JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
Tax period: 2018-01-01 to 2018-12-31
Filed: 2019-10-03
IRS object ID: 201932769349100018
Schema version: 2018v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Other Schedule2
Legal Fees Schedule
Other Assets Schedule
Other Expenses Schedule
Other Liabilities Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-10-03T15:45:17-05:00	ReturnTs
Tax Period End	2018-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	911741928	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	VON HARTEN & COMPANY INC PS	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	2101 4TH AVENUE SUITE 2050	AddressLine1Txt
City	SEATTLE	CityNm
State Abbreviation	WA	StateAbbreviationCd
ZIP	98121	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2018-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	956944277	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JAMES B PENDLETON CHARITABLE TRUST	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	JAME	BusinessNameControlTxt
Phone	4252843095	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	11900 NE 1ST STREET SUITE 300	AddressLine1Txt
City	BELLEVUE	CityNm
State Abbreviation	WA	StateAbbreviationCd
ZIP	98005	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	DAYLE E IVERSON	PersonNm
Person Title	TRUSTEE & CEO	PersonTitleTxt
Phone	4252843095	PhoneNum
Signature	2019-10-02	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	ELIZABETH C HEDLUND CPA	PreparerPersonNm
PTIN	P00173862	PTIN
Phone	2064439017	PhoneNum
Preparation	2019-10-02	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	209.210.157.4	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-10-02	IPDt
IP Tm	20:58:41	IPTm
IP Timezone	PD	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	DA39A3EE5E6B4B0D3255BFEF95601890AFD80709	AtSubmissionCreationDeviceId
At Submission Filing Device Id	E3FD8AAFF9326A4D8E8464C1DB22A23EFF4AC8C6	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2020-01-14 16:20:31Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$26,348,311	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$3,565	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$3,565	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$739,209	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$739,209	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$640,058	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$3,942,798	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$640,058	CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss	$1,382,832	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,382,832	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$180,000	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$45,000	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$135,000	CompOfcrDirTrstDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$21,120	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Net Invst Incm	$5,280	PensionEmplBnftNetInvstIncmAmt
Pension Empl Bnft Dsbrs Chrtbl	$15,840	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$362	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$326	LegalFeesNetInvstIncmAmt
Legal Fees Dsbrs Chrtbl	$36	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$73,922	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$66,530	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$7,392	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$106,753	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$106,753	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$23,480	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$18,480	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Occupancy Rev And Expnss	$12,359	OccupancyRevAndExpnssAmt
Occupancy Net Invst Incm	$6,180	OccupancyNetInvstIncmAmt
Occupancy Dsbrs Chrtbl	$6,179	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$1,330	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Net Invst Incm	$665	TravConfMeetingNetInvstIncmAmt
Trav Conf Meeting Dsbrs Chrtbl	$665	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$7,299	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$2,085	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$5,214	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$426,625	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$251,299	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$170,326	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,000,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,000,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,426,625	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$251,299	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$1,170,326	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$43,793	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,131,533	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$502,451	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$261,132	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$261,132	SavAndTempCashInvstEOYFMVAmt
Corporate Bonds BOY	$100,000	CorporateBondsBOYAmt
Corporate Bonds EOY	$0	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$0	CorporateBondsEOYFMVAmt
Other Investments BOY	$26,435,587	OtherInvestmentsBOYAmt
Other Investments EOY	$26,713,257	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$26,071,029	OtherInvestmentsEOYFMVAmt
Other Assets BOY	$13,672	OtherAssetsBOYAmt
Other Assets EOY	$16,150	OtherAssetsEOYAmt
Other Assets EOYFMV	$16,150	OtherAssetsEOYFMVAmt
Total Assets BOY	$27,051,710	TotalAssetsBOYAmt
Total Assets EOY	$26,990,539	TotalAssetsEOYAmt
Total Assets EOYFMV	$26,348,311	TotalAssetsEOYFMVAmt
Other Liabilities BOY	$18,311	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$933	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$18,311	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$933	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Capital Stock BOY	$27,033,399	CapitalStockBOYAmt
Capital Stock EOY	$26,989,606	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$0	RetainedEarningBOYAmt
Retained Earning EOY	$0	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$27,033,399	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$26,989,606	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$27,051,710	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$26,990,539	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$27,033,399	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$43,793	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$26,989,606	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$26,989,606	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (28 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt	AcquiredAcquiredDt
17,889.09 MFB NORTHERN STK INDEX FD	P	2018-01-30	$600,000	$507,985	$92,015	$92,015
5,500 MFC VANGUARD FTSE ALL WORLD EX US ETF	P	2018-06-15	$294,522	$303,447	-$8,925	-$8,925	2018-02-06
34,381.14 MFB NORTHERN ULTRA SHORT FIXED INCOME FD	P	2018-02-06	$350,000	$350,688	-$688	-$688	2017-02-03
14,492.75 MFB NORTHERN BD INDEX FD	P	2018-02-06	$150,000	$150,000	$0	$0	2017-02-03
3,063.73 MFB NORTHERN STK INDEX FD	P	2018-03-08	$100,000	$84,804	$15,196	$15,196	2017-02-03
5,889.28 MFO CAUSEWAY INTL VALUE FD INSTL CL	P	2018-03-09	$100,000	$84,923	$15,077	$15,077	2017-02-03
3,050.64 MFB NORTHERN STK INDEX FD	P	2018-03-14	$100,000	$84,442	$15,558	$15,558	2017-02-03
4,715.15 MFB NORTHERN STK INDEX FD	P	2018-04-16	$150,000	$130,525	$19,475	$19,475	2017-02-03
13,020.83 BLACKROCK HIGH YIELD BD PORTFOLIO	P	2018-05-14	$100,000	$100,781	-$781	-$781	2017-02-03
9,560.23 MGO DFA INTL REAL ESTATE SECS PORT	P	2018-05-14	$50,000	$45,889	$4,111	$4,111	2017-02-08
1,000 MFC FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX	P	2018-05-14	$35,109	$30,350	$4,759	$4,759	2017-02-14
2,530.36 MFB NORTHN MID CAP INDEX FD	P	2018-05-14	$50,000	$46,559	$3,441	$3,441	2017-02-03
3,079.77 MFB NORTHERN FDS STK INDEX FD	P	2018-05-14	$100,000	$85,248	$14,752	$14,752	2017-02-03
250 ISHARES RUSSELL 1000 GROTH INDEX	P	2018-05-15	$35,207	$27,071	$8,136	$8,136	2017-02-01
8,971.29 MFO VANGUARD FTSE ALL WORLD EX-US INDEX	P	2018-06-15	$300,000	$258,104	$41,896	$41,896	2017-02-03
14,478.76 MFO DFA INTL REAL ESTATE SECS PORT	P	2018-07-05	$75,000	$69,226	$5,774	$5,774
1,404.1 MFO DFA REAL ESTATE SECS PORTFOLIO	P	2018-07-05	$50,000	$48,596	$1,404	$1,404
29,556.65 MFB NORTHERN ULTRA SHORT FIXED INCOME FD	P	2018-08-01	$300,000	$301,773	-$1,773	-$1,773
3,500 MFC FLEXSHARES IBOXX 3 YR TARGET DURATION TIPS INDEX FD	P	2018-08-31	$84,349	$87,010	-$2,661	-$2,661	2017-02-03
200 ISHARES RUSSELL 1000 GROWTH INDEX	P	2018-08-31	$31,067	$21,657	$9,410	$9,410	2017-02-01
3,091.19 MFO VANGUARD FTSE ALL WORLD EX-US INDEX	P	2018-08-31	$100,000	$99,536	$464	$464	2017-08-25
2,615.06 MFO DFA INTL SMALL CO PORTFOLIO FD	P	2018-10-12	$50,000	$47,516	$2,484	$2,484	2017-02-03
400 ISHARES RUSSELL 1000 GROWTH INDEX	P	2018-10-12	$58,073	$43,314	$14,759	$14,759	2017-02-01
6,983.24 MFB NORTHERN STK INDX FD	P	2018-10-31	$225,000	$193,296	$31,704	$31,704	2017-02-03
$100,000 GEN ELEC CAP CORP 4.55% DUE 03-15-2018	P	2018-03-15	$100,000	$100,000	$0	$0	2010-03-08
CLASS ACTION PROCEEDS - BANK OF NEW YORK MELLON CORP	P	2018-07-27	$95		$95	$95
CLASS ACTION PROCEEDS - BANK OF NEW YORK MELLON CORP	P	2018-11-16	$93		$93	$93
CAPITAL GAINS DIVIDENDS	P		$354,283		$354,283	$354,283

