CLEMENT AND KAREN ARRISON FAMILY CHARITALBE FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- CLEMENT AND KAREN ARRISON FAMILY CHARITALBE FOUNDATION (EIN 20-3116729)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-04-12
- IRS object ID
- 201931029349100818
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Gain Loss Sale Other Assets Sch
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-04-12T13:28:35-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 201536399 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHILIP J TANTILLO CPA PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 361 DELAWARE AVENUE | AddressLine1Txt |
| City | BUFFALO | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14202 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203116729 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CLEMENT AND KAREN ARRISON | BusinessNameLine1Txt |
| Business Name Line2 | FAMILY CHARITABLE FOUNDATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CLEM | BusinessNameControlTxt |
| Phone | 7168810760 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 LINCOLN PARKWAY | AddressLine1Txt |
| City | BUFFALO | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14222 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KAREN ARRISON | PersonNm |
| Person Title | PRESIDENT/TR | PersonTitleTxt |
| Phone | 7168810760 | PhoneNum |
| Signature | 2019-02-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | PHILIP J TANTILLO | PreparerPersonNm |
| PTIN | P01272891 | PTIN |
| Phone | 7168526981 | PhoneNum |
| Preparation | 2019-04-12 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 108.183.74.139 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2019-04-12 | IPDt |
| IP Tm | 13:28:35 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 75A7BD76742EE7ABBB0F47E9F35F9E8FB36122CA | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 75A7BD76742EE7ABBB0F47E9F35F9E8FB36122CA | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-01-14 16:20:31Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $4,326,234 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $55,573 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $54,287 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $53,707 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $53,707 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $13,679 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,107,629 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $33,181 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $2,883 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $2,883 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $125,842 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $144,058 | TotalNetInvstIncmAmt |
| Accounting Fees Rev And Expnss | $5,600 | AccountingFeesRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $15,970 | OtherProfFeesRevAndExpnssAmt |
| Taxes Rev And Expnss | $2,977 | TaxesRevAndExpnssAmt |
| Tot Opr Expenses Rev And Expnss | $24,547 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $230,473 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $230,473 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $255,020 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $230,473 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$129,178 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $144,058 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $313,918 | CashBOYAmt |
| Cash EOY | $189,053 | CashEOYAmt |
| Cash EOYFMV | $189,053 | CashEOYFMVAmt |
| Acct Rcvbl BOY | $1,766 | AcctRcvblBOYAmt |
| US Government Obligations BOY | $19,601 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $828,698 | CorporateStockBOYAmt |
| Mortgage Loans BOY | $2,914,141 | MortgageLoansBOYAmt |
| Mortgage Loans EOY | $2,707,416 | MortgageLoansEOYAmt |
| Mortgage Loans EOYFMV | $2,623,905 | MortgageLoansEOYFMVAmt |
| Other Investments BOY | $610,988 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,663,465 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,513,276 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $4,689,112 | TotalAssetsBOYAmt |
| Total Assets EOY | $4,559,934 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $4,326,234 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $4,689,112 | RetainedEarningBOYAmt |
| Retained Earning EOY | $4,559,934 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $4,689,112 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $4,559,934 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $4,689,112 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $4,559,934 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $4,689,112 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$129,178 | ExcessRevenueOverExpensesAmt |
