BROOKFIELD INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- BROOKFIELD INC (EIN 54-0638415)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-08-28
- IRS object ID
- 202032419349100108
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-08-28T14:56:55-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 541631262 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KEITERSTEPHENSHURSTGARY & SHREAVESPC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4401 DOMINION BLVD | AddressLine1Txt |
| City | GLEN ALLEN | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 23060 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 540638415 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | BROOKFIELD INC | BusinessNameLine1Txt |
| Business Name Line2 | C/O DOUGLAS NABHAN - WILLIAMS MULLEN | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | BROO | BusinessNameControlTxt |
| Phone | 8047836484 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1320 | AddressLine1Txt |
| City | RICHMOND | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 232181320 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | THOMAS BEAN | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 8047836484 | PhoneNum |
| Signature | 2020-08-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAYME MIKA | PreparerPersonNm |
| PTIN | P00852731 | PTIN |
| Phone | 8047470000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 71.63.103.223 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-08-28 | IPDt |
| IP Tm | 08:15:23 | IPTm |
| IP Timezone | ED | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | E0EFD1304E3042F1BCE793201A6E4B38F2BBB507 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2020-11-19 02:30:22Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $11,465,767 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $6,003 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $238,450 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $238,450 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $210,875 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $3,105,013 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $210,875 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $455,328 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $449,325 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $46,667 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $46,667 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,664 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,664 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $63,889 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $63,889 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $10,465 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,195 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,958 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $3,958 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $128,643 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $123,373 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $530,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $530,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $658,643 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $123,373 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $530,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$203,315 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $325,952 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $17,934 | CashBOYAmt |
| Cash EOY | $26,377 | CashEOYAmt |
| Cash EOYFMV | $26,377 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $503,987 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $305,510 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $305,510 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $504,964 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $688,681 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $688,681 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $7,205,991 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,929,137 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $8,929,137 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,681,585 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,516,062 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,516,062 