ZYNE FAMILY FOUNDATION INC: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- ZYNE FAMILY FOUNDATION INC (EIN 20-8982601)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-07-15
- IRS object ID
- 202011979349100216
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-07-15T09:27:18-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 631238286 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HUNER & CYR PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 100 WILLIAMSBURG OFC PARK STE 200 | AddressLine1Txt |
| City | VESTAVIA HILLS | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 352163686 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 208982601 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ZYNE FAMILY FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ZYNE | BusinessNameControlTxt |
| Phone | 2052904667 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 104 OXMOOR RD SUITE 144 | AddressLine1Txt |
| City | BIRMINGHAM | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 35209 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HAROLD R STEPHENS | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 2052904667 | PhoneNum |
| Signature | 2020-07-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | SCOTT C HUNER CPA | PreparerPersonNm |
| PTIN | P00127181 | PTIN |
| Phone | 2058237723 | PhoneNum |
| Preparation | 2020-07-15 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 24.197.64.182 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-07-15 | IPDt |
| IP Tm | 09:27:21 | IPTm |
| IP Timezone | CD | IPTimezoneCd |
| Federal Original Submission Id | 6348592020196039ae67 | FederalOriginalSubmissionId |
| Federal Original Submission Id | 2020-07-14 | FederalOriginalSubmissionIdDt |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | CD710BF2D0E18A5BA8949268AECB7D9D7F4CED3C | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | DE5D5D7B0D52F955D0D11485BE2431CA52D9B5AA | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $15,870,989 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $12,502,023 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $520,221 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $492,258 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $13,021 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $13,474,119 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $13,021 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $13,035,265 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $505,279 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $97,500 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $19,234 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $0 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $705 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $0 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $7,010 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $0 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $28,330 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $152,779 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $0 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $0 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $463,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $463,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $615,779 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $0 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $463,000 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $12,419,486 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $505,279 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $470,486 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $5,679,615 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $5,679,615 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $85,543 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $209,344 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $209,344 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $1,364,094 | CorporateStockBOYAmt |
| Corporate Stock EOY | $5,622,733 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,622,733 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $449,233 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,809,539 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,809,539 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $31,160 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,549,758 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,549,758 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $2,400,516 | TotalAssetsBOYAmt |
| Total Assets EOY | $15,870,989 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $15,870,989 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,400,516 | RetainedEarningBOYAmt |
