PHILIP L VAN EVERY FOUNDATION: Form 990PF, tax year 2024
View the entire original 990 at ProPublica ↗
- Organization
- PHILIP L VAN EVERY FOUNDATION (EIN 56-6039337)
- Tax period
- 2024-01-01 to 2024-12-31
- Filed
- 2025-09-19
- IRS object ID
- 202502629349100205
- Schema version
- 2024v5.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Other Schedule2
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2025-09-19T09:01:40-05:00 | ReturnTs |
| Tax Period End | 2024-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135565207 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1 FINANCIAL PLZ STE 2300 | AddressLine1Txt |
| City | PROVIDENCE | CityNm |
| State Abbreviation | RI | StateAbbreviationCd |
| ZIP | 02903 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2024-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 566039337 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | PHILIP L VAN EVERY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | PHIL | BusinessNameControlTxt |
| Phone | 3022465400 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2711 CENTERVILLE ROAD STE 200 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ARDEN TRUST COMPANY | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 3022465400 | PhoneNum |
| Signature | 2025-09-18 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| IRS Responsible Prty Info Curr | false | IRSResponsiblePrtyInfoCurrInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LYLE J MOHLER | PreparerPersonNm |
| PTIN | P01340349 | PTIN |
| Phone | 6892065200 | PhoneNum |
| Preparation | 2025-09-18 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2024 | TaxYr |
| Build TS | 2025-03-06 01:10:19Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $46,024,635 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $1,256,958 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $1,251,305 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $725,213 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,987,008 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $725,213 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $1,982,171 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,976,518 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $159,628 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $119,721 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $39,907 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $0 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $1,500 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $1,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $157,246 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $157,246 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $132,581 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $18,959 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Rev And Expnss | $1,544 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $1,544 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $63,881 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $63,881 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $516,380 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $295,926 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $106,832 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,761,935 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,761,935 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,278,315 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $295,926 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,868,767 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$296,144 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $1,680,592 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | -$4,071 | CashBOYAmt |
| Cash EOY | $13,722 | CashEOYAmt |
| Cash EOYFMV | $13,722 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $1,528,577 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,112,608 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,112,608 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Invst Land Cost Or Other Basis | $499,000 | InvstLandCostOrOtherBasisAmt |
| Land Bldg Investments BOY | $499,000 | LandBldgInvestmentsBOYAmt |
| Land Bldg Investments EOY | $499,000 | LandBldgInvestmentsEOYAmt |
| Land Bldg Investments EOYFMV | $584,200 | LandBldgInvestmentsEOYFMVAmt |
| Other Investments BOY | $38,504,412 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $37,610,976 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $43,314,105 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $40,527,918 | TotalAssetsBOYAmt |
| Total Assets EOY | $40,236,306 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $46,024,635 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $40,527,918 | CapitalStockBOYAmt |
| Capital Stock EOY | $40,236,306 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $40,527,918 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $40,236,306 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $40,527,918 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $40,236,306 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $40,527,918 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$296,144 | ExcessRevenueOverExpensesAmt |
| Other Increases | $24,821 | OtherIncreasesAmt |
| Subtotal | $40,256,595 | SubtotalAmt |
| Other Decreases | $20,289 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $40,236,306 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (503 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-01-01 | 2024-01-02 | $152 | $142 | $10 | $10 |
| 199. ENTERGY LA LLC AUTOCALL | 2023-01-01 | 2024-01-02 | $4,239 | $4,611 | -$372 | -$372 |
| 3. AGNC INVT CORP 6.125 DP RP SR F | 2023-01-01 | 2024-01-03 | $65 | $61 | $4 | $4 |
| 38. STIFEL FINANCIAL CORP DTD 10/04/2017 10/ | 2023-01-01 | 2024-01-05 | $772 | $810 | -$38 | -$38 |
| 258. ENTERGY LA LLC AUTOCALL | 2023-01-01 | 2024-01-05 | $5,500 | $5,978 | -$478 | -$478 |
