FRED L EMERSON FOUNDATION INC: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- FRED L EMERSON FOUNDATION INC (EIN 15-6017650)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-09-03
- IRS object ID
- 201932469349100253
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Depreciation Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-09-03T09:47:37-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 161131146 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BONADIO & CO LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 432 NORTH FRANKLIN STREET | AddressLine1Txt |
| City | SYRACUSE | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13204 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 156017650 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FRED L EMERSON FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FRED | BusinessNameControlTxt |
| Phone | 3152539621 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DANIEL J FESSENDEN | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Phone | 3152539621 | PhoneNum |
| Signature | 2019-08-20 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | MICHELLE MUNDY | PreparerPersonNm |
| PTIN | P01982856 | PTIN |
| Phone | 3154227109 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 216.171.181.162 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-08-20 | IPDt |
| IP Tm | 16:40:07 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 2F6C67FD9A631FFAEFD77A94D0E4143BE7014C3F | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $82,776,183 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $534,430 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $534,430 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $1,427,821 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,427,821 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $3,795,449 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $29,331,384 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $3,795,449 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $5,757,700 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,757,700 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $216,750 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $10,837 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $205,913 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $278,500 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $13,925 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $264,575 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $78,188 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $3,909 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $74,279 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $16,553 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $827 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $15,726 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $24,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $1,225 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $23,275 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $312,466 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $300,509 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $11,957 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $112,910 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $22,909 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $16,062 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $803 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $15,259 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $19,311 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $19,311 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $90,886 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,891 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $86,996 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,189,035 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $335,926 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $717,291 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $3,337,165 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $3,337,165 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,526,200 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $335,926 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,054,456 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,231,500 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $5,421,774 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $211,352 | CashBOYAmt |
| Cash EOY | $133,664 | CashEOYAmt |
| Cash EOYFMV | $133,664 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,830,302 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $547,806 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $547,806 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $33,497,353 | CorporateStockBOYAmt |
| Corporate Stock EOY | $36,940,783 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $45,720,951 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $20,995,054 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $22,420,320 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $21,842,458 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $14,851,979 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $12,464,442 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,002,958 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $798,171 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $269,825 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $417,821 | LandBOYAmt |
| Land EOY | $528,346 | LandEOYAmt |
| Land EOYFMV | $528,346 | LandEOYFMVAmt |
| Total Assets BOY | $71,803,861 | TotalAssetsBOYAmt |
| Total Assets EOY | $73,035,361 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $82,776,183 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows SFAS117 | Yes (X) | OrganizationFollowsSFAS117Ind |
| Unrestricted BOY | $71,803,861 | UnrestrictedBOYAmt |
| Unrestricted EOY | $73,035,361 | UnrestrictedEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $71,803,861 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $73,035,361 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $71,803,861 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $73,035,361 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $71,803,861 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,231,500 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $73,035,361 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $73,035,361 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Property | PUBLICLY TRADED SECURITIES | PropertyDesc |
| How Acquired | P | HowAcquiredCd |
| Gross Sales Price | $29,331,384 | GrossSalesPriceAmt |
| Cost Or Other Basis | $25,535,935 | CostOrOtherBasisAmt |
| Gain Or Loss | $3,795,449 | GainOrLossAmt |
