CATENA FOUNDATION: Form 990PF, tax year 2019

View the entire original 990 at ProPublica ↗

Organization: CATENA FOUNDATION (EIN 81-3783868)
Tax period: 2019-01-01 to 2019-12-31
Filed: 2020-11-13
IRS object ID: 202013189349103521
Schema version: 2019v5.1
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Compensation Explanation
Depreciation Schedule
Expenditure Responsibility Stmt
Investments Other Schedule2
Legal Fees Schedule
Other Expenses Schedule
Other Income Schedule2
Other Notes Loans Rcvbl Long Sch
Other Professional Fees Schedule
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-11-13T15:19:53-06:00	ReturnTs
Tax Period End	2019-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	WALTON ENTERPRISES LLC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 1860	AddressLine1Txt
City	BENTONVILLE	CityNm
State Abbreviation	AR	StateAbbreviationCd
ZIP	72712	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2019-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	813783868	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CATENA FOUNDATION	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
In Care Of	% KERRI GENUNG	InCareOfNm
Business Name Control	CATE	BusinessNameControlTxt
Phone	9703559695	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	PO BOX 994	AddressLine1Txt
City	CARBONDALE	CityNm
State Abbreviation	CO	StateAbbreviationCd
ZIP	81623	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ROBERT A SMITH	PersonNm
Person Title	TREASURER	PersonTitleTxt
Phone	4794641500	PhoneNum
Signature	2020-11-09	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	KENT C CROUCH	PreparerPersonNm
PTIN	P00810750	PTIN
Phone	4794641500	PhoneNum

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	12.16.168.130	IPv4AddressTxt

