SMALL BUSINESS INVESTOR ALLIANCE INC: Form 990, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: SMALL BUSINESS INVESTOR ALLIANCE INC (EIN 53-0259837)
Tax period: 2018-01-01 to 2018-12-31
Filed: 2019-11-05
IRS object ID: 201903099349301760
Schema version: 2018v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule C
Schedule D
Schedule J
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-11-05T11:19:34-06:00	ReturnTs
Tax Period End	2018-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	521855942	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	TATE AND TRYON	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	2021 L STREET NW SUITE 400	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20036	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990	ReturnTypeCd
Tax Period Begin	2018-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	530259837	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	SMALL BUSINESS INVESTOR ALLIANCE INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	SMAL	BusinessNameControlTxt
Phone	2026285055	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1100 H STREET NO 1200	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20005	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	BRETT T PALMER	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	2026285055	PhoneNum
Signature	2019-11-05	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	R MICHAEL SORRELLS	PreparerPersonNm
PTIN	P00001737	PTIN
Phone	2022932200	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	216.59.105.130	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-11-05	IPDt
IP Tm	11:19:31	IPTm
IP Timezone	ES	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	DA39A3EE5E6B4B0D3255BFEF95601890AFD80709	AtSubmissionCreationDeviceId
At Submission Filing Device Id	0A779249EE4AB03D4EBCA877230ED83790B34DB8	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2020-03-31 21:24:44Z	BuildTS

Form 990 IRS990

Doing Business As Name DoingBusinessAsName

Field	Value	IRS element (for citing)
Business Name Line1	SBIA	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Principal Officer	BRETT T PALMER	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1100 H STREET NO 1200	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20005	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$3,855,460	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c	Yes (X)	Organization501cInd
Website Address	WWW.SBIA.ORG	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1958	FormationYr
Legal Domicile State	DE	LegalDomicileStateCd
Activity Or Mission	PROMOTE, THROUGH COOPERATIVE EFFORT, FUNDS INVESTING IN DOMESTIC SMALL BUSINESS.	ActivityOrMissionDesc
Voting Members Governing Body	30	VotingMembersGoverningBodyCnt
Voting Members Independent	29	VotingMembersIndependentCnt
Total Employee	13	TotalEmployeeCnt
Total Volunteers	29	TotalVolunteersCnt
Total Gross UBI	$445,000	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$226,794	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$0	PYContributionsGrantsAmt
CY Contributions Grants	$0	CYContributionsGrantsAmt
PY Program Service Revenue	$3,439,417	PYProgramServiceRevenueAmt
CY Program Service Revenue	$3,528,662	CYProgramServiceRevenueAmt
PY Investment Income	$6,278	PYInvestmentIncomeAmt
CY Investment Income	$6,668	CYInvestmentIncomeAmt
PY Other Revenue	$308,676	PYOtherRevenueAmt
CY Other Revenue	$290,823	CYOtherRevenueAmt
PY Total Revenue	$3,754,371	PYTotalRevenueAmt
CY Total Revenue	$3,826,153	CYTotalRevenueAmt
PY Grants And Similar Paid	$0	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$0	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,233,376	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,378,817	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$0	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$0	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$0	CYTotalFundraisingExpenseAmt
PY Other Expenses	$2,490,445	PYOtherExpensesAmt
CY Other Expenses	$2,175,823	CYOtherExpensesAmt
PY Total Expenses	$3,723,821	PYTotalExpensesAmt
CY Total Expenses	$3,554,640	CYTotalExpensesAmt
PY Revenues Less Expenses	$30,550	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	$271,513	CYRevenuesLessExpensesAmt
Total Assets BOY	$1,882,440	TotalAssetsBOYAmt
Total Assets EOY	$2,023,056	TotalAssetsEOYAmt
Total Liabilities BOY	$697,780	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$566,883	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$1,184,660	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$1,456,173	NetAssetsOrFundBalancesEOYAmt
Mission	PROMOTE, THROUGH COOPERATIVE EFFORT, FUNDS INVESTING IN DOMESTIC SMALL BUSINESS.	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Desc	PROVIDED A FORUM FOR SMALL BUSINESS INVESTORS TO COMMUNICATE WITH THEIR GOVERNMENT REGARDING IMPEDIMENTS TO INVESTING AND ECONOMIC GROWTH.	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Desc	PROMOTED EDUCATION AND INFORMATION ON TOPICS RELATED TO SMALL BUSINESS INVESTING.	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Desc	PROVIDED MEETING PLANNING AND PRODUCTION TO FACILITATE NETWORKING AND EDUCATION FOR MEMBERS.	Desc

