KRESA FAMILY FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- KRESA FAMILY FOUNDATION (EIN 20-2890253)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-05-23
- IRS object ID
- 201921439349100302
- Schema version
- 2018v3.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-05-23T09:00:30-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 941687665 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BANK OF AMERICA | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | P O BOX 1802 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 029011802 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 202890253 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KRESA FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | KRES | BusinessNameControlTxt |
| Phone | 6092746834 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1501 NJ2-130-03-31 | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 085341501 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KIREN KRESA | PersonNm |
| Person Title | KIREN KRESA | PersonTitleTxt |
| Phone | 6092746834 | PhoneNum |
| Signature | 2019-04-25 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KAREN J KISER | PreparerPersonNm |
| PTIN | P00146417 | PTIN |
| Phone | 8888663275 | PhoneNum |
| Preparation | 2019-04-25 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 171.159.192.10 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 8CB41F9AE3B96D42017A95704B5A9022F5E817A4 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 7FB5FDA38C5DACFEE90C2ECB6285C606857E87B7 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,000,596 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $364,068 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $356,690 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $26,822 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,194,442 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $26,822 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $1,842 | OtherIncomeRevAndExpnssAmt |
| Total Rev And Expnss | $392,732 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $383,512 | TotalNetInvstIncmAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $2,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $122,372 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $73,423 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $48,949 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $38,476 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $6,226 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $1,373 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,373 | OtherExpensesNetInvstIncmAmt |
| Tot Opr Expenses Rev And Expnss | $164,721 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $81,022 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $51,449 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,342,805 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,342,805 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,507,526 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $81,022 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,394,254 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$1,114,794 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $302,490 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$480,000 | CashBOYAmt |
| Cash EOY | -$308,532 | CashEOYAmt |
| Cash EOYFMV | -$308,532 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,185,496 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $320,733 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $320,733 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $999,690 | CorporateStockBOYAmt |
| Corporate Stock EOY | $999,600 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $176,596 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $11,843,368 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $11,160,448 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $11,811,799 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $13,548,554 | TotalAssetsBOYAmt |
| Total Assets EOY | $12,172,249 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,000,596 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Capital Stock BOY | $13,548,554 | CapitalStockBOYAmt |
| Capital Stock EOY | $12,172,249 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $13,548,554 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $12,172,249 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $13,548,554 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $12,172,249 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $13,548,554 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$1,114,794 | ExcessRevenueOverExpensesAmt |
| Other Increases | $766 | OtherIncreasesAmt |
| Subtotal | $12,434,526 | SubtotalAmt |
| Other Decreases | $262,277 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $12,172,249 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (848 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 412. KOPERNIK GLOBAL ALL CAP | 2015-01-12 | 2018-03-27 | $4,310 | $3,300 | $1,010 | $1,010 | |
| .05 KOPERNIK GLOBAL ALL CAP | 2015-01-12 | 2018-03-27 | $1 | $1 | $1 | ||
| 1062. KOPERNIK GLOBAL ALL CAP | 2017-12-29 | 2018-03-27 | $11,109 | $11,183 | -$74 | -$74 | |
| .75 KOPERNIK GLOBAL ALL CAP | 2017-12-29 | 2018-03-27 | $8 | $8 | |||
| .05 KOPERNIK GLOBAL ALL CAP | 2015-01-12 | 2018-12-24 | |||||
| 405. KOPERNIK GLOBAL ALL CAP | 2015-01-12 | 2018-12-24 | $3,767 | $3,244 | $523 | $523 | |
| .74 KOPERNIK GLOBAL ALL CAP | 2018-06-11 | 2018-12-24 | $7 | $6 | $1 | $1 | |
| .29 KOPERNIK GLOBAL ALL CAP | 2015-01-12 | 2018-12-28 | $3 | $2 | $1 | $1 | |
| 657. KOPERNIK GLOBAL ALL CAP | 2015-01-12 | 2018-12-28 | $6,104 | $5,263 | $841 | $841 | |
| .25 POPLAR FOREST PARTNERS | 2017-01-30 | 2018-03-27 | $12 | $13 | -$1 | -$1 | |
| 114. POPLAR FOREST PARTNERS | 2017-01-30 | 2018-03-27 | $5,501 | $5,853 | -$352 | -$352 | |
| .3 POPLAR FOREST PARTNERS | 2017-12-04 | 2018-03-27 | $14 | $15 | -$1 | -$1 | |
| .15 POPLAR FOREST PARTNERS | 2017-01-30 | 2018-06-11 | $7 | $7 | |||
| 164. POPLAR FOREST PARTNERS | 2017-01-30 | 2018-06-11 | $8,398 | $8,312 | $86 | $86 | |
| 1. POPLAR FOREST PARTNERS | 2017-01-30 | 2018-06-11 | $51 | $52 | -$1 | -$1 | |
| 88. POPLAR FOREST PARTNERS | 2017-01-30 | 2018-12-28 | $3,250 | $4,518 | -$1,268 | -$1,268 | |
| 1. POPLAR FOREST PARTNERS | 2017-01-30 | 2018-12-28 | $37 | $51 | -$14 | -$14 | |
| 80. POPLAR FOREST PARTNERS | 2018-12-11 | 2018-12-28 | $2,954 | $3,175 | -$221 | -$221 | |
| .12 POPLAR FOREST PARTNERS | 2018-12-11 | 2018-12-28 | $5 | $5 | |||
| .38 POPLAR FOREST PARTNERS | 2018-12-24 | 2018-12-28 | $14 | $13 | $1 | $1 | |
| 247. AMER FUNDS AMCAP | 2016-03-03 | 2018-03-27 | $8,037 | $6,264 | $1,773 | $1,773 | |
| .51 AMER FUNDS AMCAP | 2017-12-19 | 2018-03-27 | $17 | $16 | $1 | $1 | |
| 16. AMER FUNDS AMCAP | 2017-12-19 | 2018-03-27 | $521 | $507 | $14 | $14 | |
| .34 AMER FUNDS AMCAP | 2017-12-19 | 2018-03-27 | $11 | $9 | $2 | $2 | |
| 1219. AMER FUNDS AMCAP | 2018-06-11 | 2018-12-13 | $38,825 | $42,446 | -$3,621 | -$3,621 | |
| 186. AMER FUNDS AMCAP | 2018-06-11 | 2018-12-13 | $5,924 | $6,477 | -$553 | -$553 | |
| 21. AMER FUNDS AMCAP | 2018-06-11 | 2018-12-13 | $669 | $731 | -$62 | -$62 | |
| 1. AMER FUNDS AMCAP | 2018-06-11 | 2018-12-13 | $32 | $35 | -$3 | -$3 | |
| 99. AMER FUNDS AMCAP | 2018-06-18 | 2018-12-13 | $3,153 | $3,386 | -$233 | -$233 | |
| 1. BLACKROCK BOND FUND | 2015-02-01 | 2018-03-27 | $11 | $12 | -$1 | -$1 | |
| 62. BLACKROCK BOND FUND | 2015-02-22 | 2018-03-27 | $708 | $740 | -$32 | -$32 | |
| 14. BLACKROCK BOND FUND | 2015-03-02 | 2018-03-27 | $160 | $167 | -$7 | -$7 | |
| 19. BLACKROCK BOND FUND | 2015-03-02 | 2018-03-27 | $217 | $228 | -$11 | -$11 | |
| .74 BLACKROCK BOND FUND | 2015-12-16 | 2018-03-27 | $8 | $9 | -$1 | -$1 | |
| 804. BLACKROCK BOND FUND | 2015-12-16 | 2018-03-27 | $9,182 | $9,302 | -$120 | -$120 | |
| 98. BLACKROCK BOND FUND | 2015-12-16 | 2018-03-27 | $1,119 | $1,134 | -$15 | -$15 | |
| .22 BLACKROCK BOND FUND | 2015-12-16 | 2018-03-27 | $2 | $3 | -$1 | -$1 | |
| 93. BLACKROCK BOND FUND | 2017-11-11 | 2018-03-27 | $1,062 | $1,093 | -$31 | -$31 | |
| 180. BLACKROCK BOND FUND | 2018-01-31 | 2018-03-27 | $2,056 | $2,086 | -$30 | -$30 | |
| 1. BLACKROCK BOND FUND | 2018-01-31 | 2018-03-27 | $11 | $12 | -$1 | -$1 | |
| .2 BLACKROCK BOND FUND | 2018-02-28 | 2018-03-27 | $2 | $2 | |||
| 173. BLACKROCK BOND FUND | 2018-02-28 | 2018-03-27 | $1,976 | $1,979 | -$3 | -$3 | |
| 1. BLACKROCK BOND FUND | 2018-02-28 | 2018-03-27 | $11 | $11 | |||
| 1. BLACKROCK BOND FUND | 2015-02-03 | 2018-10-05 | $11 | $12 | -$1 | -$1 | |
| 46. BLACKROCK BOND FUND | 2015-02-24 | 2018-10-05 | $510 | $550 | -$40 | -$40 | |
| 16. BLACKROCK BOND FUND | 2015-02-24 | 2018-10-05 | $177 | $191 | -$14 | -$14 | |
| 14. BLACKROCK BOND FUND | 2015-03-04 | 2018-10-05 | $155 | $167 | -$12 | -$12 | |
| 19. BLACKROCK BOND FUND | 2015-03-04 | 2018-10-05 | $211 | $228 | -$17 | -$17 | |
| 32084. BLACKROCK BOND FUND | 2015-12-16 | 2018-10-05 | $355,812 | $371,212 | -$15,400 | -$15,400 | |
| .78 BLACKROCK BOND FUND | 2015-12-16 | 2018-10-05 | $9 | $9 | |||
| 208. BLACKROCK BOND FUND | 2015-12-17 | 2018-10-05 | $2,307 | $2,405 | -$98 | -$98 | |
| 98. BLACKROCK BOND FUND | 2015-12-18 | 2018-10-05 | $1,087 | $1,136 | -$49 | -$49 | |
| 4. BLACKROCK BOND FUND | 2015-12-24 | 2018-10-05 | $44 | $46 | -$2 | -$2 | |
| 79. BLACKROCK BOND FUND | 2016-02-29 | 2018-10-05 | $876 | $920 | -$44 | -$44 | |
| 2430. BLACKROCK BOND FUND | 2016-03-07 | 2018-10-05 | $26,949 | $28,188 | -$1,239 | -$1,239 | |
| 1. BLACKROCK BOND FUND | 2016-04-29 | 2018-10-05 | $11 | $12 | -$1 | -$1 | |
| 1. BLACKROCK BOND FUND | 2017-01-30 | 2018-10-05 | $11 | $12 | -$1 | -$1 | |
| 2474. BLACKROCK BOND FUND | 2017-01-30 | 2018-10-05 | $27,437 | $28,624 | -$1,187 | -$1,187 | |
| 1481. BLACKROCK BOND FUND | 2017-03-09 | 2018-10-05 | $16,424 | $17,061 | -$637 | -$637 | |
| 9039. BLACKROCK BOND FUND | 2017-04-05 | 2018-10-05 | $100,243 | $105,214 | -$4,971 | -$4,971 | |
| 1. BLACKROCK BOND FUND | 2017-06-20 | 2018-10-05 | $11 | $12 | -$1 | -$1 | |
| 179. BLACKROCK BOND FUND | 2017-06-20 | 2018-10-05 | $1,985 | $2,110 | -$125 | -$125 | |
| 13307. BLACKROCK BOND FUND | 2017-07-24 | 2018-10-05 | $147,575 | $156,890 | -$9,315 | -$9,315 | |
| 163. BLACKROCK BOND FUND | 2017-07-31 | 2018-10-05 | $1,808 | $1,922 | -$114 | -$114 | |
| 188. BLACKROCK BOND FUND | 2017-08-31 | 2018-10-05 | $2,085 | $2,230 | -$145 | -$145 | |
| 187. BLACKROCK BOND FUND | 2017-09-29 | 2018-10-05 | $2,074 | $2,205 | -$131 | -$131 | |
| 1. BLACKROCK BOND FUND | 2017-09-29 | 2018-10-05 | $11 | $12 | -$1 | -$1 | |
| 2442. BLACKROCK BOND FUND | 2017-10-03 | 2018-10-05 | $27,082 | $28,767 | -$1,685 | -$1,685 | |
| 1. BLACKROCK BOND FUND | 2018-04-30 | 2018-10-05 | $11 | $11 | |||