| 88. ENTERGY LA LLC AUTOCALL | 2023-01-01 | 2024-01-05 | $1,873 | $2,039 | -$166 | -$166 |
| 3. AGNC INVT CORP 6.125 DP RP SR F | 2023-01-01 | 2024-01-08 | $66 | $61 | $5 | $5 |
| 23. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-01-01 | 2024-01-08 | $319 | $289 | $30 | $30 |
| 18. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-01-01 | 2024-01-08 | $252 | $226 | $26 | $26 |
| 40. INVESCO MUNI INV GRADE T COM (CLOSED END | 2023-01-01 | 2024-01-08 | $394 | $393 | $1 | $1 |
| 52. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-01-01 | 2024-01-08 | $575 | $570 | $5 | $5 |
| 188. NUVEEN QUALITY MUNICIPAL INCOME FUND | 2023-01-01 | 2024-01-08 | $2,143 | $2,127 | $16 | $16 |
| 51. NUVEEN QUALITY MUNICIPAL INCOME FUND | 2023-01-01 | 2024-01-08 | $581 | $571 | $10 | $10 |
| 12. AGNC INVT CORP 6.125 DP RP SR F | 2023-01-01 | 2024-01-09 | $268 | $244 | $24 | $24 |
| 460. EATON VANCE INSURED MUNICIPAL BOND FUND | 2023-01-01 | 2024-01-09 | $4,637 | $4,497 | $140 | $140 |
| 1. SEE ATTACHED SCHEDULE | 2023-01-01 | 2024-01-12 | $2,825 | $1 | $2,824 | $2,824 |
| 2115. BLACKROCK MUNIVEST FUND INC (CLOSED END) | 2023-12-28 | 2024-01-18 | $14,213 | $13,953 | $260 | $260 |
| 126. BLACKROCK CORP HIGH YIELD | 2023-12-28 | 2024-01-18 | $1,190 | $1,200 | -$10 | -$10 |
| 29. BLACKROCK CORP HIGH YIELD | 2023-12-28 | 2024-01-18 | $275 | $276 | -$1 | -$1 |
| 4000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-01-18 | $3,510 | $2,924 | $586 | $586 |
| 196. FIRST TR HIGH INCOME L/S FD | 2023-05-24 | 2024-01-18 | $2,287 | $2,138 | $149 | $149 |
| 1384. INVESCO VAN KAMPEN MUNICIPAL TRUST (CLOS | 2023-05-31 | 2024-01-18 | $12,830 | $12,708 | $122 | $122 |
| 1011. INVESCO VAN KAMPEN MUNICIPAL TRUST (CLOS | 2023-10-04 | 2024-01-18 | $9,372 | $9,208 | $164 | $164 |
| 993. INVESCO MUNI INV GRADE T COM (CLOSED END | 2023-12-28 | 2024-01-18 | $9,483 | $9,407 | $76 | $76 |
| 1477. INVESCO MUNI INV GRADE T COM (CLOSED END | 2023-10-04 | 2024-01-18 | $14,105 | $13,856 | $249 | $249 |
| 4470. INVESCO MUNI OPP TRUST (CLOSED END) | 2023-12-28 | 2024-01-18 | $41,258 | $40,792 | $466 | $466 |
| 19. BLACKROCK CORP HIGH YIELD | 2023-12-28 | 2024-01-19 | $179 | $181 | -$2 | -$2 |
| 22. STIFEL FINANCIAL CORP DTD 10/04/2017 10/ | 2023-05-24 | 2024-01-19 | $449 | $469 | -$20 | -$20 |
| 11. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-01-22 | $251 | $224 | $27 | $27 |
| 68. BLACKROCK CORP HIGH YIELD | 2023-12-28 | 2024-01-22 | $640 | $577 | $63 | $63 |
| 238000. UNITED STATES TREAS 02/22/2024 | 2023-08-21 | 2024-01-22 | $236,957 | $231,629 | $5,328 | $5,328 |
| 68000. UNITED STATES TREAS BILLS ZERO CPNS 06/ | 2023-12-04 | 2024-01-22 | $66,697 | $66,216 | $481 | $481 |
| 203. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-23 | $1,912 | $1,714 | $198 | $198 |
| 89000. UNITED STATES TREAS BILLS ZERO CPNS 06/ | 2023-12-04 | 2024-01-23 | $87,301 | $86,665 | $636 | $636 |
| 55. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-24 | $521 | $464 | $57 | $57 |
| 43. STIFEL FINANCIAL CORP DTD 10/04/2017 10/ | 2023-05-24 | 2024-01-24 | $875 | $917 | -$42 | -$42 |
| 38. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-01-25 | $874 | $772 | $102 | $102 |
| 106. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-25 | $1,004 | $895 | $109 | $109 |
| 50. STIFEL FINANCIAL CORP DTD 10/04/2017 10/ | 2023-08-14 | 2024-01-25 | $1,023 | $1,061 | -$38 | -$38 |
| 5000. UNITED STATES TREAS 05/16/2024 | 2023-11-13 | 2024-01-25 | $4,920 | $4,867 | $53 | $53 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-01-26 | $161 | $142 | $19 | $19 |
| 107. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-26 | $1,016 | $903 | $113 | $113 |
| 1000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-01-26 | $898 | $731 | $167 | $167 |
| .2 7% 11/01/2025 | 2020-11-19 | 2024-01-26 | ||||
| 5. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-01-29 | $115 | $102 | $13 | $13 |
| 275. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-29 | $2,613 | $2,322 | $291 | $291 |
| 13. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-01-30 | $300 | $264 | $36 | $36 |
| 137. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-30 | $1,314 | $1,157 | $157 | $157 |
| 3000. 3M CO SER F MTN 3.125% 9/19/2046 | 2024-01-18 | 2024-01-30 | $2,177 | $2,156 | $21 | $21 |
| 5000. 3M CO SER F MTN 3.125% 9/19/2046 | 2024-01-16 | 2024-01-30 | $3,622 | $3,585 | $37 | $37 |
| 4. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-01-31 | $92 | $81 | $11 | $11 |
| 105. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-01-31 | $1,008 | $886 | $122 | $122 |
| 28. STIFEL FINANCIAL CORP DTD 10/04/2017 10/ | 2023-08-15 | 2024-01-31 | $582 | $590 | -$8 | -$8 |
| 45. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-05-24 | 2024-02-01 | $630 | $565 | $65 | $65 |
| 198. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-01 | $1,903 | $1,672 | $231 | $231 |
| 8. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-02 | $186 | $163 | $23 | $23 |
| 153. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-02 | $1,470 | $1,292 | $178 | $178 |
| 4000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-11-03 | 2024-02-02 | $2,893 | $2,596 | $297 | $297 |
| 2. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-05 | $19 | $17 | $2 | $2 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-11-03 | 2024-02-05 | $1,418 | $1,298 | $120 | $120 |
| 23. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-06 | $532 | $467 | $65 | $65 |
| 61. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-05-24 | 2024-02-06 | $847 | $765 | $82 | $82 |
| 160. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-06 | $1,534 | $1,351 | $183 | $183 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-09-25 | 2024-02-06 | $1,425 | $1,286 | $139 | $139 |
| 17. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-05-24 | 2024-02-07 | $236 | $213 | $23 | $23 |
| 87. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-07 | $836 | $734 | $102 | $102 |
