JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2018

View the entire original 990 at ProPublica ↗

Organization: JAMES AND AUNE NELSON FOUNDATION (EIN 37-1371840)
Tax period: 2018-01-01 to 2018-12-31
Filed: 2019-11-14
IRS object ID: 201933189349102838
Schema version: 2018v3.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Govt Obligations Sch
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Increases Schedule
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2019-11-14T15:11:04-06:00	ReturnTs
Tax Period End	2018-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	371031116	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	CJ SCHLOSSER & COMPANY LLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	233 E CENTER DR	AddressLine1Txt
City	ALTON	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	620025931	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2018-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	371371840	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	JAMES AND AUNE NELSON FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	JAME	BusinessNameControlTxt
Phone	6184630700	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1Txt
City	GODFREY	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	62035	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	STEVE THOMPSON	PersonNm
Person Title	DIRECTOR	PersonTitleTxt
Phone	6184630700	PhoneNum
Signature	2019-11-14	SignatureDt

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DAVID M BARTOSIAK	PreparerPersonNm
PTIN	P00383784	PTIN
Phone	6184657717	PhoneNum
Preparation	2019-11-14	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	68.188.20.170	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2019-11-14	IPDt
IP Tm	15:11:04	IPTm
IP Timezone	CS	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	2C6C99E88A9879913729507356CF50A76C4EF542	AtSubmissionCreationDeviceId
At Submission Filing Device Id	B217B127EEE3195F4EA992ADBE95F516F4081A34	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2018	TaxYr
Build TS	2020-03-31 21:24:44Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$19,153,839	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Interest On Sav Rev And Expnss	$106,185	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$101,430	InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm	$106,185	InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss	$359,768	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$358,794	DividendsNetInvstIncmAmt
Dividends Adj Net Incm	$359,768	DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss	$881,669	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$10,886,861	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$881,669	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$14,689	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$1,132	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	$14,689	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$1,362,311	TotalRevAndExpnssAmt
Total Net Invst Incm	$1,343,025	TotalNetInvstIncmAmt
Total Adj Net Incm	$480,642	TotalAdjNetIncmAmt
Oth Empl Slrs Wgs Rev And Expnss	$3,586	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$3,586	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$274	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$274	PensionEmplBnftDsbrsChrtblAmt
Other Prof Fees Rev And Expnss	$131,358	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$131,358	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Adj Net Incm	$131,358	OtherProfFeesAdjNetIncmAmt
Taxes Rev And Expnss	$23,317	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$11,303	TaxesNetInvstIncmAmt
Taxes Adj Net Incm	$11,303	TaxesAdjNetIncmAmt
Taxes Dsbrs Chrtbl	$10	TaxesDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$1,272	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$1,272	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$4,636	OtherExpensesRevAndExpnssAmt
Other Expenses Adj Net Incm	$903	OtherExpensesAdjNetIncmAmt
Other Expenses Dsbrs Chrtbl	$3,733	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$164,443	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$142,661	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$143,564	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$8,875	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$947,000	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$947,000	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,111,443	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$142,661	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$143,564	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$955,875	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$250,868	ExcessRevenueOverExpensesAmt
Net Investment Income	$1,200,364	NetInvestmentIncomeAmt
Adjusted Net Income	$337,078	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$948,413	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$520,037	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$520,037	SavAndTempCashInvstEOYFMVAmt
Prepaid Expenses BOY	$23,660	PrepaidExpensesBOYAmt
Prepaid Expenses EOY	$11,656	PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV	$11,656	PrepaidExpensesEOYFMVAmt
US Government Obligations BOY	$3,204,464	USGovernmentObligationsBOYAmt
US Government Obligations EOY	$2,968,843	USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV	$2,938,078	USGovtObligationsEOYFMVAmt
Corporate Stock BOY	$10,673,556	CorporateStockBOYAmt
Corporate Stock EOY	$11,228,300	CorporateStockEOYAmt
Corporate Stock EOYFMV	$11,520,949	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$2,531,945	CorporateBondsBOYAmt
Corporate Bonds EOY	$2,514,282	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$2,458,352	CorporateBondsEOYFMVAmt
Other Investments BOY	$1,351,863	OtherInvestmentsBOYAmt
Other Investments EOY	$1,768,612	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$1,704,767	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$18,733,901	TotalAssetsBOYAmt
Total Assets EOY	$19,011,730	TotalAssetsEOYAmt
Total Assets EOYFMV	$19,153,839	TotalAssetsEOYFMVAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow SFAS117	Yes (X)	OrgDoesNotFollowSFAS117Ind
Retained Earning BOY	$18,733,901	RetainedEarningBOYAmt
Retained Earning EOY	$19,011,730	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$18,733,901	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$19,011,730	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$18,733,901	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$19,011,730	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$18,733,901	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$250,868	ExcessRevenueOverExpensesAmt
Other Increases	$26,961	OtherIncreasesAmt
Subtotal	$19,011,730	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$19,011,730	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (771 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
VODAFONE GROUP PLC-24810	P	2016-11-15	2018-12-03	$53,285	$74,717	-$21,432	-$21,432
MICRO FOCUS INTERNATIONAL PLC-210	P	2017-05-19	2018-04-03	$2,935	$7,317	-$4,382	-$4,382
WESTINGHOUSE AIR BRAKE TECHNOLOGIES	P	2018-09-07	2018-12-12	$7,919	$11,006	-$3,087	-$3,087
QUALCOMM INC-135	P	2018-02-27	2018-04-26	$6,759	$8,969	-$2,210	-$2,210
US TREASURY NOTE 2.125% 12/31/2022-5	P	2016-01-19	2018-01-19	$51,301	$53,083	-$1,782	-$1,782
PHILIP MORRIS INTERNATIONAL INC-60	P	2018-02-26	2018-06-11	$4,814	$6,392	-$1,578	-$1,578
GREENE KING PLC-1200	P	2018-02-23	2018-10-24	$7,502	$8,799	-$1,297	-$1,297
WESTINGHOUSE AIR BRAKE TECHNOLOGIES	P	2018-09-07	2018-12-07	$3,447	$4,560	-$1,113	-$1,113
INVESTMENT COMPANY OF AMERICA CL F3-	P	2018-09-14	2018-10-30	$15,100	$15,963	-$863	-$863
US TREASURY NOTE 1.375% 03-31-20-300	P	2016-03-23	2018-09-26	$29,386	$30,097	-$711	-$711
AMERICAN FUNDS INFLATION LINKED BOND	P	2018-01-11	2018-10-30	$53,543	$54,106	-$563	-$563
ROYAL DUTCH SHELL CL B ADR-115	P	2018-01-10	2018-11-02	$7,394	$7,838	-$444	-$444
WAL-MART STORES SR UNSEC 2.65% 12-15	P	2017-10-11	2018-02-26	$14,638	$14,996	-$358	-$358
STARBUCKS CORP SR UNSEC 3.1% 03-01-2	P	2018-02-27	2018-06-25	$12,752	$12,990	-$238	-$238
ASTRAZENECA PLC (GBP)-125	P	2014-09-23	2018-01-12	$8,791	$8,983	-$192	-$192
IBERDROLA SA-424	P	2017-08-09	2018-07-31	$3,276	$3,401	-$125	-$125
VERIZON COMMUNICATIONS SR UNSEC 1.75	P	2016-07-27	2018-06-21	$1,922	$1,991	-$69	-$69
SCOTTISH & SOUTHERN ENERGY-105	P	2017-09-22	2018-06-12	$1,909	$1,961	-$52	-$52
BANK OF AMERICA CORP SR UNSEC 3.875%	P	2015-07-27	2018-05-08	$4,961	$4,991	-$30	-$30
FNCL 3.5 CA0487 LTV 01-01-47-496.99	P	2017-11-16	2018-09-25	$497	$511	-$14	-$14
IBERDROLA SA RTS EXP 07/23/2018-1752	P	2018-07-09	2018-07-18	$389	$397	-$8	-$8
FNCL 5.0 AI8229 MHA 08/01/41-24.57	P	2011-08-12	2018-09-25	$25	$28	-$3	-$3
CARMX 14-3 A3 1.33% 06-17-19-859.8	P	2014-08-06	2018-01-15	$860	$860
SDART 16-2 A3 1.56% 05-15-20-1381.4	P	2016-05-03	2018-01-15	$1,381	$1,381
SCRT 17-4 HT2.25% 06-25-57-50.85	P	2017-12-07	2018-04-25	$51	$51
SCRT 17-4 MT3.5% 06-25-57-37.2	P	2017-12-07	2018-11-25	$37	$37
MICRO FOCUS INTERNATIONAL PLC-27	P	2018-05-09	2018-08-29	$463	$463
DANONE-0.12	P	2017-06-08	2018-08-16	$9	$9
BERKSHIRE HATHAWAY SR UNSEC 2.0% 08-	P	2013-08-08	2018-08-15	$30,000	$29,995	$5	$5
CHARTER COMM CCO SR SEC 1ST LIEN 4.5	P	2018-07-02	2018-09-20	$7,047	$7,012	$35	$35
G2SF 4.5 TBA 08/18 08-20-48-37524	P	2018-07-17	2018-08-14	$39,031	$38,888	$143	$143
US TREASURY NOTE 2.875% 10/31/2023-6	P	2018-10-29	2018-11-30	$63,082	$62,843	$239	$239
KBC GROEP NV-35	P	2017-03-06	2018-10-12	$2,607	$2,220	$387	$387
RYANAIR HOLDINGS PLC SP ADR-90	P	2016-10-27	2018-10-17	$7,230	$6,700	$530	$530
CROWN CASTLE INTERNATIONAL CORP-75	P	2016-10-25	2018-01-11	$7,733	$7,038	$695	$695
VTECH HOLDINGS LTD-520	P	2016-12-06	2018-01-12	$7,238	$6,411	$827	$827
INTERCONTINENTAL EXCHANGE INC-65	P	2017-06-01	2018-01-11	$4,827	$3,918	$909	$909
ASSA ABLOY AB CL B-97	P	2011-10-28	2018-08-09	$1,897	$813	$1,084	$1,084
INTEL CORP-105	P	2017-10-04	2018-03-28	$5,300	$4,117	$1,183	$1,183
DOWDUPONT INC-65	P	2016-10-20	2018-01-11	$4,880	$3,499	$1,381	$1,381
PFIZER INC-195	P	2015-05-20	2018-11-02	$8,327	$6,721	$1,606	$1,606
ASAHI KASEI CORP-900	P	2017-03-15	2018-11-02	$10,508	$8,562	$1,946	$1,946
MARSH & MCLENNAN COS INC-40	P	2011-09-28	2018-01-11	$3,239	$1,076	$2,163	$2,163
NEW PERSPECTIVE FUND CL F3-490.96	P	2017-06-30	2018-08-24	$22,835	$20,311	$2,524	$2,524
XILINX INC-100	P	2015-08-03	2018-04-17	$6,967	$4,183	$2,784	$2,784
ROYAL CARIBBEAN CRUISES-45	P	2013-07-31	2018-05-15	$4,791	$1,707	$3,084	$3,084
ASSA ABLOY AB CL B-327	P	2011-10-28	2018-08-08	$6,416	$2,742	$3,674	$3,674
AMADEUS IT GROUP SA-117	P	2016-02-02	2018-04-17	$8,792	$4,735	$4,057	$4,057
AMADEUS IT GROUP SA-6	P	2016-08-25	2018-03-27	$9,147	$4,552	$4,595	$4,595
RIO TINTO PLC REG-300	P	2016-05-04	2018-11-02	$15,276	$9,708	$5,568	$5,568
AIRBUS GROUP SE-180	P	2017-01-09	2018-01-12	$19,710	$11,678	$8,032	$8,032
CHEVRON CORP-225	P	2016-06-15	2018-01-11	$29,853	$15,100	$14,753	$14,753
SES FDR CL A (PARIS)-2815	P	2016-11-15	2018-02-22	$40,905	$61,460	-$20,555	-$20,555
JAPAN TOBACCO INC-400	P	2015-05-21	2018-07-02	$10,971	$15,348	-$4,377	-$4,377
MICRO FOCUS INTERNATIONAL PLC-200	P	2018-01-30	2018-08-17	$3,149	$6,226	-$3,077	-$3,077
NATIONAL GRID PLC-570	P	2016-03-21	2018-04-19	$6,558	$8,749	-$2,191	-$2,191
HYUNDAI MTR CO SP ADR-100	P	2017-11-27	2018-10-22	$3,150	$4,918	-$1,768	-$1,768
SOCIETE GENERALE-85	P	2018-02-14	2018-11-02	$3,234	$4,808	-$1,574	-$1,574
HYUNDAI MTR CO SP ADR-100	P	2018-06-28	2018-10-24	$3,115	$4,401	-$1,286	-$1,286
US TREASURY I/L FRN0.375% 07-15-27-6	P	2017-11-27	2018-08-23	$65,046	$66,156	-$1,110	-$1,110
VTECH HOLDINGS LTD-300	P	2017-02-01	2018-11-30	$2,834	$3,671	-$837	-$837
US TREASURY NOTE 2.875% 04/30/2025-1	P	2018-05-10	2018-10-03	$132,348	$133,031	-$683	-$683
PRUDENTIAL PLC-100	P	2015-05-21	2018-12-03	$2,040	$2,593	-$553	-$553
CROWN CASTLE INTL CORP CV PFD SER A7	P	2017-11-02	2018-06-11	$8,335	$8,776	-$441	-$441
HSBC HOLDINGS PLC UKP-543	P	2018-02-07	2018-06-19	$5,176	$5,531	-$355	-$355
KBC GROEP NV-49	P	2017-11-17	2018-06-20	$3,770	$4,006	-$236	-$236
G2RF 6.64 AA7554 07-20-64-1793.69	P	2014-08-01	2018-01-20	$1,794	$1,984	-$190	-$190
ABBVIE INC SR UNSEC 3.6% 05-14-25-50	P	2015-05-05	2018-07-10	$4,867	$4,991	-$124	-$124
KBC GROEP NV-10	P	2017-11-17	2018-10-12	$745	$814	-$69	-$69
SDART 15-3 C2.74% 01-15-21-3020.86	P	2016-09-09	2018-08-15	$3,021	$3,072	-$51	-$51
JPMORGAN CHASE SR UNSEC 2.55% 03-01-	P	2016-02-25	2018-01-16	$19,959	$19,985	-$26	-$26
FNA 12-M2 A2 2.717% 02/25/22-1154.36	P	2012-02-15	2018-07-25	$1,154	$1,166	-$12	-$12
G2SF 4.5 TBA 08/18 08-20-48-3237	P	2018-07-17	2018-08-16	$3,368	$3,376	-$8	-$8
FNCL 5.0 AI8229 MHA 08/01/41-24.68	P	2011-08-12	2018-10-25	$25	$28	-$3	-$3
CARMX 14-3 A3 1.33% 06-17-19-25000	P	2014-08-06	2018-02-14	$770	$770
SDART 16-2 A3 1.56% 05-15-20-1372.32	P	2016-05-03	2018-02-15	$1,372	$1,372
SCRT 17-4 MT3.5% 06-25-57-26.88	P	2017-12-07	2018-04-25	$27	$27
SCRT 17-4 HT2.25% 06-25-57-34.09	P	2017-12-07	2018-12-25	$34	$34
FGLMC 3.5 TBA 06-1806-01-48-50000	P	2018-06-11	2018-06-11	$49,445	$49,445