| 176. BLACKROCK BOND FUND | 2018-04-30 | 2018-10-05 | $1,952 | $1,996 | -$44 | -$44 | |
| 178. BLACKROCK BOND FUND | 2018-05-31 | 2018-10-05 | $1,974 | $2,026 | -$52 | -$52 | |
| 169. BLACKROCK BOND FUND | 2018-06-29 | 2018-10-05 | $1,874 | $1,913 | -$39 | -$39 | |
| 1. BLACKROCK BOND FUND | 2018-06-29 | 2018-10-05 | $11 | $11 | |||
| 176. BLACKROCK BOND FUND | 2018-07-31 | 2018-10-05 | $1,952 | $1,987 | -$35 | -$35 | |
| 1. BLACKROCK BOND FUND | 2018-08-31 | 2018-10-05 | $11 | $11 | |||
| 178. BLACKROCK BOND FUND | 2018-08-31 | 2018-10-05 | $1,974 | $2,015 | -$41 | -$41 | |
| .3 BLACKROCK BOND FUND | 2018-09-28 | 2018-10-05 | $3 | $3 | |||
| 175. BLACKROCK BOND FUND | 2018-09-28 | 2018-10-05 | $1,941 | $1,962 | -$21 | -$21 | |
| 1. BLACKROCK BOND FUND | 2015-03-01 | 2018-12-12 | $11 | $12 | -$1 | -$1 | |
| 46. BLACKROCK BOND FUND | 2015-03-22 | 2018-12-12 | $513 | $550 | -$37 | -$37 | |
| .28 BLACKROCK BOND FUND | 2018-11-30 | 2018-12-12 | $3 | $3 | |||
| .52 BLACKROCK WORLD | 2017-10-03 | 2018-03-27 | $3 | $3 | |||
| .08 BLACKROCK WORLD | 2017-10-03 | 2018-03-27 | |||||
| 3507. BLACKROCK WORLD | 2017-10-03 | 2018-03-27 | $21,358 | $21,182 | $176 | $176 | |
| 151. BLACKROCK WORLD | 2017-10-14 | 2018-03-27 | $920 | $917 | $3 | $3 | |
| 1. BLACKROCK WORLD | 2018-01-31 | 2018-03-27 | $6 | $6 | |||
| 150. BLACKROCK WORLD | 2018-01-31 | 2018-03-27 | $914 | $921 | -$7 | -$7 | |
| 118. BLACKROCK WORLD | 2018-02-28 | 2018-03-27 | $719 | $717 | $2 | $2 | |
| .61 BLACKROCK WORLD | 2018-02-28 | 2018-03-27 | $4 | $4 | |||
| .92 BLACKROCK WORLD | 2017-10-03 | 2018-10-05 | $5 | $6 | -$1 | -$1 | |
| 26. BLACKROCK WORLD | 2017-10-03 | 2018-10-05 | $149 | $157 | -$8 | -$8 | |
| 55979. BLACKROCK WORLD | 2017-10-03 | 2018-10-05 | $321,879 | $337,149 | -$15,270 | -$15,270 | |
| 150. BLACKROCK WORLD | 2018-02-02 | 2018-10-05 | $863 | $917 | -$54 | -$54 | |
| 7. BLACKROCK WORLD | 2018-03-29 | 2018-10-05 | $40 | $42 | -$2 | -$2 | |
| 124. BLACKROCK WORLD | 2018-04-30 | 2018-10-05 | $713 | $737 | -$24 | -$24 | |
| 134. BLACKROCK WORLD | 2018-05-31 | 2018-10-05 | $771 | $787 | -$16 | -$16 | |
| 1. BLACKROCK WORLD | 2018-05-31 | 2018-10-05 | $6 | $6 | |||
| 125. BLACKROCK WORLD | 2018-06-29 | 2018-10-05 | $719 | $730 | -$11 | -$11 | |
| 1. BLACKROCK WORLD | 2018-06-29 | 2018-10-05 | $6 | $6 | |||
| 127. BLACKROCK WORLD | 2018-07-31 | 2018-10-05 | $730 | $738 | -$8 | -$8 | |
| 1. BLACKROCK WORLD | 2018-08-31 | 2018-10-05 | $6 | $6 | |||
| 106. BLACKROCK WORLD | 2018-08-31 | 2018-10-05 | $610 | $617 | -$7 | -$7 | |
| .91 BLACKROCK WORLD | 2018-09-28 | 2018-10-05 | $5 | $5 | |||
| 93. BLACKROCK WORLD | 2018-09-28 | 2018-10-05 | $535 | $537 | -$2 | -$2 | |
| 26. BLACKROCK WORLD | 2017-10-29 | 2018-12-12 | $150 | $156 | -$6 | -$6 | |
| .32 BLACKROCK WORLD | 2018-11-30 | 2018-12-12 | $2 | $2 | |||
| 24606. CREDIT SUISSE COMMODITY | 2018-06-11 | 2018-10-05 | $122,046 | $126,475 | -$4,429 | -$4,429 | |
| .28 CREDIT SUISSE COMMODITY | 2018-06-11 | 2018-10-05 | $1 | $1 | |||
| 680. CREDIT SUISSE COMMODITY | 2018-12-12 | 2018-12-28 | $3,019 | $3,196 | -$177 | -$177 | |
| .45 CREDIT SUISSE COMMODITY | 2018-12-24 | 2018-12-28 | $2 | $2 | |||
| .03 DELAWARE DIVERSIFIED | 2018-03-06 | 2018-03-27 | |||||
| 831. DELAWARE DIVERSIFIED | 2018-03-06 | 2018-03-27 | $7,113 | $7,130 | -$17 | -$17 | |
| 203. DELAWARE DIVERSIFIED | 2018-03-06 | 2018-03-27 | $1,738 | $1,742 | -$4 | -$4 | |
| 101. DELAWARE DIVERSIFIED | 2018-03-22 | 2018-03-27 | $865 | $864 | $1 | $1 | |
| .26 DELAWARE DIVERSIFIED | 2018-03-22 | 2018-03-27 | $2 | $2 | |||
| 99. DELAWARE DIVERSIFIED | 2018-03-06 | 2018-10-05 | $816 | $845 | -$29 | -$29 | |
| 57046. DELAWARE DIVERSIFIED | 2018-03-06 | 2018-10-05 | $470,059 | $486,958 | -$16,899 | -$16,899 | |
| 203. DELAWARE DIVERSIFIED | 2018-03-30 | 2018-10-05 | $1,673 | $1,724 | -$51 | -$51 | |
| 205. DELAWARE DIVERSIFIED | 2018-05-22 | 2018-10-05 | $1,689 | $1,714 | -$25 | -$25 | |
| 1. DELAWARE DIVERSIFIED | 2018-05-22 | 2018-10-05 | $8 | $8 | |||
| .19 DELAWARE DIVERSIFIED | 2018-06-11 | 2018-10-05 | $2 | $2 | |||
| 984. DELAWARE DIVERSIFIED | 2018-06-11 | 2018-10-05 | $8,108 | $8,242 | -$134 | -$134 | |
| 1. DELAWARE DIVERSIFIED | 2018-06-11 | 2018-10-05 | $8 | $8 | |||
| 222. DELAWARE DIVERSIFIED | 2018-06-22 | 2018-10-05 | $1,829 | $1,857 | -$28 | -$28 | |
| 184. DELAWARE DIVERSIFIED | 2018-07-20 | 2018-10-05 | $1,516 | $1,539 | -$23 | -$23 | |
| 1. DELAWARE DIVERSIFIED | 2018-07-20 | 2018-10-05 | $8 | $8 | |||
| 187. DELAWARE DIVERSIFIED | 2018-08-22 | 2018-10-05 | $1,541 | $1,567 | -$26 | -$26 | |
| 1. DELAWARE DIVERSIFIED | 2018-08-22 | 2018-10-05 | $8 | $8 | |||
| 205. DELAWARE DIVERSIFIED | 2018-09-21 | 2018-10-05 | $1,689 | $1,700 | -$11 | -$11 | |
| .06 DELAWARE DIVERSIFIED | 2018-09-21 | 2018-10-05 | |||||
| 99. DELAWARE DIVERSIFIED | 2018-03-23 | 2018-12-12 | $812 | $842 | -$30 | -$30 | |
| .66 DELAWARE DIVERSIFIED | 2018-11-21 | 2018-12-12 | $5 | $5 | |||
| .01 DOUBLELINE CORE FIXED | 2018-10-05 | 2018-12-24 | |||||
| .2 DOUBLELINE CORE FIXED | 2018-10-05 | 2018-12-24 | $2 | $2 | |||
| 4069. DOUBLELINE CORE FIXED | 2018-10-05 | 2018-12-24 | $43,213 | $42,969 | $244 | $244 | |
| 249. DOUBLELINE CORE FIXED | 2018-10-31 | 2018-12-24 | $2,644 | $2,624 | $20 | $20 | |
| .8 DOUBLELINE CORE FIXED | 2018-11-30 | 2018-12-24 | $8 | $8 | |||
| 249. DOUBLELINE CORE FIXED | 2018-11-30 | 2018-12-24 | $2,644 | $2,624 | $20 | $20 | |
| .5 DOUBLELINE CORE FIXED | 2018-10-05 | 2018-12-28 | $5 | $5 | |||
| 2216. DOUBLELINE CORE FIXED | 2018-10-05 | 2018-12-28 | $23,556 | $23,401 | $155 | $155 | |
| 413. EATON VANCE RCHRD BRSTN | 2016-01-21 | 2018-03-27 | $6,967 | $5,390 | $1,577 | $1,577 | |
| .28 EATON VANCE RCHRD BRSTN | 2016-01-21 | 2018-03-27 | $5 | $4 | $1 | $1 | |
| 40. EATON VANCE RCHRD BRSTN | 2017-12-22 | 2018-03-27 | $675 | $684 | -$9 | -$9 | |
| .39 EATON VANCE RCHRD BRSTN | 2017-12-22 | 2018-03-27 | $7 | $7 | |||
| .11 EATON VANCE RCHRD BRSTN | 2017-12-22 | 2018-03-27 | $2 | $2 | |||
| 1489. EATON VANCE RCHRD BRSTN | 2016-01-21 | 2018-12-13 | $22,320 | $19,431 | $2,889 | $2,889 | |
| 1. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $15 | $16 | -$1 | -$1 | |
| 45. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $675 | $708 | -$33 | -$33 | |
| .79 EATON VANCE RCHRD BRSTN | 2018-12-04 | 2018-12-13 | $12 | $12 | |||
| .21 EATON VANCE RCHRD BRSTN | 2018-12-04 | 2018-12-13 | $3 | $3 | |||
| 2910. EATON VANCE RCHRD BRSTN | 2016-01-21 | 2018-12-13 | $43,621 | $37,976 | $5,645 | $5,645 | |
| 428. EATON VANCE RCHRD BRSTN | 2016-03-07 | 2018-12-13 | $6,416 | $5,825 | $591 | $591 | |
| 577. EATON VANCE RCHRD BRSTN | 2016-08-23 | 2018-12-13 | $8,649 | $8,609 | $40 | $40 | |
| 1. EATON VANCE RCHRD BRSTN | 2016-08-23 | 2018-12-13 | $15 | $14 | $1 | $1 | |
| 141. EATON VANCE RCHRD BRSTN | 2016-12-22 | 2018-12-13 | $2,114 | $2,113 | $1 | $1 | |
| 28. EATON VANCE RCHRD BRSTN | 2016-12-22 | 2018-12-13 | $420 | $419 | $1 | $1 | |
| 1. EATON VANCE RCHRD BRSTN | 2016-12-22 | 2018-12-13 | $15 | $15 | |||
| 1. EATON VANCE RCHRD BRSTN | 2016-12-22 | 2018-12-13 | $15 | $14 | $1 | $1 | |
| 160. EATON VANCE RCHRD BRSTN | 2016-12-22 | 2018-12-13 | $2,398 | $2,394 | $4 | $4 | |
| 44. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $660 | $693 | -$33 | -$33 | |
| 1. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $15 | $16 | -$1 | -$1 | |
| 65. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $974 | $1,023 | -$49 | -$49 | |
| 693. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $10,388 | $10,908 | -$520 | -$520 | |
| 1. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $15 | $16 | -$1 | -$1 | |
| 640. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $9,594 | $10,074 | -$480 | -$480 | |
| 46. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $690 | $724 | -$34 | -$34 | |
| 126. EATON VANCE RCHRD BRSTN | 2017-12-22 | 2018-12-13 | $1,889 | $2,153 | -$264 | -$264 | |
| 1. EATON VANCE RCHRD BRSTN | 2017-12-22 | 2018-12-13 | $15 | $16 | -$1 | -$1 | |
| 277. EATON VANCE RCHRD BRSTN | 2017-12-22 | 2018-12-13 | $4,152 | $4,734 | -$582 | -$582 | |
| 1457. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $21,840 | $25,876 | -$4,036 | -$4,036 | |
| 46. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $690 | $817 | -$127 | -$127 | |
| 1. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $15 | $14 | $1 | $1 | |
| .21 EATON VANCE RCHRD BRSTN | 2018-12-04 | 2018-12-13 | $3 | $3 | |||
| 45. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $675 | $725 | -$50 | -$50 | |
| 19. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $285 | $337 | -$52 | -$52 | |
| 1. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $15 | $19 | -$4 | -$4 | |
| .18 EATON VANCE RCHRD BRSTN | 2018-12-04 | 2018-12-13 | $3 | $3 | |||
| 1. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $15 | $16 | -$1 | -$1 | |
| 44. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $660 | $709 | -$49 | -$49 | |
| 685. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $10,268 | $12,166 | -$1,898 | -$1,898 | |
| 1. EATON VANCE RCHRD BRSTN | 2018-12-04 | 2018-12-13 | $15 | $16 | -$1 | -$1 | |
| 79. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $1,184 | $1,403 | -$219 | -$219 | |
| 230. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $3,448 | $4,085 | -$637 | -$637 | |
| 46. EATON VANCE RCHRD BRSTN | 2017-04-05 | 2018-12-13 | $690 | $741 | -$51 | -$51 | |
| .76 EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $11 | $14 | -$3 | -$3 | |
| 1. EATON VANCE RCHRD BRSTN | 2018-06-11 | 2018-12-13 | $15 | $18 | -$3 | -$3 | |
| 1. EATON VANCE RCHRD BRSTN | 2018-12-04 | 2018-12-13 | $15 | $15 | |||
| 97. AMERICAN EURO PACIFIC | 2016-03-03 | 2018-03-27 | $5,437 | $4,149 | $1,288 | $1,288 | |
| .14 AMERICAN EURO PACIFIC | 2016-03-03 | 2018-03-27 | $8 | $6 | $2 | $2 | |
| 12. AMERICAN EURO PACIFIC | 2017-12-22 | 2018-03-27 | $673 | $667 | $6 | $6 | |
| .86 AMERICAN EURO PACIFIC | 2017-12-22 | 2018-03-27 | $48 | $48 | |||
| .19 AMERICAN EURO PACIFIC | 2017-12-22 | 2018-03-27 | $11 | $11 | |||
| .45 AMERICAN EURO PACIFIC | 2016-03-03 | 2018-12-28 | $20 | $19 | $1 | $1 | |
| 111. AMERICAN EURO PACIFIC | 2016-03-03 | 2018-12-28 | $4,962 | $4,747 | $215 | $215 | |
| 1. AMERICAN EURO PACIFIC | 2018-06-14 | 2018-12-28 | $45 | $55 | -$10 | -$10 | |
| .81 AMERICAN EURO PACIFIC | 2018-12-21 | 2018-12-28 | $36 | $44 | -$8 | -$8 | |
| 47. AMERICAN EURO PACIFIC | 2018-12-21 | 2018-12-28 | $2,101 | $2,089 | $12 | $12 | |
| .33 AMERICAN EURO PACIFIC | 2018-12-24 | 2018-12-28 | $15 | $14 | $1 | $1 | |
| .22 FPA NEW INCOME INC COM | 2018-10-05 | 2018-12-24 | $2 | $2 | |||
| .18 FPA NEW INCOME INC COM | 2018-10-05 | 2018-12-24 | $2 | $2 | |||
| 1036. FPA NEW INCOME INC COM | 2018-10-05 | 2018-12-24 | $10,215 | $10,205 | $10 | $10 | |
| 179. FPA NEW INCOME INC COM | 2018-12-19 | 2018-12-24 | $1,765 | $1,765 | |||
