SWIFT FOUNDATION: Form 990PF, tax year 2018

View the entire original 990 at ProPublica ↗

Organization
SWIFT FOUNDATION (EIN 77-0559600)
Tax period
2018-01-01 to 2018-12-31
Filed
2019-11-15
IRS object ID
201903199349103545
Schema version
2018v3.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2019-11-15T12:34:33-08:00ReturnTs
Tax Period End2018-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN371420474PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1Fontanello Duffield & Otake LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line144 Montgomery Street Suite 1305AddressLine1Txt
CitySan FranciscoCityNm
State AbbreviationCAStateAbbreviationCd
ZIP94104ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2018-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN770559600EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1Swift FoundationBusinessNameLine1Txt
Business Name Line2co Manchester Capital ManagementBusinessNameLine2Txt
FieldValueIRS element (for citing)
Business Name ControlSWIFBusinessNameControlTxt
Phone8059695670PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village RoadAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonJohn F SwiftPersonNm
Person TitlePresidentPersonTitleTxt
Signature2019-11-15SignatureDt
Discuss With Paid PreparerfalseDiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonCarol DuffieldPreparerPersonNm
PTINP01257136PTIN
Phone4159830200PhoneNum
FieldValueIRS element (for citing)
Tax2018TaxYr
Build TS2020-03-31 21:24:44ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$60,546,157FMVAssetsEOYAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$1,252,507DividendsRevAndExpnssAmt
Dividends Net Invst Incm$1,252,507DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$345,014NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$13,271,567GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$345,014CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss$16,661OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm$33,018OtherIncomeNetInvstIncmAmt
Total Rev And Expnss$1,614,182TotalRevAndExpnssAmt
Total Net Invst Incm$1,630,539TotalNetInvstIncmAmt
Oth Empl Slrs Wgs Rev And Expnss$190,038OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl$186,629OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss$68,249PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl$67,666PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss$325LegalFeesRevAndExpnssAmt
Legal Fees Dsbrs Chrtbl$325LegalFeesDsbrsChrtblAmt
Other Prof Fees Rev And Expnss$478,365OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$464,467OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl$13,898OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss$38,119TaxesRevAndExpnssAmt
Taxes Net Invst Incm$38,119TaxesNetInvstIncmAmt
Trav Conf Meeting Rev And Expnss$101,830TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl$109,464TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss$103,713OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$10,612OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$90,976OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$980,639TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$513,198TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$468,958TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$2,166,074ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$2,516,074ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$3,146,713TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$513,198TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$2,985,032TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$1,532,531ExcessRevenueOverExpensesAmt
Net Investment Income$1,117,341NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$2,287,741SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$2,380,426SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$2,380,426SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl$2,716AcctRcvblAmt
Acct Rcvbl EOY$2,716AcctRcvblEOYAmt
Acct Rcvbl EOYFMV$2,716AcctRcvblEOYFMVAmt
Other Nts And Loans Rcvbl$1,750,000OtherNtsAndLoansRcvblAmt
Other Nts And Loans Rcvbl BOY$1,750,000OtherNtsAndLoansRcvblBOYAmt
Other Nts And Loans Rcvbl EOY$1,750,000OtherNtsAndLoansRcvblEOYAmt
Other Nts And Loans Rcvbl EOYFMV$1,750,000OtherNtsAndLoansRcvblEOYFMVAmt
Prepaid Expenses BOY$65,786PrepaidExpensesBOYAmt
Prepaid Expenses EOY$80,420PrepaidExpensesEOYAmt
Prepaid Expenses EOYFMV$80,420PrepaidExpensesEOYFMVAmt
US Government Obligations BOY$7,897,508USGovernmentObligationsBOYAmt
US Government Obligations EOY$7,919,678USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$7,919,678USGovtObligationsEOYFMVAmt
Corporate Stock BOY$35,397,011CorporateStockBOYAmt
Corporate Stock EOY$28,722,924CorporateStockEOYAmt
Corporate Stock EOYFMV$28,722,924CorporateStockEOYFMVAmt
Corporate Bonds BOY$2,224,864CorporateBondsBOYAmt
Corporate Bonds EOY$2,077,027CorporateBondsEOYAmt
Corporate Bonds EOYFMV$2,077,027CorporateBondsEOYFMVAmt
Other Investments BOY$11,467,987OtherInvestmentsBOYAmt
Other Investments EOY$15,062,460OtherInvestmentsEOYAmt
Other Investments EOYFMV$15,062,460OtherInvestmentsEOYFMVAmt
Other Assets BOY$2,923,515OtherAssetsBOYAmt
Other Assets EOY$2,550,506OtherAssetsEOYAmt
Other Assets EOYFMV$2,550,506OtherAssetsEOYFMVAmt
Total Assets BOY$64,014,412TotalAssetsBOYAmt
Total Assets EOY$60,546,157TotalAssetsEOYAmt
Total Assets EOYFMV$60,546,157TotalAssetsEOYFMVAmt
Accounts Payable BOY$48,741AccountsPayableBOYAmt
Accounts Payable EOY$42,930AccountsPayableEOYAmt
Grants Payable BOY$1,595,000GrantsPayableBOYAmt
Grants Payable EOY$1,495,000GrantsPayableEOYAmt
Other Liabilities BOY$62,528OtherLiabilitiesBOYAmt
Other Liabilities EOY$87,216OtherLiabilitiesEOYAmt
Total Liabilities BOY$1,706,269TotalLiabilitiesBOYAmt
Total Liabilities EOY$1,625,146TotalLiabilitiesEOYAmt
Organization Follows SFAS117Yes (X)OrganizationFollowsSFAS117Ind
Unrestricted BOY$61,481,152UnrestrictedBOYAmt
Unrestricted EOY$58,489,660UnrestrictedEOYAmt
Temporarily Restricted BOY$826,991TemporarilyRestrictedBOYAmt
Temporarily Restricted EOY$431,351TemporarilyRestrictedEOYAmt
Tot Net Ast Or Fund Balances BOY$62,308,143TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$58,921,011TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$64,014,412TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$60,546,157TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$62,308,143TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$1,532,531ExcessRevenueOverExpensesAmt
Other Increases$1,658,610OtherIncreasesAmt
Subtotal$62,434,222SubtotalAmt
Other Decreases$3,513,211OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$58,921,011TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
Sales of Publicly Traded SecuritiesP2000-01-012018-12-31$13,194,122$12,926,553$267,569$267,569
Realized Gain/Loss from PartnershipsP2000-01-012018-12-31$77,445$77,445$77,445
FieldValueIRS element (for citing)
Capital Gain Net Income$345,014CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

