ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-04
- IRS object ID
- 202033099349100943
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-04T15:57:42-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132986167 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128896371 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | A KOZAK 192 LEXINGTON AVE NO 1 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VINCENT KATZ | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128896371 | PhoneNum |
| Signature | 2020-11-04 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | NOEL SILVERMAN | PreparerPersonNm |
| PTIN | P00600138 | PTIN |
| Phone | 2128896371 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 65.254.10.130 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-04 | IPDt |
| IP Tm | 15:47:32 | IPTm |
| IP Timezone | ES | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 49E1DCE5ACA53ED8A5722C0E639B680116322EB1 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 3768143426E4083A510A47C54096B1CCFC28CADB | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $67,464,920 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $8,500,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $245,032 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $245,032 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $245,032 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $812,248 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $812,248 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $812,248 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$252,908 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $20,523,725 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $1,120 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,120 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $1,120 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $9,305,492 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,058,400 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $1,058,400 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $312,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $312,500 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $41,635 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $31,226 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $31,226 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $10,409 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $284,784 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $284,784 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $284,784 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $107,882 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,882 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $7,882 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,442 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $850 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $850 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $4,592 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $752,243 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $324,742 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $324,742 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $327,501 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,987,633 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,987,633 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,739,876 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $324,742 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $324,742 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,315,134 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $6,565,616 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $733,658 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $733,658 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $16,641 | CashBOYAmt |
| Cash EOY | $25,127 | CashEOYAmt |
| Cash EOYFMV | $25,127 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $16,699,113 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $9,340,112 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $9,340,112 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $10,436,543 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $1,098,685 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $1,106,316 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $14,328,948 | CorporateStockBOYAmt |
| Corporate Stock EOY | $30,432,530 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $37,283,749 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $11,348,233 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $18,296,095 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $18,447,136 | CorporateBondsEOYFMVAmt |