| .78 FPA NEW INCOME INC COM | 2018-12-19 | 2018-12-24 | $8 | $8 | |||
| .82 FPA NEW INCOME INC COM | 2018-10-05 | 2018-12-28 | $8 | $8 | |||
| .1 FPA NEW INCOME INC COM | 2018-10-05 | 2018-12-28 | $1 | $1 | |||
| 599. FPA NEW INCOME INC COM | 2018-10-05 | 2018-12-28 | $5,906 | $5,900 | $6 | $6 | |
| 602. SEAFARER OVERSEAS GROWTH | 2017-01-30 | 2018-03-27 | $8,127 | $7,001 | $1,126 | $1,126 | |
| .34 SEAFARER OVERSEAS GROWTH | 2017-01-30 | 2018-03-27 | $5 | $4 | $1 | $1 | |
| .14 SEAFARER OVERSEAS GROWTH | 2017-12-29 | 2018-03-27 | $2 | $2 | |||
| 13. SEAFARER OVERSEAS GROWTH | 2017-12-29 | 2018-03-27 | $176 | $177 | -$1 | -$1 | |
| 8371. SEAFARER OVERSEAS GROWTH | 2017-01-30 | 2018-10-26 | $91,997 | $97,355 | -$5,358 | -$5,358 | |
| 1553. SEAFARER OVERSEAS GROWTH | 2017-04-05 | 2018-10-26 | $17,067 | $19,350 | -$2,283 | -$2,283 | |
| 1. SEAFARER OVERSEAS GROWTH | 2017-04-05 | 2018-10-26 | $11 | $12 | -$1 | -$1 | |
| 24. SEAFARER OVERSEAS GROWTH | 2017-12-14 | 2018-10-26 | $264 | $318 | -$54 | -$54 | |
| 1. SEAFARER OVERSEAS GROWTH | 2018-06-11 | 2018-10-26 | $11 | $13 | -$2 | -$2 | |
| 472. SEAFARER OVERSEAS GROWTH | 2018-06-11 | 2018-10-26 | $5,187 | $6,145 | -$958 | -$958 | |
| .24 SEAFARER OVERSEAS GROWTH | 2018-06-11 | 2018-10-26 | $3 | $3 | |||
| 97. SEAFARER OVERSEAS GROWTH | 2018-06-21 | 2018-10-26 | $1,066 | $1,186 | -$120 | -$120 | |
| .2 SEAFARER OVERSEAS GROWTH | 2018-06-21 | 2018-10-26 | $2 | $2 | |||
| .37 HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-03-27 | $13 | $12 | $1 | $1 | |
| 332. HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-03-27 | $12,095 | $11,105 | $990 | $990 | |
| .56 HOTCHKIS & WILEY FDS | 2017-12-14 | 2018-03-27 | $20 | $20 | |||
| .31 HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-06-11 | $12 | $10 | $2 | $2 | |
| 436. HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-06-11 | $17,641 | $14,584 | $3,057 | $3,057 | |
| .42 HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-12-28 | $12 | $14 | -$2 | -$2 | |
| 37. HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-12-28 | $1,084 | $1,238 | -$154 | -$154 | |
| 1. HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-12-28 | $29 | $33 | -$4 | -$4 | |
| 29. HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-12-28 | $849 | $970 | -$121 | -$121 | |
| 64. HOTCHKIS & WILEY FDS | 2016-11-09 | 2018-12-28 | $1,875 | $2,141 | -$266 | -$266 | |
| 57. HOTCHKIS & WILEY FDS | 2018-12-13 | 2018-12-28 | $1,670 | $1,833 | -$163 | -$163 | |
| .17 HOTCHKIS & WILEY FDS | 2018-12-13 | 2018-12-28 | $5 | $5 | |||
| .4 HOTCHKIS & WILEY FDS | 2018-12-24 | 2018-12-28 | $12 | $11 | $1 | $1 | |
| 451. HOTCHKIS & WILEY VALUE | 2014-02-25 | 2018-03-27 | $12,835 | $12,398 | $437 | $437 | |
| .49 HOTCHKIS & WILEY VALUE | 2014-02-25 | 2018-03-27 | $14 | $14 | |||
| .09 HOTCHKIS & WILEY VALUE | 2014-02-25 | 2018-03-27 | $3 | $2 | $1 | $1 | |
| 473. HOTCHKIS & WILEY VALUE | 2014-02-25 | 2018-06-11 | $14,649 | $13,003 | $1,646 | $1,646 | |
| .84 HOTCHKIS & WILEY VALUE | 2014-02-25 | 2018-06-11 | $26 | $23 | $3 | $3 | |
| 161. HOTCHKIS & WILEY VALUE | 2014-02-25 | 2018-12-28 | $3,785 | $4,426 | -$641 | -$641 | |
| .98 HOTCHKIS & WILEY VALUE | 2018-12-13 | 2018-12-28 | $23 | $24 | -$1 | -$1 | |
| 101. HOTCHKIS & WILEY VALUE | 2018-12-13 | 2018-12-28 | $2,375 | $2,508 | -$133 | -$133 | |
| .47 HOTCHKIS & WILEY VALUE | 2018-12-24 | 2018-12-28 | $11 | $12 | -$1 | -$1 | |
| 50. INVESCO KBW BANK ETF | 2017-01-30 | 2018-06-11 | $2,827 | $2,370 | $457 | $457 | |
| 827. INVESCO FTSE RAFI | 2018-06-04 | 2018-12-24 | $15,953 | $15,953 | $15,953 | ||
| .5 INVESCO FTSE RAFI | 2018-08-14 | 2018-12-24 | $10 | $10 | $10 | ||
| 105. INVESCO FTSE RAFI | 2018-10-01 | 2018-12-24 | $2,025 | $2,234 | -$209 | -$209 | |
| 283. INVESCO FTSE RAFI | 2018-10-01 | 2018-12-24 | $5,459 | $6,022 | -$563 | -$563 | |
| .5 INVESCO FTSE RAFI | 2018-10-01 | 2018-12-24 | $10 | $11 | -$1 | -$1 | |
| 712. ARISTOTLE/SAUL GLOBAL | 2015-05-29 | 2018-03-27 | $9,306 | $7,896 | $1,410 | $1,410 | |
| .11 ARISTOTLE/SAUL GLOBAL | 2015-05-29 | 2018-03-27 | $1 | $1 | |||
| .38 ARISTOTLE/SAUL GLOBAL | 2015-05-29 | 2018-03-27 | $5 | $4 | $1 | $1 | |
| .62 ARISTOTLE/SAUL GLOBAL | 2015-05-29 | 2018-06-11 | $8 | $7 | $1 | $1 | |
| 456. ARISTOTLE/SAUL GLOBAL | 2015-05-29 | 2018-06-11 | $6,229 | $5,057 | $1,172 | $1,172 | |
| 165. ARISTOTLE/SAUL GLOBAL | 2015-05-29 | 2018-12-28 | $1,762 | $1,830 | -$68 | -$68 | |
| .33 ARISTOTLE/SAUL GLOBAL | 2018-12-14 | 2018-12-28 | $4 | $4 | |||
| 327. ARISTOTLE/SAUL GLOBAL | 2018-12-14 | 2018-12-28 | $3,492 | $3,640 | -$148 | -$148 | |
| .64 ARISTOTLE/SAUL GLOBAL | 2018-12-24 | 2018-12-28 | $7 | $7 | |||
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-01-31 | $49 | $45 | $4 | $4 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-01-31 | $33 | $31 | $2 | $2 | |
| 3452. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-01-31 | $9 | $8 | $1 | $1 | |
| 3452. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-02-28 | $8 | $8 | |||
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-02-28 | $30 | $30 | |||
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-02-28 | $46 | $44 | $2 | $2 | |
| 3452. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-03-27 | $44,537 | $41,210 | $3,327 | $3,327 | |
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-03-31 | $50 | $47 | $3 | $3 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-03-31 | $33 | $32 | $1 | $1 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-04-30 | $32 | $31 | $1 | $1 | |
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-04-30 | $48 | $46 | $2 | $2 | |
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-05-31 | $51 | $49 | $2 | $2 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-05-31 | $34 | $33 | $1 | $1 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-06-30 | $33 | $33 | |||
| 1611. ISHARES COMEX GOLD TR | 2018-06-18 | 2018-06-30 | $4 | $4 | |||
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-06-30 | $49 | $49 | |||
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-07-31 | $48 | $49 | -$1 | -$1 | |
| 1611. ISHARES COMEX GOLD TR | 2018-06-18 | 2018-07-31 | $4 | $4 | |||
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-07-31 | $32 | $33 | -$1 | -$1 | |
| 1611. ISHARES COMEX GOLD TR | 2018-06-18 | 2018-08-31 | $4 | $4 | |||
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-08-31 | $30 | $33 | -$3 | -$3 | |
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-08-31 | $46 | $48 | -$2 | -$2 | |
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-09-30 | $44 | $46 | -$2 | -$2 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-09-30 | $29 | $31 | -$2 | -$2 | |
| 1611. ISHARES COMEX GOLD TR | 2018-06-18 | 2018-09-30 | $4 | $4 | |||
| 18810. ISHARES COMEX GOLD TR | 2017-06-20 | 2018-10-05 | $216,688 | $224,223 | -$7,535 | -$7,535 | |
| 12530. ISHARES COMEX GOLD TR | 2017-10-03 | 2018-10-05 | $144,344 | $152,860 | -$8,516 | -$8,516 | |
| 1611. ISHARES COMEX GOLD TR | 2018-06-18 | 2018-10-05 | $18,558 | $19,750 | -$1,192 | -$1,192 | |
| 62. ISHARES EDGE MSCI MIN VOL GLOBAL ETF | 2017-10-03 | 2018-03-27 | $5,169 | $5,062 | $107 | $107 | |
| 2615. ISHARES EDGE MSCI MIN VOL GLOBAL ETF | 2017-10-03 | 2018-06-12 | $222,011 | $213,514 | $8,497 | $8,497 | |
| 182. ISHARES CORE S&P 500 ETF | 2018-12-13 | 2018-12-24 | $43,248 | $48,636 | -$5,388 | -$5,388 | |
| 205. ISHARES CORE S&P 500 ETF | 2018-12-13 | 2018-12-24 | $48,714 | $54,788 | -$6,074 | -$6,074 | |
| 110. SHARES DJ EPAC SEL DV | 2016-06-24 | 2018-03-27 | $3,620 | $3,024 | $596 | $596 | |
| .57 SHARES DJ EPAC SEL DV | 2016-06-24 | 2018-03-27 | $19 | $16 | $3 | $3 | |
| 10. SHARES DJ EPAC SEL DV | 2017-12-29 | 2018-03-27 | $329 | $340 | -$11 | -$11 | |
| 49. SHARES DJ EPAC SEL DV | 2017-12-29 | 2018-03-27 | $1,613 | $1,664 | -$51 | -$51 | |
| .43 SHARES DJ EPAC SEL DV | 2018-03-29 | 2018-03-27 | $14 | $15 | -$1 | -$1 | |
| .38 SHARES DJ EPAC SEL DV | 2016-06-24 | 2018-06-12 | $13 | $10 | $3 | $3 | |
| 1559. SHARES DJ EPAC SEL DV | 2016-06-24 | 2018-06-12 | $52,241 | $42,857 | $9,384 | $9,384 | |
| 448. SHARES DJ EPAC SEL DV | 2016-08-04 | 2018-06-12 | $15,012 | $13,100 | $1,912 | $1,912 | |
| 61. SHARES DJ EPAC SEL DV | 2016-08-23 | 2018-06-12 | $2,044 | $1,845 | $199 | $199 | |
| 2193. SHARES DJ EPAC SEL DV | 2017-01-30 | 2018-06-12 | $73,486 | $66,984 | $6,502 | $6,502 | |
| .6 SHARES DJ EPAC SEL DV | 2017-04-05 | 2018-06-12 | $20 | $19 | $1 | $1 | |
| 972. SHARES DJ EPAC SEL DV | 2017-04-05 | 2018-06-12 | $32,571 | $30,287 | $2,284 | $2,284 | |
| 49. SHARES DJ EPAC SEL DV | 2017-12-31 | 2018-06-12 | $1,642 | $1,673 | -$31 | -$31 | |
| .02 SHARES DJ EPAC SEL DV | 2018-03-29 | 2018-06-12 | $1 | $1 | |||
| .4 SHARES DJ EPAC SEL DV | 2017-04-05 | 2018-06-25 | $13 | $12 | $1 | $1 | |
| 1193. ISHARES MSCI GLOBAL GOLD | 2018-10-05 | 2018-12-24 | $19,313 | $17,251 | $2,062 | $2,062 | |
| 102. ISH TR CORE DIVID GROWTH | 2016-01-21 | 2018-03-27 | $3,461 | $2,442 | $1,019 | $1,019 | |
| .75 ISH TR CORE DIVID GROWTH | 2016-01-21 | 2018-03-27 | $25 | $18 | $7 | $7 | |
| .16 ISH TR CORE DIVID GROWTH | 2016-12-29 | 2018-03-27 | $5 | $4 | $1 | $1 | |
| 59. ISH TR CORE DIVID GROWTH | 2017-12-27 | 2018-03-27 | $2,002 | $2,056 | -$54 | -$54 | |
| .09 ISH TR CORE DIVID GROWTH | 2018-03-29 | 2018-03-27 | $3 | $3 | |||
| .25 ISH TR CORE DIVID GROWTH | 2016-01-21 | 2018-06-18 | $9 | $6 | $3 | $3 | |
| .09 ISH TR CORE DIVID GROWTH | 2016-01-21 | 2018-06-18 | $3 | $2 | $1 | $1 | |
| 359. ISH TR CORE DIVID GROWTH | 2016-01-21 | 2018-06-18 | $12,629 | $8,596 | $4,033 | $4,033 | |
| 59. ISH TR CORE DIVID GROWTH | 2017-12-29 | 2018-06-18 | $2,076 | $2,046 | $30 | $30 | |
| 1. ISH TR CORE DIVID GROWTH | 2018-03-29 | 2018-06-18 | $35 | $34 | $1 | $1 | |
| .66 ISH TR CORE DIVID GROWTH | 2018-03-29 | 2018-06-18 | $23 | $22 | $1 | $1 | |
| 53. ISH TR CORE DIVID GROWTH | 2018-07-03 | 2018-12-24 | $1,662 | $1,827 | -$165 | -$165 | |
| 3. ISH TR CORE DIVID GROWTH | 2018-07-03 | 2018-12-24 | $94 | $103 | -$9 | -$9 | |
| 62. ISH TR CORE DIVID GROWTH | 2018-10-03 | 2018-12-24 | $1,945 | $2,316 | -$371 | -$371 | |
| 61. ISH TR CORE DIVID GROWTH | 2018-12-24 | 2018-12-24 | $1,913 | $1,942 | -$29 | -$29 | |
| 426. LORD ABBETT SHORT | 2015-08-28 | 2018-03-27 | $1,789 | $1,870 | -$81 | -$81 | |
| .38 LORD ABBETT SHORT | 2015-08-28 | 2018-03-27 | $2 | $2 | |||
| 3480. LORD ABBETT SHORT | 2015-08-28 | 2018-03-27 | $14,616 | $15,277 | -$661 | -$661 | |
| .01 LORD ABBETT SHORT | 2015-08-28 | 2018-03-27 | |||||
| 416. LORD ABBETT SHORT | 2015-09-08 | 2018-03-27 | $1,747 | $1,826 | -$79 | -$79 | |
| 412. LORD ABBETT SHORT | 2018-01-31 | 2018-03-27 | $1,730 | $1,743 | -$13 | -$13 | |
| 1. LORD ABBETT SHORT | 2018-01-31 | 2018-03-27 | $4 | $4 | |||
| 420. LORD ABBETT SHORT | 2018-02-28 | 2018-03-27 | $1,764 | $1,768 | -$4 | -$4 | |
