DDS FOUNDATION: Form 990PF, tax year 2017
View the entire original 990 at ProPublica ↗
- Organization
- DDS FOUNDATION (EIN 13-4089802)
- Tax period
- 2017-07-01 to 2018-06-30
- Filed
- 2019-05-13
- IRS object ID
- 201931339349103643
- Schema version
- 2017v2.3
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-05-13T16:44:05-05:00 | ReturnTs |
| Tax Period End | 2018-06-30 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BDO USA LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 100175001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2017-07-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 134089802 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The DDS Foundation | BusinessNameLine1Txt |
| Business Name Line2 | C/O Daniel Schwartz | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % YORK CAPITAL MANAGEMENT | InCareOfNm |
| Business Name Control | DDSF | BusinessNameControlTxt |
| Phone | 2123001300 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 767 FIFTH AVENUE 17TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10153 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DANIEL SCHWARTZ | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 2123001300 | PhoneNum |
| Signature | 2018-11-15 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Delina Bakalli | PreparerPersonNm |
| PTIN | P01063829 | PTIN |
| Phone | 2128858000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 38.140.180.210 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 26308920191335000015 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2019-05-13 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 6F43F9F2203E23A198F6229533521CE6AAE1720F | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 9CF19A013081E4082F3C157B0E4B5501EE43BD98 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2017 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $31,121,973 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $12,196,030 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $272,949 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $272,949 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $489,014 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $489,014 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $2,619,973 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,401,767 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $2,619,973 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$158,641 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$160,491 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $15,419,325 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $3,221,445 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Interest Rev And Expnss | $91,599 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $91,599 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $20,617 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $19,867 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $95,285 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $95,063 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $207,501 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $206,529 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $919,246 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $919,246 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,126,747 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $206,529 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $919,246 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $14,292,578 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $3,014,916 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,132,260 | CashBOYAmt |
| Cash EOY | $3,983,511 | CashEOYAmt |
| Cash EOYFMV | $3,983,511 | CashEOYFMVAmt |
| Corporate Stock BOY | $7,042,038 | CorporateStockBOYAmt |
| Corporate Stock EOY | $7,042,038 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,246,840 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $178,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $178,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $178,000 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $8,941,451 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $9,597,918 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,713,622 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $17,293,749 | TotalAssetsBOYAmt |
| Total Assets EOY | $20,801,467 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $31,121,973 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $17,293,812 | RetainedEarningBOYAmt |
| Retained Earning EOY | $29,761,808 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,293,812 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $29,761,808 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,293,812 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $29,761,808 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,293,812 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $14,292,578 | ExcessRevenueOverExpensesAmt |
| Subtotal | $31,586,390 | SubtotalAmt |
| Other Decreases | $1,824,582 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $29,761,808 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (8 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|
| COMMERCEHUB INC SER A | 2018-05-22 | $1,365 | $261 | $1,104 | $1,104 | |
| COMMERCEHUB INC SER K | 2018-05-22 | $2,753 | $529 | $2,224 | $2,224 | |
| AMAZON COM INC - DONATION FROM SMLLC | 2018-01-10 | $2,489,735 | $515,591 | $1,974,144 | $1,974,144 | |
| PENDRELL CORP CL A NEW COM - RCVD 6.37 SHRS @ 1 DUE TO REV STK SPLIT | 2017-12-18 | $266 | $345 | -$79 | -$79 | 2016-10-03 |
| PASS-THROUGH ST | $698,467 | $698,467 | $698,467 | |||
| PASS-THROUGH LT | $209,181 | $209,181 | $209,181 | |||
| SECTION 1256 GAINS/(LOSS)LT | $159,041 | -$159,041 | -$159,041 | |||
| SECTION 1256 GAINS/(LOSS) ST | $106,027 | -$106,027 | -$106,027 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $2,619,973 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $2,582,447 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,468,796 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.126165 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,214,917 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $21,450,777 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.103256 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $2,444,537 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $22,670,405 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.107829 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $2,003,312 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $19,554,852 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.102446 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $2,244,026 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $15,586,481 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.143973 | DistributionYr5Rt |
| Total Distribution | 0.583669 | TotalDistributionRt |
| Average Distribution | 0.116734 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $29,125,932 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,399,987 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $30,149 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,430,136 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $919,246 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $60,298 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $60,298 | SubtotalAmt |