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $9,914,461 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,465,767 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $11,465,767 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $9,914,461 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $11,465,767 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $9,914,461 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,465,767 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $9,914,461 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,465,767 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $9,914,461 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$203,315 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,754,621 | OtherIncreasesAmt |
| Subtotal | $11,465,767 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $11,465,767 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (219 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 220 SHRS STARBUCKS CORP | P | 2017-11-08 | 2019-01-09 | $13,947 | $12,640 | $1,307 | $1,307 |
| 225 SHRS STARBUCKS CORP | P | 2018-08-08 | 2019-01-09 | $14,264 | $11,617 | $2,647 | $2,647 |
| 100000 SHRS BECTON DICKINSON & CONOTE | P | 2014-07-09 | 2019-01-15 | $99,351 | $101,212 | -$1,861 | -$1,861 |
| 30000 SHRS BECTON DICKINSON & CO | P | 2014-12-15 | 2019-01-15 | $29,805 | $30,193 | -$388 | -$388 |
| 242 SHRS ELECTRONIC ARTS INC | P | 2018-08-22 | 2019-01-30 | $21,141 | $30,727 | -$9,586 | -$9,586 |
| 690 SHRS ISHARES FLOATING RATEBOND ETF | P | 2018-06-27 | 2019-01-30 | $35,017 | $35,183 | -$166 | -$166 |
| 345 SHRS SOUTHWEST AIRLINES CO | P | 2016-04-13 | 2019-02-06 | $19,798 | $15,637 | $4,161 | $4,161 |
| 265 SHRS SOUTHWEST AIRLINES CO | P | 2016-08-31 | 2019-02-06 | $15,207 | $9,886 | $5,321 | $5,321 |
| 75000 SHRS MORGAN STANLEY SR NOTEVAR | P | 2017-05-09 | 2019-02-14 | $75,000 | $75,000 | $0 | $0 |
| 65 SHRS ECOLAB INC | P | 2016-09-29 | 2019-02-20 | $10,756 | $7,873 | $2,883 | $2,883 |
| 800 SHRS ISHARES U S HOMECONSTRUCTION | P | 2016-06-08 | 2019-02-27 | $27,986 | $22,598 | $5,388 | $5,388 |
| 615 SHRS MONSTER BEVERAGE CORP NEW | P | 2018-05-30 | 2019-02-28 | $39,542 | $31,842 | $7,700 | $7,700 |
| 75000 SHRS VERIZON COMMNS INC NOTE 3.500% DUE 11-01-21 | P | 2016-12-09 | 2019-03-11 | $76,172 | $76,394 | -$222 | -$222 |
| SHRS VERIZON COMMMS INC. | P | 2011-12-09 | 2019-03-11 | $2,031 | $2,007 | $24 | $24 |
| 25000 SHRS VERIZON COMMNS INC | P | 2011-12-09 | 2019-03-11 | $25,391 | $23,650 | $1,741 | $1,741 |
| 90 SHRS FACEBOOK INC CL A | P | 2016-10-12 | 2019-03-20 | $14,577 | $11,612 | $2,965 | $2,965 |
| 120 SHRS FACEBOOK INC CL A | P | 2017-01-11 | 2019-03-20 | $19,436 | $15,086 | $4,350 | $4,350 |
| 43000 SHRS VERIZON COMMNS INC 3.500% DUE 03-29-19 | P | 2011-12-09 | 2019-03-29 | $43,937 | $43,000 | $937 | $937 |
| 910 SHRS VANGUARD INTERMEDIATE | P | 2017-10-31 | 2019-05-10 | $78,977 | $80,080 | -$1,103 | -$1,103 |
| 920 SHRS VANGUARD INTERMEDIATETERM CORP BOND ETF | P | 2017-07-14 | 2019-05-10 | $79,845 | $80,702 | -$857 | -$857 |
| 470 SHRS VANGUARD INTERMEDIATE TERM CORP BOND ETF | P | 2017-12-11 | 2019-05-10 | $40,791 | $41,120 | -$329 | -$329 |
| 800 SHRS ISHARES U S TRUST SHORT MATURITY BON | P | 2019-02-06 | 2019-05-10 | $40,151 | $40,047 | $104 | $104 |
| 675 SHRS ISHARES INTERMEDIATE GOVER | P | 2017-06-06 | 2019-05-10 | $74,309 | $74,888 | -$579 | -$579 |
| 1125 SHRS ISHARES INTERMEDIATE GOVER | P | 2015-11-24 | 2019-05-10 | $123,849 | $124,041 | -$192 | -$192 |
| 980 SHRS PIMCO ENHANCED SHORTMATURITY ACTIVE ET | P | 2017-10-31 | 2019-05-10 | $99,499 | $99,813 | -$314 | -$314 |
| 985 SHRS PIMCO ENHANCED SHORT MATURITY ACTIVE ET | P | 2018-06-27 | 2019-05-10 | $100,007 | $100,046 | -$39 | -$39 |
| 20 SHRS AIR PRODUCTS & CHEMICALSINC | P | 2019-05-13 | 2019-06-19 | $4,321 | $4,097 | $224 | $224 |
| 11 SHRS ECOLAB INC | P | 2019-05-13 | 2019-06-19 | $2,061 | $1,966 | $95 | $95 |
| 51 SHRS UNION PACIFIC CORP | P | 2019-05-13 | 2019-06-19 | $8,365 | $8,787 | -$422 | -$422 |
| 93 SHRS VISA INC CL A | P | 2019-05-13 | 2019-06-19 | $15,801 | $14,672 | $1,129 | $1,129 |
| 15 SHRS VISA INC CL A | P | 2010-06-16 | 2019-06-19 | $2,549 | $286 | $2,263 | $2,263 |
| 168 SHRS CITIGROUP INC NEW | P | 2019-05-13 | 2019-07-10 | $11,976 | $10,920 | $1,056 | $1,056 |