INTESA SANPAOLO SPA-0.2	P	2017-09-29	2018-08-07
SPECTRA ENERGY PARTNERS SR UNSEC 2.9	P	2013-09-16	2018-09-25	$5,000	$4,991	$9	$9
AT&T INC SR GLBL FL NT 0.0% 06/12/20	P	2018-08-16	2018-09-25	$11,040	$11,000	$40	$40
G2SF 4.5 TBA 07/1807-20-48-53049	P	2018-07-16	2018-07-17	$55,221	$55,072	$149	$149
QUALCOMM INC-96	P	2017-06-09	2018-06-11	$5,769	$5,526	$243	$243
SYDNEY AIRPORT STAPLES SECURITY-478	P	2016-12-21	2018-01-08	$2,658	$2,264	$394	$394
RIO TINTO PLC REG-75	P	2015-02-27	2018-01-12	$4,235	$3,702	$533	$533
LILLY ELI & CO-110	P	2015-05-20	2018-02-26	$8,804	$8,102	$702	$702
NTT DOCOMO-155	P	2015-07-28	2018-03-28	$3,909	$3,076	$833	$833
ROCHE HOLDING AG GENUSSCHEIN-172	P	2016-05-18	2018-11-02	$41,611	$40,692	$919	$919
HUMANA INC-10	P	2017-03-09	2018-08-15	$3,263	$2,176	$1,087	$1,087
SYDNEY AIRPORT STAPLES SECURITY-1521	P	2016-11-02	2018-01-05	$8,467	$7,283	$1,184	$1,184
HEXCEL CORP-60	P	2013-10-22	2018-01-11	$3,816	$2,432	$1,384	$1,384
ASTRAZENECA PLC ADR-435	P	2015-09-18	2018-11-02	$16,541	$14,933	$1,608	$1,608
AIRBUS GROUP SE-30	P	2016-10-21	2018-07-31	$3,733	$1,771	$1,962	$1,962
US TREASURY NOTE 2.875% 11-30-25-130	P	2018-11-30	2018-12-28	$131,836	$129,655	$2,181	$2,181
ACTIVISION BLIZZARD INC-65	P	2016-02-11	2018-01-11	$4,500	$1,953	$2,547	$2,547
HEXCEL CORP-125	P	2013-10-22	2018-01-04	$7,880	$5,091	$2,789	$2,789
ASSA ABLOY AS CL V-235	P	2011-10-28	2018-01-12	$5,066	$1,970	$3,096	$3,096
CARLSBERG A/S B-95	P	2016-02-01	2018-01-12	$11,763	$8,065	$3,698	$3,698
SOFTBANK GROUP CORP-250	P	2016-10-17	2018-11-28	$20,283	$16,221	$4,062	$4,062
EXPRESS SCRIPTS HOLDING CO-95	P	2011-11-29	2018-12-21	$8,726	$4,094	$4,632	$4,632
JACK HENRY & ASSOC INC-60	P	2011-06-17	2018-01-11	$7,320	$1,741	$5,579	$5,579
CME GROUP INC-160	P	2016-10-28	2018-01-11	$24,459	$16,022	$8,437	$8,437
NEW ECONOMY FUND CL F3-1941.92	P	2017-03-08	2018-05-25	$95,659	$75,985	$19,674	$19,674
NATIONAL GRID PLC-3095	P	2016-03-21	2018-04-20	$35,208	$47,461	-$12,253	-$12,253
INMARSAT PLC-1600	P	2018-06-26	2018-11-22	$8,481	$12,797	-$4,316	-$4,316
GREENE KING PLC-2200	P	2018-01-10	2018-10-19	$14,181	$17,234	-$3,053	-$3,053
IMPERIAL BRANDS PLC-200	P	2015-01-21	2018-03-16	$6,927	$9,089	-$2,162	-$2,162
TENCENT HOLDINGS LTD COM-100	P	2018-03-23	2018-10-18	$3,560	$5,321	-$1,761	-$1,761
GREENE KING PLC-2140	P	2017-12-12	2018-10-26	$13,372	$14,878	-$1,506	-$1,506
US TREASURY NOTE 2.125% 11-30-23-450	P	2016-11-30	2018-02-20	$43,511	$44,793	-$1,282	-$1,282
TATE & LYLE PLC-1890	P	2015-05-21	2018-11-02	$16,415	$17,486	-$1,071	-$1,071
RECKITT BENCKISER GROUP PLC-76	P	2017-03-01	2018-06-12	$6,088	$6,909	-$821	-$821
GILEAD SCIENCES INC-115	P	2017-09-11	2018-01-11	$9,108	$9,787	-$679	-$679
GREENE KING PLC-400	P	2018-01-10	2018-10-22	$2,547	$3,094	-$547	-$547
VODAFONE GROUP PLC-1935	P	2014-06-27	2018-01-12	$6,052	$6,491	-$439	-$439
NEW WORLD FUND CL F3-130.32	P	2018-01-17	2018-05-25	$8,772	$9,117	-$345	-$345
UBS GROUP AG-180	P	2014-03-31	2018-01-12	$3,485	$3,718	-$233	-$233
AMERICAN FUNDS INFLATION LINKED BOND	P	2018-01-11	2018-05-25	$35,891	$36,078	-$187	-$187
ENBRIDGE INC C-15	P	2017-12-01	2018-04-30	$453	$574	-$121	-$121
SDART 15-3 C2.74% 01-15-21-4048.62	P	2016-09-09	2018-04-15	$4,049	$4,117	-$68	-$68
SDART 15-3 C2.74% 01-15-21-3025.27	P	2016-09-09	2018-10-15	$3,025	$3,076	-$51	-$51
SDART 15-3 C2.74% 01-15-21-1487.45	P	2016-09-09	2018-03-15	$1,487	$1,513	-$26	-$26
VIACOM INC SR UNSEC 3.875% 04-01-24-	P	2014-11-21	2018-02-26	$14,983	$14,995	-$12	-$12
FNA 12-M2 A2 2.717% 02/25/22-415.43	P	2012-02-15	2018-09-25	$415	$420	-$5	-$5
FNCL 5.0 AI8229 MHA 08/01/41-24.79	P	2011-08-12	2018-11-25	$25	$28	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-01-15	$1,264	$1,264
SDART 16-2 A3 1.56% 05-15-20-1286.4	P	2016-05-03	2018-03-15	$1,286	$1,286
SCRT 17-4 HT2.25% 06-25-57-47.3	P	2017-12-07	2018-05-25	$47	$47
SCRT 17-4 MT3.5% 06-25-57-31	P	2017-12-07	2018-12-25	$31	$31
G2SF 4.5 TBA 06-01-48-85000	P	2018-06-14	2018-06-14	$88,307	$88,307
OCBC BANK ORD-0.46	P	2018-10-08	2018-10-29	$3	$3
DOMINION GAS HLDGS LLC SR UNSEC 2.8%	P	2015-11-12	2018-03-01	$3,996	$3,987	$9	$9
WEKKOIUBT UBC SR YBSEC 2.3% 07-15-18	P	2013-07-30	2018-07-15	$10,000	$9,958	$42	$42
G2SF 4.5 TBA 07/1807-20-48-31951	P	2018-05-02	2018-06-07	$33,150	$32,999	$151	$151
CONOCOPHILLIPS SR UNSEC 4.2% 3-15-21	P	2016-03-03	2018-01-22	$5,243	$4,998	$245	$245
CERNER CORP-10	P	2011-06-17	2018-01-30	$694	$295	$399	$399
US TREASURY NOTE 2.875% 09-30-23-100	P	2018-10-19	2018-10-29	$99,750	$99,199	$551	$551
NESTLE SA REG-105	P	2016-07-07	2018-01-12	$8,908	$8,201	$707	$707
SYDNEY AIRPORT STAPLES SECURITY-599	P	2015-06-11	2018-01-10	$3,280	$2,435	$845	$845
OCCIDENTAL PETROLEUM CORP-90	P	2017-09-28	2018-01-11	$6,825	$5,891	$934	$934
OCCIDENTAL PETROLEUM CORP-100	P	2017-09-26	2018-01-18	$7,565	$6,464	$1,101	$1,101
HILTON WORLDWIDE HOLDINGS INC-195	P	2018-01-10	2018-01-11	$16,160	$14,959	$1,201	$1,201
ROCHE HOLDING AG GENUSSCHEIN-25	P	2011-06-17	2018-06-21	$5,501	$4,110	$1,391	$1,391
YUM CHINA HOLDINGS INC-100	P	2015-10-19	2018-07-11	$3,642	$2,033	$1,609	$1,609
EXXON MOBIL CORP-110	P	2015-08-25	2018-01-30	$9,565	$7,600	$1,965	$1,965
COMCAST CORP CL A (NEW)-190	P	2016-10-31	2018-01-11	$8,079	$5,875	$2,204	$2,204
AON PLC-30	P	2011-06-17	2018-01-11	$4,060	$1,494	$2,566	$2,566
LONGFOR PROPERTIES CO LTD-1690	P	2016-04-13	2018-06-12	$5,287	$2,483	$2,804	$2,804
LVMH MOET HENNESSY VUITTON SE-25	P	2016-05-17	2018-01-12	$7,269	$4,117	$3,152	$3,152
QUALCOMM INC-320	P	2017-04-11	2018-08-15	$20,967	$17,239	$3,728	$3,728
AMADEUS IT GROUP SA-125	P	2016-04-07	2018-01-12	$9,477	$5,406	$4,071	$4,071
LAS VEGAS SANDS CORP-179	P	2015-05-21	2018-06-11	$14,111	$9,478	$4,633	$4,633
TEXAS INSTRUMENTS INC-75	P	2013-07-11	2018-06-11	$8,644	$2,784	$5,860	$5,860
ALPHABET INC CL A-10	P	2011-06-17	2018-01-11	$11,088	$2,492	$8,596	$8,596
LONGFOR PROPERTIES CO LTD-11000	P	2016-04-13	2018-02-02	$36,193	$16,211	$19,982	$19,982
ENBRIDGE INC C-590	P	2016-11-02	2018-04-27	$17,455	$28,472	-$11,017	-$11,017
SCHLUMBERGER LTD-278	P	2018-11-02	2018-12-04	$12,603	$16,610	-$4,007	-$4,007
PG&E CORP-500	P	2018-01-10	2018-07-24	$20,409	$23,459	-$3,050	-$3,050
PRUDENTIAL PLC-300	P	2015-02-27	2018-12-06	$5,475	$7,617	-$2,142	-$2,142
AGIOS PHARMACEUTICALS INC-95	P	2018-01-16	2018-12-10	$4,980	$6,714	-$1,734	-$1,734
VTECH HOLDINGS LTD-400	P	2017-02-01	2018-12-24	$3,339	$4,844	-$1,505	-$1,505
FNCI 3.0 TBA 02/1802-01-33-90000	P	2017-12-18	2018-02-06	$90,306	$91,579	-$1,273	-$1,273
PRUDENTIAL PLC-165	P	2015-02-27	2018-12-07	$3,031	$4,086	-$1,055	-$1,055
ASAHI KASEI CORP-600	P	2018-02-27	2018-11-02	$7,005	$7,811	-$806	-$806
TEVA PHARMACEUTICAL SR UNSEC 2.2% 07	P	2016-07-19	2018-07-30	$9,338	$10,011	-$673	-$673
NEWELL BRANDS INC-100	P	2018-01-31	2018-08-08	$2,087	$2,614	-$527	-$527
PEPSICO INC SR UNSEC 2.0% 04-15-21-1	P	2017-10-05	2018-11-08	$14,559	$14,997	-$438	-$438
G2SF 4.5 TBA 06-01-48-85000	P	2018-04-18	2018-05-02	$87,929	$88,274	-$345	-$345
BNP PARIBAS-65	P	2016-11-02	2018-11-02	$3,476	$3,708	-$232	-$232
JOHNSON & JOHNSON SR UNSEC 2.25% 03-	P	2017-02-28	2018-03-12	$9,800	$9,973	-$173	-$173
MICROSOFT CORP SR UNSEC 2.875% 02-06	P	2017-01-30	2018-03-05	$9,815	$9,927	-$112	-$112
ROCHE HOLDING AG GENUSSCHEIN-35	P	2016-06-21	2018-01-12	$8,851	$8,911	-$60	-$60
FNCL 5.0 AI8229 MHA 08/01/41-676.77	P	2018-02-14	2018-03-25	$677	$728	-$51	-$51
INVESTMENT COMPANY OF AMERICA CL F3-	P	2018-03-16	2018-05-25	$3,171	$3,197	-$26	-$26
SEATTLE GENETICS INC-50	P	2017-03-09	2018-06-11	$3,347	$3,358	-$11	-$11
FNCL 3.5 CA0487 LTV 10-01-47-184.62	P	2017-11-16	2018-01-25	$185	$190	-$5	-$5
FNCL 5.0 AI8229 MHA 08/01/41-25.18	P	2011-08-12	2018-12-25	$25	$28	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-02-15	$1,285	$1,285
SDART 16-2 A3 1.56% 05-15-20-1433.83	P	2016-05-03	2018-04-15	$1,434	$1,434
SCRT 17-4 MT3.5% 06-25-57-46.25	P	2017-12-07	2018-05-25	$46	$46
TEVA PHARMACEUTICAL SR UNSEC 2.2% 07	P	2018-01-10	2018-07-30	$4,669	$4,669
FGLMC 3.5 TBA07-01-48-50000	P	2018-07-10	2018-07-10	$49,727	$49,727
ABBOTT LABORATORIES SR UNSEC 2.35% 1	P	2016-11-17	2018-09-28	$2,000	$1,998	$2	$2
BANK OF AMERICA CORP SR UNSEC VAR 03	P	2018-05-08	2018-07-18	$9,803	$9,794	$9	$9
FNCI 3.0 TBA 04/1804-01-33-90000	P	2018-02-22	2018-03-20	$89,522	$89,480	$42	$42
FNCI 3.0 TBA 05/1805-01-33-90000	P	2018-03-20	2018-04-17	$89,592	$89,423	$169	$169
ERICSSON (LM) B-725	P	2017-11-27	2018-01-12	$4,963	$4,700	$263	$263
AMERICAN FUNDS INFLATION LINKED BOND	P	2015-05-12	2018-08-24	$21,774	$21,350	$424	$424
SYDNEY AIRPORT STAPLES SECURITY-667	P	2016-11-02	2018-01-04	$3,748	$3,194	$554	$554
BRITISH AMERICAN TOBACCO PLC-75	P	2015-08-13	2018-01-12	$5,144	$4,430	$714	$714
CSX CORP-200	P	2017-12-13	2018-01-11	$11,708	$10,857	$851	$851
DEERE & CO-30	P	2017-10-24	2018-12-03	$4,867	$3,931	$936	$936
LLOYDS TSB GROUP PLC-7046	P	2016-11-02	2018-06-12	$5,970	$4,846	$1,124	$1,124
ASML HOLDING NV-15	P	2016-10-18	2018-09-14	$2,757	$1,531	$1,226	$1,226
NUTRIEN LTD COM-170	P	2017-07-21	2018-01-11	$9,035	$7,626	$1,409	$1,409
DIAGEO PLC-170	P	2016-06-29	2018-01-12	$6,187	$4,533	$1,654	$1,654
CHEVRON CORP-41	P	2015-09-21	2018-06-11	$5,220	$3,202	$2,018	$2,018
L'OREAL-35	P	2014-09-26	2018-01-12	$7,815	$5,520	$2,295	$2,295
YUM CHINA HOLDINDS INC-120	P	2016-03-11	2018-01-11	$5,219	$2,642	$2,577	$2,577
NUCOR CORP-220	P	2015-02-26	2018-11-02	$13,247	$10,381	$2,866	$2,866
MICROSOFT CORP-90	P	2016-11-01	2018-02-26	$8,576	$5,370	$3,206	$3,206
EATON CORP PLC-95	P	2012-12-03	2018-07-26	$7,602	$3,809	$3,793	$3,793
PERNOD RICARD SA-85	P	2016-11-01	2018-01-12	$13,574	$9,459	$4,115	$4,115
MURATA MANUFACTURING CO LTD-44	P	2011-06-17	2018-07-31	$7,691	$2,890	$4,801	$4,801
TAG IMMOBILIEN AG-723	P	2015-05-21	2018-06-12	$15,640	$9,733	$5,907	$5,907
NOVO NORDISK A/S CL B-285	P	2011-06-17	2018-01-12	$15,616	$6,763	$8,853	$8,853
SMC CORP-75	P	2012-01-13	2018-01-12	$33,753	$11,943	$21,810	$21,810
SHORT-TERM BOND FUND OF AMERICAN CL	P	2011-06-16	2018-01-11	$491,680	$502,120	-$10,440	-$10,440
ENBRIDGE INC C-340	P	2016-04-05	2018-05-01	$10,422	$14,342	-$3,920	-$3,920
INTESA SANPAOLO SPA-3359	P	2017-09-29	2018-11-02	$7,710	$10,734	-$3,024	-$3,024
UBS GROUP AG-395	P	2014-03-31	2018-06-21	$6,033	$8,149	-$2,116	-$2,116
ENBRIDGE INC C-520	P	2016-04-18	2018-01-11	$20,521	$22,242	-$1,721	-$1,721
BLUEBIRD BIO INC COM-20	P	2018-02-05	2018-10-18	$2,446	$3,924	-$1,478	-$1,478
FNCI 3.0 TBA 02/1802-01-33-90000	P	2017-12-18	2018-02-12	$90,056	$91,329	-$1,273	-$1,273
SVENSKA HANDELSBANKEN AB CL A SHS-40	P	2014-04-01	2018-01-12	$5,753	$6,741	-$988	-$988
NASPERS LTD SPON ADR-1478.47	P	2018-01-17	2018-03-27	$69,000	$69,798	-$798	-$798
HYUNDAI MTR CO SP ADR-70	P	2018-07-02	2018-11-07	$2,170	$2,834	-$664	-$664
PHILIP MORRIS INTL INC SR UNSEC 2.12	P	2016-04-28	2018-05-25	$9,376	$9,900	-$524	-$524
VTECH HOLDINGS LTD-800	P	2015-05-21	2018-02-27	$10,925	$11,352	-$427	-$427
INCYTE CORP-10	P	2017-11-27	2018-10-17	$651	$981	-$330	-$330
AES CORP COM-290	P	2016-12-18	2018-01-11	$3,160	$3,389	-$229	-$229
RYANAIR HOLDINGS PLC SP ADR-80	P	2017-11-14	2018-01-11	$8,979	$9,151	-$172	-$172
MICRO FOCUS INTERNATIONAL PLC-188	P	2018-05-09	2018-08-24	$3,120	$3,230	-$110	-$110
SDART 15-3 C2.74% 01-15-21-3506.91	P	2016-09-09	2018-05-15	$3,507	$3,566	-$59	-$59
SHORT-TERM BOND FUND OF AMERICA CL F	P	2017-12-29	2018-01-11	$8,320	$8,370	-$50	-$50
G2RF 6.64 AA7554 07-20-64-228.62	P	2014-08-01	2018-11-20	$229	$253	-$24	-$24
FNCL 3.5 CA0487 LTV 10-01-47-372.2	P	2017-11-16	2018-04-25	$372	$383	-$11	-$11
FNA 12-M2 A2 2.717% 02/25/22-368.41	P	2012-02-15	2018-05-25	$368	$373	-$5	-$5
FNA 12-M2 A2 2.717% 02/25/22-300.59	P	2012-02-15	2018-10-25	$301	$304	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-03-15	$1,185	$1,185
SDART 16-2 A3 1.56% 05-15-20-10000	P	2016-05-03	2018-05-14	$528	$528
SCRT 17-4 HT 2.25% 06-25-57-50.19	P	2017-12-07	2018-06-25	$50	$50
FNCL 5.0 AI8229 MHA 08/01/41-4.85	P	2018-02-14	2018-04-25	$5	$5
G2SF 4.5 TBA 07/1807-20-48-53049	P	2018-07-17	2018-07-17	$55,237	$55,237
FHLMC PC GOLD POOL GO-8792 3.5% 12/	P	2018-08-08	2018-10-15	$262	$260	$2	$2
IBERDROLA SA RTS EXP 01/25/2018-1752	P	2018-01-11	2018-01-18	$308	$297	$11	$11
GM FINANCIAL SR UNSEC 3.1% 01-15-19-	P	2015-10-07	2018-06-14	$30,033	$29,986	$47	$47
US TREASURY NOTE 2.875% 09-30-23-306	P	2018-10-19	2018-10-29	$30,524	$30,355	$169	$169
QUALCOMM INC-45	P	2017-04-11	2018-06-11	$2,700	$2,430	$270	$270
BCA MARKETPLACE PLC-1000	P	2015-10-12	2018-06-12	$3,107	$2,673	$434	$434
US TREASURY NOTE 3.00% 10/31/2025-84	P	2018-10-29	2018-11-30	$84,464	$83,895	$569	$569
TORONTO DOMINION BANK-75	P	2017-04-20	2018-01-11	$4,414	$3,678	$736	$736
ASTRAZENECA PLC (GBP)-53	P	2017-03-14	2018-07-31	$4,016	$3,157	$859	$859
OCCIDENTAL PETROLEUM CORP-85	P	2017-09-26	2018-01-19	$6,410	$5,462	$948	$948
SAP SE-50	P	2016-08-01	2018-01-12	$5,522	$4,381	$1,141	$1,141
L'OREAL-13	P	2014-09-26	2018-06-12	$3,182	$1,939	$1,243	$1,243
AMADEUS IT GROUP SA-44	P	2016-02-01	2018-03-23	$3,222	$1,796	$1,426	$1,426
DNB ASA-445	P	2015-03-30	2018-01-12	$8,820	$7,159	$1,661	$1,661
TAIWAN SEMICONDUCTOR SPONS ADR-595	P	2017-07-27	2018-11-02	$23,035	$21,003	$2,032	$2,032
ESSILOR INTL-40	P	2011-06-17	2018-01-12	$5,396	$3,099	$2,297	$2,297
