CHASE FOUNDATION: Form 990PF, tax year 2019

View the entire original 990 at ProPublica ↗

Organization: CHASE FOUNDATION (EIN 36-7466258)
Tax period: 2019-01-01 to 2019-12-31
Filed: 2020-09-29
IRS object ID: 202012739349101151
Schema version: 2019v5.0
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Schedule B
Accounting Fees Schedule
Depreciation Schedule
Gain Loss Sale Other Assets Sch
Investments Corp Bonds Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Land Etc Schedule2
Other Expenses Schedule
Other Income Schedule2
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2020-09-29T18:09:28-05:00	ReturnTs
Tax Period End	2019-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	850435604	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	JOHNATHAN L SHUMAN PC	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W TEXAS AVE A	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	882102083	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2019-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	367466258	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	CHASE FOUNDATION	BusinessNameLine1Txt
Business Name Line2	MACK C CHASE TRUSTEE	BusinessNameLine2Txt

Field	Value	IRS element (for citing)
Business Name Control	CHAS	BusinessNameControlTxt
Phone	5757464610	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	2103 W MAIN ST	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	88210	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	RICHARD PRICE	PersonNm
Person Title	EXECUTIVE DIRECTOR	PersonTitleTxt
Signature	2020-09-29	SignatureDt
Discuss With Paid Preparer	Yes (true)	DiscussWithPaidPreparerInd

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	JOHNATHAN L SHUMAN	PreparerPersonNm
PTIN	P00755236	PTIN
Phone	5757481213	PhoneNum
Preparation	2020-09-29	PreparationDt

Filing Security Information FilingSecurityInformation

IP Address IPAddress

Field	Value	IRS element (for citing)
I Pv4 Address	174.137.66.66	IPv4AddressTxt

Field	Value	IRS element (for citing)
IP	2020-09-29	IPDt
IP Tm	18:09:28	IPTm
IP Timezone	CD	IPTimezoneCd
Filing License Type	P	FilingLicenseTypeCd
At Submission Creation Device Id	CFF38A3B8A5CDF535A8E8E989AA1BC26E082A1E7	AtSubmissionCreationDeviceId
At Submission Filing Device Id	CFF38A3B8A5CDF535A8E8E989AA1BC26E082A1E7	AtSubmissionFilingDeviceId