Field	Value	IRS element (for citing)
Capital Gain Net Income	$640,058	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	0	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$1,529,121	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$28,078,813	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.054458	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$1,363,057	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$26,181,317	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.052062	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$1,353,002	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$27,161,136	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.049814	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$1,283,422	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$27,532,020	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.046616	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$1,140,603	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$25,917,668	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.044009	DistributionYr5Rt
Total Distribution	0.246959	TotalDistributionRt
Average Distribution	0.049392	AverageDistributionRt
Net Vl Noncharitable Assets	$29,049,221	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$1,434,799	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$11,315	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$1,446,114	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$1,170,326	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$22,631	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$22,631	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$22,631	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$17,470	EstimatedPlusOvpmtIncmTxAmt
Extsn Request Income Tax Paid	$15,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$32,470	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$0	EsPenaltyAmt
Overpayment	$9,839	OverpaymentAmt
Applied To ES Tax	$9,839	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	0	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	CA	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	0	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	VON HARTEN COMPANY INC PS	IndividualWithBooksNm
Phone	2064439017	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	2101 FOURTH AVENUE SUITE 2050	AddressLine1Txt
City	SEATTLE	CityNm
State Abbreviation	WA	StateAbbreviationCd
ZIP	98121	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (1)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	0	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
DAYLE E IVERSON
11900 NE 1ST STREET SUITE 300	BELLEVUE	WA	98005	TRUSTEE & CEO	40.00	$150,000	$0	$0
JUSTIN M O'CONNELL
11900 NE 1ST STREET SUITE 300	BELLEVUE	WA	98005	PROGRAM OFFICER	8.33	$30,000	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
THE NORTHERN TRUST COMPANY
1301 SECOND AVENUE 2600	SEATTLE	WA	98101	INVESTMENT MANAGEMENT	$106,753
VON HARTEN & COMPANY INC PS
2101 FOURTH AVENUE 2050	SEATTLE	WA	98121	ACCOUNTING SERVICES	$61,922