| Gains Minus Excess Or Losses | $3,795,449 | GainsMinusExcessOrLossesAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $3,795,449 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $4,204,278 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $85,428,694 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049214 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $4,420,461 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $80,713,499 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054767 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,851,776 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $85,502,253 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.045049 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $3,803,788 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $85,276,500 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.044605 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $3,719,787 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $79,741,788 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046648 | DistributionYr5Rt |
| Total Distribution | 0.240283 | TotalDistributionRt |
| Average Distribution | 0.048057 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $87,097,940 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $4,185,666 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $54,218 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $4,239,884 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $4,054,456 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $108,435 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $108,435 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $108,435 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $89,908 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $18,527 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $108,435 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $0 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | Yes (1) | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | EMERSONFOUNDATION.COM | WebsiteAddressTxt |
| Individual With Books | DANIEL J FESSENDEN EXECUTIVE DIRE | IndividualWithBooksNm |
| Phone | 3152539621 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | Yes (1) | ForeignAccountsQuestionInd |
| Foreign Country | OC | ForeignCountryCd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (17 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ANTHONY D FRANCESCHELLI | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $16,250 | $0 | $0 |
| KRISTEN E RUBACKA | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | PRESIDENT | 6.00 | $14,250 | $0 | $33 |
| W GARY EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | VICE PRESIDENT & TREASURER | 8.00 | $14,250 | $0 | $0 |
| DANIEL J FESSENDEN | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | EXECUTIVE DIRECTOR | 40.00 | $215,000 | $24,411 | $674 |
| PETER J EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $14,500 | $0 | $0 |
| LORI E ROBINSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $14,500 | $0 | $576 |
| HEATHER A EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | SECRETARY | 4.00 | $14,000 | $0 | $526 |
| SALLY E WAGNER | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $14,250 | $0 | $0 |
| JOAN H STEWART | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $14,500 | $0 | $1,729 |
| ELIZABETH A AUGUST | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $13,750 | $0 | $0 |
| W ERIC EMERSON | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $14,250 | $0 | $0 |
| GRACE E FRANCESCHELLI | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 4.00 | $14,250 | $0 | $2,007 |
| WILLIAM A FRANCESCHELLI | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $13,500 | $0 | $0 |
| ALEX KINAL-WAGNER | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $14,250 | $0 | $1,724 |
| MICHAEL F NOZZOLIO | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $14,000 | $0 | $0 |
| ALIZA J QUERNS | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | DIRECTOR | 2.00 | $14,250 | $0 | $0 |
| KATELYN M PERKINS | ||||||||
| 5654 SOUTH STREET ROAD | AUBURN | NY | 13021 | NON-DIRECTOR COMMITTEE MEMBER | 0.50 | $2,000 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | MARY-ELLEN STEVENS | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | FINANCE & GRANTS ADM | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $63,500 | CompensationAmt |
| Employee Benefits | $8,669 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $87,178,386 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,245,919 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $88,424,305 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $88,424,305 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,326,365 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $87,097,940 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $4,354,897 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $4,354,897 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $108,435 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $108,435 | TotalTaxAmt |
| Distributable Before Adj | $4,246,462 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $4,246,462 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $4,246,462 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,054,456 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,054,456 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,054,456 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $4,246,462 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $3,535,943 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $4,054,456 | QualifyingDistributionsAmt |
| Applied To Year1 | $3,535,943 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $518,513 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $3,727,949 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DANIEL J FESSENDEN EXECUTIVE DIRECT | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5654 SOUTH STREET ROAD | AddressLine1Txt |
| City | AUBURN | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 13021 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3152539621 | RecipientPhoneNum |
| Form And Info And Materials | ALL ORGANIZATIONS SUBMITTING A PROPOSAL MUST COMPLETE THE EMERSON FOUNDATION GRANT APPLICATION FORM. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | PROPOSALS ARE ACCEPTED AND CONSIDERED ON AN ONGOING BASIS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | FRED L. EMERSON FOUNDATION, INC. DOES NOT MAKE GRANTS TO INDIVIDUALS OF FOR PROFIT ORGANIZATION AND DOES NOT SPONSOR FUNDRAISING OR POLITICAL ACTIVITIES. PROPOSALS SEEKING SUPPORT SOLELY FOR RECURRING OPERATING EXPENSES OF AN ORGANIZATION ARE STRONGLY DISCOURAGED.GRANT RECIPIENTS WILL BE EXPECTED TO PROVIDE THE FOUNDATION WITH AN EVALUATION REPORT UPON COMPLETION OF THE PROJECT FOR WHICH THE FUNDING WAS PROVIDED. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (95 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ABC CAYUGA INC | |||||||
| 63 GENESEE STREET SUITE 1 | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 |
| AMERICAN RED CROSS WESTERN & CENTRAL NY REGION | |||||||
| 786 DELAWARE AVENUE | BUFFALO | NY | 14209 | NONE | EXEMPT | DISASTER RELIEF | $11,500 |
| AUBURN COMMUNITY HOSPITAL | |||||||
| 17 LANSING STREET | AUBURN | NY | 13021 | NONE | EXEMPT | ACH'S GIVING TUESDAY AND WOMAN'S GIVING CIRCLE | $5,500 |
| AUBURN EDUCATION FOUNDATION INC | |||||||