XILINX INC-100	P	2015-08-03	2018-04-10	$6,811	$4,183	$2,628	$2,628
ROYAL DUTCH SHELL CL B ADR-123	P	2016-03-17	2018-06-11	$9,108	$6,230	$2,878	$2,878
MICROSOFT CORP-77	P	2016-11-01	2018-06-11	$7,805	$4,595	$3,210	$3,210
EOG RESOURCES INC-125	P	2015-11-06	2018-01-11	$14,425	$10,623	$3,802	$3,802
MOODYS CORP-80	P	2015-03-27	2018-01-11	$12,418	$8,190	$4,228	$4,228
CERNER CORP-115	P	2011-06-17	2018-01-11	$8,372	$3,388	$4,984	$4,984
QUALCOMM INC-607	P	2017-06-09	2018-08-31	$40,973	$34,828	$6,145	$6,145
HSBC HOLDINGS PLC UKP-3179	P	2016-03-21	2018-06-19	$30,304	$20,716	$9,588	$9,588
CME GROUP INC-361	P	2016-11-01	2018-06-11	$61,467	$35,210	$26,257	$26,257
ENBRIDGE INC C-900	P	2016-11-02	2018-04-30	$27,158	$37,152	-$9,994	-$9,994
PACIFICORP 5.65% 07/15/18-25000	P	2011-06-29	2018-07-15	$25,000	$28,785	-$3,785	-$3,785
GILEAD SCIENCES INC-220	P	2017-09-05	2018-11-02	$15,332	$18,290	-$2,958	-$2,958
STATE STREET CORP-100	P	2018-03-21	2018-10-18	$8,115	$10,227	-$2,112	-$2,112
BRITISH AMERICAN TOBACCO PLC-140	P	2018-02-27	2018-06-12	$7,018	$8,716	-$1,698	-$1,698
RYANAIR HOLDINGS PLC SP ADR-50	P	2017-11-14	2018-10-16	$4,036	$5,493	-$1,457	-$1,457
RYANAIR HOLDINGS PLC SP ADR-50	P	2017-08-04	2018-10-16	$4,036	$5,285	-$1,249	-$1,249
FGLMC 3.5 TBA 02/1802-01-48-50000	P	2017-12-20	2018-02-08	$50,047	$51,031	-$984	-$984
SHIN ETSU CHEM CO LTD-80	P	2018-01-18	2018-03-28	$8,164	$8,960	-$796	-$796
DELTA ELECTRONICS INC-95	P	2017-03-17	2018-11-02	$1,966	$2,611	-$645	-$645
US TREASURY NOTE 1.25% 03-31-21-1500	P	2016-04-22	2018-10-03	$14,420	$14,931	-$511	-$511
BANK OF NEW YORK MELLON CORP-55	P	2017-08-11	2018-10-26	$2,507	$2,932	-$425	-$425
NEWELL BRANDS INC-75	P	2018-01-30	2018-08-09	$1,586	$1,914	-$328	-$328
KBC GROEP NV-54	P	2017-11-15	2018-06-14	$4,207	$4,434	-$227	-$227
NEW PERSPECTIVE FUND CL F3-885.33	P	2018-01-17	2018-05-25	$40,141	$40,309	-$168	-$168
US TREASURY NOTE 1.625% 06-30-19-180	P	2014-09-23	2018-10-30	$178,903	$179,005	-$102	-$102
SDART 15-3 C2.74% 01-15-21-3521.82	P	2016-09-09	2018-06-15	$3,522	$3,581	-$59	-$59
SDART 15-3 C2.74% 01-15-21-2856.45	P	2016-09-09	2018-12-15	$2,856	$2,905	-$49	-$49
LOCKHEED MARTIN CORP SR UNSEC 3.55%	P	2015-11-16	2018-06-05	$4,938	$4,961	-$23	-$23
FNCL 3.5 CA0487 LTV 10-01-47-396.3	P	2017-11-16	2018-05-25	$396	$407	-$11	-$11
FNCL 3.5 CA0487 LTV10-01-47-139.42	P	2017-11-16	2018-03-25	$139	$144	-$5	-$5
FNCI 3.0 TBA 06/15 06-01-30-90000	P	2018-05-09	2018-05-09	$88,977	$88,980	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-04-15	$1,357	$1,357
GODADDY INC CL A-35	P	2016-10-21	2018-03-28	$3,109	$3,109
SCRT 17-4 MT3.5% 06-25-57-48.8	P	2017-12-07	2018-06-25	$49	$49
FNCL 5.0 AI8229 MHA 08/01/41-4.87	P	2018-02-14	2018-05-25	$5	$5
DRIVE 2018-3-A2A 2.75% 10/15/2020-27	P	2018-07-17	2018-11-15	$2,735	$2,735
FHLMC PC GOLD POOL GO-8792 3.5% 12/	P	2018-08-08	2018-12-15	$299	$297	$2	$2
NEWELL BRANDS INC-25	P	2012-11-12	2010-08-09	$529	$512	$17	$17
NEWELL BRANDS INC-345	P	2012-11-12	2018-08-14	$7,105	$7,056	$49	$49
ENERGY TRANSFER LP 4.95% 06-15-2028-	P	2018-06-05	2018-10-02	$7,157	$6,987	$170	$170
ENEL SPA-825	P	2017-11-24	2018-01-12	$5,247	$4,973	$274	$274
AMADEUS IT GROUP SA-15	P	2016-02-01	2018-03-05	$1,060	$614	$446	$446
AMADEUS IT GROUP SA-18	P	2016-02-01	2018-03-27	$1,330	$734	$596	$596
IRON MOUNTAIN INCORPORATED-173	P	2012-01-18	2018-06-11	$5,987	$5,234	$753	$753
LINK REIT-500	P	2016-11-02	2018-01-31	$4,406	$3,543	$863	$863
HUMANA INC-20	P	2017-03-09	2018-01-11	$5,321	$4,352	$969	$969
INVESTMENT COMPANY OF AMERICA CL F3-	P	2017-03-17	2018-05-25	$16,527	$15,381	$1,146	$1,146
ROCHE HOLDING AG GENUSSCHEIN-16	P	2011-06-17	2018-02-02	$3,875	$2,631	$1,244	$1,244
CONOCO PHILLIPS-140	P	2017-01-03	2018-01-11	$8,315	$6,881	$1,434	$1,434
ANALOG DEVICES INC-45	P	2016-04-22	2018-01-23	$4,330	$2,628	$1,702	$1,702
ABN AMRO GROUP NV CVA GDR-854	P	2017-01-18	2018-11-02	$21,608	$19,557	$2,051	$2,051
FANUC CO-50	P	2011-11-15	2018-05-11	$10,697	$8,364	$2,333	$2,333
XILINX INC-100	P	2015-08-03	2018-04-11	$6,821	$4,183	$2,638	$2,638
LINK REIT-1266	P	2016-11-02	2018-06-12	$11,860	$8,971	$2,889	$2,889
DOWDUPONT INC-115	P	2012-01-04	2018-11-02	$6,655	$3,432	$3,223	$3,223
VERISIGN INC-60	P	2014-04-24	2018-01-12	$6,769	$2,963	$3,806	$3,806
MONSANTO CO NEW COM-80	P	2011-06-17	2018-01-19	$9,615	$5,315	$4,300	$4,300
KBC GROUP NV-180	P	2016-12-19	2018-01-12	$16,427	$11,413	$5,014	$5,014
VISA INC CL A-165	P	2016-10-17	2018-01-11	$19,734	$13,574	$6,160	$6,160
KEYENCE CORP-20	P	2012-01-11	2018-02-02	$12,488	$2,212	$10,276	$10,276
CME GROUP INC-325	P	2016-03-22	2018-11-02	$59,896	$30,659	$29,237	$29,237
FREENET AG-785	P	2015-09-18	2018-10-18	$18,122	$27,904	-$9,782	-$9,782
ENBRIDGE INC C-400	P	2017-12-05	2018-04-27	$11,834	$15,318	-$3,484	-$3,484
STATE STREET CORP-100	P	2018-03-21	2018-10-18	$8,030	$10,949	-$2,919	-$2,919
BLUEBIRD BIO INC COM-40	P	2018-02-05	2018-10-01	$5,770	$7,847	-$2,077	-$2,077
INVESCO LTD-255	P	2016-03-03	2018-11-02	$5,523	$7,209	-$1,686	-$1,686
DELTA ELECTRONICS INC-500	P	2017-11-02	2018-11-02	$10,345	$11,772	-$1,427	-$1,427
NATIONAL GRID PLC-1100	P	2017-09-01	2018-04-19	$12,688	$13,936	-$1,248	-$1,248
GNMA2 30YR TBA(REG C) 4.5 TBA 11-01-	P	2018-08-22	2018-11-07	$87,118	$88,073	-$955	-$955
INVESCO LTD-100	P	2016-03-02	2018-11-13	$2,000	$2,784	-$784	-$784
BANK OF NEW YORK MELLON CORP-100	P	2018-07-11	2018-10-26	$4,577	$5,219	-$642	-$642
BRITISH AMERICAN TOBACCO PLC-60	P	2018-05-25	2018-10-18	$2,579	$3,063	-$484	-$484
VODAFONE GROUP PLC-370	P	2014-06-27	2018-08-17	$827	$1,241	-$414	-$414
ENEL SPA-824	P	2017-07-13	2018-10-18	$4,123	$4,451	-$328	-$328
KBC GROEP NV-43	P	2018-01-10	2018-06-11	$3,399	$3,626	-$227	-$227
VIRGINIA ELEC & PWR SR UNSEC 3.5% 03	P	2017-03-13	2018-03-20	$14,820	$14,986	-$166	-$166
INTEL CORP-50.87	P	2018-03-16	2018-03-27	$2,000	$2,101	-$101	-$101
FGLMC 3.5 TBA 02/1802-01-48-50000	P	2018-02-08	2018-02-21	$49,902	$49,961	-$59	-$59
G2RF 6.64 AA7554 07-20-64-431.56	P	2014-08-01	2018-10-20	$432	$477	-$45	-$45
GNMAII JUMBO TBA 30YR TBA 4.5% 08/01	P	2018-07-17	2018-07-26	$19,474	$19,496	-$22	-$22
INVESTMENT COMPANY OF AMERICA CL F3-	P	2018-03-16	2018-06-25	$421	$432	-$11	-$11
INVESTMENT COMPANY OF AMERICA CL F3-	P	2018-03-16	2018-08-24	$436	$441	-$5	-$5
G2SF 4.5 TBA09-01-48-18762	P	2018-09-17	2018-09-17	$19,419	$19,422	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-05-15	$1,169	$1,169
DANONE-0.33	P	2017-07-27	2018-08-16	$26	$26
SCRT 17-4 HT2.25% 06-25-57-51.31	P	2017-12-07	2018-07-25	$51	$51
FNCL 5.0 AI8229 MHA 08/01/41-4.89	P	2018-02-14	2018-06-25	$5	$5
DRIVE 2018-3-A2A 2.75% 10/15/2020-52	P	2018-07-17	2018-12-15	$5,283	$5,283
FHLMC PC GOLD POOL GO-8792 3.5% 12/	P	2018-08-08	2018-09-15	$344	$342	$2	$2
STARBUCKS CORP SR UNSEC2.0% 12-05-18	P	2013-12-02	2018-12-05	$10,000	$9,979	$21	$21
WAL-MART STORES SR UNSEC 3.55% 06-26	P	2018-06-20	2018-09-19	$9,029	$8,974	$55	$55
COCA-COLA CO-100	P	2015-10-09	2018-04-23	$4,376	$4,205	$171	$171
G2SF 4.5 TBA 07/1807-20-48-31951	P	2018-05-02	2018-07-16	$33,281	$32,999	$282	$282
ROCHE HOLDING AG GENUSSCHEIN-29	P	2016-06-14	2018-01-30	$7,161	$6,712	$449	$449
PROCTER & GAMBLE CO-85	P	2015-08-19	2018-08-15	$6,965	$6,367	$598	$598
ASTRAZENECA PLC ADR-421	P	2015-05-20	2018-06-11	$15,381	$14,613	$768	$768
DOWDUPONT INC-40	P	2016-10-20	2018-01-18	$3,025	$2,153	$872	$872
ASML HOLDING NV-10	P	2016-10-18	2018-08-21	$2,001	$1,021	$980	$980
NORWEGIAN CRUISE LINE HOLDINGS LTD-9	P	2016-10-17	2018-07-24	$4,505	$3,358	$1,147	$1,147
JCDECAUX SA-85	P	2016-12-12	2018-01-12	$3,627	$2,383	$1,244	$1,244
INCYTE CORP-215	P	2014-12-23	2018-10-17	$13,992	$12,508	$1,484	$1,484
NIELSON HOLDINDS PLC-190	P	2011-09-27	2018-01-17	$6,917	$5,199	$1,718	$1,718
ASML HOLDING NV-20	P	2016-10-18	2018-08-14	$4,102	$2,042	$2,060	$2,060
WASTE MANAGEMENT INC-75	P	2015-10-21	2018-02-21	$6,384	$4,018	$2,366	$2,366
UNILEVER PLC-223	P	2016-11-02	2018-06-12	$12,432	$9,746	$2,686	$2,686
STARBUCKS CORP-85	P	2012-11-28	2018-01-11	$5,066	$2,154	$2,912	$2,912
ASAHI KASEI CORP-747	P	2017-03-15	2018-06-12	$10,374	$7,110	$3,264	$3,264
ROYAL DUTCH SHELL CL B ADR-280	P	2016-03-17	2018-11-02	$18,004	$14,181	$3,823	$3,823
BANK OF NEW YORK MELLON CORP-240	P	2016-07-29	2018-01-11	$13,800	$9,485	$4,315	$4,315
TAG IMMOBILIEN AG-520	P	2015-05-21	2018-11-02	$12,020	$7,000	$5,020	$5,020
ROYAL DUTCH SHELL CL B ADR-350	P	2016-10-19	2018-01-11	$25,085	$18,814	$6,271	$6,271
MICROSOFT CORP-225	P	2016-11-01	2018-11-02	$23,885	$13,426	$10,459	$10,459
SINGAPORE TELECOM-13799	P	2016-02-12	2018-10-18	$31,335	$39,352	-$8,017	-$8,017
PG&E CORP-215	P	2017-10-25	2018-07-24	$8,808	$12,207	-$3,399	-$3,399
SCOTTISH & SOUTHERN ENERGY-349	P	2015-05-21	2018-06-12	$6,344	$9,194	-$2,850	-$2,850
AMERICA MOVIL S.A.B DE C.V.-400	P	2018-01-16	2018-11-27	$4,911	$6,953	-$2,042	-$2,042
HYUNDAI MTR CO SP ADR-100	P	2018-01-08	2018-10-23	$3,107	$4,776	-$1,669	-$1,669
MICRO FOCUS INTERNATIONAL PLC-200	P	2018-05-09	2018-08-21	$3,236	$4,638	-$1,402	-$1,402
RHEINMETALL AG-31	P	2018-03-01	2018-10-18	$2,848	$4,093	-$1,245	-$1,245
LLOYDS TSB GROUP PLC-4665	P	2013-08-07	2018-01-12	$4,462	$5,408	-$946	-$946
SANDS CHINA LTD-1300	P	2018-08-30	2018-11-02	$5,634	$6,417	-$783	-$783
ENBRIDGE INC C-100	P	2017-12-06	2018-04-19	$3,193	$3,821	-$628	-$628
GNMA2 30YR TBA(REG C) 4.5 TBA 11-01-	P	2018-08-22	2018-10-18	$43,579	$44,061	-$482	-$482
INVESTMENT COMPANY OF AMERICAN CL F3	P	2018-01-11	2018-03-27	$3,039	$3,446	-$407	-$407
NEW WORLD FUND CL F3-126.15	P	2018-01-17	2018-03-27	$8,500	$8,825	-$325	-$325
HSBC HOLDINGS PLC UKP-582	P	2018-02-07	2018-06-12	$5,701	$5,928	-$227	-$227
QUALCOMM INC-85	P	2017-11-03	2018-06-11	$5,108	$5,267	-$159	-$159
BNP PARIBAS-89	P	2016-09-14	2018-11-20	$4,520	$4,620	-$100	-$100
PRUDENTIAL PLC-75	P	2018-11-02	2018-12-03	$1,530	$1,589	-$59	-$59
G2RF 6.64 AA7554 07-20-64-420.78	P	2014-08-01	2018-03-20	$421	$465	-$44	-$44
FNCL 3.5 CA0487 LTV 10-01-47-736.02	P	2017-11-16	2018-11-25	$736	$756	-$20	-$20
G2SF 4.5 TBA 08/18 08-20-48-9952	P	2018-07-17	2018-08-16	$10,355	$10,366	-$11	-$11
STARBUCKS CORP SR UNSEC 4.0% 11-15-2	P	2018-08-08	2018-09-11	$2,993	$2,998	-$5	-$5
US TREASURY NOTE 3.00% 09/30/2025-30	P	2018-10-03	2018-10-29	$30,329	$30,332	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-06-15	$1,214	$1,214
SCRT 17-4 HT2.25% 06-25-57-65.65	P	2017-12-07	2017-12-25	$66	$66
SCRT 17-4 MT3.5% 06-25-57-50.88	P	2017-12-07	2018-07-25	$51	$51
FNCL 5.0 AI8229 MHA 08/01/41-4.91	P	2018-02-14	2018-07-25	$5	$5
FGLMC 3.5 TBA08-01-48-50000	P	2018-08-08	2018-08-08	$49,559	$49,559
FHLMC PC GOLD POOL GO-8792 3.5% 12/	P	2018-08-08	2018-11-15	$356	$354	$2	$2
FHMS K062 A2 (MF) 144A 3.413% 12-25-	P	2017-02-15	2018-01-25	$36,071	$36,049	$22	$22
AT&T INC SR UNSEC3.9% 08-14-27-5000	P	2017-07-27	2018-04-23	$5,052	$4,991	$61	$61
G2SF 4.5 TBA09-01-48-85000	P	2018-08-14	2018-08-20	$88,330	$88,158	$172	$172
KBC GROEP NV-30	P	2017-03-06	2018-10-22	$2,196	$1,899	$297	$297
CIE FINANCIERE RICHEMON REG-14	P	2011-10-10	2018-07-17	$1,166	$703	$463	$463
TRANSDIGM GROUP INC-10	P	2017-04-06	2018-01-11	$2,864	$2,265	$599	$599
L'AIR LIQUIDE (L)-25	P	2011-06-17	2018-01-12	$3,250	$2,467	$783	$783
SEMPRA ENERGY-40	P	2015-09-11	2018-03-27	$4,485	$3,602	$883	$883
IMPERIAL BRANDS PLC-650	P	2011-06-17	2018-10-18	$21,830	$20,840	$990	$990
CIE FINANCIERE RICHEMON REG-35	P	2011-10-10	2018-07-12	$2,907	$1,757	$1,150	$1,150
AMERICAN TOWER CORP-50	P	2016-11-01	2018-11-02	$7,531	$6,270	$1,261	$1,261
XILINX INC-55	P	2015-08-03	2018-04-12	$3,825	$2,301	$1,524	$1,524
HAMAMATSU PHOTONIC KK-70	P	2012-12-18	2018-06-12	$2,977	$1,218	$1,759	$1,759
CIE FINANCIERE RICHEMON REG-50	P	2011-10-10	2018-01-12	$4,589	$2,510	$2,079	$2,079
DOLLAR GENERAL CORP-85	P	2016-10-06	2018-01-11	$8,274	$5,857	$2,417	$2,417
DOWDUPONT INC-100	P	2016-10-20	2018-01-18	$7,593	$4,903	$2,690	$2,690
STARBUCKS CORP-105	P	2012-11-28	2018-08-16	$5,585	$2,661	$2,924	$2,924
ROYAL CARIGGEAN CRUISES-45	P	2013-07-31	2018-06-21	$4,982	$1,707	$3,275	$3,275
UNITEDHEALTH GROUP INC-45	P	2016-09-30	2018-01-11	$10,135	$6,308	$3,827	$3,827
BNP PARIBAS-201	P	2016-11-02	2018-02-14	$15,793	$11,467	$4,326	$4,326
LONGFOR PROPERTIES CO LTD-3400	P	2016-04-12	2018-06-21	$10,055	$4,972	$5,083	$5,083
AMERICAN TOWER CORP-75	P	2011-06-17	2018-01-11	$10,097	$3,769	$6,328	$6,328
ASML HOLDING NV-135	P	2016-10-18	2018-01-12	$24,259	$13,783	$10,476	$10,476
BRITISH AMERICAN TOBACCO PLC-550	P	2018-11-02	2018-12-03	$19,526	$27,353	-$7,827	-$7,827
LLOYDS TSB GROUP PLC-8630	P	2013-08-07	2018-11-07	$6,614	$10,005	-$3,391	-$3,391
VTECH HOLDINGS LTD-500	P	2015-05-21	2018-12-11	$4,386	$7,095	-$2,709	-$2,709
HOSHIZAKI CORP-65	P	2016-10-21	2018-12-18	$3,768	$5,772	-$2,004	-$2,004
PG&E CORP-100	P	2017-10-25	2018-07-24	$4,098	$5,747	-$1,649	-$1,649
KIMCO REALTY CORP SR UNSEC 2.8% 10-0	P	2016-08-09	2018-03-12	$13,488	$14,875	-$1,387	-$1,387
TEMPUR SEALY INTERNATIONAL INC-110	P	2016-06-03	2018-03-05	$5,420	$6,657	-$1,237	-$1,237
STEEL DYNAMICS INC-65	P	2018-02-14	2018-12-07	$2,109	$3,030	-$921	-$921
ALPHABET INC SR UNSEC 1.998% 08-15-2	P	2016-08-02	2018-09-20	$9,015	$9,792	-$777	-$777
GENMAB AS-17	P	2018-07-23	2018-10-18	$2,396	$3,021	-$625	-$625