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$28,883,837	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$591,608	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$16,150	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$29,491,595	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$29,491,595	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$442,374	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$29,049,221	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,452,461	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,452,461	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$22,631	TaxBasedOnInvestmentIncomeAmt
Total Tax	$22,631	TotalTaxAmt
Distributable Before Adj	$1,429,830	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,429,830	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,429,830	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,170,326	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,170,326	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$0	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$1,170,326	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,429,830	DistributableAsAdjustedAmt
Undistributed Income PY	$714,451	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,170,326	QualifyingDistributionsAmt
Applied To Year1	$714,451	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$455,875	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$973,955	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	DAYLE E IVERSON	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	JAMES B PENDLETON CHARITABLE TRUST	AddressLine1Txt
Address Line2	11900 NE 1ST ST 300	AddressLine2Txt
City	BELLEVUE	CityNm
State Abbreviation	WA	StateAbbreviationCd
ZIP	98005	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	4252843095	RecipientPhoneNum
Form And Info And Materials	LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT.	FormAndInfoAndMaterialsTxt
Submission Deadlines	NONE	SubmissionDeadlinesTxt
Restrictions On Awards	NONE	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt
J DAVID GLADSTONE INSTITUTES
1650 OWENS STREET	SAN FRANCISCO	CA	94158	PUBLIC CHARITY	HIV/AIDS RESEARCH	$200,000
SCRIPPS RESEARCH INSTITUTE
10550 N TORREY PINES ROAD	LA JOLLA	CA	92037	PUBLIC CHARITY	HIV/AIDS RESEARCH	$200,000
THE UCLA FOUNDATION
10920 WILSHIRE BLVD SUITE 1400	LOS ANGELES	CA	90024	PUBLIC CHARITY	HIV/AIDS RESEARCH	$100,000
UC DAVIS - UNIVERSITY OF CALIFORNIA
202 COUSTEAU PLACE SUITE 185	DAVIS	CA	95618	PUBLIC CHARITY	HIV/AIDS RESEARCH	$200,000
UC SAN DIEGO FOUNDATION
9500 GILMAN DRIVE 0940	LA JOLLA	CA	92093	PUBLIC CHARITY	HIV/AIDS RESEARCH	$300,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,000,000	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$3,565	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$739,209	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$640,058	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$1,382,832	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,382,832	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
ACCOUNTING FEES - VON HARTEN & COMPANY INC PS	$61,922	$55,730	$6,192
AUDIT FEES - PETERSON SULLIVAN LLP	$12,000	$10,800	$1,200