| 755 SHRS CITIGROUP INC NEW | P | 2014-07-23 | 2019-07-10 | $53,822 | $37,669 | $16,153 | $16,153 |
| 50 SHRS BROOKFIELD ASSET MANAGEMENT INC | P | 2019-05-13 | 2019-07-10 | $2,450 | $2,365 | $85 | $85 |
| 20 SHRS ADOBE INC | P | 2019-05-13 | 2019-07-12 | $6,121 | $5,403 | $718 | $718 |
| 30 SHRS APPLE INC | P | 2019-05-13 | 2019-07-12 | $6,108 | $5,615 | $493 | $493 |
| 60 SHRS LIBERTY BROADBAND CORP SER | P | 2019-05-13 | 2019-07-12 | $6,472 | $5,852 | $620 | $620 |
| 33 SHRS ACCENTURE PLC IRELAND CL A | P | 2019-05-13 | 2019-07-12 | $6,415 | $5,663 | $752 | $752 |
| 18 SHRS AIR PRODUCTS & CHEMICALSINC | P | 2019-05-13 | 2019-07-12 | $4,080 | $3,688 | $392 | $392 |
| 12 SHRS AIR PRODUCTS & CHEMICALSINC | P | 2019-02-06 | 2019-07-12 | $2,720 | $2,031 | $689 | $689 |
| 80 SHRS ANHEUSER BUSCH INBEV | P | 2018-01-31 | 2019-07-12 | $7,072 | $9,078 | -$2,006 | -$2,006 |
| 15 SHRS ANHEUSER BUSCH INBEV | P | 2019-06-05 | 2019-07-12 | $1,326 | $1,256 | $70 | $70 |
| 35 SHRS BERSHIRE HATHAWAY INC. | P | 2019-05-13 | 2019-07-12 | $7,449 | $7,198 | $251 | $251 |
| 70 SHRS CAPITAL ONE FINANCIAL CORP | P | 2019-05-13 | 2019-07-12 | $6,356 | $6,175 | $181 | $181 |
| 29 SHRS ECOLAB INC | P | 2019-05-13 | 2019-07-12 | $5,769 | $5,183 | $586 | $586 |
| 1 SHRS ECOLAB INC | P | 2016-09-29 | 2019-07-12 | $199 | $121 | $78 | $78 |
| 33 SHRS HONEYWELL INTL INC | P | 2019-05-13 | 2019-07-12 | $5,795 | $5,507 | $288 | $288 |
| 7 SHRS HONEYWELL INTL INC | P | 2018-03-28 | 2019-07-12 | $1,229 | $965 | $264 | $264 |
| 125 SHRS MARATHON PETROLEUM CORP | P | 2018-07-05 | 2019-07-12 | $6,956 | $8,652 | -$1,696 | -$1,696 |
| 19 SHRS UNION PACIFIC CORP | P | 2019-05-13 | 2019-07-12 | $3,287 | $3,274 | $13 | $13 |
| 21 SHRS UNION PACIFIC CORP | P | 2015-07-08 | 2019-07-12 | $3,633 | $2,035 | $1,598 | $1,598 |
| 55 SHRS VISA INC CL A | P | 2010-06-16 | 2019-07-12 | $9,858 | $1,049 | $8,809 | $8,809 |
| 1124 SHRS HALLIBURTON COMPANY | P | 2019-04-17 | 2019-09-18 | $23,287 | $35,913 | -$12,626 | -$12,626 |
| 106 SHRS HALLIBURTON COMPANY | P | 2019-05-13 | 2019-09-18 | $2,196 | $2,618 | -$422 | -$422 |
| 167 SHRS ALIBABA GROUP HOLDING LTD. SPONS ADS | P | 2018-02-21 | 2019-10-23 | $28,390 | $31,974 | -$3,584 | -$3,584 |
| 28 SHRS ALIBABA GROUP HOLDING LTD. SPONS ADS | P | 2019-05-13 | 2019-10-23 | $4,760 | $4,786 | -$26 | -$26 |
| 28 SHRS EOG RESOURCES INC. | P | 2019-05-13 | 2019-10-23 | $21,891 | $30,227 | -$8,336 | -$8,336 |
| 285 SHRS EOG RESOURCES INC. | P | 2018-11-21 | 2019-12-12 | $7,681 | $9,712 | -$2,031 | -$2,031 |
| 73 SHRS EOG RESOURCES INC. | P | 2019-05-13 | 2019-12-12 | $5,607 | $6,849 | -$1,242 | -$1,242 |
| 5 SHRS W P CAREY INC | P | 2014-04-23 | 2019-02-07 | $372 | $307 | $65 | $65 |
| 60 SHRS W P CAREY INC | P | 2014-02-05 | 2019-02-07 | $4,460 | $3,439 | $1,021 | $1,021 |
| 30 SHRS W P CAREY INC | P | 2013-01-16 | 2019-02-07 | $2,230 | $1,600 | $630 | $630 |
| 200 SHRS EQUITY LIFESTYLE PROPERTIES INC. | P | 2013-12-16 | 2019-02-19 | $21,775 | $7,110 | $14,665 | $14,665 |
| 57 SHRS MICROSOFT CORP | P | 2015-02-25 | 2019-04-17 | $6,900 | $2,509 | $4,391 | $4,391 |
| 70 SHRS BOEING COMPANY | P | 2016-03-02 | 2019-05-08 | $24,855 | $8,412 | $16,443 | $16,443 |
| 125 SHRS OCCIDENTAL PETROLEUM CORP | P | 2013-10-16 | 2019-05-15 | $6,700 | $11,659 | -$4,959 | -$4,959 |
| 75 SHRS OCCIDENTAL PETROLEUM CORP | P | 2015-05-20 | 2019-05-15 | $4,020 | $5,717 | -$1,697 | -$1,697 |
| 85 SHRS OCCIDENTAL PETROLEUM CORP | P | 2015-07-22 | 2019-05-15 | $4,556 | $5,949 | -$1,393 | -$1,393 |
| 100 SHRS OCCIDENTAL PETROLEUM CORP | P | 2016-11-16 | 2019-05-15 | $5,360 | $6,901 | -$1,541 | -$1,541 |
| 215 SHRS DXC TECHNOLOGY CO | P | 2018-08-22 | 2019-05-29 | $10,744 | $18,970 | -$8,226 | -$8,226 |
| 126 SHRS CISCO SYSTEMS INC. | P | 2017-05-31 | 2019-07-03 | $7,013 | $4,005 | $3,008 | $3,008 |
| 57 SHRS MICROSOFT CORP | P | 2015-02-25 | 2019-07-03 | $7,778 | $2,509 | $5,269 | $5,269 |
| 70 SHRS PPG INDUSTRIES | P | 2016-11-16 | 2019-08-07 | $7,836 | $6,739 | $1,097 | $1,097 |
| 160 SHRS PPG INDUSTRIES | P | 2016-10-14 | 2019-08-07 | $17,911 | $14,854 | $3,057 | $3,057 |
| 203 SHRS CITIGROUP INC NEW | P | 2014-04-09 | 2019-08-14 | $12,716 | $9,435 | $3,281 | $3,281 |
| 80 SHRS MERCK & COMPANY INC NEW | P | 2016-09-14 | 2019-08-14 | $6,804 | $4,968 | $1,836 | $1,836 |
