GEORGE C KARLSON FOUNDATION: Form 990PF, tax year 2019
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- Organization
- GEORGE C KARLSON FOUNDATION (EIN 11-6043764)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-11-12
- IRS object ID
- 202003179349102440
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Legal Fees Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-11-12T15:37:56-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135069335 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIDUCIARY TRUST COMPANY INTERNATIONAL | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 116043764 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE C KARLSON FOUNDATION XXX-XX-XXXX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GEOR | BusinessNameControlTxt |
| Phone | 2126323000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO FTCI 280 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROGER A KARLSON | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2126323000 | PhoneNum |
| Signature | 2020-11-05 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WES LAI | PreparerPersonNm |
| PTIN | P00500975 | PTIN |
| Phone | 2126323000 | PhoneNum |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 207.215.78.126 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-11-05 | IPDt |
| IP Tm | 14:30:06 | IPTm |
| IP Timezone | US | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | C00768474D3F0FE6CE49B5056FC425DAD4F342C0 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 461289C4AE44F94B62A96273104D2660DFF70FCC | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2021-04-22 16:20:28Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,059,772 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $38,129 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $38,129 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $51,260 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $747,528 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $51,260 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $89,389 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $89,389 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $2,990 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,990 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,550 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,550 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $18,275 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $14,295 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $3,980 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,634 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $431 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | -$26 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $0 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $25,423 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $14,726 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $9,520 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $150,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $150,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $175,423 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $14,726 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $159,520 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$86,034 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $74,663 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $57,869 | CashBOYAmt |
| Cash EOY | $114,454 | CashEOYAmt |
| Cash EOYFMV | $114,454 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $18,269 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $15,303 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $15,303 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $935,190 | CorporateStockBOYAmt |
| Corporate Stock EOY | $747,033 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,450,200 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $414,832 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $463,490 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $479,815 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $1,426,160 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,340,280 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,059,772 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $1,426,160 | CapitalStockBOYAmt |
| Capital Stock EOY | $1,426,160 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$85,880 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,426,160 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,340,280 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,426,160 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,340,280 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,426,160 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$86,034 | ExcessRevenueOverExpensesAmt |
| Other Increases | $154 | OtherIncreasesAmt |
| Subtotal | $1,340,280 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,340,280 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (20 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ISHARES CORE U.S. AGGREGATE BOND ETF | P | 2018-07-16 | 2020-02-25 | $306,937 | $304,028 | $2,909 | $2,909 |
| ISHARES MBS ETF | P | 2019-02-27 | 2019-02-25 | $9,197 | $8,945 | $252 | $252 |
| ISHARES 3-7 YEAR TREASURY BOND ETF | P | 2019-02-27 | 2019-08-20 | $110,308 | $105,306 | $5,002 | $5,002 |
| SPDR EURO STOXX 50 ETF | P | 2018-12-31 | 2020-01-28 | $27,646 | $26,435 | $1,211 | $1,211 |