Field	Value	IRS element (for citing)
Tax	2019	TaxYr
Build TS	2021-04-22 16:20:28Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$40,714,046	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$336,790	ContriRcvdRevAndExpnssAmt
Interest On Sav Rev And Expnss	$158,193	InterestOnSavRevAndExpnssAmt
Interest On Sav Net Invst Incm	$158,193	InterestOnSavNetInvstIncmAmt
Interest On Savings Adj Net Incm	$158,193	InterestOnSavingsAdjNetIncmAmt
Dividends Rev And Expnss	$412,943	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$412,943	DividendsNetInvstIncmAmt
Dividends Adj Net Incm	$412,943	DividendsAdjNetIncmAmt
Net Gain Sale Ast Rev And Expnss	$663,855	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$4,728,544	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$663,807	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	-$338,758	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$3,602,716	OtherIncomeNetInvstIncmAmt
Other Income Adj Net Incm	-$338,758	OtherIncomeAdjNetIncmAmt
Total Rev And Expnss	$1,233,023	TotalRevAndExpnssAmt
Total Net Invst Incm	$4,837,659	TotalNetInvstIncmAmt
Total Adj Net Incm	$232,378	TotalAdjNetIncmAmt
Oth Empl Slrs Wgs Rev And Expnss	$584,682	OthEmplSlrsWgsRevAndExpnssAmt
Oth Empl Slrs Wgs Dsbrs Chrtbl	$584,682	OthEmplSlrsWgsDsbrsChrtblAmt
Pension Empl Bnft Rev And Expnss	$2,457	PensionEmplBnftRevAndExpnssAmt
Pension Empl Bnft Dsbrs Chrtbl	$2,457	PensionEmplBnftDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$24,599	AccountingFeesRevAndExpnssAmt
Accounting Fees Chrtbl Prps	$24,599	AccountingFeesChrtblPrpsAmt
Taxes Rev And Expnss	$31,136	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$20,000	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$11,136	TaxesDsbrsChrtblAmt
Deprec And Dpltn Rev And Expnss	$31,943	DeprecAndDpltnRevAndExpnssAmt
Deprec And Dpltn Net Invst Incm	$31,943	DeprecAndDpltnNetInvstIncmAmt
Occupancy Rev And Expnss	$16,989	OccupancyRevAndExpnssAmt
Occupancy Dsbrs Chrtbl	$16,989	OccupancyDsbrsChrtblAmt
Trav Conf Meeting Rev And Expnss	$11,914	TravConfMeetingRevAndExpnssAmt
Trav Conf Meeting Dsbrs Chrtbl	$11,914	TravConfMeetingDsbrsChrtblAmt
Printing And Pub Rev And Expnss	$9,294	PrintingAndPubRevAndExpnssAmt
Printing And Pub Dsbrs Chrtbl	$9,294	PrintingAndPubDsbrsChrtblAmt
Other Expenses Rev And Expnss	$392,962	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$153,159	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$239,804	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$1,105,976	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$205,102	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$900,875	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$2,173,104	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$2,173,104	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$3,279,080	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$205,102	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$3,073,979	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	-$2,046,057	ExcessRevenueOverExpensesAmt
Net Investment Income	$4,632,557	NetInvestmentIncomeAmt
Adjusted Net Income	$232,378	AdjustedNetIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Cash BOY	$40,944	CashBOYAmt
Cash EOY	$282,303	CashEOYAmt
Cash EOYFMV	$282,303	CashEOYFMVAmt
Sav And Temp Cash Invst BOY	$5,601	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$34,180	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$34,180	SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY	$17,510,033	CorporateStockBOYAmt
Corporate Stock EOY	$16,526,191	CorporateStockEOYAmt
Corporate Stock EOYFMV	$20,840,036	CorporateStockEOYFMVAmt
Corporate Bonds BOY	$5,474,773	CorporateBondsBOYAmt
Corporate Bonds EOY	$5,650,010	CorporateBondsEOYAmt
Corporate Bonds EOYFMV	$5,782,395	CorporateBondsEOYFMVAmt
Other Investments BOY	$14,231,485	OtherInvestmentsBOYAmt
Other Investments EOY	$12,756,210	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$12,756,210	OtherInvestmentsEOYFMVAmt
Land Bldg Equip Cost Or Other Bss	$1,073,922	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$235,254	LandBldgEquipAccumDeprecAmt
Land BOY	$870,611	LandBOYAmt
Land EOY	$838,668	LandEOYAmt
Land EOYFMV	$1,018,922	LandEOYFMVAmt
Total Assets BOY	$38,133,447	TotalAssetsBOYAmt
Total Assets EOY	$36,087,562	TotalAssetsEOYAmt
Total Assets EOYFMV	$40,714,046	TotalAssetsEOYFMVAmt
Accounts Payable BOY	$1,258	AccountsPayableBOYAmt
Accounts Payable EOY	$1,430	AccountsPayableEOYAmt
Total Liabilities BOY	$1,258	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$1,430	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$38,132,188	CapitalStockBOYAmt
Capital Stock EOY	$36,086,132	CapitalStockEOYAmt
Retained Earning BOY	$1	RetainedEarningBOYAmt
Tot Net Ast Or Fund Balances BOY	$38,132,189	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$36,086,132	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$38,133,447	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$36,087,562	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$38,132,189	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	-$2,046,057	ExcessRevenueOverExpensesAmt
Subtotal	$36,086,132	SubtotalAmt
Tot Net Ast Or Fund Balances EOY	$36,086,132	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (462 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
AMER EXPRESS COMPANY	P	2019-08-13	2019-08-21	$1,348	$1,348
BLACKROCK INC	P	2018-06-18	2019-08-13	$37,760	$46,983	-$9,223	-$9,223
CVS HEALTH CORP	P	2018-03-16	2019-07-02	$1,586	$2,061	-$475	-$475
INGERSOLL-RAND PLC	P	2018-06-18	2019-08-21	$2,020	$1,564	$456	$456
MEDTRONIC PLC SHS	P	2018-06-18	2019-06-25	$1,589	$1,380	$209	$209
PACKAGING CORP AMERICA	P	2018-06-18	2019-11-19	$4,654	$4,887	-$233	-$233
WEC ENERGY GROUP INC SHS	P	2018-06-18	2019-07-02	$2,105	$1,520	$585	$585
HONEYWELL INTL INC DEL	P	2018-06-18	2019-02-22	$12,543	$11,815	$728	$728
REALTY INCM CRP MD PV1.	P	2018-10-03	2019-01-07	$11,319	$10,216	$1,103	$1,103
WHIRLPOOL CORP	P	2018-06-18	2019-03-26	$19,828	$22,923	-$3,095	-$3,095
ALTRIA GROUP INC 2.85% 22	P	2017-12-06	2019-02-15	$7,843	$8,051	-$208	-$208
US TSY 1.375% AUG 31 2020	P	2018-09-10	2019-12-10	$998	$991	$7	$7
CVS HEALTH CORP 3.87% 2025	P	2019-01-08	2019-09-25	$12,688	$11,762	$926	$926
ANHEUSER-BUSCH IN 3.65% 26	P	2017-08-03	2019-02-11	$13,159	$14,470	-$1,311	-$1,311
MARSH & MCLENNAN 3.87% 24	P	2019-01-09	2019-10-11	$21,273	$20,068	$1,205	$1,205
OAKMARK INTL FD CL	P	2018-06-13	2019-12-23	$4,165	$4,165
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-06-06	$19	$15	$4	$4
FIRST EAG OVERSEAS I	P	2013-12-18	2019-04-24	$2,660	$2,542	$118	$118
FIRST EAG OVERSEAS I	P	2012-04-12	2019-04-24	$4,073	$3,726	$347	$347
FIRST EAGLE OVERSEAS	P	2014-10-22	2019-12-23	$76,261	$72,601	$3,660	$3,660
TETON WESTWOOD MIGHTY	P	2011-02-22	2019-07-29	$12,080	$8,094	$3,986	$3,986
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-06-06	$4	$3	$1	$1
CHIRON CAPITAL	P	2018-06-29	2019-01-09	$593	$645	-$52	-$52
OAKMARK INTL FD CL	P	2018-06-13	2019-04-24	$7	$9	-$2	-$2
WRIGHT MED GROUP N V CMN	P	2019-08-07	2019-12-06	$888	$844	$44	$44
CHURCHILL DOWNS INCORPORATED CMN	P	2019-03-04	2019-10-17	$1,300	$911	$389	$389
TUPPERWARE BRANDS CORPORATION CMN	P	2011-02-01	2019-08-07	$233	$785	-$552	-$552
MEDIDATA SOLUTIONS, INC. CMN	P	2015-02-05	2019-06-17	$912	$442	$470	$470
HEALTHCARE SVCS GROUP INC CMN	P	2013-03-12	2019-04-26	$1,517	$1,108	$409	$409
DIPLOMAT PHARMACY, INC. CMN	P	2015-11-20	2019-02-25	$206	$1,235	-$1,029	-$1,029
UNITED PARCEL SERVICE, INC. CLASS B	P	2018-04-03	2019-02-05	$36,450	$35,634	$816	$816
UNITEDHEALTH GROUP INC	P	2018-06-18	2019-08-21	$1,451	$1,451
CARNIVAL CORP PAIRED SHS	P	2018-08-29	2019-10-22	$1,581	$2,305	-$724	-$724
CVS HEALTH CORP	P	2018-03-16	2019-11-05	$43,390	$45,621	-$2,231	-$2,231
JOHNSON AND JOHNSON COM	P	2018-06-18	2019-07-10	$1,982	$1,697	$285	$285
MEDTRONIC PLC SHS	P	2018-06-18	2019-07-10	$2,167	$1,897	$270	$270
PACKAGING CORP AMERICA	P	2018-06-18	2019-11-18	$7,032	$7,390	-$358	-$358
WEC ENERGY GROUP INC SHS	P	2018-06-18	2019-08-21	$1,565	$1,034	$531	$531
LOWE'S COMPANIES INC	P	2018-06-18	2019-05-17	$3,848	$3,455	$393	$393
REALTY INCM CRP MD PV1.	P	2018-10-03	2019-06-25	$1,712	$1,349	$363	$363
BURLINGTN NORTH S 4.70% 19	P	2011-02-09	2019-10-01	$3,000	$3,000
ANHEUSER-BUSCH IN 3.65% 26	P	2017-10-23	2019-02-11	$2,820	$3,089	-$269	-$269
US TSY 1.375% AUG 31 2020	P	2018-09-07	2019-12-10	$998	$991	$7	$7
CVS HEALTH CORP 4.30% 2028	P	2018-03-07	2019-01-08	$11,825	$11,909	-$84	-$84
ANHEUSER-BUSCH IN 3.65% 26	P	2016-01-14	2019-02-11	$4,700	$4,995	-$295	-$295
U.S. TRSY INFLATION NTE	P	2019-06-04	2019-11-05	$10,634	$10,525	$109	$109
CHIRON CAPITAL	P	2017-12-29	2019-01-09	$347	$384	-$37	-$37
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-06-13	$11	$8	$3	$3
FIRST EAG OVERSEAS I	P	2013-12-18	2019-04-24	$17	$16	$1	$1
FIRST EAGLE GLOBAL FUND I	P	2011-03-14	2019-07-29	$81,968	$65,024	$16,944	$16,944
FIRST EAGLE OVERSEAS	P	2014-10-09	2019-12-23	$3	$3
TETON WESTWOOD MIGHTY	P	2011-02-22	2019-07-29	$6	$4	$2	$2
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-04-24	$49,982	$32,801	$17,181	$17,181
CHIRON CAPITAL	P	2018-06-13	2019-01-09	$219,732	$249,934	-$30,202	-$30,202
OAKMARK INTL FD CL	P	2018-06-13	2019-06-06	$9	$12	-$3	-$3
WRIGHT MED GROUP N V CMN	P	2015-03-17	2019-12-06	$592	$525	$67	$67
FIVE BELOW INC CMN	P	2015-08-07	2019-10-17	$2,659	$737	$1,922	$1,922
FISERV, INC. CMN (DC)	P	2012-02-01	2019-07-29	$19		$19	$19
MEDIDATA SOLUTIONS, INC. CMN	P	2013-03-12	2019-06-17	$912	$271	$641	$641
GENERAL ELECTRIC CO CMN (DC)	P	2014-03-12	2019-04-22	$31		$31	$31