Field	Value	IRS element (for citing)
Federal Original Submission Id	71504120203185000003	FederalOriginalSubmissionId
Federal Original Submission Id	2020-11-13	FederalOriginalSubmissionIdDt
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	C5CE2CB6658C0656BD6A6450AE8954D5EA3DB667	AtSubmissionCreationDeviceId
At Submission Filing Device Id	C5CE2CB6658C0656BD6A6450AE8954D5EA3DB667	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2019	TaxYr
Build TS	2021-04-22 16:20:28Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$165,998,544	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$83,275,020	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$175	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$175	InterestOnSavNetInvstIncmAmt
Dividends Rev And Expnss	$2,644,086	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$2,644,086	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$1,166,256	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$74,441,276	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$71,349,418	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$340,967	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$340,552	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$87,426,504	TotalRevAndExpnssAmt
Total Net Invst Incm	$74,334,231	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$488,979	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$488,979	CompOfcrDirTrstDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$18,035	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$18,035	PensionEmplBnftDsbrsChrtblAmt
Legal Fees Rev And Expnss	$1,630	LegalFeesRevAndExpnssAmt
Legal Fees Net Invst Incm	$0	LegalFeesNetInvstIncmAmt
Legal Fees Adj Net Incm	$0	LegalFeesAdjNetIncmAmt
Legal Fees Dsbrs Chrtbl	$1,630	LegalFeesDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$38,985	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Adj Net Incm	$0	AccountingFeesAdjNetIncmAmt
Accounting Fees Chrtbl Prps	$38,985	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$411,653	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$290,573	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$121,080	OtherProfFeesDsbrsChrtblAmt
Interest Rev And Expnss	$54,865	InterestRevAndExpnssAmt
Interest Net Invst Incm	$54,865	InterestNetInvstIncmAmt
Taxes Rev And Expnss	$576,790	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$51,790	TaxesNetInvstIncmAmt
Occupancy Rev And Expnss	$3,180	OccupancyRevAndExpnssAmt
Occupancy Dsbrs Chrtbl	$3,180	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$41,349	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$41,349	TravConfMeetingDsbrsChrtblAmt
Other Expenses Rev And Expnss	$465,918	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$439,171	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$23,796	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$2,101,384	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$836,399	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Adj Net Incm	$0	TotOprExpensesAdjNetIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$737,034	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$10,353,813	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$10,353,813	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$12,455,197	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$836,399	TotalExpensesNetInvstIncmAmt
Total Expenses Adj Net Incm	$0	TotalExpensesAdjNetIncmAmt
Total Expenses Dsbrs Chrtbl	$11,090,847	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$74,971,307	ExcessRevenueOverExpensesAmt
Net Investment Income	$73,497,832	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$15,368	CashBOYAmt
Cash EOY	$492,757	CashEOYAmt
Cash EOYFMV	$492,757	CashEOYFMVAmt
Sav And Temp Cash Invst EOY	$39,239,156	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$39,239,156	SavAndTempCashInvstEOYFMVAmt
Other Nts And Loans Rcvbl	$1,363,500	OtherNtsAndLoansRcvblAmt
Other Nts And Loans Rcvbl BOY	$1,363,500	OtherNtsAndLoansRcvblBOYAmt
Other Nts And Loans Rcvbl EOY	$1,363,500	OtherNtsAndLoansRcvblEOYAmt
Other Nts And Loans Rcvbl EOYFMV	$1,363,500	OtherNtsAndLoansRcvblEOYFMVAmt
Other Investments BOY	$81,161,058	OtherInvestmentsBOYAmt
Other Investments EOY	$116,415,820	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$124,903,131	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$82,539,926	TotalAssetsBOYAmt
Total Assets EOY	$157,511,233	TotalAssetsEOYAmt
Total Assets EOYFMV	$165,998,544	TotalAssetsEOYFMVAmt
Total Liabilities BOY	$0	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$0	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Retained Earning BOY	$82,539,926	RetainedEarningBOYAmt
Retained Earning EOY	$157,511,233	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$82,539,926	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$157,511,233	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$82,539,926	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$157,511,233	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$82,539,926	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$74,971,307	ExcessRevenueOverExpensesAmt
Subtotal	$157,511,233	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$157,511,233	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Field	Value	IRS element (for citing)
Capital Gain Net Income	$71,349,418	CapitalGainNetIncomeAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$7,339,300	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$79,129,907	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.09275	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$1,489,132	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$74,954,463	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.019867	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$0	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$20,285,295	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.0	DistributionYr3Rt
Total Distribution	0.112617	TotalDistributionRt
Average Distribution	0.037539	AverageDistributionRt
Net Vl Noncharitable Assets	$140,893,255	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$5,288,992	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$734,978	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$6,023,970	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$11,090,847	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$734,978	InvestmentIncomeExciseTaxAmt
Subtotal	$734,978	SubtotalAmt
Tax Based On Investment Income	$734,978	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$963,802	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$963,802	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Overpayment	$228,824	OverpaymentAmt
Applied To ES Tax	$228,824	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	CO	OrgReportOrRegisterStateCd
Org Report Or Register State	DE	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	KERRI GENUNG	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9703559695	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	P O BOX 994	AddressLine1Txt
City	CARBONDALE	CityNm
State Abbreviation	CO	StateAbbreviationCd
ZIP	81623	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	Yes (true)	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Acts Fail To Qlfy As Exceptions	false	ActsFailToQlfyAsExceptionsInd
Uncorrected Prior Acts	false	UncorrectedPriorActsInd
Undistributed Income PY	false	UndistributedIncomePYInd
Undistr Incm Sect4942a2 Not App	false	UndistrIncmSect4942a2NotAppInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	Yes (true)	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Transactions Fail To Qlfy As Exc	false	TransactionsFailToQlfyAsExcInd
Maintained Expenditure Rspns	Yes (true)	MaintainedExpenditureRspnsInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (5 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
SAM R WALTON
P O BOX 1860	BENTONVILLE	AR	72712	DIRECTOR/PRESIDENT/SECRETARY	5.0	$0	$0	$0
RICHARD D CHAPMAN
P O BOX 1860	BENTONVILLE	AR	72712	VICE PRESIDENT	0.5	$0	$0	$0
ERIC C HASKEL
P O BOX 1860	BENTONVILLE	AR	72712	VICE PRESIDENT/ASS'T TREASURER	1.0	$0	$0	$0
ROBERT A SMITH
P O BOX 2030	BENTONVILLE	AR	72712	TREASURER	1.0	$0	$0	$0
CATENA GROUP LLC
PO BOX 5027	LARKSPUR	CA	94939	0	0	$488,979	$0	$0