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (22 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
BLACKROCK HIGH YIELD BD PORTFOLIO	AT COST	$1,910,984	$1,763,033
DOUBLELINE CORE FIXED INCOME FUND	AT COST	$2,055,000	$2,013,079
FLEXSHARES IBOXX$ 3 YR TARGET TIPS INDEX	AT COST	$410,190	$393,030
FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES	AT COST	$842,634	$819,840
ISHARES TR GLOBAL INFRASTRUCTURE ETF	AT COST	$315,033	$315,040
ISHARES TR RUSSELL 1000 GROWTH ETF	AT COST	$909,737	$1,047,280
CAUSEWAY CAP MGMT INTL VALUE FD	AT COST	$931,915	$866,162
DFA EMERGING MKTS CORE EQUITY PORTFOLIO	AT COST	$1,300,000	$1,334,666
DFA INTL REAL ESTATE SECS PORTFOLIO	AT COST	$334,885	$320,173
DFA INTL SMALL CO PORTFOLIO	AT COST	$513,779	$451,151
DFA REAL ESTATE SECS PORTFOLIO	AT COST	$302,719	$285,901
DFA US L/C VALUE PORTFOLIO	AT COST	$1,291,242	$1,157,349
DFA US SMALL CAP PORTFOLIO	AT COST	$1,046,954	$900,390
HARDING LOEVNER INTL EQUITY PORTFOLIO	AT COST	$656,046	$670,035
NORTHERN BD INDEX FD	AT COST	$1,700,000	$1,674,214
NORTHERN MID CAP INDEX FD	AT COST	$1,422,838	$1,223,232
NORTHERN STK INDEX FD	AT COST	$5,586,776	$5,803,445
NORTHERN ULTRA SHORT FIXED INCOME FD	AT COST	$1,648,821	$1,638,639
VANGUARD EMERGING MKTS STK INDEX	AT COST	$600,000	$579,982
VANGUARD FTSE ALL WORLD EX-US INDEX	AT COST	$2,827,360	$2,707,195
VANGUARD FTSE EMERGING MKTS STK ETF	AT COST	$106,344	$106,680
ACCRUED INCOME FROM SECURITIES	AT COST	$0	$513

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL FEES - GREENBERG GLUSKER LLP	CategoryTxt
Legal Fees	$362	LegalFeesAmt
Net Investment Income	$326	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$36	DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp

Field	Value	IRS element (for citing)
Desc	INCOME REPORTED ON TAX RETURN NOT YET RECEIVED	Desc
BOY Book Value	$13,672	BOYBookValueAmt
EOY Book Value	$16,150	EOYBookValueAmt
EOYFMV	$16,150	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
PAYROLL PROCESSING EXPENSE	$1,278	$319	$959
DUES AND SUBSCRIPTIONS	$1,218	$609	$609
BANK CHARGES	$14	$7	$7
POSTAGE	$48	$24	$24
STATE REGISTRATION FEES	$235	$0	$235
INSURANCE	$4,506	$1,126	$3,380

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (2 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
CREDIT CARD PAYABLE	$5,354	$933
REFUND PAYABLE	$12,957	$0

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT FEES - THE NORTHERN TRUST COMPANY	CategoryTxt
Amt	$106,753	Amt
Net Investment Income	$106,753	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL EXCISE TAX PAYMENTS	$5,000	$0	$0
FOREIGN TAXES PAID	$18,480	$18,480	$0