DIPLOMAT PHARMACY, INC. CMN	P	2015-10-19	2019-02-25	$176	$884	-$708	-$708
EPAM SYS INC CMN	P	2017-03-02	2019-02-01	$1,428	$754	$674	$674
ACCENTURE PLC SHS	P	2018-06-18	2019-07-02	$2,635	$2,281	$354	$354
CARNIVAL CORP PAIRED SHS	P	2018-08-29	2019-10-23	$988	$1,433	-$445	-$445
CVS HEALTH CORP	P	2018-03-16	2019-10-01	$5,836	$6,680	-$844	-$844
JOHNSON AND JOHNSON COM	P	2018-06-18	2019-11-07	$5,786	$5,333	$453	$453
MEDTRONIC PLC SHS	P	2018-06-18	2019-08-21	$1,401	$1,121	$280	$280
PACKAGING CORP AMERICA	P	2018-06-18	2019-11-15	$4,170	$4,410	-$240	-$240
ACCENTURE PLC SHS	P	2018-06-18	2019-05-17	$1,611	$1,466	$145	$145
MARSH & MCLENNAN COS INC	P	2018-06-18	2019-02-08	$9,660	$8,914	$746	$746
REALTY INCM CRP MD PV1.	P	2018-10-03	2019-06-28	$277	$225	$52	$52
BURLINGTN NORTH S 4.70% 19	P	2010-08-10	2019-10-01	$8,000	$8,000
ANHEUSER-BUSCH IN 3.65% 26	P	2017-10-12	2019-02-11	$11,279	$12,365	-$1,086	-$1,086
US TSY 1.375% AUG 31 2020	P	2018-08-23	2019-12-10	$3,993	$3,965	$28	$28
ONEOK INC 3.40%SEP01 29	P	2019-08-14	2019-10-30	$1,976	$1,987	-$11	-$11
U.S. TRSY INFLATION NTE	P	2016-01-28	2019-07-31	$5,454	$5,318	$136	$136
US TSY 2.250% DEC 31 2024	P	2018-08-31	2019-02-28	$2,945	$2,912	$33	$33
CHIRON CAPITAL	P	2017-07-31	2019-01-09	$11	$12	-$1	-$1
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-04-24	$49,967	$41,820	$8,147	$8,147
FIRST EAG OVERSEAS I	P	2013-12-18	2019-04-24	$24	$22	$2	$2
FIRST EAGLE GLOBAL FUND I	P	2011-03-14	2019-07-29	$27	$22	$5	$5
FIRST EAGLE OVERSEAS FUND I	P	2014-10-22	2019-07-29	$29,181	$27,388	$1,793	$1,793
TETON WESTWOOD MIGHTY	P	2011-02-22	2019-12-23	$21	$14	$7	$7
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-02-26	$13	$9	$4	$4
CHIRON CAPITAL	P	2018-05-31	2019-01-09	$201	$226	-$25	-$25
OAKMARK INTL FD CL	P	2018-06-13	2019-06-06	$19,991	$25,564	-$5,573	-$5,573
S&P GLOBAL INC. 3.3% 08/14/2020 SR L	P	2018-09-26	2019-11-26	$50,481	$50,011	$470	$470
LITHIA MOTORS INC CL-A CMN CLASS A	P	2016-11-22	2019-10-17	$1,914	$1,349	$565	$565
POWER INTEGRATIONS, INC. CMN	P	2013-03-12	2019-07-29	$452	$211	$241	$241
L3 TECHNOLOGIES, INC. 4.95% 02/15/20	P	2018-10-16	2019-06-07	$51,640	$51,015	$625	$625
EPAM SYS INC CMN	P	2013-11-05	2019-04-11	$5,162	$1,094	$4,068	$4,068
DIPLOMAT PHARMACY, INC. CMN	P	2015-10-16	2019-02-25	$88	$427	-$339	-$339
WRIGHT MED GROUP N V CMN	P	2017-06-29	2019-02-01	$1,618	$1,478	$140	$140
ACCENTURE PLC SHS	P	2018-06-18	2019-08-21	$2,749	$2,281	$468	$468
CARNIVAL CORP PAIRED SHS	P	2018-06-18	2019-07-10	$1,592	$2,255	-$663	-$663
CYRUSONE INC	P	2018-06-18	2019-08-19	$5,858	$4,691	$1,167	$1,167
JPMORGAN CHASE & CO	P	2018-06-18	2019-06-25	$1,843	$1,840	$3	$3
MICROSOFT CORP	P	2018-06-18	2019-07-02	$3,269	$2,421	$848	$848
PEPSICO INC	P	2018-06-18	2019-07-02	$2,115	$1,685	$430	$430
ALLERGAN PLC	P	2018-06-18	2019-05-17	$2,005	$2,405	-$400	-$400
MARSH & MCLENNAN COS INC	P	2018-06-18	2019-02-07	$8,223	$7,593	$630	$630
SCHLUMBERGER LTD	P	2019-01-08	2019-06-10	$9,264	$10,463	-$1,199	-$1,199
DOMINION RESOURCE 5.20% 19	P	2011-02-09	2019-08-15	$3,000	$3,000
CATERPILLAR INC	P	2016-05-20	2019-05-20	$4,000	$3,989	$11	$11
US TSY 1.375% AUG 31 2020	P	2018-08-09	2019-12-05	$2,995	$2,972	$23	$23
OWENS CORNING INC 7.00% 36	P	2018-08-16	2019-07-19	$1,171	$1,164	$7	$7
U.S. TRSY INFLATION NTE	P	2015-09-30	2019-07-31	$5,454	$5,325	$129	$129
US TSY 2.250% DEC 31 2024	P	2018-08-20	2019-02-28	$11,781	$11,675	$106	$106
CHIRON CAPITAL	P	2017-07-31	2019-01-09	$212	$226	-$14	-$14
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-04-24	$14	$12	$2	$2
FIRST EAG OVERSEAS I	P	2013-12-18	2019-04-24	$13,106	$12,526	$580	$580
FIRST EAGLE GLOBAL FUND I	P	2011-03-10	2019-07-29	$116,938	$93,796	$23,142	$23,142
FIRST EAGLE OVERSEAS FUND I	P	2014-10-09	2019-07-29	$70,802	$66,708	$4,094	$4,094
TETON WESTWOOD MIGHTY	P	2011-02-22	2019-12-23	$44,565	$29,407	$15,158	$15,158
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-04-24	$18	$12	$6	$6
CHIRON CAPITAL	P	2018-04-30	2019-01-09	$112	$125	-$13	-$13
TETON WESTWOOD MIGHTY	P	2018-11-28	2019-01-09	$5	$5
AON PLC CMN	P	2018-04-03	2019-11-15	$21,228	$14,808	$6,420	$6,420
SILICON LABORATORIES INC. CMN	P	2018-09-13	2019-10-17	$1,097	$932	$165	$165
HELEN OF TROY LTD (NEW) CMN	P	2016-06-03	2019-07-24	$1,472	$1,045	$427	$427
UNITEDHEALTH GROUP INCORPORATE CMN	P	2018-04-03	2019-05-24	$25,535	$22,923	$2,612	$2,612
EPAM SYS INC CMN	P	2013-11-04	2019-04-11	$2,581	$550	$2,031	$2,031
DIPLOMAT PHARMACY, INC. CMN	P	2015-09-29	2019-02-25	$182	$834	-$652	-$652
BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2018-09-17	2019-01-24	$474	$530	-$56	-$56
ALLERGAN PLC	P	2018-06-18	2019-06-25	$14,291	$14,943	-$652	-$652
CARNIVAL CORP PAIRED SHS	P	2018-06-18	2019-10-21	$5,087	$7,602	-$2,515	-$2,515
CYRUSONE INC	P	2018-06-18	2019-07-02	$3,785	$3,617	$168	$168
JPMORGAN CHASE & CO	P	2018-06-18	2019-07-10	$2,822	$2,706	$116	$116
MICROSOFT CORP	P	2018-06-18	2019-12-20	$9,107	$5,850	$3,257	$3,257
PEPSICO INC	P	2018-06-18	2019-07-10	$2,002	$1,580	$422	$422
APPLE INC	P	2018-06-18	2019-04-17	$31,451	$29,834	$1,617	$1,617
MICROSOFT CORP	P	2018-06-18	2019-05-17	$1,955	$1,513	$442	$442
SCHLUMBERGER LTD	P	2019-01-07	2019-06-10	$2,154	$2,363	-$209	-$209
DOMINION RESOURCE 5.20% 19	P	2010-08-11	2019-08-15	$6,000	$6,000
CATERPILLAR INC	P	2016-05-18	2019-05-20	$4,000	$3,989	$11	$11
US TSY 1.375% AUG 31 2020	P	2018-08-09	2019-12-04	$7,985	$7,925	$60	$60
US TSY 1.375% AUG 31 2020	P	2019-06-04	2019-12-10	$998	$995	$3	$3
US TSY 1.500% JUN 15 2020	P	2017-06-28	2019-09-12	$7,978	$7,999	-$21	-$21
US TSY 2.250% DEC 31 2024	P	2018-03-22	2019-01-09	$11,768	$11,674	$94	$94
CHIRON CAPITAL	P	2017-06-13	2019-01-09	$30,186	$31,522	-$1,336	-$1,336
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-01-09	$28,215	$25,589	$2,626	$2,626
FIRST EAG OVERSEAS I	P	2013-12-18	2019-06-06	$5,269	$5,038	$231	$231
FIRST EAGLE GLOBAL FUND I	P	2011-02-25	2019-07-29	$5	$4	$1	$1
FIRST EAGLE OVERSEAS FUND I	P	2014-10-09	2019-07-29	$17	$16	$1	$1
TETON WESTWOOD MIGHTY	P	2011-02-09	2019-06-06	$10	$7	$3	$3
VANGUARD HIGH DVD YIELD	P	2017-04-03	2019-02-26	$25,772	$23,181	$2,591	$2,591
CHIRON CAPITAL	P	2018-04-30	2019-01-09	$11	$12	-$1	-$1
SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-03-15	2019-12-19	$1,309	$819	$490	$490
IBERIABANK CORPORATION CMN	P	2013-03-12	2019-11-05	$1,409	$905	$504	$504
SILICON LABORATORIES INC. CMN	P	2017-02-02	2019-10-17	$1,097	$706	$391	$391
ICU MEDICAL INC CMN	P	2013-03-12	2019-07-24	$3,791	$900	$2,891	$2,891
COMERICA INC 2.125% 05/23/2019 SR LI	P	2015-05-28	2019-05-23	$50,000	$49,934	$66	$66
EPAM SYS INC CMN	P	2013-10-10	2019-04-11	$1,721	$366	$1,355	$1,355
EPAM SYS INC CMN	P	2013-11-04	2019-02-14	$2,323	$550	$1,773	$1,773
BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2018-05-09	2019-01-24	$21,431	$29,327	-$7,896	-$7,896
ALLERGAN PLC	P	2018-06-18	2019-10-01	$5,689	$5,840	-$151	-$151
CARNIVAL CORP PAIRED SHS	P	2018-06-18	2019-10-22	$18,759	$28,283	-$9,524	-$9,524
CYRUSONE INC	P	2018-06-18	2019-08-21	$2,695	$2,204	$491	$491
JPMORGAN CHASE & CO	P	2018-06-18	2019-08-21	$1,837	$1,840	-$3	-$3
MICROSOFT CORP	P	2018-06-18	2019-08-21	$2,084	$1,513	$571	$571
PHILIP MORRIS INTL INC	P	2018-06-18	2019-07-02	$2,871	$2,880	-$9	-$9
APPLE INC	P	2018-06-18	2019-04-16	$14,355	$13,595	$760	$760
MICROSOFT CORP	P	2018-06-18	2019-01-04	$17,863	$17,750	$113	$113
SCHLUMBERGER LTD	P	2019-01-04	2019-06-10	$2,837	$3,038	-$201	-$201
MCDONALD'S CORP	P	2011-02-09	2019-02-01	$2,000	$2,000
DEUTSCHE BANK AG 3.12% 21	P	2016-04-11	2019-01-22	$7,762	$7,975	-$213	-$213
US TSY 1.375% AUG 31 2020	P	2018-08-09	2019-12-10	$2,995	$2,973	$22	$22
US TSY 3.000% FEB 15 2049	P	2019-09-13	2019-10-21	$8,150	$7,971	$179	$179
US TSY 1.500% OCT 31 2019	P	2014-11-26	2019-06-04	$12,960	$12,976	-$16	-$16
US TSY 2.250% DEC 31 2024	P	2018-03-22	2019-02-28	$3,927	$3,894	$33	$33
COH & STR GLB REALTY I	P	2011-10-19	2019-01-09	$49,956	$35,101	$14,855	$14,855
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-01-09	$35	$32	$3	$3
FIRST EAG OVERSEAS I	P	2013-12-18	2019-06-06	$2	$2
FIRST EAGLE GLOBAL FUND I	P	2011-02-25	2019-07-29	$1,061	$859	$202	$202
NEU BER INST VLE CL INST	P	2011-06-30	2019-01-09	$24,999	$22,220	$2,779	$2,779
TETON WESTWOOD MIGHTY	P	2011-02-09	2019-06-06	$13,697	$9,527	$4,170	$4,170
VANGUARD HIGH DVD YIELD	P	2014-07-10	2019-02-26	$128,859	$99,973	$28,886	$28,886
CHIRON CAPITAL	P	2018-03-29	2019-01-09	$246	$274	-$28	-$28
CANTEL MEDICAL CORP. CMN	P	2019-03-15	2019-12-18	$713	$675	$38	$38
IBERIABANK CORPORATION CMN	P	2013-03-12	2019-11-04	$1,456	$956	$500	$500
ENTERPRISE PRODUCTS OPERATING 2.55%	P	2015-06-16	2019-10-15	$50,000	$50,000
PROASSURANCE CORPORATION CMN	P	2013-03-12	2019-07-24	$2,586	$3,290	-$704	-$704
AMNEAL PHARMACEUTICALS, INC. CMN	P	2017-10-19	2019-05-21	$650	$1,486	-$836	-$836
ORACLE CORPORATION CMN	P	2018-04-03	2019-04-10	$7,074	$5,863	$1,211	$1,211
INSTALLED BLDG PRODS INC CMN	P	2018-03-12	2019-02-12	$675	$928	-$253	-$253
BARCLAYS PLC,AMER DEP SHS ADR CMN	P	2018-05-01	2019-01-24	$4,540	$6,096	-$1,556	-$1,556
APPLE INC	P	2018-06-18	2019-07-10	$1,829	$1,699	$130	$130
CHEVRON CORP	P	2018-06-18	2019-07-10	$4,371	$4,405	-$34	-$34
CYRUSONE INC	P	2018-06-18	2019-08-20	$6,084	$4,917	$1,167	$1,167
LINDE PLC REG SHS	P	2018-06-18	2019-07-02	$2,035	$1,635	$400	$400
MICROSOFT CORP	P	2018-06-18	2019-07-10	$3,162	$2,320	$842	$842
PHILLIPS 66 SHS	P	2018-06-18	2019-06-25	$1,440	$1,842	-$402	-$402
CARNIVAL CORP PAIRED SHS	P	2019-05-17	2019-10-23	$4,039	$5,052	-$1,013	-$1,013
PEPSICO INC	P	2018-06-18	2019-05-17	$2,869	$2,317	$552	$552
SCHLUMBERGER LTD	P	2018-08-30	2019-06-10	$6,248	$11,250	-$5,002	-$5,002
