THE SWAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- THE SWAN FAMILY CHARITABLE FOUNDATION (EIN 20-3954964)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-08-08
- IRS object ID
- 201912209349101001
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-08-08T14:33:37-05:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203954964 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Swan Family Charitable Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | SWAN | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KENNETH SWAN | PersonNm |
| Person Title | President | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2019-08-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 24.187.244.114 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520192205000013 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2019-08-08 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 8776116A3220F8F92B6869340FF540F084420A8B | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 78D185D94E59032E4B5D677F857013E059842DEA | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2019-02-21 02:37:17Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $11,639,493 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $8,219 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $8,219 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $404,925 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $394,686 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $468,077 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,486,535 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $468,077 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $30 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $30 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $881,251 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $871,012 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $64,886 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $64,886 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $10,758 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,131 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $37,285 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,168 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $36,117 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $112,929 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $70,185 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $36,117 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $569,850 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $569,850 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $682,779 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $70,185 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $605,967 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $198,472 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $800,827 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $751,127 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $491,100 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $491,100 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $97,893 | AcctRcvblBOYAmt |
| US Government Obligations BOY | $540,916 | USGovernmentObligationsBOYAmt |
| Corporate Stock BOY | $4,825,409 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,389,366 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,442,928 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,782,532 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $300,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $285,600 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,899,513 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,915,396 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,419,865 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $10,897,390 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,095,862 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $11,639,493 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $10,897,390 | RetainedEarningBOYAmt |
| Retained Earning EOY | $11,095,862 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,897,390 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,095,862 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,897,390 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,095,862 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,897,390 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $198,472 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,095,862 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $11,095,862 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $6,466,277 | $6,001,914 | $464,363 | $464,363 | |||
| MILLENNIUM INTERNATIONAL HEDGEFOCUS FUND LTD | $20,258 | $16,544 | $3,714 | $3,714 | P | 2015-02-26 | 2018-12-31 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $468,077 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $566,847 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,201,551 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046457 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $600,866 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $11,538,302 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.052076 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $594,737 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $12,045,651 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.049374 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $575,399 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $12,110,613 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.047512 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $155,062 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,245,659 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.012663 | DistributionYr5Rt |