Field	Value	IRS element (for citing)
Described In Section501c3	0	DescribedInSection501c3Ind
Schedule B Required	0	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Subject To Proxy Tax	Yes (1)	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	0	ConservationEasementsInd
Collections Of Art	0	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Temp Or Permanent Endowments	0	TempOrPermanentEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	0	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	0	SchoolOperatingInd
Foreign Office	0	ForeignOfficeInd
Foreign Activities	0	ForeignActivitiesInd
More Than5000 K To Org	0	MoreThan5000KToOrgInd
More Than5000 K To Individuals	0	MoreThan5000KToIndividualsInd
Professional Fundraising	0	ProfessionalFundraisingInd
Fundraising Activities	0	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	0	GrantsToOrganizationsInd
Grants To Individuals	0	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	0	TaxExemptBondsInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	0	BusinessRlnWithFamMemInd
Business Rln With Officer Ent	0	BusinessRlnWithOfficerEntInd
Deductible Non Cash Contri	0	DeductibleNonCashContriInd
Deductible Art Contribution	0	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	0	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	0	RelatedOrganizationCtrlEntInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
IRP Document	22	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	13	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	0	ForeignFinancialAccountInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	Yes (1)	NondeductibleContributionsInd
Nondeductible Contri Discl	Yes (1)	NondeductibleContriDisclInd
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	0	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	30	GoverningBodyVotingMembersCnt
Independent Voting Member	29	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	0	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	Yes (1)	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	0	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
Upon Request	Yes (X)	UponRequestInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE ASSOCIATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2026285055	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1100 H STREET NW SUITE 1200	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20005	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (36 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	OfficerOfficerInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Highest Compensated EmployeeHighestCompensatedEmployeeInd
CURTIS HARTMAN
CHAIR	2.00	2.00	Yes (X)	Yes (X)	$0	$0	$0
FARAZ ABBASI
CHAIR-ELECT	2.00	2.00	Yes (X)	Yes (X)	$0	$0	$0
MICHAEL PAINTER
VICE CHAIR	2.00	2.00	Yes (X)	Yes (X)	$0	$0	$0
PETER HUFF
TREASURER	2.00	2.00	Yes (X)	Yes (X)	$0	$0	$0
GAYLE HUGHES
SECRETARY	2.00	2.00	Yes (X)	Yes (X)	$0	$0	$0
CAROLYN GALIETTE
IMMEDIATE PAST CHAIR	2.00	0.00	Yes (X)		$0	$0	$0
ALEX ABELL AS OF 1018
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
MARILYN ADLER
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
LES ALEXANDER AS OF 1018
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
RODGER DAVIS
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
CAROLINE DUCAS
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
DOUG ENGLAND
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
BEN GEIS
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
MICHAEL GERBER
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
SEAN GREENE
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
STEVE HEINEN
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
DAVE HELGERSON
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
JUSTIN KAPLAN
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
CARL KOPFINGER
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
STEVE PICKHARDT
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
TIM RAFALOVICH
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
CHRIS SEARS
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
JESSE SERVENTI
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
IAN SIMMONDS
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
TYSON SMITH
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
GUS SPANOS
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
BRAD TRIEBSCH
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
TIM WELLES
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
LIZ GREENWOOD
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
GAVIN BATES
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
JONATHON CARLETTI
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
ANDY SHACKELFORD
BOARD OF GOVERNORS	2.00	0.00	Yes (X)		$0	$0	$0
BRETT PALMER
PRESIDENT	18.75	18.75		Yes (X)	$270,245	$273,249	$45,886
LISA SLAYDON
CHIEF OPERATING OFFICER	37.50	0.00		Yes (X)	$202,172	$0	$11,670
WILLIAM GARDNER
DIRECTOR OF GOVERNMENT RELATIONS	37.50	0.00			$118,016	$0	$18,392	Yes (X)
NETONIS WYBENSINGER
EXECUTIVE DIRECTOR OF GOVERNMENT RELATIONS	37.50	0.00			$263,836	$0	$12,220	Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$854,269	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$273,249	TotReportableCompRltdOrgAmt
Total Other Compensation	$88,168	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	4	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	0	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp

Contractor Name ContractorName

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	HOLLAND & KNIGHT	BusinessNameLine1Txt

Contractor Address ContractorAddress

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	800 17TH STREET NW SUITE 1100	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20006	ZIPCd

Field	Value	IRS element (for citing)
Services	LEGAL AND LOBBYING SERVICES	ServicesDesc
Compensation	$105,000	CompensationAmt

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	1	CntrctRcvdGreaterThan100KCnt

Program Service Revenue ProgramServiceRevenueGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt
MEETINGS AND EVENTS	900099	$1,824,288	$1,679,288	$145,000
MEMBERSHIP DUES	900099	$1,704,374	$1,704,374

Field	Value	IRS element (for citing)
Total Program Service Revenue	$3,528,662	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$6,668	TotalRevenueColumnAmt
Exclusion	$6,668	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$18,000	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$9,411	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	$8,589	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$8,589	TotalRevenueColumnAmt
Exclusion	$8,589	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$2,800	FundraisingGrossIncomeAmt
Fundraising Direct Expenses	$19,896	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$17,096	TotalRevenueColumnAmt
Exclusion	-$17,096	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (2 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Unrelated Business RevenueUnrelatedBusinessRevenueAmt	ExclusionExclusionAmt
SBIC FUNDING CORP MGMT	561000	$300,000	$300,000
MISCELLANAEOUS INCOME	900099	-$670		-$670

Field	Value	IRS element (for citing)
Other Revenue Total	$299,330	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,826,153	TotalRevenueColumnAmt
Related Or Exempt Func Income	$3,383,662	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$445,000	UnrelatedBusinessRevenueAmt
Exclusion	-$2,509	ExclusionAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$496,424	TotalAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$736,245	TotalAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$12,463	TotalAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$65,956	TotalAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$67,729	TotalAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$4,085	TotalAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$82,355	TotalAmt

Fees For Services Lobbying FeesForServicesLobbyingGrp

Field	Value	IRS element (for citing)
Total	$114,250	TotalAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$198,456	TotalAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$27,059	TotalAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$166,378	TotalAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$49,415	TotalAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$133,034	TotalAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$116,299	TotalAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$1,048,368	TotalAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$13,556	TotalAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$12,434	TotalAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt
UBI TAX	$73,185
DUES AND SUBSCRIPTIONS	$109,100
GIFTS AND AWARDS	$12,434
MISCELLANEOUS	$10,573

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	$4,842	TotalAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,554,640	TotalAmt

Cash Non Interest Bearing CashNonInterestBearingGrp

Field	Value	IRS element (for citing)
BOY	$141	BOYAmt
EOY	$141	EOYAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$852,902	BOYAmt
EOY	$1,111,182	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$171,043	BOYAmt
EOY	$84,588	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$263,523	BOYAmt
EOY	$217,373	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$250,696	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$205,403	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$38,407	BOYAmt
EOY	$45,293	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$556,424	BOYAmt
EOY	$562,544	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$0	BOYAmt
EOY	$1,935	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,882,440	BOYAmt
EOY	$2,023,056	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$95,588	BOYAmt
EOY	$131,175	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$560,312	BOYAmt
EOY	$410,812	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$41,880	BOYAmt
EOY	$24,896	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$697,780	BOYAmt
EOY	$566,883	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows SFAS117	Yes (X)	OrganizationFollowsSFAS117Ind

Unrestricted Net Assets UnrestrictedNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$1,184,660	BOYAmt
EOY	$1,456,173	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,184,660	BOYAmt
EOY	$1,456,173	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$1,882,440	BOYAmt
EOY	$2,023,056	EOYAmt

Field	Value	IRS element (for citing)
Reconcilation Revenue Expnss	$271,513	ReconcilationRevenueExpnssAmt
Other Changes In Net Assets	$0	OtherChangesInNetAssetsAmt
Info In Schedule O Part XII	Yes (X)	InfoInScheduleOPartXIIInd
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	0	FederalGrantAuditRequiredInd