| 78 THORNTON AVE PO BOX 592 | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 |
| AUBURN ENLARGED CITY SCHOOL DISTRICT | |||||||
| 78 THORNTON AVE | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $8,000 |
| AUBURN CITY OF MEMORIAL CITY HALL | |||||||
| 24 SOUTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $17,000 |
| BOOKER T WASHINGTON COMMUNITY CENTER | |||||||
| 23 CHAPMAN AVENUE | AUBURN | NY | 13021 | NONE | EXEMPT | SUMMER DAY CAMP PROGRAM FOR CHILDREN | $30,000 |
| BRUCE MUSEUM INC | |||||||
| 1 MUSEUM DRIVE | GREENWICH | CT | 06830 | NONE | EXEMPT | SEASIDE CENTER | $1,000 |
| CAMP GOOD DAYS AND SPECIAL TIMES INC | |||||||
| 179 GRAHAM ROAD | ITHACA | NY | 14850 | NONE | EXEMPT | 6TH ANNUAL PINK EVENT | $1,000 |
| CAYUGA CO EMERSON PARK | |||||||
| COUNTY OFFICE BLDG 6TH FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | EMERSON PARK JULY 3RD FIREWORKS, DEAUVILLE ISLAND AND PARK STRATEGIC | $406,500 |
| CAYUGA CO COMMUNITY COLLEGE-FACULTY STUDENT ASSOCIATION | |||||||
| 197 FRANKLIN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | FOOD BANK AND PLAYGROUND PROJECT | $4,000 |
| CAYUGA COMMUNITY COLLEGE FOUNDATION | |||||||
| 197 FRANKLIN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $71,000 |
| CAYUGA COMMUNITY HEALTH NETWORK INC | |||||||
| 2119 W GENESEE STREET ROAD | AUBURN | NY | 13021 | NONE | EXEMPT | REBIKE CAYUGA | $1,000 |
| CAYUGA-SENECA COMMUNITY ACTION AGENCY INC | |||||||
| 89 YORK STREET | AUBURN | NY | 13021 | NONE | EXEMPT | CHRISTMAS ELF PROGRAM | $2,000 |
| CENTER FOR TRANSFORMATIVE ACTION | |||||||
| 119 ANABEL TAYLOR HALL | ITHACA | NY | 14853 | NONE | EXEMPT | HELPING THE FLOATING CLASSROOM | $2,500 |
| CHAMPIONS FOR LIFE INC | |||||||
| 453 GRANT AVENUE | AUBURN | NY | 13021 | NONE | EXEMPT | BRIAN BISFROVE HOME OF COURAGE | $2,500 |
| CHAPEL HOUSE INC | |||||||
| 36 FRANKLIN STREET PO BOX 734 | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $10,000 |
| CITIZEN SCHOOLS INC | |||||||
| 308 CONGRESS STREET 5TH FLOOR | BOSTON | MA | 02210 | NONE | EXEMPT | GENERAL OPERATING SUPPORT FOR CITIZEN SCHOOLS NEW YORK | $5,000 |
| CLARKSON UNIVERSITY | |||||||
| 8 CLARKSON AVENUE BOX 5520 | POTSDAMN | NY | 13699 | NONE | EXEMPT | CLARSON UNIVERSITY MAKERSPACE | $250,000 |
| COMMUNITY PRESERVATION COMMITTEE | |||||||
| 17 NELSON STREET | AUBURN | NY | 13021 | NONE | EXEMPT | WILLARD MEMORIAL CHAPEL & WELCH BUILDING RESTORATION PROJECT | $50,000 |
| CORNELL UNIVERSITY DIV OF ALUMNI AFFAIRS & DEVELOPMENT | |||||||
| 130 EAST SENECA STREET SUITE 400 | ITHACA | NY | 14850 | NONE | EXEMPT | VARIOUS PROJECTS | $25,000 |
| DAVID'S REFUGE INC | |||||||
| 8195 CAZENOVIA ROAD | MANLIUS | NY | 13104 | NONE | EXEMPT | STRATEGIC PLANNING RETREAT | $2,500 |
| E JOHN GAVRAS CENTER | |||||||
| 182 NORTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $152,000 |
| EVERGREEN HEIGHTS | |||||||
| 8939 OAKLAND STREET | WEEDSPORT | NY | 13166 | NONE | EXEMPT | WINDOW REPLACEMENT | $20,000 |
| EXPONENT PHILANTHROPY | |||||||
| PO BOX 65607 | WASHINGTON | DC | 200355607 | NONE | EXEMPT | MEMBERSHIP DUES | $750 |
| FAYETTEVILLE-MANLIUS ABC PROGRAM INC | |||||||
| 411 E SENECA STREET PO BOX 355 | MANLIUS | NY | 13104 | NONE | EXEMPT | VARIOUS PROJECTS | $10,000 |
| FAYETTEVILLE-MANLIUS COMMUNITY OUTREACH INC | |||||||
| 122 E SENECA STREET PO BOX 66 | MANLIUS | NY | 13104 | NONE | EXEMPT | VARIOUS PROJECTS | $2,000 |
| FINGER LAKES SPCA OF CENTRAL NEW YORK | |||||||
| 41 YORK STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 |
| FIRST LOVE MINISTRIES | |||||||
| 99 WALL STREET | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARD SOUP KITCHEN | $3,000 |
| FLEMING VOLUNTEER FIRE DEPARTMENT CO | |||||||
| 5024 STATE ROUTE 34 | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARDS MINI-PUMPER PURCHASE | $25,000 |
| FOOD BANK OF CENTRAL NEW YORK | |||||||
| 7066 INTERSTATE ISLAND ROAD | SYRACUSE | NY | 13209 | NONE | EXEMPT | EMERGENCY FOOD PROGRAM LINES OF CREDIT AND SNAP OUTREACH EDUCATION | $30,000 |
| FORT HILL CEMETERY ASSOCIATION | |||||||
| 10 FORT STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $1,000 |
| FRIENDS OF THE ROSAMOND GIFFORD ZOO | |||||||
| 1 CONVERSATION PLACE | SYRACUSE | NY | 13204 | NONE | EXEMPT | ZOO IMPROVEMETNS | $3,000 |
| GENEVA MUSIC FESTIVAL | |||||||
| 124 NORTH MAIN STREET | GENEVA | NY | 14456 | NONE | EXEMPT | CREDIT CARD EQUIPMENT AND MUSIC CD | $2,000 |
| GENOA HISTORICAL ASSOCIATION | |||||||
| PO BOX 316 | KING FERRY | NY | 13081 | NONE | EXEMPT | OPERATIONS | $1,000 |
| HAMILTON COLLEGE | |||||||
| 198 COLLEGE HILL ROAD | CLINTON | NY | 13323 | NONE | EXEMPT | SUPPORT FOR HIGHER EDUCATION AND ROBERT SIMON GOLF CENTER | $15,000 |
| HAPPINESS HOUSE | |||||||
| 5415 NBLOOMFIELD ROAD | CANANDAIGUA | NY | 14424 | NONE | EXEMPT | CONTRIBUTION IN MEMORY OF ROBERT J. VANAS, JR. | $1,000 |
| HEROIN EPIDEMIC ACTION LEAGUE INC | |||||||
| CAYUGA COUNTY PO BOX 458 | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 |
| HOBART AND WILLIAM SMITH COLLEGES | |||||||
| 300 PULTENEY STREET | GENEVA | NY | 14456 | NONE | EXEMPT | FINGER LAKES INSTITUTE:WATER QUALITY INITIATIVES | $35,000 |
| HOME FOR OUR TROOPS | |||||||
| 6 MAIN STREET | TAUNTON | MA | 02780 | NONE | EXEMPT | TOWARDS 2018 H.R. WILSON GOLF | $1,000 |
| HONOR FLIGHT SYRACUSE INC | |||||||
| PO BOX 591 | SYRACUSE | NY | 13209 | NONE | EXEMPT | TOWARD VETERAN SPONSORSHIPS | $5,000 |
| HOPE FOR HEATHER | |||||||
| PO BOX 2208 | LIVERPOOL | NY | 13089 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 |
| HUMANE RESCUE ALLIANCE | |||||||
| 71 OGLETHORPE STREET NW | WASHINGTON | DC | 20011 | NONE | EXEMPT | RESTRICTED FOR ANN'S FUND | $5,000 |
| HUNTER COLLEGE | |||||||
| 695 PARK AVENUE RM 1023W | NEW YORK | NY | 10065 | NONE | EXEMPT | FOR PROJECT HAPPY | $4,000 |
| INDIAN MOUND CEMETERY ASSOCIATION | |||||||
| PO BOX 924 | MORAVIA | NY | 13118 | NONE | EXEMPT | VARIOUS PROJECTS | $15,000 |
| KEUKA COLLEGE | |||||||
| 141 CENTRAL AVENUE | KEUKA PARK | NY | 144780098 | NONE | EXEMPT | STUDENT CENTER RENOVATION | $250,000 |
| KIDS IN CRISIS INC | |||||||
| ONE SALEM STREET | COS COB | CT | 06807 | NONE | EXEMPT | SHELTER AND TEEN TALK | $9,000 |
| LEMOYNE COLLEGE | |||||||
| 1419 SALTS SPRINGS ROAD | SYRACUSE | NY | 13214 | NONE | EXEMPT | ANNUAL ALUMNI FUND | $2,500 |
| LITERACY VOLUNTEERS OF CAYUGA COUNTY | |||||||
| 1 ALLEN STREET | AUBURN | NY | 13021 | NONE | EXEMPT | NEW TESTING MATERIALS & SCANNER | $2,500 |
| MASTERWORKS CHORALE INC | |||||||
| PO BOX 731 | SKANEATLES | NY | 13152 | NONE | EXEMPT | VISION OF LIGHT | $2,500 |
| MATTHEW HOUSE | |||||||
| 43 METCALF DRIVE | AUBURN | NY | 13021 | NONE | EXEMPT | IT/COMPUTER NEEDS | $2,500 |
| MERCY FLIGHT CENTRAL INC | |||||||
| 2420 BRICKYARD ROAD | CANANDAIGUA | NY | 14424 | NONE | EXEMPT | IV PUMPS | $5,000 |
| MERCY WORKS INC | |||||||
| 1221 S SALINA STREET | SYRACUSE | NY | 13202 | NONE | EXEMPT | TOWARDS THE VISION CENTER | $2,500 |
| MERRY-GO-ROUND PLAYHOUSE INC | |||||||
| 17 WILLIAM STREET 2ND FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | 2018 OPERATING EXPENSES, 60TH ANNIVERSARY CAMPAGIN AND DEVOS PROFESSIONAL FEES | $256,265 |