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (4 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Service TypeServiceTypeTxt	CompensationCompensationAmt
MONTICELLO ASSOCIATES
1800 LARIMER STREET SUITE 2100	DENVER	CO	80202	INVESTMENTS	$147,500
NORTHERN TRUST
50 LaSALLE STREET	CHOCAGO	IL	60603	INVESTMENTS	$143,073
ANNA KATHERINE BURCHENAL
PO BOX 911	MINTURN	CO	81645	CONSULTING	$51,918
CATENA GROUPLLC
PO BOX 5027	LARKSPUR	CA	94939	MANAGEMENT SERVICES	$488,979

Field	Value	IRS element (for citing)
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Field	Value	IRS element (for citing)
Summary Of Direct Chrtbl Acty		SummaryOfDirectChrtblActyGrp
Sum Of Program Related Invst		SumOfProgramRelatedInvstGrp

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$87,805,657	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$55,233,181	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$0	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$143,038,838	TotalFMVOfUnusedAssetsAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$143,038,838	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$2,145,583	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$140,893,255	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$7,044,663	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$7,044,663	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$734,978	TaxBasedOnInvestmentIncomeAmt
Total Tax	$734,978	TotalTaxAmt
Distributable Before Adj	$6,309,685	DistributableBeforeAdjAmt
Distributable Before Ded	$6,309,685	DistributableBeforeDedAmt
Distributable As Adjusted	$6,309,685	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$11,090,847	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Charitable Assets Acquis Paid	$0	CharitableAssetsAcquisPaidAmt
Set Aside Suitability Test	$0	SetAsideSuitabilityTestAmt
Set Aside Cash Distri Test	$0	SetAsideCashDistriTestAmt
Qualifying Distributions	$11,090,847	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$734,978	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$10,355,869	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$6,309,685	DistributableAsAdjustedAmt
Undistributed Income PY	$0	UndistributedIncomePYAmt
Prior Year1	2017	PriorYear1Yr
Prior Year2	2016	PriorYear2Yr
Prior Year3	2015	PriorYear3Yr
Excess Distribution Cyov Yr2	$0	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$1,672,345	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$1,672,345	TotalExcessDistributionCyovAmt
Qualifying Distributions	$11,090,847	QualifyingDistributionsAmt
Applied To Year1	$0	AppliedToYear1Amt
Applied To Current Year	$6,309,685	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$4,781,162	RemainingDistriFromCorpusAmt
Total Corpus	$6,453,507	TotalCorpusAmt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov To Next Yr	$6,453,507	ExcessDistriCyovToNextYrAmt
Excess From Year2	$0	ExcessFromYear2Amt
Excess From Year1	$1,672,345	ExcessFromYear1Amt
Excess From Current Year	$4,781,162	ExcessFromCurrentYearAmt

Field	Value	IRS element (for citing)
Private Operating Foundations		PrivateOperatingFoundationsGrp