| 57 SHRS MERCK & COMPANY INC NEW | P | 2015-02-11 | 2019-08-14 | $4,848 | $3,351 | $1,497 | $1,497 |
| 455 SHRS MONDELEZ INTERNATIONAL INC. CI A | P | 2018-06-20 | 2019-11-29 | $23,861 | $18,470 | $5,391 | $5,391 |
| 60 SHRS EATON CORP PLC | P | 2018-03-07 | 2019-12-04 | $5,502 | $4,828 | $674 | $674 |
| 260 SHRS EATON CORP PLC | P | 2013-01-16 | 2019-12-04 | $23,843 | $10,168 | $13,675 | $13,675 |
| 155 SHRS AIA GROUP LTD SPON ADR | P | 2014-10-16 | 2019-01-04 | $5,060 | $3,320 | $1,740 | $1,740 |
| 219 SHRS AIA GROUP LTD SPON ADR | P | 2014-01-10 | 2019-01-04 | $7,149 | $4,266 | $2,883 | $2,883 |
| 150 SHRS FRESENIUS MEDICAL CARE AG& CO KGAA | P | 2016-07-21 | 2019-01-04 | $5,064 | $6,693 | -$1,629 | -$1,629 |
| 105 SHRS FRESENIUS MEDICAL CARE AG& CO KGAA | P | 2014-01-10 | 2019-01-04 | $3,545 | $3,769 | -$224 | -$224 |
| 415 SHRS FRESENIUS MEDICAL CARE AG & CO KGAA | P | 2013-06-21 | 2019-01-04 | $14,010 | $14,724 | -$714 | -$714 |
| 80 SHRS WEIBO CORP SPON ADR | P | 2017-12-05 | 2019-01-23 | $4,187 | $8,100 | -$3,913 | -$3,913 |
| 190 SHRS WEIBO CORP SPONADR | P | 2017-09-27 | 2019-01-23 | $9,943 | $18,624 | -$8,681 | -$8,681 |
| 84 SHRS WEIBO CORP SPON ADR | P | 2018-10-09 | 2019-01-23 | $4,396 | $5,295 | -$899 | -$899 |
| 428.3 SHRS FANUC CORP ADR | P | 2014-01-10 | 2019-01-23 | $7,020 | $7,270 | -$250 | -$250 |
| 266.6 SHRS FANUC CORP ADR | P | 2016-01-22 | 2019-01-23 | $4,370 | $4,282 | $88 | $88 |
| 675.1 SHRS FANUC CORP ADR | P | 2013-06-21 | 2019-01-23 | $11,065 | $10,127 | $938 | $938 |
| 244 SHRS NASPERS LTD SPON ADR | P | 2015-07-08 | 2019-02-04 | $10,805 | $6,579 | $4,226 | $4,226 |
| 267 SHRS NASPERS LTD SPON ADR | P | 2016-02-10 | 2019-02-04 | $11,824 | $6,065 | $5,759 | $5,759 |
| 586 SHRS GRUPO FINANCIERO BANORTESAB DE C V | P | 2017-02-06 | 2019-03-07 | $15,359 | $14,791 | $568 | $568 |
| 155 SHRS LVMH MOET HENNESSY LOUISVUITTON ADR | P | 2014-01-10 | 2019-03-07 | $10,620 | $5,250 | $5,370 | $5,370 |
| 260 SHRS LVMH MOET HENNESSYLOUISVUITTON ADR | P | 2013-06-21 | 2019-03-07 | $17,815 | $8,214 | $9,601 | $9,601 |
| 70 SHRS CANADIAN NATIONAL RAILWAY COMPANY | P | 2014-01-10 | 2019-03-07 | $6,092 | $3,795 | $2,297 | $2,297 |
| 313 SHRS TENARIS S A SPON ADR | P | 2016-05-26 | 2019-03-07 | $8,129 | $8,389 | -$260 | -$260 |
| 0.6 SHRS MULTICHOICE GROUP LTDSPON ADR | P | 2019-03-05 | 2019-03-13 | $5 | $4 | $1 | $1 |
| 245 SHRS ROYAL DUTCH SHELL PLCSPONSORED ADR REPS | P | 2016-03-11 | 2019-03-28 | $15,590 | $11,891 | $3,699 | $3,699 |
| 141 SHRS ROYAL DUTCH SHELL PLC SPONSORED ADR REPS | P | 2016-03-01 | 2019-03-28 | $8,972 | $6,452 | $2,520 | $2,520 |
| 1036 SHRS ITAU UNIBANCO HOLDING SA SPONSORED ADR | P | 2013-06-21 | 2019-03-28 | $8,837 | $6,580 | $2,257 | $2,257 |
| 313.2 SHRS AIR LIQUIDE ADR | P | 2014-01-10 | 2019-03-28 | $7,923 | $7,020 | $903 | $903 |
| 564.8 SHRS AIR LIQUIDE ADR | P | 2013-06-21 | 2019-03-28 | $14,287 | $11,464 | $2,823 | $2,823 |
| 600 SHRS MONOTARO CO LTD OSAKA ADR | P | 2013-11-18 | 2019-03-28 | $12,920 | $3,450 | $9,470 | $9,470 |
| 460 SHRS MONOTARO CO LTD OSAKA ADR | P | 2014-01-10 | 2019-03-28 | $9,905 | $2,305 | $7,600 | $7,600 |
| 96 SHRS DASSAULT SYSTEMES S ASPON ADR | P | 2014-01-10 | 2019-03-28 | $14,058 | $5,750 | $8,308 | $8,308 |
| 373 SHRS BAYER A G SPON ADR | P | 2017-12-20 | 2019-04-17 | $6,431 | $11,649 | -$5,218 | -$5,218 |
| 256 SHRS BAYER A G SPON ADR | P | 2016-09-08 | 2019-04-17 | $4,414 | $6,929 | -$2,515 | -$2,515 |
| 524 SHRS BAYER A G SPON ADR | P | 2016-08-04 | 2019-04-17 | $9,034 | $13,652 | -$4,618 | -$4,618 |
| 308 SHRS BAYER A G SPON ADR | P | 2016-12-13 | 2019-04-17 | $5,310 | $7,887 | -$2,577 | -$2,577 |
| 688 SHRS BAYER A G SPON ADR | P | 2016-06-09 | 2019-04-17 | $11,862 | $17,592 | -$5,730 | -$5,730 |
| 236 SHRS AIA GROUP LTD SPON ADR | P | 2014-01-10 | 2019-04-17 | $9,572 | $4,597 | $4,975 | $4,975 |
| 255 SHRS ALLIANZ SE CHGSPONADR REPSTG 1/ | P | 2017-12-20 | 2019-04-17 | $6,142 | $5,949 | $193 | $193 |
| 43 SHRS ALLIANZ SE CHGSPON ADR REPSTG 1/ | P | 2014-01-10 | 2019-04-17 | $1,036 | $762 | $274 | $274 |
| 56 SHRS MULTICHOICE GROUP LTDSPON ADR | P | 2019-03-05 | 2019-04-17 | $500 | $371 | $129 | $129 |
| 180 SHRS JGC HOLDINGS CORP UNSPON ADR | P | 2014-01-10 | 2019-06-06 | $4,612 | $13,768 | -$9,156 | -$9,156 |