| 4000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-09-29 | 2024-02-07 | $2,848 | $2,572 | $276 | $276 |
| 47. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-05-24 | 2024-02-08 | $651 | $590 | $61 | $61 |
| 18. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-08 | $173 | $152 | $21 | $21 |
| 5000. LINCOLN NATIONAL CORP IND PERP SUB GLBL | 2023-05-24 | 2024-02-08 | $5,425 | $5,030 | $395 | $395 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-09 | $163 | $142 | $21 | $21 |
| 14. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-09 | $325 | $285 | $40 | $40 |
| 9. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-12 | $211 | $183 | $28 | $28 |
| 21. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-05-24 | 2024-02-12 | $293 | $264 | $29 | $29 |
| 146. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-12 | $1,414 | $1,233 | $181 | $181 |
| 74. BLACKROCK LIMITED DURATION INCOME TRUST (CLOSED END) | 2023-05-24 | 2024-02-13 | $1,022 | $929 | $93 | $93 |
| 10. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-13 | $96 | $84 | $12 | $12 |
| 47. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-14 | $451 | $396 | $55 | $55 |
| 25. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-15 | $581 | $508 | $73 | $73 |
| 22. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-15 | $211 | $185 | $26 | $26 |
| 1000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-02-15 | $907 | $731 | $176 | $176 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-09-29 | 2024-02-15 | $1,404 | $1,286 | $118 | $118 |
| 10. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-16 | $232 | $203 | $29 | $29 |
| 5. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-16 | $48 | $42 | $6 | $6 |
| 18000. ENBRIDGE INC 2.15% 02/16/2024 | 2023-05-24 | 2024-02-16 | $18,000 | $17,532 | $468 | $468 |
| 10. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-20 | $233 | $203 | $30 | $30 |
| 38. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-20 | $363 | $320 | $43 | $43 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-21 | $164 | $142 | $22 | $22 |
| 18. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-21 | $172 | $152 | $20 | $20 |
| 68. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-22 | $650 | $573 | $77 | $77 |
| 5000. UNITED STATES TREAS 05/16/2024 | 2023-11-13 | 2024-02-22 | $4,940 | $4,867 | $73 | $73 |
| 31400. UNITED STATES TREAS ZERO CPN 03/26/2024 | 2024-02-21 | 2024-02-22 | $31,253 | $31,227 | $26 | $26 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-23 | $164 | $142 | $22 | $22 |
| 61. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-23 | $582 | $514 | $68 | $68 |
| 22. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-26 | $210 | $185 | $25 | $25 |
| 1000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-02-26 | $908 | $731 | $177 | $177 |
| 11. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-27 | $260 | $224 | $36 | $36 |
| 55. BLACKROCK CORP HIGH YIELD | 2023-05-24 | 2024-02-27 | $525 | $464 | $61 | $61 |
| .21 7% 11/01/2025 | 2020-11-19 | 2024-02-27 | ||||
| 5. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-28 | $118 | $102 | $16 | $16 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-09-26 | 2024-02-28 | $1,376 | $1,281 | $95 | $95 |
| 8000. UNITED STATES TREAS 05/16/2024 | 2023-11-13 | 2024-02-28 | $7,910 | $7,787 | $123 | $123 |
| 7. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-02-29 | $165 | $142 | $23 | $23 |
| 204000. UNITED STATES TREAS 05/16/2024 | 2023-11-13 | 2024-02-29 | $201,746 | $198,565 | $3,181 | $3,181 |
| 9. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-01 | $211 | $183 | $28 | $28 |
| 141000. JP MORGAN CHASE BANK SR NT DTD 06/01/2017 3.22% 03/01/2025-202 | 2023-12-20 | 2024-03-01 | $141,000 | $138,997 | $2,003 | $2,003 |
| 9. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-04 | $210 | $183 | $27 | $27 |
| 199. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-03-04 | $2,179 | $2,093 | $86 | $86 |
| 103. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-04 | $399 | $389 | $10 | $10 |
| 518. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-12-28 | 2024-03-05 | $6,247 | $5,936 | $311 | $311 |
| 165. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-12-28 | 2024-03-05 | $1,907 | $1,765 | $142 | $142 |
| 2039. EATON VANCE INSURED MUNICIPAL BOND FUND | 2023-05-25 | 2024-03-05 | $21,131 | $19,867 | $1,264 | $1,264 |
| 98. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-03-05 | $1,110 | $1,070 | $40 | $40 |
| 42. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-03-05 | $476 | $459 | $17 | $17 |
| 447. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-05 | $1,722 | $1,688 | $34 | $34 |
| 8. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-06 | $187 | $163 | $24 | $24 |
| 264. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-03-06 | $3,183 | $2,981 | $202 | $202 |
| 19. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-03-06 | $229 | $215 | $14 | $14 |
| 845. EATON VANCE INSURED MUNICIPAL BOND FUND | 2023-10-04 | 2024-03-06 | $8,771 | $8,106 | $665 | $665 |
| 3000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-03-06 | $2,708 | $2,193 | $515 | $515 |
| 197. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-03-06 | $2,238 | $2,151 | $87 | $87 |
| 103. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-06 | $399 | $389 | $10 | $10 |
| 49. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-03-07 | $558 | $535 | $23 | $23 |
| 103. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-07 | $401 | $389 | $12 | $12 |
| 18. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-08 | $421 | $366 | $55 | $55 |
| 1177. WELLS FARGO ADVANTAGE INCOME OPPORTUNITIES FUND (CLOSED END) | 2023-12-28 | 2024-03-08 | $7,768 | $7,313 | $455 | $455 |
| 46. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-08 | $180 | $174 | $6 | $6 |
| 50. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-03-11 | $554 | $526 | $28 | $28 |