MCDONALD'S CORP	P	2010-08-10	2019-02-01	$3,000	$3,000
GENL ELEC CAP COR 6.87% 39	P	2011-02-09	2019-03-13	$3,428	$3,321	$107	$107
US TSY 1.375% AUG 31 2020	P	2018-08-09	2019-12-10	$4,991	$4,954	$37	$37
US TSY 3.000% FEB 15 2049	P	2019-07-09	2019-10-21	$2,329	$2,192	$137	$137
US TSY 1.500% OCT 31 2019	P	2014-11-26	2019-01-31	$6,946	$6,987	-$41	-$41
US TSY 2.250% DEC 31 2024	P	2018-01-23	2019-01-09	$4,903	$4,908	-$5	-$5
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-06-06	$19,971	$15,256	$4,715	$4,715
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-06-13	$9,992	$8,402	$1,590	$1,590
FIRST EAG OVERSEAS I	P	2013-12-18	2019-06-13	$5	$5
FIRST EAGLE OVERSEAS	P	2015-12-18	2019-12-23	$24	$22	$2	$2
NEU BER INST VLE CL INST	P	2011-06-30	2019-02-26	$24,993	$19,265	$5,728	$5,728
TETON WESTWOOD MIGHTY	P	2011-02-09	2019-06-13	$9	$6	$3	$3
VANGUARD HIGH DVD YIELD	P	2012-07-23	2019-07-29	$199,985	$107,699	$92,286	$92,286
COH & STR GLB REALTY I	P	2018-12-06	2019-01-09	$44	$45	-$1	-$1
CANTEL MEDICAL CORP. CMN	P	2018-10-24	2019-12-18	$1,070	$1,215	-$145	-$145
IBERIABANK CORPORATION CMN	P	2013-12-18	2019-10-31	$1,172	$994	$178	$178
INSULET CORPORATION CMN	P	2019-03-04	2019-09-10	$1,462	$924	$538	$538
MORGAN STANLEY MTN 2.375% 07/23/2019	P	2015-05-12	2019-07-23	$50,000	$50,000
AMNEAL PHARMACEUTICALS, INC. CMN	P	2017-10-19	2019-05-20	$451	$1,131	-$680	-$680
VERIZON COMMUNICATIONS INC. 3.0% 11/	P	2015-05-12	2019-03-29	$50,531	$50,043	$488	$488
INSTALLED BLDG PRODS INC CMN	P	2018-02-08	2019-02-12	$1,125	$1,557	-$432	-$432
EPAM SYS INC CMN	P	2017-03-02	2019-01-17	$1,359	$754	$605	$605
APPLE INC	P	2018-06-18	2019-07-02	$2,632	$2,455	$177	$177
CHUBB LTD	P	2018-06-18	2019-07-02	$1,481	$1,294	$187	$187
DISNEY (WALT) CO COM STK	P	2018-06-18	2019-07-02	$2,137	$1,607	$530	$530
LINDE PLC REG SHS	P	2018-06-18	2019-07-10	$1,412	$1,144	$268	$268
MONDELEZ INTERNATIONAL	P	2018-06-18	2019-06-25	$2,890	$2,090	$800	$800
PHILLIPS 66 SHS	P	2018-06-18	2019-07-02	$2,099	$2,533	-$434	-$434
CARNIVAL CORP PAIRED SHS	P	2019-03-22	2019-10-23	$5,629	$7,393	-$1,764	-$1,764
PFIZER INC	P	2018-06-18	2019-01-04	$23,038	$19,482	$3,556	$3,556
SCHLUMBERGER LTD	P	2018-08-29	2019-06-07	$2,433	$4,387	-$1,954	-$1,954
SYNCHRONY FINCL 3.00% 2019	P	2018-02-09	2019-05-15	$8,008	$8,047	-$39	-$39
GENL ELEC CAP COR 6.87% 39	P	2010-08-10	2019-03-13	$10,283	$10,047	$236	$236
US TSY 1.375% AUG 31 2020	P	2016-02-26	2019-11-04	$1,996	$2,003	-$7	-$7
US TSY 3.000% FEB 15 2049	P	2019-07-01	2019-10-21	$1,164	$1,092	$72	$72
US TSY 1.500% OCT 31 2019	P	2014-11-26	2019-07-08	$3,992	$3,993	-$1	-$1
US TSY 2.250% DEC 31 2024	P	2018-01-23	2019-01-09	$1,961	$1,983	-$22	-$22
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-04-24	$12	$9	$3	$3
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-06-13	$8	$7	$1	$1
FIRST EAG OVERSEAS I	P	2013-12-18	2019-06-13	$1,424	$1,351	$73	$73
FIRST EAGLE OVERSEAS	P	2015-12-18	2019-12-23	$24	$22	$2	$2
NEU BER INST VLE CL INST	P	2011-06-30	2019-06-13	$9,988	$8,100	$1,888	$1,888
TETON WESTWOOD MIGHTY	P	2011-02-09	2019-07-29	$7	$5	$2	$2
VANGUARD HIGH DVD YIELD	P	2012-07-23	2019-06-06	$19,932	$11,155	$8,777	$8,777
FID ADV NEW INSIGHTS I	P	2019-02-11	2019-04-24	$5	$5
COHEN & STEERS, INC. CMN	P	2013-03-12	2019-12-06	$2,016	$975	$1,041	$1,041
IBERIABANK CORPORATION CMN	P	2013-03-12	2019-10-31	$220	$151	$69	$69
INSULET CORPORATION CMN	P	2019-02-01	2019-09-10	$4,386	$2,461	$1,925	$1,925
JEFFERIES GROUP INC. 8.5% 07/15/2019	P	2018-09-12	2019-07-15	$100,000	$100,000
AMNEAL PHARMACEUTICALS, INC. CMN	P	2017-10-19	2019-05-17	$86	$209	-$123	-$123
TWENTY-FIRST CENTURY FOX, INC. CMN	P	2018-04-03	2019-03-20	$65,519	$44,970	$20,549	$20,549
INSTALLED BLDG PRODS INC CMN	P	2018-01-12	2019-02-12	$450	$731	-$281	-$281
NOBLE ENERGY INC CMN	P	2018-04-03	2019-01-17	$13,593	$17,319	-$3,726	-$3,726
AT&T INC	P	2018-06-18	2019-07-02	$2,874	$2,740	$134	$134
CHUBB LTD	P	2018-06-18	2019-08-21	$1,704	$1,423	$281	$281
DISNEY (WALT) CO COM STK	P	2018-06-18	2019-07-10	$1,428	$1,071	$357	$357
LOCKHEED MARTIN CORP	P	2018-06-18	2019-06-25	$1,443	$1,238	$205	$205
MONDELEZ INTERNATIONAL	P	2018-06-18	2019-07-10	$1,939	$1,407	$532	$532
TEXAS INSTRUMENTS	P	2018-04-03	2019-07-02	$1,504	$1,321	$183	$183
CARNIVAL CORP PAIRED SHS	P	2019-01-22	2019-10-23	$988	$1,258	-$270	-$270
PFIZER INC	P	2018-06-18	2019-01-18	$47,321	$40,266	$7,055	$7,055
SCHLUMBERGER LTD	P	2018-08-29	2019-06-10	$1,688	$3,032	-$1,344	-$1,344
SYNCHRONY FINCL C 3.00% 19	P	2018-03-02	2019-07-15	$1,000	$1,000
GEORGIA PACIFIC 7.75% 2029	P	2011-02-09	2019-06-27	$1,410	$1,076	$334	$334
US TSY 1.375% AUG 31 2020	P	2016-02-26	2019-12-04	$998	$1,001	-$3	-$3
US TSY 3.000% FEB 15 2049	P	2019-06-19	2019-10-21	$1,164	$1,087	$77	$77
US TSY 1.500% OCT 31 2019	P	2014-11-26	2019-06-28	$12,975	$12,976	-$1	-$1
US TSY 2.375% MAY 15 2029	P	2019-06-04	2019-08-14	$9,633	$9,200	$433	$433
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-07-29	$12	$9	$3	$3
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-06-06	$19,972	$16,995	$2,977	$2,977
FIRST EAG OVERSEAS I	P	2013-12-18	2019-06-06	$24	$23	$1	$1
FIRST EAGLE OVERSEAS	P	2015-12-18	2019-12-23	$795	$721	$74	$74
NEU BER INST VLE CL INST	P	2011-06-30	2019-02-26	$4	$3	$1	$1
TETON WESTWOOD MIGHTY	P	2011-02-09	2019-07-29	$87,907	$58,635	$29,272	$29,272
CHIRON CAPITAL	P	2018-12-31	2019-01-09	$7	$7
FIRST EAG GLOBAL CL I	P	2018-12-13	2019-01-09	$9	$9
FORUM ENERGY TECHNOLOGIES INC CMN	P	2014-04-30	2019-12-06	$33	$748	-$715	-$715
IBERIABANK CORPORATION CMN	P	2019-09-10	2019-10-30	$751	$739	$12	$12
OCCIDENTAL PETROLEUM CORP CMN	P	2019-08-09	2019-09-10	$3,006	$3,010	-$4	-$4
TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-08-15	2019-07-11	$1,195	$1,031	$164	$164
AMNEAL PHARMACEUTICALS, INC. CMN	P	2017-10-19	2019-05-16	$44	$105	-$61	-$61
TWENTY-FIRST CENTURY FOX, INC. CMN	P	2018-04-03	2019-03-19	$23,532	$16,454	$7,078	$7,078
INSTALLED BLDG PRODS INC CMN	P	2017-12-12	2019-02-12	$450	$704	-$254	-$254
POWER INTEGRATIONS, INC. CMN	P	2014-04-30	2019-01-17	$1,562	$1,118	$444	$444
AT&T INC	P	2018-06-18	2019-08-21	$1,900	$1,741	$159	$159
CISCO SYSTEMS INC COM	P	2018-06-18	2019-07-02	$2,345	$1,861	$484	$484
FIDELITY NATL INFO SVCS	P	2018-06-18	2019-06-25	$1,701	$1,502	$199	$199
LOCKHEED MARTIN CORP	P	2018-06-18	2019-07-02	$1,831	$1,547	$284	$284
NEXTERA ENERGY INC SHS	P	2018-05-02	2019-05-17	$2,585	$2,128	$457	$457
TEXAS INSTRUMENTS	P	2018-04-03	2019-07-10	$2,930	$2,541	$389	$389
CARNIVAL CORP PAIRED SHS	P	2019-01-18	2019-10-23	$5,457	$6,957	-$1,500	-$1,500
PNC FINCL SERVICES GROUP	P	2019-01-09	2019-07-10	$1,267	$1,086	$181	$181
SCHLUMBERGER LTD	P	2018-06-18	2019-06-07	$19,675	$36,865	-$17,190	-$17,190
SYNCHRONY FINCL C 3.00% 19	P	2018-02-09	2019-07-15	$6,000	$6,000
GEORGIA PACIFIC 7.75% 2029	P	2010-08-10	2019-06-27	$7,052	$5,097	$1,955	$1,955
US TSY 2.750% NOV 15 2023	P	2018-10-12	2019-12-18	$8,309	$7,905	$404	$404
US TSY 1.125% APR 30 2020	P	2017-07-31	2019-09-12	$995	$995
US TSY 1.500% OCT 31 2019	P	2014-10-31	2019-01-31	$10,915	$10,940	-$25	-$25
US TSY 2.750% AUG 31 2025	P	2018-11-21	2019-01-14	$5,047	$4,932	$115	$115
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-01-09	$49,999	$42,559	$7,440	$7,440
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-04-24	$19	$16	$3	$3
FIRST EAG OVERSEAS I	P	2013-12-18	2019-06-06	$14,705	$14,061	$644	$644
FIRST EAGLE OVERSEAS	P	2015-12-18	2019-12-23	$2,048	$1,857	$191	$191
NEU BER INST VLE CL INST	P	2011-06-30	2019-06-13	$5	$4	$1	$1
TETON WESTWOOD MIGHTY	P	2011-02-09	2019-06-13	$9,991	$6,818	$3,173	$3,173
CHIRON CAPITAL	P	2018-12-31	2019-01-09	$671	$652	$19	$19
FIRST EAG OVERSEAS I	P	2018-12-13	2019-04-24	$2	$2
FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-11-18	2019-12-06	$46	$992	-$946	-$946
IBERIABANK CORPORATION CMN	P	2013-12-18	2019-10-30	$676	$559	$117	$117
ANADARKO PETROLEUM CORP CMN	P	2018-04-03	2019-08-09	$16,226	$13,198	$3,028	$3,028
TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-04-25	2019-07-11	$1,493	$1,392	$101	$101
AMNEAL PHARMACEUTICALS, INC. CMN	P	2016-04-22	2019-05-16	$220	$909	-$689	-$689
HEALTHCARE SVCS GROUP INC CMN	P	2018-03-28	2019-03-15	$776	$1,085	-$309	-$309
INSTALLED BLDG PRODS INC CMN	P	2017-12-08	2019-02-12	$540	$865	-$325	-$325
POWER INTEGRATIONS, INC. CMN	P	2013-03-12	2019-01-17	$937	$633	$304	$304
BECTON DICKINSON CO	P	2018-06-18	2019-07-10	$4,062	$3,694	$368	$368
CISCO SYSTEMS INC COM	P	2018-06-18	2019-08-21	$1,854	$1,684	$170	$170
FIDELITY NATL INFO SVCS	P	2018-06-18	2019-07-10	$2,408	$2,038	$370	$370
LOCKHEED MARTIN CORP	P	2018-06-18	2019-08-21	$1,527	$1,238	$289	$289
NEXTERA ENERGY INC SHS	P	2018-05-02	2019-06-28	$21,664	$17,349	$4,315	$4,315
TEXAS INSTRUMENTS	P	2018-02-02	2019-02-22	$15,820	$15,992	-$172	-$172
CISCO SYSTEMS INC COM	P	2018-06-18	2019-05-17	$2,384	$1,861	$523	$523
PNC FINCL SERVICES GROUP	P	2019-01-08	2019-05-17	$4,885	$4,472	$413	$413
TEXAS INSTRUMENTS	P	2018-04-03	2019-02-22	$5,058	$4,776	$282	$282
US TSY 1.375% AUG 31 2020	P	2015-09-17	2019-08-14	$4,978	$4,978
OWENS CORNING INC 7.00% 36	P	2016-02-26	2019-07-19	$1,171	$1,073	$98	$98
US TSY 3.000% MAY 15 2045	P	2015-06-04	2019-10-08	$5,986	$4,963	$1,023	$1,023
US TSY 1.125% APR 30 2020	P	2017-01-31	2019-09-12	$995	$995
US TSY 2.750% JUL 31 2023	P	2018-07-31	2019-08-29	$5,249	$4,977	$272	$272
US TSY 2.750% AUG 31 2025	P	2018-11-21	2019-02-01	$13,128	$12,824	$304	$304
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-04-24	$49,982	$37,658	$12,324	$12,324
FIRST EAG GLOBAL CL I	P	2011-02-25	2019-06-06	$28	$24	$4	$4
FIRST EAG OVERSEAS I	P	2012-12-14	2019-04-24	$24	$22	$2	$2