| 255 SHRS JGC HOLDINGS CORP UNSPON ADR | P | 2013-06-21 | 2019-06-06 | $6,533 | $18,273 | -$11,740 | -$11,740 |
| 550 SHRS PARK24 CO LTD SPON ADR | P | 2016-02-10 | 2019-06-06 | $11,462 | $15,015 | -$3,553 | -$3,553 |
| 7 SHRS ADIDAS AG SPONS ADR | P | 2018-11-13 | 2019-06-24 | $1,056 | $819 | $237 | $237 |
| 22 SHRS DBS GROUP HLDGS LTD SPONADR | P | 2018-10-09 | 2019-06-24 | $1,670 | $1,608 | $62 | $62 |
| 12 SHRS NESTLE S A SPON ADRREPSTG RE | P | 2014-01-10 | 2019-06-24 | $1,245 | $876 | $369 | $369 |
| 22 SHRS AIA GROUP LTD SPON ADR | P | 2014-01-10 | 2019-06-24 | $931 | $429 | $502 | $502 |
| 12 SHRS CANADIAN NATIONALRAILWAY COMPANY | P | 2014-01-10 | 2019-06-24 | $1,112 | $651 | $461 | $461 |
| 6 SHRS DIAGEO PLC NEW SPON ADR | P | 2019-03-07 | 2019-06-24 | $1,047 | $958 | $89 | $89 |
| 106 SHRS ICICI BANK LIMITEDSPONSORED ADR | P | 2016-12-15 | 2019-06-24 | $1,297 | $744 | $553 | $553 |
| 4 SHRS LINDE PLC | P | 2018-12-13 | 2019-06-24 | $812 | $632 | $180 | $180 |
| 59 SHRS SASOL LTD SPONS ADR | P | 2014-01-10 | 2019-06-24 | $1,504 | $2,834 | -$1,330 | -$1,330 |
| 16 SHRS UNILEVER PLCSPONSORED ADR NEW | P | 2015-06-25 | 2019-06-24 | $1,006 | $715 | $291 | $291 |
| 138 SHRS TEMENOS AG SPON ADR | P | 2018-06-01 | 2019-07-22 | $23,641 | $20,561 | $3,080 | $3,080 |
| 135 SHRS BAYERISCHE MOTOREN WERKE A G SPON ADR | P | 2014-01-10 | 2019-07-22 | $3,352 | $5,130 | -$1,778 | -$1,778 |
| 100 SHRS BAYERISCHE MOTORENWERKE A G SPON ADR | P | 2013-10-15 | 2019-07-22 | $2,483 | $3,732 | -$1,249 | -$1,249 |
| 70 SHRS BAYERISCHE MOTOREN WERKE A G SPON ADR | P | 2013-07-26 | 2019-07-22 | $1,738 | $2,293 | -$555 | -$555 |
| 265 SHRS BAYERISCHE MOTORENWERKE A G SPON ADR | P | 2013-06-21 | 2019-07-22 | $6,580 | $7,510 | -$930 | -$930 |
| 199 SHRS ASPEN PHARMACARE HOLDINGS LIMITED A | P | 2018-02-28 | 2019-08-16 | $881 | $4,626 | -$3,745 | -$3,745 |
| 596 SHRS ASPEN PHARMACARE HOLDINGS LIMITED A | P | 2016-10-12 | 2019-08-16 | $2,639 | $13,037 | -$10,398 | -$10,398 |
| 65 SHRS TAIWAN SEMICONDUCTOR MANUFACTURING CO L | P | 2019-04-17 | 2019-10-02 | $3,023 | $2,880 | $143 | $143 |
| 40 SHRS TAIWAN SEMICONDUCTOR MANUFACTURING CO L | P | 2013-06-21 | 2019-10-02 | $1,860 | $696 | $1,164 | $1,164 |
| 89 SHRS TAIWAN SEMICONDUCTORMANUFACTURING CO L | P | 2013-06-21 | 2019-10-18 | $4,389 | $1,548 | $2,841 | $2,841 |
| 0.35 SHRS AIR LIQUIDE ADR | P | 2013-06-21 | 2019-10-25 | $9 | $6 | $3 | $3 |
| 0.35 SHRS AIR LIQUIDE ADR | P | 2016-02-12 | 2019-10-25 | $9 | $6 | $3 | $3 |
| 180 SHRS LONZA GROUP AG ADR | P | 2018-05-21 | 2019-12-11 | $6,089 | $4,872 | $1,217 | $1,217 |
| 283 SHRS NASPERS LTD SPON ADR | P | 2016-02-10 | 2019-12-11 | $7,825 | $6,428 | $1,397 | $1,397 |
| 283 SHRS PROSUS N V SPON ADR | P | 2019-09-17 | 2019-12-11 | $3,695 | $4,524 | -$829 | -$829 |
| 700 SHRS GRIFOLS S A SPON ADRREPSTG 1/2 CL B NO | P | 2015-11-13 | 2019-12-11 | $15,846 | $12,283 | $3,563 | $3,563 |
| 106 SHRS UNILEVER PLC SPONSORED ADR NEW | P | 2015-06-25 | 2019-12-11 | $6,323 | $4,739 | $1,584 | $1,584 |
| 210 SHRS ROCHE HOLDING LIMITED SPONSORED ADR | P | 2014-01-10 | 2019-12-12 | $8,045 | $7,470 | $575 | $575 |
| 112 SHRS ROCHE HOLDING LIMITEDSPONSORED ADR | P | 2019-08-16 | 2019-12-12 | $4,291 | $3,894 | $397 | $397 |
| 80 SHRS TAIWAN SEMICNDUCTOR MANUFACTORING CO L | P | 2013-06-21 | 2019-12-18 | $4,707 | $1,391 | $3,316 | $3,316 |
| 90 SHRS DOLLAR TREE INC. | P | 2015-05-21 | 2019-01-07 | $8,684 | $6,961 | $1,723 | $1,723 |
| 141 SHRS WABCO HOLDINGS INC. | P | 2018-04-18 | 2019-01-16 | $15,537 | $19,600 | -$4,063 | -$4,063 |
| 6 SHRS WABCO HOLDINGS INC. | P | 2016-03-29 | 2019-01-16 | $661 | $641 | $20 | $20 |
| 19 SHRS O REILLY AUTOMATIVE INC. NEW | P | 2017-07-31 | 2019-02-07 | $6,887 | $3,863 | $3,024 | $3,024 |
| 23 SHRS O REILLY AUTOMATIVE INC. NEW | P | 2017-07-31 | 2019-02-15 | $8,899 | $4,676 | $4,223 | $4,223 |
| 39 SHRS AMERICAN TOWER CORP NEW | P | 2014-01-10 | 2019-02-15 | $6,883 | $3,221 | $3,662 | $3,662 |
| 47 SHRS AUTODESK INC. | P | 2018-01-23 | 2019-02-21 | $7,496 | $5,559 | $1,937 | $1,937 |
| 10 SHRS WABCO HOLDINGS INC. | P | 2016-03-29 | 2019-02-28 | $1,400 | $1,069 | $331 | $331 |
| 70 SHRS WABCO HOLDINGS INC. | P | 2016-11-10 | 2019-02-28 | $9,803 | $7,186 | $2,617 | $2,617 |
| 28 SHRS WABCO HOLDINGS INC. | P | 2015-01-13 | 2019-02-28 | $3,921 | $2,787 | $1,134 | $1,134 |