| Other Assets BOY | $1,059,935 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,262,480 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $1,262,480 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $53,889,413 | TotalAssetsBOYAmt |
| Total Assets EOY | $60,455,029 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $67,464,920 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $53,889,413 | RetainedEarningBOYAmt |
| Retained Earning EOY | $60,455,029 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $53,889,413 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $60,455,029 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $53,889,413 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $60,455,029 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $53,889,413 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $6,565,616 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $60,455,029 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $60,455,029 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (69 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| $1,000M USTB 03/07/19 | 2018-09-06 | 2019-03-07 | $988,824 | $988,824 | $0 | $0 |
| $3,000M USTB 03/07/19 | 2018-12-11 | 2019-03-07 | $2,983,346 | $2,983,346 | $0 | $0 |
| $2,500M USTN 1.625% 04/30/2019 | 2019-03-07 | 2019-04-01 | $2,497,949 | $2,497,461 | $488 | $488 |
| $1,000M USTN 1.5% 05/31/2019 | 2018-09-06 | 2019-04-22 | $998,789 | $993,789 | $5,000 | $5,000 |
| $500M USTN 1.5% 05/31/2019 | 2019-03-07 | 2019-04-22 | $499,395 | $498,984 | $411 | $411 |
| $1,000M USTN 1.625% 04/30/2019 | 2019-03-07 | 2019-04-22 | $999,609 | $998,984 | $625 | $625 |
| 1,375SHS INTEL CORP | 2019-04-02 | 2019-04-26 | $72,056 | $75,156 | -$3,100 | -$3,100 |
| $1,000M USTN 1.625% 08/31/2019 | 2018-09-06 | 2019-05-01 | $997,070 | $991,758 | $5,312 | $5,312 |
| $1,000M USTN 1.75% 11/30/2019 | 2018-09-06 | 2019-05-01 | $995,859 | $990,628 | $5,231 | $5,231 |
| $300M USTN 2.25% 02/29/2020 | 2018-09-06 | 2019-05-01 | $299,543 | $298,616 | $927 | $927 |
| 400SHS APPLE INC | 2019-04-02 | 2019-05-23 | $71,427 | $77,056 | -$5,629 | -$5,629 |
| 400SHS APPLE INC | 2019-04-22 | 2019-05-23 | $71,427 | $81,111 | -$9,684 | -$9,684 |
| 270SHS APPLE INC | 2019-05-01 | 2019-05-23 | $48,213 | $56,787 | -$8,574 | -$8,574 |
| .667SHS CORTEVA INC | 2019-04-22 | 2019-06-03 | $18 | $20 | -$2 | -$2 |
| 599.333SHS CORTEVA INC | 2019-04-22 | 2019-06-04 | $14,531 | $18,064 | -$3,533 | -$3,533 |
| 1,066.667SHS CORTEVA INC | 2019-05-01 | 2019-06-04 | $25,862 | $31,871 | -$6,009 | -$6,009 |
| .667SHS DUPONT DE NEMOURS INC | 2019-04-22 | 2019-06-04 | $48 | $58 | -$10 | -$10 |
| 1,175SHS CITIGROUP INC | 2019-04-02 | 2019-07-23 | $84,196 | $76,259 | $7,937 | $7,937 |
| 1,175SHS CITIGROUP INC | 2019-04-22 | 2019-07-23 | $84,196 | $81,880 | $2,316 | $2,316 |
| 780SHS CITIGROUP INC | 2019-05-01 | 2019-07-23 | $55,892 | $55,176 | $716 | $716 |
| 2,100SHS NEWMONT GOLDCORP CORP | 2019-04-22 | 2019-07-25 | $79,084 | $70,181 | $8,903 | $8,903 |
| 2,400SHS NEWMONT GOLDCORP CORP | 2019-05-01 | 2019-07-25 | $90,382 | $74,516 | $15,866 | $15,866 |
| 1,135SHS GILEAD SCIENCES INC | 2019-04-02 | 2019-08-05 | $72,840 | $75,891 | -$3,051 | -$3,051 |
| 1,135SHS GILEAD SCIENCES INC | 2019-04-22 | 2019-08-05 | $72,840 | $71,375 | $1,465 | $1,465 |
| 760SHS GILEAD SCIENCES INC | 2019-05-01 | 2019-08-05 | $48,774 | $49,376 | -$602 | -$602 |
| 1,085SHS CONOCOPHILLIPS | 2019-04-02 | 2019-08-05 | $60,170 | $72,664 | -$12,494 | -$12,494 |
| 1,085SHS CONOCOPHILLIPS | 2019-04-22 | 2019-08-05 | $60,170 | $72,484 | -$12,314 | -$12,314 |
| 720SHS CONOCOPHILLIPS | 2019-05-01 | 2019-08-05 | $39,929 | $45,964 | -$6,035 | -$6,035 |
| 1,500SHS CBS CORP CL B | 2019-04-02 | 2019-08-15 | $66,879 | $72,221 | -$5,342 | -$5,342 |
| WASH SALE ADJUSTMENT - 1,500SHS CBS CORP CL B | 2019-04-02 | 2019-08-15 | $5,342 | $5,342 | $5,342 | |
| 835SHS CBS CORP CL B | 2019-04-22 | 2019-08-15 | $37,230 | $43,844 | -$6,614 | -$6,614 |
| WASH SALE ADJUSTMENT - 835SHS CBS CORP CL B | 2019-04-22 | 2019-08-15 | $6,614 | $6,614 | $6,614 | |
| 599.333SHS DUPONT DE NEMOURS INC | 2019-04-22 | 2019-08-15 | $39,557 | $51,767 | -$12,210 | -$12,210 |
| 299.667SHS DUPONT DE NEMOURS INC | 2019-05-01 | 2019-08-15 | $17,600 | $22,833 | -$5,233 | -$5,233 |
| 1,745SHS PFIZER INC | 2019-04-02 | 2019-08-15 | $59,551 | $75,179 | -$15,628 | -$15,628 |
| 580SHS PFIZER INC | 2019-04-22 | 2019-08-15 | $19,793 | $22,785 | -$2,992 | -$2,992 |
| $200M USTN 2.25% 02/29/2020 | 2018-09-06 | 2019-08-26 | $200,331 | $199,077 | $1,254 | $1,254 |
| 1,415SHS BRISTOL MYERS SQUIBB CO | 2019-04-02 | 2019-09-11 | $69,703 | $66,788 | $2,915 | $2,915 |