| Subtotal | $4,559,934 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $4,559,934 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $33,181 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $229,558 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $4,640,973 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.049463 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $235,197 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $4,653,161 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.050546 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $237,543 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $4,776,644 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049730 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $250,138 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $5,000,475 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.050023 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $229,081 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $4,952,622 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046254 | DistributionYr5Rt |
| Total Distribution | 0.246016 | TotalDistributionRt |
| Average Distribution | 0.049203 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $4,405,296 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $216,754 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $1,441 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $218,195 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $230,473 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $1,441 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $1,441 | SubtotalAmt |
| Tax Based On Investment Income | $1,441 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,010 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,010 | TotalPaymentsAndCreditsAmt |
| Overpayment | $569 | OverpaymentAmt |
| Applied To ES Tax | $569 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | KAREN ARRISON | IndividualWithBooksNm |
| Phone | 7168810760 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 LINCOLN PARKWAY | AddressLine1Txt |
| City | BUFFALO | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14222 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KAREN ARRISON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 LINCOLN PARKWAY | AddressLine1Txt |
| City | BUFFALO | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14222 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PRESIDENT/TR | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 000.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $4,138,203 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $334,179 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $4,472,382 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $4,472,382 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $67,086 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $4,405,296 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $220,265 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $220,265 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $1,441 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $1,441 | TotalTaxAmt |
| Distributable Before Adj | $218,824 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $218,824 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $218,824 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $230,473 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $230,473 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $1,441 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $229,032 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $218,824 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $229,771 | UndistributedIncomePYAmt |
| Qualifying Distributions | $230,473 | QualifyingDistributionsAmt |
| Applied To Year1 | $229,771 | AppliedToYear1Amt |
| Applied To Current Year | $702 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $218,122 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | KAREN ARRISON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 35 LINCOLN PARKWAY | AddressLine1Txt |
| City | BUFFALO | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 14222 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7168810760 | RecipientPhoneNum |
| Form And Info And Materials | N/A | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | N/A | SubmissionDeadlinesTxt |
| Restrictions On Awards | N/A | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (27 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| MOVING MIRACLES | |||||||
| 954 UNION ROAD STE 1 | WEST SENECA | NY | 14224 | NONE | PUBLIC CHARI | CHARITABLE | $5,000 |
| BUFFALO PHILHARMONIC | |||||||
| 499 FRANKLIN STREET | BUFFALO | NY | 14202 | NONE | PUBLIC CHARI | CHARITABLE | $56,323 |
| SPCA | |||||||
| 205 ENSMINGER ROAD | TONAWANDA | NY | 14150 | NONE | PUBLIC CHARI | CHARITABLE | $5,000 |
| CHAUTAUQUA INSTITUTEFOUNDATION | |||||||
| PO BOX 28 | CHAUTAUQUA | NY | 14722 | NONE | PUBLIC CHARI | CHARITABLE | $25,000 |
| GLEN HIGHLAND FARMS | |||||||
| 217 PEGG ROAD | MORRIS | NY | 13808 | NONE | PUBLIC CHARI | CHARITABLE | $5,000 |
| BUFFALO SUZUKI STRINGS | |||||||
| 4 WEBSTER STREET | N TONAWANDA | NY | 14120 | NONE | PUBLIC CHARI | CHARITABLE | $10,000 |
| ALZHEIMERS ASSOCIATION | |||||||
| 2805 WEHRLE DRIVE | WILLIAMSVILLE | NY | 14221 | NONE | PUBLIC CHARI | CHARITABLE | $1,000 |
