| 1539 N CALVERT ST | BALTIMORE | MD | 212022801 | NONE | PC | GENERAL OPERATING | $1,500 | |
| BALTIMORE SYMPHONE ORCHESTRA INC | ||||||||
| 1212 CATHEDRAL ST | BALTIMORE | MD | 21201 | NONE | PC | FY19 CORE OPERATIONS | $40,000 | |
| BALTIMORE THEATRE PROJECT | ||||||||
| 45 W PRESTON ST | BALTIMORE | MD | 212015717 | NONE | PC | FY19 CORE OPERATIONS | $15,000 | |
| BALTIMORE THEATRE PROJECT | ||||||||
| 45 W PRESTON ST | BALTIMORE | MD | 212015717 | NONE | PC | RESERVE FUND | $5,000 | |
| CENTER STAGE ASSOCIATES INC | ||||||||
| 700 N CALVERT ST | BALIMORE | MD | 212023602 | NONE | PC | 2017/2018 SEASON | $35,000 | |
| CENTER STAGE ASSOCIATES | ||||||||
| 700 CALVERT ST | BALTIMORE | MD | 212023602 | NONE | PC | GENERAL OPERATING | $5,000 | |
| CHARM CITY FRINGE | ||||||||
| 2842 SAINT PAUL ST APT 3 | BALTIMORE | MD | 212184571 | NONE | PC | CY18 CORE OPERATIONS | $5,000 | |
| CHARM CITY FRINGE | ||||||||
| 2842 INT PAUL ST APT 3 | BALTIMORE | MD | 212184571 | NONE | PC | GENERAL OPERATING | $1,500 | |
| CHESAPEAKE SHAKESPEARE COMPANY | ||||||||
| 75 CALVERT ST | BALTIMORE | MD | 212021513 | NONE | PC | FUNDRAISING CAPACITY | $20,000 | |
| CHESAPEAKE SHAKESPEARE COMPANY | ||||||||
| 75 CALVERT ST | BALTIMORE | MD | 212021513 | NONE | PC | RESERVE FUND | $5,000 | |
| CITYLIT PROJECT INC | ||||||||
| 120 S CURLEY ST | BALTIMORE | MD | 21224 | NONE | PC | WEBSITE REDESIGN | $10,000 | |
| COMMUNITY CONCERTS AT SECOND | ||||||||
| 4200 SAINT PAUL ST | BALTIMORE | MD | 212180019 | NONE | PC | GENERAL OPERATING | $1,500 | |
| CONTEMPORARY ARTS INC | ||||||||
| 7221 CROYDON RD | GWYNN OAK | MD | 212074410 | NONE | PC | FY19 PROGRAMMING | $7,000 | |
| EMP COLLECTIVE INC | ||||||||
| 2108 SAINT PAUL STREET 1 | BALTIMORE | MD | 21218 | NONE | PC | GENERAL OPERATING | $1,500 | |
| ENOCH PRATT FREE LIBRARY OF BALTIMORE | ||||||||
| 400 CATHEDRAL ST | BALTIMORE | MD | 212014401 | NONE | PC | FY19 CORE OPERATIONS | $35,000 | |
| EUBIE BLAKE NATL JAZZ INST & CULTL CTR | ||||||||
| 847 N HOWARD | BALTIMORE | MD | 212014605 | NONE | PC | GENERAL OPERATING | $1,500 | |
| FELLS POINT CREATIVE ALLIANCE INC | ||||||||
| 3134 EASTERN AVE | BALTIMORE | MD | 212243963 | NONE | PC | FY19 CORE OPERATIONS | $30,000 | |
| FELLS POINT CREATIVE ALLIANCE INC | ||||||||
| 3134 EASTERN AVE | BALTIMORE | MD | 212243963 | NONE | PC | GENERAL OPERATING | $4,000 | |
| FIRE MUSEUM OF MARYLAND INC | ||||||||
| 1301 YORK RD | LUTHERVILLE | MD | 210936035 | NONE | PC | RESERVE FUND | $2,500 | |
| FRACTURED ATLAS PRODUCTIONS INC | ||||||||
| 248 W 35TH ST 10TH FL | NEW YORK | NY | 10001 | NONE | PC | CASTLES IN THE AIR | $1,500 | |
| FRACTURED ATLAS PRODUCTIONS INC | ||||||||