| 1,415SHS BRISTOL MYERS SQUIBB CO | 2019-04-22 | 2019-09-11 | $69,703 | $64,513 | $5,190 | $5,190 |
| 940SHS BRISTOL MYERS SQUIBB CO | 2019-05-01 | 2019-09-11 | $46,304 | $43,672 | $2,632 | $2,632 |
| 700SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2019-04-02 | 2019-09-12 | $92,918 | $79,657 | $13,261 | $13,261 |
| 170SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2019-04-22 | 2019-09-12 | $22,566 | $18,868 | $3,698 | $3,698 |
| 400SHS FEDEX CORP | 2019-04-02 | 2019-09-23 | $58,634 | $73,976 | -$15,342 | -$15,342 |
| 400SHS FEDEX CORP | 2019-04-22 | 2019-09-23 | $58,634 | $78,878 | -$20,244 | -$20,244 |
| 270SHS FEDEX CORP | 2019-05-01 | 2019-09-23 | $39,578 | $51,220 | -$11,642 | -$11,642 |
| 1,165SHS CBS CORP CL B | 2019-04-22 | 2019-10-23 | $42,113 | $61,172 | -$19,059 | -$19,059 |
| 1,170SHS CBS CORP CL B | 2019-05-01 | 2019-10-23 | $42,294 | $60,071 | -$17,777 | -$17,777 |
| 835SHS CBS CORP CL B | 2019-08-26 | 2019-10-23 | $30,184 | $41,904 | -$11,720 | -$11,720 |
| 1,500SHS CBS CORP CL B | 2019-08-26 | 2019-10-23 | $54,223 | $68,736 | -$14,513 | -$14,513 |
| 400SHS HOME DEPOT INC | 2019-04-02 | 2019-11-20 | $88,341 | $77,699 | $10,642 | $10,642 |
| 400SHS HOME DEPOT INC | 2019-04-22 | 2019-11-20 | $88,341 | $81,762 | $6,579 | $6,579 |
| 260SHS HOME DEPOT INC | 2019-05-01 | 2019-11-20 | $57,422 | $52,865 | $4,557 | $4,557 |
| 800SHS DUPONT DE NEMOURS INC | 2019-05-01 | 2019-11-20 | $53,097 | $68,500 | -$15,403 | -$15,403 |
| $400M USTN 2.25% 02/29/2020 | 2019-08-20 | 2019-12-17 | $400,406 | $400,874 | -$468 | -$468 |
| 1,850SHS FEDEX CORP | 2016-06-07 | 2019-10-14 | $271,957 | $305,227 | -$33,270 | -$33,270 |
| 525SHS FEDEX CORP | 2016-08-19 | 2019-10-14 | $77,177 | $87,721 | -$10,544 | -$10,544 |
| 325SHS FEDEX CORP | 2017-09-06 | 2019-10-14 | $47,776 | $69,346 | -$21,570 | -$21,570 |
| 300SHS FEDEX CORP | 2017-09-12 | 2019-10-14 | $44,101 | $64,975 | -$20,874 | -$20,874 |
| $500M USTN 2.25% 02/29/2020 | 2018-09-06 | 2019-12-17 | $500,508 | $497,693 | $2,815 | $2,815 |
| $1,000M USTN 2.5% 05/31/2020 | 2018-09-06 | 2019-12-17 | $1,003,750 | $998,137 | $5,613 | $5,613 |
| $800M BERKSHIRE HATHAWAY 1.7% 03/15/19 | 2016-11-15 | 2019-03-15 | $800,000 | $805,056 | -$5,056 | -$5,056 |
| $500M EXXON MOBIL CORP 1.819% 03/15/19 | 2015-01-14 | 2019-03-15 | $500,000 | $511,757 | -$11,757 | -$11,757 |
| $500M APPLE INC 2.1% 05/06/19 | 2014-12-15 | 2019-05-06 | $500,000 | $508,519 | -$8,519 | -$8,519 |
| $500M APPLE INC 2.1% 05/06/19 | 2015-12-14 | 2019-05-06 | $500,000 | $509,852 | -$9,852 | -$9,852 |
| $1,000M IBM CORP 1.80% 05/17/2019 | 2016-03-24 | 2019-05-10 | $999,924 | $1,009,107 | -$9,183 | -$9,183 |
| $200M MICROSOFT CORP 1.850% 02/12/2020 | 2015-04-01 | 2019-07-23 | $199,650 | $202,970 | -$3,320 | -$3,320 |
| $100M MICROSOFT CORP 1.850% 02/12/2020 | 2015-04-01 | 2019-08-29 | $99,935 | $101,485 | -$1,550 | -$1,550 |
| $400M USTN 1.375% 04/30/2020 | 2017-12-18 | 2019-10-17 | $399,406 | $395,991 | $3,415 | $3,415 |
| $500M EXXON MOBIL CORP 1.912% 03/06/20 | 2015-03-04 | 2019-12-26 | $499,744 | $501,657 | -$1,913 | -$1,913 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$252,908 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$127,343 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $3,111,798 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $47,534,089 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.065465 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $2,464,349 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $44,002,800 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.056004 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $3,715,108 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $34,408,456 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.107971 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $703,373 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $31,085,659 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.022627 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,226,181 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $25,983,333 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047191 | DistributionYr5Rt |
| Total Distribution | 0.299258 | TotalDistributionRt |
| Average Distribution | 0.059852 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $56,253,421 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $3,366,880 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,337 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $3,374,217 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $2,315,134 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $14,673 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $14,673 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $14,673 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $41,140 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $41,140 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $26,467 | OverpaymentAmt |
