GARY AND MARY WEST FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- GARY AND MARY WEST FOUNDATION (EIN 47-0793015)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-11
- IRS object ID
- 202043169349102064
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-11T17:43:42-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 330885895 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LINDSAY & BROWNELL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4225 EXECUTIVE SQUARE SUITE 1150 | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 470793015 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GARY | BusinessNameControlTxt |
| Phone | 8583693160 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE SUITE 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELLEY LYFORD | PersonNm |
| Person Title | PRESIDENT/CEO/ TREASURER | PersonTitleTxt |
| Phone | 8583693160 | PhoneNum |
| Signature | 2020-10-21 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEPHEN J BROWNELL | PreparerPersonNm |
| PTIN | P00232091 | PTIN |
| Phone | 8585589200 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 98.174.140.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-10-21 | IPDt |
| IP Tm | 10:50:43 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | F3126E2ECE72AC527B82B393B7E424B8B628BFBB | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | F458D0A15553DB2B3FCC204FBBC8C93AE2341294 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $145,102,325 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $6,403,198 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $6,647,245 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $6,647,245 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,447,033 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $9,538,910 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,447,033 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $531,901 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $531,901 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $15,029,377 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $8,626,179 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $518,475 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $72,213 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $505,146 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $645,273 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $170,873 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $366,828 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $166,968 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $27,670 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $107,429 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $42,782 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $5,594 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $25,510 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $40,826 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $20,413 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $18,712 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,860,100 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $616,269 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $1,161,041 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $139,136 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $12,122 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $45,346 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $154,416 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $38,604 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $144,816 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $36,204 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $126,011 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $174,074 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $22,813 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $162,278 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $3,429 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $857 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $2,566 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $213,144 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $34,578 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $180,621 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $4,103,439 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $1,058,210 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,701,488 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,731,809 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $11,085,100 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $14,835,248 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $1,058,210 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $13,786,588 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $194,129 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $7,567,969 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $357,973 | CashBOYAmt |
| Cash EOY | $417,560 | CashEOYAmt |
| Cash EOYFMV | $417,560 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $30,468,662 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $30,102,216 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $30,102,216 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $366,073 | AcctRcvblAmt |