| 125 SHRS LIVE NATION ENTERTAINMENT INC. | P | 2015-01-23 | 2019-03-01 | $7,554 | $3,181 | $4,373 | $4,373 |
| 40 SHRS GENESEE & WYOMING INCCHGCL A | P | 2015-08-17 | 2019-03-11 | $3,508 | $2,987 | $521 | $521 |
| 50 SHRS GENESEE & WYOMING INCCHGCL A | P | 2017-03-10 | 2019-03-11 | $4,385 | $3,506 | $879 | $879 |
| 11 SHRS AMERICAN TOWER CORP NEW | P | 2014-01-10 | 2019-03-13 | $2,057 | $908 | $1,149 | $1,149 |
| 37 SHRS AMERICAN TOWER CORP NEW | P | 2014-02-26 | 2019-03-13 | $6,918 | $3,000 | $3,918 | $3,918 |
| 71 SHRS WABCO HOLDINGS INC. | P | 2015-01-13 | 2019-03-25 | $10,071 | $7,068 | $3,003 | $3,003 |
| 86 SHRS WABCO HOLDINGS INC. | P | 2015-01-13 | 2019-03-28 | $11,276 | $8,561 | $2,715 | $2,715 |
| 350 SHRS WABCO HOLDINGS INC. | P | 2014-11-03 | 2019-03-28 | $45,893 | $34,621 | $11,272 | $11,272 |
| 95 SHRS WABCO HOLDINGS INC. | P | 2016-06-29 | 2019-03-28 | $12,457 | $8,503 | $3,954 | $3,954 |
| 16 SHRS MERCADOLIBRE INC. | P | 2018-06-05 | 2019-05-03 | $9,238 | $4,983 | $4,255 | $4,255 |
| 100 SHRS GENESEE & WYOMING INCCHGCL A | P | 2017-03-10 | 2019-05-21 | $8,563 | $7,011 | $1,552 | $1,552 |
| 130 SHRS GENESEE & WYOMING INCCHGCL A | P | 2015-08-24 | 2019-05-21 | $11,132 | $8,639 | $2,493 | $2,493 |
| 160 SHRS GENESEE & WYOMING INCCHGCL A | P | 2015-09-14 | 2019-05-21 | $13,701 | $9,880 | $3,821 | $3,821 |
| 145 SHRS AMERICAN WOODMARK CORP | P | 2018-08-29 | 2019-06-21 | $11,587 | $12,897 | -$1,310 | -$1,310 |
| 123 SHRS AMERICAN WOODMARK CORP | P | 2018-05-08 | 2019-06-21 | $9,829 | $10,466 | -$637 | -$637 |
| 9 SHRS FAIRFAX FINANCIAL HOLDING | P | 2018-02-20 | 2019-06-24 | $4,436 | $4,599 | -$163 | -$163 |
| 20 SHRS AMERICAN WOODMARK CORP | P | 2018-05-08 | 2019-06-24 | $1,576 | $1,702 | -$126 | -$126 |
| 3 SHRS AUTODESK INC. | P | 2018-01-23 | 2019-06-24 | $513 | $355 | $158 | $158 |
| 19 SHRS AUTODESK INC. | P | 2018-01-12 | 2019-06-24 | $3,246 | $2,200 | $1,046 | $1,046 |
| 108 SHRS DISH NETWORK CORP | P | 2016-12-06 | 2019-06-24 | $4,210 | $6,201 | -$1,991 | -$1,991 |
| 20 SHRS DOLLAR TREE INC. | P | 2015-05-21 | 2019-06-24 | $2,263 | $1,547 | $716 | $716 |
| 14 SHRS INTUITE INC. | P | 2013-07-29 | 2019-06-24 | $3,693 | $890 | $2,803 | $2,803 |
| 22 SHRS LIBERTY BROADBAND CORP SER | P | 2018-07-09 | 2019-06-24 | $2,266 | $1,755 | $511 | $511 |
| 5 SHRS MERCADOLIBRE INC. | P | 2018-06-05 | 2019-06-24 | $3,105 | $1,557 | $1,548 | $1,548 |
| 4 SHRS O REILLY AUTOMATIVE INC. NEW | P | 2017-07-31 | 2019-06-24 | $1,498 | $813 | $685 | $685 |
| 35 SHRS TAKE-TWO INTERACTIVE INC. | P | 2019-02-07 | 2019-06-24 | $3,971 | $3,397 | $574 | $574 |
| 19 SHRS AMERICAN TOWER CORP NEW | P | 2014-02-26 | 2019-06-24 | $4,078 | $1,540 | $2,538 | $2,538 |
| 34 SHRS BLACK KNIGHT INC. | P | 2018-12-06 | 2019-06-24 | $2,067 | $1,515 | $552 | $552 |
| 93 SHRS BROOKFIELD ASSETMANAGEMENT INC | P | 2018-08-09 | 2019-06-24 | $4,455 | $4,024 | $431 | $431 |
| 14 SHRS CBOE GLOBAL MARKETS INC. | P | 2018-03-01 | 2019-06-24 | $1,497 | $1,568 | -$71 | -$71 |
| 20 SHRS CAPITAL ONE FINANCIAL CORP | P | 2014-01-10 | 2019-06-24 | $1,774 | $1,558 | $216 | $216 |
| 49 SHRS CARMAX INC. | P | 2001-06-22 | 2019-06-24 | $4,049 | $2,300 | $1,749 | $1,749 |
| 93 SHRS FIDELITY NATIONAL FINANCIAL INC. | P | 2019-03-13 | 2019-06-24 | $3,780 | $3,299 | $481 | $481 |
| 40 SHRS LIVE NATION ENTERTAINMENT INC. | P | 2015-01-23 | 2019-06-24 | $2,654 | $1,018 | $1,636 | $1,636 |
| 4 SHRS MARKEL CORP | P | 2018-10-18 | 2019-06-24 | $4,331 | $4,523 | -$192 | -$192 |
| 5 SHRS MARTIN MARIETTA MARTERIALS INC. | P | 2017-03-13 | 2019-06-24 | $1,122 | $1,067 | $55 | $55 |
| 7 SHRS SHERWIN WILLISMS CO | P | 2016-07-20 | 2019-06-24 | $3,276 | $2,178 | $1,098 | $1,098 |
| 22 SHRS WATSCO INC. | P | 2018-11-08 | 2019-06-24 | $3,563 | $3,258 | $305 | $305 |
| 15 SHRS XYTEM INC. | P | 2017-05-15 | 2019-06-24 | $1,240 | $785 | $455 | $455 |
| 35 SHRS ZOETIS INC. CI A | P | 2016-09-22 | 2019-06-24 | $3,982 | $1,808 | $2,174 | $2,174 |
| 16 SHRS MERCADOLIBRE INC. | P | 2018-06-05 | 2019-07-30 | $10,226 | $4,983 | $5,243 | $5,243 |
| 44 SHRS MARTIN MARIETTA MARTERIALS INC. | P | 2017-03-13 | 2019-07-30 | $10,499 | $9,384 | $1,115 | $1,115 |
| 86 SHRS ZOETIS INC. CI A | P | 2016-09-22 | 2019-08-20 | $10,958 | $4,443 | $6,515 | $6,515 |