| .54 LORD ABBETT SHORT | 2018-02-28 | 2018-03-27 | $2 | $2 | |||
| .99 LORD ABBETT SHORT | 2015-08-28 | 2018-10-05 | $4 | $4 | |||
| 2192. LORD ABBETT SHORT | 2015-08-28 | 2018-10-05 | $9,097 | $9,623 | -$526 | -$526 | |
| 3054. LORD ABBETT SHORT | 2015-08-28 | 2018-10-05 | $12,674 | $13,407 | -$733 | -$733 | |
| 110. LORD ABBETT SHORT | 2015-08-28 | 2018-10-05 | $457 | $483 | -$26 | -$26 | |
| 1. LORD ABBETT SHORT | 2015-08-28 | 2018-10-05 | $4 | $4 | |||
| 426. LORD ABBETT SHORT | 2015-08-30 | 2018-10-05 | $1,768 | $1,870 | -$102 | -$102 | |
| 1. LORD ABBETT SHORT | 2015-09-04 | 2018-10-05 | $4 | $4 | |||
| 147. LORD ABBETT SHORT | 2015-09-19 | 2018-10-05 | $610 | $647 | -$37 | -$37 | |
| 1. LORD ABBETT SHORT | 2015-09-19 | 2018-10-05 | $4 | $4 | |||
| 1220. LORD ABBETT SHORT | 2015-09-24 | 2018-10-05 | $5,063 | $5,367 | -$304 | -$304 | |
| 804. LORD ABBETT SHORT | 2015-09-26 | 2018-10-05 | $3,337 | $3,505 | -$168 | -$168 | |
| 29. LORD ABBETT SHORT | 2015-10-01 | 2018-10-05 | $120 | $128 | -$8 | -$8 | |
| 121. LORD ABBETT SHORT | 2015-10-01 | 2018-10-05 | $502 | $532 | -$30 | -$30 | |
| 23364. LORD ABBETT SHORT | 2016-01-21 | 2018-10-05 | $96,961 | $99,998 | -$3,037 | -$3,037 | |
| 4688. LORD ABBETT SHORT | 2016-03-07 | 2018-10-05 | $19,455 | $20,112 | -$657 | -$657 | |
| 1. LORD ABBETT SHORT | 2016-06-30 | 2018-10-05 | $4 | $4 | |||
| 2000. LORD ABBETT SHORT | 2017-01-30 | 2018-10-05 | $8,300 | $8,620 | -$320 | -$320 | |
| 1. LORD ABBETT SHORT | 2017-01-31 | 2018-10-05 | $4 | $4 | |||
| 145. LORD ABBETT SHORT | 2017-02-27 | 2018-10-05 | $602 | $627 | -$25 | -$25 | |
| 153. LORD ABBETT SHORT | 2017-03-27 | 2018-10-05 | $635 | $661 | -$26 | -$26 | |
| 7880. LORD ABBETT SHORT | 2017-04-05 | 2018-10-05 | $32,702 | $33,884 | -$1,182 | -$1,182 | |
| 173. LORD ABBETT SHORT | 2017-04-28 | 2018-10-05 | $718 | $744 | -$26 | -$26 | |
| 1. LORD ABBETT SHORT | 2017-05-31 | 2018-10-05 | $4 | $4 | |||
| 170. LORD ABBETT SHORT | 2017-05-31 | 2018-10-05 | $706 | $731 | -$25 | -$25 | |
| 1. LORD ABBETT SHORT | 2017-06-20 | 2018-10-05 | $4 | $4 | |||
| 845. LORD ABBETT SHORT | 2017-06-20 | 2018-10-05 | $3,507 | $3,625 | -$118 | -$118 | |
| 177. LORD ABBETT SHORT | 2017-06-30 | 2018-10-05 | $735 | $759 | -$24 | -$24 | |
| 172. LORD ABBETT SHORT | 2017-07-31 | 2018-10-05 | $714 | $738 | -$24 | -$24 | |
| 1. LORD ABBETT SHORT | 2017-08-03 | 2018-10-05 | $4 | $4 | |||
| 46669. LORD ABBETT SHORT | 2017-08-03 | 2018-10-05 | $193,676 | $200,210 | -$6,534 | -$6,534 | |
| 1. LORD ABBETT SHORT | 2017-08-31 | 2018-10-05 | $4 | $4 | |||
| 312. LORD ABBETT SHORT | 2017-08-31 | 2018-10-05 | $1,295 | $1,338 | -$43 | -$43 | |
| 34600. LORD ABBETT SHORT | 2017-10-03 | 2018-10-05 | $143,590 | $148,088 | -$4,498 | -$4,498 | |
| 438. LORD ABBETT SHORT | 2018-04-30 | 2018-10-05 | $1,818 | $1,835 | -$17 | -$17 | |
| 1. LORD ABBETT SHORT | 2018-05-31 | 2018-10-05 | $4 | $4 | |||
| 422. LORD ABBETT SHORT | 2018-05-31 | 2018-10-05 | $1,751 | $1,768 | -$17 | -$17 | |
| 444. LORD ABBETT SHORT | 2018-06-29 | 2018-10-05 | $1,843 | $1,856 | -$13 | -$13 | |
| 420. LORD ABBETT SHORT | 2018-07-31 | 2018-10-05 | $1,743 | $1,751 | -$8 | -$8 | |
| 450. LORD ABBETT SHORT | 2018-08-31 | 2018-10-05 | $1,868 | $1,877 | -$9 | -$9 | |
| 449. LORD ABBETT SHORT | 2018-09-28 | 2018-10-05 | $1,863 | $1,868 | -$5 | -$5 | |
| .8 LORD ABBETT SHORT | 2018-09-28 | 2018-10-05 | $3 | $3 | |||
| 110. LORD ABBETT SHORT | 2015-09-23 | 2018-12-24 | $454 | $482 | -$28 | -$28 | |
| 1. LORD ABBETT SHORT | 2015-09-23 | 2018-12-24 | $4 | $4 | |||
| .23 LORD ABBETT SHORT | 2018-11-30 | 2018-12-24 | $1 | $1 | |||
| 1. LORD ABBETT SHORT | 2018-11-30 | 2018-12-24 | $4 | $4 | |||
| 1033. TORTOISE MLP & | 2016-01-21 | 2018-06-11 | $14,018 | $8,529 | $5,489 | $5,489 | |
| .59 TORTOISE MLP & | 2016-01-21 | 2018-06-11 | $8 | $5 | $3 | $3 | |
| 67. TORTOISE MLP & | 2017-12-28 | 2018-06-11 | $909 | $894 | $15 | $15 | |
| .02 TORTOISE MLP & | 2018-03-27 | 2018-06-11 | |||||
| . TORTOISE MLP & | 2018-05-24 | 2018-06-11 | |||||
| 153. TORTOISE MLP & | 2018-05-24 | 2018-06-11 | $2,076 | $1,997 | $79 | $79 | |
| 1. TORTOISE MLP & | 2018-05-24 | 2018-06-11 | $14 | $13 | $1 | $1 | |
| 46. TORTOISE MLP & | 2016-01-21 | 2018-12-28 | $499 | $373 | $126 | $126 | |
| 169. TORTOISE MLP & | 2018-11-28 | 2018-12-28 | $1,834 | $2,063 | -$229 | -$229 | |
| .02 TORTOISE MLP & | 2018-12-24 | 2018-12-28 | |||||
| 1. TORTOISE MLP & | 2018-12-27 | 2018-12-28 | $11 | $12 | -$1 | -$1 | |
| 87. TORTOISE MLP & | 2018-12-27 | 2018-12-28 | $944 | $947 | -$3 | -$3 | |
| .33 TORTOISE MLP & | 2018-12-27 | 2018-12-28 | $4 | $4 | |||
| .74 MATTHEWS ASIA PACIFIC | 2016-09-20 | 2018-03-27 | $21 | $17 | $4 | $4 | |
| 438. MATTHEWS ASIA PACIFIC | 2016-09-20 | 2018-03-27 | $12,365 | $9,956 | $2,409 | $2,409 | |
| .08 MATTHEWS ASIA PACIFIC | 2017-12-06 | 2018-03-27 | $2 | $2 | |||
| 2608. MATTHEWS ASIA PACIFIC | 2016-09-20 | 2018-10-26 | $60,636 | $59,280 | $1,356 | $1,356 | |
| 256. MATTHEWS ASIA PACIFIC | 2017-01-30 | 2018-10-26 | $5,952 | $5,540 | $412 | $412 | |
| 747. MATTHEWS ASIA PACIFIC | 2017-04-05 | 2018-10-26 | $17,368 | $17,136 | $232 | $232 | |
| 1. MATTHEWS ASIA PACIFIC | 2017-04-05 | 2018-10-26 | $23 | $23 | |||
| 269. MATTHEWS ASIA PACIFIC | 2017-12-06 | 2018-10-26 | $6,254 | $6,956 | -$702 | -$702 | |
| 49. MATTHEWS ASIA PACIFIC | 2017-12-06 | 2018-10-26 | $1,139 | $1,267 | -$128 | -$128 | |
| 1. MATTHEWS ASIA PACIFIC | 2018-06-11 | 2018-10-26 | $23 | $28 | -$5 | -$5 | |
| 6887. MATTHEWS ASIA PACIFIC | 2018-06-11 | 2018-10-26 | $160,123 | $204,200 | -$44,077 | -$44,077 | |
| .01 MATTHEWS ASIA PACIFIC | 2018-06-11 | 2018-10-26 | |||||
| 869. NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-03-27 | $9,516 | $9,433 | $83 | $83 | |
| .63 NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-03-27 | $7 | $7 | |||
| .27 NEUBERGER BERMAN STRATEG | 2017-10-03 | 2018-03-27 | $3 | $3 | |||
| 122. NEUBERGER BERMAN STRATEG | 2017-11-11 | 2018-03-27 | $1,336 | $1,364 | -$28 | -$28 | |
| 30. NEUBERGER BERMAN STRATEG | 2018-01-31 | 2018-03-27 | $329 | $334 | -$5 | -$5 | |
| 90. NEUBERGER BERMAN STRATEG | 2018-01-31 | 2018-03-27 | $986 | $1,002 | -$16 | -$16 | |
| 118. NEUBERGER BERMAN STRATEG | 2018-02-28 | 2018-03-27 | $1,292 | $1,298 | -$6 | -$6 | |
| .75 NEUBERGER BERMAN STRATEG | 2018-02-28 | 2018-03-27 | $8 | $8 | |||
| 121. NEUBERGER BERMAN STRATEG | 2017-11-13 | 2018-10-05 | $1,297 | $1,353 | -$56 | -$56 | |
| 1. NEUBERGER BERMAN STRATEG | 2017-11-13 | 2018-10-05 | $11 | $11 | |||
| 25. NEUBERGER BERMAN STRATEG | 2018-02-02 | 2018-10-05 | $268 | $278 | -$10 | -$10 | |
| 4. NEUBERGER BERMAN STRATEG | 2018-02-02 | 2018-10-05 | $43 | $45 | -$2 | -$2 | |
| 1. NEUBERGER BERMAN STRATEG | 2018-02-02 | 2018-10-05 | $11 | $11 | |||
| 10. NEUBERGER BERMAN STRATEG | 2018-04-30 | 2018-10-05 | $107 | $109 | -$2 | -$2 | |
| 144. NEUBERGER BERMAN STRATEG | 2018-04-30 | 2018-10-05 | $1,544 | $1,568 | -$24 | -$24 | |
| .46 NEUBERGER BERMAN STRATEG | 2018-05-31 | 2018-10-05 | $5 | $5 | |||
| 87. NEUBERGER BERMAN STRATEG | 2018-05-31 | 2018-10-05 | $933 | $941 | -$8 | -$8 | |
| 1. NEUBERGER BERMAN STRATEG | 2018-05-31 | 2018-10-05 | $11 | $11 | |||
| .28 NEUBERGER BERMAN STRATEG | 2018-09-28 | 2018-10-05 | $3 | $3 | |||
| .48 NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-12-24 | $5 | $5 | |||
| .37 NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-12-24 | $4 | $4 | |||
| 2287. NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-12-24 | $23,876 | $24,825 | -$949 | -$949 | |
| 155. NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-12-24 | $1,618 | $1,682 | -$64 | -$64 | |
| 1. NEUBERGER BERMAN STRATEG | 2017-11-13 | 2018-12-24 | $10 | $11 | -$1 | -$1 | |
| 121. NEUBERGER BERMAN STRATEG | 2017-11-13 | 2018-12-24 | $1,263 | $1,360 | -$97 | -$97 | |
| 25. NEUBERGER BERMAN STRATEG | 2018-02-02 | 2018-12-24 | $261 | $280 | -$19 | -$19 | |
| 1. NEUBERGER BERMAN STRATEG | 2018-02-28 | 2018-12-24 | $10 | $11 | -$1 | -$1 | |
| 4. NEUBERGER BERMAN STRATEG | 2018-02-28 | 2018-12-24 | $42 | $44 | -$2 | -$2 | |
| 144. NEUBERGER BERMAN STRATEG | 2018-05-26 | 2018-12-24 | $1,503 | $1,554 | -$51 | -$51 | |
| 57. NEUBERGER BERMAN STRATEG | 2018-05-31 | 2018-12-24 | $595 | $617 | -$22 | -$22 | |
| 159. NEUBERGER BERMAN STRATEG | 2018-06-29 | 2018-12-24 | $1,660 | $1,709 | -$49 | -$49 | |
| 1. NEUBERGER BERMAN STRATEG | 2018-07-31 | 2018-12-24 | $10 | $11 | -$1 | -$1 | |
| 157. NEUBERGER BERMAN STRATEG | 2018-07-31 | 2018-12-24 | $1,639 | $1,700 | -$61 | -$61 | |
| 152. NEUBERGER BERMAN STRATEG | 2018-08-31 | 2018-12-24 | $1,587 | $1,637 | -$50 | -$50 | |
| .48 NEUBERGER BERMAN STRATEG | 2018-11-30 | 2018-12-24 | $5 | $5 | |||
| 157. NEUBERGER BERMAN STRATEG | 2018-11-30 | 2018-12-24 | $1,639 | $1,652 | -$13 | -$13 | |
| .14 NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-12-28 | $2 | $2 | |||
| 1069. NEUBERGER BERMAN STRATEG | 2017-03-09 | 2018-12-28 | $11,160 | $11,604 | -$444 | -$444 | |
| 50. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-24 | $490 | $494 | -$4 | -$4 | |
| 1. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-24 | $10 | $10 | |||
| 8267. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-24 | $80,934 | $81,678 | -$744 | -$744 | |
| 211. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-24 | $2,066 | $2,085 | -$19 | -$19 | |
| 129. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-24 | $1,263 | $1,275 | -$12 | -$12 | |
| 91. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-24 | $891 | $899 | -$8 | -$8 | |
| 17. PIMCO SHORT-TERM FUND | 2018-10-31 | 2018-12-24 | $166 | $168 | -$2 | -$2 | |
| 199. PIMCO SHORT-TERM FUND | 2018-11-30 | 2018-12-24 | $1,948 | $1,962 | -$14 | -$14 | |
| .79 PIMCO SHORT-TERM FUND | 2018-11-30 | 2018-12-24 | $8 | $8 | |||
| .62 PIMCO SHORT-TERM FUND | 2018-12-12 | 2018-12-24 | $6 | $6 | |||
| .06 PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-28 | $1 | $1 | |||
| 2168. PIMCO SHORT-TERM FUND | 2018-10-26 | 2018-12-28 | $21,181 | $21,420 | -$239 | -$239 | |
| 129. PIMCO SHORT-TERM FUND | 2018-10-29 | 2018-12-28 | $1,260 | $1,273 | -$13 | -$13 | |
| .32 PIMCO SHORT-TERM FUND | 2018-12-12 | 2018-12-28 | $3 | $3 | |||
| .66 PIMCO SHORT-TERM FUND | 2018-12-27 | 2018-12-28 | $6 | $6 | |||
| 26. PIMCO INCOME FUND CL P | 2013-01-10 | 2018-03-27 | $317 | $321 | -$4 | -$4 | |
| 1. PIMCO INCOME FUND CL P | 2013-01-10 | 2018-03-27 | $12 | $12 | |||
| 25. PIMCO INCOME FUND CL P | 2013-02-11 | 2018-03-27 | $305 | $313 | -$8 | -$8 | |
| 9. PIMCO INCOME FUND CL P | 2013-03-11 | 2018-03-27 | $110 | $113 | -$3 | -$3 | |
| 4. PIMCO INCOME FUND CL P | 2013-03-11 | 2018-03-27 | $49 | $50 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-11 | 2018-03-27 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-11 | 2018-03-27 | $12 | $13 | -$1 | -$1 | |
