JAMES H FRANK FOUNDATION: Form 990PF, tax year 2018
View the entire original 990 at ProPublica ↗
- Organization
- JAMES H FRANK FOUNDATION (EIN 33-1185058)
- Tax period
- 2018-01-01 to 2018-12-31
- Filed
- 2019-11-15
- IRS object ID
- 201913199349105306
- Schema version
- 2018v3.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Assets Schedule
- Other Decreases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2019-11-15T16:36:52-08:00 | ReturnTs |
| Tax Period End | 2018-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 474728406 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Cohen Bender & Golden LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 12400 Wilshire Blvd Ste 1250 | AddressLine1Txt |
| City | Los Angeles | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90025 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2018-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 331185058 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES H FRANK FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 3104509178 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2678 34TH STREET | AddressLine1Txt |
| City | SANTA MONICA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90405 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | JAMES H FRANK | PersonNm |
| Person Title | president & CFO | PersonTitleTxt |
| Signature | 2019-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ROBERT L GOLDEN CPA | PreparerPersonNm |
| PTIN | P00227738 | PTIN |
| Phone | 3108201232 | PhoneNum |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2018 | TaxYr |
| Build TS | 2020-04-17 16:48:07Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $136,896 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $6,000 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $6,000 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,483 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $73,011 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,483 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $14,483 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $14,483 | TotalNetInvstIncmAmt |
| Taxes Rev And Expnss | $829 | TaxesRevAndExpnssAmt |
| Tot Opr Expenses Rev And Expnss | $829 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $13,736 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $13,736 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,565 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,736 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$82 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $14,483 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $39,502 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $26,601 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $26,601 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl BOY | $155 | AcctRcvblBOYAmt |
| Corporate Stock BOY | $41,418 | CorporateStockBOYAmt |
| Corporate Stock EOY | $90,730 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $58,320 | CorporateStockEOYFMVAmt |
| Other Investments BOY | $118,332 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $81,657 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $51,808 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $3 | OtherAssetsBOYAmt |
| Other Assets EOY | $167 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $167 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $199,410 | TotalAssetsBOYAmt |
| Total Assets EOY | $199,155 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $136,896 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow SFAS117 | Yes (X) | OrgDoesNotFollowSFAS117Ind |
| Retained Earning BOY | $199,410 | RetainedEarningBOYAmt |
| Retained Earning EOY | $199,155 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $199,410 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $199,155 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $199,410 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $199,155 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $199,410 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$82 | ExcessRevenueOverExpensesAmt |
| Subtotal | $199,328 | SubtotalAmt |
| Other Decreases | $173 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $199,155 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 500 GREAT WESTERN BANCORP | P | 2017-04-11 | 2018-03-16 | $21,759 | $21,005 | $754 | $754 |
| 2000 IMMUNOGEN INC | P | 2017-10-11 | 2018-01-16 | $16,208 | $13,726 | $2,482 | $2,482 |
| 1000 NUANCE COMMUNICATIONS | P | 2018-04-24 | 2018-08-09 | $16,853 | $15,229 | $1,624 | $1,624 |
| 2000 TELLURIAN | P | 2018-08-16 | 2018-08-28 | $18,191 | $14,568 | $3,623 | $3,623 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,483 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $290 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $290 | SubtotalAmt |
| Tax Based On Investment Income | $290 | TaxBasedOnInvestmentIncomeAmt |
| Tax Due | $290 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | false | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | COHEN BENDER & GOLDEN LLP | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3108201232 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 12400 WILSHIRE BLVD STE 1250 | AddressLine1Txt |
| City | LOS ANGELES | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 90025 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Undistr Incm Sect4942a2 Not App | false | UndistrIncmSect4942a2NotAppInd |