| Applied To ES Tax | $26,467 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VINCENT KATZ CO A KOZAK AND CO | IndividualWithBooksNm |
| Phone | 2128896371 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | $0 | $0 | $0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | $156,250 | $0 | $0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | $156,250 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FIRST MANHATTAN CO | |||||
| 399 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $221,750 |
| KLINGENSTEIN FIELDS & CO LLC | |||||
| 125 PARK AVENUE | NEW YORK | NY | 10017 | INVESTMENT ADVISORY | $63,034 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | ALBRIGHT-KNOX ART GALLERYCONTRIBUTION OF ARTWORK - REBECCA WARREN, THERE IS ANOTHER WAY, 2011 ED. 2 OF 2 WITH AP | Description1Txt |
| Expenses1 | $480,000 | Expenses1Amt |
| Description2 | ART INSTITUTE OF CHICAGOCONTRIBUTION OF ARTWORK - JANNIS KOUNELLIS, UNTITLED, 2009 | Description2Txt |
| Expenses2 | $250,643 | Expenses2Amt |
| Description3 | PHILADELPHIA MUSEUM OF ARTCONTRIBUTION OF ARTWORK - A. KATZ, VINCENT WITH A RADIO, 1974 | Description3Txt |
| Expenses3 | $242,500 | Expenses3Amt |
| Description4 | DETROIT INSTITUTE OF ARTCONTRIBUTION OF ARTWORK - DAVID SALLE, FERTILIZING MACHINE, 2004 | Description4Txt |
| Expenses4 | $75,000 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $45,359,761 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $11,750,311 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $57,110,072 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $57,110,072 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $856,651 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $56,253,421 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,812,671 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,315,134 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $2,315,134 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $2,315,134 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2005-02-28 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $733,658 | CurrentYearAmt |
| Year1 | $389,644 | Year1Amt |
| Year2 | $431,758 | Year2Amt |
| Year3 | $174,882 | Year3Amt |
| Total | $1,729,942 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $623,609 | CurrentYearAmt |
| Year1 | $331,197 | Year1Amt |
| Year2 | $366,994 | Year2Amt |
| Year3 | $148,650 | Year3Amt |
| Total | $1,470,451 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $2,315,134 | CurrentYearAmt |
| Year1 | $3,192,451 | Year1Amt |
| Year2 | $2,464,349 | Year2Amt |
| Year3 | $3,716,857 | Year3Amt |
| Total | $11,688,791 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $2,315,134 | CurrentYearAmt |
| Year1 | $3,192,451 | Year1Amt |
| Year2 | $2,464,349 | Year2Amt |
| Year3 | $3,716,857 | Year3Amt |
| Total | $11,688,791 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $67,464,921 | CurrentYearAmt |
| Year1 | $54,496,298 | Year1Amt |
| Year2 | $50,521,415 | Year2Amt |
| Year3 | $41,256,559 | Year3Amt |
| Total | $213,739,193 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $1,875,114 | CurrentYearAmt |
| Year1 | $1,584,469 | Year1Amt |
| Year2 | $1,466,760 | Year2Amt |
| Year3 | $1,146,949 | Year3Amt |
| Total | $6,073,292 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (69 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Address Line2RecipientUSAddress/AddressLine2Txt |
|---|---|---|---|---|---|---|---|---|
| ALBRIGHT-KNOX ART GALLERY | ||||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - BRIAN BELOTT, UNTITLED (PUFF), 2018 | $17,600 | |
| ALBRIGHT-KNOX ART GALLERY | ||||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JUAN GOMEZ, LACUNA, 2019 | $14,400 | |
| ALBRIGHT-KNOX ART GALLERY | ||||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ABBY LEIGH, NIGHT OWLS, 2019 | $6,800 | |
| ALBRIGHT-KNOX ART GALLERY | ||||||||
| 1285 ELMWOOD AVENUE | BUFFALO | NY | 14222 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - REBECCA WARREN, THERE IS ANOTHER WAY, 2011 ED. 2 OF 2 WITH AP | $480,000 | |
| AMERICAN ACADEMY IN ROME | ||||||||
| 7 EAST 60TH STREET | NEW YORK | NY | 100221001 | N/A | PUBLIC | GENERAL CONTRIBUTION | $2,000 | |
| ART INSTITUTE OF CHICAGO | ||||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JANNIS KOUNELLIS, UNTITLED, 2009 | $250,643 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID SALLE, UNTITLED, 1980-1990 ED. 2/5 | $12,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID SALLE, UNTITLED, 1980-1990 | $12,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID SALLE, UNTITLED, 1980-1990 | $12,000 | |