| WNED FM | |||||||
| PO BOX 1263 | BUFFALO | NY | 14240 | NONE | PUBLIC CHARI | CHARITABLE | $20,500 |
| SALVATION ARMY | |||||||
| 960 MAIN STREET | BUFFALO | NY | 14202 | NONE | PUBLIC CHARI | CHARITABLE | $3,000 |
| HORSE RESCUE UNITED | |||||||
| 31 BARREN MEADOW LANE | HOWELL | NJ | 07731 | NONE | PUBLIC CHARI | CHARITABLE | $4,000 |
| ST JUDE RESEARCH HOSPITAL | |||||||
| 501 ST JUDE PLACE | MEMPHIS | TN | 38105 | NONE | PUBLIC CHARI | CHARITABLE | $1,000 |
| PRESERVATION LEAGUE OF NYS | |||||||
| 44 CENTRAL AVENUE | ALBANY | NY | 12206 | NONE | PUBLIC CHARI | CHARITABLE | $17,500 |
| FOUNDATION FOR DEAF EDUCATION | |||||||
| 2253 MAIN STREET | BUFFALO | NY | 14214 | NONE | PUBLIC CHARI | CHARITABLE | $3,000 |
| BUFFALO ZOO | |||||||
| 300 PARKSIDE AVENUE | BUFFALO | NY | 14214 | NONE | PUBLIC CHARI | CHARITABLE | $25,000 |
| WILDERNESS SOCIETY | |||||||
| 1615 M STREET NW | WASHINGTON | DC | 20036 | NONE | PUBLIC CHARI | CHARITABLE | $1,000 |
| WORLD WILDLIFE FUND | |||||||
| 1250 24TH STREET NW | WASHINGTON | DC | 20090 | NONE | PUBLIC CHARI | CHARITABLE | $1,000 |
| BUFFALO HISTORY MUSEUM | |||||||
| ONE MUSEUM COURT | BUFFALO | NY | 14216 | NONE | PUBLIC CHARI | CHARITABLE | $250 |
| CHIMP HAVEN | |||||||
| 13600 CHIMPANZEE PLACE | KEITHVILLE | LA | 71047 | NONE | PUBLIC CHARI | CHARITABLE | $2,000 |
| LAST CHANCE CORRAL | |||||||
| 5350 US 33 SOUTH | ATHENS | OH | 45701 | NONE | PUBLIC CHARI | CHARITABLE | $15,000 |
| BROOME ANIMAL SANCTUARY | |||||||
| 1946 NY-12 | BINGHAMTON | NY | 13901 | NONE | PUBLIC CHARI | CHARITABLE | $500 |
| LOTHIORIEN THERAPUTIC RIDING CENTER | |||||||
| 15 REITER ROAD | EAST AURORA | NY | 14052 | NONE | PUBLIC CHARI | CHARITABLE | $15,500 |
| ROSEMARY FARM | |||||||
| 1646 ROSES BROOK ROAD | SOUTH KORTRIGHT | NY | 13842 | NONE | PUBLIC CHARI | CHARITABLE | $5,000 |
| KLEINHANS MUSIC HALL | |||||||
| 3 SYMPHONY CIRCLE | BUFFALO | NY | 14201 | NONE | PUBLIC CHARI | CHARITABLE | $2,000 |
| BUFFALO STRINGWORKS | |||||||
| 179 ANDERSON PLACE | BUFFALO | NY | 14222 | NONE | PUBLIC CHARI | CHARITABLE | $500 |
| GENTLE GIANTS DRAFT HORSE RESCUE | |||||||
| 17250 OLD FREDERICK ROAD | MOUNT AIRY | MD | 21771 | NONE | PUBLIC CHARI | CHARITABLE | $1,000 |
| UNITED WAY OF TOMPKINS COUNTY | |||||||
| 313 NORTH AURORA STREET | ITHACA | NY | 14850 | NONE | PUBLIC CHARI | CHARITABLE | $400 |
| DRAFT GRATITUDE | |||||||
| 148 ASHUELOT STREET | WINCHESTER | NH | 03470 | NONE | PUBLIC CHARI | CHARITABLE | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $230,473 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $55,573 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $53,707 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 15 | ExclusionCd |
| Exclusion | $2,883 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Related Or Exempt Function Incm | $13,679 | RelatedOrExemptFunctionIncmAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $112,163 | ExclusionAmt |
| Related Or Exempt Function Incm | $13,679 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $125,842 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL | CategoryTxt |
| Amt | $5,600 | Amt |
Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch
Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp (271 entries)
| AssetAssetDesc | AcquiredAcquiredDt | How AcquiredHowAcquiredTxt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | BasisBasisAmt | Total NetTotalNetAmt |
|---|---|---|---|---|---|---|
| 8FHR 3830 4.750 031541-3137A5-95-5 | 2011-04 | PURCHASE | 2018-04 | $2,000 | $2,000 | |
| 8FHR 3830 4.750 031541-3137A7-98-5 | 2011-04 | PURCHASE | 2018-06 | $4,000 | $4,000 | |
| 8FHR 3830 4.750 031541-3137A8-97-5 | 2011-04 | PURCHASE | 2018-05 | $1,000 | $1,000 | |
| 8FHR 3830 4.750 031541-3137A9-96-5 | 2011-04 | PURCHASE | 2018-07 | $1,000 | $1,000 | |
| 8FHR 3830 P 4.750.031541-313766-92-5 | 2011-04 | PURCHASE | 2018-01 | $1,000 | $1,000 | |
| 8FHR 4146 2.500 111542-3137A6-99-5 | 2012-12 | PURCHASE | 2018-05 | $14,000 | $14,001 | -$1 |
| 8FHR 4146 2.500 111542-313701-95-5 | 2012-12 | PURCHASE | 2018-10 | $6,000 | $6,000 | |
| 8FHR 4146 2.500 111542-313769-94-5 | 2012-12 | PURCHASE | 2018-02 | $2,000 | $2,000 | |
| 8PENNSY PA 4.625 120118-708692-96-7 | 2010-10 | PURCHASE | 2018-03 | $5,000 | $4,900 | $100 |
| FHR 3997 EH 3.5% 091541-3137AM-7H-4- | 2012-02 | PURCHASE | 2018-08 | $576 | $580 | -$4 |
| FNR 12-113 GC 3% 062542-3136A8-X2-1- | 2015-12 | PURCHASE | 2018-04 | $870 | $682 | $188 |
| FNR 12-38 MD 3% 032542-3136A4-3C-1-1 | 2012-03 | PURCHASE | 2018-05 | $2,398 | $2,401 | -$3 |
| GNR 13-60 JA 3% 112042-38378M-LZ-6-7 | 2013-04 | PURCHASE | 2018-08 | $96 | $99 | -$3 |
| PENNSYL 4.625% 12/1/2018-708690-BB-7 | 2010-10 | PURCHASE | 2018-12 | $15,000 | $14,701 | $299 |
| 8ANNALY CAP MGMT7.625%PF-035710-94-6 | 2013-02 | PURCHASE | 2018-02 | $8,400 | $8,655 | -$255 |
| ADVENT CLAYMR GLBL SC II-007639-10-7 | 2012-07 | PURCHASE | 2018-05 | $2,833 | $2,781 | $52 |
| ADVENT CLAYMR GLBL SC II-007639-10-7 | 2012-10 | PURCHASE | 2018-05 | $4,267 | $4,341 | -$74 |