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Contributing Manager	SAMUEL R WALTON	ContributingManagerNm
Shareholder Manager	NA	ShareholderManagerNm
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (55 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	Province Or StateRecipientForeignAddress/ProvinceOrStateNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd	Address Line2RecipientUSAddress/AddressLine2Txt
ADVANCED ENERGY ECONOMY INSTITUTE
1000 VERMONT AVENUE NW 3RD FLOOR	WASHINGTON	DC	20005	PC	ALTERNATIVE ENERGY	$70,000
AIR ALLIANCE HOUSTON
3914 LEELAND AVENUE	HOUSTON	TX	77003	PC	SUSTAINABLE TRANSPORTATION	$50,000
AMERICAN RIVERS INC
1101 14TH STREET NW	WASHINGTON	DC	20005	PC	ENVIRONMENT	$47,850
ARIZONA TRAILS ASSOCIATION
738 N 5TH AVENUE	TUCSON	AZ	85705	PC	ENVIRONMENT - TRAILS	$25,000
ASPEN GLOBAL CHANGE INSTITUTE INC
104 MIDLAND AVENUE SUITE 205	BASALT	CO	81621	PC	ENVIRONMENT - CLEAN ENERGY	$500,000
ASPEN JOURNALISM
1280 UTE AVENUE	ASPEN	CO	81611	PC	ENVIRONMENTAL JOURNALISM	$100,000
BORDER NETWORK FOR HUMAN RIGHTS
2101 NORTH PIDRAS	EL PASO	TX	79930	PC	HUMAN RIGHTS	$55,000
CENTER FOR AMERICAN PROGRESS
1333 H STREET NW 10TH FLOOR	WASHINGTON	DC	20005	PC	ENVIRONMENT	$262,500
CITY OF PHOENIX
200 W WASHINGTON STREET	PHOENIX	AZ	85003	GOV	PUBLIC TRANSPORTATION	$120,000
COLORADO STATE UNIVERSITY FOUNDATION
PO BOX 1870	FORT COLLINS	CO	80522	PC	ENVIRONMENT - CLEAN ENERGY	$275,000
COMPASS FOR LIFELONG DISCOVERY
340 WOODY CREED MESA	WOODY CREEK	CO	81656	PC	COMMUNITY DEVELOPMENT	$5,000
CONSERVATION COLORADO EDUCATION FUND
1536 WYNKOOP STRRET	DENVER	CO	80202	PC	ENVIRONMENT	$100,000
ECOFLIGHT
307 L AABC	ASPEN	CO	81611	PC	ENVIRONMENT WATER RIGHTS	$50,000
ECOLOGY PROJECT INTERNATIONAL
3150SOUTH 4TH STREET EAST	MISSOULA	MT	59801	PC	ENVIRONMENT	$100,000
EL COLOR de la MEMORIA AC
				NC	ARTS & CULTURE	$8,325	VINCENTE GUERRERO 510	LA PAZ	BAJA CALIFONIA SU	MX	23030
ENVIRONMENTAL DEFENSE FUND
257 PARK AVENUE SOUH	NEW YORK	NY	10010	PC	ENVIRONMENT - CLEAN ENERGY	$4,221,250
EVERGREEN STATE COLLEGE FOUNDATION
2700 EVERGREEN PARKWAY NW	OLYMPIA	WA	98050	PC	EDUCATION - HIGHER	$10,000
FLAGSTAFF YOUTH RIDERS
5135 N AGAVE TRAIL	FLAGSTAFF	AZ	86001	PC	YOUTH DEVELOPMENT - ENVIRONMENT	$50,000
FRIENDS OF CAIC
PO BOX 1117	VERGEEN	CO	80437	PC	ENVIRONMENT	$10,000
FRIENDS OF THE VERDE
PO BOX 2535	COTTONWOOD	CO	86326	PC	ENVIRONMENT - VERDE RIVER	$71,960
GLOBAL FISHING WATCH
1025 CONNECTICUT AVENUE NW	WASHINGTON	DC	20036	PC	ENVIRONMENT - MARINE	$175,000
GRAND CANYON RIVER GUIDES
P O BOX 1934	FLAGSTAFF	AZ	86002	PC	ENVIRONMENT	$10,000
GRAND CANYON TRUST
2601 N FORT VALLEY ROAD	FLAGSTAFF	AZ	86001	PC	ENVIRONMENT - CO RIVER	$75,000
GRAND CANYON YOUTH
P O BOX 23376	FLAGSTAFF	AZ	86002	PC	COMMUNITY DEVELOPMENT	$261,443
HEALTHIER COLORADO
1536 WYNKOOP STREET	DENVER	CO	80202	PC	ENVIRONMENT - HEALTHY AIR AND WATER	$70,315
HIGH COUNTRY NEWS
P O BOX 1090	PAONIA	CO	81428	PC	COMMUNITY DEVELOPMENT	$10,000
HOPI UTILITIES CORPORATION