| Retained Earning EOY | $15,870,989 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $2,400,516 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $15,870,989 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $2,400,516 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $15,870,989 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $2,400,516 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $12,419,486 | ExcessRevenueOverExpensesAmt |
| Other Increases | $1,050,987 | OtherIncreasesAmt |
| Subtotal | $15,870,989 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $15,870,989 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (255 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | SoldSoldDt |
|---|---|---|---|---|---|---|---|
| MSIF ULTRA-SHORT INCOME A | P | $90,000 | $90,014 | -$14 | -$14 | ||
| GOLDMAN SACHS GROUP INC DEP SH | P | $6,238 | $7,411 | -$1,173 | -$1,173 | 2016-08-12 | 2019-01-22 |
| GOLDMAN SACHS GROUP INC DEP SH | P | $12,782 | $15,253 | -$2,471 | -$2,471 | 2016-08-12 | 2019-01-23 |
| ALBANY DOUGHERTY AUTH GA | D | $14,774 | $14,685 | $89 | $89 | 2015-12-03 | 2019-01-17 |
| GEORGIA ST HIGH ED FACS AUTH REV USG REAL | D | $5,011 | $5,634 | -$623 | -$623 | 2015-12-03 | 2019-01-17 |
| GEORGIA ST HIGH ED FACS AUTH REV USG REAL | D | $15,081 | $16,901 | -$1,820 | -$1,820 | 2015-12-03 | 2019-01-17 |
| HEALTH CARE AUTHORITY | D | $24,815 | $25,076 | -$261 | -$261 | 2015-12-03 | 2019-01-15 |
| PICKENS CNTY AL HOSPITAL ASSN SALES & USE TAX REV | D | $24,818 | $25,743 | -$925 | -$925 | 2015-12-03 | 2019-01-16 |
| DYNAGAS LNG PARTNERS LP SR NOTE 6.25% | D | $23,905 | $20,375 | $3,530 | $3,530 | 2015-12-03 | 2019-01-17 |
| EMBARQ CORP NOTE CPN 7.995% | D | $18,759 | $21,025 | -$2,266 | -$2,266 | 2015-12-03 | 2019-01-22 |
| ISHARES U S PREFERRED STOCK ETF | P | $35,154 | $38,732 | -$3,578 | -$3,578 | 2018-01-09 | 2019-01-18 |
| ALABAMA ECON SETTLMT AUTH BP REV SER A | D | $51,966 | $52,110 | -$144 | -$144 | 2019-01-15 | 2019-01-15 |
| ALABAMA ST BRD ED REV AL SOUTHERN CMTY CLLG AMBAC | D | $19,995 | $20,037 | -$42 | -$42 | 2019-01-15 | 2019-01-16 |
| ALABAMA ST BRD ED REV ENTRPRS ST CMNTY | D | $25,860 | $26,159 | -$299 | -$299 | 2019-01-15 | 2019-01-15 |
| ALABAMA ST PORT AUTH DOCKS FACS REV RFDG | D | $85,281 | $85,858 | -$577 | -$577 | 2019-01-15 | 2019-01-16 |
| ALBANY DOUGHERTY AUTH GA | D | $14,774 | $14,999 | -$225 | -$225 | 2019-01-15 | 2019-01-17 |
| ALBANY DOUGHERTY GA B/E 5% 07/01/31 | D | $24,768 | $25,013 | -$245 | -$245 | 2019-01-15 | 2019-01-15 |
| ALBANY DOUGHERTY GA PAYROLL DEV REV DARTON AGM | D | $52,048 | $52,283 | -$235 | -$235 | 2019-01-15 | 2019-01-15 |
| ALLSTATE CORP DEP SHS | D | $75,276 | $76,665 | -$1,389 | -$1,389 | 2019-01-15 | 2019-01-22 |
| AUBURN AL INDL DEV BRD | D | $20,020 | $20,010 | $10 | $10 | 2019-01-15 | 2019-01-17 |
| BIRMINGHAM AL ARPT AUTH REV AGM | D | $103,604 | $103,964 | -$360 | -$360 | 2019-01-15 | 2019-01-15 |
| BIRMINGHAM AL SPL CARE FACS FING AUTH HC | D | $55,215 | $56,191 | -$976 | -$976 | 2019-01-15 | 2019-01-16 |
| BIRMINGHAM STHRN CLLG AL PRIV EDL | D | $9,796 | $9,976 | -$180 | -$180 | 2019-01-15 | 2019-01-17 |
| CALAMOS STRATEGIC TOTAL RETURN FD | D | $16,493 | $17,115 | -$622 | -$622 | 2019-01-15 | 2019-01-15 |
| CARLYLE GROUP LTD | D | $17,387 | $17,650 | -$263 | -$263 | 2019-01-15 | 2019-01-15 |
| CHATOM AL A INDL DEV BRD GULF | D | $25,789 | $25,918 | -$129 | -$129 | 2019-01-15 | 2019-01-16 |
| CHATOM AL INDL DEV BRD GULF OP | D | $30,346 | $30,461 | -$115 | -$115 | 2019-01-15 | 2019-01-16 |
| CITIGROUP INC DEPOSITARY SHS PFD SER L | D | $76,104 | $76,140 | -$36 | -$36 | 2019-01-15 | 2019-01-15 |
| COBB CNTY GA KENNESTONE HSP AUTH REV ANTIC | D | $46,363 | $46,922 | -$559 | -$559 | 2019-01-15 | 2019-01-15 |
| COHEN & STEERS INFRASTRUCTURE FUND | D | $65,582 | $65,640 | -$58 | -$58 | 2019-01-15 | 2019-01-23 |
| COURTLAND AL, INDL DEV BRD 6.25% DUE 11/01/33 | D | $45,900 | $46,337 | -$437 | -$437 | 2019-01-15 | 2019-01-17 |
| CULLMAN CNTY AL PBA BLDG REV WTS DHR PROJ ASRD GTY B/E | D | $19,901 | $20,037 | -$136 | -$136 | 2019-01-15 | 2019-01-16 |
| DEKALB CNTY GA WTR & SWR REV SER A B/E PTC | D | $53,745 | $53,983 | -$238 | -$238 | 2019-01-15 | 2019-01-15 |
| DEKALB CNTY NEWTON CNTY GWINNETT CNTY GA JT DEV AUTH REV | D | $20,191 | $20,342 | -$151 | -$151 | 2019-01-15 | 2019-01-16 |
| DEKALB CNTY NEWTON CNTY GWINNETT GA JT DV | D | $20,150 | $20,297 | -$147 | -$147 | 2019-01-15 | 2019-01-16 |
| DEKALB CNTY NEWTON CNTY GWINNETT GA JT DV | D | $50,543 | $50,884 | -$341 | -$341 | 2019-01-15 | 2019-01-15 |
| DEKALB PVT HOSP AUTH GA REV ANTIC CTF CHILDRENS HC | D | $25,422 | $25,644 | -$222 | -$222 | 2019-01-15 | 2019-01-16 |
| DOLLAR GENERAL CORP NEW | D | $112,284 | $112,170 | $114 | $114 | 2019-01-15 | 2019-01-18 |
| DOWDUPONT INC | D | $71,512 | $70,523 | $989 | $989 | 2019-01-15 | 2019-01-17 |
| DUKE ENERGY CORP NEW | D | $44,174 | $42,570 | $1,604 | $1,604 | 2019-01-15 | 2019-03-01 |
| DYNAGAS LNG PARTNERS LP SR NOTE 6.25% | D | $47,809 | $48,000 | -$191 | -$191 | 2019-01-15 | 2019-01-17 |
| EATON VANCE TAX MANAGED DIVERSIFIED EQUITY | D | $26,958 | $27,275 | -$317 | -$317 | 2019-01-15 | 2019-01-17 |