| Business Holdings | false | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | false | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Proceeds Or Net Income | false | ProceedsOrNetIncomeInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| JAMES H FRANK | ||||||
| 2678 34TH STREET | SANTA MONICA | CA | 90405 | president & CFO | 5.00 | $0 |
| ROBERT MARCUS | ||||||
| 7218 ELMSBURY LANE | WEST HILLS | CA | 91307 | SECRETARY & DIR | 1.00 | $0 |
| SAMUEL BLASER | ||||||
| 406 S LEMON AVENUE 6 | WALNUT | CA | 91789 | Director | 1.00 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $123,878 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $41,238 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $167 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $165,283 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $165,283 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,479 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $162,804 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $8,140 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $8,140 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $290 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $290 | TotalTaxAmt |
| Distributable Before Adj | $7,850 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $7,850 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $7,850 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,736 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $13,736 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $13,736 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,850 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $8,130 | UndistributedIncomePYAmt |
| Qualifying Distributions | $13,736 | QualifyingDistributionsAmt |
| Applied To Year1 | $8,130 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $5,606 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $2,244 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (17 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| peterson auto museum | |||||||
| 6060 WILSHIRE BLVD | LOS ANGELES | CA | 90036 | UNRELATED | PC | CHARITABLE | $2,980 |
| CHP 11-99 FOUNDATION | |||||||
| 2244 N STATE COLLEGE BLVD | FULLERTON | CA | 92831 | UNRELATED | PC | CHARITABLE | $2,000 |
| GERMAN SHEPHERD RESCUE | |||||||
| PO BOX 50726 | IRVINE | CA | 92619 | UNRELATED | PC | CHARITABLE | $2,800 |
| ca state sheriff's assN FNDTN | |||||||
| 1231 I Street Suite 200 | sacramento | CA | 95814 | UNRELATED | PC | CHARITABLE | $200 |
| ALZHEIMERS RESEARCH | |||||||
| 4221 Wilshire Blvd Suite 400 | Los Angeles | CA | 90010 | UNRELATED | PC | CHARITABLE | $400 |
| AMIT CHILDREN | |||||||
| 1122 S ROBERTSON BLVD 9 | LOS ANGELES | CA | 90035 | UNRELATED | PC | CHARITABLE | $100 |
| CEDAR SINAI | |||||||
| 8700 BEVERLY BLVD STE 2416 | LOS ANGELES | CA | 90048 | UNRELATED | PC | CHARITABLE | $300 |
| PASSTHROUGH FROM K1 -HI-CRUSH | |||||||
| 1330 post oak blvd suite 600 | houston | TX | 77056 | UNRELATED | PC | CHARITABLE | $6 |
| DISABLED AMERICAN VETERANS | |||||||
| 11000 WILSHIRE BLVD 5227 | LOS ANGELES | CA | 90024 | UNRELATED | PC | CHARITABLE | $1,075 |
| MEMORIAL SLOAN KETTERING CANCER CEN | |||||||
| 1275 YORK AVE | NEW YORK | NY | 10065 | UNRELATED | PC | CHARITABLE | $300 |
| SALVATION ARMY | |||||||
| 1533 4TH STREET | SANTA MONICA | CA | 90404 | UNRELATED | PC | CHARITABLE | $350 |
| DISABLED VETERANS NATIONAL FOUNDATI | |||||||
| 4601 FORBES BLVD SUITE 130 | LANHAM | MD | 20706 | UNRELATED | PC | CHARITABLE | $25 |
| CANINE COMPASSION FOR INDEPENDENCE | |||||||
| PO BOX 446 | SANTA ROSA | CA | 95402 | UNRELATED | PC | CHARITABLE | $100 |
| UCI LECTURSHIP FUND | |||||||
| UNIVERSITY OF CALIFORNIA IRVINE | IRVINE | CA | 92697 | UNRELATED | PC | EDUCATIONAL | $1,300 |
| HUNTINGTON'S DISEASE SOCIETY OF AME | |||||||
| 505 EIGTH AVENUE SUITE 902 | NEW YORK | NY | 10018 | UNRELATED | PC | CHARITABLE | $1,500 |
| VETERANS OF FOREIGN WARS | |||||||
| 406 W 34TH STREET | KANSAS CITY | MO | 64111 | UNRELATED | PC | CHARITABLE | $200 |
| SPCA | |||||||
| 5026 W JEFFERSON BLVD | LOS ANGELES | CA | 90016 | UNRELATED | PC | CHARITABLE | $100 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $13,736 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,000 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,483 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $14,483 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $14,483 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (5 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 1000 KBR INC | $23,098 | $15,180 |
| 1000 CAPITALA FIN CORP | $18,320 | $7,170 |
| 500 APPTIO INC | $20,294 | $18,980 |
| 1000 ENCANA CORP | $13,693 | $5,780 |
| 1000 LEGRAND SA | $15,325 | $11,210 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (7 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 1000 PRINCIPAL REAL ESTATE INCOME FUND | AT COST | $19,834 | $16,540 |
| 1250 blackrock multi sector income | AT COST | $24,852 | $19,200 |
| 1000 CAPITAL PROD PARTNERS LP UNITS | AT COST | $9,173 | $2,090 |
| 600 DOUBLELINE INCOME SOLUTIONS FD | AT COST | $14,998 | $10,398 |
| 500 GREAT WESTING BANCORP | AT COST | ||
| 2000 IMMUNOGEN | AT COST | ||
| 1000 HI-CRUSH PARNTERS LP MLP | AT COST | $12,800 | $3,580 |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE FROM UBS | Desc |
| EOY Book Value | $167 | EOYBookValueAmt |
| EOYFMV | $167 | EOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| LOSS FROM K-1 | $166 |
| NON-DEDUCTIBLE EXPENSE FROM K-1 | $7 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt |
|---|---|
| federal EXCISE TAX | $804 |
| FOREIGN TAX | $15 |
| FTB FILING FEE | $10 |
Comments