| ADVENT CLAYMR GLBL SC II-007639-10-7 | 2014-01 | PURCHASE | 2018-05 | $2,267 | $2,616 | -$349 |
| ADVENT CLAYMR GLBL SC II-007639-10-7 | 2014-12 | PURCHASE | 2018-05 | $1,966 | $1,810 | $156 |
| ADVENT CLAYMR GLBL SC II-007639-10-7 | 2016-06 | PURCHASE | 2018-05 | $1,133 | $1,028 | $105 |
| ALERIAN MLP ETF-00162Q-86-6 | 2012-10 | PURCHASE | 2018-03 | $8,973 | $10,708 | -$1,735 |
| ALERIAN MLP ETF-00162Q-86-6 | 2013-07 | PURCHASE | 2018-03 | $13,090 | $18,439 | -$5,349 |
| ALERIAN MLP ETF-00162Q-86-6 | 2015-09 | PURCHASE | 2018-03 | $1,039 | $1,056 | -$17 |
| ALERIAN MLP ETF-00162Q-86-6 | 2015-09 | PURCHASE | 2018-05 | $1,926 | $1,909 | $17 |
| ALERIAN MLP ETF-00162Q-86-6 | 2015-12 | PURCHASE | 2018-05 | $21,785 | $21,081 | $704 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2011-02 | PURCHASE | 2018-05 | $4,117 | $7,017 | -$2,900 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2011-07 | PURCHASE | 2018-05 | $3,113 | $5,020 | -$1,907 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2011-08 | PURCHASE | 2018-05 | $2,972 | $4,014 | -$1,042 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2014-01 | PURCHASE | 2018-05 | $1,175 | $1,883 | -$708 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2014-01 | PURCHASE | 2018-05 | $1,545 | $2,462 | -$917 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2015-06 | PURCHASE | 2018-05 | $1,175 | $1,466 | -$291 |
| ALLIANZGI CONVERTIBLE &-018825-10-9- | 2015-09 | PURCHASE | 2018-05 | $1,762 | $1,707 | $55 |
| AMERIGAS PARTNERS LP-030975-10-6-224 | 2012-08 | PURCHASE | 2018-05 | $9,212 | $9,203 | $9 |
| AMERIGAS PARTNERS LP-030975-10-6-150 | 2012-11 | PURCHASE | 2018-05 | $6,169 | $6,324 | -$155 |
| AMERIGAS PARTNERS LP-030975-10-6-96 | 2014-01 | PURCHASE | 2018-05 | $3,948 | $4,230 | -$282 |
| AMERIGAS PARTNERS LP-030975-10-6-159 | 2015-07 | PURCHASE | 2018-05 | $6,539 | $6,920 | -$381 |
| ANNALY CAP MGMT7.625%PFD-035710-70-6 | 2013-02 | PURCHASE | 2018-02 | $1,607 | $1,649 | -$42 |
| ANNALY CAP MGMT7.625%PFD-035710-70-6 | 2013-04 | PURCHASE | 2018-02 | $5,021 | $5,218 | -$197 |
| ANNALY CAP MGMT7.625%PFD-035710-70-6 | 2013-08 | PURCHASE | 2018-02 | $5,021 | $4,704 | $317 |
| BK OF AMER 6.375% PFD 3-060505-61-7- | 2013-07 | PURCHASE | 2018-05 | $9,426 | $9,251 | $175 |
| BK OF AMER 6.375% PFD 3-060505-61-7- | 2015-09 | PURCHASE | 2018-05 | $8,311 | $8,315 | -$4 |
| BLACKROCK MUNI INC TR 2-09249N-10-1- | 2016-02 | PURCHASE | 2018-05 | $22,035 | $24,957 | -$2,922 |
| BP PLC SPONS ADR-055622-10-4-300 | 2014-12 | PURCHASE | 2018-03 | $11,836 | $10,866 | $970 |
| BP PLC SPONS ADR-055622-10-4-280 | 2015-09 | PURCHASE | 2018-03 | $11,047 | $8,352 | $2,695 |
| BP PLC SPONS ADR-055622-10-4-20 | 2015-09 | PURCHASE | 2018-04 | $891 | $597 | $294 |
| BP PLC SPONS ADR-055622-10-4-273 | 2017-03 | PURCHASE | 2018-04 | $12,162 | $9,414 | $2,748 |
| BP PLC SPONS ADR-055622-10-4-292 | 2017-03 | PURCHASE | 2018-05 | $13,649 | $10,070 | $3,579 |
| CALAMOS CONV OPP&INC-128117-10-8-242 | 2016-07 | PURCHASE | 2018-05 | $27,563 | $23,207 | $4,356 |
| CALAMOS DYNAMIC CONV-12811V-10-5-770 | 2017-03 | PURCHASE | 2018-05 | $15,849 | $14,310 | $1,539 |
| CALAMOS STRAT TOT RETURN-128125-10-1 | 2013-09 | PURCHASE | 2018-05 | $18,282 | $13,768 | $4,514 |
| CALAMOS STRAT TOT RETURN-128125-10-1 | 2014-01 | PURCHASE | 2018-05 | $2,438 | $2,019 | $419 |
| CBRE CLARION GLOBAL REAL-12504G-10-0 | 2016-10 | PURCHASE | 2018-03 | $15,129 | $16,373 | -$1,244 |
| CBRE CLARION GLOBAL REAL-12504G-10-0 | 2016-10 | PURCHASE | 2018-05 | $7,674 | $8,311 | -$637 |
| CBRE CLARION GLOBAL REAL-12504G-10-0 | 2016-12 | PURCHASE | 2018-05 | $7,436 | $7,210 | $226 |
| COHEN & STEERS DURATION-19248C-10-5- | 2016-11 | PURCHASE | 2018-05 | $26,830 | $24,987 | $1,843 |
| COHEN & STEERS QUAL INCM-19247L-10-6 | 2011-08 | PURCHASE | 2018-05 | $4,871 | $3,179 | $1,692 |
| COHEN & STEERS QUAL INCM-19247L-10-6 | 2011-11 | PURCHASE | 2018-05 | $2,183 | $1,483 | $700 |
| COHEN & STEERS QUAL INCM-19247L-10-6 | 2014-05 | PURCHASE | 2018-05 | $2,711 | $2,662 | $49 |
| EATON VANCE TAX ADVANTAG-27828S-10-1 | 2011-02 | PURCHASE | 2018-05 | $8,186 | $7,016 | $1,170 |
| EATON VANCE TAX ADVANTAG-27828S-10-1 | 2011-03 | PURCHASE | 2018-05 | $6,443 | $5,601 | $842 |
| EATON VANCE TAX ADVANTAG-27828S-10-1 | 2012-10 | PURCHASE | 2018-05 | $3,640 | $3,008 | $632 |
| EATON VANCE TAX ADVANTAG-27828S-10-1 | 2017-02 | PURCHASE | 2018-05 | $9,827 | $8,949 | $878 |
| ENTERPRISE PRODUCTS-293792-10-7-910 | 2016-05 | PURCHASE | 2018-05 | $25,292 | $24,752 | $540 |
| FACEBOOK INC CLASS A-30303M-10-2-100 | 2016-03 | PURCHASE | 2018-03 | $15,816 | $10,665 | $5,151 |
| FACEBOOK INC CLASS A-30303M-10-2-100 | 2016-06 | PURCHASE | 2018-05 | $18,475 | $11,459 | $7,016 |
| FERRELL GAS PROPERTIES-315293-10-0-5 | 2015-10 | PURCHASE | 2018-03 | $1,555 | $10,174 | -$8,619 |
| FERRELL GAS PROPERTIES-315293-10-0-3 | 2016-06 | PURCHASE | 2018-03 | $933 | $5,480 | -$4,547 |
| FERRELL GAS PROPERTIES-315293-10-0-4 | 2016-09 | PURCHASE | 2018-03 | $1,244 | $5,409 | -$4,165 |
| FERRELL GAS PROPERTIES-315293-10-0-2 | 2016-10 | PURCHASE | 2018-03 | $622 | $2,150 | -$1,528 |