SES FDR CL A (PARIS)-390	P	2018-01-12	2018-02-22	$5,667	$6,146	-$479	-$479
GREENE KING PLC-500	P	2017-12-14	2018-10-25	$3,105	$3,508	-$403	-$403
IMPERIAL BRANDS PLC-205	P	2013-02-11	2018-06-12	$7,113	$7,434	-$321	-$321
MICRO FOCUS INTERNATIONAL PLC-12	P	2017-05-19	2018-08-24	$199	$418	-$219	-$219
GOLDMAN SACHS GROUP INC VAR 05/01/29	P	2018-04-18	2018-11-09	$4,854	$5,000	-$146	-$146
GOLDMAN SACHS GROUP SR UNSEC 1.95% 0	P	2017-07-19	2018-06-18	$9,903	$10,000	-$97	-$97
SDART 15-3 C2.74% 01-15-21-3426.32	P	2016-09-09	2018-07-15	$3,426	$3,484	-$58	-$58
VERIZON COMMUNICATIONS-80	P	2014-08-26	2018-02-21	$3,891	$3,933	-$42	-$42
GNMAII JUMBO TBA 30YR TBA 4.5% 08/01	P	2018-07-17	2018-07-24	$13,570	$13,589	-$19	-$19
FNCL 3.5 CA0487 LTV 10-01-47-347.97	P	2017-11-16	2018-07-25	$348	$358	-$10	-$10
FNCL 5.0 AI8229 MHA 08-01-41-29.95	P	2011-08-12	2018-01-25	$30	$33	-$3	-$3
STARBUCKS CORP SR UNSEC 4.0% 11-15-2	P	2018-08-08	2018-09-14	$1,996	$1,999	-$3	-$3
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-07-15	$1,158	$1,158
SCRT 17-4 HT2.25% 06-25-57-56.8	P	2017-12-07	2018-01-25	$57	$57
SCRT 17-4 HT2.25% 06-25-57-39.77	P	2017-12-07	2018-08-25	$40	$40
FNCL 5.0 AI8229 MHA 08/01/41-6.39	P	2018-02-14	2018-08-25	$6	$6
G2SF 4.5 TBA 08/18 08-20-48-18762	P	2018-08-16	2018-08-16	$19,521	$19,521
G2SF 4.5 TBA09-01-48-18762	P	2018-09-17	2018-09-17	$19,422	$19,420	$2	$2
RECKITT BENCKISER GROUP PLC-35	P	2017-03-17	2018-01-12	$3,253	$3,226	$27	$27
COCA-COLA CO-40	P	2015-10-09	2018-04-20	$1,749	$1,682	$67	$67
FGLMC 3.5 TBA 04/1804-01-48-50000	P	2018-02-21	2018-04-05	$50,002	$49,828	$174	$174
TRANSDIGM GROUP INC-5	P	2016-01-25	2018-01-11	$1,432	$1,089	$343	$343
STARBUCKS CORP-20	P	2012-11-28	2018-07-06	$979	$507	$472	$472
SYDNEY AIRPORT STAPLES SECURITY-801	P	2016-11-02	2018-01-04	$4,446	$3,835	$611	$611
CHEVRON CORP-120	P	2016-11-01	2018-02-15	$13,417	$12,631	$786	$786
LINK REIT-500	P	2016-11-02	2018-06-21	$4,428	$3,543	$885	$885
JPMORGAN CHASE & CO-20	P	2016-10-17	2018-09-24	$2,335	$1,343	$992	$992
APPLE INC-15	P	2016-10-31	2018-06-11	$2,863	$1,707	$1,156	$1,156
NORWEGIAN CRUISE LINE HOLDINGS LTD-1	P	2016-10-17	2018-07-23	$5,002	$3,736	$1,266	$1,266
DOLLAR GENERAL CORP-60	P	2017-04-12	2018-04-04	$5,665	$4,139	$1,526	$1,526
ANALOG DEVICES INC-55	P	2016-04-22	2018-01-11	$5,002	$3,212	$1,790	$1,790
CGASF LIQUIDATING PORTFOLIO OFFSHORE	P	2018-01-03	2018-09-27	$25,231	$23,142	$2,089	$2,089
SUNCOR ENERGY INC C-595	P	2017-05-04	2018-11-02	$20,314	$17,878	$2,436	$2,436
DEERE & CO-115	P	2018-01-10	2018-01-11	$19,158	$16,451	$2,707	$2,707
JPMORGAN CHASE & CO-80	P	2016-10-17	2018-12-06	$8,322	$5,374	$2,948	$2,948
MURATA MANUFACTURING CO LTD-45	P	2011-06-17	2018-01-12	$6,293	$2,955	$3,338	$3,338
ROYAL CARIBBEAN CRUISES-65	P	2016-09-29	2018-01-11	$8,112	$4,274	$3,838	$3,838
UNILEVER PLC-550	P	2015-05-21	2018-11-02	$29,018	$24,683	$4,335	$4,335
CERNER CORP-150	P	2011-06-17	2018-02-06	$9,523	$4,419	$5,104	$5,104
DIAGEO PLC-840	P	2016-11-03	2018-11-02	$28,837	$22,209	$6,628	$6,628
JPMORGAN CHASE & CO-245	P	2016-10-17	2018-01-11	$26,996	$16,457	$10,539	$10,539
BRITISH AMERICAN TOBACCO PLC-385	P	2017-08-25	2018-10-18	$16,549	$23,371	-$6,822	-$6,822
FACEBOOK INC-A-50	P	2018-07-10	2018-11-21	$6,796	$10,167	-$3,371	-$3,371
VTECH HOLDINGS LTD-500	P	2015-05-21	2018-12-10	$4,391	$7,095	-$2,704	-$2,704
US TREASURY NOTE 2.0% 06-30-24-70000	P	2017-07-11	2018-05-30	$67,132	$69,084	-$1,952	-$1,952
WELLS FARGO & CO-150	P	2018-01-31	2018-12-03	$8,211	$9,856	-$1,645	-$1,645
ENBRIDGE INC C-110	P	2013-11-18	2018-05-01	$3,372	$4,745	-$1,373	-$1,373
HOSHIZAKI CORP-110	P	2015-01-22	2018-03-16	$3,800	$4,987	-$1,187	-$1,187
US TREASURY NOTE 1.25% 03-31-19-9000	P	2017-04-19	2018-05-10	$89,205	$90,116	-$911	-$911
TATE & LYLE PLC-1285	P	2015-05-21	2018-06-12	$11,405	$12,168	-$763	-$763
CROWN CASTLE INTERNATIONAL CORP-82	P	2018-02-26	2018-06-11	$8,513	$9,135	-$622	-$622
GNMA2 30YR TBA(REG C) 4.5 TBA 11-01-	P	2018-08-22	2018-10-18	$43,587	$44,061	-$474	-$474
MEDTRONIC INC SR UNSEC 3.35% 04-01-2	P	2017-03-22	2018-05-14	$14,634	$15,024	-$390	-$390
JPMORGAN CHASE & CO-60	P	2018-01-09	2018-12-06	$6,242	$6,560	-$318	-$318
IMPERIAL BRANDS PLC-105	P	2015-01-21	2018-01-12	$4,556	$4,772	-$216	-$216
INTEL CORP-210	P	2018-01-05	2018-01-11	$9,126	$9,270	-$144	-$144
NEWELL RUBBERMAID SR UNSEC 3.85% 04-	P	2016-03-18	2018-07-11	$4,902	$4,998	-$96	-$96
FGLMC 3.5 TBA 03-1803-01-48-50000	P	2018-02-08	2018-03-06	$49,809	$49,867	-$58	-$58
PHILIP MORRIS INTERNATIONAL INC-7	P	2015-05-20	2018-06-11	$562	$599	-$37	-$37
US TREASURY NOTE 2.125% 12/31/2022-5	P	2018-01-10	2018-01-19	$4,930	$4,948	-$18	-$18
FNCL 3.5 CA0487 LTV 10-01-47-352.38	P	2017-11-16	2018-10-25	$352	$362	-$10	-$10
FNCL 5.0 AI8229 MHA 08/01/41-38.67	P	2011-08-12	2018-02-25	$39	$42	-$3	-$3
FNA 12-M2 A2 2.717% 02/25/22-103.88	P	2012-02-15	2018-04-25	$104	$104
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-08-15	$1,134	$1,134
SCRT 17-4 HT3.5% 06-25-57-44.91	P	2017-12-07	2017-12-25	$45	$45
SCRT 17-4 MT3.5% 06-25-57-45.65	P	2017-12-07	2018-08-25	$46	$46
FNCL 5.0 AI8229 MHA 08/01/41-4.78	P	2018-02-14	2018-09-25	$5	$5
CGASF LIQUIDATING PORTFOLIO OFFSHORE	P	2018-09-04	2018-09-27	$25,231	$25,231
AMERICAN TOWER CORP-0.25	P	2016-11-01	2018-02-15	$34	$32	$2	$2
AMERICAN FUNDS INFLATION LINKED BOND	P	2015-05-12	2018-06-25	$2,713	$2,685	$28	$28
ABBOTT LABORATORIES SR UNSEC 3.75% 1	P	2016-11-17	2018-10-28	$2,061	$1,985	$76	$76
AT&T INC SR UNSEC3.4% 08-14-24-20000	P	2018-01-16	2018-04-23	$20,200	$20,023	$177	$177
US TREASURY NOTE 3.00% 10/31/2025-46	P	2018-10-29	2018-11-30	$46,254	$45,905	$349	$349
C H ROBINSON WORLDWIDE INC-65	P	2017-01-30	2018-07-06	$5,483	$5,010	$473	$473
EQUIFAX INC-55	P	2017-12-13	2018-01-11	$6,665	$6,039	$626	$626
CONOCO PHILLIPS-80	P	2016-06-15	2018-02-21	$4,337	$3,543	$794	$794
BNP PARIBAS-35	P	2016-09-14	2018-04-26	$2,705	$1,817	$888	$888
TAIWAN SEMICONDUCTOR SPONS ADR-75	P	2016-10-17	2018-03-27	$3,309	$2,295	$1,014	$1,014
SIEMENS AG NAMEN-40	P	2015-05-21	2018-06-12	$5,454	$4,285	$1,169	$1,169
US TREASURY NOTE 2.875% 11-30-23-980	P	2018-11-30	2018-12-28	$99,444	$98,168	$1,276	$1,276
AMADEUS IT GROUP SA-48	P	2016-02-01	2018-03-23	$3,507	$1,965	$1,542	$1,542
EXPRESS SCRIPTS HOLDING CO-50	P	2011-11-29	2018-01-11	$4,009	$2,155	$1,854	$1,854
TAIWAN SEMICONDUCTOR SPONS ADR-270	P	2017-03-14	2018-06-11	$10,542	$8,439	$2,103	$2,103
ASML HOLDING NV-30	P	2011-11-15	2018-03-02	$7,459	$5,018	$2,441	$2,441
GIVAUDAN-5	P	2015-10-29	2018-01-12	$11,652	$8,931	$2,721	$2,721
DANONE-135	P	2016-12-01	2018-01-12	$11,377	$8,425	$2,952	$2,952
ORACLE CORP JAPAN-100	P	2015-02-27	2018-03-01	$7,726	$4,388	$3,338	$3,338
CERNER CORP-100	P	2011-06-17	2018-01-26	$6,851	$2,946	$3,905	$3,905
ROCHE HOLDING AG GENUSSCHEIN-52	P	2011-06-17	2018-01-31	$12,891	$8,550	$4,341	$4,341
RIO TINTO PLC REG-225	P	2016-04-22	2018-02-27	$12,722	$7,613	$5,109	$5,109
NEW ECONOMY FUND CL F3-979.81	P	2017-06-30	2018-08-24	$48,118	$41,407	$6,711	$6,711
BROADCOM LTD-50	P	2013-10-24	2018-01-11	$13,137	$2,227	$10,910	$10,910
ENBRIDGE INC C-485	P	2014-10-22	2018-04-30	$14,635	$21,425	-$6,790	-$6,790
ENBRIDGE INC C-410	P	2017-12-04	2018-04-27	$12,130	$15,498	-$3,368	-$3,368
VINCI SA-241	P	2018-04-09	2018-11-02	$21,560	$24,127	-$2,567	-$2,567
ROCHE HOLDING AG GENUSSCHEIN-35	P	2015-10-21	2018-06-12	$7,421	$9,329	-$1,908	-$1,908
WEATHERFORD INTERNATIONAL PLC CVSR U	P	2016-06-02	2018-11-02	$5,373	$7,000	-$1,627	-$1,627
NORTHROP GRUMMAN CORP-35	P	2018-10-01	2018-12-10	$9,427	$10,791	-$1,364	-$1,364
INCYTE CORP-40	P	2017-11-27	2018-01-11	$3,764	$4,923	-$1,159	-$1,159
KONINKLIJKE KPN NV-1102	P	2017-08-29	2018-10-19	$3,028	$3,939	-$911	-$911
INMARSAT PLC-300	P	2018-06-26	2018-11-26	$1,588	$2,349	-$761	-$761
INCYTE CORP-90	P	2014-12-23	2018-10-17	$5,857	$6,476	-$619	-$619
US TREASURY NOTE 1.25% 12-31-18-7500	P	2017-01-04	2018-05-10	$74,563	$75,026	-$463	-$463
NATIONAL GRID PLC-330	P	2017-09-01	2018-04-19	$3,797	$4,181	-$384	-$384
FNCL 5.0 AI8229 MHA 08/01/41-3480.53	P	2011-08-12	2018-03-25	$3,481	$3,792	-$311	-$311
SVENSKA HANDELSBANKEN AB CL A SHS-37	P	2018-06-29	2018-12-11	$3,967	$4,176	-$209	-$209
AMERICAN FUNDS INFLATION LINKED BOND	P	2018-01-11	2018-03-27	$26,500	$26,638	-$138	-$138
TEVA PHARMACEUTICAL SR UNSEC 1.7% 07	P	2016-07-18	2018-07-30	$4,906	$5,000	-$94	-$94
SDART 15-3 C2.74% 01-15-21-3418.73	P	2016-09-09	2018-09-15	$3,419	$3,476	-$57	-$57
JP MORGAN CHASE BANK 0.0% 04/23/2029	P	2018-07-11	2018-07-16	$12,836	$12,871	-$35	-$35
GNMAII JUMBO TBA 30YR TBA 4.5% 08/01	P	2018-07-17	2018-07-24	$8,107	$8,124	-$17	-$17
FNCL 3.5 CA0487 LTV10-01-47-329.14	P	2017-11-16	2018-02-25	$329	$338	-$9	-$9
FNCL 5.0 AI8229 MHA 08/01/41-24.94	P	2011-08-12	2018-04-25	$25	$28	-$3	-$3
FNA 12-M2 A2 2.717% 02/25/22-43.08	P	2012-02-15	2018-06-25	$43	$43
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-09-15	$1,107	$1,107
SCRT 17-4 HT3.5% 06-25-57-39.96	P	2017-12-07	2018-01-25	$40	$40
SCRT 17-4 HT2.25% 06-25-57-52.11	P	2017-12-07	2018-09-25	$52	$52
FNCL 5.0 AI8229 MHA 08/01/41-4.8	P	2018-02-14	2018-10-25	$5	$5
CGASF LIQUIDATING PORTFOLIO OFFSHORE	P	2018-09-04	2018-09-27	$16,319	$16,319
SETNA INC SR UNSEC 1.7% 06-07-18-500	P	2016-06-02	2018-06-07	$5,000	$4,996	$4	$4
FGLMC 3.5 TBA 06-1806-01-48-50000	P	2018-04-26	2018-06-11	$49,439	$49,410	$29	$29
HALLIBURTON CO SR UNSEC 3.8% 11-15-2	P	2015-11-05	2018-01-03	$2,074	$1,994	$80	$80
VANGUARD REAL ESTATE INDEX ADMIRAL-3	P	2018-06-14	2018-08-24	$4,115	$3,935	$180	$180
FGLMC 3.5 TBA07-01-48-50000	P	2018-06-11	2018-07-09	$49,744	$49,383	$361	$361
VIACOM INC CLASS B-230	P	2017-10-18	2018-05-17	$6,507	$6,022	$485	$485
AMERICAN TOWER CORP-47	P	2016-11-01	2018-06-11	$6,575	$5,930	$645	$645
AIA GROUP LTD-396	P	2016-10-18	2018-07-31	$3,482	$2,686	$796	$796
GODADDY INC CL A-295	P	2017-11-14	2018-01-11	$15,106	$14,209	$897	$897
YUM CHINA HOLDINGS INC-55	P	2015-10-20	2018-06-01	$2,175	$1,159	$1,016	$1,016
WASTE CONNECTIONS INC-55	P	2016-07-28	2018-01-11	$3,890	$2,719	$1,171	$1,171
NORWEGIAN CRUISE LINE HOLDINGS LTD-7	P	2016-10-17	2018-01-11	$3,923	$2,616	$1,307	$1,307
C H ROBINSON WORLDWIDE INC-100	P	2017-01-27	2018-01-11	$9,300	$7,738	$1,562	$1,562
AMAZON.COM INC-2	P	2016-08-25	2018-06-11	$3,375	$1,517	$1,858	$1,858
ACCENTURE PLC US-20	P	2012-01-17	2018-01-11	$3,181	$1,071	$2,110	$2,110
CHUBB LTD-35	P	2012-06-26	2018-01-11	$5,043	$2,549	$2,494	$2,494
ROYAL CARIBBEAN CRUISES-55	P	2016-09-29	2018-01-03	$6,806	$4,075	$2,731	$2,731
AES CORP COM-785	P	2016-10-18	2018-11-28	$12,103	$9,147	$2,956	$2,956
CERNER CORP-100	P	2011-06-17	2018-02-06	$6,297	$2,946	$3,351	$3,351
BNP PARIBAX-140	P	2016-10-17	2018-01-12	$11,422	$7,505	$3,917	$3,917
COEING CO-19	P	2016-11-01	2018-06-11	$7,052	$2,706	$4,346	$4,346
ROYAL CARIBBEAN CRUISES-65	P	2013-07-31	2018-04-05	$7,668	$2,466	$5,202	$5,202
IDEX CORP-75	P	2012-12-27	2018-01-11	$10,165	$3,425	$6,740	$6,740
FANUC CO-100	P	2011-11-15	2018-01-12	$27,959	$16,728	$11,231	$11,231
SHIN ETSU CHEM CO LTD-200	P	2018-01-18	2018-10-18	$16,014	$22,365	-$6,351	-$6,351
VODAFONE GROUP PLC-2595	P	2015-05-21	2018-06-12	$6,561	$9,846	-$3,285	-$3,285
INMARSAT PLC-500	P	2017-08-02	2018-04-20	$2,610	$5,111	-$2,501	-$2,501
WESTINGHOUSE AIR BRAKE TECHNOLOGIES	P	2018-11-02	2018-12-27	$3,707	$5,528	-$1,821	-$1,821
INVESCO LTD-230	P	2018-05-16	2018-11-02	$4,981	$6,590	-$1,609	-$1,609
KONINKLIJKE KPN NV-1420	P	2017-08-16	2018-11-02	$3,798	$5,153	-$1,355	-$1,355
BRENNTAG AG-100	P	2016-08-17	2018-12-11	$4,323	$5,471	-$1,148	-$1,148
GREENE KING PLC-600	P	2018-01-10	2018-10-23	$3,745	$4,637	-$892	-$892
NEW ECONOMY FUND CL F3-433.79	P	2018-01-17	2018-03-27	$19,000	$19,750	-$750	-$750
NEW ECONOMY FUND CL F3-184.38	P	2018-01-17	2018-10-30	$8,093	$8,705	-$612	-$612
US TREASURY NOTE 2.125% 12/31/2022-1	P	2016-01-19	2018-01-19	$12,819	$13,271	-$452	-$452
GENMAB AS-13	P	2018-01-25	2018-06-21	$2,020	$2,402	-$382	-$382
PHILIP MORRIS INTL INC SR UNSEC 2.75	P	2016-02-18	2018-05-25	$4,652	$4,960	-$308	-$308
SES FDR CL A (PARIS)-155	P	2016-08-19	2018-07-31	$3,160	$3,366	-$206	-$206
HYUNDAI MTR CO SP ADR-100	P	2017-11-27	2018-01-12	$4,883	$5,015	-$132	-$132
DUKE ENERGT CAROLINAS SEC 3.05% 03-1	P	2018-02-26	2018-08-08	$9,896	$9,988	-$92	-$92
G2SF 4.5 TBA 05/1805-01-48-85000	P	2018-04-17	2018-04-18	$88,417	$88,473	-$56	-$56
G2RF 6.64 AA7554 07-20-64-325.75	P	2014-08-01	2018-07-20	$326	$360	-$34	-$34
AES CORP COM-300	P	2017-12-18	2018-01-11	$3,269	$3,285	-$16	-$16
FNCL 3.5 CA0487 LTV 10-01-47-328.9	P	2017-11-16	2018-06-25	$329	$338	-$9	-$9
FNCL 5.0 AI8229 MHA 08/01/41-25.06	P	2011-08-12	2018-05-25	$25	$28	-$3	-$3
FNA 12-M2 A2 2.717% 02/25/22-39.47	P	2012-02-15	2018-11-25	$39	$39
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-10-15	$928	$928
SCRT 17-4 HT2.25% 06-25-57-62.78	P	2017-12-07	2018-02-25	$63	$63
SCRT 17-4 MT3.5% 06-25-57-34.83	P	2017-12-07	2018-09-25	$35	$35
FNCL 5.0 AI8229 MHA 08/01/41-4.82	P	2018-02-14	2018-11-25	$5	$5
G2SF 4.5 TBA09-01-48-28714	P	2018-09-17	2018-09-17	$29,723	$29,723
TEVA PHARMACEUTICAL SR UNSEC 1.4% 07	P	2016-07-18	2018-03-28	$5,000	$4,996	$4	$4
GNMAII JUMBO 4.5 TBA 10-01-48-85000	P	2018-08-20	2018-08-22	$88,244	$88,211	$33	$33