| ELBA AL WTS DB AGM B/Q B/E | D | $26,545 | $26,868 | -$323 | -$323 | 2019-01-15 | 2019-01-15 |
| EMBARQ CORP NOTE CPN 7.995% | D | $18,759 | $18,800 | -$41 | -$41 | 2019-01-15 | 2019-01-22 |
| EMERSON ELECTRIC COMPANY | D | $93,108 | $92,280 | $828 | $828 | 2019-01-15 | 2019-01-22 |
| ETOWAH GADSDEN HC ATH AL REV CNTY | D | $39,788 | $40,060 | -$272 | -$272 | 2019-01-15 | 2019-01-15 |
| EXXON MOBIL | D | $72,052 | $71,670 | $382 | $382 | 2019-01-15 | 2019-01-18 |
| FULTON CNTY GA DEV AUTH REV RFDG B/E | D | $50,760 | $51,243 | -$483 | -$483 | 2019-01-15 | 2019-01-15 |
| FULTON CNTY GA DEV AUTH RFDG TUFF ATLANTA | D | $26,102 | $26,071 | $31 | $31 | 2019-01-15 | 2019-01-17 |
| GABELLI CONVERTIBLE & INCOME SECURITIES FUND INC | D | $9,211 | $9,600 | -$389 | -$389 | 2019-01-15 | 2019-01-15 |
| GABELLI DIVIDEND & INCOME TRUST | D | $59,338 | $58,770 | $568 | $568 | 2019-01-15 | 2019-01-23 |
| GABELLI EQUITY TRUST INC | D | $22,237 | $22,320 | -$83 | -$83 | 2019-01-15 | 2019-01-17 |
| GAINESVILLE&HALL CNTY GA HSP ATH ANTIC CTF | D | $20,414 | $20,614 | -$200 | -$200 | 2019-01-15 | 2019-01-17 |
| GAINESVILLE&HALL CNTY GA HSP ATH ANTIC CTF | D | $4,986 | $5,106 | -$120 | -$120 | 2019-01-15 | 2019-01-17 |
| GEORGIA LOC GOVT CTF PARTN GRANTOR TR | D | $24,983 | $25,724 | -$741 | -$741 | 2019-01-15 | 2019-01-17 |
| GEORGIA ST HIGH ED FACS AUTH REV USG REAL ESTATE | D | $5,009 | $5,075 | -$66 | -$66 | 2019-01-15 | 2019-01-17 |
| GEORGIA ST HIGH ED FACS AUTH REV USG REAL ESTATE | D | $10,062 | $10,155 | -$93 | -$93 | 2019-01-15 | 2019-01-17 |
| GEORGIA ST HIGH ED FACS AUTH REV USG REAL ESTATE | D | $20,105 | $20,281 | -$176 | -$176 | 2019-01-15 | 2019-01-17 |
| GEORGIA ST HIGH ED FACS AUTH REV USG REAL ESTATE | D | $15,081 | $15,218 | -$137 | -$137 | 2019-01-15 | 2019-01-17 |
| GOLDMAN SACHS GROUP INC DEP SH | D | $38,155 | $38,340 | -$185 | -$185 | 2019-01-15 | 2019-01-22 |
| HANCOCK JOHN PREFERRED INCOME FUND | D | $79,527 | $79,800 | -$273 | -$273 | 2019-01-15 | 2019-01-23 |
| HCI GRP INC SR NOTE CONV | D | $49,620 | $49,435 | $185 | $185 | 2019-01-15 | 2019-01-17 |
| HELMERICH & PAYNE INC | D | $53,921 | $53,390 | $531 | $531 | 2019-01-15 | 2019-03-01 |
| HOLLYFRONTIER CORP | D | $54,082 | $52,860 | $1,222 | $1,222 | 2019-01-15 | 2019-01-22 |
| INTERNATIONAL PAPER COMPANY | D | $91,336 | $89,420 | $1,916 | $1,916 | 2019-01-15 | 2019-01-23 |
| ISHARES U S PREFERRED STOCK ETF | P | $35,154 | $38,591 | -$3,437 | -$3,437 | 2018-01-22 | 2019-01-18 |
| KINDER MORGAN INC DE | D | $44,324 | $43,300 | $1,024 | $1,024 | 2019-01-15 | 2019-01-18 |
| KRAFT HEINZ CO | D | $64,287 | $93,820 | -$29,533 | -$29,533 | 2019-01-15 | 2019-02-27 |
| LAS VEGAS SANDS CORP | D | $85,167 | $84,900 | $267 | $267 | 2019-01-15 | 2019-01-23 |
| LEGG MASON GLOBAL ASSET | D | $25,470 | $26,030 | -$560 | -$560 | 2019-01-15 | 2019-01-17 |
| LEGG MASON LOW VOLATILITY HIGH | D | $58,580 | $59,240 | -$660 | -$660 | 2019-01-15 | 2019-01-17 |
| MICROSOFT CORP | D | $105,586 | $105,010 | $576 | $576 | 2019-01-15 | 2019-01-22 |
| MONMOUTH REAL ESTATE INVESTMENT CORP | D | $25,985 | $25,640 | $345 | $345 | 2019-01-15 | 2019-01-17 |
| NUCORE CORP | D | $57,749 | $55,880 | $1,869 | $1,869 | 2019-01-15 | 2019-01-18 |
| NUCORE CORP | D | $56,965 | $55,880 | $1,085 | $1,085 | 2019-01-15 | 2019-01-23 |
| NUCORE CORP | D | $56,793 | $55,880 | $913 | $913 | 2019-01-15 | 2019-04-11 |
| NUCORE CORP | D | $57,988 | $55,880 | $2,108 | $2,108 | 2019-01-15 | 2019-04-23 |
| ONEOK INC NEW | D | $121,651 | $121,920 | -$269 | -$269 | 2019-01-15 | 2019-01-17 |
| ONEOK INC NEW | D | $92,747 | $91,440 | $1,307 | $1,307 | 2019-01-15 | 2019-01-23 |
| PHENIX CITY AL INDL DEV BRD ENVMNTL | D | $97,746 | $98,766 | -$1,020 | -$1,020 | 2019-01-15 | 2019-01-16 |
| PHILLIPS 66 | D | $184,612 | $184,900 | -$288 | -$288 | 2019-01-15 | 2019-01-23 |
| PICKENS CNTY AL HOSPITAL ASSN SALES & USE TAX REV | D | $49,637 | $50,307 | -$670 | -$670 | 2019-01-15 | 2019-01-16 |
| PORTFOLIO RECOVERY ASSOC INC SR NOTE CONV | D | $46,495 | $47,221 | -$726 | -$726 | 2019-01-15 | 2019-01-17 |
| PRATTVILLE AL INDL DEV BOARD ENVMNTL IMPT | D | $71,395 | $72,079 | -$684 | -$684 | 2019-01-15 | 2019-01-17 |
| PRIVATE CLLGS & UNIVS AUTH GA 5.25% 10/01/30 | D | $52,737 | $53,426 | -$689 | -$689 | 2019-01-15 | 2019-01-17 |
| PROASSURANCE CORP | D | $60,915 | $61,470 | -$555 | -$555 | 2019-01-15 | 2019-02-27 |
| SAVANNAH GA HOSP REV RFDG ST | D | $33,452 | $33,989 | -$537 | -$537 | 2019-01-15 | 2019-01-15 |
| SHELBY CNTY AL RFDG WTS B/E PTC | D | $22,671 | $22,867 | -$196 | -$196 | 2019-01-15 | 2019-01-17 |
| SOUTH ALABAMA GAS DIST REV B/E B/Q | D | $37,589 | $37,947 | -$358 | -$358 | 2019-01-15 | 2019-01-17 |
| SOUTHERN COMPANY | D | $116,446 | $116,975 | -$529 | -$529 | 2019-01-15 | 2019-01-17 |
| SOUTHERN COMPANY | D | $93,666 | $93,580 | $86 | $86 | 2019-01-15 | 2019-01-23 |
| SUNTRUST BANKS INC | D | $60,197 | $55,990 | $4,207 | $4,207 | 2019-01-15 | 2019-01-18 |
| TCG BDC INC | D | $28,959 | $29,000 | -$41 | -$41 | 2019-01-15 | 2019-01-18 |