FieldValueIRS element (for citing)
Liable Section4942 TaxfalseLiableSection4942TaxInd
Adjusted Qlfy Distri Yr1$2,717,490AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1$55,982,783NetVlNoncharitableAssetsYr1Amt
Distribution Yr10.04854DistributionYr1Rt
Adjusted Qlfy Distri Yr2$904,351AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2$56,018,427NetVlNoncharitableAssetsYr2Amt
Distribution Yr20.01614DistributionYr2Rt
Adjusted Qlfy Distri Yr3$2,934,215AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3$55,495,320NetVlNoncharitableAssetsYr3Amt
Distribution Yr30.05287DistributionYr3Rt
Adjusted Qlfy Distri Yr4$2,668,617AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4$58,698,041NetVlNoncharitableAssetsYr4Amt
Distribution Yr40.04546DistributionYr4Rt
Adjusted Qlfy Distri Yr5$2,669,233AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5$58,802,434NetVlNoncharitableAssetsYr5Amt
Distribution Yr50.04539DistributionYr5Rt
Total Distribution0.208415TotalDistributionRt
Average Distribution0.041683AverageDistributionRt
Net Vl Noncharitable Assets$60,939,249NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets$2,540,131AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct$11,173NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct$2,551,304AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions$2,985,032QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Domestic Org Meeting Sect4940eYes (X)DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax$11,173InvestmentIncomeExciseTaxAmt
Subtotal$11,173SubtotalAmt
Tax Based On Investment Income$11,173TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$61,047EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits$61,047TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Overpayment$49,874OverpaymentAmt
Applied To ES Tax$49,874AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitYes (true)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (true)Form990TFiledInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateCAOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundYes (true)DonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1Manchester Capital ManagementBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone8059695670PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road Ste AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnYes (true)FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Acts Fail To Qlfy As ExceptionsfalseActsFailToQlfyAsExceptionsInd
Uncorrected Prior ActsfalseUncorrectedPriorActsInd
Undistributed Income PYfalseUndistributedIncomePYInd
Undistr Incm Sect4942a2 Not AppfalseUndistrIncmSect4942a2NotAppInd
Business HoldingsfalseBusinessHoldingsInd
Excess Business HoldingsfalseExcessBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Transactions Fail To Qlfy As ExcfalseTransactionsFailToQlfyAsExcInd
Maintained Expenditure RspnsfalseMaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Proceeds Or Net IncomefalseProceedsOrNetIncomeInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmt
John F Swift
1157 Coast Village Road Ste ASanta BarbaraCA93108President/Chair7.50$0
Karen Swift
1157 Coast Village Road Ste ASanta BarbaraCA93108Treasurer3.00$0
Sonja Swift
1157 Coast Village Road Ste ASanta BarbaraCA93108Sect'y/VP3.00$0
Jeannette Armstrong
1157 Coast Village Road Ste ASanta BarbaraCA93108Director3.00$0
Humberto Rios Labrada
1157 Coast Village Road Ste ASanta BarbaraCA93108Director3.00$0
Elaine Rasmussen
1157 Coast Village Road Ste ASanta BarbaraCA93108Director3.00$0

Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee BenefitsEmployeeBenefitsAmt
Jen Astone
1157 Coast Village Road Ste ASanta BarbaraCA93108Exec. Dir.40.00$88,028$16,585
Galina Angarova
1157 Coast Village Road Ste ASanta BarbaraCA93108Prgm. Officer40.00$76,000$8,667

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdService TypeServiceTypeTxtCompensationCompensationAmt
Manchester Capital Management LLC
1157 Coast Village Road Ste ASanta BarbaraCA93108Investment Mgmt$256,557
Boston Common Asset Management
200 State Street 7th FlBostonMA02109Investment Mgmt$63,011

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$59,917,364AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$1,949,894AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$61,867,258TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Adjusted Total FMV Of Unused Ast$61,867,258AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$928,009CashDeemedCharitableAmt
Net Vl Noncharitable Assets$60,939,249NetVlNoncharitableAssetsAmt
Minimum Investment Return$3,046,962MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$3,046,962MinimumInvestmentReturnAmt
Tax Based On Investment Income$11,173TaxBasedOnInvestmentIncomeAmt
Total Tax$11,173TotalTaxAmt
Distributable Before Adj$3,035,789DistributableBeforeAdjAmt
Distributable Before Ded$3,035,789DistributableBeforeDedAmt
Distributable As Adjusted$3,035,789DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$2,985,032ExpensesAndContributionsAmt
Qualifying Distributions$2,985,032QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$11,173PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$2,973,859AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$3,035,789DistributableAsAdjustedAmt
Excess Distribution Cyov Yr3$41,976ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$207,200ExcessDistributionCyovYr2Amt
Total Excess Distribution Cyov$249,176TotalExcessDistributionCyovAmt
Qualifying Distributions$2,985,032QualifyingDistributionsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$2,985,032AppliedToCurrentYearAmt
Excess Distri Cyov App CY Corpus$50,757ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$50,757ExcessDistributionCyovAppCYAmt
Total Corpus$198,419TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr$198,419ExcessDistriCyovToNextYrAmt
Excess From Year2$198,419ExcessFromYear2Amt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Contributing ManagerJohn F SwiftContributingManagerNm

Application Submission Info ApplicationSubmissionInfoGrp

FieldValueIRS element (for citing)
Recipient PersonSwift FoundationRecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road Ste AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
Recipient Phone8059695670RecipientPhoneNum
Form And Info And MaterialsNo Specified FormFormAndInfoAndMaterialsTxt
Submission DeadlinesNoneSubmissionDeadlinesTxt
Restrictions On AwardsNone - Approval by the Board of Directors RequiredRestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp

FieldValueIRS element (for citing)
Recipient PersonSee Grant StatementRecipientPersonNm

Recipient US Address RecipientUSAddress

FieldValueIRS element (for citing)
Address Line11157 Coast Village Road Ste AAddressLine1Txt
CitySanta BarbaraCityNm
State AbbreviationCAStateAbbreviationCd
ZIP93108ZIPCd
FieldValueIRS element (for citing)
Recipient Foundation StatusPCRecipientFoundationStatusTxt
Grant Or Contribution PurposeSee Grant StatementGrantOrContributionPurposeTxt
Amt$2,516,074Amt
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$2,516,074TotalGrantOrContriPdDurYrAmt

Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (7 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtAddress Line1RecipientForeignAddress/AddressLine1TxtCityRecipientForeignAddress/CityNmCountryRecipientForeignAddress/CountryCdForeign PostalRecipientForeignAddress/ForeignPostalCd
Cultural Conservancy
PO Box 29044San FranciscoCA94129N/APCLand Stewardship$80,000
GroundswellInternational
1215 Kearney St NEWashingtonDC20013N/APCGlobal Networks$70,000
Honor the Earth
607 Main AvenueCallawayMN56521N/APCVisionaries & Innovations$40,000
California FarmLink
303 Potrero Street Suite 29-201Santa CruzCA95060N/APCLand Stewardship$35,000
Arizona Community Foundation
2201 E Camelback Road Suite 405BPhoenixAZ85016N/APCLand Stewardship$50,000
Seventh Generation Fund
PO Box 4569ArcataCA95518N/APCLand Stewardship$25,000
CooperAccion
N/APCLand Stewardship$35,000Jr Rio de Janeiro 373 Jesus MariaLimaPE11-Peru
FieldValueIRS element (for citing)
Total Grant Or Contri Apprv Fut$335,000TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$1,252,507ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$345,014ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (5 entries)