HALLIBURTON CO SR UNSEC 3.8% 11-15-2	P	2015-11-05	2018-01-10	$3,088	$2,992	$96	$96
PROCTER & GAMBLE CO-91	P	2015-11-06	2018-06-11	$7,044	$6,837	$207	$207
AES CORP COM-100	P	2016-10-18	2018-11-27	$1,533	$1,169	$364	$364
VIACOM INC CLASS B-110	P	2017-10-17	2018-03-27	$3,392	$2,885	$507	$507
NIKE INC CL B-40	P	2017-08-17	2018-06-11	$2,988	$2,337	$651	$651
G2SF 4.5 TBA12-01-48-85000	P	2018-10-18	2018-12-12	$87,842	$87,039	$803	$803
LINK REIT-500	P	2016-08-28	2018-01-17	$4,500	$3,602	$898	$898
ROYAL DUTCH SHELL CL B ADR-50	P	2016-10-17	2018-06-11	$3,695	$2,669	$1,026	$1,026
PRAXAIR INC-36	P	2014-08-22	2018-11-01	$5,884	$4,707	$1,177	$1,177
SCHLUMBERGER LTD-200	P	2011-10-28	2018-01-11	$15,406	$14,095	$1,311	$1,311
SAMPO OYJ A SHS-230	P	2015-02-27	2018-02-27	$13,060	$11,490	$1,570	$1,570
QUALCOMM INC-210	P	2017-04-11	2018-01-11	$13,722	$11,850	$1,872	$1,872
MONSANTO CO NEW COM-40	P	2011-06-17	2018-01-11	$4,787	$2,657	$2,130	$2,130
AMAZON.COM INC-5	P	2016-08-25	2018-01-11	$6,340	$3,845	$2,495	$2,495
DENSO CORP-85	P	2012-02-09	2018-01-12	$5,404	$2,672	$2,732	$2,732
EATON CORP PLC-75	P	2012-12-03	2018-01-11	$6,269	$3,267	$3,002	$3,002
LINK REIT-1700	P	2016-11-02	2018-11-02	$15,550	$12,047	$3,503	$3,503
SAMPO OYJ A SHS-125	P	2012-04-23	2018-01-12	$7,163	$3,198	$3,965	$3,965
HAMAMATSU PHOTONIC KK-240	P	2012-12-18	2018-01-12	$8,742	$4,322	$4,420	$4,420
APPLE INC-85	P	2016-10-31	2018-01-11	$14,876	$9,673	$5,203	$5,203
SAFRAN SA-180	P	2015-02-27	2018-01-12	$19,768	$12,700	$7,068	$7,068
BOEING CO-50	P	2011-06-17	2018-01-11	$16,290	$3,731	$12,559	$12,559
ENBRIDGE INC C-600	P	2017-12-06	2018-04-26	$17,649	$22,939	-$5,290	-$5,290
VTECH HOLDINGS LTD-600	P	2015-05-21	2018-12-11	$5,265	$8,514	-$3,249	-$3,249
VODAFONE GROUP PLC-2800	P	2017-05-17	2018-08-16	$6,263	$8,690	-$2,427	-$2,427
RECKITT BENCKISER GROUP PLC-185	P	2017-03-01	2018-11-02	$15,121	$16,940	-$1,819	-$1,819
US TREASURY I/L FRN0.625% 04-15-23-1	P	2018-08-23	2018-12-10	$111,777	$113,381	-$1,604	-$1,604
FREENET AG-189	P	2015-05-21	2018-06-12	$5,491	$6,813	-$1,322	-$1,322
US TREASURY NOTE 1.625% 05-15-26-150	P	2016-06-16	2018-01-10	$13,951	$15,088	-$1,137	-$1,137
ENBRIDGE INC C-100	P	2017-12-06	2018-04-26	$2,944	$3,832	-$888	-$888
WYNN MACAU LTD-800	P	2018-07-20	2018-11-23	$1,679	$2,413	-$734	-$734
FNCI 3.0 TBA 03/1803-01-33-90000	P	2018-02-06	2018-02-22	$89,589	$90,183	-$594	-$594
VANGUARD REAL ESTATE INDEX ADMIRAL-1	P	2018-09-21	2018-10-30	$20,114	$20,563	-$449	-$449
BANK OF NEW YORK MELLON CORP-75	P	2017-11-10	2018-10-26	$3,438	$3,817	-$379	-$379
BOUYGUES-60	P	2015-05-21	2018-11-02	$2,259	$2,541	-$282	-$282
ENBRIDGE INC C-30	P	2017-12-06	2018-04-20	$940	$1,146	-$206	-$206
KBC GROEP NV-31	P	2017-11-17	2018-06-29	$2,392	$2,523	-$131	-$131
G2RF6.64 AA7554 07-20-64-863.1	P	2014-08-01	2018-08-20	$863	$954	-$91	-$91
G2SF 4.5 TBA 05-1805-01-48-85000	P	2018-04-17	2018-05-11	$88,254	$88,310	-$56	-$56
HELMERICH & PAYNE-210	P	2016-11-02	2018-11-02	$12,918	$12,952	-$34	-$34
GNMAII JUMBO TBA 30YR TBA 4.5% 08/01	P	2018-07-17	2018-07-24	$8,108	$8,124	-$16	-$16
FNCL 3.5 CA0487 LTV 10-01-47-310.16	P	2017-11-16	2018-12-25	$310	$319	-$9	-$9
FNCL 5.0 AI8229 MHA 08/01/41-25.17	P	2011-08-12	2018-06-25	$25	$28	-$3	-$3
FNA 12-M2 A2A2.717% 02/25/22-42.23	P	2012-02-15	2018-12-25	$42	$42
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-11-15	$1,053	$1,053
SCRT 17-4 MT3.5% 06-25-57-40.61	P	2017-12-07	2018-02-25	$41	$41
SCRT 17-4 HT2.25% 06-25-57-41.62	P	2017-12-07	2018-10-25	$42	$42
FNCL 5.0 AI8229 MHA 08/01/41-4.9	P	2018-02-14	2018-12-25	$5	$5
G2SF 4.5 TBA09-01-48-18762	P	2018-09-17	2018-09-17	$19,422	$19,422
ABBOTT LABORATORIES SR UNSEC 2.35% 1	P	2016-11-17	2018-03-22	$4,000	$3,996	$4	$4
OCBC BANK ORD-35	P	2018-10-08	2018-11-05	$290	$257	$33	$33
IRON MOUNTAIN INCORPORATED-75	P	2012-01-18	2018-11-02	$2,328	$2,232	$96	$96
TEMPUR SEALY INTERNATIONAL INC-90	P	2016-06-03	2018-01-11	$5,668	$5,447	$221	$221
DKSH HOLDING LTD-35	P	2014-05-15	2018-01-12	$3,246	$2,877	$369	$369
GLOBAL PAYMENTS INC-40	P	2017-07-17	2018-01-11	$4,146	$3,638	$508	$508
FANUC CO-70	P	2018-01-18	2018-03-27	$4,269	$3,598	$671	$671
LINK REIT-500	P	2016-11-02	2018-02-02	$4,347	$3,543	$804	$804
INVESTMENT COMPANY OF AMERICA CL F3-	P	2017-06-30	2018-08-24	$14,199	$13,300	$899	$899
BNP PARIBAS-41	P	2016-09-14	2018-04-30	$3,160	$2,128	$1,032	$1,032
CIE FINANCIERE RICHEMON REG-35	P	2011-10-10	2018-07-13	$2,935	$1,757	$1,178	$1,178
WELLS FARGO & CO-130	P	2014-07-02	2018-01-11	$8,175	$6,842	$1,333	$1,333
YUM CHINA HOLDINGS INC-100	P	2015-10-20	2018-07-10	$3,684	$2,106	$1,578	$1,578
AMAZON.COM INC-20	P	2016-10-18	2018-03-28	$3,921	$2,042	$1,879	$1,879
NEW ECONOMY FUND CL F3-225.85	P	2017-03-08	2018-06-25	$10,985	$8,837	$2,148	$2,148
CHARTER COMMUNICATIONS INC CL A-15	P	2016-01-20	2018-01-11	$5,333	$2,830	$2,503	$2,503
NOVO NORDISK A/S CL B-85	P	2011-06-17	2018-01-31	$4,756	$2,017	$2,739	$2,739
EATON CORP PLC-75	P	2012-12-03	2018-08-16	$6,045	$3,007	$3,038	$3,038
LAS VEGAS SANDS CORP-280	P	2016-10-24	2018-01-11	$19,651	$16,136	$3,515	$3,515
MONSANTO CO NEW COM-75	P	2011-06-17	2018-02-13	$9,022	$4,983	$4,039	$4,039
DANAHER CORP DANONE-75	P	2011-06-17	2018-01-11	$7,376	$2,945	$4,431	$4,431
LILLY ELI & CO-250	P	2016-10-18	2018-03-27	$13,388	$8,152	$5,236	$5,236
HDFC BANK LTD-105	P	2013-08-02	2018-01-11	$10,599	$3,499	$7,100	$7,100
ALPHABET INC CL A-15	P	2011-06-17	2018-03-19	$16,669	$3,738	$12,931	$12,931
JAPAN TOBACCO INC-500	P	2015-05-21	2018-02-27	$14,241	$19,184	-$4,943	-$4,943
ENEL SPA-3640	P	2017-09-04	2018-10-18	$18,435	$21,669	-$3,234	-$3,234
VODAFONE GROUP PLC-2100	P	2014-06-30	2018-08-17	$4,699	$7,054	-$2,355	-$2,355
US TREASURY NOTE 0.875% 06-15-19-140	P	2016-06-16	2018-10-19	$138,496	$140,312	-$1,816	-$1,816
SHIN ETSU CHEM CO LTD-120	P	2018-07-03	2018-10-19	$9,475	$11,069	-$1,594	-$1,594
US TREASURY NOTE 2.0% 11-30-20-70000	P	2017-11-14	2018-08-23	$69,035	$70,347	-$1,312	-$1,312
SAMPO OYJ A SHS-225	P	2018-05-18	2018-11-02	$10,394	$11,525	-$1,131	-$1,131
VTECH HOLDINGS LTD-300	P	2017-02-01	2018-12-05	$2,784	$3,663	-$879	-$879
RHEINMETALL AG-14	P	2018-03-01	2018-10-26	$1,101	$1,834	-$733	-$733
FNCI 3.0 TBA 03/1803-01-33-90000	P	2018-02-06	2018-03-12	$89,761	$90,355	-$594	-$594
FGLMC 3.5 TBA 05/1805-01-48-50000	P	2018-04-05	2018-04-26	$49,479	$49,926	-$447	-$447
KBC GROEP NV-33	P	2018-01-10	2018-06-08	$2,577	$2,956	-$379	-$379
CHARTER COMM CCO SR SEC 1ST LIEN 4.4	P	2016-12-15	2018-07-02	$10,107	$10,371	-$264	-$264
BANK OF NEW YORK MELLON CORP-25	P	2017-07-20	2018-10-26	$1,146	$1,348	-$202	-$202
G2RF 6.64 AA7554 07-20-64-1228.38	P	2014-08-01	2018-05-20	$1,228	$1,358	-$130	-$130
SVENSKA HANDELSBANKEN AB CL A SHS-14	P	2014-04-01	2018-12-11	$150	$236	-$86	-$86
G2SF 4.5 TBA 08/18 08-20-48-34287	P	2018-07-17	2018-08-16	$35,675	$35,730	-$55	-$55
QUALCOMM INC-5	P	2018-02-27	2018-06-11	$300	$332	-$32	-$32
US TREASURY NOTE 0.75% 02-15-19-1000	P	2016-02-18	2018-09-05	$9,934	$9,949	-$15	-$15
FNCL 3.5 CA0487 LTV 10-01-47-260.48	P	2017-11-16	2018-08-25	$260	$268	-$8	-$8
FNCL 5.0 AI8229 MHA 08/01/41-25.28	P	2011-08-12	2018-07-25	$25	$28	-$3	-$3
PRUDENTIAL FINANCIAL INC FRN SR UNSE	P	2013-08-12	2018-08-15	$20,000	$20,000
CRART 15-1 A4 1.82% 09-15-20/05-15-1	P	2015-03-04	2018-12-15	$883	$883
SCRT 17-4 HT2.25% 06-25-57-33.87	P	2017-12-07	2018-03-25	$34	$34
SCRT 17-4 MT3.5% 06-25-57-33.69	P	2017-12-07	2018-10-25	$34	$34
FGLMC 3.5 TBA 04/1804-01-48-50000	P	2018-04-09	2018-04-09	$50,039	$50,039
G2SF 4.5 TBA 10-01-48-85000	P	2018-10-05	2018-10-05	$87,198	$87,198
ABBOTT LABORATORIES SR UNSEC 2.35% 1	P	2016-11-17	2018-06-22	$4,000	$3,996	$4	$4
AT&T INC SR UNSEC 2.85% 02-14-23-150	P	2017-07-27	2018-01-16	$15,032	$14,998	$34	$34
US TREASURY NOTE 3.00% 09/30/2025-10	P	2018-10-03	2018-10-29	$99,891	$99,777	$114	$114
ALTRIA GROUP INC SR UNSEC 4.0% 01-31	P	2013-10-28	2018-07-16	$10,167	$9,938	$229	$229
CONOCO PHILLIPS-25	P	2016-06-15	2018-01-19	$1,489	$1,107	$382	$382
IMPERIAL BRANDS PLC-55	P	2017-12-08	2018-03-27	$2,897	$2,388	$509	$509
ROCHE HOLDING AG GENUSSCHEIN-9	P	2011-06-17	2018-02-02	$2,163	$1,480	$683	$683
LAS VEGAS SANDS CORP-38	P	2016-10-21	2018-06-11	$2,994	$2,181	$813	$813
SAMSONITE INTERNATIONAL SA-770	P	2016-03-23	2018-03-28	$3,518	$2,616	$902	$902
ENBRIDGE INC SR UNSEC 4.0% 10-01-23-	P	2013-09-25	2018-01-09	$20,842	$19,800	$1,042	$1,042
VISA INC CL A-22	P	2016-10-17	2018-07-30	$2,988	$1,810	$1,178	$1,178
EOG RESOURCES INC-30	P	2015-11-06	2018-07-30	$3,898	$2,549	$1,349	$1,349
OCBC BANK ORD-1800	P	2017-05-15	2018-11-05	$14,889	$13,305	$1,584	$1,584
AMADEUS IT GROUP SA-65	P	2016-04-07	2018-03-05	$4,589	$2,672	$1,917	$1,917
BNP PARIBAS-89	P	2016-10-17	2018-04-24	$6,863	$4,711	$2,152	$2,152
SOFTBANK GROUP CORP-150	P	2016-10-17	2018-01-12	$12,252	$9,733	$2,519	$2,519
ASML HOLDING NV-31	P	2016-10-18	2018-10-03	$5,910	$3,160	$2,750	$2,750
SYDNEY AIRPORT STAPLES SECURITY-2460	P	2017-01-03	2018-01-09	$13,643	$10,569	$3,074	$3,074
DOLLAR GENERAL CORP-130	P	2017-04-12	2018-04-13	$12,538	$8,967	$3,571	$3,571
DIAGEO PLC-393	P	2016-11-03	2018-06-12	$14,436	$10,390	$4,046	$4,046
BROADCOM LTD-20	P	2013-10-24	2018-01-04	$5,427	$891	$4,536	$4,536
AIA GROUP LTD-3135	P	2016-10-18	2018-01-12	$26,766	$21,264	$5,502	$5,502
NASPERS LTD SPON ADR-300	P	2016-11-08	2018-01-11	$17,248	$9,832	$7,416	$7,416
KEYENCE CORP-30	P	2012-01-11	2018-01-12	$17,796	$3,318	$14,478	$14,478
SCOTTISH & SOUTHERN ENERGY-400	P	2015-05-21	2018-11-02	$5,977	$10,537	-$4,560	-$4,560
INMARSAT PLC-700	P	2017-07-18	2018-05-03	$3,571	$6,801	-$3,230	-$3,230
KUEHNE & NAGEL INTERNATIONAL AG-60	P	2018-02-07	2018-11-02	$8,268	$10,513	-$2,245	-$2,245
ENBRIDGE INC C-200	P	2017-12-05	2018-04-26	$5,883	$7,668	-$1,785	-$1,785
SINGAPORE TELECOMM-2101	P	2015-05-21	2018-06-12	$5,084	$6,678	-$1,594	-$1,594
PRUDENTIAL PLC-200	P	2015-05-21	2018-12-05	$3,858	$5,167	-$1,309	-$1,309
WYNN MACAU LTD-1200	P	2018-07-23	2018-11-22	$2,546	$3,671	-$1,125	-$1,125
KONINKLIJKE KPN NV-968	P	2017-08-04	2018-10-18	$2,643	$3,522	-$879	-$879
VTECH HOLDINGS LTD-300	P	2016-12-06	2018-11-22	$2,986	$3,698	-$712	-$712
ENEL SPA-556	P	2017-09-04	2018-10-18	$2,820	$3,393	-$573	-$573
INVESCO LTD-55	P	2016-03-02	2018-11-14	$1,086	$1,530	-$444	-$444
PRUDENTIAL PLC-1035	P	2015-05-21	2018-02-27	$26,477	$26,837	-$360	-$360
ENEL SPA-855	P	2017-07-07	2018-10-18	$4,333	$4,575	-$242	-$242
ANHEUSER-BUSCH INBEV SR UNSEC 2.65%	P	2016-01-13	2018-12-13	$4,786	$4,984	-$198	-$198
FGLMC 3.5 TBA08-01-48-50000	P	2018-07-09	2018-08-08	$49,559	$49,688	-$129	-$129
G2RF 6.64 AA7554 07-20-64-730.36	P	2014-08-01	2018-04-20	$730	$808	-$78	-$78
SDART 15-3 C2.74% 01-15-21-3139.91	P	2016-09-09	2018-11-15	$3,140	$3,193	-$53	-$53
NEW PERSPECTIVE FUND CL F3-48.71	P	2018-01-17	2018-06-25	$2,187	$2,218	-$31	-$31
G2RF 6.64 AA7554 07-20-64-127.31	P	2014-08-01	2018-09-20	$127	$141	-$14	-$14
FNA 12-M2 A2 2.717% 02/25/22-758.69	P	2012-02-15	2018-08-25	$759	$767	-$8	-$8
FNCL 5.0 AI8229 MHA 08/01/41-32.84	P	2011-08-12	2018-08-25	$33	$36	-$3	-$3
US TREASURY NOTE 1.50% 12-31-18-5000	P	2014-01-08	2018-05-10	$49,787	$49,787
VIRGINIA ELEC & PWR SR UNSEC 3.5% 03	P	2015-08-03	2018-01-16	$25,000	$25,000
SCRT 17-4 MT3.5% 06-25-57-41.1	P	2017-12-07	2018-03-25	$41	$41
SCRT 17-4 HT2.25% 06-25-57-33.7	P	2017-12-07	2018-11-25	$34	$34
FNCI 3.0 TBA 05/1805-01-33-90000	P	2018-05-08	2018-05-08	$89,128	$89,128
G2SF 4.5 TBA12-01-48-85000	P	2018-12-14	2018-12-14	$87,889	$87,889
FNCI 3.0 TBA 05/1805-01-33-90000	P	2018-05-09	2018-05-09	$89,072	$89,068	$4	$4
JARDINE MATHESON HLD (SINGAPORE)-55	P	2014-03-27	2018-01-12	$3,435	$3,400	$35	$35
US TREASURY NOTE 2.875% 10/31/2023-3	P	2018-10-29	2018-11-30	$37,048	$36,908	$140	$140
HUNTINGTON BANCSHARES INC-340	P	2017-12-08	2018-01-11	$5,271	$5,033	$238	$238
DOLLAR GENERAL CORP-15	P	2016-10-06	2018-04-04	$1,416	$1,034	$382	$382
NORTHROP GRUMMAN CORP-10	P	2017-11-07	2018-03-27	$3,556	$3,037	$519	$519
PRAXAIR INC-19	P	2014-08-22	2018-07-30	$3,171	$2,484	$687	$687
ABN AMRO GROUP NV CVA GDR-196	P	2017-01-11	2018-06-12	$5,390	$4,572	$818	$818
LINK REIT-500	P	2016-08-29	2018-01-25	$4,505	$3,602	$903	$903
TEXAS INSTRUMENTS INC-30	P	2016-10-21	2018-03-27	$3,133	$2,089	$1,044	$1,044
SIEMENS AG NAMEN-89	P	2013-07-15	2018-11-02	$10,504	$9,325	$1,179	$1,179
CIE FINANCIERE RICHEMON REG-41	P	2011-10-10	2018-07-13	$3,438	$2,059	$1,379	$1,379
LAS VEGAS SANDS CORP-355	P	2015-11-19	2018-11-02	$19,951	$18,345	$1,606	$1,606
XILINX INC-75	P	2015-02-26	2018-04-06	$5,082	$3,136	$1,946	$1,946
AES CORP COM-830	P	2018-05-02	2018-11-05	$12,295	$10,136	$2,159	$2,159
JPMORGAN CHASE & CO-55	P	2016-10-17	2018-10-02	$6,216	$3,694	$2,522	$2,522
ROCHE HOLDING AG GENUSSCHEIN-34	P	2012-01-18	2018-01-30	$8,423	$5,660	$2,763	$2,763
STARBUCKS CORP-130	P	2012-11-28	2018-07-03	$6,374	$3,295	$3,079	$3,079
CERNER CORP-100	P	2011-06-17	2018-02-05	$6,541	$2,946	$3,595	$3,595
BROADCOM LTD-65	P	2016-12-15	2018-03-21	$15,787	$11,732	$4,055	$4,055
AES CORP COM-1900	P	2018-05-03	2018-11-02	$27,818	$23,232	$4,586	$4,586
ASAHI KASEI CORP-1120	P	2016-11-02	2018-01-12	$15,188	$9,686	$5,502	$5,502
TAIWAN SEMICONDUCTOR SPONS ADR-725	P	2016-10-18	2018-01-11	$29,712	$22,275	$7,437	$7,437
BOEING CO-65	P	2016-11-01	2018-11-02	$24,001	$9,256	$14,745	$14,745

