JAMES B PENDLETON IRRV CHARIT TR 091692: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- JAMES B PENDLETON IRRV CHARIT TR 091692 (EIN 95-6944277)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2020-09-17
- IRS object ID
- 202002619349100810
- Schema version
- 2019v5.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2020-09-17T14:05:16-05:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 911741928 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | VON HARTEN & COMPANY INC PS | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 4TH AVENUE SUITE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 956944277 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES B PENDLETON CHARITABLE TRUST | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 4252843095 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 11900 NE 1ST STREET SUITE 300 | AddressLine1Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | DAYLE E IVERSON | PersonNm |
| Person Title | TRUSTEE & CEO | PersonTitleTxt |
| Phone | 4252843095 | PhoneNum |
| Signature | 2020-09-01 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | ELIZABETH C HEDLUND CPA | PreparerPersonNm |
| PTIN | P00173862 | PTIN |
| Phone | 2064439017 | PhoneNum |
| Preparation | 2020-09-01 | PreparationDt |
Filing Security Information FilingSecurityInformation
IP Address IPAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| I Pv4 Address | 209.210.157.4 | IPv4AddressTxt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IP | 2020-09-01 | IPDt |
| IP Tm | 17:12:04 | IPTm |
| IP Timezone | PD | IPTimezoneCd |
| Filing License Type | P | FilingLicenseTypeCd |
| At Submission Creation Device Id | DA39A3EE5E6B4B0D3255BFEF95601890AFD80709 | AtSubmissionCreationDeviceId |
| At Submission Filing Device Id | 9996106860C7B5CA7E501F2D3E18810E0C39608C | AtSubmissionFilingDeviceId |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-01-07 14:23:13Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $30,179,766 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $2,131 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $2,131 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $814,696 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $814,696 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $149,845 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,720,137 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $149,845 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $966,672 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $966,672 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $180,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $45,000 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $135,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $21,659 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $5,415 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $16,244 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $193 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $174 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $19 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $31,055 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $27,949 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $3,106 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $102,093 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $102,093 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $33,565 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,565 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Occupancy Rev And Expnss | $17,038 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $8,519 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $8,519 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $27 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $14 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $13 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $5,313 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,664 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,649 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $390,943 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $209,393 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $166,550 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,200,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,200,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,590,943 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $209,393 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,366,550 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$624,271 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $757,279 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $261,132 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $407,475 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $407,475 | SavAndTempCashInvstEOYFMVAmt |
| Other Investments BOY | $26,713,257 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $25,945,207 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $29,754,091 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $16,150 | OtherAssetsBOYAmt |
| Other Assets EOY | $18,200 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $18,200 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $26,990,539 | TotalAssetsBOYAmt |
| Total Assets EOY | $26,370,882 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $30,179,766 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $933 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $5,547 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $933 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $5,547 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $26,989,606 | CapitalStockBOYAmt |
| Capital Stock EOY | $26,365,335 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $0 | RetainedEarningBOYAmt |