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Substantially All Dues Nonded	0	SubstantiallyAllDuesNondedInd
Only In House Lobbying	0	OnlyInHouseLobbyingInd
Agree Carryover Prior Year	Yes (1)	AgreeCarryoverPriorYearInd
Dues Assessments	$1,704,374	DuesAssessmentsAmt
Non Deductible Lbbyng Pltcl CY	$945,733	NonDeductibleLbbyngPltclCYAmt
Non Ded Lbbyng Pltcl Cyov	$370,216	NonDedLbbyngPltclCyovAmt
Non Deductible Lbbyng Pltcl Tot	$1,315,949	NonDeductibleLbbyngPltclTotAmt
Aggregate Reported Dues Ntc	$426,094	AggregateReportedDuesNtcAmt
Carried Over	$889,855	CarriedOverAmt

Schedule D IRS990ScheduleD

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$184,952	OtherCostOrOtherBasisAmt
Depreciation	$152,121	DepreciationAmt
Book Value	$32,831	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$65,744	OtherCostOrOtherBasisAmt
Depreciation	$53,282	DepreciationAmt
Book Value	$12,462	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$45,293	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp

Field	Value	IRS element (for citing)
Desc	MONEY MARKET FUNDS	Desc
Book Value	$562,544	BookValueAmt
Method Valuation	F	MethodValuationCd

Field	Value	IRS element (for citing)
Total Book Value Securities	$562,544	TotalBookValueSecuritiesAmt

Other Liabilities Org OtherLiabilitiesOrgGrp

Field	Value	IRS element (for citing)
Desc	DEFERRED RENT	Desc
Amt	$24,896	Amt

Field	Value	IRS element (for citing)
Total Liability	$24,896	TotalLiabilityAmt
Total Rev Etc Audited Fincl Stmt	$3,855,460	TotalRevEtcAuditedFinclStmtAmt
Revenue Not Reported	$0	RevenueNotReportedAmt
Revenue Subtotal	$3,855,460	RevenueSubtotalAmt
Other Revenues Not Included	-$29,307	OtherRevenuesNotIncludedAmt
Revenue Not Reported Fincl Stmt	-$29,307	RevenueNotReportedFinclStmtAmt
Total Revenue Per Form990	$3,826,153	TotalRevenuePerForm990Amt
Tot Expns Etc Audited Fincl Stmt	$3,583,947	TotExpnsEtcAuditedFinclStmtAmt
Other Expenses Included	$29,307	OtherExpensesIncludedAmt
Expenses Not Reported	$29,307	ExpensesNotReportedAmt
Expenses Subtotal	$3,554,640	ExpensesSubtotalAmt
Expenses Not Rpt Fincl Stmt	$0	ExpensesNotRptFinclStmtAmt
Total Expenses Per Form990	$3,554,640	TotalExpensesPerForm990Amt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART XI, LINE 4B - OTHER ADJUSTMENTS:	SPECIAL EVENT EXPENSES -19,896. RENTAL EXPENSE -9,411.
PART XII, LINE 2D - OTHER ADJUSTMENTS:	SPECIAL EVENT EXPENSES 19,896. RENTAL EXPENSE 9,411.

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
Compensation Committee	Yes (X)	CompensationCommitteeInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	0	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (3 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
BRETT PALMER
PRESIDENT	$203,293	$203,297	$66,952	$69,952	$0	$0	$7,955	$7,115	$3,060	$30,816	$281,260	$311,180	$0	$0
LISA SLAYDON
CHIEF OPERATING OFFICER	$197,172	$0	$5,000	$0	$0	$0	$6,065	$0	$6,928	$0	$215,165	$0	$0	$0
NETONIS WYBENSINGER
EXECUTIVE DIRECTOR OF GOVERNMENT REL	$258,836	$0	$5,000	$0	$0	$0	$7,353	$0	$6,435	$0	$277,624	$0	$0	$0