Field	Value	IRS element (for citing)
Capital Gain Net Income	$881,669	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	-$119,195	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$924,868	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$19,850,336	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.046592	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$837,378	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$18,840,629	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.044445	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$856,186	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$19,939,246	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.042940	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$687,505	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$20,403,436	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.033696	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$694,500	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$19,531,149	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.035559	DistributionYr5Rt
Total Distribution	0.203232	TotalDistributionRt
Average Distribution	0.040646	AverageDistributionRt
Net Vl Noncharitable Assets	$20,354,429	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$827,326	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$12,004	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$839,330	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$955,875	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$12,004	InvestmentIncomeExciseTaxAmt
Subtotal	$12,004	SubtotalAmt
Tax Based On Investment Income	$12,004	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$22,260	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$22,260	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Overpayment	$10,256	OverpaymentAmt
Applied To ES Tax	$10,256	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt
Individual With Books	LOIS MANDRELL	IndividualWithBooksNm
Phone	6184630700	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 5146	AddressLine1Txt
City	GODFREY	CityNm
State Abbreviation	IL	StateAbbreviationCd
ZIP	62035	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
MIKE FITZGERALD
322 STATE STREET	ALTON	IL	62002	PRESIDENT	1.00	$0	$0	$0
ANITA COOPER
4012 STONELEDGE DRIVE	GODFREY	IL	62035	VICE PRESIDE	1.00	$0	$0	$0
ROBERT MCCLELLAN
7645 SHERRY CREEK ROAD	WORDEN	IL	62097	TREASURER	2.00	$0	$0	$0
FELICIA BREEN
2040 ALBY STREET	ALTON	IL	62002	SECRETARY	1.00	$0	$0	$0
LAURA ASHER
1406 LIBERTY STREET	ALTON	IL	62002	DIRECTOR	0.50	$0	$0	$0
SHANNON BRIGGS
629 E 15TH STREET	ALTON	IL	62002	DIRECTOR	0.50	$0	$0	$0
DIANNE WHITE
1711 SEMINOLE LANE	GODFREY	IL	62035	DIRECTOR	0.50	$0	$0	$0
PATTI BROWN
143 N OAK STREET	COTTAGE HILLS	IL	62018	DIRECTOR	0.50	$0	$0	$0
STEVE THOMPSON
120 HOMER ADAMS PARKWAY	ALTON	IL	62002	DIRECTOR	0.50	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$20,188,753	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$475,642	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$20,664,395	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$20,664,395	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$309,966	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$20,354,429	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,017,721	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,017,721	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$12,004	TaxBasedOnInvestmentIncomeAmt
Total Tax	$12,004	TotalTaxAmt
Distributable Before Adj	$1,005,717	DistributableBeforeAdjAmt
Distributable Before Ded	$1,005,717	DistributableBeforeDedAmt
Distributable As Adjusted	$1,005,717	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$955,875	ExpensesAndContributionsAmt
Qualifying Distributions	$955,875	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$12,004	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$943,871	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,005,717	DistributableAsAdjustedAmt
Undistributed Income PY	$38,475	UndistributedIncomePYAmt
Qualifying Distributions	$955,875	QualifyingDistributionsAmt
Applied To Year1	$38,475	AppliedToYear1Amt
Applied To Current Year	$917,400	AppliedToCurrentYearAmt
Undistributed Income CY	$88,317	UndistributedIncomeCYAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Business Name Line2RecipientBusinessName/BusinessNameLine2Txt
BOYS & GIRLS CLUB OF ALTON
2512 AMELIA ST	ALTON	IL	62002	N/A	PC	GARDEN PROJECT	$2,000
FRIENDS OF PERE MARQUETTE
13112 VISITOR CENTER LANE	GRAFTON	IL	62037	N/A	PC	CCC STRUCTURE ACCESS	$8,500
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PC	INFRASTRUCTURE SUPPORT	$169,000
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PC	PIASA CREEK TRAIL	$13,000
GREAT RIVERS LAND TRUST
PO BOX 821	ALTON	IL	62002	N/A	PC	ACCREDIDATION SUPPORT	$6,000
GREATER ALTON COMMUNITY DEVELOPMENT
324 RIDGE ST	ALTON	IL	62002	N/A	PC	HUNTERTOWN PLOT	$5,000
LAVISTA ECOLOGICAL LEARNING CENTER
4300 LEVIS LANE	GODFREY	IL	62035	N/A	PC	GENERAL OPERATIONS	$5,000
LEWIS & CLARK COMMUNITY COLLEGE
5800 GODFREY ROAD	GODFREY	IL	62035	N/A	PC	SUSTAINABILITY SCHOLARSHIPS	$5,000	FOUNDATION
LEWIS & CLARK COMMUNITY COLLEGE
5800 GODFREY ROAD	GODFREY	IL	62035	N/A		NGRREC OPERATIONS	$20,000	FOUNDATION
SIERRA CLUB FOUNDATION
85 SECOND STREET STE 750	SAN FRANCISCO	CA	94105	N/A	PC	CABIN RESTORATION PROJECT	$5,000
SIERRA CLUB FOUNDATION
85 SECOND STREET STE 750	SAN FRANCISCO	CA	94105	N/A	PC	THREE RIVERS PROJECT	$190,000
SIUE FOUNDATION
30 CIRCLE DR	EDWARDSVILLE	IL	62026	N/A	PC	GARDENS AT SIUE	$10,000
THE NATRUE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	PC	GENERAL OPERATIONS	$460,000
THE NATURE INSTITUTE
2213 S LEVIS LANE	GODFREY	IL	62035	N/A	PC	PLAYGROUND, ARCHERY, STEWARDSHIP	$10,000
TREEHOUSE WILDLIFE CENTER INC
23956 GREEN ACRES RD	DOW	IL	62022	N/A	PC	ELECTRICAL GRID UPDATE	$22,500
WATERSHED NATURE CENTER
1591 TOWER AVE	EDWARDSVILLE	IL	62025	N/A	PC	EDUCATION DIRECTOR	$16,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$947,000	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$106,185	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$359,768	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$881,669	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (5 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt
OTHER INCOME	14	$1,132
HARBOURVEST 2015 GLOBAL FUN	14	$152
HARBOURVEST 2015 GLOBAL FUN	18	$6,497
HARBOURVEST 2016 GLOBAL PAR	14	$302
HARBOURVEST 2016 GLOBAL PAR	18	$6,606