| BOWDOIN COLLEGE MUSEUM OF ART | ||||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RICHARD BOSMAN, CRAZY CATS 9, 2017-18 | $5,600 | |
| CENTER FOR MAINE CONTEMPORARY ART | ||||||||
| 213 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - AMY LIEN AND ENZO CAMACHO, ORPHANED, 2018 | $6,400 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - PETER LINDE BUSK, ROSEBUD, 2016 | $17,600 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - STEVE DIBENEDETTO, ELSEWHERE, 2017-2018 | $9,600 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RACKSTRAW DOWNES, THE DAKOTA FROM THE JUST EAST OF THE RESERVOIR, 1956 | $64,000 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EMMA MCMILLAN, PROJECT X, 2019 | $4,400 | |
| COLBY COLLEGE MUSEUM OF ART | ||||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LAUREN NICKOU, VELVET SEA, 2019 | $4,480 | |
| DETROIT INSTITUTE OF ART | ||||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JASMINE LITTLE, CARLSBAD CAVERNS, 2015 | $12,800 | |
| DETROIT INSTITUTE OF ART | ||||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS MARTIN, BUFFALO BOB, 2014-2018 | $45,000 | |
| DETROIT INSTITUTE OF ART | ||||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - DAVID SALLE, FERTILIZING MACHINE, 2004 | $75,000 | |
| FILM FORUM INC | ||||||||
| 209 WEST HOUSTON ST | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 | |
| FOUNDATION FOR CONTEMPORARY ARTS | ||||||||
| 820 GREENWICH STREET | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $2,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ELLA KRUGLAYANSKAYA, PAINTER, DISCONTENTED, 2018 | $52,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - OLIVER CLEGG, UNTITLED (7), 2017-18 | $4,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CITYSCAPE, BLACK AND WHITE, NO. 1, 1994 | $40,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CITYSCAPE CITYSCAPE WITH INDIAN YELLOW, 2001-2005 | $40,000 | |
| HIGH MUSEUM OF ART ATLANTA | ||||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - AUSTIN LEE, CHROMA, 2018 | $28,000 | |
| LINCOLNVILLE COMMUNITY LIBRARY | ||||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | GENERAL CONTRIBUTION | $500 | |
| LINCOLNVILLE COMMUNITY LIBRARY | ||||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JIM EBERSOLE, AUGUST TREE STUDY, PROSPECT PARK, 2015 | $700 | |
| LINCOLNVILLE COMMUNITY LIBRARY | ||||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JIM EBERSOLE, APRIL TREE STUDY, PROSPECT PARK, 2015 | $700 | |
| LINCOLNVILLE COMMUNITY LIBRARY | ||||||||
| 208 MAIN STREET | LINCOLNVILLE | ME | 04849 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - PAMELA BERKELEY, TIN CAN, WATER GLASS AND LACE, 1975 | $750 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NICOLE WITTENBERG, PARKER, 2017 | $13,600 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS OH, ENTHRONED, 2018 | $10,000 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JIM EBERSOLE, BEVERLY ROAD, WINTER, 2009 | $700 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JIM EBERSOLE, DAN AND NANCY'S HOUSE, FABIUS, NY, 2016 | $700 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JIM EBERSOLE, MARY A WHALEN, STEM, 2015 | $700 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JIM EBERSOLE, WOODS AT THE END OF WINTER, 2006 | $700 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EMMA MCMILLAN, MS. MALARIA, 2016 - 4 PANELS | $2,400 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - EMMA MCMILLAN, MANHATTAN (GODDESS) DANCING IN THE WINDS 1929, 2018 | $4,000 | |
| MALDEN PUBLIC LIBRARY | ||||||||
| 36 SALEM ST | MALDEN | MA | 02148 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LEAH DURNER, BLACKDARKGREYVIOLETBLUE POUR, 2017 | $1,400 | |
| MILLER THEATRE | ||||||||
| 2960 BROADWAY MC 1801 | NEW YORK | NY | 10027 | N/A | PUBLIC | GENERAL CONTRIBUTION | $2,000 | |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS) #1-4, 2010-11 | $15,000 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | $1,925 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | $1,925 | AVENUE |
| MUSEUM OF FINE ARTS BOSTON | ||||||||
| AVENUE OF THE ARTS 465 HUNTINGTON | BOSTON | MA | 02115 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | $1,925 | AVENUE |
| NEW YORK LIVE ARTS INC | ||||||||
| 219 W 19TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $3,000 | |
| NEW YORK PUBLIC LIBRARY | ||||||||
| 445 FIFTH AVENUE | NEW YORK | NY | 10016 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOHN NEWMAN, NORTH AND SOUTH, AP 5 OF 5, 2016 | $750 | |
| NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE | ||||||||