| 9. PIMCO INCOME FUND CL P | 2013-03-11 | 2018-03-27 | $110 | $113 | -$3 | -$3 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-11 | 2018-03-27 | $12 | $12 | |||
| 264. PIMCO INCOME FUND CL P | 2013-04-03 | 2018-03-27 | $3,216 | $3,287 | -$71 | -$71 | |
| .54 PIMCO INCOME FUND CL P | 2013-04-03 | 2018-03-27 | $7 | $7 | |||
| 1213. PIMCO INCOME FUND CL P | 2013-04-03 | 2018-03-27 | $14,774 | $15,103 | -$329 | -$329 | |
| 22. PIMCO INCOME FUND CL P | 2013-04-08 | 2018-03-27 | $268 | $275 | -$7 | -$7 | |
| 1. PIMCO INCOME FUND CL P | 2013-04-14 | 2018-03-27 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2013-04-14 | 2018-03-27 | $12 | $12 | |||
| 242. PIMCO INCOME FUND CL P | 2013-04-14 | 2018-03-27 | $2,948 | $2,991 | -$43 | -$43 | |
| 336. PIMCO INCOME FUND CL P | 2018-01-31 | 2018-03-27 | $4,092 | $4,140 | -$48 | -$48 | |
| 1. PIMCO INCOME FUND CL P | 2018-01-31 | 2018-03-27 | $12 | $12 | |||
| 341. PIMCO INCOME FUND CL P | 2018-02-28 | 2018-03-27 | $4,153 | $4,164 | -$11 | -$11 | |
| .73 PIMCO INCOME FUND CL P | 2018-02-28 | 2018-03-27 | $9 | $9 | |||
| 26. PIMCO INCOME FUND CL P | 2013-01-12 | 2018-10-26 | $308 | $322 | -$14 | -$14 | |
| 1. PIMCO INCOME FUND CL P | 2013-01-12 | 2018-10-26 | $12 | $12 | |||
| 25. PIMCO INCOME FUND CL P | 2013-02-13 | 2018-10-26 | $297 | $314 | -$17 | -$17 | |
| 4. PIMCO INCOME FUND CL P | 2013-03-13 | 2018-10-26 | $47 | $50 | -$3 | -$3 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-13 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2013-03-13 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-13 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 9. PIMCO INCOME FUND CL P | 2013-03-13 | 2018-10-26 | $107 | $113 | -$6 | -$6 | |
| 9. PIMCO INCOME FUND CL P | 2013-03-13 | 2018-10-26 | $107 | $113 | -$6 | -$6 | |
| 243. PIMCO INCOME FUND CL P | 2013-04-03 | 2018-10-26 | $2,882 | $3,026 | -$144 | -$144 | |
| 611. PIMCO INCOME FUND CL P | 2013-04-03 | 2018-10-26 | $7,246 | $7,607 | -$361 | -$361 | |
| 264. PIMCO INCOME FUND CL P | 2013-04-05 | 2018-10-26 | $3,131 | $3,295 | -$164 | -$164 | |
| 1. PIMCO INCOME FUND CL P | 2013-04-11 | 2018-10-26 | $12 | $12 | |||
| 2. PIMCO INCOME FUND CL P | 2013-04-11 | 2018-10-26 | $24 | $25 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2013-04-11 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2013-04-30 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 40. PIMCO INCOME FUND CL P | 2013-05-14 | 2018-10-26 | $474 | $504 | -$30 | -$30 | |
| 1. PIMCO INCOME FUND CL P | 2013-05-31 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 42. PIMCO INCOME FUND CL P | 2013-06-14 | 2018-10-26 | $498 | $526 | -$28 | -$28 | |
| 1. PIMCO INCOME FUND CL P | 2013-06-18 | 2018-10-26 | $12 | $12 | |||
| 1366. PIMCO INCOME FUND CL P | 2013-06-18 | 2018-10-26 | $16,201 | $16,925 | -$724 | -$724 | |
| 1. PIMCO INCOME FUND CL P | 2013-07-31 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2013-08-30 | 2018-10-26 | $12 | $12 | |||
| 362. PIMCO INCOME FUND CL P | 2013-11-15 | 2018-10-26 | $4,293 | $4,435 | -$142 | -$142 | |
| 14383. PIMCO INCOME FUND CL P | 2013-12-13 | 2018-10-26 | $170,582 | $175,339 | -$4,757 | -$4,757 | |
| 2. PIMCO INCOME FUND CL P | 2014-02-28 | 2018-10-26 | $24 | $25 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2014-03-07 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2014-03-10 | 2018-10-26 | $12 | $12 | |||
| 19. PIMCO INCOME FUND CL P | 2014-03-14 | 2018-10-26 | $225 | $234 | -$9 | -$9 | |
| 1. PIMCO INCOME FUND CL P | 2014-03-21 | 2018-10-26 | $12 | $12 | |||
| 31. PIMCO INCOME FUND CL P | 2014-03-24 | 2018-10-26 | $368 | $379 | -$11 | -$11 | |
| 1. PIMCO INCOME FUND CL P | 2014-03-31 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2014-04-30 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2014-05-16 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 2473. PIMCO INCOME FUND CL P | 2014-05-16 | 2018-10-26 | $29,330 | $31,038 | -$1,708 | -$1,708 | |
| 1. PIMCO INCOME FUND CL P | 2014-05-30 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 369. PIMCO INCOME FUND CL P | 2014-06-05 | 2018-10-26 | $4,376 | $4,646 | -$270 | -$270 | |
| 1. PIMCO INCOME FUND CL P | 2014-07-31 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2014-08-29 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2014-10-31 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2014-11-28 | 2018-10-26 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2015-05-29 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2015-10-08 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2015-10-30 | 2018-10-26 | $12 | $12 | |||
| 1309. PIMCO INCOME FUND CL P | 2016-03-07 | 2018-10-26 | $15,525 | $15,172 | $353 | $353 | |
| 1. PIMCO INCOME FUND CL P | 2016-03-31 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2016-05-31 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2016-06-30 | 2018-10-26 | $12 | $12 | |||
| 15940. PIMCO INCOME FUND CL P | 2016-09-28 | 2018-10-26 | $189,048 | $190,335 | -$1,287 | -$1,287 | |
| 1. PIMCO INCOME FUND CL P | 2016-09-28 | 2018-10-26 | $12 | $11 | $1 | $1 | |
| 1. PIMCO INCOME FUND CL P | 2016-10-31 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2016-11-30 | 2018-10-26 | $12 | $11 | $1 | $1 | |
| 1. PIMCO INCOME FUND CL P | 2016-12-30 | 2018-10-26 | $12 | $11 | $1 | $1 | |
| 1289. PIMCO INCOME FUND CL P | 2017-01-30 | 2018-10-26 | $15,288 | $15,563 | -$275 | -$275 | |
| 1. PIMCO INCOME FUND CL P | 2017-01-31 | 2018-10-26 | $12 | $12 | |||
| 1. PIMCO INCOME FUND CL P | 2017-03-09 | 2018-10-26 | $12 | $12 | |||
| 18563. PIMCO INCOME FUND CL P | 2017-03-09 | 2018-10-26 | $220,157 | $225,355 | -$5,198 | -$5,198 | |
| 14532. PIMCO INCOME FUND CL P | 2017-04-05 | 2018-10-26 | $172,350 | $178,017 | -$5,667 | -$5,667 | |
| 104. PIMCO INCOME FUND CL P | 2017-06-20 | 2018-10-26 | $1,233 | $1,285 | -$52 | -$52 | |
| 56. PIMCO INCOME FUND CL P | 2017-09-29 | 2018-10-26 | $664 | $697 | -$33 | -$33 | |
| 2574. PIMCO INCOME FUND CL P | 2017-10-03 | 2018-10-26 | $30,528 | $32,021 | -$1,493 | -$1,493 | |
| 1. PIMCO INCOME FUND CL P | 2017-10-03 | 2018-10-26 | $12 | $12 | |||
| 336. PIMCO INCOME FUND CL P | 2018-04-30 | 2018-10-26 | $3,985 | $4,066 | -$81 | -$81 | |
| 1. PIMCO INCOME FUND CL P | 2018-05-31 | 2018-10-26 | $12 | $12 | |||
| 339. PIMCO INCOME FUND CL P | 2018-05-31 | 2018-10-26 | $4,021 | $4,082 | -$61 | -$61 | |
| 342. PIMCO INCOME FUND CL P | 2018-06-29 | 2018-10-26 | $4,056 | $4,101 | -$45 | -$45 | |
| 343. PIMCO INCOME FUND CL P | 2018-07-31 | 2018-10-26 | $4,068 | $4,116 | -$48 | -$48 | |
| 1. PIMCO INCOME FUND CL P | 2018-07-31 | 2018-10-26 | $12 | $12 | |||
| 382. PIMCO INCOME FUND CL P | 2018-08-31 | 2018-10-26 | $4,531 | $4,553 | -$22 | -$22 | |
| 1. PIMCO INCOME FUND CL P | 2018-09-28 | 2018-10-26 | $12 | $12 | |||
| 315. PIMCO INCOME FUND CL P | 2018-09-28 | 2018-10-26 | $3,736 | $3,745 | -$9 | -$9 | |
| .28 PIMCO INCOME FUND CL P | 2018-09-28 | 2018-10-26 | $3 | $3 | |||
| 172. PIMCO INCOME FUND CL P | 2018-10-05 | 2018-10-26 | $2,040 | $2,033 | $7 | $7 | |
| .38 PIMCO INCOME FUND CL P | 2018-10-05 | 2018-10-26 | $5 | $5 | |||
| 26. PIMCO INCOME FUND CL P | 2013-01-17 | 2018-12-12 | $306 | $321 | -$15 | -$15 | |
| 1. PIMCO INCOME FUND CL P | 2013-01-17 | 2018-12-12 | $12 | $12 | |||
| 25. PIMCO INCOME FUND CL P | 2013-02-18 | 2018-12-12 | $294 | $313 | -$19 | -$19 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-18 | 2018-12-12 | $12 | $12 | |||
| 4. PIMCO INCOME FUND CL P | 2013-03-18 | 2018-12-12 | $47 | $50 | -$3 | -$3 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-18 | 2018-12-12 | $12 | $13 | -$1 | -$1 | |
| 1. PIMCO INCOME FUND CL P | 2013-03-18 | 2018-12-12 | $12 | $13 | -$1 | -$1 | |
| 9. PIMCO INCOME FUND CL P | 2013-03-18 | 2018-12-12 | $106 | $113 | -$7 | -$7 | |
| 9. PIMCO INCOME FUND CL P | 2013-03-18 | 2018-12-12 | $106 | $113 | -$7 | -$7 | |
| 243. PIMCO INCOME FUND CL P | 2013-04-08 | 2018-12-12 | $2,860 | $3,016 | -$156 | -$156 | |
| 1. PIMCO INCOME FUND CL P | 2018-11-30 | 2018-12-12 | $12 | $12 | |||
| .66 PIMCO INCOME FUND CL P | 2018-11-30 | 2018-12-12 | $8 | $8 | |||
| .18 PIMCO FLOATING INCOME FD | 2018-10-05 | 2018-12-24 | $1 | $1 | |||
| 2212. PIMCO FLOATING INCOME FD | 2018-10-05 | 2018-12-24 | $18,603 | $18,758 | -$155 | -$155 | |
| 158. PIMCO FLOATING INCOME FD | 2018-10-05 | 2018-12-24 | $1,329 | $1,340 | -$11 | -$11 | |
| 125. PIMCO FLOATING INCOME FD | 2018-10-31 | 2018-12-24 | $1,051 | $1,060 | -$9 | -$9 | |
| 186. PIMCO FLOATING INCOME FD | 2018-11-30 | 2018-12-24 | $1,564 | $1,570 | -$6 | -$6 | |
| .81 PIMCO FLOATING INCOME FD | 2018-11-30 | 2018-12-24 | $7 | $7 | |||
| .28 PIMCO FLOATING INCOME FD | 2018-10-05 | 2018-12-28 | $2 | $2 | |||
| 1625. PIMCO FLOATING INCOME FD | 2018-10-05 | 2018-12-28 | $13,683 | $13,780 | -$97 | -$97 | |
| .58 PIMCO FLOATING INCOME FD | 2018-10-05 | 2018-12-28 | $5 | $5 | |||
| .43 PIMCO ALL ASSET | 2017-01-30 | 2018-03-27 | $5 | $5 | |||
| .21 PIMCO ALL ASSET | 2017-01-30 | 2018-03-27 | $3 | $2 | $1 | $1 | |
| 282. PIMCO ALL ASSET | 2017-01-30 | 2018-03-27 | $3,415 | $3,214 | $201 | $201 | |
| 222. PIMCO ALL ASSET | 2017-12-28 | 2018-03-27 | $2,688 | $2,695 | -$7 | -$7 | |
| .43 PIMCO ALL ASSET | 2018-03-15 | 2018-03-27 | $5 | $5 | |||
| 54. PIMCO ALL ASSET | 2018-03-15 | 2018-03-27 | $654 | $655 | -$1 | -$1 | |
| 8413. PIMCO ALL ASSET | 2017-01-30 | 2018-06-11 | $101,124 | $95,873 | $5,251 | $5,251 | |
| .79 PIMCO ALL ASSET | 2017-01-30 | 2018-06-11 | $10 | $9 | $1 | $1 | |
| 1933. PIMCO ALL ASSET | 2017-04-05 | 2018-06-11 | $23,235 | $22,693 | $542 | $542 | |
| 31. PIMCO ALL ASSET | 2017-06-20 | 2018-06-11 | $373 | $365 | $8 | $8 | |
| 1. PIMCO ALL ASSET | 2017-06-20 | 2018-06-11 | $12 | $12 | |||
| .97 PIMCO COMMODITIESPLUS | 2018-10-05 | 2018-12-12 | $5 | $6 | -$1 | -$1 | |
| 18301. PIMCO COMMODITIESPLUS | 2018-10-05 | 2018-12-12 | $97,178 | $116,394 | -$19,216 | -$19,216 | |
| 163. POWERSHARES FTSE RAFE | 2016-08-04 | 2018-03-27 | $3,826 | $2,860 | $966 | $966 | |
| 67. POWERSHARES FTSE RAFE | 2016-08-23 | 2018-03-27 | $1,572 | $1,210 | $362 | $362 | |
| 48. POWERSHARES FTSE RAFE | 2016-10-03 | 2018-03-27 | $1,127 | $902 | $225 | $225 | |
| 1641. POWERSHARES FTSE RAFE | 2016-11-09 | 2018-03-27 | $38,514 | $30,555 | $7,959 | $7,959 | |
| .76 POWERSHARES FTSE RAFE | 2017-01-04 | 2018-03-27 | $18 | $14 | $4 | $4 | |
| .24 POWERSHARES FTSE RAFE | 2018-01-03 | 2018-03-27 | $6 | $5 | $1 | $1 | |
| 110. POWERSHARES FTSE RAFE | 2018-01-03 | 2018-03-27 | $2,582 | $2,518 | $64 | $64 | |
| .56 POWERSHARES KBW BANK | 2017-01-30 | 2018-03-27 | $31 | $27 | $4 | $4 | |
| .02 POWERSHARES KBW BANK | 2017-01-30 | 2018-03-27 | $1 | $1 | |||
| 88. POWERSHARES KBW BANK | 2017-01-30 | 2018-03-27 | $4,846 | $4,171 | $675 | $675 | |
| .42 POWERSHARES KBW BANK | 2018-01-03 | 2018-03-27 | $23 | $23 | |||