FIRST EAGLE OVERSEAS	P	2014-12-17	2019-12-23	$13,897	$12,437	$1,460	$1,460
NEU BER INST VLE CL INST	P	2011-06-30	2019-06-13	$6	$5	$1	$1
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-02-26	$24,983	$16,304	$8,679	$8,679
CHIRON CAPITAL	P	2018-09-28	2019-01-09	$805	$880	-$75	-$75
FIRST EAG OVERSEAS I	P	2018-12-13	2019-01-09	$5	$5
FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-11-15	2019-12-06	$39	$857	-$818	-$818
SITEONE LANDSCAPE SUPPLY, INC. CMN	P	2019-05-06	2019-10-30	$1,271	$965	$306	$306
ICU MEDICAL INC CMN	P	2013-03-12	2019-08-09	$1,517	$540	$977	$977
TEXAS CAPITAL BANCSHARES, INC. CMN	P	2014-04-10	2019-07-11	$3,286	$3,395	-$109	-$109
AMNEAL PHARMACEUTICALS, INC. CMN	P	2016-02-22	2019-05-16	$924	$3,426	-$2,502	-$2,502
HEALTHCARE SVCS GROUP INC CMN	P	2014-09-05	2019-03-15	$931	$828	$103	$103
INSTALLED BLDG PRODS INC CMN	P	2017-11-13	2019-02-12	$1,035	$1,439	-$404	-$404
SUN HYDRAULICS INC CMN	P	2018-02-02	2019-01-17	$1,027	$1,685	-$658	-$658
BECTON DICKINSON CO	P	2018-06-18	2019-08-21	$2,274	$2,078	$196	$196
COLGATE PALMOLIVE	P	2018-06-18	2019-07-02	$1,671	$1,456	$215	$215
HONEYWELL INTL INC DEL	P	2018-06-18	2019-07-02	$1,765	$1,441	$324	$324
LOWE'S COMPANIES INC	P	2018-06-18	2019-07-02	$1,640	$1,579	$61	$61
NEXTERA ENERGY INC SHS	P	2018-05-02	2019-07-02	$1,867	$1,473	$394	$394
UNION PACIFIC CORP	P	2018-06-18	2019-06-25	$1,664	$1,468	$196	$196
CME GROUP INC	P	2018-07-11	2019-05-17	$4,237	$3,806	$431	$431
PNC FINCL SERVICES GROUP	P	2019-01-08	2019-07-10	$1,408	$1,209	$199	$199
UNITEDHEALTH GROUP INC	P	2018-06-18	2019-05-17	$3,617	$3,821	-$204	-$204
US TSY 1.375% AUG 31 2020	P	2015-09-17	2019-11-04	$10,978	$10,978
OWENS CORNING INC 7.00% 36	P	2011-02-09	2019-07-19	$2,342	$2,008	$334	$334
VIRGINIA ELEC & P 3.80% 28	P	2018-04-02	2019-05-14	$1,040	$1,016	$24	$24
US TSY 1.125% APR 30 2020	P	2015-07-24	2019-09-12	$17,914	$17,914
US TSY 3.125% MAY 15 2019	P	2014-05-30	2019-01-31	$8,015	$8,037	-$22	-$22
US TSY 2.750% AUG 31 2025	P	2018-11-01	2019-01-14	$7,066	$6,875	$191	$191
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-06-13	$9,989	$7,508	$2,481	$2,481
FIRST EAG GLOBAL CL I	P	2011-02-22	2019-01-09	$21,740	$19,651	$2,089	$2,089
FIRST EAG OVERSEAS I	P	2012-12-14	2019-04-24	$19,863	$18,238	$1,625	$1,625
FIRST EAGLE OVERSEAS	P	2014-12-17	2019-12-23	$4,681	$4,189	$492	$492
NEU BER INST VLE CL INST	P	2011-06-30	2019-04-24	$49,995	$38,321	$11,674	$11,674
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-02-26	$4	$3	$1	$1
CHIRON CAPITAL	P	2018-09-28	2019-01-09	$11	$12	-$1	-$1
NEU BER INST VLE CL INST	P	2018-12-18	2019-02-26	$3	$2	$1	$1
FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-08-05	2019-12-06	$125	$2,654	-$2,529	-$2,529
CAMBREX CORPORATION CMN	P	2018-06-27	2019-10-17	$1,488	$1,261	$227	$227
MEDIDATA SOLUTIONS, INC. CMN	P	2013-03-12	2019-08-07	$6,391	$1,896	$4,495	$4,495
ORACLE CORPORATION CMN	P	2018-04-03	2019-07-09	$25,291	$19,066	$6,225	$6,225
MEDIDATA SOLUTIONS, INC. CMN	P	2015-12-31	2019-04-29	$1,364	$746	$618	$618
MCKESSON CORPORATION 2.284% 03/15/20	P	2015-09-30	2019-03-15	$50,000	$50,000
INSTALLED BLDG PRODS INC CMN	P	2017-11-10	2019-02-12	$945	$1,321	-$376	-$376
SUN HYDRAULICS INC CMN	P	2017-08-08	2019-01-17	$342	$475	-$133	-$133
BLACKROCK INC	P	2018-06-18	2019-07-10	$1,427	$1,584	-$157	-$157
COLGATE PALMOLIVE	P	2018-06-18	2019-08-21	$2,626	$2,279	$347	$347
HONEYWELL INTL INC DEL	P	2018-06-18	2019-08-21	$2,135	$1,873	$262	$262
LOWE'S COMPANIES INC	P	2018-06-18	2019-08-21	$9,991	$9,181	$810	$810
PACKAGING CORP AMERICA	P	2018-06-18	2019-11-14	$1,467	$1,549	-$82	-$82
UNION PACIFIC CORP	P	2018-06-18	2019-07-10	$2,878	$2,495	$383	$383
CME GROUP INC	P	2018-07-11	2019-07-02	$2,992	$2,482	$510	$510
REALTY INCM CRP MD PV1.	P	2018-10-04	2019-06-28	$832	$672	$160	$160
WEC ENERGY GROUP INC SHS	P	2018-06-18	2019-05-17	$1,857	$1,399	$458	$458
21ST CENTY FOX AM 4.50% 21	P	2016-02-26	2019-03-20	$7,179	$7,255	-$76	-$76
OWENS CORNING INC 7.00% 36	P	2010-08-11	2019-07-19	$2,342	$2,027	$315	$315
VIRGINIA ELEC & P 3.80% 28	P	2018-03-21	2019-05-14	$7,283	$7,007	$276	$276
US TSY 1.125% APR 30 2020	P	2015-03-31	2019-07-08	$31,756	$31,756
VERIZON COMMUN 3.37% 2025	P	2018-06-28	2019-10-11	$22,164	$20,293	$1,871	$1,871
US TSY 2.750% AUG 31 2025	P	2018-09-28	2019-01-14	$11,104	$10,831	$273	$273
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-07-29	$199,969	$144,140	$55,829	$55,829
FIRST EAG OVERSEAS I	P	2014-10-09	2019-06-13	$5	$5
FIRST EAG OVERSEAS I	P	2012-12-14	2019-04-24	$2,564	$2,354	$210	$210
FIRST EAGLE OVERSEAS	P	2014-12-17	2019-12-23	$24	$23	$1	$1
NEU BER INST VLE CL INST	P	2011-06-30	2019-04-24	$5	$4	$1	$1
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-01-09	$24,982	$17,394	$7,588	$7,588
CHIRON CAPITAL	P	2018-08-31	2019-01-09	$458	$500	-$42	-$42
NEU BER INST VLE CL INST	P	2018-12-18	2019-01-09	$1	$1
FORUM ENERGY TECHNOLOGIES INC CMN	P	2013-07-29	2019-12-06	$7	$142	-$135	-$135
CAMBREX CORPORATION CMN	P	2018-02-14	2019-10-17	$1,488	$1,344	$144	$144
TUPPERWARE BRANDS CORPORATION CMN	P	2015-02-03	2019-08-07	$233	$1,064	-$831	-$831
HUBSPOT INC. CMN	P	2016-08-04	2019-06-27	$861	$279	$582	$582
MEDIDATA SOLUTIONS, INC. CMN	P	2015-02-05	2019-04-29	$455	$221	$234	$234
DIPLOMAT PHARMACY, INC. CMN	P	2017-08-16	2019-02-27	$600	$1,583	-$983	-$983
BLACKBAUD, INC CMN	P	2013-03-12	2019-02-07	$1,795	$732	$1,063	$1,063
BLACKROCK INC	P	2018-06-18	2019-07-02	$2,341	$2,639	-$298	-$298
COMCAST CORP NEW CL A	P	2018-06-18	2019-07-10	$3,920	$2,940	$980	$980
INGERSOLL-RAND PLC	P	2018-06-18	2019-06-25	$2,257	$1,656	$601	$601
MARSH & MCLENNAN COS INC	P	2018-06-18	2019-08-21	$2,150	$1,816	$334	$334
PACKAGING CORP AMERICA	P	2018-06-18	2019-08-21	$2,026	$2,384	-$358	-$358
UNITEDHEALTH GROUP INC	P	2018-06-18	2019-07-10	$2,970	$3,057	-$87	-$87
COMCAST CORP NEW CL A	P	2018-06-18	2019-05-17	$3,100	$2,320	$780	$780
REALTY INCM CRP MD PV1.	P	2018-10-04	2019-07-01	$3,755	$3,079	$676	$676
WHIRLPOOL CORP	P	2018-06-18	2019-03-22	$2,067	$2,413	-$346	-$346
21ST CENTY FOX AM 6.40% 35	P	2011-02-09	2019-03-27	$1,216	$1,036	$180	$180
ROYAL BANK OF CANADA	P	2016-04-12	2019-04-15	$8,000	$7,990	$10	$10
WELLS FARGO & COMPANY	P	2017-06-14	2019-06-14	$14,344	$14,228	$116	$116
US TSY 1.125% APR 30 2020	P	2015-03-31	2019-07-31	$13,898	$13,898
VISA INC 3.15%DEC14 25	P	2015-12-10	2019-10-11	$10,650	$10,004	$646	$646
CHESAPEAKE ENERGY OKLA	P	2019-03-27	2019-12-05	$41,869	$35,930	$5,939	$5,939
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-07-29	$19	$14	$5	$5
FIRST EAG OVERSEAS I	P	2014-10-09	2019-06-13	$24	$23	$1	$1
FIRST EAG OVERSEAS I	P	2012-12-14	2019-04-24	$7,667	$7,040	$627	$627
FIRST EAGLE OVERSEAS	P	2014-12-17	2019-12-23	$24	$22	$2	$2
OAKMARK INTL FD CL	P	2018-06-13	2019-12-23	$95,835	$107,727	-$11,892	-$11,892
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-01-09	$13	$9	$4	$4
CHIRON CAPITAL	P	2018-07-31	2019-01-09	$246	$271	-$25	-$25
OAKMARK INTL FD CL	P	2018-12-13	2019-04-24	$15	$14	$1	$1
PEBBLEBROOK HOTEL TRUST CMN	P	2017-06-29	2019-12-06	$1,190	$1,477	-$287	-$287
CAMBREX CORPORATION CMN	P	2017-08-04	2019-10-17	$1,488	$1,456	$32	$32
TUPPERWARE BRANDS CORPORATION CMN	P	2013-03-12	2019-08-07	$543	$2,690	-$2,147	-$2,147
FIVE BELOW INC CMN	P	2015-08-07	2019-06-17	$1,311	$368	$943	$943
CELGENE CORP 3.55% 08/15/2022 USD SR	P	2016-05-02	2019-04-26	$50,931	$51,315	-$384	-$384
DIPLOMAT PHARMACY, INC. CMN	P	2015-09-29	2019-02-27	$215	$915	-$700	-$700
BLACKBAUD, INC CMN	P	2014-05-15	2019-02-05	$1,053	$490	$563	$563
BLACKROCK INC	P	2018-06-18	2019-08-14	$7,894	$10,030	-$2,136	-$2,136
CVS HEALTH CORP	P	2018-03-16	2019-08-21	$2,116	$2,416	-$300	-$300
INGERSOLL-RAND PLC	P	2018-06-18	2019-07-10	$2,742	$2,024	$718	$718
MARSH & MCLENNAN COS INC	P	2018-06-18	2019-06-25	$1,586	$1,321	$265	$265
PACKAGING CORP AMERICA	P	2018-06-18	2019-07-02	$1,960	$2,384	-$424	-$424
UNITEDHEALTH GROUP INC	P	2018-06-18	2019-12-20	$15,016	$12,992	$2,024	$2,024
FIDELITY NATL INFO SVCS	P	2018-06-18	2019-05-17	$1,434	$1,287	$147	$147
REALTY INCM CRP MD PV1.	P	2018-10-04	2019-07-02	$10,554	$8,565	$1,989	$1,989
WHIRLPOOL CORP	P	2018-06-18	2019-03-25	$9,848	$11,461	-$1,613	-$1,613
21ST CENTY FOX AM 6.40% 35	P	2010-08-10	2019-03-27	$4,864	$4,301	$563	$563
SYNCHRONY FINCL C 3.00% 19	P	2018-03-14	2019-07-15	$1,000	$998	$2	$2
CVS HEALTH CORP 3.87% 2025	P	2019-05-14	2019-09-25	$1,057	$1,012	$45	$45
US TSY 1.125% APR 30 2020	P	2015-03-31	2019-09-12	$2,986	$2,986
ANHEUSER-BUSCH IN 4.75% 29	P	2019-02-13	2019-10-11	$11,566	$10,396	$1,170	$1,170
FID ADV NEW INSIGHTS I	P	2018-12-10	2019-01-09	$1	$1
FID ADV NEW INSIGHTS I	P	2013-02-07	2019-06-06	$9	$7	$2	$2
FIRST EAG OVERSEAS I	P	2014-10-09	2019-06-13	$8,542	$8,248	$294	$294
FIRST EAG OVERSEAS I	P	2012-04-12	2019-01-09	$49,995	$48,684	$1,311	$1,311
FIRST EAGLE OVERSEAS	P	2014-12-17	2019-12-23	$2,219	$1,986	$233	$233
TETON WESTWOOD MIGHTY	P	2011-02-25	2019-12-23	$55,414	$36,877	$18,537	$18,537
TETON WESTWOOD MIGHTY	P	2011-02-02	2019-06-06	$6,289	$4,344	$1,945	$1,945
CHIRON CAPITAL	P	2018-07-31	2019-01-09	$11	$12	-$1	-$1
OAKMARK INTL FD CL	P	2018-06-13	2019-04-24	$49,977	$58,515	-$8,538	-$8,538
WD 40 CO CMN	P	2013-03-12	2019-12-06	$1,952	$543	$1,409	$1,409
CAMBREX CORPORATION CMN	P	2017-08-03	2019-10-17	$2,024	$2,095	-$71	-$71
TUPPERWARE BRANDS CORPORATION CMN	P	2011-12-22	2019-08-07	$78	$275	-$197	-$197
GRAND CANYON EDUCATION, INC. CMN	P	2015-01-26	2019-06-17	$1,240	$448	$792	$792
HEALTHCARE SVCS GROUP INC CMN	P	2014-09-05	2019-04-26	$169	$138	$31	$31
DIPLOMAT PHARMACY, INC. CMN	P	2018-07-27	2019-02-25	$235	$887	-$652	-$652
BLACKBAUD, INC CMN	P	2013-03-12	2019-02-05	$2,456	$1,024	$1,432	$1,432