| 99. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-03-11 | $1,129 | $1,081 | $48 | $48 |
| 103. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-11 | $403 | $389 | $14 | $14 |
| 24. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-03-12 | $290 | $271 | $19 | $19 |
| 1013. JPMORGAN ULTRA SHRT INC | 2023-12-19 | 2024-03-12 | $50,946 | $50,901 | $45 | $45 |
| 99. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-03-12 | $1,093 | $1,041 | $52 | $52 |
| 99. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-03-12 | $1,099 | $1,041 | $58 | $58 |
| 87. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-03-12 | $961 | $915 | $46 | $46 |
| 181. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-03-12 | $2,060 | $1,977 | $83 | $83 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-09-28 | 2024-03-12 | $1,399 | $1,271 | $128 | $128 |
| 105. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-12 | $413 | $397 | $16 | $16 |
| 5. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-12 | $61 | $60 | $1 | $1 |
| 27. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-13 | $633 | $549 | $84 | $84 |
| 5000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-03-13 | $4,525 | $3,655 | $870 | $870 |
| 1105. JPMORGAN ULTRA SHRT INC | 2023-05-24 | 2024-03-13 | $55,573 | $55,510 | $63 | $63 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-09-28 | 2024-03-13 | $1,387 | $1,260 | $127 | $127 |
| 105. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-06-01 | 2024-03-13 | $420 | $391 | $29 | $29 |
| 13. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-15 | $306 | $264 | $42 | $42 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-10-03 | 2024-03-15 | $1,371 | $1,250 | $121 | $121 |
| 8. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-03-18 | $32 | $30 | $2 | $2 |
| 1. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-18 | $12 | $12 | ||
| 11. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-19 | $260 | $224 | $36 | $36 |
| 1. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-19 | $12 | $12 | ||
| 4. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-20 | $48 | $48 | ||
| 8. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-21 | $190 | $163 | $27 | $27 |
| 15. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-03-21 | $59 | $56 | $3 | $3 |
| 16. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-21 | $192 | $191 | $1 | $1 |
| 2000. MACYS RETAIL HLDGS LLC NOTE 4.3% 02/15/2 | 2023-06-06 | 2024-03-22 | $1,690 | $1,200 | $490 | $490 |
| 9. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-25 | $214 | $183 | $31 | $31 |
| .21 7% 11/01/2025 | 2020-11-19 | 2024-03-26 | ||||
| 7000. ORACLE CORP DTD 04/01/2020 3.6% 04/01/20 | 2024-01-18 | 2024-03-26 | $5,476 | $5,513 | -$37 | -$37 |
| 61. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-03-26 | $240 | $226 | $14 | $14 |
| 6. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-26 | $71 | $72 | -$1 | -$1 |
| 5. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-27 | $119 | $102 | $17 | $17 |
| 46500. UNITED STATES TREAS BILLS ZERO CPNS 06/ | 2023-12-04 | 2024-03-27 | $46,028 | $45,280 | $748 | $748 |
| 14. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-03-28 | $328 | $285 | $43 | $43 |
| 2. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-03-28 | $24 | $24 | ||
| 23. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-04-01 | $273 | $260 | $13 | $13 |
| 1. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-04-01 | $12 | $12 | ||
| 12. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-04-03 | $281 | $244 | $37 | $37 |
| 75. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-04-04 | $885 | $846 | $39 | $39 |
| 13. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-04-05 | $305 | $264 | $41 | $41 |
| 18000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-03-28 | 2024-04-05 | $17,761 | $17,743 | $18 | $18 |
| 72. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-04-09 | $849 | $812 | $37 | $37 |
| 64. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-09 | $696 | $672 | $24 | $24 |
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-10-03 | 2024-04-09 | $1,364 | $1,240 | $124 | $124 |
| 12000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-03-28 | 2024-04-09 | $11,844 | $11,829 | $15 | $15 |
| 11. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-04-10 | $258 | $224 | $34 | $34 |
| 25000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-03-28 | 2024-04-10 | $24,677 | $24,631 | $46 | $46 |
| 36. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-04-11 | $419 | $406 | $13 | $13 |
| 3000. MACYS RETAIL HLDGS LLC NOTE 4.3% 02/15/2 | 2023-05-31 | 2024-04-11 | $2,430 | $1,799 | $631 | $631 |
| 150. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-11 | $1,612 | $1,574 | $38 | $38 |
| 202. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-11 | $2,227 | $2,202 | $25 | $25 |
| 22. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-04-11 | $84 | $82 | $2 | $2 |
| 6. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-04-11 | $71 | $72 | -$1 | -$1 |
| 1. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-04-12 | $12 | $11 | $1 | $1 |
| 9. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-04-12 | $100 | $95 | $5 | $5 |
| 45. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-12 | $483 | $471 | $12 | $12 |
| 13. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-12 | $144 | $141 | $3 | $3 |
| 18. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-04-12 | $68 | $67 | $1 | $1 |
| 4. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-12-28 | 2024-04-12 | $47 | $48 | -$1 | -$1 |
| 1011. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-15 | $10,727 | $10,588 | $139 | $139 |
| 1003. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-15 | $10,933 | $10,917 | $16 | $16 |
| 11000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-03-25 | 2024-04-15 | $10,866 | $10,833 | $33 | $33 |
| 195000. UNITED STATES TREAS 04/18/2024 | 2024-03-01 | 2024-04-18 | $193,714 | $193,714 | ||
