THE SWAN FAMILY CHARITABLE FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- THE SWAN FAMILY CHARITABLE FOUNDATION (EIN 20-3954964)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-16
- IRS object ID
- 202013219349106736
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-16T18:46:46-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | One Hollow Ln Ste 212 | AddressLine1Txt |
| City | Lake Success | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 203954964 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Swan Family Charitable Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Foundation Source | InCareOfNm |
| Business Name Control | SWAN | BusinessNameControlTxt |
| Phone | 8008391754 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | Foundation Source 501 Silverside Rd | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KEN SWAN | PersonNm |
| Person Title | president | PersonTitleTxt |
| Phone | 8008391754 | PhoneNum |
| Signature | 2020-11-13 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 24.187.244.114 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Federal Original Submission Id | 06391520203215000081 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-11-16 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | 477C46ACF28576814DDF279F7270F1EC72C6F4AB | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 2FA466E53C9029BFD3FCAD04E668A86C4955D701 | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $13,543,963 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $8,719 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $8,717 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $430,934 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $418,827 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $217,868 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,217,938 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $217,868 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,886 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,886 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $659,407 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $647,298 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Other Prof Fees Rev And Expnss | $63,295 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $63,295 | OtherProfFeesNetInvstIncmAmt |
| Interest Rev And Expnss | $60 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $60 | InterestNetInvstIncmAmt |
| Taxes Rev And Expnss | $17,404 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $3,571 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $37,215 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $952 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $36,263 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $117,974 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $67,878 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $36,263 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $568,206 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $568,206 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $686,180 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $67,878 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $604,469 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$26,773 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $579,420 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $491,100 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $930,667 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $930,667 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $39,418 | AcctRcvblAmt |
| Acct Rcvbl EOY | $39,418 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $39,418 | AcctRcvblEOYFMVAmt |
| Corporate Stock BOY | $8,389,366 | CorporateStockBOYAmt |
| Corporate Stock EOY | $8,315,548 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $9,918,976 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $300,000 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $600,000 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $600,625 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,915,396 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,183,456 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $2,054,277 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $11,095,862 | TotalAssetsBOYAmt |
| Total Assets EOY | $11,069,089 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $13,543,963 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $11,095,862 | RetainedEarningBOYAmt |
| Retained Earning EOY | $11,069,089 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $11,095,862 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $11,069,089 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $11,095,862 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $11,069,089 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $11,095,862 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$26,773 | ExcessRevenueOverExpensesAmt |
| Subtotal | $11,069,089 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $11,069,089 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| Publicly-traded Securities | $5,429,577 | $5,248,722 | $180,855 | $180,855 | |||