| MUSCULAR DYSTROPHY ASSOCIATION (MDA) | |||||||
| 6315 FLY ROAD SUITE 102 | EAST SYRACUSE | NY | 13057 | NONE | EXEMPT | MDA SUMMER CAMP | $20,000 |
| NATIONAL CENTER FOR FAMILY PHILANTHROPY | |||||||
| 1667 K STREET NW SUITE 550 | WASHINGTON | DC | 20006 | NONE | EXEMPT | PROGRAMS AND SERVICES | $2,400 |
| NATIONAL HUMANITIES CENTER | |||||||
| 7 TW ALEXANDER DRIVE | DURHAM | NC | 27709 | NONE | EXEMPT | TO SUPPORT ADVANCED RESEARCH IN HUMANITIES | $9,000 |
| NATIONAL INTERSCHOLASTIC CYCLING ASSOCIATION NEW YORK CHAPTER | |||||||
| 123 S BROADWAY APT 9B | IRVINGTON | NY | 10533 | NONE | EXEMPT | VARIOUS PROJECTS | $15,000 |
| NY FUNDERS ALLIANCE | |||||||
| 431 E FAYETTE STREET | SYRACUSE | NY | 13202 | NONE | EXEMPT | 2018 PROGRAMS AND SERVICES | $4,500 |
| OWASCO FIRE DEPARTMENT STATION 1 | |||||||
| 7174 OWASCO ROAD | AUBURN | NY | 13021 | NONE | EXEMPT | JULY 4TH EVENT AND PURCHASE OF A NEW RESCUE BOAT | $4,000 |
| OWASCO TOWN OF | |||||||
| 2 BRISTOL AVENUE | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARD PLAYGROUND IMPROVEMENTS AND PAVILION PROJECT | $16,000 |
| ROSWELL PARK ALLIANCE FOUNDATION | |||||||
| ELM CARLTON STREETS | BUFFALO | NY | 14263 | NONE | EXEMPT | ONEIDA HEALTH CANCER CARE - RADIATION ONCOLOGY CENTER | $100,000 |
| SCHWEINFURTH MEMORIAL ART CENTER | |||||||
| 205 GENESEE STREET | AUBURN | NY | 13021 | NONE | EXEMPT | TOWARDS PHONE SYSTEM UPGRADE | $3,000 |
| SCIENCENTER | |||||||
| 601 1ST STREET | ITHACA | NY | 14850 | NONE | EXEMPT | PERMANENT RESTRICTED ENDOWMENT FOR CAYUGA COUNTY STUDENTS EDUCATIONAL FIELDTRIPS | $100,000 |
| SENNETT FEDERATED CHURCH | |||||||
| 7777 WEEDSPORT SENNETT ROAD | AUBURN | NY | 13021 | NONE | EXEMPT | MASONRY REPAIR AND SIGN REPLACEMENT | $10,000 |
| SETON HIGH SCHOOL | |||||||
| 3901 GLENWAY AVE | CINCINNATI | OH | 46205 | NONE | EXEMPT | MARIAN HEIDEL BENSON SCHOLARSHIP FUND | $2,000 |
| SEWARD HOUSE MUSEUM | |||||||
| 33 SOUTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | 2017 AND 2018 OPERATING EXPENSES | $405,000 |
| SOME INC | |||||||
| 71 O STREET NW | WASHINGTON | DC | 20001 | NONE | EXEMPT | VARIOUS PROJECTS | $3,000 |
| SOUTHERN CAYUGA INSTANT AID | |||||||
| PO BOX 731 | POPLAR RIDGE | NY | 13139 | NONE | EXEMPT | VARIOUS PROJECTS | $2,000 |
| ST LAWRENCE UNIVERSITY UNIVERSITY ADVANCEMENT VILAS HALL | |||||||
| 23 ROMODA DRIVE | CANTON | NY | 13617 | NONE | EXEMPT | ST. LAWRENCE UNIVERSITY PUBLIC INTEREST CORPS (SLU PIC) | $250,000 |
| ST MARY'S CHURCH | |||||||
| 15 CLARK STREET | AUBURN | NY | 13021 | NONE | EXEMPT | UNRESTRICTED (IN HONOR OF THE CHURCH'S 150TH ANNIVERSARY) | $2,000 |
| SYMPHORIA | |||||||
| 250 HARRISON STREET SUITE 301 | SYRACUSE | NY | 13202 | NONE | EXEMPT | JULY 3RD PATRIOTIC CELEBRATION IN EMERSON PARK | $22,000 |
| SYRACUSE AREA LANDMARK THEATRE | |||||||
| 362 SOUTH SALINA STREET | SYRACUSE | NY | 13202 | NONE | EXEMPT | LOBBY ELEVATOR | $60,000 |
| SYRACUSE STAGE | |||||||
| 820 EAST GENESEE STREET | SYRACUSE | NY | 13210 | NONE | EXEMPT | POSSESSING HARRIET - A WORLD PREMIER PLAY | $5,000 |
| THE 1890 HOUSE MUSEUM | |||||||
| 37 TOMPKINS STREET | CORTLAND | NY | 13045 | NONE | EXEMPT | ACCESSIBILITY FOR THE 1890 HOUSE | $3,500 |
| THE ANTIQUE BOAT MUSEUM | |||||||
| 750 MARY STREET | CLAYTON | NY | 13624 | NONE | EXEMPT | ANNUAL FUND | $1,000 |
| THE AUBURN PLAYERS COMMUNITY THEATRE | |||||||
| PO BOX 543 | AUBURN | NY | 13021 | NONE | EXEMPT | AUBURN PLAYERS SUMMER YOUTH THEATRE | $1,000 |
| THE FIRST TEE OF SYRACUSE | |||||||
| 5050 JAMESVILLE ROAD | JAMESVILLE | NY | 13078 | NONE | EXEMPT | VARIOUS PROJECTS | $2,000 |
| THE FOUNDATION CENTER | |||||||
| 32 OLD SLIP 24TH FLOOR | NEW YORK | NY | 100053500 | NONE | EXEMPT | GENERAL OPERATING SUPPORT | $4,000 |
| THE GUNNERY | |||||||
| 99 GREEN HILL ROAD | WASHINGTON | CT | 06793 | NONE | EXEMPT | 2017-2018 ANNUAL FUND | $1,500 |
| THE NATURE CONSERVANCY-CENTRAL & WESTERN NY | |||||||
| 274 N GOODMAN STREET SUITE B261 | ROCHESTER | NY | 14607 | NONE | EXEMPT | HEALTHY WATERS, HEALTHY COMMUNITIES IN OWASCO & SKANEATELES LAKES | $125,000 |
| THE SATO PROJECT | |||||||
| 130 WATER STREET | BROOKLYN | NY | 11201 | NONE | EXEMPT | TOWARDS THE LUNDA FUND | $2,000 |
| TYBURN ACADEMY | |||||||
| 17 CLYMER STREET | AUBURN | NY | 13021 | NONE | EXEMPT | SMARTBOARD PURCHASE | $2,500 |
| UNITED WAY OF CAYUGA COUNTY | |||||||
| 17 EAST GENESEE STREET SUITE 302 | AUBURN | NY | 13021 | NONE | EXEMPT | SUPPORT FOR THE FALL 2018 CAMPAIGN | $50,000 |
| UNITY HOUSE OF CAYUGA COUNTY INC | |||||||
| 217 EAST RIVER ROAD BOX 278996 | ROCHESTER | NY | 14627 | NONE | EXEMPT | FURNISH WEST MIDDLE SCHOOL | $19,000 |
| UNIVERSITY OF ROCHESTER | |||||||
| 300 EAST RIVER ROAD BOX 278996 | ROCHESTER | NY | 14627 | NONE | EXEMPT | RIVER CAMPUS LIBRARIES THROUGH GEORGE EASTMAN CIRCLE | $10,000 |
| UNIVERSITY OF THE PEOPLE | |||||||
| 225 SOUTH LAKE AVE SUITE 300 | PASADENA | CA | 91101 | NONE | EXEMPT | VARIOUS PROJECTS | $2,000 |
| UNIVERSITY OF VIRIGINA DARDEN SCHOOL | |||||||
| PO BOX 7726 | CHARLOTTESVILLE | VA | 229067726 | NONE | EXEMPT | ANNUAL FUND | $2,000 |
| UTICA COLLEGE | |||||||
| 1600 BURRSTONE ROAD | UTICA | NY | 13502 | NONE | EXEMPT | BUILDING FOR THE FUTURE: A NEW FACILITY FOR UTICA COLLEGE'S CONSTRUCTION MANAGEMENT PROGRAM | $200,000 |
| VERA HOUSE INC | |||||||
| 723 JAMES STREET | SYRACUSE | NY | 13203 | NONE | EXEMPT | TOWARD CURRENT PROGRAM NEEDS OF VERA HOUSE AND THEIR MISSION | $6,500 |
| WARM THE CHILDREN INC | |||||||
| 25 DILL STREET | AUBURN | NY | 13021 | NONE | EXEMPT | WARM THE CHILDREN | $1,000 |
| WELLS COLLEGE | |||||||
| 170 MAIN STREET | AURORA | NY | 13026 | NONE | EXEMPT | VARIOUS PROJECTS | $5,000 |
| WESTMINSTER MANOR | |||||||
| 81 SOUTH STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $2,500 |
| WOUNDED WARRIOR PROJECT INC | |||||||
| 4899 BELFORT ROAD SUITE 300 | JACKSONVILLE | FL | 32256 | NONE | EXEMPT | VARIOUS PROJECTS | $2,000 |
| YMCA-WEIU OF AUBURN NY | |||||||
| 27 WILLIAM STREET | AUBURN | NY | 13021 | NONE | EXEMPT | VARIOUS PROJECTS | $65,250 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $3,337,165 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AUBURN PUBLIC THEATER | |||||||
| 8 EXCHANGE STREET | AUBURN | NY | 13021 | NONE | EXEMPT | FACILITIES RENOVATION & IMPROVEMENT PROJECT | $100,000 |
| CAYUGA CO EMERSON PARK | |||||||
| COUNTY OFFICE BUILDING 6TH FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | INDEPENDENCE DAY FIREWORKS DISPLAY | $12,500 |
| CROUSE HEALTH FOUNDATION | |||||||
| 736 IRVING AVENUE | SYRACUSE | NY | 13210 | NONE | EXEMPT | EXPANSION & RENOVATION OF CROUSE HEALTH'S REGIONAL NEONATAL INTENSIVE CARE UNIT | $250,000 |
| HOBART AND WILLIAM SMITH COLLEGES | |||||||
| 300 PULTENEY STREET | GENEVA | NY | 14456 | NONE | EXEMPT | BLUE-GREEN ALGAE MONITORING AND ASSESSMENT | $30,000 |
| ITHACA COLLEGE | |||||||
| 953 DANBY ROAD | ITHACA | NY | 14850 | NONE | EXEMPT | ITHACA COLLEGE CENTER FOR CIVIC ENGAGEMENT (CCE) ENDOWMENT | $250,000 |
| KEUKA COLLEGE | |||||||
| 141 CENTRAL AVENUE | KEUKA PARK | NY | 144780098 | NONE | EXEMPT | STUDENT CENTER RENOVATION | $250,000 |