6 EAST ASPEN	FLAGSTAFF	AZ	86001	NC	ENERGY	$63,750
INTERNATIONAL MOUNTAIN BIKE ASSOCIATION
4988 PEARL STREET E CIRCLE SUITE 2	BOULDER	CO	80306	PC	COMMUNITY DEVELOPMENT	$50,000
FRIENDS OF PUBLIC RADIO - KJZZ
2323 W 14TH STREET	TEMPE	AZ	85281	PC	COMMUNITY DEVELOPMENT	$102,000
LAKOTA FUND
PO BOX 340	KYLE	SD	57752	PC	COMMUNITY DEVELOPMENT	$5,000
LEAGUE OF CONSERVATION VOTERS
740 15TH STREET NW SUITE 700	WASHINGTON	DC	20005	PC	ENVIRONMENT - CLEAN ENERGY	$25,000
MOUNTAIN RESCUE ASPEN INC
37925 HIGHWAY 82	ASPEN	CO	81611	PC	COMMUNITYY DEVELOPMENT	$10,000
MUSEUM OF NORTHERN ARIZONA
3101 N FORT VALLEY RAOD	FLAGSTAFF	AZ	86001	PC	ARTS & CULTURE	$10,000
YOUTH EMPOWERMENT SERVICES NAVAJOYES
PO BOX 1487	TEEC NOS POS	AZ	86514	PC	HEALTH & WELLNESS	$53,000
NEEM FOUNDATION
				NC	EDUCATION - GLOBAL	$237,777	2 KWA FALLS STREET MAITAMA	ABUJA		KE
PRESCOTT COLLEGE
220 GROVE AVENUE	PRESCOTT	AZ	86301	PC	EDUCATION - HIGHER	$10,000
PROTECT OUR WINTERS
4676 BROADWAY	BOULDER	CO	80304	PC	ENVIRONMENT - POWER & TRANSPORTATION	$75,000
REGENTS AT UC SAN DIEGO
9500 GILMAN DRIVE	LA JOLLA	CA	92093	PC	ENVIRONMENT - FISHERIES	$49,000
RISING FROM ASHES
14245 NORTH CENTRAL EXPY SUITE 505	DALLAS	TX	75205	PC	COMMUNITY DEVELOPMENT	$10,000
ROARING FORK CYCLING INC
818 COLORADO AVENUE	GLENWOOD SPRINGS	CO	81601	PC	RECREATION - CYCYLING PROGRAMS	$50,000
ROARING FORK MOUNTAIN BIKE ASSOCIATION
PO BOX 2635	ASPEN	CA	81612	PC	RECREATION - TRAILS	$42,000
ROARING FORK PUBLIC RADIO
100 E HALLAN SUITE 134	ASPEN	CO	81611	PC	COMMUNITY DEVELOPMENT - MEDIA	$1,000
ROCKY MOUNTAIN INSTITUTE
2490 JUNCTION PLACE	BOULDER	CO	80301	PC	ENVIRONMENT - ENERGY SUSTAINABILITY	$15,000
SOUTHWEST ENERGY EFFICIENCY PROJECT LLC
2334 NORTH BROADWAY SUITE A	BOULDER	CA	80304	PC	ALTERNATIVE ENERGY	$75,000
STANFORD BOARD OF TRUSTEES
24 DEVELPMENT SERVICES	STANFORD	CA	94309	PC	ENVIRONMENT - HIGHER EDUCATION	$116,250
THE HOPI FOUNDATION
PO BOX	KYKOTSMOVI	AZ	86039	PC	COMMUNITY DEVELOPMENT	$2,500
THE TEXAS TRIBUNE
919 CONGRESS AVENUE SIXTH FLOOR	AUSTIN	TX	78701	PC	ENVIRONMENT - JOURNALISM	$75,000
UNITED NATIONS FOUNDATION
1750 PENNSYLVANIA AVENUE NW	WASHINGTON	DC	20006	PC	ENVIRNOMENT - CLIMATE	$300,000
UNIVERSITY OF CALIFORNIA AT SANTA BARBARA
2400D BREN HALL	SANTA BARBARA	CA	93106	GOV	HIGHER EDUCATION - ENVIRONMENT	$1,196,712
UPPER COLORADO RIVER PRIVATE BORDERS ASSOCIATION
276 N 10TH STREET	CARBONDALE	CO	81623	PC	ENVIRONMENT - CO RIVER	$500
URBAN ECOLOGY CENTER
1500 E PARK PLACE	MILWAUKEE	WI	53211	PC	GENERAL OPERATING SUPPORT	$183,000						RIVERSIDE PARK
UTAH STATE UNIVERSITY
1415 OLD MAIN ROOM 64	LOGAN	UT	84322	GOV	ENVIRONMENT - CO RIVER	$74,999
WESTERN RESOURCE ADVOCATES
2260 BASELINE ROAD SUITE 200	BOULDER	CO	80302	PC	ENVIRONMENT - CLEAN ENERGY	$677,682
THE WHALE FOUNDATION
PO BOX 855	FLAGSTAFF	AZ	86002	PC	ENVIRONMENT - GRAND CANYON	$12,500
WORLD BIKE RELIEF
1000 WEST FULTON MARKET 4TH FLOOR	CHICAGO	IL	60607	PC	TRANSPORTATION - POWER OF BICYCLES	$97,500