| 248 W 35TH ST 10TH FL | NEW YORK | NY | 10001 | NONE | PC | CURRENT SPACE | $1,500 | |
| GRANTMAKERS IN THE ARTS | ||||||||
| 522 COURTLANDT AVE 1ST FL | BRONX | NY | 104515008 | NONE | PC | FY2018 MEMBERSHIP | $1,000 | |
| GRANTMAKERS IN THE ARTS | ||||||||
| 522 COURTLANDT AVE 1ST FL | BRONX | NY | 104515008 | NONE | PC | 2019 RENEWAL | $1,000 | |
| GREATER BALTIMORE CULTURAL ALLIANCE | ||||||||
| 120 W NORTH AVE STE 305 | BALTIMORE | MD | 21201 | NONE | PC | CY17 CORE OPERATIONS | $40,000 | |
| GREATER BALTIMORE CULTURAL ALLIANCE | ||||||||
| 120 W NORTH AVE STE 305 | BALTIMORE | MD | 21201 | NONE | PC | BAKER ARTIST AWARDS | $248,520 | |
| GREATER BALTIMORE CULTURAL ALLIANCE | ||||||||
| 120 W NORTH AVE STE 305 | BALTIMORE | MD | 21201 | NONE | PC | RESERVE FUND | $5,000 | |
| GREATER BALTIMORE CULTURAL ALLIANCE | ||||||||
| 120 W NORTH AVE STE 305 | BALTIMORE | MD | 21201 | NONE | PC | STRATEGIC PLANNING | $15,000 | |
| HIGH ZERO FOUNDATION INC | ||||||||
| 3618 FALLS ROAD STE 300 | BALTIMORE | MD | 21211 | NONE | PC | GENERAL OPERATING | $2,500 | |
| IRON CROW THEATRE COMPANY | ||||||||
| PO BOX 50074 | BALTIMORE | MD | 212114074 | NONE | PC | GENERAL OPERATING | $1,500 | |
| JEWISH MUSEUM OF MARYLAND INC | ||||||||
| 15 LLOYD ST | BALTIMORE | MD | 21202 | NONE | PC | GENERAL OPERATING | $1,500 | |
| LE MONDO INC | ||||||||
| 1629 N CALVERT ST | BALTIMORE | MD | 21202 | NONE | PC | GENERAL OPERATING | $1,500 | |
| MARYLAND ART PLACE INC | ||||||||
| 218 WEST SARATOGA ST | BALTIMORE | MD | 212013528 | NONE | PC | REPURPOSED WITH PURPOSE | $9,300 | |
| MARYLAND CTR FOR THE VISUAL & PERFORMING | ||||||||
| PO BOX 687 | BEL AIR | MD | 210140687 | NONE | PC | POE CELEBRATION CONCERT | $10,000 | ARTS INC |
| MARYLAND CITIZENS FOR THE ARTS INC | ||||||||
| 3600 CLIPPER MILL RD STE 215 | BALTIMORE | MD | 212112149 | NONE | PC | FY CORE OPERATIONS | $25,000 | |
| MARYLAND LAWYERS FOR THE ARTS INC | ||||||||
| 1500 UNION AVE STE 1330 | BALTIMORE | MD | 21211 | NONE | PC | FY19 CORE OPERATIONS | $10,000 | |
| SINGLE CARROT THEATRE INC | ||||||||
| 2600 N HOWARD ST | BALTIMORE | MD | 21218 | NONE | PC | FY19 CORE OPERATIONS | $15,000 | |
| SINGLE CARROT THEATRE INC | ||||||||
| 2600 N HOWARD ST | BALTIMORE | MD | 21218 | NONE | PC | WORKING CAPITAL RESERVE | $5,000 | |
| STATION NORTH ARTS & ENT INC | ||||||||
| 1800 N CHARLES ST STE 810 | BALTIMORE | MD | 21201 | NONE | PC | YNOT LOT, WEBSITE & | $15,000 | |
| STRAND THEATER COMPANY INC | ||||||||
| PO BOX 42258 | BALTIMORE | MD | 21284 | NONE | PC | GENERAL OPERATING | $1,500 | |
| STRONG CITY BALTIMORE | ||||||||
| 3503 NORTH CHARLES ST | BALTIMORE | MD | 21218 | NONE | PC | THE MONUMENT QUILT | $8,000 | |