| 8 W 8TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 | |
| NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE | ||||||||
| 8 W 8TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 | |
| PARSONS DANCE | ||||||||
| 229 WEST 42ND STREET 8TH FLOOR | NEW YORK | NY | 10036 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 | |
| PHILADELPHIA MUSEUM OF ART | ||||||||
| PO BOX 7646 | PHILADELPHIA | PA | 191017646 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - A. KATZ, VINCENT WITH A RADIO, 1974 | $242,500 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MISAKI KAWAI, POOFY WAN WAN, 2019 | $6,000 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ELIZABETH HAZEN, THE FOREST AT 2:00 AM, 2019 | $5,760 | |
| PORTLAND MUSEUM OF ART | ||||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JULIAN OPIE, MONIQUE, BUSINESSWOMAN-HOUSEWIFE 05, 2004 | $52,500 | |
| SAN ANTONIO MUSEUM OF ART | ||||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - SINEAD BRESLIN, LUDA IN MEXICO, 2018 | $5,000 | |
| SAN ANTONIO MUSEUM OF ART | ||||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014 | $1,760 | |
| SAN ANTONIO MUSEUM OF ART | ||||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LEAH DURNER, REDGOLDVIOLETDARKVIOLET POUR, 2017 | $1,400 | |
| SAN ANTONIO MUSEUM OF ART | ||||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KETTIE FERRIS, GHOST TREES, 2018 | $50,000 | |
| SAN ANTONIO MUSEUM OF ART | ||||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROB PRUITT, QUILTS 2018: THE HAVE NOTS AND HAVES, 2018 | $72,000 | |
| SAN FRANCISCO MUSEUM OF MODERN ART | ||||||||
| 151 THIRD STREET | SAN FRANCISCO | CA | 94103 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - LARRY RIVERS, NIGHT PAINTING AND MAXINE, 1958 | $52,500 | |
| SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE | ||||||||
| 136 WEST 22ND STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 | |
| SOLOMON R GUGGENHEIM FOUNDATION | ||||||||
| 1071 FIFTH AVENUE | NEW YORK | NY | 101280173 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHANTEL JOFFE, ESME ON THE BLUE SOFA, 2018 | $73,515 | |
| THE BROOKLYN RAIL INC | ||||||||
| 253 36TH ST C304 | BROOKLYN | NY | 11232 | N/A | PUBLIC | GENERAL CONTRIBUTION | $5,000 | |
| THE HOUSE FOUNDATION FOR THE ARTS | ||||||||
| 260 WEST BROADWAY SUITE 2 | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $5,000 | |
| THE LIVING THEATRE | ||||||||
| 151 1ST AVENUE 136 | NEW YORK | NY | 10003 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 | |
| THE PAIDEIA INSTITUTE | ||||||||
| PO BOX 670 | NEW YORK | NY | 10012 | N/A | PUBLIC | GENERAL CONTRIBUTION | $4,000 | |
| THE WOOSTER GROUP | ||||||||
| 33 WOOSTER STREET | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $10,000 | |
| UNIVERSITY OF MAINE MUSEUM OF ART | ||||||||
| 40 HARLOW STREET | BANGOR | ME | 04401 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ARMEN ELOYAN, UNTITLED (PORTRAIT 15), 2017 | $12,000 | |
| UNIVERSITY OF MAINE MUSEUM OF ART | ||||||||
| 40 HARLOW STREET | BANGOR | ME | 04401 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KNOX MARTIN, SHE #1, 1972 | $64,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,987,633 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $245,032 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $812,248 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $1,120 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$252,908 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $805,492 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $805,492 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ALEX KATZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $8,500,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $41,635 | Amt |
| Net Investment Income | $31,226 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $31,226 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $10,409 | DisbursementsCharitablePrpsAmt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (19 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $1000M JOHNSON & JOHNSON 2.95% 09/01/20 | $1,055,043 | $1,007,840 |
| $200M MICROSOFT CORP 1.85% 02/12/20 | $202,970 | $200,002 |
| $1000M COCA-COLA CO 1.55% 09/01/21 | $1,003,046 | $997,470 |
| $500M INTL BUSINESS MACHINES CORP 2.25% 02/19/21 | $501,256 | $501,820 |
| $500M INTEL CORP 2.45% 07/29/20 | $505,436 | $501,910 |
| $1000M BERKSHIRE HATHAWAY 3% 05/15/22 | $993,006 | $1,027,400 |
| $500M INTL BUSINESS MACHINES CORP 2.90% 11/01/21 | $497,098 | $509,275 |
| $1000M JOHNSON & JOHNSON 2.45% 12/05/21 | $988,957 | $1,011,350 |
| $1000M MICROSOFT CORP 2.375% 02/12/22 | $980,906 | $1,013,610 |