| Acct Rcvbl BOY | $340,565 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $366,073 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $366,073 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $1,159,736 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $1,074,422 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $1,074,422 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $77,077,275 | CorporateStockBOYAmt |
| Corporate Stock EOY | $80,817,661 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $80,817,661 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,998,091 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,556,573 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,556,573 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $25,637,867 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $26,021,142 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $26,021,142 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $945,782 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $757,150 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $334,667 | LandBOYAmt |
| Land EOY | $188,632 | LandEOYAmt |
| Land EOYFMV | $188,632 | LandEOYFMVAmt |
| Other Assets BOY | $1,741,088 | OtherAssetsBOYAmt |
| Other Assets EOY | $3,558,046 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $3,558,046 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $140,115,924 | TotalAssetsBOYAmt |
| Total Assets EOY | $145,102,325 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $145,102,325 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $576,981 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $652,830 | AccountsPayableEOYAmt |
| Grants Payable BOY | $1,428,674 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,388,818 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $800 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $65,500 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,006,455 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $2,107,148 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $138,109,469 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $142,995,177 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $138,109,469 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $142,995,177 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $140,115,924 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $145,102,325 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $138,109,469 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $194,129 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,691,579 | OtherIncreasesAmt |
| Subtotal | $142,995,177 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $142,995,177 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (23 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ARIAS RESOURCE CAPITAL | P | 2010-12-31 | 2019-02-28 | $163,311 | $57,535 | $105,776 | $105,776 |
| BLUE RIVER ARBITRAGE | P | 2008-03-03 | 2019-10-31 | $2,519,045 | $2,363,154 | $155,891 | $155,891 |
| BOND - ELM PARK ADVANTEDGE | P | 2017-07-31 | 2019-12-31 | $68,757 | $68,757 | $0 | $0 |
| BOND - WBB TERM LOAN | P | 2017-11-30 | 2019-11-30 | $323,644 | $323,644 | $0 | $0 |
| ELM PARK CREDIT OPP FUND II | P | 2016-10-31 | 2019-10-31 | $68,112 | $68,112 | $0 | $0 |
| ELM PARK CREDIT III | P | 2018-12-31 | 2019-10-31 | $3,889 | $3,889 | $0 | $0 |
| EMERGING EUROPE | P | 2008-06-13 | 2019-12-31 | $204,908 | $87,295 | $117,613 | $117,613 |
| ETON PARK OVERSEAS FUND | P | 2007-08-31 | 2019-10-31 | $1,217 | $1,217 | $0 | $0 |
| FORTRESS MSR | P | 2012-12-31 | 2019-12-31 | $54,613 | $54,613 | $0 | $0 |
| GREEN COURT PARTNERS III | P | 2011-12-30 | 2019-08-31 | $678,341 | $678,341 | $0 | $0 |
| GS MIDDLE MARKET LENDING CORP | P | 2017-07-31 | 2019-05-31 | $110,931 | $110,931 | $0 | $0 |
| KAYNE ANDERSON RE DEBT | P | 2018-02-28 | 2019-12-31 | $164,799 | $163,916 | $883 | $883 |
| MARATHON EUROPEAN CREDIT | P | 2014-04-30 | 2019-11-30 | $33,935 | $16,508 | $17,427 | $17,427 |
| OAKTREE RE DEBT FUND CAYMAN | P | 2015-10-31 | 2019-12-31 | $283,442 | $283,442 | $0 | $0 |
| OAKTREE RE DEBT II FEED CAYMAN | P | 2017-05-31 | 2019-09-30 | $15,281 | $15,281 | $0 | $0 |
| OHA EUROPEAN SCF OFFSHORE | P | 2014-05-31 | 2019-10-31 | $52,789 | $52,789 | $0 | $0 |
| OHA SCF PARALLEL | P | 2011-12-30 | 2019-12-31 | $48,071 | $48,071 | $48,071 | |
| OLEA SPECIAL OPP | P | 2018-09-30 | 2019-09-30 | $547,001 | $547,001 | $0 | $0 |
| PUBLICLY TRADED SECURITIES | $3,958,455 | $2,905,965 | $1,052,490 | $1,052,490 | |||
| SCG ATLAS | P | 2016-01-31 | 2019-09-30 | $45,409 | $45,409 | $0 | $0 |
| STARWOOD OPPORTUNITY FUND | P | 2016-01-31 | 2019-12-31 | $35,568 | $35,568 | $0 | $0 |
| SUMMIT WATER DEVELOPMENT | P | 2011-12-30 | 2019-09-30 | $33,025 | $84,143 | -$51,118 | -$51,118 |