| Retained Earning EOY | $0 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $26,989,606 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $26,365,335 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $26,990,539 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $26,370,882 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $26,989,606 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$624,271 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $26,365,335 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $26,365,335 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (24 entries)
| PropertyPropertyDesc | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 3,500 VANGUARD FTSE EMERGING MKTS ETF | 2019-06-18 | $145,317 | $134,201 | $11,116 | $11,116 | ||
| 1,000 ISHARES TR GLOBAL INFRASTRUCTURE ETF | 2019-01-07 | $40,219 | $39,379 | $840 | $840 | 2017-02-01 | |
| 3,500 FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD | 2019-01-11 | $83,780 | $87,010 | -$3,230 | -$3,230 | 2017-02-03 | |
| 4,902.7355 NORTHERN ULTRA SHORT FIXED INCOME FD | 2019-01-11 | $49,665 | $50,106 | -$441 | -$441 | ||
| 33.0945 NORTHERN ULTRA SHORT FIXED INCOME FD | 2019-01-11 | $335 | $335 | $0 | $0 | 2017-05-01 | |
| 4,215.85 NORTHERN MID CAP INDEX FD | 2019-02-12 | $75,000 | $81,619 | -$6,619 | -$6,619 | ||
| 2,040.82 DFA REAL ESTATE SECS PORTFOLIO | 2019-02-13 | $75,000 | $70,659 | $4,341 | $4,341 | ||
| 3,292.72 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2019-02-13 | $100,000 | $118,044 | -$18,044 | -$18,044 | 2018-01-30 | |
| 2,000 FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | 2019-02-26 | $65,779 | $60,700 | $5,079 | $5,079 | 2017-02-14 | |
| 2,275.96 VANGUARD EMERGING MKTS STK INDEX FD | 2019-02-26 | $80,000 | $79,909 | $91 | $91 | 2017-07-17 | |
| 8,108.11 NORTHERN MID CAP INDEX FD | 2019-05-02 | $150,000 | $149,337 | $663 | $663 | ||
| 4,445.76 NORTHERN STK INDEX FD | 2019-05-02 | $150,000 | $142,442 | $7,558 | $7,558 | 2018-02-06 | |
| 24,390.24 NORTHERN ULTRA SHORT FIXED INCOME FD | 2019-08-08 | $250,000 | $249,023 | $977 | $977 | ||
| 10,520.78 DFA EMERGING MKTS CORE EQUITY PORT | 2019-08-14 | $200,000 | $197,265 | $2,735 | $2,735 | 2017-02-03 | |
| 5,773.67 NORTHERN STK INDEX FD | 2019-10-15 | $200,000 | $186,316 | $13,684 | $13,684 | 2018-06-29 | |
| 3,030.3 DFA US SMALL CAP | 2019-10-16 | $100,000 | $113,386 | -$13,386 | -$13,386 | ||
| 3,172.59 VANGUARD FTSE ALL WORLD EX-US INDEX FD | 2019-10-16 | $100,000 | $113,737 | -$13,737 | -$13,737 | 2018-01-30 | |
| 13,000 FLEXSHARES TR IBOXX 3 YR TARGET DURATION TIPS INDEX FD | 2019-10-17 | $318,981 | $323,180 | -$4,199 | -$4,199 | 2017-02-03 | |
| 5,366.73 DFA INTL REAL ESTATE SECS PORT | 2019-10-24 | $30,000 | $25,653 | $4,347 | $4,347 | 2017-02-03 | |
| 945.85 DFA REAL ESTATE SECS PORTFOLIO | 2019-10-24 | $40,000 | $32,736 | $7,264 | $7,264 | 2017-02-03 | |
| 14,634.15 NORTHERN ULTRA SHORT FIXED INCOME FD | 2019-10-24 | $150,000 | $149,268 | $732 | $732 | 2017-02-14 | |
| 9,242.14 NORTHERN BD INDEX FD | 2019-10-24 | $100,000 | $97,689 | $2,311 | $2,311 | 2017-09-29 | |
| 3,642.55 DFA EMERGING MKTS CORE EQUITY PORT | 2019-10-31 | $75,000 | $68,298 | $6,702 | $6,702 | 2017-02-03 | |
| CAPITAL GAINS DIVIDENDS | $141,061 | $141,061 | $141,061 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $149,845 | CapitalGainNetIncomeAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | 0 | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $1,170,326 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $29,049,221 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.040288 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $1,529,121 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $28,078,813 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.054458 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $1,363,057 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $26,181,317 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.052062 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $1,353,002 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $27,161,136 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.049814 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $1,283,422 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $27,532,020 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.046616 | DistributionYr5Rt |
| Total Distribution | 0.243238 | TotalDistributionRt |
| Average Distribution | 0.048648 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $28,521,247 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $1,387,502 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $7,573 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $1,395,075 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,366,550 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $15,146 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $15,146 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $15,146 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $9,839 | EstimatedPlusOvpmtIncmTxAmt |
| Extsn Request Income Tax Paid | $21,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $30,839 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $15,693 | OverpaymentAmt |
| Applied To ES Tax | $15,693 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VON HARTEN COMPANY INC PS | IndividualWithBooksNm |
| Phone | 2064439017 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2101 FOURTH AVENUE SUITE 2050 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98121 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| DAYLE E IVERSON | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | TRUSTEE & CEO | 40.00 | $150,000 | $0 | $0 |
| JUSTIN M O'CONNELL | ||||||||
| 11900 NE 1ST STREET SUITE 300 | BELLEVUE | WA | 98005 | PROGRAM OFFICER | 8.33 | $30,000 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE NORTHERN TRUST COMPANY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1301 SECOND AVENUE 2600 | AddressLine1Txt |
| City | SEATTLE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MANAGEMENT | ServiceTypeTxt |