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (8 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART VI, SECTION A, LINE 1	THERE SHALL BE AN EXECUTIVE COMMITTEE COMPOSED OF THE CHAIR OF THE ALLIANCE AS THE COMMITTEE CHAIR AND THE CHAIR-ELECT, VICE CHAIR, TREASURER, SECRETARY, IMMEDIATE PAST CHAIR AND NOT MORE THAN FOUR GOVERNORS APPOINTED BY THE CHAIR. THE EXECUTIVE COMMITTEE SHALL CONDUCT THE AFFAIRS OF THE ALLIANCE IN ACCORDANCE WITH ITS ARTICLES OF INCORPORATION AND BYLAWS AND THE POLICIES AND INSTRUCTIONS OF THE BOARD OF GOVERNORS. IT SHALL BE RESPONSIBLE FOR ESTABLISHING A BUDGET FOR FINANCING OF THE ALLIANCE, AND FOR THE MANAGEMENT OF THE ALLIANCE BETWEEN MEETINGS OF THE BOARD OF GOVERNORS. THE EXECUTIVE COMMITTEE SHALL SELECT THE PRESIDENT.
FORM 990, PART VI, SECTION A, LINE 6	THE ALLIANCE SHALL HAVE THREE CLASSES OF MEMBERS: VOTING MEMBERS, ASSOCIATE VOTING MEMBERS AND NON-VOTING MEMBERS.
FORM 990, PART VI, SECTION A, LINE 7A	AT THE ANNUAL MEETING, THE MEMBERS SHALL ELECT THE BOARD OF GOVERNORS.
FORM 990, PART VI, SECTION B, LINE 11B	THE ORGANIZATION ASSEMBLES REQUIRED INFORMATION AND REVIEWS THE 990 RETURN ALONGSIDE THE FINANCIAL STATEMENTS IN A SPECIAL MEETING OF THE AUDIT COMMITTEE. THE FULL BOARD OF DIRECTORS RECEIVES A DRAFT COPY OF THE 990 PRIOR TO FILING.
FORM 990, PART VI, SECTION B, LINE 12C	BOARD MEMBERS ARE REQUIRED TO DISCLOSE ANY CONFLICTS OF INTEREST ANNUALLY AT THE BOARD MEETING.
FORM 990, PART VI, SECTION B, LINE 15	THE CEO'S COMPENSATION IS REVIEWED ANNUALLY BY THE COMPENSATION COMMITTEE. THE COMPENSATION COMMITTEE USES INDUSTRY SALARY STUDIES FOR COMPARISON. FOR KEY STAFF, OUTSIDE CONSULTANTS WERE HIRED TO REVIEW TO DO A STUDY ON COMPENSATION FOR ASSOCIATION LEADERSHIP. THE CHAIR AND CHAIR ELECT WORKED WITH THE OUTSIDE CONSULTANT AND THE FULL BOARD REVIEWED THE RESULTS OF THE STUDY.
FORM 990, PART VI, SECTION C, LINE 19	THE ORGANIZATION MAKES ITS GOVERNING DOCUMENTS AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC BY REQUEST ONLY.
FORM 990, PART XII, LINE 2C:	THE AUDIT OVERSIGHT PROCESS HAS REMAINED UNCHANGED FROM THE PRIOR YEAR.

Schedule R IRS990ScheduleR

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	SBIA POLITICAL ACTION COMMITTEE	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1100 H STREET NW 1200	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20005	ZIPCd

Field	Value	IRS element (for citing)
Primary Activities	PROVIDE CONTRIBUTIONS FOR WORTHY CANDIDATES RUNNING FOR FEDERAL OFFICE.	PrimaryActivitiesTxt
Legal Domicile State	DC	LegalDomicileStateCd
Exempt Code Section	527	ExemptCodeSectionTxt
Controlled Organization	0	ControlledOrganizationInd

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp

Related Organization Name RelatedOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	SBIC FUNDING CORPORATION	BusinessNameLine1Txt

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	1100 H STREET NW 1200	AddressLine1Txt
City	WASHINGTON	CityNm
State Abbreviation	DC	StateAbbreviationCd
ZIP	20005	ZIPCd

Field	Value	IRS element (for citing)
EIN	521471376	EIN
Primary Activities	PROVIDE FUNDING FOR SMALL BUSINESS INVESTMENT COMPANIES	PrimaryActivitiesTxt
Legal Domicile State	DC	LegalDomicileStateCd
Direct Controlling NA	N/A	DirectControllingNACd
Entity Type	C	EntityTypeTxt
Controlled Organization	0	ControlledOrganizationInd

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	0	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	0	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	0	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	Yes (1)	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	Yes (1)	SharingOfFacilitiesInd
Paid Employees Sharing	Yes (1)	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	Yes (1)	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	0	TransferToOtherOrgInd
Transfer From Other Org	0	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp

Other Organization Name OtherOrganizationName

Field	Value	IRS element (for citing)
Business Name Line1	SBIC FUNDING CORPORATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Transaction Type	Q	TransactionTypeTxt
Involved	$300,000	InvolvedAmt
Method Of Amount Determination	FMV	MethodOfAmountDeterminationTxt