DescDescRelated Or Exempt Function IncmRelatedOrExemptFunctionIncmAmtExclusionExclusionCdExclusionExclusionAmtBusinessBusinessCdUnrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
Excise Tax Provision$28,407
Litigation Settlement18$38
Partnership Income14-$21,739900099-$9,998
PRI Interest14$17,676
Refunds$2,277

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm-$9,998UnrelatedBusinessTaxblIncmAmt
Exclusion$1,593,496ExclusionAmt
Related Or Exempt Function Incm$30,684RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$1,614,182TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Line NumberLineNumberTxtRelationship StatementRelationshipStatementTxt
11aChange in provision for excise tax.
11eExcise Tax Refund

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp

FieldValueIRS element (for citing)
BondSee Corporate Bond StatementBondNm
EOY Book Value$2,077,027EOYBookValueAmt
EOYFMV$2,077,027EOYFMVAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp

FieldValueIRS element (for citing)
StockSee Stock StatementStockNm
EOY Book Value$28,722,924EOYBookValueAmt
EOYFMV$28,722,924EOYFMVAmt

Investments Govt Obligations Sch InvestmentsGovtObligationsSch

FieldValueIRS element (for citing)
US Govt Obligations Book Vl EOY$7,919,678USGovtObligationsBookVlEOYAmt
US Govt Obligations EOYFMV$7,919,678USGovtObligationsEOYFMVAmt

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

FieldValueIRS element (for citing)
Category Or ItemSee Other Investments StmtCategoryOrItemTxt
Listed At Cost Or FMVAT COSTListedAtCostOrFMVCd
Book Value$15,062,460BookValueAmt
EOYFMV$15,062,460EOYFMVAmt

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

FieldValueIRS element (for citing)
CategoryLegal FeesCategoryTxt
Legal Fees$325LegalFeesAmt
Net Investment Income$0NetInvestmentIncomeAmt
Adjusted Net Income$0AdjustedNetIncomeAmt
Disbursements Charitable Prps$325DisbursementsCharitablePrpsAmt

Other Assets Schedule OtherAssetsSchedule

Other Assets Schedule OtherAssetsScheduleGrp (11 entries)

DescDescBOY Book ValueBOYBookValueAmtEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
Accrued Income$45,939$100,995$100,995
Beneficial Interest - CLT$826,991$431,351$431,351
Canticle Farm$59,985$51,258$51,258
Global Partnerships$500,000$500,000$500,000
MicroEnergy Credits$12,500$12,500$12,500
Native American Natural Foods, LLC$94,005$71,250$71,250
Persistent Energy Prtnrs LLC$55,821$55,821$55,821
Root Capital$500,000$500,000$500,000
RSF Social Finance - PRI Fund 02$387,418$389,350$389,350
RSF Social Finance - PRI Fund 03$387,418$389,350$389,350
Storytellers Foundation$53,438$48,631$48,631

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
ADR Fees$10,612$10,612
Dues and Memberships$48,158$48,158
Grant Software$5,000$5,000
Office Expense$36,780$36,226
Website/Other Expenses$3,163$1,592

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (5 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
Excise Tax Provision$28,407
Litigation Settlement$38
Partnership Income-$31,737$15,342
PRI Interest$17,676$17,676
Refunds$2,277

Other Increases Schedule OtherIncreasesSchedule

Other Increases Detail OtherIncreasesDetail (2 entries)

DescDescAmtAmt
Change in value of Split Interest Trust$143,578
Prior Year's Audit Adjustments$1,515,032

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail

FieldValueIRS element (for citing)
DescDeferred Excise TaxDesc
BOY Book Value$62,528BOYBookValueAmt
EOY Book Value$87,216EOYBookValueAmt

Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch

Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp

Borrower Name BorrowerNameGrp

FieldValueIRS element (for citing)
PersonGuayaki Sust Rainforest ProdPersonNm
FieldValueIRS element (for citing)
Insider RelationshipN/AInsiderRelationshipTxt
Balance Due$1,750,000BalanceDueAmt
Note2017-01NoteDt
Loan Maturity2019-12LoanMaturityDt
Repayment TermsQuarterly PaymentsRepaymentTermsTxt
Interest6.0000InterestRt
Security Provided BorrowerN/ASecurityProvidedBorrowerTxt
Loan PurposeLine of CreditLoanPurposeTxt
Lender ConsiderationN/ALenderConsiderationDesc

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtAdjusted Net IncomeAdjustedNetIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
Consulting Fees$13,898$0$0$13,898
Impact Investing/PRI Fees$16,164$16,164$0$0
Investment Management Fees$448,303$448,303$0$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryForeign TaxesCategoryTxt
Amt$38,119Amt
Net Investment Income$38,119NetInvestmentIncomeAmt

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