| FERRELL GAS PROPERTIES-315293-10-0-7 | 2016-12 | PURCHASE | 2018-03 | $2,177 | $4,656 | -$2,479 |
| GABELLI DIVIDEND &-36242H-10-4-1180 | 2015-07 | PURCHASE | 2018-05 | $26,470 | $24,491 | $1,979 |
| GABELLI EQUITY TR 5.875%-36242H-20-3 | 2011-07 | PURCHASE | 2018-05 | $7,093 | $7,023 | $70 |
| GABELLI EQUITY TR 5.875%-36242H-20-3 | 2012-10 | PURCHASE | 2018-05 | $6,734 | $6,794 | -$60 |
| GABELLI EQUITY TR 5.875%-36242H-20-3 | 2012-12 | PURCHASE | 2018-05 | $2,561 | $2,572 | -$11 |
| GABELLI EQUITY TR 5.875%-36242H-20-3 | 2014-12 | PURCHASE | 2018-05 | $2,817 | $2,909 | -$92 |
| GABELLI EQUITY TR 5.875%-36242H-20-3 | 2015-11 | PURCHASE | 2018-05 | $10,243 | $10,564 | -$321 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2011-02 | PURCHASE | 2018-05 | $632 | $2,344 | -$1,712 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2012-09 | PURCHASE | 2018-05 | $897 | $1,910 | -$1,013 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2012-10 | PURCHASE | 2018-05 | $3,857 | $7,997 | -$4,140 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2013-01 | PURCHASE | 2018-05 | $1,019 | $1,878 | -$859 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2013-04 | PURCHASE | 2018-05 | $1,748 | $2,795 | -$1,047 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2014-05 | PURCHASE | 2018-05 | $1,019 | $1,552 | -$533 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2014-10 | PURCHASE | 2018-05 | $1,528 | $1,975 | -$447 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2015-01 | PURCHASE | 2018-05 | $2,038 | $2,124 | -$86 |
| GAMCO GLBL GOLD NATURAL-36465A-10-9- | 2015-10 | PURCHASE | 2018-05 | $1,019 | $883 | $136 |
| GUGGENHEIM ENHANCED EQTY-40167B-10-0 | 2014-06 | PURCHASE | 2018-05 | $17,049 | $15,682 | $1,367 |
| GUGGENHEIM ENHANCED EQTY-40167B-10-0 | 2014-12 | PURCHASE | 2018-05 | $2,131 | $1,742 | $389 |
| HSBC HOLDINGS PLC-SPONS-404280-40-6- | 2016-02 | PURCHASE | 2018-04 | $7,000 | $4,785 | $2,215 |
| HSBC HOLDINGS PLC-SPONS-404280-40-6- | 2016-06 | PURCHASE | 2018-04 | $1,167 | $787 | $380 |
| HSBC HOLDINGS PLC-SPONS-404280-40-6- | 2016-06 | PURCHASE | 2018-05 | $8,823 | $5,506 | $3,317 |
| JP MORGAN 6.125% PFD-48127R-46-1 | 2015-11 | PURCHASE | 2018-05 | $10,398 | $10,180 | $218 |
| JP MORGAN 6.125% PFD-48127R-46-1 | 2016-06 | PURCHASE | 2018-05 | $2,600 | $2,711 | -$111 |
| M/S SER A VAR% PERP PFD-61747S-50-4- | 2016-02 | PURCHASE | 2018-05 | $9,039 | $7,971 | $1,068 |
| M/S SER A VAR% PERP PFD-61747S-50-4- | 2016-02 | PURCHASE | 2018-05 | $4,519 | $3,977 | $542 |
| NAVIOS MARITIME PARTNERS-Y62267-10-2 | 2012-07 | PURCHASE | 2018-05 | $885 | $5,207 | -$4,322 |
| NAVIOS MARITIME PARTNERS-Y62267-10-2 | 2014-12 | PURCHASE | 2018-05 | $942 | $4,551 | -$3,609 |
| NAVIOS MARITIME PARTNERS-Y62267-10-2 | 2015-09 | PURCHASE | 2018-05 | $817 | $3,167 | -$2,350 |
| NAVIOS MARITIME PARTNERS-Y62267-10-2 | 2016-12 | PURCHASE | 2018-05 | $1,923 | $1,571 | $352 |
| NUVEEN PREFERRED&INCOME-67073B-10-6- | 2011-09 | PURCHASE | 2018-05 | $1,609 | $1,311 | $298 |
| NUVEEN PREFERRED&INCOME-67073B-10-6- | 2012-10 | PURCHASE | 2018-05 | $2,468 | $2,518 | -$50 |
| NUVEEN PREFERRED&INCOME-67073B-10-6- | 2014-01 | PURCHASE | 2018-05 | $4,701 | $4,305 | $396 |
| NUVEEN PREFERRED&INCOME-67073B-10-6- | 2014-01 | PURCHASE | 2018-05 | $1,951 | $1,838 | $113 |
| NUVEEN REAL EST INCM FD-67071B-10-8- | 2016-05 | PURCHASE | 2018-05 | $22,132 | $23,989 | -$1,857 |
| NUVEEN SENIOR INCOME-67067Y-10-4-215 | 2017-03 | PURCHASE | 2018-05 | $13,903 | $14,880 | -$977 |
| POWERSHRS SLF INXD18 ETF-73939W-20-1 | 2015-07 | PURCHASE | 2018-05 | $12,548 | $12,929 | -$381 |
| POWERSHRS SLF INXD18 ETF-73939W-20-1 | 2015-11 | PURCHASE | 2018-05 | $12,548 | $12,334 | $214 |
| POWERSHRS SLF INXD18 ETF-73939W-20-1 | 2017-01 | PURCHASE | 2018-05 | $49,691 | $49,938 | -$247 |
| RIO TINTO PLC-767204-10-0-313 | 2016-12 | PURCHASE | 2018-05 | $17,698 | $12,213 | $5,485 |
| RIO TINTO PLC-767204-10-0-312 | 2016-12 | PURCHASE | 2018-05 | $17,878 | $12,174 | $5,704 |
| ROYAL DUTCH SHELL ADR B-780259-10-7- | 2014-12 | PURCHASE | 2018-04 | $14,517 | $12,824 | $1,693 |
| ROYAL DUTCH SHELL ADR B-780259-10-7- | 2015-07 | PURCHASE | 2018-05 | $7,571 | $5,754 | $1,817 |
| ROYAL DUTCH SHELL ADR B-780259-10-7- | 2015-09 | PURCHASE | 2018-05 | $7,571 | $4,704 | $2,867 |
| SENIOR HOUSING PROP TR-81721M-10-9-5 | 2015-04 | PURCHASE | 2018-01 | $10,098 | $11,951 | -$1,853 |
| SENIOR HOUSING PROP TR-81721M-10-9-1 | 2016-06 | PURCHASE | 2018-01 | $2,413 | $2,803 | -$390 |
| SENIOR HOUSING PROP TR-81721M-10-9-1 | 2016-12 | PURCHASE | 2018-01 | $2,681 | $2,738 | -$57 |
| TEKLA HEALTHCARE OPPTYS-879105-10-4- | 2015-03 | PURCHASE | 2018-05 | $20,503 | $24,870 | -$4,367 |
| TEKLA HEALTHCARE OPPTYS-879105-10-4- | 2015-10 | PURCHASE | 2018-05 | $6,386 | $6,628 | -$242 |
| UBS E TRACS ALER NAT ETN-902641-62-0 | 2012-03 | PURCHASE | 2018-05 | $6,673 | $9,383 | -$2,710 |
| UBS E TRACS ALER NAT ETN-902641-62-0 | 2012-07 | PURCHASE | 2018-05 | $6,673 | $8,744 | -$2,071 |
| UBS E TRACS ALER NAT ETN-902641-62-0 | 2015-09 | PURCHASE | 2018-05 | $4,449 | $4,696 | -$247 |