Field	Value	IRS element (for citing)
Capital Gain Net Income	$663,807	CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss	-$27,832	NetShortTermCapitalGainLossAmt

Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp

Field	Value	IRS element (for citing)
Liable Section4942 Tax	false	LiableSection4942TaxInd
Adjusted Qlfy Distri Yr1	$3,003,668	AdjustedQlfyDistriYr1Amt
Net Vl Noncharitable Assets Yr1	$41,702,760	NetVlNoncharitableAssetsYr1Amt
Distribution Yr1	0.072026	DistributionYr1Rt
Adjusted Qlfy Distri Yr2	$3,029,446	AdjustedQlfyDistriYr2Amt
Net Vl Noncharitable Assets Yr2	$41,436,910	NetVlNoncharitableAssetsYr2Amt
Distribution Yr2	0.073110	DistributionYr2Rt
Adjusted Qlfy Distri Yr3	$2,585,778	AdjustedQlfyDistriYr3Amt
Net Vl Noncharitable Assets Yr3	$38,041,221	NetVlNoncharitableAssetsYr3Amt
Distribution Yr3	0.067973	DistributionYr3Rt
Adjusted Qlfy Distri Yr4	$2,749,928	AdjustedQlfyDistriYr4Amt
Net Vl Noncharitable Assets Yr4	$41,330,482	NetVlNoncharitableAssetsYr4Amt
Distribution Yr4	0.066535	DistributionYr4Rt
Adjusted Qlfy Distri Yr5	$2,285,770	AdjustedQlfyDistriYr5Amt
Net Vl Noncharitable Assets Yr5	$43,933,218	NetVlNoncharitableAssetsYr5Amt
Distribution Yr5	0.052028	DistributionYr5Rt
Total Distribution	0.331672	TotalDistributionRt
Average Distribution	0.066334	AverageDistributionRt
Net Vl Noncharitable Assets	$39,426,932	NetVlNoncharitableAssetsAmt
Adj Net Vl Noncharitable Assets	$2,615,346	AdjNetVlNoncharitableAssetsAmt
Net Investment Income Pct	$46,326	NetInvestmentIncomePctAmt
Adj Nonchrtbl Net Invst Incm Pct	$2,661,672	AdjNonchrtblNetInvstIncmPctAmt
Qualifying Distributions	$3,073,979	QualifyingDistributionsAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Domestic Org Meeting Sect4940e	Yes (X)	DomesticOrgMeetingSect4940eInd
Investment Income Excise Tax	$46,326	InvestmentIncomeExciseTaxAmt
Subtotal	$46,326	SubtotalAmt
Tax Based On Investment Income	$46,326	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$48,199	EstimatedPlusOvpmtIncmTxAmt
Total Payments And Credits	$48,199	TotalPaymentsAndCreditsAmt
Form2220 Attached	Yes (X)	Form2220AttachedInd
Es Penalty	$48	EsPenaltyAmt
Overpayment	$1,825	OverpaymentAmt
Applied To ES Tax	$1,825	AppliedToESTaxAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	false	LegislativePoliticalActyInd
More Than100 Spent	false	MoreThan100SpentInd
Form1120 POL Filed	false	Form1120POLFiledInd
Activities Not Previously Rpt	false	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	false	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	false	UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc	false	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (true)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (true)	AtLeast5000InAssetsInd
Org Report Or Register State	NM	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (true)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	false	PrivateOperatingFoundationInd
New Substantial Contributors	false	NewSubstantialContributorsInd
Own Controlled Entity	false	OwnControlledEntityInd
Donor Advised Fund	false	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (true)	ComplyWithPublicInspRqrInd
Website Address	WWW.CHASEFOUNDATION.COM	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	JOHNATHAN L SHUMAN	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	5757481213	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	512 W TEXAS AVE	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	88210	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	false	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	false	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	false	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	false	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	false	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	false	TransferAstDisqualifiedPrsnInd
Payment To Government Official	false	PaymentToGovernmentOfficialInd
Undistributed Income PY	false	UndistributedIncomePYInd
Business Holdings	false	BusinessHoldingsInd
Jeopardy Investments	false	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	false	UncorrectedPYJeopardyInvstInd
Influence Legislation	false	InfluenceLegislationInd
Influence Election	false	InfluenceElectionInd
Grants To Individuals	false	GrantsToIndividualsInd
Grants To Organizations	false	GrantsToOrganizationsInd
Noncharitable Purpose	false	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	false	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	false	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	false	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	false	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (12 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
MACK C CHASE
2103 W MAIN ST	ARTESIA	NM	88210	TRUSTEE/ADVI	000.00	$0	$0	$0
RICHARD PRICE
2103 W MAIN ST	ARTESIA	NM	88210	EXECUTIVE DI	000.00	$0	$0	$0
GEREN FERGUSON
2103 W MAIN STREET	ARTESAI	NM	88210	ADVISOR	000.00	$0	$0	$0
ROBERT CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
DEB CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
RICHARD CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
KARLA CHASE
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
JOHNNY KNORR
2103 W MAIN STREET	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
CHANCE CHASE
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
KORTNEY CHASE
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
BRAD BARTEK
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0
DEREK CHASE
2103 W MAIN ST	ARTESIA	NM	88210	ADVISOR	000.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Description1	N/A	Description1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$38,899,255	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$54,165	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$1,073,922	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$40,027,342	TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast	$40,027,342	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$600,410	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$39,426,932	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,971,347	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,971,347	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$46,326	TaxBasedOnInvestmentIncomeAmt
Total Tax	$46,326	TotalTaxAmt
Distributable Before Adj	$1,925,021	DistributableBeforeAdjAmt
Distributable Before Ded	$1,925,021	DistributableBeforeDedAmt
Distributable As Adjusted	$1,925,021	DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$3,073,979	ExpensesAndContributionsAmt
Qualifying Distributions	$3,073,979	QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm	$46,326	PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri	$3,027,653	AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,925,021	DistributableAsAdjustedAmt
Excess Distribution Cyov Yr5	$172,676	ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4	$683,404	ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3	$764,479	ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2	$1,015,040	ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1	$969,572	ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov	$3,605,171	TotalExcessDistributionCyovAmt
Qualifying Distributions	$3,073,979	QualifyingDistributionsAmt
Applied To Current Year	$1,925,021	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$1,148,958	RemainingDistriFromCorpusAmt
Total Corpus	$4,754,129	TotalCorpusAmt
Undistributed Income CY	$0	UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5	$172,676	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$4,581,453	ExcessDistriCyovToNextYrAmt
Excess From Year4	$683,404	ExcessFromYear4Amt
Excess From Year3	$764,479	ExcessFromYear3Amt
Excess From Year2	$1,015,040	ExcessFromYear2Amt
Excess From Year1	$969,572	ExcessFromYear1Amt
Excess From Current Year	$1,148,958	ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

Application Submission Info ApplicationSubmissionInfoGrp

Field	Value	IRS element (for citing)
Recipient Person	CHASE FOUNDATION	RecipientPersonNm

Recipient US Address RecipientUSAddress

Field	Value	IRS element (for citing)
Address Line1	2103 W MAIN STREET	AddressLine1Txt
City	ARTESIA	CityNm
State Abbreviation	NM	StateAbbreviationCd
ZIP	88210	ZIPCd

Field	Value	IRS element (for citing)
Recipient Phone	5757464610	RecipientPhoneNum
Recipient Email Address	INFO@CHASEFOUNDATION.COM	RecipientEmailAddressTxt
Form And Info And Materials	SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM	FormAndInfoAndMaterialsTxt
Submission Deadlines	THE 2019 APPLICATION DEADLINE IS APRIL 25, 2019 FOR FALL 2019 SCHOLARSHIPS.	SubmissionDeadlinesTxt
Restrictions On Awards	GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT.	RestrictionsOnAwardsTxt