| FRANKLIN INTERNATIONAL SMALL CAP FUND | P | 2018-12-17 | 2002-11-12 | $509 | $485 | $24 | $24 |
| ABBVIE INC | P | 2014-08-06 | 2019-05-13 | $33,688 | $16,586 | $17,102 | $17,102 |
| CELGENE CORP | P | 2011-06-24 | 2019-08-20 | $31,010 | $8,995 | $22,015 | $22,015 |
| CORTEVA INC | P | 2014-09-25 | 2019-06-03 | $18 | $19 | -$1 | -$1 |
| DOW INC | P | 2014-09-25 | 2019-04-02 | $37 | $35 | $2 | $2 |
| DOW INC | P | 2015-01-02 | 2019-10-28 | $8,405 | $8,131 | $274 | $274 |
| DUPONT DE NEMOURS INC | P | 2014-05-25 | 2019-06-03 | $44 | $53 | -$9 | -$9 |
| FEDEX CORP | P | 2017-04-04 | 2019-06-14 | $7,331 | $8,816 | -$1,485 | -$1,485 |
| FRANKLIN INTERNATIONAL SMALL CAP FUND | P | 2015-12-28 | 2019-11-12 | $30,758 | $36,077 | -$5,319 | -$5,319 |
| ISHARES CORE S&P MID-CAP ETF | P | 2018-06-18 | 2019-08-15 | $28,434 | $30,936 | -$2,502 | -$2,502 |
| ISHARES RUSSELL 2000 VALUE ETF | P | 2017-12-01 | 2019-05-31 | $25,660 | $28,520 | -$2,860 | -$2,860 |
| ISHARES CURRENCY HEDGED MSCI JAPAN ETF | P | 2016-12-22 | 2019-03-12 | $42,134 | $35,899 | $6,235 | $6,235 |
| REGENERON PHARMACEUTICALS INC | P | 2014-01-24 | 2019-08-27 | $14,077 | $14,109 | -$32 | -$32 |
| TEMPLETON ISTL FDS INC- INTL EQUITY SRS | P | 2011-11-01 | 2019-09-09 | $42,107 | $55,000 | -$12,893 | -$12,893 |
| ZIMMER HOLDINGS INC | P | 2019-11-26 | 2019-11-26 | $21,781 | $7,893 | $13,888 | $13,888 |
| CAPITAL GAINS DIVIDENDS | P | $7,447 | $7,447 | $7,447 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $51,260 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $105,318 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $1,988,262 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.052970 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $99,797 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $1,943,689 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.051344 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $108,276 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $1,826,505 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.059280 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $110,680 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $1,975,569 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.056024 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $108,824 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $2,009,498 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.054155 | DistributionYr5Rt |
| Total Distribution | 0.273773 | TotalDistributionRt |
| Average Distribution | 0.054755 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $2,001,979 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $109,618 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $747 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $110,365 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $159,520 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $747 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $747 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $747 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $1,240 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $5,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $6,240 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $5,493 | OverpaymentAmt |
| Applied To ES Tax | $5,493 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FIDUCIARY TRUST COMPANY INTERNATION | IndividualWithBooksNm |
| Phone | 2126323000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 PARK AVENUE 7TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROGER A KARLSON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7010 GOBERNADOR CANYON ROAD | AddressLine1Txt |
| City | CARPINTERIA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 4.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,853,597 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $178,869 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,032,466 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,032,466 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $30,487 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,001,979 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $100,099 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $100,099 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $747 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $747 | TotalTaxAmt |
| Distributable Before Adj | $99,352 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $99,352 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $99,352 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $159,520 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $159,520 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $747 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $158,773 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $99,352 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $9,303 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $12,996 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $17,473 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $3,873 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $7,128 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $50,773 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $159,520 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $99,352 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $60,168 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $110,941 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $9,303 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $101,638 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $12,996 | ExcessFromYear4Amt |