| 62 SHRS AMERICAN WOODMARK CORP | P | 2018-05-08 | 2019-08-28 | $4,923 | $5,276 | -$353 | -$353 |
| 305 SHRS AMERICAN WOODMARK CORP | P | 2018-05-02 | 2019-08-28 | $24,218 | $25,502 | -$1,284 | -$1,284 |
| 140 SHRS AMERICAN WOODMARK CORP | P | 2018-10-18 | 2019-08-28 | $11,116 | $9,090 | $2,026 | $2,026 |
| 15 SHRS SHERWIN WILLISMS CO | P | 2016-07-20 | 2019-11-06 | $8,577 | $4,666 | $3,911 | $3,911 |
| 307 SHRS BROOKFIELD ASSETMANAGEMENT INC | P | 2018-08-09 | 2019-12-13 | $17,590 | $13,283 | $4,307 | $4,307 |
| 50 SHRS BROOKFIELD ASSETMANAGEMENT INC | P | 2013-07-29 | 2019-12-13 | $2,865 | $1,262 | $1,603 | $1,603 |
| 19 SHRS MERCADOLIBRE INC. | P | 2018-06-05 | 2019-12-17 | $11,056 | $5,917 | $5,139 | $5,139 |
| 11 SHRS MERCADOLIBRE INC. | P | 2017-06-22 | 2019-12-17 | $6,401 | $3,058 | $3,343 | $3,343 |
| 75000 SHRS BANK NEW YORK INC MEDIUM TERM SR. NOTE | P | 2018-03-23 | 2019-05-21 | $74,954 | $74,752 | $202 | $202 |
| 65000 SHRS SHELL INTL FIN BV | P | 2016-09-08 | 2019-06-05 | $65,047 | $65,009 | $38 | $38 |
| 75000 SHRS CISCO SYS INC. SR. NOTE | P | 2016-09-15 | 2019-06-07 | $75,067 | $75,007 | $60 | $60 |
| 80000 SHRS U. S. TREASURY FLOATING RATE NOTE | P | 2018-10-19 | 2019-06-18 | $79,989 | $80,027 | -$38 | -$38 |
| 65000 SHRS U. S. TREASURY FLOATING RATE NOTE | P | 2019-03-14 | 2019-07-31 | $68,133 | $65,880 | $2,253 | $2,253 |
| 150 SHRS ISHARES FLOATING RATE BOND ETF | P | 2018-06-27 | 2019-08-22 | $7,630 | $7,649 | -$19 | -$19 |
| 1325 SHRS ISHARES FLOATING RATE BOND ETF | P | 2018-05-04 | 2019-08-22 | $67,401 | $67,547 | -$146 | -$146 |
| 75000 SHRS U. S. TREASURY FLOATING RATE NOTE | P | 2018-09-05 | 2019-11-20 | $75,519 | $74,987 | $532 | $532 |
| CAPITAL GAINS DIVIDENDS | P | $24 | $24 | $24 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $210,875 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $535,992 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $10,572,416 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.050697 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $482,680 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $10,595,576 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.045555 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $400,320 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $9,955,245 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.040212 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $427,500 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $10,339,433 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.041347 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $340,000 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $10,127,951 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.033570 | DistributionYr5Rt |
| Total Distribution | 0.211381 | TotalDistributionRt |
| Average Distribution | 0.042276 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $10,744,296 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $454,226 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $3,260 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $457,486 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $530,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $3,260 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $3,260 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $3,260 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,072 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $8,072 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $4,812 | OverpaymentAmt |
| Applied To ES Tax | $4,812 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | VA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THE ORGANIZATION CO THE TREASURER | IndividualWithBooksNm |
| Phone | 8043637772 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 1320 | AddressLine1Txt |
| City | RICHMOND | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 232181320 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| KATY HOTTINGER | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| ANDREA BROUGTON | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | VICE PRESIDENT | 5.00 | $0 | $0 | $0 |
| THOMAS BEAN | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | TREASURER | 5.00 | $0 | $0 | $0 |