| THE EVERYMAN THEATRE INC | ||||||||
| 315 W FAYETTE ST | BALTIMORE | MD | 212015801 | NONE | PC | FY19 CORE OPERATIONS | $35,000 | |
| THE EVERYMAN THEATRE INC | ||||||||
| 315 W FAYETTE ST | BALTIMORE | MD | 212015801 | NONE | PC | GENERAL OPERATING | $4,000 | |
| THE PEALE CTR FOR BALTIMORE HIST & ARCH | ||||||||
| 225 HOLIDAY ST | BALTIMORE | MD | 21202 | NONE | PC | GATEWAY TIME TRAVEL AGENCY | $1,500 | |
| THE PEALE CTR FOR BALTIMORE HIST & ARCH | ||||||||
| 225 HOLIDAY ST | BALTIMORE | MD | 21202 | NONE | PC | CY18 CORE OPERATIONS | $25,000 | |
| THE PEALE CTR FOR BALTIMORE HIST & ARCH | ||||||||
| 225 HOLIDAY ST | BALTIMORE | MD | 21202 | NONE | PC | GENERAL OPERATING | $5,000 | |
| THE PRODUCERS CLUB OF MARYLAND INC | ||||||||
| 34 E 25TH ST | BALTIMORE | MD | 21117 | NONE | PC | 2018 OPERATING SHORTS | $35,000 | |
| THE PRODUCERS CLUB OF MARYLAND INC | ||||||||
| 34 E 25TH ST | BALTIMORE | MD | 21117 | NONE | PC | RESERVE FUND | $5,000 | |
| TRUSTEES OF LADEW TOPIARY GARDENS INC | ||||||||
| 3535 JARRETTSVL PIKE | MONKTON | MD | 211111910 | NONE | PC | DEVELOPMENT CONSULTANT | $10,000 | |
| TOWSON UNIVERSITY PUBLIC MEDIA | ||||||||
| 1 OLYMPIC PL STE 100 | TOWSON | MD | 212015118 | NONE | PC | THE BAKER STAGE & MPT | $25,000 | |
| WALTERS ART MUSEUM FOUNDATION | ||||||||
| 600 N CHARLES ST | BALTIMORE | MD | 212015118 | NONE | PC | FY18 CORE OPERATIONS | $40,000 | |
| YOUR PUBLIC RADIO CORP | ||||||||
| 2218 NORTH CHARLES ST | BALTIMORE | MD | 21218 | NONE | PC | FY19 PROGRAMMING | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,254,615 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $473,068 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $0 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,787,159 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MAGELLAN MIDSTREAM | Desc |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $133 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $2,260,360 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,260,360 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADR SERVICE FEES | Desc |
| Revenue And Expenses Per Books | $342 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $342 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MAGELLAN MIDSTREAM PARTNERS LP | Desc |
| Revenue And Expenses Per Books | $133 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,249 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ADJ FOR ACCRUED INT & AMORTIZATION | Desc |
| Amt | $636 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $1,814 | $1,814 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $13,218 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $36,200 | $0 | $0 |
Comments