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (72 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Business Name Line2RecipientBusinessName/BusinessNameLine2Txt
AMARILLO COLLEGE
2201 S WASHINGTON ST	AMARILLO	TX	79109	NO	SCHOLARSHIP	$5,500
ANGELO STATE UNIVERSITY
2601 W AVE N	SAN ANGELO	TX	76909	NO	SCHOLARSHIP	$13,000
ARTESIA AQUATIC CENTER FOUNDATION
PO BOX 508	ARTESIA	NM	88211	FOUNDATION	GRANT	$250,000
ARTESIA GIRLS SOFTBALL ASSOCIATION
PO BOX 1561	ARTESIA	NM	88211	NO	GRANT	$4,000
ARTESIA LITERACY COUNCIL
1507 W HERMOSA DR	ARTESIA	NM	88210	NO	GRANT	$6,500
ARTESIA LITTLE LEAGUE
PO BOX 1108	ARTESIA	NM	88211	NO	GRANT	$32,500
ARTESIA PUBLIC SCHOOLS
1106 W QUAY	ARTESIA	NM	88210	NO	GRANT	$255,844
BAYLOR UNIVERSITY
1301 S UNIVERSITY PARKS	WACO	TX	76798	NO	SCHOLARSHIP	$3,250
BIOLA UNIVERSITY
13800 BIOLA AVE	LA MIRANDA	CA	90639	NO	SCHOLARSHIP	$6,500
BRIGHAM YOUNG UNIVERSITY
270 CLYDE BUILDING	PROVO	UT	84602	NO	SCHOLARSHIP	$3,250
CENTRAL NEW MEXICO COMMUNITY
525 BUENA VISTA DR SE	ALBUQUERQUE	NM	87106	NO	SCHOLARSHIP	$18,249	COLLEGE
CHARLESTON SOUTHER UNIVERSITY
9200 UNIVERSTIY BLVD	NORTH CHARLESTON	SC	29406	NO	SCHOLARSHIP	$9,750
CLARENDON COLLEGE
1122 W 2ND ST	CLARENDON	TX	79226	NO	SCHOLARSHIP	$3,250
COLORADO CHRISTIAN UNIVERSITY
8787 W ALAMEDA AVE	LAKEWOOD	CO	80226	NO	SCHOLARSHIP	$6,000
DALLAS BAPTIST UNIVERSITY
3000 MOUNTAIN CREEK PKWY	DALLAS	TX	75211	NO	SCHOLARSHIP	$3,113
DIXIE STATE COLLEGE
225 S 700 E	ST GEORGE	UT	84770	NO	SCHOLARSHIP	$2,750
DODGE CITY COMMUNITY COLLEGE
2501 N 14TH AVE	DODGE CITY	KS	67801	NO	SCHOLARSHIP	$6,000
DONA ANA COMMUNITY COLLEGE
3400 S ESPINA ST	LAS CRUCES	NM	88003	NO	SCHOLARSHIP	$22,500
EASTERN NEW MEXICO UNIVERSITY
1500 S AVENUE K	PORTALES	NM	88130	NO	SCHOLARSHIP	$122,750
ENMU-ROSWELL
52 UNIVERSITY BLVD	ROSWELL	NM	88203	NO	SCHOLARSHIP	$27,000
EVANGEL UNIVERSITY
1111 N GLENSTONE AVE	SPRINGFIELD	MO	65802	NO	SCHOLARSHIP	$6,500
GREATER ARTESIA FOUNDATION
PO BOX 1344	ARTESIA	NM	88211	YES	SENIOR SALUTE/RIDE FOR BIKES	$3,500
HARDIN SIMMONS UNIVERSITY
2200 HICKORY ST	ABILENE	TX	79601	NO	SCHOLARSHIP	$6,000
IDAHO STATE UNIVERSITY
921 S 8TH AVE	POCATELLO	ID	83209	NO	SCHOLARSHIP	$6,500
LUBBOCK CHRISTIAN UNIVERSITY
5601 19TH ST	LUBBOCK	TX	79407	NO	SCHOLARSHIP	$47,750
MCMURRY UNIVERSIY
1400 SAYLES BLVD	ABILENE	TX	79605	NO	SCHOLARSHIP	$16,250
MISSISSIPPI STATE UNIVERSITY
BS HOOD RD	MISSISSIPPI STATE UNIV	MS	39759	NO	SCHOLARSHIP	$3,250
NEW MEXICO INSTITUTE OF MINING &
801 LEROY PL	SOCORRO	NM	87801	NO	SCHOLARSHIP	$12,000	TECHNOLOGY
NEW MEXICO MILITARY INSTITUTE
101 W COLLEGE BLVD	ROSWELL	NM	88210	NO	SCHOLARSHIP	$7,750
NEW MEXICO STATE UNIVERSITY
1500 UNIVERSITY DR	CARLSBAD	NM	88220	NO	SCHOLARSHIP	$26,000	CARLSBAD
NEW MEXICO STATE UNIVERSITY
1780 E UNIVERSITY AVE	LAS CRUCES	NM	88003	NO	SCHOLARSHIP	$462,900
NORTHERN ARIZONA UNIVERSITY
S SAN FRANCISCO ST	FLAGSTAFF	AZ	86011	NO	SCHOLARSHIP	$12,500
UNIVERSITY OF NOTRE DAME
220 MAIN BUILDING	NOTRE DAME	IN	46556	NO	SCHOLARSHIP	$9,750
OKLAHOMA BAPTIST UNIVERSITY
500 W UNIVERSITY ST	SHAWNEE	OK	74804	NO	SCHOLARSHIP	$3,250
OKLAHOMA CHRISTIAN UNIVERSITY
2501 E MEMORIAL RD	EDMOND	OK	73013	NO	SCHOLARSHIP	$6,500
OKLAHOMA STATE UNIVERSITY
OKLAHOMA STATE UNIVERSITY	STILLWATER	OK	74074	NO	SCHOLARSHIP	$12,500
OLYMPIAN UNIVERSITY
4501 N MAIN ST	ROSWELL	NM	88201	NO	SCHOLARSHIP	$5,500
PATHWAY
1802 W HERMOSA DR	ARTESIA	NM	88210	NO	GRANT	$3,000
SAM HOUSTON STATE UNIVERSITY
1905 UNIVERSITY AVE	HUNTSVILLE	TX	77340	NO	SCHOLARSHIP	$3,250
SAN JUAN COLLEGE
4601 COLLEGE BLVD	FARMINGTON	NM	87402	NO	SCHOLARSHIP	$2,750
SOUTH PLAINS COLLEGE
1401 COLLEGE AVE	LEVELLAND	TX	79336	NO	SCHOLARSHIP	$40,250
SOUTHERN WESLEYAN UNIVERSITY
215 CLAYTON ST	CENTRAL	SC	29630	NO	SCHOLARSHIP	$6,500
SUL ROSS STATE UNIVERSITY
79830 US-90	ALPINE	TX	79830	NO	SCHOLARSHIP	$6,500
SWARTHMORE COLLEGE
500 COLLEGE AVE	SWARTHMORE	PA	19081	NO	SCHOLARSHIP	$9,250
TEXAS A&M
1372 TAMU	COLLEGE STATION	TX	778431372	NO	SCHOLARSHIP	$9,250
TEXAS CHRISTIAN UNIVERSITY
2800 S UNIVERSITY DR	FORT WORTH	TX	76129	NO	SCHOLARSHIP	$2,750
TEXAS TECH UNIVERSITY
2500 BROADWAY	LUBBOCK	TX	79409	NO	SCHOLARSHIP	$222,873
UNIVERSITY OF DALLAS
1845 E NORTHGATE DR	IRVING	TX	75062	NO	SCHOLARSHIP	$3,250
UNIVERSITY OF ILLINOIS URBANA CHAMP
901 WEST ILLINOIS ST	URBANA	IL	61801	NO	SCHOLARSHIP	$6,500
UNIVERSITY OF NEW MEXICO
1155 UNIVERSITY BLVD	ALBUQUERQUE	NM	87131	NO	SCHOLARSHIP	$244,000
UNIVERSITY OF TEXAS - PERMIAN BASIN
4901 E UNIVERSITY BLVD	ODESSA	TX	79762	NO	SCHOLARSHIP	$9,750
UNIVERSITY OF THE SOUTHWEST
6610 N LOVINGTON HWY	HOBBS	NM	88240	NO	SCHOLARSHIP	$4,375
UNM FOUNDATION
700 LOMAS NE STE 108	ALBUQUERQUE	NM	87102	FOUNDATION	GRANT	$1,000
WAYLAND BAPTIST UNIVERSITY
1900 W 7TH ST	PLAINVIEW	TX	79072	NO	SCHOLARSHIP	$31,000
WEST TEXAS A&M UNIVERSITY
2501 4TH AVE	CANYON	TX	79016	NO	SCHOLARSHIP	$29,000
ABILENE CHRISTIAN UNIVERSITY
1600 CAMPUS CT	ABILENE	TX	79601	NO	SCHOLARSHIP	$2,750
ARIZONA STATE UNIVERSITY
1711 S RURAL ROAD	TEMPE	AZ	85281	NO	SCHOLARSHIP	$2,750
BLINN COLLEGE
902 COLLEGE AVE	BRENHAM	TX	77833	NO	SCHOLARSHIP	$3,250
BYU - PROVO
A-41 ASB	PROVO	UT	84602	NO	SCHOLARSHIP	$3,250
COVENANT SCHOOL OF NURSING
1919 FRANKFORD AVE	LUBBOCK	TX	79407	NO	SCHOLARSHIP	$6,500
HILLSONG COLLEGE USA
655 E UNIVERSITY DR BUILD	MESA	AZ	85203	NO	SCHOLARSHIP	$3,250
MCCLELLAN COMMUNITY COLLEGE
1400 COLLEGE DR	WACO	TX	76708	NO	SCHOLARSHIP	$3,250
NEW MEXICO HIGHLANDS COLLEGE
1005 DIAMOND ST	LAS VEGAS	NM	87701	NO	SCHOLARSHIP	$6,000
SOUTH TEXAS COLLEGE
3201 W PECAN BLVD	MCALLEN	TX	78501	NO	SCHOLARSHIP	$3,250
TARLETON STATE UNIVERSITY
1333 W WASHINGTON ST	STEPHENVILLE	TX	76401	NO	SCHOLARSHIP	$3,250
TULSA WELDING SCHOOL
2545 E 11TH ST	TULSA	OK	74104	NO	SCHOLARSHIP	$33,000
UNIVERSITY OF MINNESOTA
2818 COMO AVENUE SE	MINNEAPOLIS	MN	55414	NO	SCHOLARSHIP	$5,500
UTEP
102 ACADEMIC SERVICES BLD	EL PASO	TX	79968	NO	SCHOLARSHIP	$2,750
WESTERN TEXAS COLLEGE
6200 COLLEGE AVE	SNYDER	TX	79549	NO	SCHOLARSHIP	$2,000
HEARING THE HOMELESS
6433 BRIDGEWATER DRIVE	AUSTIN	TX	78723	FOUNDATION	GRANT	$2,000
KNIGHTS OF COLUMBUS
1 COLUMBUS PLAZA	NEW HAVEN	CT	06510	NO	GRANT	$2,500
MAKE A WISH FOUNDATION
1702 E HIGHLAND AVE 400	PHOENIX	AZ	85016	FOUNDATION	GRANT	$2,500

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$2,173,104	TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$158,193	ExclusionAmt

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$412,943	ExclusionAmt

Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$33,497	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$663,855	ExclusionAmt

Other Revenue Described OtherRevenueDescribedGrp (20 entries)

DescDesc	ExclusionExclusionCd	ExclusionExclusionAmt	BusinessBusinessCd	Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt
RENT	16	$3,900
PASSTHROUGH INV INC(LOSS)	14	$190,925
PY PASSTHROUGH INCOME	14	$3,378,294
ENCAP ENERGY X			900099	-$233,858
ENCAP ENERGY IX			900099	-$266,751
ENCAP FLATROCK			900099	-$175,099
SI SILICON BEACH			900099	$1,934
PENNYBACKER IV			900099	-$19,235
PENNYBACKER V			900099	-$7,389
NGP			900099	$62,592
BP NATURAL GAS PTNRS			900099	-$6,030
PENNYBACKER III			900099	$76,756
PY UBTI ENCAP X			900099	-$436,737
PY UBTI ENCAP IX			900099	-$1,275,355
PY UBTI ENCAP FLATROCK			900099	-$534,209
PY UBTI SILICON BEACH			900099	-$16,880
PY UBTI PENNYBACKER IV			900099	-$15,643
PY UBTI NGP			900099	-$433,226
PY UBTI BP NAT GAS PTNR			900099	-$644,460
PY PENNYBACKER III			900099	-$21,784

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	-$3,945,374	UnrelatedBusinessTaxblIncmAmt
Exclusion	$4,841,607	ExclusionAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$896,233	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	false	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	false	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	false	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	false	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	false	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	false	ReimbursementArrangementsInd
Loans Or Loan Guarantees	false	LoansOrLoanGuaranteesInd
Performance Of Services Etc	false	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	false	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	false	RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
General Rule	Yes (X)	GeneralRuleInd

Contributor Information ContributorInformationGrp (11 entries)