| TEKLA LIFE SCIENCES INVS | D | $34,824 | $34,800 | $24 | $24 | 2019-01-15 | 2019-01-18 |
| TROY AL INDL DEV BRD REV GOLDEN BOY PJ | D | $19,885 | $20,020 | -$135 | -$135 | 2019-01-15 | 2019-01-17 |
| U S BANCORP DE DEPOSITARY SHS REPSTG | D | $77,011 | $77,720 | -$709 | -$709 | 2019-01-15 | 2019-01-18 |
| UAB MEDICINE FIN AUTH AL REV SER B | D | $113,992 | $115,374 | -$1,382 | -$1,382 | 2019-01-15 | 2019-01-16 |
| UAB MEDICINE FIN AUTH AL REV SER B | D | $48,476 | $48,748 | -$272 | -$272 | 2019-01-15 | 2019-01-15 |
| UAB MEDICINE FIN AUTH AL REV SER B | D | $83,717 | $84,986 | -$1,269 | -$1,269 | 2019-01-15 | 2019-01-16 |
| UAB MEDICINE FIN AUTH AL REV SER B | D | $82,100 | $82,995 | -$895 | -$895 | 2019-01-15 | 2019-01-16 |
| UNITED STATES STEEL CORP NEW | D | $43,803 | $50,475 | -$6,672 | -$6,672 | 2019-01-15 | 2019-04-09 |
| UNITED TECHNOLOGIES CORP | D | $125,025 | $111,060 | $13,965 | $13,965 | 2019-01-15 | 2019-02-21 |
| UNIVERSITY AL GENL REV BIRMINGHAM SER B BABS | D | $77,038 | $77,510 | -$472 | -$472 | 2019-01-15 | 2019-01-16 |
| VERIZON COMMUNICATIONS, INC | D | $56,783 | $58,100 | -$1,317 | -$1,317 | 2019-01-15 | 2019-01-22 |
| VICTORY CEMP US EQ INCOME | D | $127,437 | $128,340 | -$903 | -$903 | 2019-01-15 | 2019-01-17 |
| WALKER CNTY AL WTS B/E CPN 3.000% | D | $66,774 | $67,918 | -$1,144 | -$1,144 | 2019-01-15 | 2019-01-17 |
| WARREN CNTY MS GULF OPPTY ZONE | D | $30,886 | $31,243 | -$357 | -$357 | 2019-01-15 | 2019-01-16 |
| WARREN CNTY MS GULF OPPTY ZONE INTO PAPER PJ | D | $53,417 | $53,757 | -$340 | -$340 | 2019-01-15 | 2019-01-16 |
| WASTE MANAGEMENT INC DEL | D | $47,122 | $46,890 | $232 | $232 | 2019-01-15 | 2019-01-23 |
| WELLS FARGO & COMPANY DEP SHS | D | $50,634 | $50,860 | -$226 | -$226 | 2019-01-15 | 2019-01-22 |
| XPO LOGISTICS INC | D | $62,533 | $60,310 | $2,223 | $2,223 | 2019-01-15 | 2019-01-22 |
| AMERICAN EXPRESS CO | P | $9,036 | $8,324 | $712 | $712 | 2018-06-04 | 2019-02-15 |
| ANALOG DEVICES INC | P | $8,058 | $9,121 | -$1,063 | -$1,063 | 2018-06-04 | 2019-01-15 |
| FACEBOOK INC CL A | P | $7,237 | $9,775 | -$2,538 | -$2,538 | 2018-06-04 | 2019-01-08 |
| INGREDION INC | P | $5,715 | $6,582 | -$867 | -$867 | 2018-06-04 | 2019-01-15 |
| NUCOR CORP | P | $7,674 | $8,536 | -$862 | -$862 | 2018-06-04 | 2019-02-15 |
| PPL CORP | P | $9,703 | $8,054 | $1,649 | $1,649 | 2018-06-04 | 2019-03-15 |
| WYNDHAM DESTINATIONS INC | P | $7,133 | $8,449 | -$1,316 | -$1,316 | 2018-06-15 | 2019-03-15 |
| ISHARES MSCI EAFE ETF | P | $49,574 | $59,654 | -$10,080 | -$10,080 | 2018-06-04 | 2019-01-02 |
| ISHARES RUSSELL 2000 ETF | P | $52,529 | $64,007 | -$11,478 | -$11,478 | 2018-06-04 | 2019-01-02 |
| PROSHARES SHORT S&P 500 NEW ETF | P | $187,269 | $203,532 | -$16,263 | -$16,263 | 2019-01-02 | 2019-02-04 |
| SPDR S&P 500 ETF | P | $56,465 | $62,062 | -$5,597 | -$5,597 | 2018-06-04 | 2019-01-02 |
| VANGUARD FTSE EMERGING MARKETS ETF | P | $50,086 | $59,637 | -$9,551 | -$9,551 | 2018-06-04 | 2019-01-02 |
| ANHEUSER BUSCH INBEV SA/NV | P | $4,331 | $4,725 | -$394 | -$394 | 2018-06-04 | 2019-04-17 |
| BOEING CO | P | $5,471 | $5,065 | $406 | $406 | 2018-06-04 | 2019-04-01 |
| FORTUNE BRANDS HOME & SECURITY INC | P | $7,302 | $8,316 | -$1,014 | -$1,014 | 2018-09-17 | 2019-04-17 |
| MASTERCARD INC CL A | P | $7,876 | $6,452 | $1,424 | $1,424 | 2018-06-04 | 2019-04-01 |
| NIKE INC CL B | P | $5,528 | $4,741 | $787 | $787 | 2018-06-04 | 2019-04-01 |
| PAYPAL HOLDINGS INC | P | $6,223 | $4,903 | $1,320 | $1,320 | 2018-06-04 | 2019-04-01 |
| PHILIP MORRIS INTL INC | P | $4,275 | $3,930 | $345 | $345 | 2018-06-04 | 2019-04-17 |
| SUN LIFE FINANCIAL INC | P | $8,093 | $8,266 | -$173 | -$173 | 2018-06-04 | 2019-04-17 |
| ABB LTD | P | $7,416 | $9,283 | -$1,867 | -$1,867 | 2018-06-04 | 2019-08-01 |
| BAYER AG SPON ADR | P | $5,488 | $10,149 | -$4,661 | -$4,661 | 2018-06-11 | 2019-08-01 |
| COGNIZANT TECH SOLUTIONS CL A | P | $7,751 | $9,101 | -$1,350 | -$1,350 | 2018-06-04 | 2019-08-01 |
| ESTEE LAUDER CO INC CL A | P | $12,333 | $10,036 | $2,297 | $2,297 | 2018-06-04 | 2019-08-01 |
| SKYWORKS SOLUTIONS INC | P | $6,828 | $8,332 | -$1,504 | -$1,504 | 2018-06-04 | 2019-08-01 |
| SS&C TECNHOLOGIES HLDGS INC | P | $8,497 | $9,277 | -$780 | -$780 | 2018-06-04 | 2019-08-01 |
| TD AMERITRADE HOLDING CORP | P | $5,963 | $9,022 | -$3,059 | -$3,059 | 2018-07-13 | 2019-10-15 |
| CIE FINANCIERE RICHEMONT | P | $4,228 | $4,006 | $222 | $222 | 2019-04-17 | 2019-06-12 |
| CSX CORP | D | $139,037 | $130,220 | $8,817 | $8,817 | 2019-01-15 | 2019-10-15 |
| DOMINION ENERGY INC | P | $7,709 | $7,839 | -$130 | -$130 | 2019-03-15 | 2019-06-12 |
| EVERCORE INC CLASS A | P | $7,680 | $7,881 | -$201 | -$201 | 2019-02-15 | 2019-06-12 |
| HEINEKEN HOLDING NV-SPN ADR | P | $3,977 | $3,858 | $119 | $119 | 2019-04-17 | 2019-06-12 |
| HELMERICH & PAYNE INC | D | $92,314 | $106,780 | -$14,466 | -$14,466 | 2019-01-15 | 2019-08-01 |
| ONE GAS INC | D | $180,151 | $154,720 | $25,431 | $25,431 | 2019-01-15 | 2019-06-12 |