| MERRY-GO-ROUND PLAYHOUSE INC | |||||||
| 17 WILLIAM STREET 2ND FLOOR | AUBURN | NY | 13021 | NONE | EXEMPT | 2019 OPERATING EXPENSES | $200,000 |
| NAZARETH COLLEGE | |||||||
| 4245 EAST AVENUE | ROCHESTER | NY | 146183790 | NONE | EXEMPT | GOLISANO TRAINING CENTER | $300,000 |
| THE NATURE CONSERVANCY-CENTRAL & WESTERN NY CHAPTER | |||||||
| 274 N GOODMAN STREET STE B261 | ROCHESTER | NY | 14607 | NONE | EXEMPT | HEALTHY WATERS, HEALTHY COMMUNITIES IN OWASCO & SKANEATELES LAKES | $125,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $1,517,500 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $534,430 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,427,821 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $3,795,449 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $5,757,700 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $5,757,700 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $24,500 | Amt |
| Net Investment Income | $1,225 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $23,275 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (46 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt | Net Investment IncomeNetInvestmentIncomeAmt | RtRt |
|---|---|---|---|---|---|---|---|---|
| BULDING - 5654 SOUTH ST RD | 1994-01-01 | $95,000 | $58,462 | SL | 39.000000000000 | $2,436 | $0 | |
| RENOVATIONS TO 5654 SOUTH ST RD | 1994-01-01 | $102,484 | $63,069 | SL | 39.000000000000 | $2,628 | $0 | |
| RENOVATIONS TO 5654 SOUTH ST RD | 1995-01-01 | $11,795 | $6,952 | SL | 39.000000000000 | $302 | $0 | |
| NEW SOFIT LIGHTING AND RENOVATIONS | 1999-06-04 | $1,750 | $835 | SL | 39.000000000000 | $45 | $0 | |
| ELECTRIC HEATING UNITS | 2004-03-01 | $1,232 | $1,232 | SL | 7.000000000000 | $0 | $0 | |
| HEAVY DUTY DOOR LOCK | 2004-03-03 | $649 | $649 | SL | 7.000000000000 | $0 | $0 | |
| NEW SIDING ON BUILDING | 2007-10-20 | $5,912 | $1,554 | SL | 39.000000000000 | $152 | $0 | |
| FILING CABINETS | 1995-01-01 | $3,042 | $3,042 | SL | 5.000000000000 | $0 | $0 | |
| COMPUTER SOFTWARE (MICRO INFO SYSTEMS) | 1997-12-07 | $3,500 | $3,500 | SL | 5.000000000000 | $0 | $0 | |
| PAPER SHREDDER | 1998-06-25 | $1,151 | $1,151 | SL | 5.000000000000 | $0 | $0 | |
| ESSENTIAL GIFTS FOR WINDOWS SOFTWARE & ADDITIONAL USERS ADDED | 2007-03-26 | $8,961 | $8,961 | SL | 10.000000000000 | $0 | $0 | |
| CONFERENCE TABLES AND CHAIRS | 1995-01-01 | $2,495 | $2,495 | SL | 7.000000000000 | $0 | $0 | |
| CONFERENCE TABLES AND CHAIRS | 1995-01-01 | $1,200 | $1,200 | SL | 7.000000000000 | $0 | $0 | |
| DESK | 1994-12-31 | $1,000 | $1,000 | SL | 7.000000000000 | $0 | $0 | |
| DESK | 1995-01-01 | $995 | $995 | SL | 7.000000000000 | $0 | $0 | |
| BOOKCASES | 1994-12-31 | $21,000 | $21,000 | SL | 7.000000000000 | $0 | $0 | |
| SINAGE | 1995-01-01 | $552 | $552 | SL | 7.000000000000 | $0 | $0 | |
| COFFEE TABLE | 1995-01-01 | $425 | $425 | SL | 7.000000000000 | $0 | $0 | |
| 2 FILE CABINETS | 1995-02-01 | $491 | $491 | SL | 7.000000000000 | $0 | $0 | |
| CONF TABLE AND CHAIRS | 1995-03-01 | $1,740 | $1,740 | SL | 7.000000000000 | $0 | $0 | |
| REFINISH CONFERENCE TABLE | 1997-09-17 | $3,200 | $3,200 | SL | 7.000000000000 | $0 | $0 | |
| DESK | 2002-12-01 | $2,985 | $2,985 | SL | 7.000000000000 | $0 | $0 | |
| CREDENZA | 2002-12-01 | $2,037 | $2,037 | SL | 7.000000000000 | $0 | $0 | |
| OFFICE CHAIR | 2002-12-01 | $1,040 | $1,040 | SL | 7.000000000000 | $0 | $0 | |
| REFRIGERATOR | 2004-01-27 | $480 | $480 | SL | 7.000000000000 | $0 | $0 | |
| LAND | 1994-11-15 | $10,000 | L | $0 | $0 | |||
| CARPET | 2008-10-31 | $14,024 | $12,853 | SL | 10.000000000000 | $1,171 | $0 | |
| TELEPHONE | 2008-06-19 | $6,714 | $6,714 | SL | 7.000000000000 | $0 | $0 | |
| NEW HEAT SYSTEM | 2008-11-19 | $36,887 | $8,591 | SL | 39.000000000000 | $946 | $0 | |
| TABLES & CABINETS | 2008-09-23 | $6,000 | $6,000 | SL | 7.000000000000 | $0 | $0 | |
| PLASMA TELEVISION | 2008-10-03 | $4,523 | $4,523 | SL | 5.000000000000 | $0 | $0 | |
| COUNTERTOP | 2008-10-01 | $5,790 | $5,790 | SL | 7.000000000000 | $0 | $0 | |
| WINDOW BLINDS | 2008-12-02 | $3,000 | $3,000 | SL | 7.000000000000 | $0 | $0 | |
| DELL OPTIPLEX 780 | 2010-11-08 | $1,355 | $1,355 | SL | 3.000000000000 | $0 | $0 | |
| KONICA COPIER BIZHUB C284 | 2012-10-04 | $5,134 | $5,134 | SL | 3.000000000000 | $0 | $0 | |
| POWEREDGE T320 | 2013-02-04 | $6,075 | $6,075 | SL | 3.000000000000 | $0 | $0 | |
| COMPUTER | 2013-02-04 | $2,108 | $2,108 | SL | 3.000000000000 | $0 | $0 | |
| COLE REPRODUCTION | 2013-09-26 | $62,928 | NC | $0 | $0 | 0.000000000000 | ||
| DRIVEWAY/PARKING PAVING | 2014-08-15 | $13,970 | $3,181 | SL | 15.000000000000 | $931 | $0 | |
| STAND UP COMPUTER DESK | 2015-08-03 | $1,447 | $500 | SL | 7.000000000000 | $207 | $0 | |
| STAND UP COMPUTER DESK | 2015-08-03 | $1,901 | $657 | SL | 7.000000000000 | $272 | $0 | |
| DELL OPTIPLEX | 2016-01-14 | $1,967 | $1,312 | SL | 3.000000000000 | $655 | $0 | |
| LENOVA THINKPAD | 2016-01-14 | $2,241 | $1,494 | SL | 3.000000000000 | $747 | $0 | |
| CONFERENCE ROOM ADDITIONS | 2018-04-01 | $290,164 | SL | 39.000000000000 | $5,580 | $0 | ||
| CONFERENCE ROOM EQUIPMENT | 2018-04-01 | $13,976 | SL | 5.000000000000 | $2,096 | $0 | ||
| CHAIRS, CABINETS | 2018-04-01 | $44,269 | SL | 7.000000000000 | $4,741 | $0 |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (4 entries)
| AssetAssetDesc | How AcquiredHowAcquiredTxt | SoldSoldDt | BasisBasisAmt | Sales ExpenseSalesExpenseAmt | Accumulated DepreciationAccumulatedDepreciationAmt |
|---|---|---|---|---|---|
| CONFERENCE TABLES AND CHAIRS | PURCHASED | 2018-04 | $2,495 | $0 | $2,495 |
| CONFERENCE TABLES AND CHAIRS | PURCHASED | 2018-04 | $1,200 | $0 | $1,200 |
| PLASMA TELEVISION | PURCHASED | 2018-04 | $4,523 | $0 | $4,523 |
| REFINISH CONFERENCE TABLE | PURCHASED | 2018-04 | $3,200 | $0 | $3,200 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (198 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABB FINANCE USA INC 2.875% MAY 08 2022 DTD 05/08/2012 | $71,052 | $68,923 |
| ABBVIE INC 2.500% 05/14/2020 DTD 05/14/2015 | $59,644 | $59,422 |
| ACE INA HOLDINGS 5.9% JUN 15 2019 DTD 06/08/2009 | $50,588 | $43,556 |
| AETNA INC 2.750% 11/15/2022 DTD 11/07/2012 | $29,786 | $29,739 |
| ALABAMA POWER CO 2.450% 03/30/2022 DTD 03/03/2017 | $59,951 | $58,412 |
| ALLSTATE CORP 3.150% 06/15/2023 DTD 06/07/2013 | $31,529 | $29,960 |
| ALTRIA GROUP INC 2.85% AUG 09 2022 DTD 08/09/2012 | $40,818 | $38,397 |
| ALTRIA GROUP INC 2.950% 05/02/2023 DTD 05/02/2013 | $53,428 | $52,318 |
| AMERICAN EXPRESS CO 2.500% 08/01/2022 DTD 08/01/2017 | $140,040 | $139,944 |
| AMERICAN HONDA FINANCE MTN 2.150% 03/13/2020 DTD 03/13/2015 | $6,914 | $6,927 |
| AMERICAN HONDA FINANCE MTN 2.250% 08/15/2019 DTD 09/09/2014 | $49,908 | $49,766 |
| AMERIPRISE FINANCIAL INC 2.875% 09/15/2026 DTD 08/11/2016 | $47,949 | $44,719 |
| AMERIPRISE FINANCIAL INC 3.700% 10/15/2024 DTD 09/18/2014 | $47,505 | $44,977 |
| AMGEN INC SR NOTES 5.7% FEB 01 2019 DTD 01/16/2009 | $44,040 | $40,082 |
| ANHEUSER BUSCH INBEV WOR 6 7/8% NOV 15 2019 DTD 11/15/2010 | $24,653 | $19,582 |
| ANHEUSER-BUSCH INBEV FIN 3.650% 02/01/2026 DTD 01/25/2016 | $64,898 | $61,385 |