| $1750M WAL-MART INC 2.35% 12/15/22 | $1,733,540 | $1,780,625 |
| $2000M APPLE INC 2.50% 02/09/22 | $2,019,813 | $2,030,180 |
| $700M BERKSHIRE HATHAWAY 2.75% 03/15/23 | $707,942 | $717,794 |
| $1000M COCA-COLA CO 2.20% 05/25/22 | $1,013,235 | $1,010,410 |
| $500M EXXON MOBIL CORP 2.397% 03/06/22 | $507,673 | $505,450 |
| $1000M EXXON MOBIL CORP 3.176% 03/15/24 | $1,025,007 | $1,047,760 |
| $1000M INTL BUSINESS MACHINES CORP 3.0% 05/15/24 | $999,217 | $1,037,720 |
| $500M INTEL CORP 2.7% 12/15/22 | $513,949 | $512,400 |
| $2000M MERCK & CO 2.35% 02/10/22 | $2,031,643 | $2,019,980 |
| $1000M MICROSOFT CORP 2.40% 02/06/22 | $1,016,358 | $1,014,140 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (58 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 7,000 SHS ACCENTURE PLC | $966,231 | $1,473,990 |
| 7,500 SHS BERKSHIRE HATHAWAY CL B | $1,276,531 | $1,721,400 |
| 33,930 SHS BROOKFIELD ASSET MGMT | $1,196,806 | $1,787,754 |
| 11,000 SHS NESTLE SA SPONS ADRS | $728,977 | $1,190,860 |
| 11,500 SHS RECKITT BENCKISER GROUP PLC | $866,972 | $933,554 |
| 10,550 SHS DANAHER CORP | $991,256 | $1,619,214 |
| 22,000 SHS US BANCORP DEL | $1,015,348 | $1,304,380 |
| 9,140 SHS HONEYWELL INTERNATIONAL INC | $1,244,148 | $1,617,780 |
| 29,000 SHS MONDELEZ INTERNATIONAL INC | $1,385,991 | $1,597,320 |
| 17,000 SHS ARAMARK | $547,041 | $737,800 |
| 1,160 SHS ALPHABET INC CL C | $1,375,216 | $1,550,943 |
| 31,000 SHS SERVICE CORP INTERNATIONAL | $993,673 | $1,426,930 |
| 4,800 SHS THERMO FISHER SCIENTIFIC | $1,053,399 | $1,559,376 |
| 17,800 SHS DUNKIN BRANDS GROUP INC | $991,115 | $1,344,612 |
| 44,000 SHS KAR AUCTION SERVICES INC | $993,213 | $958,760 |
| 24,000 SHS ORACLE CORP | $1,192,146 | $1,271,520 |
| 16,000 SHS FORTIVE CORP | $1,250,275 | $1,222,240 |
| 11,180 SHS MICROSOFT CORP | $1,312,335 | $1,763,086 |
| 2,530 SHS ABBOTT LABORATORIES | $195,211 | $219,756 |
| 4,000 SHS AIR LEASE CORP CL A | $154,926 | $190,080 |
| 160 SHS AMAZON.COM INC | $295,278 | $295,654 |
| 7,300 SHS AT&T INC | $232,435 | $285,284 |
| 470 SHS BROADCOM LIMITED | $150,689 | $148,529 |
| 1,570 SHS CHEVRON CORP | $191,513 | $189,201 |
| 2,230 SHS CITIGROUP INC | $160,421 | $178,155 |
| 5,500 SHS CME GROUP INC | $1,102,378 | $1,103,960 |
| 25,000 SHS COCA-COLA CO | $1,224,383 | $1,383,750 |
| 6,125 SHS COMCAST CORP | $267,240 | $275,441 |
| 4,245 SHS CONOCOPHILLIPS | $267,441 | $276,052 |
| 1,200 SHS CONSTELLATION BRANDS INC | $224,126 | $227,700 |
| 2,000 SHS CROWN CASTLE INTERNATIONAL CORP | $269,927 | $284,300 |
| 3,560 SHS CVS HEALTH CORP | $191,676 | $264,472 |
| 2,475 SHS DOWDUPONT INC | $157,513 | $158,895 |
| 1,000 SHS FIDELITY NATIONAL INFORMATION SERVICES INC | $113,290 | $139,090 |
| 1,235 SHS GOLDMAN SACHS GROUP INC | $254,026 | $283,964 |
| 1,235 SHS HOME DEPOT INC | $266,865 | $269,699 |
| 30,200 SHS IAA INC | $1,029,466 | $1,421,212 |
| 1,430 SHS JOHNSON & JOHNSON | $186,869 | $208,594 |
| 1,920 SHS JPMORGAN CHASE & CO | $212,532 | $267,648 |
| 1,600 LABORATORY CORPORATION OF AMERICA HOLDINGS | $259,769 | $270,672 |
| 2,325 SHS MEDTRONIC PLC | $267,684 | $263,771 |
| 2,470 MERCK & CO INC | $193,547 | $224,647 |
| 2,100 NXP SEMICONDUCTORS NV | $261,519 | $267,246 |
| 600 SHS PALO ALTO NETWORKS INC | $142,192 | $138,750 |
| 1,280 SHS PEPSICO INC | $159,305 | $174,938 |
| 3,000 SHS PFIZER INC | $119,546 | $117,540 |
| 1,080 SHS RAYTHEON CO | $197,298 | $237,319 |
| 3,500 SHS ROYAL DUTCH SHELL PLC | $221,026 | $206,430 |
| 930 SHS SALESFORCE.COM INC | $146,686 | $151,255 |
| 1,660 SHS SAP SE | $207,673 | $222,423 |
| 2,550 SHS STARBUCKS CORP | $223,576 | $224,196 |
| 1,200 SHS STRYKER CORP | $236,690 | $251,928 |
| 1,480 SHS UNION PACIFIC CORP | $266,555 | $267,569 |
| 2,000 SHS UNITED PARCEL SERVICE INC CL B | $220,691 | $234,120 |
| 2,200 SHS UNITED TECHNOLOGIES CORP | $308,585 | $329,472 |
| 1,730 SHS VULCAN MATERIALS CO | $213,171 | $249,103 |
| 880 SHS WALT DISNEY CO | $104,461 | $127,275 |
| 5,700 WEYERHAEUSER CO | $153,678 | $172,140 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,098,685 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,106,316 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (54 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTWORK - A. KATZ, VINCENT WITH A RADIO, 1974 | $242,500 | $0 | $0 |
| ARTWORK - THOMAS SCHUETTE, ALTE FREUNDE (OLD FRIENDS)#1-4, 2010-11 | $15,000 | $0 | $0 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: BLUE, 2010 | $1,925 | $0 | $0 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: RED, 2010 | $1,925 | $0 | $0 |
| ARTWORK - JOHN BALDESSARI, NOSE/SILHOUETTE: ORANGE, 2010 | $1,925 | $0 | $0 |
| ARTWORK - GABY COLLINS-FERNANDEZ, RED VELVET 2IN1 BODY, 2014 | $1,760 | $0 | $0 |