ContributorContributorNum	Address Line1ContributorUSAddress/AddressLine1Txt	CityContributorUSAddress/CityNm	State AbbreviationContributorUSAddress/StateAbbreviationCd	ZIPContributorUSAddress/ZIPCd	Total ContributionsTotalContributionsAmt	Person ContributionPersonContributionInd
BP ENERGY PARTNERS
1	8117 PRESTON ROAD	DALLAS	TX	75225	$5,000	Yes (X)
JIM CHASE
7	9125 REDMONT RD NE	ALBUQUERQUE	NM	87109	$9,700	Yes (X)
WILLIAM LEVEN
2	1815 NORTH BLVD	HOUSTON	TX	770985415	$10,000	Yes (X)
BMBSWS RANCHES
8	PO BOX 2476	CARLSBAD	NM	88221	$11,000	Yes (X)
MISC DONATIONS UNDER 5000
3	VARIOUS	VARIOUS	NM	88210	$28,746	Yes (X)
LEGENDARY SERVICES LLC
9	PO BOX 1091	LOVINGTON	NM	88260	$11,000	Yes (X)
MACK CHASE SURVIVORS TRUST
4	PO BOX 960	ARTESIA	NM	88211	$225,844	Yes (X)
BANK OF AMERICA
10	3400 PAWTUCKET AVE	EAST PROVIDENCE	RI	02915	$12,500	Yes (X)
AIM
5	1230 FORTNA AVE	WOODLAND	CA	95776	$5,000	Yes (X)
WRITTEN IN RED
11	908 S 1ST	ARTESIA	NM	88210	$13,000	Yes (X)
STEVE SHELLEY GEORGE
6	PO BOX 434	ARTESIA	NM	88211	$5,000	Yes (X)

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	INDIRECT ACCOUNTING FEES	CategoryTxt
Amt	$24,599	Amt
Disbursements Charitable Prps	$24,599	DisbursementsCharitablePrpsAmt

Depreciation Schedule DepreciationSchedule

Depreciation Property DepreciationPropertyGrp (32 entries)

PropertyPropertyDesc	AcquiredAcquiredDt	Cost Or Other BasisCostOrOtherBasisAmt	Prior Year DepreciationPriorYearDepreciationAmt	Computation MethodComputationMethodTxt	LifeLifeRt	Current Year ExpenseCurrentYearExpenseAmt	Net Investment IncomeNetInvestmentIncomeAmt
OFFICE FURNITURE	2007-05-24	$1,267	$1,267	S/L	10.0000
OFFICE FURNITURE	2007-06-04	$1,082	$1,082	S/L	10.0000
OFFICE FURNITURE	2007-09-10	$446	$446	S/L	10.0000
OFFICE FURNITURE	2007-09-20	$3,780	$3,780	S/L	10.0000
OFFICE FURNITURE	2007-11-08	$714	$714	S/L	10.0000
OFFICE FURNITURE	2007-11-19	$143	$143	S/L	10.0000
OFFICE FURNITURE	2006-12-15	$4,734	$4,734	S/L	10.0000
COMPUTER EQUIPMENT	2007-07-10	$71	$71	S/L	5.0000
PRINTER	2006-12-15	$1,140	$1,140	S/L	5.0000
TELEPHONE EQUIPMENT	2006-12-15	$10,571	$10,571	S/L	5.0000
OFFICE FURNITURE	2008-01-10	$529	$529	S/L	10.0000
OFFICE FURNITURE	2008-02-06	$1,696	$1,696	S/L	10.0000
OFFICE FURNITURE - CARPET	2008-08-04	$406	$406	S/L	10.0000
COMPUTER EQUIPMENT	2008-10-14	$86	$86	S/L	5.0000
OFFICE EQUIPMENT	2008-11-12	$331	$331	S/L	7.0000
OFFICE FURNITURE	2008-11-12	$146	$146	S/L	10.0000
COMPUTER EQUIPMENT	2008-12-02	$64	$64	S/L	5.0000
COMPUTER EQUIPMENT	2008-12-11	$64	$64	S/L	5.0000
OFFICE FURNITURE	2010-02-28	$15,422	$15,422	S/L	5.0000
OFFICE FURNITURE	2011-05-18	$2,547	$2,547	S/L	5.0000
COMPUTER EQUIPMENT	2011-09-01	$2,161	$2,161	S/L	5.0000
COMPUTER EQUIPMENT	2012-05-14	$4,388	$4,388	S/L	5.0000
OFFICE FURNITURE	2012-05-18	$1,490	$1,490	S/L	5.0000
COMPUTER EQUIPMENT	2012-06-25	$3,324	$3,324	S/L	5.0000
OFFICE FURNITURE	2012-07-10	$1,525	$1,525	S/L	5.0000
OFFICE FURNITURE	2012-12-11	$401	$401	S/L	3.0000
LAND - MAIN STREET	2014-05-14	$55,000
BUILDING - MAIN (W/IMPRV)	2014-05-14	$878,905	$104,250	S/L	39.0000	$22,536	$22,536
OFFICE FURN (MAIN ST)	2014-06-01	$61,978	$28,406	S/L	10.0000	$6,198	$6,198
OFFICE EQUIP	2015-06-01	$6,394	$5,435	S/L	5.0000	$639	$639
COMPUTER EQUIPMENT	2017-11-08	$11,272	$4,847	200DB	5.0000	$2,570	$2,570
COMPUTER	2018-11-14	$1,845	$1,845	200DB	5.0000

Gain Loss Sale Other Assets Sch GainLossSaleOtherAssetsSch

Gain Loss Sale Other Asset GainLossSaleOtherAssetGrp

Field	Value	IRS element (for citing)
Asset	GAIN BAL ADJ	AssetDesc
Acquired	2018-01	AcquiredDt
How Acquired	PURCHASE	HowAcquiredTxt
Sold	2019-12	SoldDt
Gross Sales Price	$48	GrossSalesPriceAmt
Total Net	$48	TotalNetAmt

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (5 entries)

BondBondNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
MERRILL LYNCH - 7EG-04044 NEUBERGER	$1,042,129	$1,073,927
MERRILL LYNCH - LOOMIS SAYLES	$1,827,749	$1,824,571
GOLDMAN SACHS - GSAM: TAXABLE
GOLDMAN SACHS - CORP FIXED INC	$2,780,132	$2,883,897
GOLMAN SACHS - LONDON CO

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (8 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
MERRILL LYNCH - 7EG-02041 CXO OPTION	$6,611	$442,367
MERRILL LYNCH - 7EG-02042 PIA MNGED	$7,176,286	$9,494,264
MERRILL LYNCH - 7EG-02043 NJF INTL
MERRILL LYNCH - 7EG-02019 DIV PORT	$2,381,441	$2,916,278
GOLDMAN SACHS - BROKERAGE	$1,002,639	$1,002,683
GOLDMAN SACHS - ADVISORY BROK II	$3,692,129	$4,156,120
GOLDMAN SACHS - GANNETT WELSH	$431,158	$593,293
GOLDMAN SACHS - EAGLE DYNAMIC	$1,835,927	$2,235,031

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (18 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
ENCAP ENERGY IX	AT COST	$2,569,740	$2,569,740
TORTUGA WATER LLC	AT COST	$2,006,269	$2,006,269
ENCAP ENERGY CAPITAL FUND VII	AT COST	$1,083,828	$1,083,828
BP NATURAL GAS	AT COST	$2,518,639	$2,518,639
ENCAP ENERGY X	AT COST	$1,774,667	$1,774,667
PENNYBACKER IV	AT COST	$783,987	$783,987
ENCAP FLATROCK	AT COST	$694,143	$694,143
NGP NATURAL RESOURCES	AT COST	$346,288	$346,288
PENNY BACKER III	AT COST	$269,590	$269,590
MERRILL LYNCH - 7EG-02040 ALTERNATIV	AT COST
QSI HOLDINGS, L.P.	AT COST	$261,945	$261,945
SI 4343 INVESTOR LP	AT COST	$157,749	$157,749
SI SILICON BEACH HOTEL	AT COST	$162,544	$162,544
BP OFFSHORE HOLDINGS	AT COST	$2,805	$2,805
SI CELINA STORAGE LP	AT COST
WALKING WITH HERB	AT COST
QID NGL	AT COST	$9,533	$9,533
BP OFFSHORE HOLDING II	AT COST	$114,483	$114,483

Land Etc Schedule2 LandEtcSchedule2

Land Etc LandEtcGrp (2 entries)

Category Or ItemCategoryOrItemTxt	Cost Or Other BasisCostOrOtherBasisAmt	Accumulated DepreciationAccumulatedDepreciationAmt	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
BUILDINGS/FURN&FIX	$1,018,922	$235,254	$783,668	$1,018,922
LAND	$55,000		$55,000

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (26 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt
EXPENSES
ADVERTISING	$13,587	$13,587
AUTO EXPENSE	$7,497	$7,497
BANK FEE
COMMUNITY SERVICE PROGRAM	$3,868	$3,868
DONATIONS	$1,000	$1,000
DUES/SUBSCRIPTION	$1,873	$1,873
EMPLOYEE BENEFITS
EQUIPMENT LEASE	$3,220	$3,220
EVENT SPONSOR	$34,732	$34,732
GRADUATION INCENTIVE	$15,750	$15,750
INSURANCE	$2,685	$2,685
INVESTMENT/ADVISORY FEES	$153,159		$153,159
MACK SELECT TOURNEY	$37,383	$37,383
MARKETING
MISC.	$508	$508
NEW SCHOLAR ORIENTATION	$47,168	$47,168
OFFICE EXPENSE	$2,830	$2,830
POSTAGE	$3,050	$3,051
RECEPTIONS	$3,412	$3,412
REPAIRS & MAINTENANCE	$9,706	$9,706
SCHOLARSHIP MENTORING PROGRAM	$24,115	$24,115
SPONSORSHIP	$9,500	$9,500
STORAGE RENTAL	$836	$836
SUPPLY	$8,100	$8,100
WEB SITE EXPENSE	$8,983	$8,983

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail (22 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Adjusted Net IncomeAdjustedNetIncomeAmt
OTHER INVEST. INCOME/BROK/K1	$32,970	$32,970	$32,970
OTHER BROKERAGE DIV/INT BOOKS	$527	$527	$527
RENT	$3,900		$3,900
PASSTHROUGH INV INC(LOSS)	$190,925	$190,925	$190,925
PY PASSTHROUGH INCOME	$3,378,294	$3,378,294	$3,378,294
ENCAP ENERGY X	-$233,858		-$233,858
ENCAP ENERGY IX	-$266,751		-$266,751
ENCAP FLATROCK	-$175,099		-$175,099
SI SILICON BEACH	$1,934		$1,934
PENNYBACKER IV	-$19,235		-$19,235
PENNYBACKER V	-$7,389		-$7,389
NGP	$62,592		$62,592
BP NATURAL GAS PTNRS	-$6,030		-$6,030
PENNYBACKER III	$76,756		$76,756
PY UBTI ENCAP X	-$436,737		-$436,737
PY UBTI ENCAP IX	-$1,275,355		-$1,275,355
PY UBTI ENCAP FLATROCK	-$534,209		-$534,209
PY UBTI SILICON BEACH	-$16,880		-$16,880
PY UBTI PENNYBACKER IV	-$15,643		-$15,643
PY UBTI NGP	-$433,226		-$433,226
PY UBTI BP NAT GAS PTNR	-$644,460		-$644,460
PY PENNYBACKER III	-$21,784		-$21,784

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (4 entries)

CategoryCategoryTxt	AmtAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt	Net Investment IncomeNetInvestmentIncomeAmt
FOREIGN TAX
PROPERTY TAX	$11,136	$11,136
SECTION 4940	$20,000		$20,000
OTHER