| CREDIT SUISSE DOLLAR SENIOR LOAN OFFSHORE FUND LTD. | $788,361 | $751,348 | $37,013 | $37,013 | P | 2013-02-26 | 2019-05-21 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $217,868 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $597,959 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $12,263,869 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.048758 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $566,847 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $12,201,551 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046457 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $600,866 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $11,538,302 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052076 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $594,737 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $12,045,651 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049374 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $575,399 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $12,110,613 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.047512 | DistributionYr5Rt |
| Total Distribution | 0.244177 | TotalDistributionRt |
| Average Distribution | 0.048835 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $13,086,483 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $639,078 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,794 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $644,872 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $604,469 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $11,588 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $11,588 | SubtotalAmt |
| Tax Based On Investment Income | $11,588 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $11,325 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $565 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $11,890 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $302 | OverpaymentAmt |
| Applied To ES Tax | $302 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Foundation Source | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8008391754 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 501 Silverside Road Suite 123 | AddressLine1Txt |
| City | Wilmington | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 198091377 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| Kori Lewis | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, VP | 1.0 | $0 | $0 | $0 |
| Kasey Swan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, VP | 1.0 | $0 | $0 | $0 |
| Kenneth R Swan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Pres, Dir, Sec | 2.0 | $0 | $0 | $0 |
| Rebecca Swan | ||||||||
| Foundation Source 501 Silverside Rd | Wilmington | DE | 198091377 | Dir, VP | 2.0 | $0 | $0 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | UBS Financial Services | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4400 POST OAK PARKWAY 20TH FL | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment mgmt | ServiceTypeTxt |
| Compensation | $63,295 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $10,142,360 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $768,629 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,380,731 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $13,291,720 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $5,950 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $13,285,770 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $199,287 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $13,086,483 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $654,324 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $654,324 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $11,588 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $11,588 | TotalTaxAmt |
| Distributable Before Adj | $642,736 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $642,736 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $642,736 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $604,469 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $604,469 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $604,469 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $642,736 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $592,569 | UndistributedIncomePYAmt |
| Prior Year1 | 2017 | PriorYear1Yr |
| Prior Year2 | 2016 | PriorYear2Yr |
| Prior Year3 | 2015 | PriorYear3Yr |
| Qualifying Distributions | $604,469 | QualifyingDistributionsAmt |
| Applied To Year1 | $592,569 | AppliedToYear1Amt |
| Applied To Current Year | $11,900 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $630,836 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | Kenneth R Swan | ContributingManagerNm |
| Contributing Manager | Rebecca Swan | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (13 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BIO-MEDICAL FOUNDATION | |||||||
| 206 THORNTON TRL | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| CONCERNED CITIZENS OF JACK CO INC | |||||||
| 400 E PINE ST | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| FAITH COMMUNITY HOSPITAL CHARITABLE FOUNDATION | |||||||
| 215 CHISHOLM TRAIL | JACKSBORO | TX | 76458 | N/A | SO I | General & Unrestricted | $100,000 |
| GLADYS JOHNSON RITCHIE PUBLIC LIBRARY INC | |||||||
| 626 W COLLEGE ST | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| JACK COUNTY FAIR ASSOCIATION | |||||||
| PO BOX 486 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $32,200 |
| JACK COUNTY MUSEUM ASSOCIATION | |||||||
| PO BOX 861 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $5,000 |
| JACKSBORO HIGH SCHOOL EX-STUDENTS ASSOCIATION | |||||||
| 101 N MAIN ST STE 200 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $20,000 |
| JACKSBORO INDEPENDENT SCHOOL DISTRICT | |||||||
| 750 W BELKNAP ST | JACKSBORO | TX | 76458 | N/A | GOV | Charitable Event | $500 |
| JACKSBORO VISION GROUP INC | |||||||
| PO BOX 395 | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $352,006 |
| JACKSBORO YOUTH SPORTS ASSOCIATION | |||||||
| 500 EASTER LN | JACKSBORO | TX | 76458 | N/A | PC | General & Unrestricted | $32,500 |