| APACHE CORP 3.625% 02/01/2021 DTD 12/03/2010 | $44,603 | $42,925 |
| APPLE INC 2.150% 02/09/2022 DTD 02/09/2015 | $144,962 | $146,243 |
| APPLE INC 3.250% 02/23/2026 DTD 02/23/2016 | $36,044 | $34,181 |
| APPLE INC 3.450% 05/06/2024 DTD 05/06/2014 | $96,828 | $90,419 |
| ARCHER DANIELS MIDLAND C 4.479% MAR 01 2021 DTD 03/01/2011 | $5,478 | $5,159 |
| ARCHER-DANIELS-MIDLAND C 2.500% 08/11/2026 DTD 08/11/2016 | $64,812 | $60,312 |
| ATOMS ENERGY CORP 8 1/2% MAR 15 2019 DTD 03/26/2009 | $42,077 | $33,361 |
| AVALONBAY COMMUNITIES 3.450% 06/01/2025 DTD 05/13/2015 | $63,104 | $63,953 |
| AVALONBAY COMMUNITIES MTN 3.200% 01/15/2028 DTD 11/15/2017 | $39,840 | $37,960 |
| BALTIMORE GAS & ELECTRIC 2.400% 08/15/2026 DTD 08/18/2016 | $47,487 | $45,768 |
| BANK OF AMERICA CORP MTN 3.300% 01/11/2023 DTD 01/11/2013 | $41,509 | $41,362 |
| BANK OF AMERICA CORP MTN VAR RT 01/20/2023 DTD 01/20/2017 | $28,089 | $27,527 |
| BANK OF AMERICA CORP VAR RT 07/21/2023 DTD 07/21/2017 | $379,782 | $372,380 |
| BANK OF MONTREAL MTN VAR RT 06/15/2020 DTD 06/15/2017 | $130,554 | $129,753 |
| BANK OF NEW YORK MELLON MTN 2.200% 03/04/2019 DTD 02/04/2014 | $35,561 | $34,959 |
| BANK OF NEW YORK MELLON MTN 2.300% 09/11/2019 DTD 09/11/2014 | $35,363 | $34,818 |
| BANK OF NOVA SCOTIA 1.650% 06/14/2019 DTD 06/14/2016 | $124,205 | $124,291 |
| BANK OF NOVA SCOTIA 2.150% 07/14/2020 DTD 07/14/2017 | $93,355 | $93,651 |
| BANK OF NY MELLON CORP MTN 2.600% 02/07/2022 DTD 02/07/2017 | $107,088 | $107,897 |
| BB&T CORPORATION MTN 2.625% 06/29/2020 DTD 06/29/2015 | $35,454 | $34,673 |
| BB&T CORPORATION MTN 2.850% 10/26/2024 DTD 10/26/2017 | $102,982 | $100,872 |
| BERKSHIRE HATHAWAY INC 2.750% 03/15/2023 DTD 03/15/2016 | $102,058 | $98,161 |
| BLACKROCK INC 3.500% 03/18/2024 DTD 03/18/2014 | $37,094 | $35,376 |
| BOEING CO 7 1/4% JUN 15 2025 DTD 7/7/93 | $33,024 | $30,446 |
| BP CAP MARKETS AMER 3.224% 04/14/2024 DTD 12/14/2018 | $161,705 | $161,533 |
| BP CAP MARKETS AMER 3.796% 09/21/2025 DTD 09/21/2018 | $60,000 | $60,316 |
| BP CAPITAL MARKETS PLC 3.245% MAY 06 2022 DTD 05/07/2012 | $19,826 | $19,826 |
| BURLINGTN NORTH SANTA FE 3.000% 03/15/2023 DTD 03/12/2013 | $40,734 | $39,710 |
| BURLINGTN NORTH SANTA FE 3.05% MAR 15 2022 DTD 03/02/2012 | $29,156 | $29,962 |
| CANADIAN IMPERIAL BANK 2.700% 02/02/2021 DTD 02/02/2018 | $113,036 | $113,833 |
| CATERPILLAR FINACIAL SE MEDIUM TERM NOTE 7.15% FEB 15 2019 DTD 02/12/2009 | $39,299 | $35,162 |
| CENTERPOINT ENER HOUSTON 3.000% 02/01/2027 DTD 01/12/2017 | $54,640 | $52,514 |
| CHEVRON CORP VAR RT 11/15/2021 DTD 11/18/2014 | $160,576 | $163,368 |
| CISCO SYSTEMS INC NOTES 4.45% JAN 15 2020 DTD 11/17/2009 | $33,316 | $30,462 |
| CITIGROUP INC 2.500% 07/29/2019 DTD 07/29/2014 | $6,064 | $5,980 |
| CITIGROUP INC 3.750% 06/16/2024 DTD 06/16/2014 | $167,887 | $163,830 |
| CITIGROUP INC SR NTS VAR RT 06/01/2024 DTD 05/22/2018 | $125,000 | $125,478 |
| CITIGROUP INC VAR RT 07/24/2023 DTD 07/24/2017 | $64,861 | $62,883 |
| CME GROUP INC 3.000% 03/15/2025 DTD 03/09/2015 | $24,753 | $24,353 |
| COMCAST CORP 2.350% 01/15/2027 DTD 07/19/2016 | $13,736 | $13,425 |
| COMCAST CORP 3.150% 03/01/2026 DTD 02/23/2016 | $14,100 | $14,359 |
| COMCAST CORP 3.375% 02/15/2025 DTD 08/12/2014 | $54,232 | $53,891 |
| COMCAST CORP 3.95% 10/15/2025 DTD 10/05/2018 | $14,982 | $15,184 |
| COMERICA INC 2.125% 05/23/2019 DTD 05/23/2014 | $40,624 | $39,818 |
| COVENTRY HEALTH CARE INC 5.45% JUN 15 2021 DTD 06/07/2011 | $47,913 | $46,591 |
| DODGE & COX INCOME FD | $1,772,828 | $1,716,935 |
| DOMINION GAS HLDGS LLC 2.800% 11/15/2020 DTD 11/17/2015 | $5,980 | $5,910 |
| DOMINION GAS HLDGS LLC 3.600% 12/15/2024 DTD 12/08/2014 | $33,196 | $30,790 |
| DOUBLELINE TOTL RET BND-I | $2,883,750 | $2,758,466 |
| DUKE ENERGY CAROLINAS 3.9% JUN 15 2021 DTD 05/19/2011 | $21,415 | $20,268 |
| EATON CORP 6.95% MAR 20 2019 DTD 3/16/2009 | $44,215 | $40,385 |
| EDISON INTERNATIONAL 4.125% 03/15/2028 DTD 03/13/2018 | $49,923 | $47,351 |
| ENTERGY ARKANSAS INC 3.050% 06/01/2023 DTD 05/30/2013 | $22,055 | $21,755 |
| ENTERGY ARKANSAS INC 3.500% 04/01/2026 DTD 01/08/2016 | $14,158 | $12,804 |
| ENTERGY LOUISIANA LLC 2.400% 10/01/2026 DTD 10/04/2016 | $47,769 | $46,005 |
| ERP OPERATING LP 2.850% 11/01/2026 DTD 10/12/2016 | $9,743 | $9,404 |
| ERP OPERATING LP 3.000% 04/15/2023 DTD 04/10/2013 | $72,974 | $71,798 |
| EXXON MOBIL CORPORATION 3.043% 03/01/2026 DTD 03/03/2016 | $34,000 | $33,186 |
| FIFTH THIRD BANCORP 2.875% 07/27/2020 DTD 07/27/2015 | $45,238 | $44,721 |
| FIRST UNION CORP SUB 6.824% AUG 1 2026 DTD 8/1/96 | $18,912 | $17,768 |
| GENERAL DYNAMICS CORP 3 7/8% JUL 15 2021 DTD 07/12/2011 | $37,518 | $35,771 |
| GENERAL ELEC CAP CORP 3.15% SEP 07 2022 DTD 09/07/2012 | $70,784 | $64,262 |
| GENERAL ELEC CAP CORP NOTES 4 5/8% JAN 07 2021 DTD 01/07/2011 | $200,605 | $190,485 |
| GILEAD SCIENCES INC 3.700% 04/01/2024 DTD 03/07/2014 | $139,596 | $134,764 |
| GOLDMAN SACHS GROUP INC 3.000% 04/26/2022 DTD 01/26/2017 | $238,366 | $232,414 |
| GOLDMAN SACHS GROUP INC 4.000% 03/03/2024 DTD 03/03/2014 | $227,731 | $222,008 |
| GOLDMAN SACHS GROUP INC 4.250% 10/21/2025 DTD 10/21/2015 | $5,958 | $5,748 |
| GULF POWER CO 3.300% 05/30/2027 DTD 05/18/2017 | $29,265 | $29,111 |
| HALLIBURTON COMPANY 3 1/4% NOV 15 2021 DTD 11/14/2011 | $31,323 | $29,974 |
| HEWLETT PACKARD CO 3 3/4% DEC 01 2020 DTD 12/02/2010 | $3,006 | $3,035 |
| HOME DEPOT INC SR NTS 3.9% 12/06/2028 DTD 12/06/2018 | $59,588 | $61,494 |
| HSBC HOLDINGS PLC 4% MAR 30 2022 DTD 03/30/2012 | $163,550 | $162,075 |
| HSBC HOLDINGS PLC 4.875% JAN 14 2022 DTD 11/17/2011 | $151,334 | $139,539 |
| HSBC HOLDINGS PLC 5.1% APR 05 2021 DTD 04/05/2011 | $0 | $166 |
| IN MI PWR SR NTS 3.85% 05/15/2028 DTD 05/02/2018 | $59,811 | $60,374 |
| INTEL CORP 2.875% 05/11/2024 DTD 05/11/2017 | $97,001 | $97,550 |
| INVESCO FINANCE PLC 4.000% 01/30/2024 DTD 11/12/2013 | $34,614 | $33,943 |
| JANUS HNDRSN HIGH YLD-N ISIN US47103D8508 SEDOL B8G4614 | $1,003,154 | $913,775 |
| JOHN DEERE CAPITAL CORP MTN 2 3/4% MAR 15 2022 DTD 02/27/2012 | $177,422 | $177,242 |
| JPM MANAGED INCOME FD - USD - L FUND 2119 | $1,074,575 | $1,074,501 |
| JPMORGAN STRAT INC OPP-R6 | $716,398 | $738,276 |
| LINCOLN NATIONAL CORP 4.000% 09/01/2023 DTD 08/16/2013 | $10,490 | $10,194 |
| LLOYDS TSB BANK PLC 6 3/8% JAN 21 2021 DTD 01/21/2011 | $111,868 | $110,899 |
| LOCKHEED MARTIN CORP 3.35% SEP 15 2021 DTD 09/09/2011 | $36,335 | $35,251 |
| LOWE'S COMPANIES INC 3.8% NOV 15 2021 DTD 11/23/2011 | $20,199 | $20,190 |
| LOWE'S COS INC 3.375% 09/15/2025 DTD 09/16/2015 | $72,827 | $71,204 |
| MANULIFE FINANCIAL CORP 4.150% 03/04/2026 DTD 03/04/2016 | $75,250 | $75,785 |
| MANULIFE FINANCIAL CORP 4.9% SEP 17 2020 DTD 09/17/2010 | $22,097 | $20,517 |
| MARSH & MCLENNAN COS INC 3.300% 03/14/2023 DTD 03/14/2016 | $11,987 | $11,865 |
| MEAD JOHNSON NUTRITION C 3.000% 11/15/2020 DTD 11/03/2015 | $164,449 | $164,484 |
| MEDTRONIC INC 3.125% 03/15/2022 DTD 03/19/2012 | $119,023 | $117,543 |
| MEDTRONIC INC 3.500% 03/15/2025 DTD 08/31/2015 | $50,739 | $49,824 |
| MERCK & CO INC 2.350% 02/10/2022 DTD 02/10/2015 | $4,832 | $4,899 |
| METLIFE INC 4.368% 09/15/2023 DTD 09/10/2013 | $190,131 | $185,303 |