| PROASSURANCE CORP | D | $76,203 | $81,960 | -$5,757 | -$5,757 | 2019-01-15 | 2019-06-12 |
| ROYAL CARIMMEAN CRUISES LTD | P | $10,222 | $8,957 | $1,265 | $1,265 | 2018-07-13 | 2019-06-12 |
| ISHARES RUSSELL 2000 ETF (IWM) | P | $57,775 | $57,889 | -$114 | -$114 | 2019-04-01 | 2019-08-01 |
| ROYCE VALUE TRUST INC | D | $13 | $14 | -$1 | -$1 | 2019-01-15 | 2019-06-24 |
| ROYCE VALUE TRUST INC | D | $9 | $9 | $0 | $0 | 2019-01-15 | 2019-09-26 |
| ROYCE VALUE TRUST INC | D | $9 | $9 | $0 | $0 | 2019-01-15 | 2019-09-26 |
| TEKLA HEALTHCARE OPPTYS FD | D | $52,438 | $51,900 | $538 | $538 | 2019-01-15 | 2019-01-15 |
| VANGUARD FTSE EMERGING MARKETS ETF | P | $55,270 | $58,242 | -$2,972 | -$2,972 | 2019-04-01 | 2019-08-01 |
| BANK OF AMERICA | P | $26,178 | $27,110 | -$932 | -$932 | 2017-12-11 | 2019-08-05 |
| CALLON PETROLEUM COMPANY | P | $50,000 | $52,430 | -$2,430 | -$2,430 | 2017-12-11 | 2019-07-18 |
| FIFTH THIRD BANCORP DEP SHS | P | $44,815 | $44,400 | $415 | $415 | 2018-07-16 | 2019-08-07 |
| FIFTH THIRD BANCORP DEP SHS | P | $11,204 | $11,077 | $127 | $127 | 2018-07-16 | 2019-08-07 |
| HUNTINGTON BANCSHARES INC DEP SHS | P | $1,054 | $1,017 | $37 | $37 | 2016-03-17 | 2019-08-12 |
| HUNTINGTON BANCSHARES INC DEP SHS | P | $25,340 | $24,469 | $871 | $871 | 2016-03-17 | 2019-08-13 |
| IBERIABANK CORP DEP SHS REPSTG 1/400TH INT | P | $27,166 | $25,695 | $1,471 | $1,471 | 2016-04-18 | 2019-07-23 |
| JP MORGAN CHASE & COMPANY | P | $52,125 | $52,005 | $120 | $120 | 2018-02-02 | 2019-08-05 |
| M&T BANK CORP CUML PERPETUAL PFD SER A | P | $25,682 | $26,005 | -$323 | -$323 | 2017-08-09 | 2019-07-23 |
| M&T BANK CORP CUML PERPETUAL PFD SER A | P | $51,364 | $51,555 | -$191 | -$191 | 2017-12-08 | 2019-07-23 |
| M&T BANK CORP CUML PERPETUAL PFD SER C | P | $25,701 | $25,930 | -$229 | -$229 | 2018-01-23 | 2019-07-23 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | P | $26,308 | $26,055 | $253 | $253 | 2017-08-18 | 2019-08-29 |
| ARES CAPITAL CORP | P | $36,362 | $32,500 | $3,862 | $3,862 | 2018-01-31 | 2019-07-23 |
| ISHARES 20+ YR TREASU BOND ETF (TLT) | P | $17,377 | $15,947 | $1,430 | $1,430 | 2018-06-04 | 2019-06-11 |
| ISHARES 3-7 YR TREASURY BD ETF (IEI) | P | $6,863 | $6,575 | $288 | $288 | 2018-06-04 | 2019-06-11 |
| ISHARES 7-10 YR TREASRY BD ETF (IEF) | P | $10,003 | $9,362 | $641 | $641 | 2018-06-04 | 2019-06-11 |
| ISHARES BARCLAYS 1-3 YR TSY BD (SHY) | P | $7,265 | $7,160 | $105 | $105 | 2018-06-04 | 2019-06-11 |
| ISHARES IBOXX INVEST GR COP BD (LQD) | P | $23,646 | $22,402 | $1,244 | $1,244 | 2018-06-04 | 2019-06-11 |
| ISHAERS INTERM-TERM COR BD ETF (IGIB) | P | $27,066 | $25,693 | $1,373 | $1,373 | 2018-06-04 | 2019-06-11 |
| ISHARES LONG-TERM CORP BND ETF (IGLB) | P | $9,788 | $9,263 | $525 | $525 | 2018-06-04 | 2019-06-11 |
| ISHARES MBS ETF (MBB) | P | $67,692 | $65,693 | $1,999 | $1,999 | 2018-06-04 | 2019-06-11 |
| ISHARES SHORT TREASURY BD ETF (SHV) | P | $14,695 | $14,667 | $28 | $28 | 2018-06-04 | 2019-06-11 |
| ISHARES SHORT-TERM COR BND ETF (IGSB) | P | $31,347 | $30,611 | $736 | $736 | 2018-06-04 | 2019-06-11 |
| NUSTAR LOGISTCIS LP | P | $25,583 | $25,200 | $383 | $383 | 2017-12-11 | 2019-07-23 |
| HANCOCK HOLDING COMPANY | P | $52,066 | $52,305 | -$239 | -$239 | 2018-01-04 | 2019-08-28 |
| HANCOCK HOLDING COMPANY | P | $17,130 | $16,318 | $812 | $812 | 2018-01-04 | 2019-08-28 |
| TORCHMARK CORP JR SUB DEBENTURE | P | $9,093 | $10,695 | -$1,602 | -$1,602 | 2016-04-07 | 2019-08-13 |
| WESTERN ALLIANCE BANCORP | P | $2,044 | $1,964 | $80 | $80 | 2016-06-22 | 2019-08-13 |
| UNITED STATES CELL CORP 6.95% | D | $25,549 | $25,380 | $169 | $169 | 2015-12-03 | 2019-07-23 |
| ENCOMPASS HEALTH CORP | P | $25,439 | $25,168 | $271 | $271 | 2016-08-26 | 2019-06-25 |
| ENERGEN CORP SENIOR NOTE 4.625% | D | $25,423 | $24,121 | $1,302 | $1,302 | 2015-12-03 | 2019-06-25 |
| BANK OF AMERICA | P | $104,712 | $102,800 | $1,912 | $1,912 | 2019-01-15 | 2019-08-05 |
| BECTON DICKINSON & CO DEP SHS REPSTG | D | $61,629 | $58,180 | $3,449 | $3,449 | 2019-01-15 | 2019-07-23 |
| CALLON PETROLEUM COMPANY | D | $100,000 | $102,909 | -$2,909 | -$2,909 | 2019-01-15 | 2019-07-18 |
| CAPITAL ONE FINANCIAL CORP | D | $51,079 | $50,762 | $317 | $317 | 2019-01-15 | 2019-08-07 |
| DEUTSCHE BANK CONTINGENT CAPITAL TRUST V 8.05% PERPTL PFD | D | $25,215 | $25,177 | $38 | $38 | 2019-01-15 | 2019-07-23 |
| FEDL AGRIC MTG CORP | D | $51,885 | $50,020 | $1,865 | $1,865 | 2019-01-15 | 2019-07-23 |
| FIRST HORIZON NATL CORP PFD REPSTG | D | $14,056 | $13,480 | $576 | $576 | 2019-01-15 | 2019-08-13 |
| FIRST HORIZON NATL CORP PFD REPSTG | D | $12,180 | $11,670 | $510 | $510 | 2019-01-15 | 2019-08-14 |
| HUNTINGTON BANCSHARES INC DEP SHS | D | $26,396 | $25,489 | $907 | $907 | 2019-01-15 | 2019-08-13 |
| IBERIABANK CORP DEP SHS REPSTG 1/400TH INT | D | $81,498 | $81,090 | $408 | $408 | 2019-01-15 | 2019-07-23 |
| JP MORGAN CHASE & COMPANY | D | $78,188 | $77,520 | $668 | $668 | 2019-01-15 | 2019-08-05 |