| UBS E TRACS ALER NAT ETN-902641-62-0 | 2015-12 | PURCHASE | 2018-05 | $4,449 | $4,424 | $25 |
| VANECK VECTORS TR ETF-92189F-41-1 | 2014-12 | PURCHASE | 2018-05 | $11,632 | $12,476 | -$844 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2014-12 | PURCHASE | 2018-05 | $24,221 | $24,185 | $36 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2014-12 | PURCHASE | 2018-05 | $410 | $398 | $12 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2014-12 | PURCHASE | 2018-05 | $210 | $204 | $6 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2014-12 | PURCHASE | 2018-05 | $22 | $21 | $1 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2015-03 | PURCHASE | 2018-05 | $168 | $165 | $3 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2015-06 | PURCHASE | 2018-05 | $177 | $173 | $4 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2015-09 | PURCHASE | 2018-05 | $192 | $182 | $10 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2015-12 | PURCHASE | 2018-05 | $614 | $578 | $36 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2015-12 | PURCHASE | 2018-05 | $229 | $216 | $13 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2015-12 | PURCHASE | 2018-05 | $15 | $15 | |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2016-03 | PURCHASE | 2018-05 | $170 | $163 | $7 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2016-06 | PURCHASE | 2018-05 | $192 | $189 | $3 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2016-09 | PURCHASE | 2018-05 | $180 | $179 | $1 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2016-12 | PURCHASE | 2018-05 | $273 | $266 | $7 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2016-12 | PURCHASE | 2018-05 | $238 | $232 | $6 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2016-12 | PURCHASE | 2018-05 | $10 | $10 | |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2017-03 | PURCHASE | 2018-05 | $180 | $178 | $2 |
| WELLS FARGO 5.125%-O PFD-949746-72-1 | 2016-02 | PURCHASE | 2018-05 | $17,689 | $18,206 | -$517 |
| WESTERN ASSET PREMIER-957664-10-5-24 | 2012-10 | PURCHASE | 2018-05 | $3,161 | $4,169 | -$1,008 |
| WESTERN ASSET PREMIER-957664-10-5-40 | 2013-08 | PURCHASE | 2018-05 | $5,090 | $5,437 | -$347 |
| WESTERN ASSET PREMIER-957664-10-5-32 | 2016-03 | PURCHASE | 2018-05 | $4,125 | $4,021 | $104 |
| ABERDEEN ASIA PAC INCOME-003009-10-7 | 2017-06 | PURCHASE | 2018-05 | $8,983 | $9,908 | -$925 |
| AMER FDS EUROPACIFIC F2-29875E-10-0- | 2018-05 | PURCHASE | 2018-08 | $27,662 | $30,117 | -$2,455 |
| ANNALY CAP 6.5% PERPTL-035710-86-2 | 2018-02 | PURCHASE | 2018-05 | $19,470 | $19,949 | -$479 |
| BLACKROCK CORE BOND I-091928-74-7-18 | 2018-05 | PURCHASE | 2018-08 | $171,612 | $170,141 | $1,471 |
| BLACKROCK CORE BOND I-091928-74-7-23 | 2018-05 | PURCHASE | 2018-08 | $21,812 | $21,601 | $211 |
| BLACKROCK CORE BOND I-091928-74-7-21 | 2018-06 | PURCHASE | 2018-08 | $204 | $205 | -$1 |
| BLACKROCK CORE BOND I-091928-74-7-45 | 2018-07 | PURCHASE | 2018-08 | $425 | $425 | |
| BLACKROCK CORE BOND I-091928-74-7-48 | 2018-08 | PURCHASE | 2018-08 | $454 | $453 | $1 |
| BROOKFIELD REAL ASSETS-112830-10-4-1 | 2017-09 | PURCHASE | 2018-05 | $23,438 | $24,616 | -$1,178 |
| CALAMOS CONV & HIGH INCM-12811P-10-8 | 2018-03 | PURCHASE | 2018-05 | $10,216 | $10,073 | $143 |
| CALAMOS DYNAMIC CONV-12811V-10-5-230 | 2017-06 | PURCHASE | 2018-05 | $4,734 | $4,486 | $248 |
| CARLYLE GROUP LP-14309L-10-2-1000 | 2017-09 | PURCHASE | 2018-05 | $21,525 | $24,124 | -$2,599 |
| COHEN & STEERS RLTY SHS-192476-10-9- | 2018-05 | PURCHASE | 2018-08 | $1,910 | $1,814 | $96 |
| CVS HEALTH CORP-126650-10-0-150 | 2018-04 | PURCHASE | 2018-05 | $9,912 | $9,549 | $363 |
| ETGMG ALTERNATIVE ETF-26924G-50-8 | 2018-01 | PURCHASE | 2018-03 | $12,705 | $14,785 | -$2,080 |
| FIDELITY ADV EMRG MKTS I-315920-70-2 | 2018-05 | PURCHASE | 2018-08 | $27,213 | $28,357 | -$1,144 |
| FIDELITY ADV EMRG MKTS I-315920-70-2 | 2018-05 | PURCHASE | 2018-08 | $3,450 | $3,600 | -$150 |
| FIDELITY ADV EMRG MKTS I-315920-70-2 | 2018-06 | PURCHASE | 2018-08 | $60 | $62 | -$2 |
| FIDELITY ADV EMRG MKTS I-315920-70-2 | 2018-07 | PURCHASE | 2018-08 | $117 | $119 | -$2 |
| FIDELITY ADV EMRG MKTS I-315920-70-2 | 2018-08 | PURCHASE | 2018-08 | $123 | $128 | -$5 |
| FORD MOTOR COMPANY-345370-86-0-825 | 2017-10 | PURCHASE | 2018-05 | $9,240 | $10,234 | -$994 |
| FT VI NASDAQ TECH ETF-33738R-11-8 | 2017-06 | PURCHASE | 2018-05 | $10,941 | $9,798 | $1,143 |
| GABELLI MULTIMEDIA TRUST-36239Q-10-9 | 2017-09 | PURCHASE | 2018-05 | $25,556 | $25,023 | $533 |
| GABELLI UTILITY TRUST-36240A-10-1-15 | 2017-06 | PURCHASE | 2018-05 | $8,707 | $10,426 | -$1,719 |
| GLOBAL X SUPERDIVID ETF-37950E-54-9 | 2017-05 | PURCHASE | 2018-03 | $15,574 | $15,709 | -$135 |
| GLOBAL X SUPERDIVID ETF-37950E-54-9 | 2017-05 | PURCHASE | 2018-05 | $15,469 | $15,709 | -$240 |
| GUGGENHEIM CREDIT ALLOC-40168G-10-8- | 2017-08 | PURCHASE | 2018-03 | $10,286 | $11,095 | -$809 |
| GUGGENHEIM CREDIT ALLOC-40168G-10-8- | 2017-08 | PURCHASE | 2018-05 | $13,033 | $13,828 | -$795 |
| GUGGENHEIM SOLAR ETF-18383Q-73-9 | 2018-01 | PURCHASE | 2018-02 | $22,391 | $24,647 | -$2,256 |