| KIDS ON THE LAND INC | |||||||
| 4004 GATEWAY DR STE 180 | COLLEYVILLE | TX | 76034 | N/A | PC | General & Unrestricted | $1,000 |
| PROJECT 4031 INC | |||||||
| 708 MAY ST | FORT WORTH | TX | 76104 | N/A | PC | Charitable Event | $5,000 |
| S Jackson | |||||||
| 710 W Thompson St | Jacksboro | TX | 76458 | NONE | I | Hardship Assistance Grant | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $568,206 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $2 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $8,717 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $598 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $430,336 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $217,868 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CLASS ACTION LAWSUIT PROCEEDS | Desc |
| Exclusion | 01 | ExclusionCd |
| Exclusion | $1,886 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $600 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $658,807 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $659,407 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BOFA FINANCE LLC - 08/17/2023 | $250,000 | $249,750 |
| MORGAN STANLEY PFD - 0.000% - | $150,000 | $150,675 |
| UBS AG LONDON - 0.000% - 03/01 | $200,000 | $200,200 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (75 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AB INCOME FUND ADV | $122,931 | $125,426 |
| ACCENTURE PLC | $109,520 | $204,674 |
| ADIDAS AG | $33,589 | $47,538 |
| ADOBE SYSTEMS, INC | $91,026 | $163,916 |
| AIA GROUP LTD ADR | $60,422 | $84,096 |
| ALCON INC | $52,208 | $50,800 |
| ALPHABET INC CL A | $250,603 | $321,453 |
| AMADEUS IT HLDS SA | $46,101 | $50,544 |
| AMAZON COM | $213,668 | $225,436 |
| AMERICAN TOWER REIT INC | $37,698 | $61,822 |
| AMERIPRISE FINANCIAL INC | $43,338 | $64,300 |
| ASML HOLDING NV NY REG SHS | $42,515 | $72,801 |
| ATLAS COPCO AB A SHS ADR | $53,421 | $54,765 |
| BARCLAYS BANK PLC CYN RTY SPX | $250,000 | $250,000 |
| BARCLAYS BK PLC L/O TC-CYN NDX | $250,000 | $254,250 |
| BARCLAYS BK PLC L/O TC-CYN NDX | $150,000 | $151,800 |
| BARINGS ACTIVE SHORT DURATION | $249,346 | $250,828 |
| BOEING CO | $140,070 | $125,418 |
| BRADDOCK MULTI-STRAT INCOME CL | $124,451 | $125,776 |
| CANADIAN PACIFIC RAILWAY LTD | $48,002 | $79,289 |
| CHUBB LIMITED | $52,504 | $63,042 |
| CITIGROUP GLBL MKTS HLDGS - 0. | $350,000 | $352,799 |
| COMCAST CORP | $90,172 | $112,650 |
| COMPASS GROUP PLC ADR | $46,623 | $59,035 |
| COSTCO WHOLESALE CORPORATION | $81,566 | $102,284 |
| CSL LTD | $49,435 | $99,001 |
| DANAHER CORP | $62,251 | $102,985 |
| DSV UNSP ADR EACH REPR 0.5 ORD | $41,715 | $82,813 |
| ESSILOR INTL ADR | $53,714 | $65,638 |
| ESTEE LAUDER COMPANIES INC | $65,080 | $89,432 |
| EXPERIAN GROUP LTD S/ADR | $52,094 | $90,467 |
| FACEBOOK INC | $147,147 | $196,014 |
| FEDERATED BOND FUND CL INST | $251,269 | $251,015 |
| FIDELITY NATIONAL INFORMATION | $71,404 | $73,857 |
| FIRST TRUST LOW DURATION OPPOR | $173,259 | $174,773 |
| GEBERIT AG ADR | $28,999 | $42,875 |
| GS FINANCE CORP. - 09/15/2023 | $399,999 | $399,599 |
| HARTFORD EMERGING MARKETS LOCA | $197,804 | $207,441 |
| HDFC BANK LTD ADR | $40,371 | $65,271 |
| HOME DEPOT INC | $108,214 | $148,935 |
| HONEYWELL INTL | $79,508 | $101,775 |
| ICON PLC - AMERICAN DEPOSITARY | $20,726 | $34,618 |
| INTERCONTINENTAL EXCHANGE, INC | $58,081 | $80,519 |
| INVESCO VAN KAMPEN HIGH YIELD | $243,388 | $251,423 |
| LORD ABBETT FLOATING RATE F | $250,224 | $252,511 |
| LOWES COMPANIES INC | $60,268 | $90,179 |
| LULULEMON ATHLETICA INC | $41,822 | $42,627 |
| LVMH MOET HENN UNSP | $39,504 | $78,160 |
| MEDTRONIC PLC | $70,214 | $99,155 |
| METTLER-TOLEDO INTL | $34,466 | $46,804 |
| MICROSOFT CORP | $239,088 | $362,236 |
| MONDELEZ INTERNATIONAL INC | $51,553 | $66,812 |
| NESTLE S.A | $50,019 | $68,312 |
| O'REILLY AUTOMOTIVE INC | $46,388 | $85,461 |
| PARKER HANNIFIN CP | $44,512 | $59,894 |
| PERFORMANCE TRUST TOTAL RETURN | $197,029 | $199,625 |
| PERNOD-RECARD SA | $45,135 | $49,310 |
| PRUDENTIAL TOTAL RETURN BD FD | $364,815 | $375,590 |
| RBC L/O TC CYN NDX RTY SPX DUE | $300,000 | $306,000 |
| RESMED INC | $47,324 | $67,877 |
| ROCKWELL AUTOMATION INC | $38,663 | $60,193 |
| SEMPER MBS TOTAL RETURN FUND I | $128,119 | $125,486 |
| SHOPIFY INC | $27,083 | $86,672 |
| SMITH & NEPHEW PLC ADR | $44,323 | $45,859 |
| STERIS PLC | $32,759 | $42,830 |
| TAIWAN SEMICONDUCTOR MFG CO LT | $44,808 | $83,199 |
| TENCENT HOLDINGS LIMITED | $53,559 | $66,446 |
| THERMO FISHER SCIENTIFIC INC | $59,344 | $111,755 |
| TJX COMPANIES INC | $52,357 | $82,187 |
| UBS AG L/O TC-CYN NDX RTY SPX | $300,000 | $297,600 |
| UNITEDHEALTH GROUP INC | $128,169 | $161,983 |
| VISA INC | $109,961 | $174,371 |
| VOYA STRATEGIC INCOME OPPORTUN | $173,632 | $175,496 |
| WAL-MART DE MEX V SP/ADR | $30,481 | $39,912 |
| WALT DISNEY HOLDINGS CO | $75,697 | $101,241 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ALKEON GROWTH OFFSHORE FUND LT | $750,000 | $1,540,148 |
| MILLENNIUM INTERNATIONAL HEDGE | $433,456 | $514,129 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $36,238 | $36,238 | |
| Bank Charges | $952 | $952 | |
| State or Local Filing Fees | $25 | $25 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Class Action Lawsuit Proceeds | Desc |
| Revenue And Expenses Per Books | $1,886 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $1,886 | NetInvestmentIncomeAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Management Services | CategoryTxt |
| Amt | $63,295 | Amt |
| Net Investment Income | $63,295 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2019 | $3,700 | |
| 990-PF Extension for 2018 | $10,133 | |
| Foreign Tax Paid | $3,571 | $3,571 |