| Tax Based On Investment Income | $60,298 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,617 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $100,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $117,617 | TotalPaymentsAndCreditsAmt |
| Overpayment | $57,319 | OverpaymentAmt |
| Applied To ES Tax | $57,319 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | YORK CAPITAL MANAGEMENT | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2123001300 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 767 FIFTH AVENUE 17TH FLOOR NEW Y | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10153 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DANIEL SCHWARTZ | ||||||||
| 1111 PARK AVENUE APT 4B | NEW YORK | NY | 10128 | PRESIDENT | 0 | $0 | $0 | $0 |
| DEBORAH SCHWARTZ | ||||||||
| 1111 PARK AVENUE APT 4B | NEW YORK | NY | 10128 | SECRETARY | 0 | $0 | $0 | $0 |
| GABRIELLA MAJOR | ||||||||
| 40 E 84 STREET APT 12B | NEW YORK | NY | 10028 | DIRECTOR | 0 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $24,582,059 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $4,987,415 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $29,569,474 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $29,569,474 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $443,542 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $29,125,932 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,456,297 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,456,297 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $60,298 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $60,298 | TotalTaxAmt |
| Distributable Before Adj | $1,395,999 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,395,999 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,395,999 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $919,246 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $919,246 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $919,246 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,395,999 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Prior Year1 | 2015 | PriorYear1Yr |
| Prior Year2 | 2014 | PriorYear2Yr |
| Prior Year3 | 2013 | PriorYear3Yr |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $1,510,943 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,046,805 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $1,335,990 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,157,107 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $1,572,223 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $6,623,068 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $919,246 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Current Year | $919,246 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $476,753 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $476,753 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $6,146,315 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $1,034,190 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $5,112,125 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,046,805 | ExcessFromYear4Amt |
| Excess From Year3 | $1,335,990 | ExcessFromYear3Amt |
| Excess From Year2 | $1,157,107 | ExcessFromYear2Amt |
| Excess From Year1 | $1,572,223 | ExcessFromYear1Amt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | DANIEL SCHWARTZ DEBORAH SCHWARTZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (2 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| SEE STATEMENT A | ||||||
| see statement A | new york | NY | 10017 | PC | organization | $919,000 |
| flow through from pass through entities | ||||||
| see statement A | new york | NY | 10017 | PC | organization | $246 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $919,246 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $272,949 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $489,014 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,850 | UnrelatedBusinessTaxblIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $2,619,973 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OTHER PORFOLIO GAIN/(LOSS) | Desc |
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$160,491 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,850 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $3,221,445 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $3,223,295 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | DANIEL SCHWARTZ DEBORAH SCHWARTZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1111 PARK AVENUE APT 4B | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10128 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $12,196,030 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | STATE OF ISRAEL | BondNm |
| EOY Book Value | $178,000 | EOYBookValueAmt |
| EOYFMV | $178,000 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (34 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| DISCOVERY HOLDING CORP | $13,343 | $52,000 |
| CLARENT CORP DEL COM | $13,000 | $2 |
| AMBASE CORP | $20,363 | $13,950 |
| LIBERTY MEDIA CORP | $4,708 | $115,512 |
| LIBERTY GLOBAL INC | $62,438 | $280,011 |
| AK STEEL HOLDING CORP | $508,640 | $47,740 |
| NORTHCORE TECHNOLOGIES INC | $25,104 | $0 |
| PENDRELL CORPORATION | $5,932 | $4,110 |
| APERAM | $4,351 | $5,372 |
| NOVARTIS AG | $724,145 | $869,808 |
| NESTLE SA | $438,554 | $580,844 |
| PEPSICO | $821,422 | $1,252,005 |
| PROCTER & GAMBLE | $409,496 | $497,554 |
| BROWN-FORMAN CORP | $750,737 | $1,225,250 |
| DEERE & CO | $363,094 | $1,747,500 |
| LIBERTY INTERACTIVE | $32,013 | $53,050 |
| GENERAL ELECTRIC CO | $480,950 | $272,200 |
| WILLIAMS COS INC | $513,948 | $338,875 |
| LIBERTY TRIPADVISOR HOLDINGS | $2,430 | $4,025 |
| LIBERTY BROADBAND CORP | $1,525 | $38,377 |
| LIBERTY LILAC GROUP | $12,800 | $35,225 |
| AT&T | $629,812 | $1,215,042 |
| AMAZON | $1,033,605 | $2,549,700 |
| ASCENT CAPITAL GROUP INC A | $720 | $141 |
| COMMERCEHUB INC | $790 | $0 |
| COTY INC CL A COM | $72,332 | $61,970 |
| LIBERTY EXPEDIA HOLDINGS INC | $2,935 | $10,633 |
| LIBERTY VENTURES SER A NEW COM | $4,402 | $16,364 |
| LIONS GATE ENTERTAINMENT | $11,954 | $10,745 |
| ARCELORMITTAL SA LUXEMBOURG NY | $76,495 | $23,974 |
| ALPHABET INC | $0 | $1,685,861 |
| CONSOLIDATED COMMUNICATIONS | $0 | $927,000 |
| COLONY NORTHSTAR INC | $0 | $468,000 |
| SHIRE PLC ADR | $0 | $844,000 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| YTR INVESTORS LP | $3,079,910 | $3,552,046 |
| YORK SELECT LP | $1,794,075 | $2,174,633 |
| YORK CAPITAL MANAGEMENT | $621,855 | $645,949 |
| YORK ASIAN OPPORTUNITIES UNIT | $1,000,000 | $2,186,728 |
| YORK GLOBAL CREDIT INCOME FUND | $1,453,777 | $1,521,265 |
| YORK SELECT INVESTORS LP | $1,648,301 | $1,633,001 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS | Desc |
| Amt | $1,824,582 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| YORK CAPITAL MANAGEMENT, LP | $1,007 | $993 |
| YORK SELECT, LP | $1,072 | $892 |
| YORK GLOBAL CREDIT INCOME FUND | $5,613 | $5,613 |
| YTR INVESTORS LP | $20,069 | $20,041 |
| US TRUST | $67,524 | $67,524 |
| BANK OF AMERICA |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| YORK SELECT, LP | -$18,456 | -$16,341 |
| YORK CAPITAL MANAGEMENT | -$13,426 | -$12,386 |
| YORK GLOBAL CREDIT INCOME FUND LP | -$18,978 | -$19,003 |
| YTR INVESTORS LP | -$96,127 | -$96,783 |
| YORK SELECT INVESTORS LP | -$11,654 | -$15,978 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| NEW YORK STATE | $750 | |
| FOREIGN TAX | $19,867 | $19,867 |
| US TREASURY | ||
| OTHER TAX EXPENSE |