| 5. POWERSHARES KBW BANK | 2018-01-03 | 2018-03-27 | $275 | $276 | -$1 | -$1 | |
| 8. POWERSHARES KBW BANK | 2018-01-03 | 2018-03-27 | $441 | $442 | -$1 | -$1 | |
| .25 PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-03-27 | $2 | $2 | |||
| .41 PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-03-27 | $4 | $4 | |||
| 1830. PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-03-27 | $18,263 | $17,806 | $457 | $457 | |
| 72. PRUDENTIAL ABSOLUTE | 2017-12-22 | 2018-03-27 | $719 | $719 | |||
| 107. PRUDENTIAL ABSOLUTE | 2017-12-29 | 2018-03-27 | $1,068 | $1,070 | -$2 | -$2 | |
| 1. PRUDENTIAL ABSOLUTE | 2017-12-29 | 2018-03-27 | $10 | $10 | |||
| 99. PRUDENTIAL ABSOLUTE | 2018-01-31 | 2018-03-27 | $988 | $996 | -$8 | -$8 | |
| 11. PRUDENTIAL ABSOLUTE | 2018-01-31 | 2018-03-27 | $110 | $111 | -$1 | -$1 | |
| 1. PRUDENTIAL ABSOLUTE | 2018-01-31 | 2018-03-27 | $10 | $10 | |||
| 107. PRUDENTIAL ABSOLUTE | 2018-02-28 | 2018-03-27 | $1,068 | $1,069 | -$1 | -$1 | |
| .4 PRUDENTIAL ABSOLUTE | 2018-02-28 | 2018-03-27 | $4 | $4 | |||
| 1808. PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-12-24 | $17,339 | $17,592 | -$253 | -$253 | |
| 183. PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-12-24 | $1,755 | $1,781 | -$26 | -$26 | |
| 107. PRUDENTIAL ABSOLUTE | 2017-12-31 | 2018-12-24 | $1,026 | $1,071 | -$45 | -$45 | |
| 11. PRUDENTIAL ABSOLUTE | 2018-02-02 | 2018-12-24 | $105 | $111 | -$6 | -$6 | |
| 1. PRUDENTIAL ABSOLUTE | 2018-02-02 | 2018-12-24 | $10 | $10 | |||
| 112. PRUDENTIAL ABSOLUTE | 2018-04-30 | 2018-12-24 | $1,074 | $1,118 | -$44 | -$44 | |
| 1. PRUDENTIAL ABSOLUTE | 2018-04-30 | 2018-12-24 | $10 | $10 | |||
| 131. PRUDENTIAL ABSOLUTE | 2018-05-31 | 2018-12-24 | $1,256 | $1,298 | -$42 | -$42 | |
| 1. PRUDENTIAL ABSOLUTE | 2018-05-31 | 2018-12-24 | $10 | $10 | |||
| 162. PRUDENTIAL ABSOLUTE | 2018-06-29 | 2018-12-24 | $1,554 | $1,604 | -$50 | -$50 | |
| 135. PRUDENTIAL ABSOLUTE | 2018-07-31 | 2018-12-24 | $1,295 | $1,342 | -$47 | -$47 | |
| 169. PRUDENTIAL ABSOLUTE | 2018-08-31 | 2018-12-24 | $1,621 | $1,671 | -$50 | -$50 | |
| 1. PRUDENTIAL ABSOLUTE | 2018-08-31 | 2018-12-24 | $10 | $10 | |||
| 130. PRUDENTIAL ABSOLUTE | 2018-09-28 | 2018-12-24 | $1,247 | $1,284 | -$37 | -$37 | |
| .58 PRUDENTIAL ABSOLUTE | 2018-10-05 | 2018-12-24 | $6 | $6 | |||
| 1. PRUDENTIAL ABSOLUTE | 2018-10-31 | 2018-12-24 | $10 | $10 | |||
| 178. PRUDENTIAL ABSOLUTE | 2018-10-31 | 2018-12-24 | $1,707 | $1,755 | -$48 | -$48 | |
| 185. PRUDENTIAL ABSOLUTE | 2018-11-30 | 2018-12-24 | $1,774 | $1,815 | -$41 | -$41 | |
| .31 PRUDENTIAL ABSOLUTE | 2018-12-21 | 2018-12-24 | $3 | $3 | |||
| 611. PRUDENTIAL ABSOLUTE | 2018-12-21 | 2018-12-24 | $5,860 | $5,872 | -$12 | -$12 | |
| 1. PRUDENTIAL ABSOLUTE | 2018-12-21 | 2018-12-24 | $10 | $10 | |||
| .4 PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-12-28 | $4 | $4 | |||
| 1280. PRUDENTIAL ABSOLUTE | 2017-03-09 | 2018-12-28 | $12,262 | $12,454 | -$192 | -$192 | |
| .38 PRUDENTIAL ABSOLUTE | 2018-10-05 | 2018-12-28 | $4 | $4 | |||
| .79 PRUDENTIAL JENNISON | 2017-07-24 | 2018-03-27 | $30 | $28 | $2 | $2 | |
| 179. PRUDENTIAL JENNISON | 2017-07-24 | 2018-03-27 | $6,904 | $6,279 | $625 | $625 | |
| 202. PRUDENTIAL JENNISON | 2017-07-24 | 2018-06-11 | $8,547 | $7,086 | $1,461 | $1,461 | |
| .11 PRUDENTIAL JENNISON | 2017-07-24 | 2018-06-11 | $5 | $4 | $1 | $1 | |
| .07 PRUDENTIAL JENNISON | 2017-07-24 | 2018-12-12 | $2 | $2 | |||
| 2997. PRUDENTIAL JENNISON | 2017-07-24 | 2018-12-12 | $93,506 | $105,135 | -$11,629 | -$11,629 | |
| 55. PRUDENTIAL JENNISON | 2018-12-06 | 2018-12-12 | $1,716 | $1,722 | -$6 | -$6 | |
| .7 PRUDENTIAL JENNISON | 2018-12-06 | 2018-12-12 | $22 | $22 | |||
| 441. PRUDENTIAL JENNISON | 2016-11-09 | 2018-03-27 | $21,688 | $18,438 | $3,250 | $3,250 | |
| .55 PRUDENTIAL JENNISON | 2016-11-09 | 2018-03-27 | $27 | $23 | $4 | $4 | |
| .41 PRUDENTIAL JENNISON | 2017-12-20 | 2018-03-27 | $20 | $20 | |||
| 2630. PRUDENTIAL JENNISON | 2016-11-09 | 2018-06-11 | $142,625 | $109,960 | $32,665 | $32,665 | |
| .45 PRUDENTIAL JENNISON | 2016-11-09 | 2018-06-11 | $24 | $19 | $5 | $5 | |
| .5 PRUDENTIAL JENNISON | 2016-11-09 | 2018-06-11 | $27 | $21 | $6 | $6 | |
| .12 PRUDENTIAL JENNISON | 2016-11-09 | 2018-12-28 | $5 | $5 | |||
| 76. PRUDENTIAL JENNISON | 2016-11-09 | 2018-12-28 | $3,181 | $3,178 | $3 | $3 | |
| .49 PRUDENTIAL JENNISON | 2018-12-24 | 2018-12-28 | $21 | $19 | $2 | $2 | |
| 6130. PUTNAM SHORT DURATION | 2018-12-12 | 2018-12-24 | $61,484 | $61,484 | |||
| .33 PUTNAM SHORT DURATION | 2018-12-12 | 2018-12-24 | $3 | $3 | |||
| 3485. PUTNAM SHORT DURATION | 2018-12-12 | 2018-12-28 | $34,955 | $34,955 | |||
| .33 PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-24 | $2 | $2 | |||
| 1252. PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-24 | $8,539 | $8,564 | -$25 | -$25 | |
| 101. PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-24 | $689 | $691 | -$2 | -$2 | |
| .62 PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-24 | $4 | $4 | |||
| 101. PUTNAM INCOME FUND CL Y | 2018-10-25 | 2018-12-24 | $689 | $686 | $3 | $3 | |
| 1. PUTNAM INCOME FUND CL Y | 2018-11-26 | 2018-12-24 | $7 | $7 | |||
| 102. PUTNAM INCOME FUND CL Y | 2018-11-26 | 2018-12-24 | $696 | $692 | $4 | $4 | |
| .2 PUTNAM INCOME FUND CL Y | 2018-11-26 | 2018-12-24 | $1 | $1 | |||
| .39 PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-28 | $3 | $3 | |||
| .38 PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-28 | $3 | $3 | |||
| 674. PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-28 | $4,603 | $4,610 | -$7 | -$7 | |
| 94. PUTNAM INCOME FUND CL Y | 2018-10-05 | 2018-12-28 | $642 | $643 | -$1 | -$1 | |
| 101. PUTNAM INCOME FUND CL Y | 2018-10-07 | 2018-12-28 | $690 | $693 | -$3 | -$3 | |
| .75 PUTNAM INCOME FUND CL Y | 2018-12-26 | 2018-12-28 | $5 | $5 | |||
| 1702. RIVERNORTH DOUBLE LINE | 2015-12-14 | 2018-03-27 | $17,514 | $17,294 | $220 | $220 | |
| 4.66429 RIVERNORTH DOUBLE LINE | 2017-11-11 | 2018-03-27 | $48 | $48 | |||
| 242.33571 RIVERNORTH DOUBLE LINE | 2017-11-11 | 2018-03-27 | $2,494 | $2,517 | -$23 | -$23 | |
| 81. RIVERNORTH DOUBLE LINE | 2017-12-29 | 2018-03-27 | $833 | $841 | -$8 | -$8 | |
| 26. RIVERNORTH DOUBLE LINE | 2017-12-29 | 2018-03-27 | $268 | $270 | -$2 | -$2 | |
| .59 RIVERNORTH DOUBLE LINE | 2017-12-29 | 2018-03-27 | $6 | $6 | |||
| 260. RIVERNORTH DOUBLE LINE | 2018-01-31 | 2018-03-27 | $2,675 | $2,683 | -$8 | -$8 | |
| 1. RIVERNORTH DOUBLE LINE | 2018-01-31 | 2018-03-27 | $10 | $10 | |||
| 229. RIVERNORTH DOUBLE LINE | 2018-02-28 | 2018-03-27 | $2,356 | $2,345 | $11 | $11 | |
| .07 RIVERNORTH DOUBLE LINE | 2018-02-28 | 2018-03-27 | $1 | $1 | |||
| 1. RIVERNORTH DOUBLE LINE | 2018-02-28 | 2018-03-27 | $10 | $10 | |||
| 35176. RIVERNORTH DOUBLE LINE | 2015-12-14 | 2018-12-12 | $346,484 | $357,133 | -$10,649 | -$10,649 | |
| 260. RIVERNORTH DOUBLE LINE | 2015-12-22 | 2018-12-12 | $2,561 | $2,629 | -$68 | -$68 | |
| 1. RIVERNORTH DOUBLE LINE | 2015-12-22 | 2018-12-12 | $10 | $10 | |||
| 1841. RIVERNORTH DOUBLE LINE | 2016-03-07 | 2018-12-12 | $18,134 | $18,633 | -$499 | -$499 | |
| 1. RIVERNORTH DOUBLE LINE | 2016-05-31 | 2018-12-12 | $10 | $10 | |||
| 1. RIVERNORTH DOUBLE LINE | 2016-07-29 | 2018-12-12 | $10 | $10 | |||
| 1. RIVERNORTH DOUBLE LINE | 2016-09-30 | 2018-12-12 | $10 | $10 | |||
| 148. RIVERNORTH DOUBLE LINE | 2016-10-21 | 2018-12-12 | $1,458 | $1,546 | -$88 | -$88 | |
| 1. RIVERNORTH DOUBLE LINE | 2016-10-21 | 2018-12-12 | $10 | $10 | |||
| 22. RIVERNORTH DOUBLE LINE | 2016-11-21 | 2018-12-12 | $217 | $230 | -$13 | -$13 | |
| 205. RIVERNORTH DOUBLE LINE | 2016-11-29 | 2018-12-12 | $2,019 | $2,142 | -$123 | -$123 | |
| 11502. RIVERNORTH DOUBLE LINE | 2016-12-08 | 2018-12-12 | $113,295 | $120,174 | -$6,879 | -$6,879 | |
| 1. RIVERNORTH DOUBLE LINE | 2016-12-30 | 2018-12-12 | $10 | $10 | |||
| 1397. RIVERNORTH DOUBLE LINE | 2017-01-30 | 2018-12-12 | $13,760 | $14,708 | -$948 | -$948 | |
| 1. RIVERNORTH DOUBLE LINE | 2017-01-31 | 2018-12-12 | $10 | $11 | -$1 | -$1 | |
| 3. RIVERNORTH DOUBLE LINE | 2017-02-27 | 2018-12-12 | $30 | $32 | -$2 | -$2 | |
| 1. RIVERNORTH DOUBLE LINE | 2017-02-27 | 2018-12-12 | $10 | $11 | -$1 | -$1 | |
| 203. RIVERNORTH DOUBLE LINE | 2017-03-27 | 2018-12-12 | $2,000 | $2,141 | -$141 | -$141 | |
| 11486. RIVERNORTH DOUBLE LINE | 2017-04-05 | 2018-12-12 | $113,137 | $121,155 | -$8,018 | -$8,018 | |
| 249. RIVERNORTH DOUBLE LINE | 2017-05-31 | 2018-12-12 | $2,453 | $2,636 | -$183 | -$183 | |
| 1. RIVERNORTH DOUBLE LINE | 2017-05-31 | 2018-12-12 | $10 | $11 | -$1 | -$1 | |
| 93. RIVERNORTH DOUBLE LINE | 2017-06-20 | 2018-12-12 | $916 | $991 | -$75 | -$75 | |
| 1. RIVERNORTH DOUBLE LINE | 2017-07-31 | 2018-12-12 | $10 | $11 | -$1 | -$1 | |
| 249. RIVERNORTH DOUBLE LINE | 2017-07-31 | 2018-12-12 | $2,453 | $2,636 | -$183 | -$183 | |
| 1. RIVERNORTH DOUBLE LINE | 2017-08-31 | 2018-12-12 | $10 | $11 | -$1 | -$1 | |
| 246. RIVERNORTH DOUBLE LINE | 2017-08-31 | 2018-12-12 | $2,423 | $2,605 | -$182 | -$182 | |
| 253. RIVERNORTH DOUBLE LINE | 2017-09-28 | 2018-12-12 | $2,492 | $2,679 | -$187 | -$187 | |
| 2347. RIVERNORTH DOUBLE LINE | 2017-10-03 | 2018-12-12 | $23,118 | $24,850 | -$1,732 | -$1,732 | |
| 1. RIVERNORTH DOUBLE LINE | 2017-11-11 | 2018-12-12 | $10 | $10 | |||
| 247. RIVERNORTH DOUBLE LINE | 2017-11-13 | 2018-12-12 | $2,433 | $2,530 | -$97 | -$97 | |
| 206. RIVERNORTH DOUBLE LINE | 2017-12-29 | 2018-12-12 | $2,029 | $2,138 | -$109 | -$109 | |
| 130. RIVERNORTH DOUBLE LINE | 2017-12-29 | 2018-12-12 | $1,281 | $1,349 | -$68 | -$68 | |
| 26. RIVERNORTH DOUBLE LINE | 2017-12-31 | 2018-12-12 | $256 | $266 | -$10 | -$10 | |
| 288. RIVERNORTH DOUBLE LINE | 2018-04-30 | 2018-12-12 | $2,837 | $2,936 | -$99 | -$99 | |
| 263. RIVERNORTH DOUBLE LINE | 2018-05-31 | 2018-12-12 | $2,591 | $2,678 | -$87 | -$87 | |
| 318. RIVERNORTH DOUBLE LINE | 2018-06-29 | 2018-12-12 | $3,132 | $3,220 | -$88 | -$88 | |
| 324. RIVERNORTH DOUBLE LINE | 2018-07-31 | 2018-12-12 | $3,191 | $3,268 | -$77 | -$77 | |
| 1. RIVERNORTH DOUBLE LINE | 2018-07-31 | 2018-12-12 | $10 | $10 | |||
| 287. RIVERNORTH DOUBLE LINE | 2018-08-31 | 2018-12-12 | $2,827 | $2,916 | -$89 | -$89 | |
| 1. RIVERNORTH DOUBLE LINE | 2018-08-31 | 2018-12-12 | $10 | $10 | |||
| 289. RIVERNORTH DOUBLE LINE | 2018-09-28 | 2018-12-12 | $2,847 | $2,916 | -$69 | -$69 | |
| .83 RIVERNORTH DOUBLE LINE | 2018-10-05 | 2018-12-12 | $8 | $8 | |||
| 28. RIVERNORTH DOUBLE LINE | 2018-10-05 | 2018-12-12 | $276 | $280 | -$4 | -$4 | |
| 1. RIVERNORTH DOUBLE LINE | 2018-10-31 | 2018-12-12 | $10 | $10 | |||
| 301. RIVERNORTH DOUBLE LINE | 2018-10-31 | 2018-12-12 | $2,965 | $2,980 | -$15 | -$15 | |
| 1. RIVERNORTH DOUBLE LINE | 2018-11-30 | 2018-12-12 | $10 | $10 | |||
| 313. RIVERNORTH DOUBLE LINE | 2018-11-30 | 2018-12-12 | $3,083 | $3,080 | $3 | $3 | |