| KKR & COMPANY INC SER A PFD | D | $26,803 | $26,020 | $783 | $783 | 2019-01-15 | 2019-08-14 |
| M&T BANK CORP CUML PERPETUAL PFD SER A | D | $102,727 | $100,556 | $2,171 | $2,171 | 2019-01-15 | 2019-07-23 |
| M&T BANK CORP CUML PERPETUAL PFD SER C | D | $25,701 | $25,250 | $451 | $451 | 2019-01-15 | 2019-07-23 |
| PNC FINL SVCS GRP INC | D | $67,588 | $65,400 | $2,188 | $2,188 | 2019-01-15 | 2019-08-05 |
| REGIONS FINANCIAL CORP DEP SHS 6.375% | D | $11,901 | $11,783 | $118 | $118 | 2019-01-15 | 2019-08-12 |
| REGIONS FINANCIAL CORP DEP SHS 6.375% | D | $91,004 | $90,013 | $991 | $991 | 2019-01-15 | 2019-08-13 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | D | $12,050 | $11,554 | $496 | $496 | 2019-01-15 | 2019-08-12 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | D | $15,603 | $14,940 | $663 | $663 | 2019-01-15 | 2019-08-13 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | D | $24,381 | $23,306 | $1,075 | $1,075 | 2019-01-15 | 2019-08-14 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | D | $13,467 | $12,873 | $594 | $594 | 2019-01-15 | 2019-08-14 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | D | $2,633 | $2,490 | $143 | $143 | 2019-01-15 | 2019-08-28 |
| TEXAS CAPITAL BANCSHARES INC NON CUM | D | $10,076 | $9,537 | $539 | $539 | 2019-01-15 | 2019-08-28 |
| ARES CAPITAL CORP | D | $54,543 | $49,020 | $5,523 | $5,523 | 2019-01-15 | 2019-07-23 |
| DOUBLELINE INCOME SOLUTIONS FUND | D | $80,963 | $74,800 | $6,163 | $6,163 | 2019-01-15 | 2019-06-11 |
| ISHARES BARCLAYS 1-3 YR TSY BD (SHY) | D | $14,192 | $13,983 | $209 | $209 | 2018-08-13 | 2019-06-11 |
| ISHARES LONG-TERM CORP BND ETF (IGLB) | P | $2,770 | $2,628 | $142 | $142 | 2018-08-13 | 2019-06-11 |
| ISHARES MBS ETF (MBB) | P | $428 | $416 | $12 | $12 | 2018-08-13 | 2019-06-11 |
| ISHARES SHORT TREASURY BD ETF (SHV) | P | $5,856 | $5,849 | $7 | $7 | 2018-08-13 | 2019-06-11 |
| ISHARES TIPS BOND ETF (TIP) | P | $12,705 | $12,410 | $295 | $295 | 2018-08-13 | 2019-06-11 |
| CHILTON CNTY AL HC AUTH LTD | D | $51,740 | $44,579 | $7,161 | $7,161 | 2019-01-15 | 2019-08-30 |
| CHILTON CNTY AL HC AUTH LTD | D | $86,300 | $65,764 | $20,536 | $20,536 | 2019-01-15 | 2019-08-30 |
| JPMORGAN CHASE & CO DEP SHS REPSTG | D | $50,187 | $49,214 | $973 | $973 | 2019-01-15 | 2019-08-07 |
| SHELL INTERNATIONAL FINANCE BV | P | $58,000 | $58,210 | -$210 | -$210 | 2019-06-20 | 2019-09-23 |
| NBCUNIVERSAL MEDIA LLC | P | $58,138 | $58,290 | -$152 | -$152 | 2019-07-19 | 2019-09-03 |
| MGM RESPORTS INTERNATIONAL | P | $70,735 | $70,648 | $87 | $87 | 2019-06-20 | 2019-12-18 |
| VERIZON COMMUNICATIONS INC | P | $10,148 | $10,163 | -$15 | -$15 | 2019-06-20 | 2019-08-09 |
| VERIZON COMMUNICATIONS INC | P | $15,222 | $15,248 | -$26 | -$26 | 2019-07-19 | 2019-08-09 |
| VERIZON COMMUNICATIONS INC | P | $15,222 | $15,244 | -$22 | -$22 | 2019-07-24 | 2019-08-09 |
| VERIZON COMMUNICATIONS INC | P | $5,074 | $5,079 | -$5 | -$5 | 2019-08-06 | 2019-08-09 |
| TIAA FSB HOLDINGS INC | D | $77,699 | $78,516 | -$817 | -$817 | 2019-01-15 | 2019-08-15 |
| NEWELL BRANDS INC | P | $10,313 | $9,949 | $364 | $364 | 2019-06-20 | 2019-08-15 |
| NEWELL BRANDS INC | P | $15,469 | $15,013 | $456 | $456 | 2019-07-19 | 2019-08-15 |
| NEWELL BRANDS INC | P | $15,469 | $15,068 | $401 | $401 | 2019-07-24 | 2019-08-15 |
| NEWELL BRANDS INC | P | $5,156 | $5,124 | $32 | $32 | 2019-08-08 | 2019-08-15 |
| NEWELL BRANDS INC | P | $71,680 | $72,380 | -$700 | -$700 | 2019-10-01 | 2019-11-20 |
| RENASANT CORP SUB NOTE FXD/VAR | D | $102,000 | $100,613 | $1,387 | $1,387 | 2019-01-15 | 2019-08-14 |
| EL PASO ENERGY CAP PFD | D | $101,847 | $90,329 | $11,518 | $11,518 | 2019-01-15 | 2019-07-23 |
| GMAC CAPITAL TR I GTD TR PFD | D | $26,124 | $25,570 | $554 | $554 | 2019-01-15 | 2019-08-13 |
| TEXAS CAPITAL BANCSHARES INC SUB NOTE | D | $25,854 | $25,230 | $624 | $624 | 2019-01-15 | 2019-08-14 |
| NUSTAR LOGISTCIS LP | D | $25,583 | $24,750 | $833 | $833 | 2019-01-15 | 2019-07-23 |
| HANCOCK HOLDING COMPANY | D | $34,572 | $33,281 | $1,291 | $1,291 | 2019-01-15 | 2019-08-29 |
| TORCHMARK CORP JR SUB DEBENTURE | P | $6,505 | $7,650 | -$1,145 | -$1,145 | 2018-09-27 | 2019-08-14 |
| TORCHMARK CORP JR SUB DEBENTURE | D | $115,861 | $111,395 | $4,466 | $4,466 | 2019-01-15 | 2019-08-28 |
| WESTERN ALLIANCE BANCORP | D | $77,002 | $73,741 | $3,261 | $3,261 | 2019-01-15 | 2019-08-28 |
| UNITED STATES CELL CORP 6.95% | D | $25,549 | $24,140 | $1,409 | $1,409 | 2019-01-15 | 2019-07-23 |
| SOUTHERN COMPANY SER 2015A JR SUB NOTE | D | $103,746 | $103,160 | $586 | $586 | 2019-01-15 | 2019-08-05 |
| WESTERN ASSET SHT TERM BOND I | P | $326,163 | $325,327 | $836 | $836 | 2019-06-19 | 2019-06-25 |
| BANC CALIFORNIA INC SR NOTE | D | $50,529 | $49,759 | $770 | $770 | 2019-01-15 | 2019-06-25 |
| BANK OF OZARKS INC | D | $101,063 | $101,772 | -$709 | -$709 | 2019-01-15 | 2019-06-25 |
| ENCOMPASS HEALTH CORP | D | $101,757 | $100,671 | $1,086 | $1,086 | 2019-01-15 | 2019-06-25 |