| 2000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-10-03 | 2024-04-19 | $1,319 | $1,240 | $79 | $79 |
| 99. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-05-24 | 2024-04-22 | $1,133 | $1,117 | $16 | $16 |
| 98. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-04-22 | $364 | $362 | $2 | $2 |
| 16. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-04-22 | $186 | $179 | $7 | $7 |
| 126. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-09-01 | 2024-04-23 | $1,445 | $1,420 | $25 | $25 |
| 29. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-23 | $309 | $304 | $5 | $5 |
| 22. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-23 | $241 | $239 | $2 | $2 |
| 139. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-30 | 2024-04-23 | $518 | $514 | $4 | $4 |
| 8. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-04-23 | $93 | $90 | $3 | $3 |
| 77. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-09-11 | 2024-04-24 | $884 | $862 | $22 | $22 |
| 7000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2024-01-18 | 2024-04-24 | $4,498 | $5,183 | -$685 | -$685 |
| 8000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2023-11-03 | 2024-04-24 | $5,136 | $5,450 | -$314 | -$314 |
| 15000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2023-11-03 | 2024-04-24 | $9,574 | $9,995 | -$421 | -$421 |
| 3000. 3M CO SER F MTN 3.125% 9/19/2046 | 2023-10-23 | 2024-04-24 | $1,967 | $1,810 | $157 | $157 |
| 77. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-09-12 | 2024-04-25 | $879 | $854 | $25 | $25 |
| 7000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2023-10-10 | 2024-04-25 | $4,423 | $4,658 | -$235 | -$235 |
| 84. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-31 | 2024-04-25 | $309 | $311 | -$2 | -$2 |
| 3000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2023-10-30 | 2024-04-26 | $1,925 | $1,920 | $5 | $5 |
| 380. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-26 | $4,134 | $4,136 | -$2 | -$2 |
| 12. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-04-29 | $132 | $127 | $5 | $5 |
| .33 7% 11/01/2025 | 2020-11-19 | 2024-04-29 | ||||
| 39. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-29 | $414 | $408 | $6 | $6 |
| 65. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-29 | $709 | $707 | $2 | $2 |
| 136. BLACKROCK MUNIHOLDINGS FUND, INC (CLOSED | 2023-10-04 | 2024-04-30 | $1,553 | $1,459 | $94 | $94 |
| 1. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-04-30 | $11 | $11 | ||
| 4000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2023-10-23 | 2024-04-30 | $2,592 | $2,539 | $53 | $53 |
| 150. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-04-30 | $1,591 | $1,571 | $20 | $20 |
| 41. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-30 | $447 | $446 | $1 | $1 |
| 101. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-04-30 | $1,098 | $1,099 | -$1 | -$1 |
| 89. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-31 | 2024-04-30 | $330 | $329 | $1 | $1 |
| 2. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-04-30 | $23 | $22 | $1 | $1 |
| 43. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-01 | $470 | $456 | $14 | $14 |
| 2000. BOEING CO DTD 07/31/2019 3.75% 02/01/2050-2049 | 2023-10-20 | 2024-05-01 | $1,291 | $1,269 | $22 | $22 |
| 172. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-01 | $1,835 | $1,801 | $34 | $34 |
| 148. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-01 | $1,619 | $1,611 | $8 | $8 |
| 314. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-31 | 2024-05-01 | $1,164 | $1,147 | $17 | $17 |
| 28. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-01 | $322 | $313 | $9 | $9 |
| 52. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-02 | $567 | $552 | $15 | $15 |
| 103. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-02 | $1,093 | $1,079 | $14 | $14 |
| 82. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-02 | $896 | $893 | $3 | $3 |
| 409. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-02 | $4,480 | $4,452 | $28 | $28 |
| 314. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-02 | $1,164 | $1,146 | $18 | $18 |
| 28. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-02 | $321 | $313 | $8 | $8 |
| 104. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-03 | $1,144 | $1,103 | $41 | $41 |
| 1000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-05-03 | $914 | $731 | $183 | $183 |
| 47. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-03 | $504 | $492 | $12 | $12 |
| 349. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-03 | $3,743 | $3,655 | $88 | $88 |
| 51. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-03 | $564 | $555 | $9 | $9 |
| 153. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-03 | $1,693 | $1,665 | $28 | $28 |
| 307. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-03 | $3,387 | $3,340 | $47 | $47 |
| 143. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-03 | $534 | $522 | $12 | $12 |
| 23. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-03 | $265 | $258 | $7 | $7 |
| 78. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-06 | $865 | $827 | $38 | $38 |
| 16. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-06 | $177 | $170 | $7 | $7 |
| 2000. MACYS RETAIL HLDGS LLC NOTE 4.3% 02/15/2 | 2023-05-31 | 2024-05-06 | $1,600 | $1,199 | $401 | $401 |
| 103. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-06 | $1,107 | $1,079 | $28 | $28 |
| 179. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-06 | $1,983 | $1,947 | $36 | $36 |
| 51. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-06 | $566 | $555 | $11 | $11 |
| 209. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-06 | $782 | $763 | $19 | $19 |
| 16. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-06 | $186 | $179 | $7 | $7 |
| 10. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-05-07 | $239 | $203 | $36 | $36 |
| 50. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-07 | $558 | $530 | $28 | $28 |