| Compensation | $102,093 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $28,648,247 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $289,134 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $18,200 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $28,955,581 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $28,955,581 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $434,334 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $28,521,247 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,426,062 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,426,062 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $15,146 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $15,146 | TotalTaxAmt |
| Distributable Before Adj | $1,410,916 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,410,916 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,410,916 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,366,550 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,366,550 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,366,550 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,410,916 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $973,955 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,366,550 | QualifyingDistributionsAmt |
| Applied To Year1 | $973,955 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $392,595 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,018,321 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | DAYLE E IVERSON | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | JAMES B PENDLETON CHARITABLE TRUST | AddressLine1Txt |
| Address Line2 | 11900 NE 1ST ST 300 | AddressLine2Txt |
| City | BELLEVUE | CityNm |
| State Abbreviation | WA | StateAbbreviationCd |
| ZIP | 98005 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 4252843095 | RecipientPhoneNum |
| Form And Info And Materials | LETTER DISCUSSING PROGRAMS QUALIFYING UNDER INTERNAL REVENUE CODE SECTION 501(C)(3) FOR HIV/AIDS RESEARCH, CONTROL OR TREATMENT. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (5 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| J DAVID GLADSTONE INSTITUTES | ||||||
| 1650 OWENS STREET | SAN FRANCISCO | CA | 94158 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE SCRIPPS RESEARCH INSTITUTE | ||||||
| 10550 N TORREY PINES ROAD | LA JOLLA | CA | 92037 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $250,000 |
| THE UCLA FOUNDATION | ||||||
| 10889 WILSHIRE BOULEVARD SUITE 1500 | LOS ANGELES | CA | 900244201 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $200,000 |
| UC DAVIS - UNIVERSITY OF CALIFORNIA | ||||||
| 202 COUSTEAU PLACE SUITE 185 | DAVIS | CA | 95618 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $200,000 |
| UC SAN DIEGO FOUNDATION | ||||||
| 9500 GILMAN DRIVE 0940 | LA JOLLA | CA | 920930940 | PUBLIC CHARITY | HIV/AIDS RESEARCH | $300,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,200,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $2,131 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $814,696 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $149,845 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $966,672 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $966,672 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES - VON HARTEN & COMPANY INC PS | CategoryTxt |
| Amt | $31,055 | Amt |
| Net Investment Income | $27,949 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $3,106 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (20 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK HIGH YIELD BD PORTFOLIO | AT COST | $2,113,353 | $2,130,873 |
| CAUSEWAY CAP MGMT INTL VALUE FD | AT COST | $946,414 | $1,008,627 |
| DFA EMERGING MKTS CORE EQUITY PORTFOLIO | AT COST | $1,034,438 | $1,201,051 |
| DFA INTL REAL ESTATE SECS PORTFOLIO | AT COST | $309,232 | $322,818 |
| DFA INTL SMALL CO PORTFOLIO | AT COST | $525,129 | $546,748 |
| DFA REAL ESTATE SECS PORTFOLIO | AT COST | $299,810 | $357,159 |
| DFA US L/C VALUE PORTFOLIO | AT COST | $1,371,723 | $1,478,619 |
| DFA US SMALL CAP PORTFOLIO | AT COST | $955,612 | $976,357 |
| DOUBLELINE CORE FIXED INCOME FUND | AT COST | $2,405,000 | $2,458,443 |
| FLEXSHARES MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | AT COST | $827,328 | $922,075 |
| HARDING LOEVNER INTL EQUITY PORTFOLIO | AT COST | $656,046 | $825,832 |
| ISHARES TR GLOBAL INFRASTRUCTURE ETF | AT COST | $275,654 | $335,370 |
| ISHARES TR RUSSELL 1000 GROWTH ETF | AT COST | $977,561 | $1,495,320 |
| NORTHERN BD INDEX FD | AT COST | $1,792,406 | $1,858,247 |
| NORTHERN MID CAP INDEX FD | AT COST | $1,202,494 | $1,279,455 |
| NORTHERN STK INDEX FD | AT COST | $5,837,250 | $7,687,641 |
| NORTHERN ULTRA SHORT FIXED INCOME FD | AT COST | $1,300,088 | $1,308,244 |
| VANGUARD FTSE ALL WORLD EX-US INDEX FD | AT COST | $2,595,578 | $2,970,350 |
| DFA EMERGING MKTS STK INDEX FD | AT COST | $520,091 | $590,662 |
| ACCRUED INCOME FROM SECURITIES | AT COST | $0 | $200 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES - GREENBERG GLUSKER LLP | CategoryTxt |
| Legal Fees | $193 | LegalFeesAmt |
| Net Investment Income | $174 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $19 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | INCOME REPORTED ON TAX RETURN NOT YET RECEIVED | Desc |
| BOY Book Value | $16,150 | BOYBookValueAmt |
| EOY Book Value | $18,200 | EOYBookValueAmt |
| EOYFMV | $18,200 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL PROCESSING EXPENSE | $1,398 | $350 | $1,048 |
| DUES AND SUBSCRIPTIONS | $1,184 | $592 | $592 |
| POSTAGE | $115 | $58 | $57 |
| STATE REGISTRATION FEES | $160 | $0 | $160 |
| INSURANCE | $2,253 | $563 | $1,690 |
| OFFICE EXPENSES | $203 | $101 | $102 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail (2 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt |
|---|---|---|
| CREDIT CARD PAYABLE | $933 | $0 |
| EXPENSE REIMBURSEMENT PAYABLE | $0 | $5,547 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES - THE NORTHERN TRUST COMPANY | CategoryTxt |
| Amt | $102,093 | Amt |
| Net Investment Income | $102,093 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL EXCISE TAX PAYMENTS | $15,000 | $0 | $0 |
| FOREIGN TAXES PAID | $18,565 | $18,565 | $0 |