| MFS EMERGING MKTS DEBT FD R6 | $704,464 | $710,174 |
| MICROSOFT CORP 2.375% 02/12/2022 DTD 02/12/2015 | $156,229 | $158,106 |
| MICROSOFT CORP 2.375% 05/01/2023 DTD 05/02/2013 | $4,983 | $4,893 |
| MICROSOFT CORP 2.875% 02/06/2024 DTD 02/06/2017 | $41,694 | $41,601 |
| MITSUBISHI UFJ FIN GRP 2.998% 02/22/2022 DTD 02/22/2017 | $90,498 | $88,736 |
| MITSUBISHI UFJ FIN GRP SR NTS 3.761% 07/26/2023 DTD 07/26/2018 | $25,039 | $25,114 |
| MORGAN STANLEY 2.650% 01/27/2020 DTD 01/27/2015 | $2,997 | $2,977 |
| MORGAN STANLEY 3.700% 10/23/2024 DTD 10/20/2014 | $118,728 | $117,997 |
| MORGAN STANLEY 4.000% 07/23/2025 DTD 07/23/2015 | $192,509 | $187,528 |
| MORGAN STANLEY MTN 2.625% 11/17/2021 DTD 11/17/2016 | $64,668 | $63,439 |
| MORGAN STANLEY MTN 3.875% 01/27/2026 DTD 01/27/2016 | $65,985 | $63,429 |
| MUFG AMERICAS HLDGS CORP 3.000% 02/10/2025 DTD 02/10/2015 | $65,075 | $61,402 |
| NATIONAL RURAL UTIL COOP 2.300% 11/01/2020 DTD 10/27/2015 | $88,260 | $88,694 |
| NBCUNIVERSAL MEDIA LLC 4 3/8% APR 01 2021 DTD 04/01/2011 | $110,990 | $102,494 |
| NEXEN ENERGY ULC 6.200% 07/30/2019 DTD 07/27/2009 | $33,803 | $30,518 |
| NORTHERN TRUST CORP 3.950% 10/30/2025 DTD 10/31/2013 | $48,201 | $45,864 |
| NOVARTIS SECS INVEST LTD 5 1/8% FEB 10 2019 DTD 02/10/2009 | $220,863 | $215,432 |
| NUCOR CORP 4 1/8% SEP 15 2022 DTD 09/21/2010 | $58,429 | $56,535 |
| NUTRIEN LTD 3.625% 03/15/2024 DTD 04/10/2018 | $24,778 | $24,289 |
| NUTRIEN LTD 4.875% 03/30/2020 DTD 04/10/2018 | $21,425 | $20,346 |
| OCCIDENTAL PETROLEUM COR 3.500% 06/15/2025 DTD 06/23/2015 | $35,351 | $34,648 |
| OCCIDENTAL PETROLEUM COR 4.1% FEB 01 2021 DTD 12/16/2010 | $25,879 | $25,431 |
| ONCOR ELECTRIC DELIVERY 2.950% 04/01/2025 DTD 10/22/2015 | $92,329 | $92,552 |
| ORACLE CORP 2.400% 09/15/2023 DTD 07/07/2016 | $165,462 | $157,368 |
| ORIX CORP 3.250% 12/04/2024 DTD 12/04/2017 | $9,576 | $9,689 |
| ORIX CORP 3.700% 07/18/2027 DTD 07/18/2017 | $84,994 | $82,067 |
| PACIFIC GAS & ELECTRIC 11/15/2023 DTD 11/12/2013 IN DEFAULT | $11,978 | $10,739 |
| PACIFIC GAS & ELECTRIC 3.300% 03/15/2027 DTD 03/10/2017 | $19,929 | $16,473 |
| PACIFIC GAS & ELECTRIC SR NOTES MAY 15 2021 DTD 05/13/2011 IN DEFAULT | $45,931 | $42,557 |
| PHILIP MORRIS INTL INC 2.500% 11/02/2022 DTD 11/02/2017 | $92,405 | $91,300 |
| PHILIP MORRIS INTL INC SR NTS 2.375% 08/17/2022 DTD 08/17/2017 | $81,337 | $81,683 |
| PNC FUNDING CORP SR NOTES 3.3% MAR 08 2022 DTD 03/08/2012 | $94,633 | $94,785 |
| PNC FUNDING CORP SR NOTES 5 1/8% FEB 08 2020 DTD 02/08/2010 | $67,775 | $61,261 |
| POTOMAC ELECTRIC POWER 3.600% 03/15/2024 DTD 03/18/2014 | $37,036 | $35,275 |
| PRECISION CASTPARTS CORP 3.250% 06/15/2025 DTD 06/10/2015 | $34,744 | $34,394 |
| PRINCIPAL FINANCIAL GROU 3.125% 05/15/2023 DTD 11/16/2012 | $20,970 | $20,728 |
| PROGRESS ENERGY CAROLINA 2.8% MAY 15 2022 DTD 05/18/2012 | $63,377 | $59,187 |
| PROLOGIS LP 4.250% 08/15/2023 DTD 08/15/2013 | $43,125 | $41,292 |
| PRUDENTIAL FINANCIAL INC 5 3/8% JUN 21 2020 DTD 06/21/2010 | $80,515 | $72,125 |
| PRUDENTIAL FINANCIAL INC MTN 3.878% 03/27/2028 DTD 03/27/2018 | $20,000 | $20,111 |
| PUB SVC CO 3.7% 06/15/2028 DTD 06/21/2018 | $34,925 | $35,448 |
| PUBLIC SERVICE COLORADO 3.2% NOV 15 2020 DTD 11/16/2010 | $4,980 | $5,022 |
| QUALCOMM INC 3.250% 05/20/2027 DTD 05/26/2017 | $52,861 | $49,529 |
| RABOBANK NEDERLAND NOTES 4 1/2% JAN 11 2021 DTD 01/11/2011 | $115,105 | $107,468 |
| SAN DIEGO G & E 2.500% 05/15/2026 DTD 05/19/2016 | $35,883 | $33,397 |
| SANTANDER UK PLC 2.375% 03/16/2020 DTD 03/16/2015 | $93,625 | $93,950 |
| SCHLUMBERGER INVESTMENT 3.650% 12/01/2023 DTD 12/03/2013 | $50,338 | $50,235 |
| SCHWAB U.S. TIPS ETF | $758,564 | $749,973 |
| SHELL INTERNATIONAL FIN 3.250% 05/11/2025 DTD 05/11/2015 | $53,212 | $49,324 |
| SHELL INTERNATIONAL FIN 3.400% 08/12/2023 DTD 08/12/2013 | $73,188 | $70,585 |
| SIERRA PACIFIC POWER CO 3.375% 08/15/2023 DTD 08/15/2013 | $84,960 | $79,930 |
| SIMON PROPERTY GROUP LP 2.500% 07/15/2021 DTD 01/13/2016 | $4,996 | $4,921 |
| SIMON PROPERTY GROUP LP 3.375% 10/01/2024 DTD 09/10/2014 | $83,813 | $83,157 |
| SIMON PROPERTY GROUP LP 3.750% 02/01/2024 DTD 01/21/2014 | $57,385 | $55,128 |
| STATE STREET CORP 3.100% 05/15/2023 DTD 05/15/2013 | $7,987 | $7,860 |
| STATE STREET CORP 3.550% 08/18/2025 DTD 08/18/2015 | $70,728 | $69,857 |
| STATE STREET CORP VAR RT 05/15/2023 DTD 05/15/2017 | $58,180 | $58,439 |
| STATOIL ASA 2.450% 01/17/2023 DTD 11/21/2012 | $48,713 | $48,578 |
| STATOIL ASA 2.900% 11/08/2020 DTD 11/08/2013 | $4,999 | $4,981 |
| STRYKER CORP 3.375% 11/01/2025 DTD 10/29/2015 | $41,702 | $38,689 |
| SUMITOMO MITSUI FINL GRP 2.784% 07/12/2022 DTD 07/12/2017 | $85,290 | $82,821 |
| SUMITOMO MITSUI FINL GRP 3.102% 01/17/2023 DTD 01/17/2018 | $151,997 | $152,036 |
| TD AMERITRADE HOLDING CO 2.950% 04/01/2022 DTD 03/09/2015 | $15,741 | $14,838 |
| TD AMERITRADE HOLDING CO 5.6% DEC 01 2019 DTD 11/25/2009 | $29,770 | $25,527 |
| TEXAS INSTRUMENTS INC 2.900% 11/03/2027 DTD 11/03/2017 | $48,013 | $47,427 |
| TORONTO-DOMINION BANK MTN VAR RT 11/05/2019 DTD 11/05/2014 | $75,000 | $75,050 |
| TOTAL CAPITAL INTL SA 3.750% 04/10/2024 DTD 01/15/2014 | $47,714 | $45,502 |
| TRANS - CANADA PIPELINES 7 1/8% JAN 15 2019 DTD 01/09/2009 | $45,478 | $40,052 |
| TRANS CANADA PIPELINES NOTES 3.8% OCT 01 2020 DTD 09/23/2010 | $21,515 | $20,117 |
| TRANS-CANADA PIPELINES 2.5% AUG 01 2022 DTD 08/02/2012 | $52,662 | $52,781 |
| TRAVELLERS COS INC SR NOTES 5.9% JUN 02 2019 DTD 06/02/2009 | $20,435 | $18,224 |
| UNITEDHEALTH GROUP INC 2.950% 10/15/2027 DTD 10/25/2017 | $29,749 | $28,359 |
| UNITEDHEALTH GROUP INC 3 3/8% NOV 15 2021 DTD 11/10/2011 | $72,172 | $70,443 |
| US BANCORP MTN 2.95% JUL 15 2022 DTD 07/23/2012 | $44,630 | $44,385 |
| US BANCORP MTN 3.700% 01/30/2024 DTD 01/30/2014 | $83,619 | $76,157 |
| VANGUARD SHORT-TERM BOND ETF | $1,445,368 | $1,447,574 |
| VERIZON COMMUNICATIONS 2.625% 08/15/2026 DTD 08/01/2016 | $19,949 | $18,142 |
| VIRGINIA ELEC & POWER CO 2.95% JAN 15 2022 DTD 01/12/2012 | $24,976 | $24,731 |
| VIRGINIA ELEC & POWER CO 3.450% 02/15/2024 DTD 02/07/2014 | $12,336 | $11,990 |
| WALT DISNEY COMPANY THE 2 3/4% AUG 16 2021 DTD 08/22/2011 | $20,437 | $19,878 |
| WALT DISNEY COMPANY/THE MTN 2.55% FEB 15 2022 DTD 02/14/2012 | $49,050 | $49,196 |
| WELLS FARGO & COMPANY 3.450% 02/13/2023 DTD 02/13/2013 | $177,291 | $171,318 |
| WELLS FARGO & COMPANY 4.100% 06/03/2026 DTD 06/03/2014 | $70,827 | $68,391 |
| WELLS FARGO & COMPANY MTN 2.625% 07/22/2022 DTD 07/24/2017 | $49,770 | $48,211 |
| WESTPAC BANKING CORP 1.650% 05/13/2019 DTD 05/13/2016 | $29,999 | $29,847 |
| WESTPAC BANKING CORP 2.100% 05/13/2021 DTD 05/13/2016 | $19,904 | $19,455 |
| WESTPAC BANKING CORP NOTES 4 7/8% NOV 19 2019 DTD 11/19/2009 | $75,124 | $71,086 |
| WESTPAC BNKG CORP SR NTS 2.85% 05/13/2026 DTD 05/13/2016 | $129,918 | $130,171 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (16 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CAPITAL GR NON US EQUITY | $1,500,000 | $1,327,778 |
| DODGE & COX INTL STOCK FD | $979,205 | $1,268,112 |
| FIDELITY 500 INDEX FD-AI | $2,990,000 | $2,925,642 |
| ISHARES MSCI EAFEINTL INDEX FD CL K | $1,940,951 | $1,905,308 |