| 2000. MACYS RETAIL HLDGS LLC NOTE 4.3% 02/15/2 | 2023-05-31 | 2024-05-07 | $1,615 | $1,199 | $416 | $416 |
| 67. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-07 | $727 | $702 | $25 | $25 |
| 162. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-07 | $1,757 | $1,697 | $60 | $60 |
| 92. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-07 | $1,030 | $1,001 | $29 | $29 |
| 141. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-07 | $1,578 | $1,534 | $44 | $44 |
| 152. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-07 | $570 | $555 | $15 | $15 |
| 26. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-07 | $302 | $291 | $11 | $11 |
| 19. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-08 | $213 | $202 | $11 | $11 |
| 33. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-08 | $359 | $346 | $13 | $13 |
| 514. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-08 | $5,749 | $5,592 | $157 | $157 |
| 31. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-08 | $348 | $337 | $11 | $11 |
| 154. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-08 | $1,726 | $1,675 | $51 | $51 |
| 1. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-09 | $11 | $11 | ||
| 259. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-25 | 2024-05-09 | $2,808 | $2,710 | $98 | $98 |
| 21. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-09 | $79 | $77 | $2 | $2 |
| 2. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-09 | $23 | $22 | $1 | $1 |
| 285. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-10 | $3,074 | $2,977 | $97 | $97 |
| 103. NUVEEN QUALITY MUNI INCOME FUND | 2023-05-24 | 2024-05-10 | $1,149 | $1,121 | $28 | $28 |
| 105. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-10 | $392 | $383 | $9 | $9 |
| 41. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-10 | $154 | $150 | $4 | $4 |
| 12. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-13 | $134 | $127 | $7 | $7 |
| 533. NUVEEN AMT-FREE MUNICIPAL INCOME FD (CLO | 2023-05-24 | 2024-05-13 | $5,762 | $5,568 | $194 | $194 |
| 128. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-13 | $479 | $467 | $12 | $12 |
| 18. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-13 | $208 | $202 | $6 | $6 |
| 4. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-14 | $44 | $42 | $2 | $2 |
| 105. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-14 | $392 | $383 | $9 | $9 |
| 46. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-23 | 2024-05-14 | $173 | $168 | $5 | $5 |
| 68. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-15 | $758 | $720 | $38 | $38 |
| 2000. MACYS RETAIL HLDGS LLC NOTE 4.3% 02/15/2 | 2023-05-31 | 2024-05-15 | $1,583 | $1,199 | $384 | $384 |
| 529. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-25 | 2024-05-15 | $1,979 | $1,926 | $53 | $53 |
| 21. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-15 | $244 | $235 | $9 | $9 |
| 2000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-21 | 2024-05-16 | $1,970 | $1,782 | $188 | $188 |
| 2000. MACYS RETAIL HLDGS LLC NOTE 4.3% 02/15/2 | 2023-05-31 | 2024-05-16 | $1,585 | $1,199 | $386 | $386 |
| 220000. UNITED STATES TREAS 05/16/2024 | 2023-11-13 | 2024-05-16 | $214,139 | $214,139 | ||
| 88. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-25 | 2024-05-16 | $330 | $319 | $11 | $11 |
| 1. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-16 | $12 | $11 | $1 | $1 |
| 53. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-17 | $589 | $561 | $28 | $28 |
| 248. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-25 | 2024-05-17 | $927 | $899 | $28 | $28 |
| 24. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-17 | $279 | $269 | $10 | $10 |
| 3. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-20 | $33 | $32 | $1 | $1 |
| 82. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-24 | 2024-05-20 | $307 | $297 | $10 | $10 |
| 260. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-24 | 2024-05-20 | $973 | $943 | $30 | $30 |
| 51. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-20 | $592 | $571 | $21 | $21 |
| 2. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-05-21 | $22 | $21 | $1 | $1 |
| 3000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-05-21 | $2,955 | $2,671 | $284 | $284 |
| 1086. WESTERN ASSET HIGH INCOME OPPORT UNITY F | 2023-05-24 | 2024-05-22 | $4,051 | $3,917 | $134 | $134 |
| 9. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-05-23 | $104 | $101 | $3 | $3 |
| .21 7% 11/01/2025 | 2020-11-19 | 2024-05-29 | ||||
| 40000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-05-17 | 2024-05-29 | $39,766 | $39,708 | $58 | $58 |
| 5000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-05-17 | 2024-06-05 | $4,976 | $4,964 | $12 | $12 |
| 110500. UNITED STATES TREAS BILLS ZERO CPNS 06/ | 2023-12-04 | 2024-06-06 | $107,601 | $107,601 | ||
| 11. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-12 | $128 | $123 | $5 | $5 |
| 126. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-13 | $1,461 | $1,411 | $50 | $50 |
| 21. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-14 | $233 | $222 | $11 | $11 |
| 1486. ISHARES CORE S&P U.S. VALUE ETF | 2024-03-27 | 2024-06-14 | $129,487 | $117,315 | $12,172 | $12,172 |
| 670. ISHARES CORE S&P U.S. VALUE ETF | 2024-03-27 | 2024-06-14 | $58,382 | $59,968 | -$1,586 | -$1,586 |
| 2962. ISHARES CORE S&P U.S. VALUE ETF | 2023-06-13 | 2024-06-14 | $258,102 | $220,611 | $37,491 | $37,491 |
| 350. ISHARES CORE RUSSELL U.S. GROWTH ETF | 2024-03-27 | 2024-06-14 | $44,447 | $35,857 | $8,590 | $8,590 |
| 5587. ISHARES CORE RUSSELL U.S. GROWTH ETF | 2023-06-13 | 2024-06-14 | $709,501 | $507,446 | $202,055 | $202,055 |
| 127. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-17 | $1,406 | $1,343 | $63 | $63 |
| 33000. WELLS FARGO & CO NEW DTD 04/22/2014 VAR | 2024-02-27 | 2024-06-17 | $33,000 | $32,776 | $224 | $224 |
| 7000. WELLS FARGO & CO NEW DTD 04/22/2014 VAR | 2024-05-24 | 2024-06-17 | $7,000 | $7,002 | -$2 | -$2 |