| SHERON CARTER-GUNTER | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | SECRETARY | 5.00 | $0 | $0 | $0 |
| ARRION DENNIS | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| CRIT RICHARDSON | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| TERRELL WILLIAMS | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| CARLOS BROWN | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| MARION CHENAULT | ||||||||
| PO BOX 1320 | RICHMOND | VA | 23218 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,362,156 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $545,759 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $10,907,915 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $10,907,915 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $163,619 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $10,744,296 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $537,215 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $537,215 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $3,260 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $3,260 | TotalTaxAmt |
| Distributable Before Adj | $533,955 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $533,955 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $533,955 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $530,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $530,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $3,260 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $526,740 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $533,955 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $505,322 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $530,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $505,322 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $24,678 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $509,277 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 1983-01-27 | PrivateOperatingFndtnRulingDt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (8 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| VIRGINIA CENTER FOR INCLUSIVE COMMUNITIES | |||||||
| 5511 STAPLES MILL ROAD SUITE 202 | RICHMOND | VA | 23228 | NONE | PUBLIC CHARITY | GENERAL | $80,000 |
| CHILDREN'S HOME SOCIETY | |||||||
| 4200 FITZHUGH AVENUE | RICHMOND | VA | 23230 | NONE | PUBLIC CHARITY | GENERAL | $75,000 |
| YWCA | |||||||
| 6 N 5TH STREET | RICHMOND | VA | 23219 | NONE | PC | GENERAL | $75,000 |
| HUMAN KIND | |||||||
| 908 N THOMPSON ST | RICHMOND | VA | 23230 | NONE | PC | GENERAL | $70,000 |
| GREATER RICHMOND SCAN | |||||||
| 103 E GRACE ST | RICHMOND | VA | 23219 | NONE | PC | GENERAL | $70,000 |
| SACRED HEART CENTER | |||||||
| 1400 PERRY ST | RICHMOND | VA | 23224 | NONE | PC | GENERAL | $70,000 |
| CHILD SAVERS | |||||||
| 200 N 22ND ST | RICHMOND | VA | 23223 | NONE | PC | GENERAL | $50,000 |
| RICHMOND HILL | |||||||
| 2209 E GRACE ST | RICHMOND | VA | 23223 | NONE | PC | GENERAL | $40,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $530,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $238,450 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $210,875 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $449,325 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $449,325 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING EXPENSES | CategoryTxt |
| Amt | $3,664 | Amt |
| Net Investment Income | $3,664 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $1,516,062 | EOYBookValueAmt |
| EOYFMV | $1,516,062 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | CORPORATE STOCK | StockNm |
| EOY Book Value | $8,929,137 | EOYBookValueAmt |
| EOYFMV | $8,929,137 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $688,681 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $688,681 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| BOARD EXPENSES & SUPPLIES | $1,389 | $1,389 | $0 |
| INSURANCE | $2,569 | $2,569 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED GAIN/(LOSS) ON INVESTMENTS | Desc |
| Amt | $1,754,621 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT MANAGEMENT FEES | $60,889 | $60,889 | $0 |
| PROFESSIONAL SERVICES | $3,000 | $3,000 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $5,195 | $5,195 | $0 |
| EXCISE TAX | $5,270 | $0 | $0 |
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