| ENERGEN CORP SENIOR NOTE 4.625% | D | $50,847 | $48,242 | $2,605 | $2,605 | 2019-01-15 | 2019-06-25 |
| FRANKLIN FINL NETWORK INC SUB NOTE | D | $102,230 | $102,675 | -$445 | -$445 | 2019-01-15 | 2019-06-25 |
| SYNOVUS FINL CORP | D | $102,285 | $100,792 | $1,493 | $1,493 | 2019-01-15 | 2019-06-25 |
| UNITED STATES TREASURY BILL | P | $61,000 | $60,932 | $68 | $68 | 2019-06-20 | 2019-07-11 |
| UNITED STATES TREASURY BILL | P | $561,000 | $560,612 | $388 | $388 | 2019-06-27 | 2019-07-11 |
| UNITED STATES TREASURY BILL | P | $600,000 | $599,903 | $97 | $97 | 2019-07-22 | 2019-07-25 |
| UNITED STATES TREASURY BILL | P | $20,000 | $19,997 | $3 | $3 | 2019-07-29 | 2019-08-01 |
| UNITED STATES TREASURY BILL | P | $974,000 | $973,715 | $285 | $285 | 2019-08-29 | 2019-09-05 |
| UNITED STATES TREASURY BILL | P | $376,000 | $375,885 | $115 | $115 | 2019-09-20 | 1929-09-26 |
| CAPITAL GAINS DIVIDENDS | P | $3,370 | $3,370 | $3,370 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $13,021 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $405,000 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,282,267 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.315847 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $567,700 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,072,121 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.529511 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $462,500 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,318,678 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.350730 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $317,470 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $322,544 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.984269 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $657,354 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $292,265 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 2.249171 | DistributionYr5Rt |
| Total Distribution | 4.429528 | TotalDistributionRt |
| Average Distribution | 0.885906 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $15,116,403 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $13,391,712 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $5,053 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $13,396,765 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $463,000 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $10,106 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $10,106 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $10,106 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $3,382 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $3,382 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Tax Due | $6,724 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | AL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2052904667 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 104 OXMOOR RD SUITE 144 | AddressLine1Txt |
| City | BIRMINGHAM | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 35209 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (13 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| HAROLD R STEPHENS | ||||||||
| 1234 PARLIAMENT LANE | BIRMINGHAM | AL | 35216 | PRESIDENT AND TREASURER | 2.00 | $36,000 | $0 | $0 |
| KIMBERLY E STEPHENS | ||||||||
| 112 RALEIGH AVENUE | BIRMINGHAM | AL | 35209 | EXECUTIVE DIRECTOR AND VICE PRESIDENT | 2.00 | $30,000 | $0 | $0 |
| STANLEY C HUNER | ||||||||
| 536 MYSTIC VALLEY VIEW | STERRETT | AL | 35147 | SECRETARY AND ASSISTANT TREASURER | 1.00 | $18,000 | $0 | $0 |
| JENNY T STEPHENS | ||||||||
| 3474 HURRICANE ROAD | BIRMINGHAM | AL | 35226 | VICE PRESIDENT | 0.20 | $0 | $0 | $0 |
| HAROLD R STEPHENS | ||||||||
| 1234 PARLIAMENT LANE | BIRMINGHAM | AL | 35216 | CLASS B DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| KIMBERLY E STEPHENS | ||||||||
| 112 RALEIGH AVENUE | BIRMINGHAM | AL | 35209 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| DANA S TRAVIS | ||||||||
| 1341 ANGLEWOOD DRIVE | BIRMINGHAM | AL | 35216 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| VALERIE S WHITT | ||||||||
| 3474 HURRICANE ROAD | HOOVER | AL | 35226 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| STANLEY C HUNER | ||||||||
| 536 MYSTIC VALLEY VIEW | STERRETT | AL | 35147 | CLASS B DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| JENNY T STEPHENS | ||||||||
| 3474 HURRICANE ROAD | BIRMINGHAM | AL | 35226 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| NATALIE S SLOVENSKY | ||||||||
| 2634 FARGO DRIVE | HOOVER | AL | 35226 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| NATHAN STEPHENS | ||||||||
| 5325 HICKORY TRACE | HOOVER | AL | 35244 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| JOSEPH R STEPHENS JR | ||||||||