| 43. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-17 | $498 | $481 | $17 | $17 |
| 54. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-18 | $625 | $605 | $20 | $20 |
| 87. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-06-25 | $2,106 | $1,768 | $338 | $338 |
| 83. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-26 | $922 | $878 | $44 | $44 |
| .21 7% 11/01/2025 | 2020-11-19 | 2024-06-26 | ||||
| 38. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-27 | $424 | $402 | $22 | $22 |
| 8000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-06-27 | $7,760 | $7,111 | $649 | $649 |
| 14. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-27 | $163 | $157 | $6 | $6 |
| 81. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-28 | $903 | $857 | $46 | $46 |
| 114. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-28 | $1,271 | $1,206 | $65 | $65 |
| 74. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-06-28 | $825 | $783 | $42 | $42 |
| 4. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-28 | $46 | $45 | $1 | $1 |
| 34. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-06-28 | $395 | $381 | $14 | $14 |
| 2. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-01 | $23 | $22 | $1 | $1 |
| 40. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-02 | $444 | $423 | $21 | $21 |
| 28. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-02 | $325 | $313 | $12 | $12 |
| 75. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-03 | $836 | $793 | $43 | $43 |
| 31. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-03 | $345 | $328 | $17 | $17 |
| 7. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-03 | $81 | $78 | $3 | $3 |
| 39. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-03 | $453 | $437 | $16 | $16 |
| 35. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-05 | $391 | $370 | $21 | $21 |
| 2. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-05 | $23 | $22 | $1 | $1 |
| 59. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-08 | $658 | $624 | $34 | $34 |
| 48. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-09 | $536 | $508 | $28 | $28 |
| 7000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-07-09 | $6,851 | $6,222 | $629 | $629 |
| 118800. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-06-28 | 2024-07-09 | $117,607 | $117,346 | $261 | $261 |
| 40000. UNITED STATES TREAS ZERO CPN '24 07/09/ | 2024-06-28 | 2024-07-09 | $39,598 | $39,858 | -$260 | -$260 |
| 23. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-09 | $266 | $258 | $8 | $8 |
| 12. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-10 | $135 | $127 | $8 | $8 |
| 23. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-10 | $267 | $258 | $9 | $9 |
| 69. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-11 | $778 | $730 | $48 | $48 |
| 29. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-11 | $336 | $325 | $11 | $11 |
| 87. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-12 | $1,010 | $974 | $36 | $36 |
| 21. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-16 | $239 | $222 | $17 | $17 |
| 22. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-16 | $258 | $246 | $12 | $12 |
| 2000. ENBRIDGE INC 7.2% 06/27/2054 | 2024-06-24 | 2024-07-17 | $2,040 | $2,000 | $40 | $40 |
| 5. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-17 | $59 | $56 | $3 | $3 |
| 4000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-07-18 | $3,920 | $3,556 | $364 | $364 |
| 6000. ENBRIDGE INC 7.2% 06/27/2054 | 2024-06-24 | 2024-07-18 | $6,120 | $6,000 | $120 | $120 |
| 3000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-07-19 | $2,933 | $2,193 | $740 | $740 |
| 27. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-22 | $304 | $286 | $18 | $18 |
| 7. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-22 | $82 | $78 | $4 | $4 |
| 46. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-23 | $522 | $487 | $35 | $35 |
| 4000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-07-11 | 2024-07-23 | $3,906 | $3,899 | $7 | $7 |
| 11. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-23 | $129 | $123 | $6 | $6 |
| 45. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-25 | $510 | $476 | $34 | $34 |
| 141000. UNITED STATES TREAS BILLS ZERO CPN 07/2 | 2024-04-22 | 2024-07-25 | $139,127 | $139,127 | ||
| 14. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-25 | $164 | $157 | $7 | $7 |
| 28. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-26 | $318 | $296 | $22 | $22 |
| .24 7% 11/01/2025 | 2020-11-19 | 2024-07-26 | ||||
| 5. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-26 | $59 | $56 | $3 | $3 |
| 6. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-29 | $68 | $63 | $5 | $5 |
| 13. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-29 | $152 | $146 | $6 | $6 |
| 57. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-30 | $645 | $603 | $42 | $42 |
| 26. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-30 | $304 | $291 | $13 | $13 |
| 3. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-31 | $34 | $32 | $2 | $2 |
| 73. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-07-31 | $829 | $772 | $57 | $57 |
| 45. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-07-31 | $528 | $504 | $24 | $24 |
| 21. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-01 | $241 | $222 | $19 | $19 |
| 1156. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-03-08 | 2024-08-01 | $48,955 | $49,026 | -$71 | -$71 |
| 36. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-08-01 | $427 | $403 | $24 | $24 |
| 1. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-02 | $12 | $11 | $1 | $1 |
| 90. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-02 | $1,037 | $952 | $85 | $85 |
| 35. WESTERN ASSET HIGH YIELD DEFINED OPPORTUNITY FUND (CLOSED-END) | 2023-05-24 | 2024-08-02 | $415 | $392 | $23 | $23 |
| 2. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-06 | $23 | $21 | $2 | $2 |