| ARTWORK - PETER LINDE BUSK, ROSEBUD, 2016 | $17,600 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, DAN AND NANCY'S HOUSE, FABIUS, NY, 2016 | $700 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, BEVERLY ROAD, WINTER, 2009 | $700 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, WOODS AT THE END OF WINTER, 2006 | $700 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, AUGUST TREE STUDY, PROSPECT PARK, 2015 | $700 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, APRIL TREE STUDY, PROSPECT PARK, 2015 | $700 | $0 | $0 |
| ARTWORK - JIM EBERSOLE, MARY A WHALEN, STERN, 2015 | $700 | $0 | $0 |
| ARTWORK - EMMA MCMILLAN, MS. MALARIA, 2016 | $2,400 | $0 | $0 |
| ARTWORK - JOHN NEWMAN, NORTH AND SOUTH, AP 5 OF 5, 2016 | $750 | $0 | $0 |
| ARTWORK - LEAH DURNER, BLACKDARKGREYVIOLETBLUE POUR | $1,400 | $0 | $0 |
| ARTWORK - LEAH DURNER, REDGOLDVIOLETDARKVIOLET POUR | $1,400 | $0 | $0 |
| ARTWORK - ARMEN ELOYAN, UNTITLED (PORTRAIT 15), 2017 | $12,000 | $0 | $0 |
| ARTWORK - AMY LIEN AND ENZO CAMACHO, ORPHANED, 2018 | $6,400 | $0 | $0 |
| ARTWORK - CHRIS OH, ENTHRONED, 2018 | $10,000 | $0 | $0 |
| ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983 | $45,000 | $45,000 | $45,000 |
| ARTWORK - RICHARD BOSMAN, CRAZY CATS 17, 2017-18 | $5,600 | $0 | $0 |
| ARTWORK - JASMINE LITTLE, CARLSBAD CAVERNS, 2015 | $12,800 | $0 | $0 |
| ARTWORK - EMMA MCMILLAN, MANHATTAN (GODDESS) DANCING IN THE WINDS 1929,2018 | $4,000 | $0 | $0 |
| ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 | $76,000 | $76,000 | $76,000 |
| ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909 | $100,000 | $100,000 | $100,000 |
| ARTWORK - OLIVER CLEGG, UNTITLED (7), 2017-18 | $4,000 | $0 | $0 |
| ARTWORK - NICOLE WITTENBERG, PARKER, 2017 | $13,600 | $0 | $0 |
| ARTWORK - ROB PRUITT, QUILTS 2018: THE HAVE NOTS AND HAVES, 2018 | $72,000 | $0 | $0 |
| ARTWORK - KELTIE FERRIS, GHOST TREES, 2018 | $50,000 | $0 | $0 |
| ARTWORK - JULIAN OPIE, MONIQUE, BUSINESSWOMAN-HOUSEWIFE 05, 2004 | $52,500 | $0 | $0 |
| ARTWORK - LARRY RIVERS, NIGHT PAINTING AND MAXINE, 1958 | $52,500 | $0 | $0 |
| ARTWORK - CHRIS MARTIN, BUFFALO BOB | $45,000 | $0 | $0 |
| ARTWORK - RED GROOMS, PORNO BOOKSTORE, 1976 | $200,000 | $200,000 | $200,000 |
| ARTWORK - SINEAD BRESLIN, LUDA IN MEXICO | $5,000 | $0 | $0 |
| ARTWORK - PAMELA BERKELEY, TIN CAN, WATER GLASS AND LACE, 1975 | $750 | $0 | $0 |
| ARTWORK - VERNE DAWSON, OVER THE CITY, 2019 | $0 | $28,000 | $28,000 |
| ARTWORK - HIEJIN YOO, ITS FULL MOON, LET'S MAKE A WISH, 2018 | $0 | $6,800 | $6,800 |
| ARTWORK - JORG IMMENDORF, MALERSTAMM - BALDUNG, 2002 | $0 | $128,000 | $128,000 |
| ARTWORK - FEDERICO DE FRANCESCO, HOMAGE TO G MINOR OP. 63, 2019 | $0 | $10,000 | $10,000 |
| ARTWORK - MARTHA DIAMOND, CITYSCAPE:BLUE SHADOW NO. 3, 1994 | $0 | $40,000 | $40,000 |
| ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 1, 2000 | $0 | $40,000 | $40,000 |
| ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 2, 2000 | $0 | $40,000 | $40,000 |
| ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 4, 2000 | $0 | $40,000 | $40,000 |
| ARTWORK - TREVOR SHIMIZU, BREASTFEEDING IN PUBLIC, 2016 | $0 | $5,600 | $5,600 |
| ARTWORK - TYSON REEDER, MUSTARD ST., 2019 | $0 | $9,600 | $9,600 |
| ARTWORK - JAN DE VLIEGHER, PLUSH, 2019 | $0 | $15,080 | $15,080 |
| ARTWORK - ENZO CUCCHI, NO TITLE, 2017 | $0 | $16,000 | $16,000 |
| ARTWORK - CHRIS MARTIN, SPHINX, 1986 | $0 | $14,400 | $14,400 |
| ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 | $0 | $220,000 | $220,000 |
| ARTWORK - PHILIP TAAFFE, AVERROES, 2016 | $0 | $128,000 | $128,000 |
| ARTWORK - ROBERT BORDO, CRACKUP #15 (MONSTER MASH), 2019 | $0 | $32,000 | $32,000 |
| ARTWORK - JOHN ZURIER, NORTH FROM HERE 2, 2019 | $0 | $44,000 | $44,000 |
| ARTWORK - OLIVER CLEGG, I AM PRETTY SURE THAT MY IMAGINATION FUNCTIONS BET | $0 | $24,000 | $24,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | $355 | $355 | $355 | $0 |
| BANK FEES | $495 | $495 | $495 | $0 |
| OUTSIDE SERVICES | $3,320 | $0 | $0 | $3,320 |
| SHIPPING & FREIGHT | $1,272 | $0 | $0 | $1,272 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | GENERAL MOTROS SECURITIES LITIGATION | Desc |
| Revenue And Expenses Per Books | $1,120 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,120 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,120 | AdjustedNetIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $284,784 | Amt |
| Net Investment Income | $284,784 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $284,784 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEX KATZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FEDERAL NET INVEST INCOME TAX | $100,000 | $0 | $0 | $0 |
| FOREIGN TAX PAID | $7,882 | $7,882 | $7,882 | $0 |
Comments