| INTL BUSINESS MACH CORP-459200-10-1- | 2017-06 | PURCHASE | 2018-05 | $11,497 | $12,377 | -$880 |
| INVESCO GLBL REAL EST Y-00142C-21-9- | 2018-05 | PURCHASE | 2018-08 | $42,471 | $42,535 | -$64 |
| INVESCO GLBL REAL EST Y-00142C-21-9- | 2018-05 | PURCHASE | 2018-08 | $5,409 | $5,400 | $9 |
| INVESCO GLBL REAL EST Y-00142C-21-9- | 2018-06 | PURCHASE | 2018-08 | $258 | $260 | -$2 |
| INVESCO GLBL REAL EST Y-00142C-21-9- | 2018-08 | PURCHASE | 2018-08 | $191 | $191 | |
| INVESCO LTD-G491BT-10-8-300 | 2017-10 | PURCHASE | 2018-03 | $9,270 | $10,717 | -$1,447 |
| ISHARES COMMODITIES ETF-46431W-85-3 | 2018-05 | PURCHASE | 2018-05 | $22,532 | $22,053 | $479 |
| ISHARES INC ETF-46434G-84-8 | 2017-12 | PURCHASE | 2018-05 | $25,878 | $24,923 | $955 |
| ISHARES LATIN AMER40 ETF-464287-39-0 | 2018-03 | PURCHASE | 2018-05 | $22,175 | $24,744 | -$2,569 |
| ISHARES TR ETF-46435G-33-4 | 2017-10 | PURCHASE | 2018-02 | $8,552 | $8,951 | -$399 |
| ISHS N AMERN TCH STF ETF-464287-51-5 | 2018-04 | PURCHASE | 2018-05 | $10,794 | $10,270 | $524 |
| JOHN HANCOCK GLB SH I-47803U-50-9-62 | 2018-05 | PURCHASE | 2018-08 | $70,205 | $70,892 | -$687 |
| JOHN HANCOCK GLB SH I-47803U-50-9-79 | 2018-05 | PURCHASE | 2018-08 | $8,921 | $9,001 | -$80 |
| JOHN HANCOCK GLB SH I-47803U-50-9-10 | 2018-06 | PURCHASE | 2018-08 | $1,145 | $1,119 | $26 |
| JPMORGAN CORE BOND I-4812C0-38-1-114 | 2018-05 | PURCHASE | 2018-08 | $128,632 | $127,605 | $1,027 |
| JPMORGAN CORE BOND I-4812C0-38-1-144 | 2018-05 | PURCHASE | 2018-08 | $16,346 | $16,201 | $145 |
| JPMORGAN CORE BOND I-4812C0-38-1-29. | 2018-05 | PURCHASE | 2018-08 | $334 | $336 | -$2 |
| JPMORGAN CORE BOND I-4812C0-38-1-29. | 2018-06 | PURCHASE | 2018-08 | $338 | $338 | |
| JPMORGAN CORE BOND I-4812C0-38-1-30. | 2018-07 | PURCHASE | 2018-08 | $343 | $341 | $2 |
| JPMORGAN S/C EQUITY FD I-4812A1-37-3 | 2018-05 | PURCHASE | 2018-08 | $59,762 | $56,714 | $3,048 |
| JPMORGAN S/C EQUITY FD I-4812A1-37-3 | 2018-05 | PURCHASE | 2018-08 | $7,524 | $7,200 | $324 |
| MATTHEWS ASIAN INNVAT IV-577130-88-3 | 2018-02 | PURCHASE | 2018-05 | $9,933 | $10,020 | -$87 |
| MATTHEWS ASIAN INNVAT IV-577130-88-3 | 2018-03 | PURCHASE | 2018-05 | $14,712 | $15,020 | -$308 |
| METLIFE INC-59156R-10-8-200 | 2017-10 | PURCHASE | 2018-01 | $10,638 | $10,533 | $105 |
| METROPOLITAN WEST FDS I-592905-50-9- | 2018-05 | PURCHASE | 2018-08 | $49,218 | $48,697 | $521 |
| MFS VALUE I-552983-69-4-3218.294 | 2018-05 | PURCHASE | 2018-08 | $129,054 | $127,605 | $1,449 |
| MFS VALUE I-552983-69-4-407.058 | 2018-05 | PURCHASE | 2018-08 | $16,323 | $16,201 | $122 |
| MFS VALUE I-552983-69-4-20.443 | 2018-06 | PURCHASE | 2018-08 | $820 | $791 | $29 |
| PIMCO DVRSFD INC INSTL-693391-88-0-9 | 2018-05 | PURCHASE | 2018-08 | $98,968 | $99,249 | -$281 |
| PIMCO DVRSFD INC INSTL-693391-88-0-1 | 2018-05 | PURCHASE | 2018-08 | $12,565 | $12,601 | -$36 |
| PIMCO DVRSFD INC INSTL-693391-88-0-1 | 2018-06 | PURCHASE | 2018-08 | $204 | $205 | -$1 |
| PIMCO DVRSFD INC INSTL-693391-88-0-3 | 2018-07 | PURCHASE | 2018-08 | $403 | $403 | |
| PIMCO DVRSFD INC INSTL-693391-88-0-3 | 2018-08 | PURCHASE | 2018-08 | $398 | $401 | -$3 |
| PIMCO INCOME FD I-72201F-49-0-4734.0 | 2018-05 | PURCHASE | 2018-08 | $56,477 | $56,714 | -$237 |
| PIMCO INCOME FD I-72201F-49-0-601.53 | 2018-05 | PURCHASE | 2018-08 | $7,176 | $7,200 | -$24 |
| PIMCO INCOME FD I-72201F-49-0-12.604 | 2018-06 | PURCHASE | 2018-08 | $150 | $152 | -$2 |
| PIMCO INCOME FD I-72201F-49-0-24.747 | 2018-07 | PURCHASE | 2018-08 | $295 | $297 | -$2 |
| PIMCO INCOME FD I-72201F-49-0-24.85 | 2018-08 | PURCHASE | 2018-08 | $296 | $298 | -$2 |
| PRINCIPAL SMID DIV INSTS-74255L-73-8 | 2018-05 | PURCHASE | 2018-08 | $83,787 | $81,354 | $2,433 |
| REAVES UTILITY INCOME FD-756158-10-1 | 2017-09 | PURCHASE | 2018-05 | $21,082 | $24,825 | -$3,743 |
| ROWE T PRICE SCI & TECH-77957M-10-2- | 2018-05 | PURCHASE | 2018-05 | $24,225 | $24,211 | $14 |
| SPDR BLOOMBERG CONV ETF-78464A-35-9 | 2017-10 | PURCHASE | 2018-05 | $10,581 | $10,382 | $199 |
| SPDR S&P BANK ETF-78464A-79-7 | 2018-03 | PURCHASE | 2018-05 | $24,271 | $24,870 | -$599 |
| T R PRICE NEW AMER GRWTH-779557-10-7 | 2018-02 | PURCHASE | 2018-05 | $9,914 | $10,020 | -$106 |
| T R PRICE NEW AMER GRWTH-779557-10-7 | 2018-03 | PURCHASE | 2018-05 | $14,781 | $15,020 | -$239 |
| T ROWE GRWTH STK FD-741479-10-9-146. | 2018-02 | PURCHASE | 2018-05 | $9,889 | $10,020 | -$131 |
| T ROWE GRWTH STK FD-741479-10-9-218. | 2018-03 | PURCHASE | 2018-05 | $14,736 | $15,020 | -$284 |
| T ROWE PRICE BLE CHP GRW-77954Q-10-6 | 2018-02 | PURCHASE | 2018-05 | $9,976 | $10,020 | -$44 |
| T ROWE PRICE BLE CHP GRW-77954Q-10-6 | 2018-03 | PURCHASE | 2018-05 | $14,812 | $15,020 | -$208 |
| T ROWE PRICE BLE CHP GRW-77954Q-10-6 | 2018-05 | PURCHASE | 2018-05 | $88,409 | $88,409 | |
| T ROWE PRICE BLE CHP GRW-77954Q-10-6 | 2018-05 | PURCHASE | 2018-08 | $3,450 | $3,325 | $125 |
| T ROWE PRICE INTL DISCOV-77956H-30-2 | 2018-02 | PURCHASE | 2018-05 | $9,635 | $10,020 | -$385 |