| Total Distribution | 0.208082 | TotalDistributionRt |
| Average Distribution | 0.041616 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $12,263,869 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $510,373 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,008 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $518,381 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $605,967 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $8,008 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $8,008 | SubtotalAmt |
| Tax Based On Investment Income | $8,008 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,500 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $10,133 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $15,633 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $7,625 | OverpaymentAmt |
| Applied To ES Tax | $7,625 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Kori Lewis | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, VP | 1.0 | $0 | $0 | $0 |
| Kasey Swan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, VP | 1.0 | $0 | $0 | $0 |
| Kenneth R Swan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres, Dir, Sec | 2.0 | $0 | $0 | $0 |
| Rebecca Swan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, VP | 2.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS Financial Services | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4400 Post Oak Parkway 20th fl | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Mgmt | ServiceTypeTxt |
| Compensation | $64,886 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,214,887 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $763,771 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,471,970 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,450,628 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,450,628 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $186,759 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $12,263,869 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $613,193 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $613,193 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,008 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,008 | TotalTaxAmt |
| Distributable Before Adj | $605,185 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $605,185 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $605,185 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $605,967 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $605,967 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $8,008 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $597,959 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $605,185 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $593,351 | UndistributedIncomePYAmt |
| Prior Year1 | 2016 | PriorYear1Yr |
| Prior Year2 | 2015 | PriorYear2Yr |
| Prior Year3 | 2014 | PriorYear3Yr |
| Qualifying Distributions | $605,967 | QualifyingDistributionsAmt |
| Applied To Year1 | $593,351 | AppliedToYear1Amt |
| Applied To Current Year | $12,616 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $592,569 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Kenneth R Swan | ContributingManagerNm |
| Contributing Manager | Rebecca Swan | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BIO-MEDICAL FOUNDATION | |||||||
| 206 THORNTON TRL | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| CONCERNED CITIZENS OF JACK CO INC | |||||||
| 400 E PINE ST | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| FAITH COMMUNITY HOSPITAL CHARITABLE FOUNDATION | |||||||
| 215 CHISHOLM TRAIL | JACKSBORO | TX | 76458 | N/A | SO I | General & Unrestricted | $100,000 |
| GLADYS JOHNSON RITCHIE PUBLIC LIBRARY INC | |||||||
| 626 W COLLEGE ST | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $10,000 |
| JACK COUNTY FAIR ASSOCIATION | |||||||
| PO BOX 486 | JACKSBORO | TX | 76458 | N/A | PC | Charitable Event | $22,350 |
| JACK COUNTY MUSEUM ASSOCIATION | |||||||
| PO BOX 861 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| JACKSBORO HIGH SCHOOL EX-STUDENTS ASSOCIATION | |||||||
| 101 N MAIN ST STE 200 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $20,000 |
| JACKSBORO VISION GROUP INC | |||||||
| PO BOX 395 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $345,000 |
| JACKSBORO VISION GROUP INC | |||||||
| PO BOX 395 | JACKSBORO | TX | 76458 | N/A | PC | Drug Dog Project | $4,000 |
| JACKSBORO YOUTH SPORTS ASSOCIATION | |||||||
| 500 EASTER LN | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $32,500 |
| KIDS ON THE LAND INC | |||||||
| 4004 GATEWAY DR STE 180 | COLLEYVILLE | TX | 76034 | N/A | PC | General & Unrestricted | $1,000 |
| M Lewis | |||||||
| 234 S Phillips Street | Jacksboro | TX | 76458 | NONE | I | Hardship Assistance Grant | $5,000 |
| PROJECT 4031 INC | |||||||
| 708 MAY ST | FORT WORTH | TX | 76104 | N/A | PC | General & Unrestricted | $10,000 |
| WISE COUNTY DOMESTIC VIOLENCE TASK FORCE | |||||||