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Exclusion	$1,362,311	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$1,362,311	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
CORPORATE BONDS	$1,047,349	$1,022,023
CORPORATE BONDS
MUTUAL FUNDS	$1,466,933	$1,436,329

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
COMMON STOCK	$8,833,460	$8,967,680
COMMON STOCK	$2,394,840	$2,553,269

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Field	Value	IRS element (for citing)
US Govt Obligations Book Vl EOY	$2,824,151	USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV	$2,793,622	USGovtObligationsEOYFMVAmt
State Local Sec Book Vl EOY	$144,692	StateLocalSecBookVlEOYAmt
State Local Sec EOYFMV	$144,456	StateLocalSecEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	ALTERNATIVE INVESTMENTS	CategoryOrItemTxt
Listed At Cost Or FMV	AT COST	ListedAtCostOrFMVCd
Book Value	$1,768,612	BookValueAmt
EOYFMV	$1,704,767	EOYFMVAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
EXPENSES
BANK CHARGES	$49	$49
DUES AND SUBSCRIPTIONS	$276	$276
INSURANCE	$2,800	$2,800
OFFICE SUPPLIES	$325	$325
POSTAGE	$140	$140
TRAVEL REIMBURSEMENT	$143	$143
PARTNERSHIP EXPENSES	$903		$903