| VWH OFFSHORE FUND LP | P | 2018-03-31 | 2019-03-31 | $124,367 | $124,367 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,447,033 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $19,039,931 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $149,575,032 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.127294 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $11,725,472 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $153,244,653 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.076515 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $14,755,876 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $124,845,664 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.118193 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $10,169,809 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $127,289,606 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.079895 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $26,675,168 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $144,477,442 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.184632 | DistributionYr5Rt |
| Total Distribution | 0.586529 | TotalDistributionRt |
| Average Distribution | 0.117306 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $139,795,937 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $16,398,902 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $75,680 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $16,474,582 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $16,346,528 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $151,359 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $151,359 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $151,359 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $185,302 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $185,302 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $33,943 | OverpaymentAmt |
| Applied To ES Tax | $33,943 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GMWF.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHELLEY LYFORD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8583693160 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 505 LOMAS SANTA FE DRIVE 230 | AddressLine1Txt |
| City | SOLANA BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92075 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GARY L WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| MARY E WEST | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| SHELLEY LYFORD | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PRESIDENT, CEO, & TREASURE | 20.00 | $288,850 | $18,689 | $0 |
| MARC HARPER | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $0 |
| TIM LASH | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | EXECUTIVE VICE PRESIDENT | 20.00 | $178,375 | $11,700 | $0 |
| DR ZIA AGHA | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | CHIEF MEDICAL OFFICER | 8.00 | $51,250 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN LITTLE | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | DIRECTOR OF FINANCE | 35.00 | $178,914 | $29,339 | $0 |
| LINDSAY GOLDSMITH | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | SENIOR ACCOUNTANT | 40.00 | $127,050 | $8,967 | $0 |
| VYAN NGUYEN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM OFFICER | 30.00 | $118,800 | $10,993 | $0 |
| BRENDA SCHMITTHENNER | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | PROGRAM OFFICER | 20.00 | $93,350 | $21,998 | $0 |
| LEXY HARSHMAN | ||||||||
| 505 LOMAS SANTA FE DRIVE SUITE 230 | SOLANA BEACH | CA | 92075 | OPERATIONS MANAGER | 40.00 | $99,729 | $12,469 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WEST FAMILY INVESTMENTS INC | |||||
| 1603 ORRINGTON SUITE 810 | EVANSTON | IL | 60201 | INVESTMENT MANAGEMENT | $533,615 |
| WEST MANAGEMENT COMPANY INC | |||||
| 5800 ARMADA DRIVE SUITE 100 | CARLSBAD | CA | 92008 | ADVOCACY AND ADMINISTRATION | $526,111 |
| PCE CONSULTING LLC | |||||
| 5500 PRESTON ROAD SUITE 250 | DALLAS | TX | 75205 | ACUTE CARE ADVOCACY | $268,800 |
| COMMUNICATION PARTNERS & ASSOCIATES LLC | |||||
| 250 GREENWICH ST SUITE 4620 | NY | NY | 10007 | ADVOCACY AND MEDIA OUTREACH | $95,000 |
| WATERFORD LIFE SCIENCES TOTAL | |||||
| 1666 CONNECTICUT AVE NW SUITE 500 | WASHINGTON | DC | 20009 | ADVOCACY COMMUNICATIONS | $86,400 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | A MULTI-DIMENSIONAL RESEARCH PROJECT TO: 1) CREATE A MODEL FOR CARE COORDINATION AT A LOW-INCOME SENIOR WELLNESS CENTER BETWEEN VARIOUS CO-LOCATED NON-PROFIT ORGANIZATIONS AND PRIMARY CARE PHYSICIANS; 2) USE THE COORDINATED SYSTEM TO RESEARCH IMPACT OF PARTICIPATING SERVICES ON THE HEALTH OUTCOMES OF SENIORS, 3) FINDINGS MAY BE USED TO REPLICATE SIMILAR SERVICE MODELS IN OTHER COMMUNITIES. | Description1Txt |
| Expenses1 | $32,800 | Expenses1Amt |
| Description2 | ADVOCATE FOR HEALTH CARE INTERESTS OF OLDER ADULTS THROUGH OUTREACH TO MEDIA, POLICY MAKERS AND EXECUTIVES IN HEALTH CARE AND INSURANCE. IN PARTICULAR, GUIDE RESEARCH AND ADVOCACY TO IMPLEMENT TELEHEALTH IN SENIOR COMMUNITIES AND REDUCE UNNECESSARY EMERGENCY DEPARTMENT TRANSFERS. ADVOCACY AND RESEARCH IS CONDUCTED WITH THE GOAL OF BETTER CARE, WHEN NEEDED, AT LOWER COSTS TO THE PAYOR. | Description2Txt |
| Expenses2 | $341,759 | Expenses2Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE FOUNDATION'S PROGRAM-RELATED INVESTMENT IS COMPRISED OF A CREDIT AGREEMENT TO CIVICA, A NON-PROFIT ORGANIZATION, WITH BORROWINGS AVAILABLE UP TO $9,000,000. ADVANCES UNDER THE CREDIT AGREEMENT BEAR INTEREST AT 5.00% PER ANNUM, WITH PRINCIPAL AND INTEREST DUE AUGUST 2030. ADVANCES UNDER THE CREDIT AGREEMENT WERE $2,559,940, INCLUDING PAYMENT IN KIND INTEREST OF $24,729 IN 2019. SEE PART VII-B, LINE 5C - EXPENDITURE RESPONSIBILITY STATEMENT FOR ADDITIONAL INFORMATION. | Description1Txt |