| PO BOX 569 | DECATUR | TX | 76234 | N/A | PC | General & Unrestricted | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $569,850 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,219 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $404,925 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $468,077 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CLASS ACTION LAWSUIT PROCEEDS | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $30 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $881,251 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $881,251 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CREDIT SUISSE AG TC-CYN | BondNm |
| EOY Book Value | $300,000 | EOYBookValueAmt |
| EOYFMV | $285,600 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (82 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ACCENTURE PLC | $109,756 | $139,600 |
| ADIDAS AG | $44,617 | $45,075 |
| ADOBE SYSTEMS, INC | $87,279 | $117,192 |
| AIA GROUP LTD ADR | $61,671 | $67,371 |
| ALPHABET INC CL A | $197,187 | $208,992 |
| AMADEUS IT HLDS SA | $31,510 | $29,128 |
| AMERICAN TOWER REIT INC | $62,882 | $73,717 |
| AMERIPRISE FINANCIAL INC | $47,252 | $33,816 |
| ASML HOLDING NV NY REG SHS | $28,448 | $26,455 |
| ATLAS COPCO AB A SHS ADR | $54,656 | $33,478 |
| BARCLAYS BANK PLC CYN RTY SPX | $250,000 | $226,750 |
| BARCLAYS BK PLC NT - 0.000% - | $250,000 | $238,500 |
| BARINGS ACTIVE SHORT DURATION | $240,616 | $239,164 |
| BLACKROCK INC | $71,760 | $72,279 |
| BLACKROCK STRAT INC OPP PORTFO | $246,468 | $237,938 |
| BLACKROCK TOTAL RETURN FUND IN | $123,732 | $121,618 |
| BRADDOCK MULTI-STRAT INCOME CL | $119,708 | $118,199 |
| CANADIAN PACIFIC RAILWAY LTD | $49,525 | $56,661 |
| CHR HANSEN HOLDINGS | $29,209 | $42,196 |
| CHUBB LIMITED | $53,521 | $53,739 |
| CITIGROUP GLBL MKTS HLDGS - 0. | $349,999 | $313,600 |
| COLGATE-PALMOLIVE COMPANY | $63,258 | $55,235 |
| COMCAST CORP | $60,194 | $63,367 |
| COMPASS GROUP PLC ADR | $47,629 | $50,139 |
| CORE LABORATORIES | $35,621 | $19,926 |
| CREDIT SUISSE AG LONDON - 0.00 | $300,000 | $278,400 |
| CSL LTD | $50,330 | $67,557 |
| DANAHER CORP | $77,773 | $92,292 |
| DEUTSCHE BANK AG TC-CYN RTY SP | $300,000 | $284,400 |
| DSV UNSP ADR EACH REPR 0.5 ORD | $42,520 | $48,404 |
| ECOLAB INC | $66,445 | $81,927 |
| ESSILOR INTL ADR | $54,595 | $55,139 |
| EXPERIAN GROUP LTD S/ADR | $53,374 | $65,981 |
| FACEBOOK INC | $22,199 | $16,517 |
| FIRST TR ENHANCED SHORT MATURI | $119,077 | $118,742 |
| FIRST TRUST LOW DURATION OPPOR | $119,005 | $119,508 |
| GEBERIT AG ADR | $29,571 | $30,520 |
| GS FIN CORP AUTOCALLNT - 0.000 | $100,000 | $89,300 |
| GS FIN CORP CAL RTY - 06/11/20 | $200,000 | $178,000 |
| GS FIN CORP L/O TC-CYN RTY SPX | $200,000 | $174,800 |
| GUGGENHEIM MACRO OPPORTUNITIES | $316,048 | $306,867 |
| HARTFORD EMERGING MARKETS LOCA | $123,418 | $120,481 |
| HDFC BANK LTD ADR | $41,143 | $54,696 |
| HEXAGON | $64,226 | $49,936 |
| HOME DEPOT INC | $69,341 | $86,254 |
| HONEYWELL INTL | $34,760 | $31,180 |
| HSBC USA INC CALL LKD PFD | $100,000 | $93,200 |
| ICON PLC - AMERICAN DEPOSITARY | $28,843 | $41,606 |
| INDUSTRIA DE DISENO | $17,440 | $13,257 |
| INTERCONTINENTAL EXCHANGE, INC | $39,600 | $54,539 |
| INVESCO VAN KAMPEN HIGH YIELD | $246,389 | $242,230 |
| LOWES COMPANIES INC | $56,044 | $66,592 |
| LVMH MOET HENN UNSP | $40,346 | $50,393 |
| MEDTRONIC PLC | $74,957 | $85,139 |
| METTLER-TOLEDO INTL | $49,265 | $48,074 |
| MICROSOFT CORP | $144,737 | $140,979 |
| MONDELEZ INTERNATIONAL INC | $83,920 | $77,698 |
| MORGAN STANLEY FIN LLC - 05/12 | $250,000 | $227,625 |
| NESTLE S.A | $51,159 | $52,381 |
| O'REILLY AUTOMOTIVE INC | $49,423 | $72,309 |
| OPPENHEIMER SR FLT RATE FD Y | $242,353 | $228,650 |
| PARKER HANNIFIN CP | $9,688 | $8,650 |
| PERFORMANCE TRUST TOTAL RETURN | $196,534 | $193,264 |
| PERNOD-RECARD SA | $46,255 | $46,065 |
| PRUDENTIAL TOTAL RETURN BD FD | $241,116 | $243,196 |
| RED HAT, INC | $78,675 | $124,177 |
| ROCKWELL AUTOMATION INC | $37,361 | $44,241 |
| RYANAIR HOLDINGS PLC-ADR COM | $31,646 | $18,477 |
| SCHLUMBERGER LTD | $14,528 | $9,092 |
| SEMPER MBS TOTAL RETURN FUND I | $97,379 | $95,122 |
| SHOPIFY INC | $44,228 | $49,288 |
| SPDR S&P 500 ETF TRUST | $298,020 | $273,912 |
| STERIS. PLC | $33,575 | $30,773 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $45,548 | $54,221 |
| TENCENT HOLDINGS LIMITED | $53,985 | $55,771 |
| THERMO FISHER SCIENTIFIC INC | $70,221 | $99,363 |
| TJX COMPANIES INC | $50,974 | $60,041 |
| UNITED TECHNOLOGIES CORP | $63,031 | $63,462 |
| UNITEDHEALTH GROUP INC | $133,277 | $142,746 |
| VISA INC | $131,530 | $153,182 |
| WAL-MART DE MEX V SP/ADR | $31,141 | $36,444 |
| WALT DISNEY HOLDINGS CO | $105,855 | $111,733 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALKEON GROWTH OFFSHORE FUND LT | $750,000 | $1,144,759 |
| CREDIT SUISSE DOLLAR SENIOR LO | $731,940 | $744,353 |
| MILLENNIUM INTERNATIONAL HEDGE | $433,456 | $530,753 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $36,092 | $36,092 | |
| Bank Charges | $1,168 | $1,168 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Class Action Lawsuit Proceeds | Desc |
| Revenue And Expenses Per Books | $30 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $30 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $64,886 | Amt |
| Net Investment Income | $64,886 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2018 | $5,500 | |
| 990-PF Excise Tax for 2017 | $1,127 | |
| Foreign Tax Paid | $4,131 | $4,131 |