| 122 CANTER WAY | ALABASTER | AL | 35007 | CLASS A DIRECTOR | 0.20 | $1,500 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $9,663,634 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $5,682,968 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $15,346,602 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $15,346,602 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $230,199 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $15,116,403 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $755,820 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $755,820 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $10,106 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $10,106 | TotalTaxAmt |
| Distributable Before Adj | $745,714 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $745,714 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $745,714 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $463,000 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $463,000 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $463,000 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $745,714 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $643,033 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $301,403 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $397,099 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $514,822 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $342,505 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $2,198,862 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $463,000 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $463,000 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $282,714 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $282,714 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $1,916,148 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $360,319 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $1,555,829 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $301,403 | ExcessFromYear4Amt |
| Excess From Year3 | $397,099 | ExcessFromYear3Amt |
| Excess From Year2 | $514,822 | ExcessFromYear2Amt |
| Excess From Year1 | $342,505 | ExcessFromYear1Amt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (9 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| ST ELIAS MARONITE CHURCH | ||||||
| 836 8TH ST S | BIRMINGHAM | AL | 35205 | N/A | SUPPORT NEEDS OF ORGANIZATION | $25,000 |
| ALZHEIMER'S ASSOCIATION | ||||||
| 225 N MICHIGAN AVE FLOOR 17 | CHICAGO | IL | 60601 | N/A | SUPPORT NEEDS OF ORGANIZATION | $50,000 |
| DIOCESE OF BIRMINGHAM IN ALABAMA | ||||||
| 2121 3RD AVE N | BIRMINGHAM | AL | 35203 | N/A | SUPPORT NEEDS OF ORGANIZATION | $50,000 |
| SAINT PAUL'S CATHEDRAL | ||||||
| 2120 3RD AVENUE N | BIRMINGHAM | AL | 35203 | N/A | SUPPORT NEEDS OF ORGANIZATION | $58,000 |
| SAMFORD UNIVERSITY | ||||||
| 800 LAKESHORE DRIVE | BIRMINGHAM | AL | 35229 | N/A | SUPPORT NEEDS OF ORGANIZATION | $30,000 |
| ST MARGARETS FOUNDATION | ||||||
| 1402 JEFFERSON AVE APT D | NEW ORLEANS | LA | 70115 | N/A | SUPPORT NEEDS OF ORGANIZATION | $30,000 |
| ST ROSE ACADEMY | ||||||
| 1401 22ND ST S | BIRMINGHAM | AL | 35205 | N/A | SUPPORT NEEDS OF ORGANIZATION | $20,000 |
| EPARCHY OF OUR LADY OF LEBANON | ||||||
| 1021 S 10TH ST | ST LOUIS | MO | 63104 | N/A | SUPPORT NEEDS OF ORGANIZATION | $175,000 |
| STEP UP FOR STUDENTS INC | ||||||
| 4655 SALISBURY ROAD | JACKSONVILLE | FL | 32256 | N/A | SUPPORT NEEDS OF ORGANIZATION | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $463,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $520,221 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $13,021 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $533,242 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $533,242 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ZYNE FAMILY TRUST UWO ROSE ZYNE | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 104 OXMOOR RD SUITE 144 | AddressLine1Txt |
| City | BIRMINGHAM | CityNm |
| State Abbreviation | AL | StateAbbreviationCd |
| ZIP | 35209 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $12,502,023 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | HUNER & CYR, PC. | CategoryTxt |
| Amt | $19,234 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | CORPORATE BONDS | BondNm |
| EOY Book Value | $2,809,539 | EOYBookValueAmt |
| EOYFMV | $2,809,539 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Stock | STOCKS | StockNm |
| EOY Book Value | $5,622,733 | EOYBookValueAmt |
| EOYFMV | $5,622,733 | EOYFMVAmt |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $209,344 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $209,344 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ETFS & CEFS | FMV | $853,692 | $853,692 |
| MUTUAL FUNDS | FMV | $696,066 | $696,066 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| INVESTMENT FEES | $28,053 | $0 | $0 |
| OFFICE EXPENSE | $277 | $0 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | CHANGE IN UNREALIZED GAIN(LOSS) ON INVESTMENTS | Desc |
| Amt | $1,050,987 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PAYROLL SERVICE | CategoryTxt |
| Amt | $705 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $387 | $0 | $0 |
| PAYROLL TAXES | $6,623 | $0 | $0 |
Comments