| Expenses1 | $2,559,940 | Expenses1Amt |
| Total | $2,559,940 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $110,004,696 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $28,818,468 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $3,101,645 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $141,924,809 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $141,924,809 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $2,128,872 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $139,795,937 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $6,989,797 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $6,989,797 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $151,359 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $151,359 | TotalTaxAmt |
| Distributable Before Adj | $6,838,438 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $328,729 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $7,167,167 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $7,167,167 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $13,786,588 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $2,559,940 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $16,346,528 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $16,346,528 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $7,167,167 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $19,573,324 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $3,946,700 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $8,651,201 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $4,448,144 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $11,616,167 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $48,235,536 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $16,346,528 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $7,167,167 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $9,179,361 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $57,414,897 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $19,573,324 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $37,841,573 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $3,946,700 | ExcessFromYear4Amt |
| Excess From Year3 | $8,651,201 | ExcessFromYear3Amt |
| Excess From Year2 | $4,448,144 | ExcessFromYear2Amt |
| Excess From Year1 | $11,616,167 | ExcessFromYear1Amt |
| Excess From Current Year | $9,179,361 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GARY L WEST | ContributingManagerNm |
| Contributing Manager | MARY E WEST | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (46 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| AMERICAN SOCIETY ON AGING | ||||||||
| 575 MARKET STREET SUITE 2100 | SAN FRANCISCO | CA | 941052869 | NONE | PC | TO SUPPORT THE 2020 WEST HEALTH POLICY SUMMIT FOCUSED ON HEALTHCARE COSTS DURING THE 2020 AGING IN AMERICA CONFERENCE. | $25,000 | |
| CALIFORNIA FOUNDATION ON AGING | ||||||||
| 1310 AVENIDA SEBASTIANI | SONOMA | CA | 95476 | NONE | PC | TO SUPPORT THE CREATION OF A WHITE PAPER WITH RECOMMENDATIONS TO INFORM THE MASTER PLAN FOR AGING. | $3,000 | |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE INITIATIVE FOR SENIORS. | $37,500 | |
| CHALLENGE CENTER | ||||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE INITIATIVE FOR SENIORS WITH FALLS CLASS PROGRAM DEVELOPMENT AND PILOT. | $40,000 | |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||
| 1909 K ST NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | TO SUPPORT AND DEVELOP INNOVATIVE HEALTHCARE DELIVERY MODELS AND ALTERNATIVE PAYMENT MODELS TO IMPROVE CARE AND ACCESS FOR SENIORS. | $6,140,000 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | CAPITAL GRANT FOR START UP CONSTRUCTION AND DENTAL EQUIPMENT AT SAN MARCOS OUTPATIENT DENTAL CLINIC. | $950,000 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO PROVIDE ORAL HEALTHCARE FOR PACE AND COMMUNITY SENIORS IN AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE AT THE SAN MARCOS OUTPATIENT DENTAL CLINIC. | $314,325 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO PROVIDE LOW-INCOME SENIORS WITH ORAL HEALTHCARE THROUGH AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE AT THE DOWNTOWN SAN DIEGO OUTPATIENT DENTAL CLINIC. | $1,084,161 | |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | ||||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | CAPITAL GRANT TO INCREASE ACCESS TO DENTAL CARE AND EFFICIENCY AT THE DOWNTOWN SAN DIEGO OUTPATIENT DENTAL CLINIC. | $200,000 | |
| GENERATIONS UNITED INC | ||||||||
| 25 EAST STREET NW 3RD FLOOR | WASHINGTON | DC | 20001 | NONE | PC | TO SUPPORT THE 2019 STRATEGIC PLAN. | $20,000 | |
| GENERATIONS UNITED INC | ||||||||
| 25 EAST STREET NW 3RD FLOOR | WASHINGTON | DC | 20001 | NONE | PC | TO SUPPORT GRANDDORM INTERGENERATIONAL HOUSING PILOT. | $15,000 | |
| GRANTMAKERS IN AGING | ||||||||
| 901 NORTH GLEBE ROAD SUITE 200 | ARLINGTON | VA | 22203 | NONE | PC | TO SUPPORT GRANTMAKERS IN AGING LEADERSHIP. | $7,500 | |
| GRANTMAKERS IN HEALTH | ||||||||
| 1100 CONNECTICUT AVENUE NW SUITE | WASHINGTON | DC | 200364110 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $11,500 | 1200 |
| INTERCULTURAL SENIOR CENTER | ||||||||