| Excess From Year3 | $17,473 | ExcessFromYear3Amt |
| Excess From Year2 | $3,873 | ExcessFromYear2Amt |
| Excess From Year1 | $7,128 | ExcessFromYear1Amt |
| Excess From Current Year | $60,168 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (12 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CHANNEL ISLANDS YMCA | |||||||
| 105 E CARRILLO ST | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $2,500 |
| FOODBANK OF SANTA BARBARA COUNTY | |||||||
| 4554 HOLLISTER AVENUE | SANTA BARBARA | CA | 931101700 | NONE | PUBLIC | GENERAL PURPOSES | $1,500 |
| FRIENDS OF THE IDF | |||||||
| 6505 WILSHIRE BLVD STE 625 | LOS ANGELES | CA | 90048 | NONE | PUBLIC | GENERAL PURPOSES | $10,000 |
| HOOVER INSTITUTION | |||||||
| STANFORD UNIVERSITY | STANFORD | CA | 94305 | NONE | PUBLIC | GENERAL PURPOSES | $25,000 |
| LOMPOC FAMILY YMCA | |||||||
| 201 W COLLEGE AVENUE | LOMPOC | CA | 93436 | NONE | PUBLIC | GENERAL PURPOSES | $5,000 |
| MONTECITO TRAILS FOUNDATION | |||||||
| PO BOX 5481 | SANTA BARBARA | CA | 93150 | NONE | PUBLIC | GENERAL PURPOSES | $1,000 |
| SANTA BARBARA RESCUE MISSION | |||||||
| 535 E YANONALI STREET | SANTA BARBARA | CA | 93103 | NONE | PUBLIC | GENERAL PURPOSES | $12,500 |
| SEMPER FI FUND | |||||||
| 825 COLLEGE BLVD - SUITE 102 | OCEANSIDE | CA | 92057 | NONE | PUBLIC | GENERAL PURPOSES | $20,000 |
| THE HUN SCHOOL OF PRINCETON | |||||||
| 176 EDGERSTOUNE ROAD | PRINCETON | NJ | 08540 | NONE | PUBLIC | GENERAL PURPOSES | $10,000 |
| TRANSITION HOUSE | |||||||
| 425 E COTA STREET | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $7,500 |
| WOUNDED WARRIORS PROJECT | |||||||
| 4899 BELFORT RD STE 300 | JACKSONVILLE | FL | 32256 | NONE | PUBLIC | GENERAL PURPOSES | $30,000 |
| YMCA YOUTH AND FAMILY SERVICES | |||||||
| 105 E CARRILLO ST | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $25,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $150,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $38,129 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $51,260 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $89,389 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $89,389 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $2,550 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,550 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES MBS ETF | $96,396 | $99,415 |
| ISHARES INTERMEDIATE CREDIT BOND ETF | $267,332 | $282,479 |
| VANGUARD INTERMEDIATE-TRM TREASURY ETF | $99,762 | $97,921 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (44 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES | $22,053 | $55,586 |
| ADOBE INC | $9,133 | $28,034 |
| AMAZON.COM INC | $10,298 | $55,436 |
| APPLE INC | $24,153 | $95,436 |
| ARTISAN SMALL CAP FUND | $37,824 | $43,192 |
| ASTRAZENECA PLC SPONS ADR | $9,794 | $11,717 |
| BLACKROCK INC | $21,506 | $60,324 |
| CBOE GLOBAL MARKETS INC | $9,940 | $9,000 |
| CHEVRON CORP | $33,370 | $36,153 |
| CHUBB LTD | $21,752 | $35,024 |
| COMACAST CORP CL A | $17,934 | $35,976 |
| CVS HEALTH CORP | $7,426 | $6,835 |
| DOWDUPONT INC | $12,409 | $10,657 |
| ECOLAB INC | $11,643 | $19,299 |
| ELECTRONIC ARTS | $9,370 | $12,364 |
| FACEBOOK INC CL A | $20,138 | $51,313 |
| FGT FRANKLIN INTERNATIONAL GROWTH FUND | $55,000 | $95,784 |
| FRANKLIN SMALL CAP VALUE FUND | $12,458 | $13,607 |
| INTEL CORP | $10,134 | $29,925 |
| IQVIA HOLDINGS INC | $10,106 | $23,177 |
| J P MORGAN CHASE & CO | $22,679 | $83,640 |
| LOWES COS INC | $17,623 | $47,904 |
| MASTERCARD INC-CLASS A | $14,964 | $59,718 |
| MICROCHIP TECHNOLOGY INC | $13,123 | $41,888 |
| NESTLE S A SPONSORED ADR REPSTG REG SH | $18,147 | $32,478 |
| NEXTERA ENERGY INC | $11,180 | $24,216 |
| NIKE INC CL B | $10,567 | $51,668 |
| NVIDIA CORP | $9,665 | $15,295 |
| OPPENHEIMER DEVELOPING MKTS FDS | $42,737 | $57,465 |
| PEPSICO INC | $13,009 | $27,334 |
| RAYTHEON CO NEW | $9,065 | $14,283 |
| ROPER TECHNOLOGIES INC | $11,535 | $19,483 |
| ROYAL DUTCH SHELL PLC-ADR B | $14,075 | $11,994 |
| SERVICENOW INC | $12,197 | $19,762 |
| TJX CO INC NEW | $9,777 | $18,318 |
| UNITED TECHNOLOGIES CORP | $17,511 | $32,947 |
| US BANCORP DEL COM NEW | $10,642 | $14,823 |
| VERIZON COMMUNICATIONS | $11,594 | $20,262 |
| WALT DISNEY CO | $16,170 | $28,926 |
| CORTEVA INC | $4,502 | $4,907 |
| CROWN CASTLE INTERNATIONAL CORP | $9,842 | $9,951 |
| DODGE & COX INTL STOCK FUND | $30,452 | $33,301 |
| MATTHEWS JAPAN FUND | $29,536 | $30,719 |
| T ROWE PRICE INTERNATIONAL FD INTER | $20,000 | $20,079 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEE | CategoryTxt |
| Legal Fees | $2,990 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,990 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| OTHER MISCELLANEOUS EXPENSES | $14 | $0 | $0 |
| REFUND | -$40 | $0 | $0 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | RETURN OF CAPITAL BASIS ADJUSTMENT | Desc |
| Amt | $154 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NY LAW JOURNAL ADVERTISEMENT FEE | $160 | $0 | $160 |
| NYS ANNUAL FILING FEE | $250 | $0 | $250 |
| INVESTMENT MGMT FEES-SUBJECT T | $17,850 | $14,280 | $3,570 |
| ADR FEE | $15 | $15 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $431 | $431 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $1,203 | $0 | $0 |
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