| T ROWE PRICE INTL DISCOV-77956H-30-2 | 2018-03 | PURCHASE | 2018-05 | $14,556 | $15,020 | -$464 |
| UNITED PARCEL SERVICE-B-911312-10-6- | 2017-10 | PURCHASE | 2018-05 | $10,452 | $10,722 | -$270 |
| VANECK VCTRS INDIA ETF-92189F-76-7 | 2017-10 | PURCHASE | 2018-03 | $17,154 | $18,725 | -$1,571 |
| VANECK VECTORS TR ETF-92189F-43-7 | 2018-04 | PURCHASE | 2018-05 | $9,902 | $10,003 | -$101 |
| VANECK VECTORS TR ETF-92189F-30-4 | 2017-10 | PURCHASE | 2018-05 | $10,175 | $9,989 | $186 |
| VANECK VECTORS TR ETF-92189F-30-4 | 2018-02 | PURCHASE | 2018-05 | $3,097 | $3,010 | $87 |
| VANGARD SM CAP GRWTH ETF-922908-59-5 | 2017-11 | PURCHASE | 2018-05 | $16,255 | $15,178 | $1,077 |
| VANGUARD ENERGY ETF-92204A-30-6 | 2017-10 | PURCHASE | 2018-05 | $11,664 | $10,266 | $1,398 |
| VANGUARD EQUITY INCM INV-921921-10-2 | 2017-11 | PURCHASE | 2018-02 | $15,082 | $15,020 | $62 |
| VANGUARD EQUITY INCM INV-921921-10-2 | 2017-12 | PURCHASE | 2018-02 | $142 | $144 | -$2 |
| VANGUARD EQUITY INCM INV-921921-10-2 | 2017-12 | PURCHASE | 2018-02 | $102 | $104 | -$2 |
| VANGUARD EQUITY INCM INV-921921-10-2 | 2017-12 | PURCHASE | 2018-02 | $39 | $39 | |
| VANGUARD EXPLORER FD INV-921926-10-1 | 2018-05 | PURCHASE | 2018-05 | $14,832 | $14,688 | $144 |
| VANGUARD FINANCIALS ETF-92204A-40-5 | 2017-11 | PURCHASE | 2018-05 | $16,059 | $14,982 | $1,077 |
| VANGUARD FTSE EMRG ETF-922042-85-8 | 2018-02 | PURCHASE | 2018-05 | $14,294 | $14,806 | -$512 |
| VANGUARD HEALTH CARE ETF-92204A-50-4 | 2017-11 | PURCHASE | 2018-05 | $15,753 | $15,223 | $530 |
| VANGUARD INFO TECH ETF-92204A-70-2 | 2017-11 | PURCHASE | 2018-05 | $16,331 | $15,029 | $1,302 |
| VANGUARD INTL EXPL INVS-921946-20-8- | 2018-02 | PURCHASE | 2018-05 | $15,451 | $15,222 | $229 |
| VANGUARD INTL INDX EMKTS-922042-30-4 | 2018-02 | PURCHASE | 2018-05 | $14,647 | $15,385 | -$738 |
| VANGUARD INTL INDX EMKTS-922042-30-4 | 2018-03 | PURCHASE | 2018-05 | $21 | $22 | -$1 |
| VANGUARD LARGE CAP CL AD-922908-57-9 | 2017-11 | PURCHASE | 2018-05 | $15,426 | $15,020 | $406 |
| VANGUARD LARGE CAP CL AD-922908-57-9 | 2017-12 | PURCHASE | 2018-05 | $74 | $74 | |
| VANGUARD LARGE CAP CL AD-922908-57-9 | 2018-03 | PURCHASE | 2018-05 | $65 | $66 | -$1 |
| VANGUARD M/C GROWTH ETF-922908-53-8 | 2018-05 | PURCHASE | 2018-05 | $14,613 | $14,206 | $407 |
| VANGUARD MORGAN GRW INVS-921928-10-7 | 2018-02 | PURCHASE | 2018-05 | $15,529 | $14,952 | $577 |
| VANGUARD SELEC VAL INV-921946-10-9-4 | 2017-11 | PURCHASE | 2018-02 | $13,821 | $15,020 | -$1,199 |
| VANGUARD SELEC VAL INV-921946-10-9-3 | 2017-12 | PURCHASE | 2018-02 | $1,090 | $1,100 | -$10 |
| VANGUARD SELEC VAL INV-921946-10-9-6 | 2017-12 | PURCHASE | 2018-02 | $188 | $190 | -$2 |
| VANGUARD SELEC VAL INV-921946-10-9-3 | 2017-12 | PURCHASE | 2018-02 | $104 | $105 | -$1 |
| VANGUARD SPECLIZD ENERGY-921908-10-9 | 2018-05 | PURCHASE | 2018-05 | $15,911 | $15,471 | $440 |
| VANGUARD TOT STK IDX INV-922908-30-6 | 2017-11 | PURCHASE | 2018-02 | $15,463 | $15,020 | $443 |
| VANGUARD TOT STK IDX INV-922908-30-6 | 2017-12 | PURCHASE | 2018-02 | $72 | $71 | $1 |
| VANGUARD TX MGD S/C INV-921943-40-3- | 2017-11 | PURCHASE | 2018-02 | $14,872 | $15,018 | -$146 |
| VANGUARD TX MGD S/C INV-921943-40-3- | 2017-12 | PURCHASE | 2018-02 | $60 | $61 | -$1 |
| VANGUARD U.S. GROWTH INV-921910-10-5 | 2018-02 | PURCHASE | 2018-05 | $16,096 | $15,555 | $541 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2017-06 | PURCHASE | 2018-05 | $198 | $200 | -$2 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2017-09 | PURCHASE | 2018-05 | $202 | $206 | -$4 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2017-12 | PURCHASE | 2018-05 | $295 | $304 | -$9 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2017-12 | PURCHASE | 2018-05 | $222 | $229 | -$7 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2017-12 | PURCHASE | 2018-05 | $25 | $26 | -$1 |
| VANGUARD WELLESLEY INVT-921938-10-6- | 2018-03 | PURCHASE | 2018-05 | $183 | $184 | -$1 |
| VG MID-CAP GRWTH INVS SH-921946-30-7 | 2018-05 | PURCHASE | 2018-05 | $15,701 | $15,584 | $117 |
| VNGUARD FTSE PACIFIC ETF-922042-86-6 | 2017-11 | PURCHASE | 2018-02 | $14,797 | $14,899 | -$102 |
| WISDOMTREE S/C DVD ETF-97717W-60-4 | 2017-11 | PURCHASE | 2018-02 | $23,288 | $24,880 | -$1,592 |
| GABELLI UTIL TR RTS-36240A-15-0 | 2018-04 | PURCHASE | 2018-05 | $3 | -$3 | |
| GOLDMAN FINL SQ TREAS MM-38142B-50-0 | 2018-05 | PURCHASE | 2018-10 | $2,934 | $2,934 | |
| MAINSTAY MACKAY H/Y BD I-56062X-70-8 | 2018-05 | PURCHASE | 2018-08 | $32,429 | $32,429 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm |
|---|
| SAMI 25457479 COMMON STOCK |
| SAMI 25457479 PREFERRED STOCK |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SAMI 25457479 CLOSED END FUNDS | AT COST | ||
| SAMI 25457479 MUTUAL FUND | AT COST | $1,663,465 | $1,513,276 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| PARTNERSHIP DISTIBUTIONS | $2,781 | $2,781 |
| MISCELLANEOUS | $102 | $102 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $15,970 | Amt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| STATE FILING FEE | $275 |
| FEDERAL EXCISE TAX | $2,702 |
Comments