| 5545 CENTER STREET | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT CASE MANAGEMENT SERVICES, TRANSPORTATION, AND INTERPRETATION. | $25,000 | |
| INTERCULTURAL SENIOR CENTER | ||||||||
| 5545 CENTER STREET | OMAHA | NE | 68107 | NONE | PC | TO SUPPORT CORE OPERATIONS INCLUDING SOCIAL WORK, HEALTH AND WELLNESS PROGRAMS, AND TRANSPORTATION SERVICES. | $30,000 | |
| INTERFAITH COMMUNITY SERVICES INC | ||||||||
| 550 WEST WASHINGTON AVENUE SUITE B | ESCONDIDO | CA | 92025 | NONE | PC | TO SUPPORT CASE MANAGEMENT, HEALTH NAVIGATION, AND NUTRITION SERVICES. | $50,000 | |
| INTERFAITH COMMUNITY SERVICES INC | ||||||||
| 550 WEST WASHINGTON AVENUE SUITE B | ESCONDIDO | CA | 92025 | NONE | PC | TO SUPPORT CASE MANAGEMENT, HEALTH NAVIGATION, AND NUTRITION SERVICES. | $37,500 | |
| LEGAL AID SOCIETY OF SAN DIEGO INC | ||||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT BENEFITS COUNSELING AND COMPUTER LAB FOR SENIORS. | $133,000 | |
| MEALS ON WHEELS AMERICA | ||||||||
| 1550 CRYSTAL DRIVE NO 1004 | ARLINGTON | VA | 22202 | NONE | PC | TO SUPPORT HEALTHCARE INFRASTRUCTURE AND INNOVATION PROJECT. | $112,500 | |
| MEALS-ON-WHEELS GREATER SAN DIEGO | ||||||||
| 2254 SAN DIEGO AVENUE SUITE 200 | SAN DIEGO | CA | 92110 | NONE | PC | TO SUPPORT CHANGE OF CONDITION MONITORING AND CARE NAVIGATION PROJECT. | $56,000 | |
| MERRYMAKERS ASSOCIATION | ||||||||
| 12020 SHAMROCK PLAZA SUITE 200 | OMAHA | NE | 68154 | NONE | PC | TO PROVIDE LIVE MUSIC THERAPY AND ENTERTAINMENT TO SENIORS. | $16,800 | |
| NATIONAL FOUNDATION OF DENTISTRY FOR THE HANDICAPPED | ||||||||
| 1800 15TH STREET SUITE 100 | DENVER | CO | 80202 | NONE | PC | TO SUPPORT SAN DIEGO COUNTY DONATED DENTAL SERVICES PROGRAM. | $25,000 | |
| OMAHA COMMUNITY FOUNDATION | ||||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT DONOR ADVISED FUND. | $534,750 | |
| OUTLOOK NEBRASKA INC | ||||||||
| 4125 S 72ND STREET | OMAHA | NE | 68127 | NONE | PC | TO SUPPORT ADAPTIVE TECHNOLOGY TRAINING FOR SENIORS WITH VISION LOSS. | $30,000 | |
| OUTLOOK NEBRASKA INC | ||||||||
| 4125 S 72ND STREET | OMAHA | NE | 68127 | NONE | PC | TO SUPPORT ADAPTIVE TECHNOLOGY TRAINING FOR VISUALLY-IMPAIRED SENIORS. | $30,000 | |
| PROJECT HOUSEWORKS | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT SAFETY IMPROVEMENTS AND HOME REPAIRS FOR LOW-INCOME SENIOR HOMEOWNERS. | $50,000 | |
| PROJECT HOUSEWORKS | ||||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT HOME REPAIRS FOR SENIORS. | $50,000 | |
| SAN DIEGO CENTER FOR CHILDREN | ||||||||
| 3002 ARMSTRONG STREET | SAN DIEGO | CA | 92111 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $250 | |
| SAN DIEGO REGIONAL ECONOMIC DEVELOPMENT FOUNDATION | ||||||||
| 530 B STREET 7TH FLOOR | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT STEM TALENT AND PROMOTE AGING RESEARCH IN SAN DIEGO. | $25,000 | |
| SAN DIEGO SENIORS COMMUNITY FOUNDATION | ||||||||
| 626 TARENTO DRIVE | SAN DIEGO | CA | 92106 | NONE | PC | ORGANIZATIONAL START-UP SUPPORT. | $50,000 | |
| SAN DIEGO SENIORS COMMUNITY FOUNDATION | ||||||||
| 626 TARENTO DRIVE | SAN DIEGO | CA | 92106 | NONE | PC | TO SUPPORT SUSTAINABILITY AND DONOR CULTIVATION. | $50,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GARY & MARY WEST SENIOR WELLNESS CENTER OPERATIONS. | $157,500 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GARY & MARY WEST SENIOR WELLNESS CENTER OPERATIONS. | $128,694 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GARY & MARY WEST SENIOR WELLNESS CENTER OPERATIONS. | $150,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE ARTOPIA ART CONTEST, AN ACTIVITY OF SERVING SENIORS' CIVIC ENGAGEMENT GROUP. | $700 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GARY & MARY WEST SENIOR WELLNESS CENTER OPERATIONS. | $50,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT INTEGRATED DENTAL & WELLNESS COORDINATION. | $125,000 | |
| SERVING SENIORS | ||||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | FUNDRAISING EVENT. | $630 | |
| ST JOSEPH'S REGIONAL MEDICAL CENTER | ||||||||
| 703 MAIN STREET | PATERSON | NJ | 07503 | NONE | PC | TO SUPPORT FUNDRAISING EVENT HONORING DR. MARK ROSENBERG. | $8,160 | |
| THE SALK INSTITUTE FOR BIOLOGICAL STUDIES | ||||||||
| 10010 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | NONE | PC | FUNDRAISING EVENT. | $630 | |
| THE SAN DIEGO FOUNDATION | ||||||||
| 2508 HISTORIC DECATUR ROAD SUITE | SAN DIEGO | CA | 92106 | NONE | PC | TO SUPPORT AGE-FRIENDLY COMMUNITIES INITIATIVE. | $25,000 | 200 |
| THE SCAN FOUNDATION | ||||||||
| 3800 KILROY AIRPORT WAY SUITE 400 | LONG BEACH | CA | 90806 | NONE | PC | TO SUPPORT THE CALIFORNIA MASTER PLAN FOR AGING PROJECT. | $125,000 | |
| UNIVERSITY OF CALIFORNIA SAN FRANCISCO | ||||||||
| 220 MONTGOMERY STREET FIFTH FLOOR | SAN FRANCISCO | CA | 94104 | NONE | PC | TO SUPPORT THE EMERGING LEADERS IN AGING PROGRAM. | $50,000 | |
| UNIVERSITY OF ROCHESTER | ||||||||
| 265 CRITTENDEN BOULEVARD CU 420694 | ROCHESTER | NY | 14642 | NONE | PC | TO SUPPORT THE 2019 D.HEALTH SUMMIT. | $50,000 | |
| VOLUNTEERS ASSISTING SENIORS | ||||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT THE SENIOR BENEFITS COUNSELING PROGRAM. | $40,000 | |
| VOLUNTEERS ASSISTING SENIORS | ||||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT GENERAL OPERATIONS. | $20,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $11,085,100 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| APPLE TREE DENTAL | |||||||