| .23 RIVERNORTH DOUBLE LINE | 2018-11-30 | 2018-12-12 | $2 | $2 | |||
| 2854. SPDR GOLD TRUST | 2018-10-05 | 2018-10-12 | $106 | $105 | $1 | $1 | |
| 135. SPDR GOLD TRUST | 2018-10-05 | 2018-10-12 | $5 | $5 | |||
| 307. SPDR GOLD TRUST | 2018-10-05 | 2018-10-12 | $11 | $11 | |||
| 135. SPDR GOLD TRUST | 2018-10-05 | 2018-11-13 | $5 | $5 | |||
| 2854. SPDR GOLD TRUST | 2018-10-05 | 2018-11-13 | $109 | $109 | |||
| 307. SPDR GOLD TRUST | 2018-10-05 | 2018-11-13 | $12 | $12 | |||
| 135. SPDR GOLD TRUST | 2018-10-05 | 2018-12-07 | $5 | $5 | |||
| 2854. SPDR GOLD TRUST | 2018-10-05 | 2018-12-07 | $108 | $105 | $3 | $3 | |
| 307. SPDR GOLD TRUST | 2018-10-05 | 2018-12-07 | $12 | $11 | $1 | $1 | |
| 307. SPDR GOLD TRUST | 2018-10-05 | 2018-12-24 | $36,847 | $34,915 | $1,932 | $1,932 | |
| .49 LYRICAL US VALUE EQUITY | 2017-01-30 | 2018-03-27 | $9 | $8 | $1 | $1 | |
| 186. LYRICAL US VALUE EQUITY | 2017-01-30 | 2018-03-27 | $3,333 | $3,171 | $162 | $162 | |
| 1. LYRICAL US VALUE EQUITY | 2017-12-29 | 2018-03-27 | $18 | $19 | -$1 | -$1 | |
| .88 LYRICAL US VALUE EQUITY | 2017-12-29 | 2018-03-27 | $16 | $16 | |||
| .03 LYRICAL US VALUE EQUITY | 2017-12-29 | 2018-03-27 | $1 | $1 | |||
| .51 LYRICAL US VALUE EQUITY | 2017-01-30 | 2018-06-11 | $9 | $9 | |||
| 6481. LYRICAL US VALUE EQUITY | 2017-01-30 | 2018-06-11 | $118,343 | $110,501 | $7,842 | $7,842 | |
| 1654. LYRICAL US VALUE EQUITY | 2017-04-05 | 2018-06-11 | $30,202 | $28,780 | $1,422 | $1,422 | |
| 586. LYRICAL US VALUE EQUITY | 2017-11-30 | 2018-06-11 | $10,700 | $10,911 | -$211 | -$211 | |
| 46. LYRICAL US VALUE EQUITY | 2017-11-30 | 2018-06-11 | $840 | $857 | -$17 | -$17 | |
| 1. LYRICAL US VALUE EQUITY | 2017-12-29 | 2018-06-11 | $18 | $17 | $1 | $1 | |
| 1. LYRICAL US VALUE EQUITY | 2017-12-29 | 2018-06-11 | $18 | $19 | -$1 | -$1 | |
| .76 VANECK VECTORS GOLD | 2016-12-08 | 2018-03-27 | $17 | $16 | $1 | $1 | |
| 130. VANECK VECTORS GOLD | 2016-12-08 | 2018-03-27 | $2,885 | $2,791 | $94 | $94 | |
| 44. VANECK VECTORS GOLD | 2017-12-26 | 2018-03-27 | $977 | $1,011 | -$34 | -$34 | |
| .24 VANECK VECTORS GOLD | 2017-12-26 | 2018-03-27 | $5 | $6 | -$1 | -$1 | |
| 28. VANECK VECTORS GOLD | 2016-12-08 | 2018-06-11 | $631 | $601 | $30 | $30 | |
| 3480. VANECK VECTORS GOLD | 2016-12-08 | 2018-10-05 | $64,832 | $74,709 | -$9,877 | -$9,877 | |
| 2135. VANECK VECTORS GOLD | 2017-04-05 | 2018-10-05 | $39,775 | $50,226 | -$10,451 | -$10,451 | |
| 13. VANECK VECTORS GOLD | 2018-06-18 | 2018-10-05 | $242 | $289 | -$47 | -$47 | |
| .24 VANECK VECTORS GOLD | 2016-12-08 | 2018-10-22 | $5 | $5 | |||
| 106. VANGUARD DIVIDEND | 2015-01-05 | 2018-03-27 | $10,712 | $8,490 | $2,222 | $2,222 | |
| .51 VANGUARD DIVIDEND | 2016-12-30 | 2018-03-27 | $51 | $42 | $9 | $9 | |
| 5. VANGUARD DIVIDEND | 2017-12-28 | 2018-03-27 | $505 | $511 | -$6 | -$6 | |
| 14. VANGUARD DIVIDEND | 2017-12-28 | 2018-03-27 | $1,415 | $1,432 | -$17 | -$17 | |
| .49 VANGUARD DIVIDEND | 2017-12-28 | 2018-03-27 | $50 | $50 | |||
| 92. VANGUARD DIVIDEND | 2015-01-05 | 2018-06-11 | $9,630 | $7,368 | $2,262 | $2,262 | |
| .47 VANGUARD DIVIDEND | 2015-01-05 | 2018-06-11 | $50 | $38 | $12 | $12 | |
| .07 VANGUARD DIVIDEND | 2016-12-30 | 2018-06-11 | $7 | $6 | $1 | $1 | |
| 14. VANGUARD DIVIDEND | 2018-01-03 | 2018-06-11 | $1,465 | $1,427 | $38 | $38 | |
| .45 VANGUARD DIVIDEND | 2018-04-02 | 2018-06-11 | $48 | $46 | $2 | $2 | |
| 13. VANGUARD DIVIDEND | 2015-01-05 | 2018-06-18 | $1,356 | $1,041 | $315 | $315 | |
| .53 VANGUARD DIVIDEND | 2015-01-05 | 2018-12-24 | $49 | $42 | $7 | $7 | |
| .08 VANGUARD DIVIDEND | 2015-01-05 | 2018-12-24 | $7 | $6 | $1 | $1 | |
| 5. VANGUARD DIVIDEND | 2015-01-05 | 2018-12-24 | $463 | $400 | $63 | $63 | |
| 19. VANGUARD DIVIDEND | 2018-07-05 | 2018-12-24 | $1,759 | $1,936 | -$177 | -$177 | |
| 15. VANGUARD DIVIDEND | 2018-10-02 | 2018-12-24 | $1,389 | $1,665 | -$276 | -$276 | |
| 20. VANGUARD DIVIDEND | 2018-12-21 | 2018-12-24 | $1,852 | $1,926 | -$74 | -$74 | |
| .4 VANGUARD DIVIDEND | 2018-12-21 | 2018-12-24 | $37 | $38 | -$1 | -$1 | |
| 1. VANGUARD DIVIDEND | 2018-12-21 | 2018-12-24 | $93 | $104 | -$11 | -$11 | |
| 747. VANGUARD TOTAL INTL STK | 2016-01-12 | 2018-03-27 | $42,063 | $31,576 | $10,487 | $10,487 | |
| .54 VANGUARD TOTAL INTL STK | 2016-01-12 | 2018-03-27 | $30 | $23 | $7 | $7 | |
| .46 VANGUARD TOTAL INTL STK | 2017-12-28 | 2018-03-27 | $26 | $26 | |||
| 146. VANGUARD TOTAL INTL STK | 2017-12-28 | 2018-03-27 | $8,221 | $8,303 | -$82 | -$82 | |
| 53. VANGUARD TOTAL INTL STK | 2017-12-28 | 2018-03-27 | $2,984 | $3,014 | -$30 | -$30 | |
| 2280. VANGUARD TOT WORLD STK I | 2018-12-13 | 2018-12-24 | $142,522 | $156,636 | -$14,114 | -$14,114 | |
| .65 VANGUARD TOTAL STOCK MARKET ETF | 2012-06-25 | 2018-03-27 | $88 | $44 | $44 | $44 | |
| 314. VANGUARD TOTAL STOCK MARKET ETF | 2012-11-29 | 2018-03-27 | $42,777 | $22,897 | $19,880 | $19,880 | |
| 69. VANGUARD TOTAL STOCK MARKET ETF | 2017-12-28 | 2018-03-27 | $9,400 | $9,501 | -$101 | -$101 | |
| 60. VANGUARD TOTAL STOCK MARKET ETF | 2018-03-28 | 2018-03-27 | $8,174 | $8,062 | $112 | $112 | |
| .35 VANGUARD TOTAL STOCK MARKET ETF | 2018-03-28 | 2018-03-27 | $48 | $48 | |||
| 787. VANGUARD TOTAL STOCK MARKET ETF | 2012-11-29 | 2018-06-18 | $113,319 | $57,388 | $55,931 | $55,931 | |
| 459. VICTORY MUNDER INTL | 2016-03-03 | 2018-03-27 | $6,633 | $4,792 | $1,841 | $1,841 | |
| .57 VICTORY MUNDER INTL | 2016-03-03 | 2018-03-27 | $8 | $6 | $2 | $2 | |
| .4 VICTORY MUNDER INTL | 2017-12-21 | 2018-03-27 | $6 | $6 | |||
| 101. VICTORY MUNDER INTL | 2017-12-27 | 2018-03-27 | $1,459 | $1,463 | -$4 | -$4 | |
| .41 VICTORY MUNDER INTL | 2017-12-27 | 2018-03-27 | $6 | $6 | |||
| 6120. VICTORY MUNDER INTL | 2016-03-03 | 2018-10-26 | $76,255 | $63,893 | $12,362 | $12,362 | |
| 202. VICTORY MUNDER INTL | 2016-08-23 | 2018-10-26 | $2,517 | $2,319 | $198 | $198 | |
| 1. VICTORY MUNDER INTL | 2016-08-23 | 2018-10-26 | $12 | $10 | $2 | $2 | |
| 1. VICTORY MUNDER INTL | 2016-12-29 | 2018-10-26 | $12 | $10 | $2 | $2 | |
| 1683. VICTORY MUNDER INTL | 2017-04-05 | 2018-10-26 | $20,970 | $19,809 | $1,161 | $1,161 | |
| 1. VICTORY MUNDER INTL | 2017-12-21 | 2018-10-26 | $12 | $11 | $1 | $1 | |
| 47. VICTORY MUNDER INTL | 2017-12-21 | 2018-10-26 | $586 | $684 | -$98 | -$98 | |
| .74 VICTORY MUNDER INTL | 2018-06-11 | 2018-10-26 | $9 | $9 | |||
| 11371. VICTORY MUNDER INTL | 2018-06-11 | 2018-10-26 | $141,683 | $171,475 | -$29,792 | -$29,792 | |
| .26 VOYA INTERMEDIATE | 2017-10-03 | 2018-03-06 | $3 | $3 | |||
| 26. VOYA INTERMEDIATE | 2017-10-03 | 2018-03-06 | $257 | $264 | -$7 | -$7 | |
| 50199. VOYA INTERMEDIATE | 2017-10-03 | 2018-03-06 | $495,464 | $509,414 | -$13,950 | -$13,950 | |
| 139. VOYA INTERMEDIATE | 2017-10-14 | 2018-03-06 | $1,372 | $1,409 | -$37 | -$37 | |
| 137. VOYA INTERMEDIATE | 2018-01-31 | 2018-03-06 | $1,352 | $1,370 | -$18 | -$18 | |
| .49 VOYA INTERMEDIATE | 2018-02-28 | 2018-03-06 | $5 | $5 | |||
| 124. VOYA INTERMEDIATE | 2018-02-28 | 2018-03-06 | $1,224 | $1,225 | -$1 | -$1 | |
| 1. VOYA INTERMEDIATE | 2018-02-28 | 2018-03-06 | $10 | $10 | |||
| 26. VOYA INTERMEDIATE | 2017-10-26 | 2018-05-29 | $256 | $265 | -$9 | -$9 | |
| .47 VOYA INTERMEDIATE | 2018-04-30 | 2018-05-29 | $5 | $5 | |||
| .07 VOYA INTERMEDIATE | 2018-05-31 | 2018-06-11 | $1 | $1 | |||
| 53. AMER FUNDS WASHINGTON | 2016-03-03 | 2018-03-27 | $2,348 | $2,006 | $342 | $342 | |
| 13. AMER FUNDS WASHINGTON | 2017-12-19 | 2018-03-27 | $576 | $593 | -$17 | -$17 | |
| .18 AMER FUNDS WASHINGTON | 2017-12-19 | 2018-03-27 | $8 | $7 | $1 | $1 | |
| 9. AMER FUNDS WASHINGTON | 2018-03-19 | 2018-03-27 | $399 | $414 | -$15 | -$15 | |
| .81 AMER FUNDS WASHINGTON | 2018-03-19 | 2018-03-27 | $36 | $37 | -$1 | -$1 | |
| 1020. AMER FUNDS WASHINGTON | 2016-03-03 | 2018-12-13 | $45,186 | $38,607 | $6,579 | $6,579 | |
| 1. AMER FUNDS WASHINGTON | 2018-06-11 | 2018-12-13 | $44 | $47 | -$3 | -$3 | |
| 27. AMER FUNDS WASHINGTON | 2018-06-11 | 2018-12-13 | $1,196 | $1,274 | -$78 | -$78 | |
| 1. AMER FUNDS WASHINGTON | 2018-06-11 | 2018-12-13 | $44 | $43 | $1 | $1 | |
| .41 AMER FUNDS WASHINGTON | 2018-06-18 | 2018-12-13 | $18 | $19 | -$1 | -$1 | |
| .14 AMER FUNDS WASHINGTON | 2018-09-17 | 2018-12-13 | $6 | $7 | -$1 | -$1 | |
| 13. AMER FUNDS WASHINGTON | 2018-09-17 | 2018-12-13 | $576 | $606 | -$30 | -$30 | |
| 1. AMER FUNDS WASHINGTON | 2018-09-17 | 2018-12-13 | $44 | $46 | -$2 | -$2 | |
| 1. AMER FUNDS WASHINGTON | 2018-09-17 | 2018-12-13 | $44 | $47 | -$3 | -$3 | |
| 37. AMER FUNDS WASHINGTON | 2016-03-03 | 2018-12-13 | $1,639 | $1,400 | $239 | $239 | |
| 26. AMER FUNDS WASHINGTON | 2017-12-19 | 2018-12-13 | $1,152 | $1,186 | -$34 | -$34 | |
| 3. AMER FUNDS WASHINGTON | 2017-12-19 | 2018-12-13 | $133 | $137 | -$4 | -$4 | |
| .17 AMER FUNDS WASHINGTON | 2016-03-03 | 2018-12-13 | $7 | $6 | $1 | $1 | |
| 66. AMER FUNDS WASHINGTON | 2016-03-03 | 2018-12-13 | $2,924 | $2,498 | $426 | $426 | |
| 14. AMER FUNDS WASHINGTON | 2018-06-18 | 2018-12-13 | $620 | $634 | -$14 | -$14 | |
| 15. AMER FUNDS WASHINGTON | 2018-06-18 | 2018-12-13 | $665 | $679 | -$14 | -$14 | |
| 14. AMER FUNDS WASHINGTON | 2018-06-18 | 2018-12-13 | $620 | $634 | -$14 | -$14 | |
| 1. AMER FUNDS WASHINGTON | 2016-03-03 | 2018-12-13 | $44 | $38 | $6 | $6 | |
| 1. AMER FUNDS WASHINGTON | 2016-03-03 | 2018-12-13 | $44 | $38 | $6 | $6 | |
| .82 AMER FUNDS WASHINGTON | 2018-12-24 | 2018-12-13 | $36 | $33 | $3 | $3 | |
| 81. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2018-03-27 | $3,272 | $2,483 | $789 | $789 | |
| 19. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2018-03-27 | $768 | $574 | $194 | $194 | |
| .67 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2018-03-27 | $27 | $21 | $6 | $6 | |
| 28. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-01-03 | 2018-03-27 | $1,131 | $1,172 | -$41 | -$41 | |
| 3. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-01-29 | 2018-03-27 | $121 | $133 | -$12 | -$12 | |
| 8. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-02-26 | 2018-03-27 | $323 | $339 | -$16 | -$16 | |
| 1. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-03-26 | 2018-03-27 | $40 | $42 | -$2 | -$2 | |
| 31. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-03-26 | 2018-03-27 | $1,252 | $1,242 | $10 | $10 | |
| .33 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-03-26 | 2018-03-27 | $13 | $13 | |||
| .03 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2018-06-18 | $1 | $1 | |||
| .04 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2018-06-18 | $2 | $1 | $1 | $1 | |
| 344. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2015-01-05 | 2018-06-18 | $14,486 | $10,544 | $3,942 | $3,942 | |
| 4. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-05-01 | 2018-06-18 | $168 | $162 | $6 | $6 | |
| .93 WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-05-29 | 2018-06-18 | $39 | $38 | $1 | $1 | |