| ISHARES RUSSELL 2000 ETF | $787,284 | $1,370,333 |
| ISHARES RUSSELL MIDCAP INDEX FUND | $917,182 | $2,072,264 |
| JPM BETABUILDERS DEVELOPED ASIA EX- JAPAN ETF | $780,576 | $700,740 |
| JPMORGAN BETABUILDERS CANADA ETF | $751,226 | $625,378 |
| JPMORGAN BETABUILDERS EUROPE - ETF | $2,266,605 | $1,976,014 |
| JPMORGAN BETABUILDERS JAPAN - ETF | $2,575,251 | $2,245,795 |
| JPMORGAN EQUITY INCOME-R6 | $1,990,927 | $2,376,705 |
| JPMORGAN GROWTH ADVANTAG-R6 | $1,257,094 | $4,028,156 |
| JPMORGAN US L/C CORE PL-R6 | $1,264,731 | $2,196,339 |
| MATTHEWS PACIFIC TIGER-INST | $2,810,211 | $3,340,148 |
| OAKMARK INTERNATIONAL-INST | $1,501,596 | $1,166,174 |
| SPDR S&P 500 ETF TRUST | $12,627,944 | $16,196,065 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (37 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| AP VIII (APAX) PRIVATE INVESTORS OFFSHORE LP - CLASS A | AT COST | $846,550 | $989,393 |
| ARMORY SQUARE VENTURES L.P. | AT COST | $183,362 | $284,302 |
| AUBURN COMMUNITY HOTEL LP | AT COST | $243,997 | $97,250 |
| BCP VI PRIVATE INVESTORS OFFSHORE,LP | AT COST | $331,243 | $494,507 |
| BLACKSTONE GSO PRIVATE INVESTORS, L.P. (OFFSHORE) | AT COST | $131,263 | $45,765 |
| BLACKSTONE REAL ESTATE VII PRIVATE INVESTORS, LP (BREP OFFSHORE) CLASS A | AT COST | $538,703 | $771,125 |
| BREP ASIA PRIVATE INVESTORS OFFSHORE , L.P. | AT COST | $295,837 | $358,619 |
| BRIDGEWATER PLACE | AT COST | $100,000 | $106,065 |
| BROADSTONE NET LEASE INC | AT COST | $730,571 | $1,218,899 |
| BSREP II (BROOKFIELD) PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $582,984 | $628,139 |
| CARLYLE ASIA PARTNERS III PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $138,474 | $74,958 |
| CAYUGA VENTURE FUND III, LP | AT COST | $139,037 | $95,562 |
| CAYUGA VENTURE FUND IV, LP | AT COST | $215,916 | $165,901 |
| CAYUGA VENTURE FUND V | AT COST | $201,954 | $151,179 |
| CCMP III PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A | AT COST | $388,485 | $493,710 |
| CLAYTON, DUBILIER & RICE (CD&R) FUND 8, LP (OFFSHORE INVESTORS) | AT COST | $110,962 | $102,483 |
| GIF IV PRIVATE INVESTORS OFFSHORE LP CLASS A | AT COST | $206,329 | $57,571 |
| GOLDENTREE OFFSHORE FUND, LTD. SP F-R MGMT SERIES 645 | AT COST | $2,880 | $1,290 |
| GOLDENTREE OFFSHORE LTD (NEW ISSUES INELIGIBLE) CLASS SP 1-1 SIDE POCKET | AT COST | $17,681 | $11,894 |
| GOLDENTREE OFFSHORE LTD SP 8-1 SIDE POCKET | AT COST | $23,042 | $139,769 |
| GOLDENTREE OFFSHORE LTD. CLASS SP 1-5 SIDE POCKET | AT COST | $1,414 | $2,021 |
| GSO PRIVATE INVESTORS OFFSHORE II, LP CLASS A | AT COST | $324,047 | $317,959 |
| HPS MEZZANINE PRIVATE INVESTORS OFFSHORE II L.P CLASS A | AT COST | $387,147 | $483,805 |
| J.C. FLOWERS III PRIVATE INVESTORS OFFSHORE LP | AT COST | $416,060 | $260,900 |
| JPMORGAN ASIAN INFRASTRUCTURE & RELATED RESOURCES OPPORTUNITY FUND US, LLC ( | AT COST | $299,807 | $263,709 |
| KKR AMERICAS XII PRIVATE INVESTORS OFFSHORE, L.P. | AT COST | $276,561 | $272,261 |
| KKR ASIAN FUND II PRIVATE INVESTORS OFFSHORE, LP - CLASS A | AT COST | $830,307 | $1,054,819 |
| L CAPITAL ASIA 2 PRIVATE INVESTORS OFFSHORE, L.P. - CLASS A | AT COST | $454,048 | $568,009 |
| PEG DIGITAL GROWTH FUND OFFSHORE LP | AT COST | $548,595 | $45,349 |
| PEG DIGITAL GROWTH FUND OFFSHORE SPECIAL II LP | AT COST | $465,106 | $513,788 |
| PEG SECONDARY PRIVATE EQUITY INVESTORS OFFSHORE SPECIAL, L.P | AT COST | $85,120 | $112,365 |
| QUANTUM PARALLEL PARTNERS V, LP | AT COST | $334,649 | $535,006 |
| RIVERSTONE GLOBAL ENERGY AND POWER PRIVATE INVESTORS V, LP (OFFSHORE) CLASS | AT COST | $1,228,696 | $1,238,609 |
| RS GLOBAL ENERGY AND POWER PRIVATE INVESTORS OFFSHORE VI, L.P. | AT COST | $309,964 | $376,702 |
| SILVER LAKE PARTNERS IV (SLP IV) PRIVATE INVESTORS, L.P. (OFFSHORE INVESTORS | AT COST | $798,538 | $1,351,560 |
| STARWOOD SOF IX PRIVATE INVESTORS OFFSHORE L.P. CLASS A - NON-SELF DEALING F | AT COST | $149,958 | $206,555 |
| STARWOOD SOF VIII PRIVATE INVESTORS TE LLC (ONSHORE) | AT COST | $125,155 | $111,160 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (42 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt |
|---|---|---|---|
| BULDING - 5654 SOUTH ST RD | $95,000 | $60,898 | $34,102 |
| RENOVATIONS TO 5654 SOUTH ST RD | $102,484 | $65,697 | $36,787 |
| RENOVATIONS TO 5654 SOUTH ST RD | $11,795 | $7,254 | $4,541 |
| NEW SOFIT LIGHTING AND RENOVATIONS | $1,750 | $880 | $870 |
| ELECTRIC HEATING UNITS | $1,232 | $1,232 | $0 |
| HEAVY DUTY DOOR LOCK | $649 | $649 | $0 |
| NEW SIDING ON BUILDING | $5,912 | $1,706 | $4,206 |
| FILING CABINETS | $3,042 | $3,042 | $0 |
| COMPUTER SOFTWARE (MICRO INFO SYSTEMS) | $3,500 | $3,500 | $0 |
| PAPER SHREDDER | $1,151 | $1,151 | $0 |
| ESSENTIAL GIFTS FOR WINDOWS SOFTWARE & ADDITIONAL USERS ADDED | $8,961 | $8,961 | $0 |
| DESK | $1,000 | $1,000 | $0 |
| DESK | $995 | $995 | $0 |
| BOOKCASES | $21,000 | $21,000 | $0 |
| SINAGE | $552 | $552 | $0 |
| COFFEE TABLE | $425 | $425 | $0 |
| 2 FILE CABINETS | $491 | $491 | $0 |
| CONF TABLE AND CHAIRS | $1,740 | $1,740 | $0 |
| DESK | $2,985 | $2,985 | $0 |
| CREDENZA | $2,037 | $2,037 | $0 |
| OFFICE CHAIR | $1,040 | $1,040 | $0 |
| REFRIGERATOR | $480 | $480 | $0 |
| LAND | $10,000 | $0 | $10,000 |
| CARPET | $14,024 | $14,024 | $0 |
| TELEPHONE | $6,714 | $6,714 | $0 |
| NEW HEAT SYSTEM | $36,887 | $9,537 | $27,350 |
| TABLES & CABINETS | $6,000 | $6,000 | $0 |
| COUNTERTOP | $5,790 | $5,790 | $0 |
| WINDOW BLINDS | $3,000 | $3,000 | $0 |
| DELL OPTIPLEX 780 | $1,355 | $1,355 | $0 |
| KONICA COPIER BIZHUB C284 | $5,134 | $5,134 | $0 |
| POWEREDGE T320 | $6,075 | $6,075 | $0 |
| COMPUTER | $2,108 | $2,108 | $0 |
| COLE REPRODUCTION | $62,928 | $0 | $62,928 |
| DRIVEWAY/PARKING PAVING | $13,970 | $4,112 | $9,858 |
| STAND UP COMPUTER DESK | $1,447 | $707 | $740 |
| STAND UP COMPUTER DESK | $1,901 | $929 | $972 |
| DELL OPTIPLEX | $1,967 | $1,967 | $0 |
| LENOVA THINKPAD | $2,241 | $2,241 | $0 |
| CONFERENCE ROOM ADDITIONS | $290,164 | $5,580 | $284,584 |
| CONFERENCE ROOM EQUIPMENT | $13,976 | $2,096 | $11,880 |
| CHAIRS, CABINETS | $44,269 | $4,741 | $39,528 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $16,553 | LegalFeesAmt |
| Net Investment Income | $827 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $15,726 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (7 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NEW YORK STATE FILING FEE | $668 | $668 | $0 |
| MISCELLANEOUS | $131 | $7 | $124 |
| REPAIRS AND MAINTENANCE | $35,330 | $1,767 | $33,564 |
| OFFICE SUPPLIES | $2,294 | $115 | $2,179 |
| INSURANCE | $19,277 | $964 | $18,313 |
| DUES & SUBSCRIPTIONS | $7,401 | $370 | $7,031 |
| ARTWORK CARE & MAINTENANCE | $25,785 | $0 | $25,785 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT AND CUSTODIAL FEES | $299,879 | $299,879 | $0 |
| BOARD TRAINING CONSULTANT | $7,657 | $383 | $7,274 |
| MISCELLANEOUS | $4,930 | $247 | $4,683 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FEDERAL EXCISE TAX | CategoryTxt |
| Amt | $112,910 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
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