| 2442 MOUNDS VIEW BLVD | MOUNDS VIEW | MN | 55112 | NONE | PC | TO SUPPORT STATE ORAL HEALTH PROGRAMS TO ACTIVELY PARTNER WITH THEIR STATE AGING AND DISABILITY SERVICES AND AREA AGENCIES ON AGING. | $49,450 |
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE INITIATIVE FOR SENIORS WITH FALLS CLASS PROGRAM DEVELOPMENT AND PILOT. | $40,000 |
| CIVICA RX | |||||||
| 2912 EXECUTIVE PARKWAY SUITE 325 | LEHI | UT | 84043 | NONE | NC | PROGRAM RELATED LOAN COMMITTMENT. | $6,464,789 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO PROVIDE LOW-INCOME SENIORS WITH ORAL HEALTHCARE THROUGH AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE AT THE DOWNTOWN SAN DIEGO OUTPATIENT DENTAL CLINIC. | $1,239,728 |
| INTERCULTURAL SENIOR CENTER | |||||||
| 5545 CENTER STREET | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT CORE OPERATIONS INCLUDING SOCIAL WORK, HEALTH AND WELLNESS PROGRAMS, AND TRANSPORTATION SERVICES. | $30,000 |
| INTERFAITH COMMUNITY SERVICES INC | |||||||
| 550 WEST WASHINGTON AVENUE SUITE B | ESCONDIDO | CA | 92025 | NONE | PC | TO SUPPORT CASE MANAGEMENT, HEALTH NAVIGATION AND NUTRITION SERVICES. | $37,500 |
| LEGAL AID SOCIETY OF SAN DIEGO INC | |||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT BENEFITS COUNSELING AND COMPUTER LAB FOR LOW-INCOME SENIORS. | $209,000 |
| MEALS-ON-WHEELS GREATER SAN DIEGO | |||||||
| 2254 SAN DIEGO AVENUE SUITE 200 | SAN DIEGO | CA | 92110 | NONE | PC | TO SUPPORT CHANGE OF CONDITION MONITORING AND CARE NAVIGATION PROJECT. | $56,000 |
| PROJECT HOUSEWORKS | |||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | RESPONSIVE GRANT FOR REPAIRS IN SENIORS' HOMES DUE TO MARCH 2019 FLOODING. | $50,000 |
| PROJECT HOUSEWORKS | |||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT HOME REPAIRS FOR SENIORS. | $50,000 |
| SAN DIEGO SENIORS COMMUNITY FOUNDATION | |||||||
| 626 TARENTO DRIVE | SAN DIEGO | CA | 92106 | NONE | PC | TO SUPPORT SUSTAINABILITY AND DONOR CULTIVATION. | $50,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GARY & MARY WEST SENIOR WELLNESS CENTER OPERATIONS. | $150,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT INTEGRATED DENTAL & WELLNESS COORDINATION. | $125,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $8,551,467 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $6,647,245 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $531,901 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,447,033 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $8,626,179 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $8,626,179 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | Yes (1) | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumberTxt |
| Involved | $2,559,940 | InvolvedAmt |
Noncharitable Exempt Org Name NoncharitableExemptOrgName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CIVICA RX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfers Trans And Shr Arrngm | EXPENDITURE RESPONSIBILITY GRANT | TransfersTransAndShrArrngmDesc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | Yes (1) | RelationshipsNonchrtblEOInd |
Relationship Schedule Detail RelationshipScheduleDetail
Organization Business Name OrganizationBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CIVICA RX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Type | SOCIAL WELFARE ORG | OrganizationTypeDesc |
| Relationship Description | A DIRECTOR OF THE FOUNDATION IS ALSO A DIRECTOR OF CIVICA RX. | RelationshipDescriptionTxt |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| GARY L WEST 2013 DE TRUST | ||||||
| 1 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $3,201,599 | Yes (X) |
| MARY E WEST 2013 DE TRUST | ||||||
| 2 | 5796 ARMADA DRIVE SUITE 300 | CARLSBAD | CA | 92008 | $3,201,599 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $40,826 | Amt |
| Net Investment Income | $20,413 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $18,712 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | 2019-01-03 | $6,140,000 | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2019 WAS $5,816,205. THE AMOUNT DISTRIBUTED BY THE GARY AND MARY WEST FOUNDATION WAS $6,140,000. $323,795 OF FUNDS, IN EXCESS OF EXPENDITURES IN 2019, WAS RETURNED TO THE FOUNDATION IN 2020. SIMILARLY, $321,109 WAS REFUNDED IN 2019 FOR EXCESS DISTRIBUTIONS IN 2018. | $5,816,205 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | MIDTERM 07/31/19, FINAL 01/30/20. MONTHLY EXPENSE REPORTS | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE RECONCILIATION TO THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. |
| CIVICA RX | ||||||||||
| 2912 EXECUTIVE PARKWAY SUITE 325 | LEHI | UT | 84043 | 2018-09-04 | $1,000,000 | MEMBERSHIP GRANT - TO PROMOTE HEALTHCARE FOR DISADVANTAGED PERSONS BY MAKING ESSENTIAL GENERIC DRUGS BROADLY AVAILABLE TO INDIVIDUALS SERVICED BY ITS MEMBER HOSPITALS AND HEALTH SYSTEMS, INCLUDING HIGH-NEEDS POPULATIONS IN THE FEDERAL GOVERNMENT'S 340B PROGRAM FOR DISCOUNTED DRUG PRICING FOR UNINSURED AND LOW INCOME INDIVIDUALS. - CONTINUED ON STATEMENT 26 | $330,757 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | SEE STATEMENT 28 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. |
| CIVICA RX | ||||||||||