| 8. WISDOMTREE US QUALITY DIVIDEND GROWTH | 2018-05-29 | 2018-06-18 | $337 | $329 | $8 | $8 | |
| CAPITAL GAIN DIVIDENDS | $91,147 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $26,822 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $786,860 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $13,768,804 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.057148 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $985,982 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $11,713,226 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.084177 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,202,074 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $12,550,800 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.095777 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $192,341 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $13,011,489 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.014782 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $60,879 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $5,810,708 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.010477 | DistributionYr5Rt |
| Total Distribution | 0.262361 | TotalDistributionRt |
| Average Distribution | 0.052472 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,372,130 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $701,662 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,025 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $704,687 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,394,254 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,025 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,025 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,025 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $15,670 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $15,670 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $12,645 | OverpaymentAmt |
| Applied To ES Tax | $3,028 | AppliedToESTaxAmt |
| Refund | $9,617 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | US TRUST FIDUCIARY TAX SERVICES | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 6092746834 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1300 AMERICAN BOULEVARD | AddressLine1Txt |
| City | PENNINGTON | CityNm |
| State Abbreviation | NJ | StateAbbreviationCd |
| ZIP | 08534 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| KENT KRESA | ||||||
| 10431 BELLAGIO RD | LOS ANGELES | CA | 90077 | PRESIDENT | 1 | $0 |
| DR KIREN KRESA-REAHL MD | ||||||
| 9119 NW MCKENNA DRIVE | PORTLAND | OR | 97229 | SECRETARY | 1 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $13,151,251 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $424,515 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,575,766 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,575,766 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $203,636 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,372,130 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $668,607 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $668,607 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,025 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,025 | TotalTaxAmt |
| Distributable Before Adj | $665,582 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $665,582 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $665,582 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,394,254 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,394,254 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,025 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,391,229 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $665,582 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $584,042 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $406,145 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $117,912 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $1,108,099 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,394,254 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $665,582 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $728,672 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,836,771 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,836,771 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $584,042 | ExcessFromYear3Amt |
| Excess From Year2 | $406,145 | ExcessFromYear2Amt |
| Excess From Year1 | $117,912 | ExcessFromYear1Amt |
| Excess From Current Year | $728,672 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | KENT AND JOYCE KRESA | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| MASSACHUSETTS INSTITUTE OF | ||||||||
| TECHNOLOGY | 77 MASSACHUSETTS AVE | BOSTON | MA | 021394307 | N/A | PC | UNRESTRICTED GENERAL | $240,000 |
| WELLESLEY COLLEGE | ||||||||
| 106 CENTRAL ST | WELLESLEY | MA | 024818203 | N/A | PC | UNRESTRICTED GENERAL | $92,000 | |
| FRIENDS OF FAI THE ITALIAN | ||||||||
| ENVIRONMENT | 24 W 12TH ST | NEW YORK | NY | 100118604 | N/A | PC | UNRESTRICTED GENERAL | $10,000 |
| CONNECTING CULTURES MOBILE | ||||||||
| MUSEUM | 2558 AIKEN AVE | LOS ANGELES | CA | 900643306 | N/A | PC | UNRESTRICTED GENERAL | $2,500 |
| NATIONAL ACADEMY OF SCIENCES | ||||||||
| 2101 CONSTITUTION AVE NW | WASHINGTON | DC | 204180007 | N/A | PC | UNRESTRICTED GENERAL | $10,000 | |
| OREGON SHAKESPEARE FESTIVAL | ||||||||
| ASSOCIATION | PO BOX 158 | ASHLAND | OR | 975200158 | N/A | PC | UNRESTRICTED GENERAL | $25,000 |
| PROVIDENCE ST VINCENT | ||||||||
| MEDICAL FOUNDATION | 9205 SW BARNES RD | PORTLAND | OR | 972256603 | N/A | PC | UNRESTRICTED GENERAL | $70,000 |
| CALIFORNIA INSTITUTE OF | ||||||||
| TECHNOLOGY | 1200 E CALIFORNIA BLVD | PASADENA | CA | 911250001 | N/A | PC | UNRESTRICTED GENERAL | $795,555 |
| LOS ANGELES PHILHARMONIC | ||||||||
| 151 S GRAND AVE | LOS ANGELES | CA | 900123034 | N/A | PC | UNRESTRICTED GENERAL | $23,500 | |
| LOS ANGELES OPERA COMPANY | ||||||||
| 135 NORTH GRAND AVENUE | LOS ANGELES | CA | 90012 | N/A | PC | UNRESTRICTED GENERAL | $11,750 | |
| FRIENDS OF THE CULTURAL | ||||||||
| CENTER INC | 73000 FRED WARING DR | PALM DESERT | CA | 922602800 | N/A | PC | UNRESTRICTED GENERAL | $12,500 |
| EISENHOWER MEDICAL CENTER | ||||||||
| 39000 BOB HOPE DR | RANCHO MIRAGE | CA | 922703221 | N/A | PC | UNRESTRICTED GENERAL | $50,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,342,805 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $364,068 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $26,822 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Exclusion | 1 | ExclusionCd |
| Exclusion | $1,842 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $392,732 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $392,732 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEES | CategoryTxt |
| Amt | $2,500 | Amt |
| Disbursements Charitable Prps | $2,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | 56400P706 MANNKIND CORP | StockNm |
| EOY Book Value | $999,600 | EOYBookValueAmt |
| EOYFMV | $176,596 | EOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (51 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 00768D798 POPLAR FOREST PARTNE | AT COST | $291,097 | $224,042 |
| 09252X509 BLACKROCK WORLD | |||
| 97717X669 WISDOMTREE US QUALIT | AT COST | $279,772 | $336,518 |
| 922908769 VANGUARD TOTAL STOCK | AT COST | $1,412,468 | $1,737,981 |
| 921909768 VANGUARD TOTAL INTL | AT COST | $964,987 | $1,031,262 |
| 76881N202 RIVERNORTH DOUBLE LI | |||
| 74441J829 PRUDENTIAL ABSOLUTE | AT COST | $446,081 | $434,778 |
| 46434V621 ISH TR CORE DIVID GR | AT COST | $272,127 | $336,869 |
| 464288448 SHARES DJ EPAC SEL D | |||
| 464285105 ISHARES COMEX GOLD T | |||
| 023375827 AMER FUNDS AMCAP | AT COST | $170,682 | $176,170 |
| 90386H404 LYRICAL US VALUE EQU | |||
| 577130867 MATTHEWS ASIA PACIFI | |||
| 317609295 SEAFARER OVERSEAS GR | |||
| 92913L684 VOYA INTERMEDIATE | |||
| 92647K507 VICTORY MUNDER INTL | |||
| 73936T763 POWERSHARES FTSE RAF | |||
| 464286525 ISHARES TRUST SHS IS | |||
| 09252M883 BLACKROCK BOND FUND | |||
| 74441K503 PRUDENTIAL JENNISON | |||
| 64128K751 NEUBERGER BERMAN STR | AT COST | $419,190 | $395,484 |
| 543916464 LORD ABBETT SHORT | |||
| 461418287 ARISTOTLE/SAUL GLOBA | AT COST | $200,617 | $187,765 |
| 00766Y299 KOPERNIK GLOBAL ALL | AT COST | $193,964 | $217,882 |
| 939330825 AMER FUNDS WASHINGTO | AT COST | $172,791 | $171,398 |
| 73937B746 POWERSHARES KBW BANK | |||
| 277902573 EATON VANCE RCHRD BR | AT COST | $299,143 | $283,081 |
| 92189F106 VANECK VECTORS GOLD | |||
| 72201M867 PIMCO ALL ASSET | |||
| 29875E100 AMERICAN EURO PACIFI | AT COST | $264,091 | $255,293 |
| 74441P866 PRUDENTIAL JENNISON | AT COST | $115,807 | $115,553 |
| 56166Y404 TORTOISE MLP & | AT COST | $120,588 | $119,188 |
| 921908844 VANGUARD DIVIDEND | AT COST | $290,939 | $336,157 |
| 72201M719 PIMCO INCOME FUND CL | |||
| 44134R834 HOTCHKIS & WILEY VAL | AT COST | $229,539 | $220,359 |
| 44134R800 HOTCHKIS & WILEY FDS | AT COST | $223,991 | $197,476 |
| BEGBALANCE | |||
| 72201M792 PIMCO FLOATING INCOM | AT COST | $488,039 | $485,161 |
| 302544101 FPA NEW INCOME INC C | AT COST | $215,083 | $215,520 |
| 46138E727 INVESCO FTSE RAFI | AT COST | $163,138 | $422,863 |
| 78463V107 SPDR GOLD TRUST | AT COST | $340,268 | $362,416 |
| 22544R305 CREDIT SUISSE COMMOD | AT COST | $112,238 | $105,739 |
| 46434G855 ISHARES MSCI GLOBAL | AT COST | $99,384 | $111,480 |
| 246248587 DELAWARE DIVERSIFIED | AT COST | $2 | $2 |
| 258620301 DOUBLELINE CORE FIXE | AT COST | $828,530 | $832,453 |
| 46432F834 ISHARES CORE MSCI TO | AT COST | $698,026 | $677,637 |
| 72201M594 PIMCO SHORT-TERM FUN | AT COST | $804,975 | $795,195 |
| 46138E628 INVESCO KBW BANK ETF | AT COST | $123,904 | $116,895 |
| 74676P698 PUTNAM SHORT DURATIO | AT COST | $580,421 | $580,421 |
| 746792407 PUTNAM INCOME FUND C | AT COST | $210,772 | $210,772 |
| 33734X127 FIRST TR ENERGY ALPH | AT COST | $127,794 | $117,989 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | COST BASIS ADJUSTMENT | Desc |
| Amt | $262,277 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER INVESTMENT FEE | $249 | $249 | $0 |
| INVSTMT EXPENSE | $1,124 | $1,124 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | FEDERAL TAX REFUND | Desc |
| Revenue And Expenses Per Books | $1,842 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME ADJUSTMENT | Desc |
| Amt | $766 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $122,372 | Amt |
| Net Investment Income | $73,423 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $48,949 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $4,565 | $4,565 | $0 |
| EXCISE TAX - PRIOR YEAR | $22,000 | $0 | $0 |
| EXCISE TAX ESTIMATES | $10,250 | $0 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $1,661 | $1,661 | $0 |
Comments