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (5 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
OTHER INCOME	$1,132	$1,132	$1,132
HARBOURVEST 2015 GLOBAL FUND	$152		$152
HARBOURVEST 2015 GLOBAL FUND	$6,497		$6,497
HARBOURVEST 2016 GLOBAL PARAL	$302		$302
HARBOURVEST 2016 GLOBAL PARAL	$6,606		$6,606

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Field	Value	IRS element (for citing)
Desc	PARTNERSHIP ADJUSTMENTS	Desc
Amt	$26,961	Amt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT MANAGEMENT	CategoryTxt
Amt	$131,358	Amt
Net Investment Income	$131,358	NetInvestmentIncomeAmt
Adjusted Net Income	$131,358	AdjustedNetIncomeAmt

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
LICENSES	$10	$10
FEDERAL EXCISE TAX	$12,004
FOREIGN TAX	$11,303		$11,303	$11,303

JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2018

Return header ReturnHeader

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Preparer US Address PreparerUSAddress

Filer Filer

Business Name BusinessName

US Address USAddress

Business Officer BusinessOfficerGrp

Preparer Person PreparerPersonGrp

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Form 990-PF IRS990PF

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (771 entries)

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Statements Regarding Acty StatementsRegardingActyGrp

Location Of Books US Address LocationOfBooksUSAddress

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Distributable Amount DistributableAmountGrp

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Undistributed Income UndistributedIncomeGrp

Supplementary Information SupplementaryInformationGrp

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (16 entries)

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Other Revenue Described OtherRevenueDescribedGrp (5 entries)

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (5 entries)

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

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