| 2912 EXECUTIVE PARKWAY SUITE 325 | LEHI | UT | 84043 | 2019-10-23 | $2,559,940 | PROGRAM RELATED INVESTMENT, LINE OF CREDIT - TO PROMOTE HEALTHCARE FOR DISADVANTAGED PERSONS BY MAKING ESSENTIAL GENERIC DRUGS BROADLY AVAILABLE TO INDIVIDUALS SERVICED BY ITS MEMBER HOSPITALS AND HEALTH SYSTEMS, INCLUDING HIGH-NEEDS POPULATIONS IN THE FEDERAL GOVERNMENT'S 340B PROGRAM FOR DISCOUNTED DRUG PRICING FOR UNINSURED AND LOW INCOME INDIVIDUALS. - CONTINUED ON STATEMENT 27 | $0 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | SEE STATEMENT 29 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (6 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| FORM 990-PF; PART VII-B; QUESTION 1A(4) | WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2019 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION AND ONE ADDITIONAL BOARD MEMBER OF THE FOUNDATION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E).WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING 2019 FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941(D)(2)(E). |
| FORM 990-PF | THE FOUNDATION'S FINANCIAL STATEMENTS ARE PREPARED IN ACCORDANCE WITHACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OFAMERICA (U.S. GAAP). ACCORDINGLY, THE FOUNDATION'S BOOKS ARE ON THEACCRUAL BASIS AND IT RECORDS FIXED-INCOME, EQUITY SECURITIES,DERIVATIVE CONTRACTS, MUTUAL FUNDS, AND ALTERNATIVE INVESTMENTS AT FAIRVALUE IN THE FINANCIAL STATEMENTS AND THE TAX RETURN IN ACCORDANCE WITHFINANCIAL ACCOUNTING STANDARDS BOARD, ASC 820, FAIR VALUE MEASUREMENTS. |
| FORM 990-PF, PART VII-B, LINE 5C, NO. 2 - PURPOSE OF GRANT | (CONTINUED) THIS POPULATION INCLUDES UNINSURED PATIENTS, PATIENTS AT OR BELOW 150% OF POVERTY LEVELS, PATIENTS WITH HIGH HEALTH CARE SPENDING (E.G., TOP 10%), AND IMPOVERISHED OR OTHERWISE VULNERABLE OR DISADVANTAGED PATIENTS SUCH AS THE DISABLED, THE FRAIL ELDERLY, AND THOSE WITH MULTIPLE CHRONIC CONDITIONS. |
| FORM 990-PF, PART VII-B, LINE 5C, NO. 3 - PURPOSE OF GRANT | (CONTINUED) THIS POPULATION INCLUDES UNINSURED PATIENTS, PATIENTS AT OR BELOW 150% OF POVERTY LEVELS, PATIENTS WITH HIGH HEALTH CARE SPENDING (E.G., TOP 10%), AND IMPOVERISHED OR OTHERWISE VULNERABLE OR DISADVANTAGED PATIENTS SUCH AS THE DISABLED, THE FRAIL ELDERLY, AND THOSE WITH MULTIPLE CHRONIC CONDITIONS. |
| FORM 990-PF, PART VII-B, LINE 5C, NO. 2 - DATE OF REPORTS BY GRANTEE | ANNUAL REPORT 4/10/20, ANNUAL AUDIT 4/22/20, WEEKLY REPORTS TO THE BOARD OF DIRECTORS. |
| FORM 990-PF, PART VII-B, LINE 5C, NO. 3 - DATE OF REPORTS BY GRANTEE | ANNUAL REPORT 4/10/20, ANNUAL AUDIT 4/22/20, ANNUAL BUDGET 4/9/19, WEEKLY REPORTS TO THE BOARD OF DIRECTORS. |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (6 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ELM PARK ADVANTEDGE | $661,506 | $661,506 |
| MCCLATCHY CO | $780,110 | $780,110 |
| PVTPL TMX FIN LLC | $905,000 | $905,000 |
| THORNBURG MORTGAGE INC | $12 | $12 |
| THORNBURG MORTGAGE INC | $47 | $47 |
| WBB TERM LOAN | $209,898 | $209,898 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (59 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AGNC INVT CORP. COM | $463,216 | $463,216 |
| ANNALY CAPITAL MANAGEMENT, INC. CMN | $2,494,454 | $2,494,454 |
| BANCO LATINOAMERICANO EXPORT CMN CLASS E | $1,935,382 | $1,935,382 |
| BARRICK GOLD COM | $154,641 | $154,641 |
| BROOKDALE SENIOR LIVING, INC. CMN | $1,571,345 | $1,571,345 |
| CAUTIVO MINING INC COM | $497 | $497 |
| CENTURYLINK INC COM | $6,674,709 | $6,674,709 |
| CHIMERA INVESTMENT CORPORATION CMN | $17,682,115 | $17,682,115 |
| CISCO SYSTEMS, INC. CMN | $4,796,000 | $4,796,000 |
| COMCAST CORPORATION CMN CLASS A NON VOTING | $5,396,400 | $5,396,400 |
| ELLINGTON RESIDENTIAL MORT. REIT CMN | $15,548 | $15,548 |
| EQUUS TOTAL RETURN INC | $61,183 | $61,183 |
| EXCHANGE BK SANTA ROSA CALIF CMN | $1,211,472 | $1,211,472 |
| EXELON CORPORATION CMN | $820,620 | $820,620 |
| FIDUS INVESTMENT CORPORATION CMN | $1,360,947 | $1,360,947 |
| FS KKR CAPITAL CORP | $2,248,576 | $2,248,576 |
| GENERAL ELECTRIC CO. CMN | $234,885 | $234,885 |
| GENERAL MOTORS COMPANY CMN | $698,401 | $698,401 |
| GOLDMAN SACHS GROUP, INC. CMN | $3,793,846 | $3,793,846 |
| GOLUB CAPITAL BDC INC | $75,758 | $75,758 |
| GRANITE PT MTG TR INC COM | $480,802 | $480,802 |
| ISTAR FINANCIAL INC. PFD 7.5% SERIES I | $188,700 | $188,700 |
| KINDER MORGAN INC CMN CLASS P | $59,276 | $59,276 |
| LARGO RESOURCES COM | $192,500 | $192,500 |
| LARGO RESOURCES LTD COMMON STOCK | $2,213,997 | $2,213,997 |
| MAINGATE MLP FUND | $817,981 | $817,981 |
| MEDLEY CAPITAL CORPORATION CMN | $156,101 | $156,101 |
| MFA FINANCIAL, INC. CMN | $1,092,519 | $1,092,519 |
| MFC ALPS ETF TR ALERIAN MLP ETF | $910,826 | $910,826 |
| MLP ENERGY TRANSFER PARTNERS LP | $87,385 | $87,385 |
| MONDELEZ INTERNATIONAL, INC. CMN | $1,101,600 | $1,101,600 |
| MOTORS LIQUIDATION COMPANY GUC TRUST | $22,408 | $22,408 |
| MVC CAPITAL, INC. CLOSED END FUND | $1,142,151 | $1,142,151 |
| NEW MOUNTAIN FINANCE CORP. CMN | $192,484 | $192,484 |
| NSTAR ELEC CO PFD 4.25% | $751,200 | $751,200 |
| NUSTAR ENERGY LP PFD SER C | $370,187 | $370,187 |
| OAKTREE SPECIALTY LENDING CORP COM | $849,991 | $849,991 |
| OAKTREE STRATEGIC INCOME CORP COM | $25,643 | $25,643 |
| PENNANTPARK FLOATING RATE CAT LTD | $780,494 | $780,494 |