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$10,353,813	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Field	Value	IRS element (for citing)
Fees Contracts From Govt Ag		FeesContractsFromGovtAgGrp
Membership Dues And Assmnt		MembershipDuesAndAssmntGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$175	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$2,644,086	ExclusionAmt

Field	Value	IRS element (for citing)
Net Rntl Incm Re Debt Fincd Prop		NetRntlIncmReDebtFincdPropGrp
Net Rntl Incm Re Not Debt Fincd Prop		NetRntlIncmReNotDebtFincdProp
Net Rental Income Personal Prop		NetRentalIncomePersonalPropGrp

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Business	523999	BusinessCd
Unrelated Business Taxbl Incm	$415	UnrelatedBusinessTaxblIncmAmt
Exclusion	18	ExclusionCd
Exclusion	$340,552	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$1,166,256	ExclusionAmt

Field	Value	IRS element (for citing)
Net Income Loss From Special Evt		NetIncomeLossFromSpecialEvtGrp
Gross Profit Loss Sls Of Invntry		GrossProfitLossSlsOfInvntryGrp

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$415	UnrelatedBusinessTaxblIncmAmt
Exclusion	$4,151,069	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$4,151,484	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (2 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Noncash ContributionNoncashContributionInd	Person ContributionPersonContributionInd
SAMUEL R WALTON
1	P O BOX 1860	BENTONVILLE	AR	72712	$73,275,020	Yes (X)
WALTON FAMILY FOUNDATION
2	PO BOX 1860	BENTONVILLE	AR	72712	$10,000,000		Yes (X)

Non Cash Property Contribution NonCashPropertyContributionGrp

Field	Value	IRS element (for citing)
Contributor	1	ContributorNum
Noncash Property	752,658 SHARES OF WALMART STOCK	NoncashPropertyDesc
Fair Market Value	$73,275,020	FairMarketValueAmt
Received	2019-03-29	ReceivedDt

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$38,985	Amt
Disbursements Charitable Prps	$38,985	DisbursementsCharitablePrpsAmt

Compensation Explanation CompensationExplanation

Compensation Explanation CompensationExplanationGrp

Field	Value	IRS element (for citing)
Person	CATENA GROUP LLC	PersonNm
Short Explanation	REPORTED AS AUTHORIZED UNDER IRS ANNOUNCEMENT 2001-33. NO INDIVIDUAL LISTED ABOVE RECEIVED COMPENSATION FROM CATENA GROUP, LLC OR ANY OTHER SOURCE FOR SERVICES TO THE FOUNDATION.	ShortExplanationTxt

Depreciation Schedule DepreciationSchedule

Expenditure Responsibility Stmt ExpenditureResponsibilityStmt

Expenditure Responsibility ExpenditureResponsibilityGrp (4 entries)

Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	GrantGrantDt	GrantGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Expended By GranteeExpendedByGranteeAmt	Any Diversion By GranteeAnyDiversionByGranteeTxt	Dates Of Reports By GranteeDatesOfReportsByGranteeTxt	VerificationVerificationDt	Results Of VerificationResultsOfVerificationTxt	Foreign PostalForeignAddress/ForeignPostalCd	Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd
NEEM FOUNDATION
2 Kwa FALLS STREET	MAITAMA	ABUJA	NI	2018-10-01	$363,289	PROVIDE CONTINUED EDUCATION FOR GIRLS AFFECTED BY THE BOKO HARAM INSURGENCY THROUGH LAFIYA SARARI	$292,982	NO	JANUARY 31, 2020	2020-01-31	THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY.
EL COLOR DE LA MEMORIA A C
510 VINCENTE GUERRERO	LA PAZ	BAJA CALIFORNIA S	MX	2018-10-16	$8,325	CREATION OF A MURAL, SCULPTURE AND DOCUMENTARY ON STORIES OF THE AQUA VERDE COMMUNITY	$8,325	NO	JANUARY 22, 2020	2020-01-22	THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY.	23020
FLAGSTAFF YOUTH RIDERS INC
				2019-02-17	$50,000	PROVIDE FUNDING FOR YOUTH MOUNTAIN BIKING OPPORTUNITIES IN FLAGSTAFF	$50,000	NO	MARCH 20, 2020	2020-03-20	THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY. THE GRANTEE RECEIVED PUBLIC CHARITY STATUS SUBSEQUENT TO DATE OF GRANT.		5135 NORTH AGAVE TRAIL	FLAGSTAFF	AZ	86001
HOPI UTILITIES CORPORATION
				2019-04-10	$63,750	HOPI TRIBE ENERGY PROGRAM - DEVELOPE AN ENERGY STRATEGY PLAN	$63,750	NO	SEPTEMBER 29, 2020	2020-09-29	THE GRANTEE HAS PROVIDED THE FOUNDATION WITH THE REQUIRED REPORTS. THE FOUNDATION HAS NO REASON TO DOUBT THE ACCURACY OR RELIABILITY OF THE REPORT; THEREFORE, NO FURTHER VERIFIICATION BY THE FOUNDATION IS DEEMED NECESSARY.		6 EAST ASPEN SUITE 220	FLAGSTAFF	AZ	86001

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp

Field	Value	IRS element (for citing)
Category Or Item	NORTHERN TRUST ACCOUNT	CategoryOrItemTxt
Book Value	$116,415,820	BookValueAmt
EOYFMV	$124,903,131	EOYFMVAmt

Legal Fees Schedule LegalFeesSchedule

Legal Fees LegalFeesGrp

Field	Value	IRS element (for citing)
Category	LEGAL FEES	CategoryTxt
Legal Fees	$1,630	LegalFeesAmt
Disbursements Charitable Prps	$1,630	DisbursementsCharitablePrpsAmt

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
PASS-THROUGH OTHER DEDUCTIONS	$442,122	$439,171
DUES AND SUBSCRIPTIONS	$680		$680
POSTAGE	$27		$27
SUPPLIES	$10,251		$10,251
PHONE EXPENSE	$589		$589
WEBSITE EXPENSE	$2,500		$2,500
EVENTS & CONFERENCES	$4,740		$4,740
OTHER EXPENSE	$1,417		$1,417
TECHNOLGY EXPENSE	$1,324		$1,324
BUSINESS MEETINGS/MEALS	$2,268		$2,268

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt
PASS-THROUGH OTHER INCOME (LOSS)	$279,731	$279,316
PASS-THROUGH SECTION 988 GAIN	$59,278	$59,278
PASS-THROUGH ROYALTY INCOME	$972	$972
NT OTHER INCOME	$986	$986

Other Notes Loans Rcvbl Long Sch OtherNotesLoansRcvblLongSch

Other Notes Loans Rcvbl Long OtherNotesLoansRcvblLongGrp

Borrower Name BorrowerNameGrp

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	THE TRUST FOR PUBLIC LAND	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Insider Relationship	NONE	InsiderRelationshipTxt
Loan Original	$1,363,500	LoanOriginalAmt
Balance Due	$1,363,500	BalanceDueAmt
Note	2018-10	NoteDt
Loan Maturity	2021-10	LoanMaturityDt
Repayment Terms	3 YEAR ANNIVERSARY OF CLOSING DATE OR SALE TO USFS	RepaymentTermsTxt
Interest	1.	InterestRt
Loan Purpose	ACQUIRE 61 ACRES AT THE BEAVER CREEK-VERDE RIVER	LoanPurposeTxt
Lender Consideration	CASH	LenderConsiderationDesc
Consideration FMV	$1,363,500	ConsiderationFMVAmt

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT MANAGEMENT FEES	$290,573	$290,573
CONSULTING FEES	$121,080		$121,080

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (2 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt
EXCISE TAX	$525,000
PASS-THROUGH FOREIGN TAXES	$51,790	$51,790