| PENNANTPARK INVESTMENT CORP. MUTUAL FUND | $1,379,613 | $1,379,613 |
| REVERSE MORTGAGE INVESTMENT TR INC COM | $1,350,000 | $1,350,000 |
| SEADRILL LTD | $4,966 | $4,966 |
| SIERRA METALS, INC. CMN | $542,247 | $542,247 |
| SOLAR CAPITAL LTD. CMN | $2,155,759 | $2,155,759 |
| SOLAR SENIOR CAPITAL LTD. CMN | $1,688,139 | $1,688,139 |
| STARWOOD PROPERTY TRUST INC. CMN | $1,802,400 | $1,802,400 |
| SUTHERLAND ASSET MANAGEMENT CORPORA COM | $405,716 | $405,716 |
| SYNCHRONY FINANCIAL CMN | $790,311 | $790,311 |
| TCG BDC INC COM | $311,339 | $311,339 |
| TCP CAP CORP | $235,745 | $235,745 |
| TETRAGON FINANCIAL GROUP LTD. CMN | $398,836 | $398,836 |
| THL CREDIT INC CMN | $731,209 | $731,209 |
| TRANSATLANTIC PETROLEUM LTD. CMN | $26,743 | $26,743 |
| TRANSOCEAN LTD. CMN | $114,208 | $114,208 |
| TWO HARBORS INVESMENT CORP | $2,584,260 | $2,584,260 |
| VALE SA ADR | $59,400 | $59,400 |
| WABTEC CORP | $8,791 | $8,791 |
| ZIMMER HLDGS, INC. CMN | $299,360 | $299,360 |
| ZOETIS, INC. CMN CLASS A | $2,802,379 | $2,802,379 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (34 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARIAS RESOURCE CAPITAL | FMV | $594,944 | $594,944 |
| ASIA-PACIFIC CREDIT | FMV | $1,157,178 | $1,157,178 |
| DIALECTIC ANTITHESIS OFF | FMV | $362,463 | $362,463 |
| ELM PARK CREDIT III | FMV | $325,614 | $325,614 |
| ELM PARK CREDIT OPP FUND II | FMV | $576,855 | $576,855 |
| EMERGING EUROPE | FMV | $753,172 | $753,172 |
| ETON PARK OVERSEAS FUND | FMV | $4,521 | $4,521 |
| FORTRESS MSR | FMV | $459,963 | $459,963 |
| GCP FUND III REIT & CORP | FMV | $4,489,586 | $4,489,586 |
| GCP FUND IV REIT | FMV | $1,110,171 | $1,110,171 |
| GS MEZZANINE | FMV | $82,301 | $82,301 |
| GS MIDDLE MARKET LENDING CORP | FMV | $1,373,129 | $1,373,129 |
| INVESCO MORTG RECOVERY | FMV | $59,290 | $59,290 |
| KAYNE ANDERSON RE DEBT | FMV | $1,031,898 | $1,031,898 |
| KAYNE RENEWABLE OPPORTUNITIES | FMV | $236,576 | $236,576 |
| LARGO RES LTD WARRANT CERT | FMV | $1,201,392 | $1,201,392 |
| MARATHON EUROPEAN CREDIT | FMV | $54,158 | $54,158 |
| MARTIS PARTNERS III | FMV | $386,599 | $386,599 |
| NEWLAKE REIT | FMV | $975,000 | $975,000 |
| OAKTREE RE DEBT FUND CAYMAN | FMV | $92,401 | $92,401 |
| OAKTREE RE DEBT II FEED CAYMAN | FMV | $191,395 | $191,395 |
| OHA EUROPEAN SCF OFFSHORE | FMV | $144,791 | $144,791 |
| OLEA SPECIAL OPP | FMV | $1,038,168 | $1,038,168 |
| PENNANTPARK SENIOR CREDIT CAYMAN | FMV | $579,135 | $579,135 |
| PONDFIELD CAPITAL, LLC | FMV | $2,053,377 | $2,053,377 |
| SCG ATLAS | FMV | $593,021 | $593,021 |
| SKELLIG OFFSHORE | FMV | $45,780 | $45,780 |
| STARWOOD OPPORTUNITY FUND | FMV | $465,287 | $465,287 |
| TACONIC CRE DISLOCATION | FMV | $720,983 | $720,983 |
| TACONIC EUROPEAN FUND II | FMV | $922,163 | $922,163 |
| TACONIC SIDECAR OFFSHORE III | FMV | $2,140,061 | $2,140,061 |
| TAIGA SPECIAL OPP | FMV | $808,013 | $808,013 |
| VWH OFFSHORE FUND LP | FMV | $217,744 | $217,744 |
| XPV WATER FUND | FMV | $774,013 | $774,013 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE & EQUIPMENT | $282,625 | $253,825 | $28,800 | $28,800 |
| COMPUTER EQUIPMENT | $105,142 | $92,569 | $12,573 | $12,573 |
| LEASEHOLD IMPROVEMENTS | $558,015 | $410,756 | $147,259 | $147,259 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $42,782 | LegalFeesAmt |
| Net Investment Income | $5,594 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $25,510 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT | $15,346 | $15,096 | $15,096 |
| INTEREST RECEIVABLE | $131,470 | $102,273 | $102,273 |
| DIVIDENDS RECEIVABLE | $845,067 | $845,219 | $845,219 |
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $749,205 | $35,518 | $35,518 |
| PROGRAM-RELATED INVESTMENT: CIVICA, INC. | $0 | $2,559,940 | $2,559,940 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| COMPUTER EXPENSE | $32,831 | $8,208 | $21,676 |
| DUES & SUBSCRIPTIONS | $45,634 | $125 | $44,337 |
| FEES | $9,909 | $2,477 | $7,262 |
| GRANTEE PROJECT EXPENSES | $24,055 | $0 | $52,390 |
| INSURANCE | $31,259 | $6,529 | $5,275 |
| IT SUPPORT | $15,992 | $3,998 | $12,565 |
| MINOR FURNITURE AND EQUIPMENT | $735 | $184 | $551 |
| MISCELLANEOUS EXPENSES | $2,920 | $605 | $2,315 |
| POSTAGE | $1,594 | $398 | $1,195 |
| SUPPLIES | $13,423 | $3,356 | $9,813 |
| TELEPHONE | $34,792 | $8,698 | $23,242 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| INVESTMENT PARTNERSHIP INCOME | $499,947 | $499,947 | $499,947 |
| INVESTMENT GAIN FROM LEGAL SETTLEMENTS | $7,225 | $7,225 | $7,225 |
| PROGRAM-RELATED INVESTMENT - INTEREST INCOME | $24,729 | $24,729 | $24,729 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| UNREALIZED GAIN ON INVESTMENTS | $4,691,563 |
| UNREALIZED GAIN ON FOREIGN CURRENCY | $16 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LIABILITIES UNDER OPTION CONTRACTS | Desc |
| BOY Book Value | $800 | BOYBookValueAmt |
| EOY Book Value | $65,500 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVOCACY AND ADMINISTRATION | $1,243,831 | $0 | $1,161,041 |
| INVESTMENT FEES | $616,269 | $616,269 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX | $81,668 | $0 | $0 |
| PAYROLL TAXES | $54,610 | $11,407 | $43,203 |
| OTHER TAXES | $2,779 | $695 | $2,084 |
| USE TAX | $79 | $20 | $59 |
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