| 57. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-07 | $663 | $603 | $60 | $60 |
| 2. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-08 | $23 | $21 | $2 | $2 |
| 33. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-09 | $379 | $349 | $30 | $30 |
| 13. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-12 | $149 | $137 | $12 | $12 |
| 1000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-08-12 | $982 | $889 | $93 | $93 |
| 9000. CORNELL UNIVERSITY -2024B BOND 0% 06/15/ | 2024-04-05 | 2024-08-12 | $9,181 | $9,014 | $167 | $167 |
| 1363. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-04-09 | 2024-08-12 | $57,695 | $57,741 | -$46 | -$46 |
| 39. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-13 | $449 | $412 | $37 | $37 |
| 7000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-08-13 | $6,881 | $6,222 | $659 | $659 |
| 29000. CORNELL UNIVERSITY -2024B BOND 0% 06/15/ | 2024-04-04 | 2024-08-13 | $29,690 | $29,000 | $690 | $690 |
| 614. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-05-06 | 2024-08-13 | $26,068 | $25,947 | $121 | $121 |
| 65. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-14 | $748 | $687 | $61 | $61 |
| 12. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-15 | $137 | $127 | $10 | $10 |
| 29. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-16 | $333 | $307 | $26 | $26 |
| 63. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-16 | $723 | $666 | $57 | $57 |
| 2000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-08-16 | $2,166 | $2,006 | $160 | $160 |
| 4000. BANK OF AMERICA CORP SR NT 1/25TH SH FIX/FLT INT DTD | 2024-01-24 | 2024-08-20 | $4,000 | $4,003 | -$3 | -$3 |
| 9. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-20 | $104 | $95 | $9 | $9 |
| 73. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-21 | $838 | $772 | $66 | $66 |
| 17. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-22 | $195 | $180 | $15 | $15 |
| 208000. UNITED STATES TREAS ZERO CPN 08/22/2024 | 2024-05-20 | 2024-08-22 | $205,242 | $205,242 | ||
| 57. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-23 | $655 | $603 | $52 | $52 |
| 75. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-23 | $863 | $793 | $70 | $70 |
| 55. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-23 | $633 | $582 | $51 | $51 |
| 4. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-26 | $46 | $42 | $4 | $4 |
| 3000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-08-26 | $2,954 | $2,667 | $287 | $287 |
| 49. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-27 | $564 | $518 | $46 | $46 |
| 4000. CITIZENS FINANCIAL GROUP 5.65% 12/31/204 | 2023-06-28 | 2024-08-27 | $3,938 | $3,540 | $398 | $398 |
| .2 7% 11/01/2025 | 2020-11-19 | 2024-08-27 | ||||
| 46. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-29 | $530 | $486 | $44 | $44 |
| 18. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-08-30 | $208 | $190 | $18 | $18 |
| 23000. NEXTERA ENERGY CAP HLDGS DTD 09/09/2019 | 2023-05-24 | 2024-09-01 | $23,000 | $22,667 | $333 | $333 |
| 19. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-09-03 | $221 | $201 | $20 | $20 |
| 42. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-09-04 | $488 | $444 | $44 | $44 |
| 22000. BANK OF AMERICA CORP SR NT 1/25TH SH FIX/FLT INT DTD | 2024-02-07 | 2024-09-05 | $22,000 | $21,925 | $75 | $75 |
| 33. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-09-05 | $383 | $349 | $34 | $34 |
| 16. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-09-06 | $186 | $169 | $17 | $17 |
| 5. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-05-24 | 2024-09-09 | $58 | $53 | $5 | $5 |
| 9000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-10 | $7,830 | $6,219 | $1,611 | $1,611 |
| 41. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-08-30 | 2024-09-10 | $476 | $428 | $48 | $48 |
| 1000. PG&E CORP NOTE CALL MAKE WHOLE 7.375% 03 | 2024-09-09 | 2024-09-10 | $1,015 | $1,000 | $15 | $15 |
| 2000. PG&E CORP NOTE CALL MAKE WHOLE 7.375% 03 | 2024-09-09 | 2024-09-10 | $2,028 | $2,000 | $28 | $28 |
| 8000. AMERICAN EXPRESS CO DTD 08/03/2021 3.55% | 2023-07-27 | 2024-09-11 | $7,520 | $6,705 | $815 | $815 |
| 15000. AMERICAN EXPRESS CO DTD 08/03/2021 3.55% | 2023-07-17 | 2024-09-11 | $14,072 | $12,406 | $1,666 | $1,666 |
| 47000. CITIGROUP DTD 09/12/2019 5% | 2023-07-11 | 2024-09-12 | $47,000 | $43,589 | $3,411 | $3,411 |
| 1000. REGIONS FINANCIAL CORP 5% 08/01/2024 | 2023-09-12 | 2024-09-12 | $999 | $956 | $43 | $43 |
| 7000. REGIONS FINANCIAL CORP 5% 08/01/2024 | 2023-09-08 | 2024-09-12 | $6,993 | $6,707 | $286 | $286 |
| 89000. UNITED STATES TREAS 0% 09/12/2024 | 2024-06-10 | 2024-09-12 | $87,819 | $87,819 | ||
| 2000. AMERICAN EXPRESS CO DTD 08/03/2021 3.55% | 2023-07-10 | 2024-09-13 | $1,875 | $1,650 | $225 | $225 |
| 2000. AMERICAN EXPRESS CO DTD 08/03/2021 3.55% | 2023-07-10 | 2024-09-13 | $1,875 | $1,650 | $225 | $225 |
| 4000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-16 | $3,530 | $2,764 | $766 | $766 |
| 2000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-18 | $1,775 | $1,382 | $393 | $393 |
| 3000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-18 | $2,670 | $2,073 | $597 | $597 |
| 16. AGNC INVT CORP 6.125 DP RP SR F | 2023-05-24 | 2024-09-19 | $396 | $325 | $71 | $71 |
| 3000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-19 | $2,685 | $2,073 | $612 | $612 |
| 1000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-09-19 | $949 | $731 | $218 | $218 |
| 2000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-23 | $1,795 | $1,382 | $413 | $413 |
| 20000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-19 | 2024-09-23 | $19,735 | $19,713 | $22 | $22 |
| 79000. BANK OF AMERICA CORP SER N MTN DTD 09/25/2020 .981% 09/25/2025- | 2024-01-19 | 2024-09-25 | $79,000 | $75,413 | $3,587 | $3,587 |
| 2000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-09-25 | $1,903 | $1,462 | $441 | $441 |
| 4000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-09-25 | $3,800 | $2,924 | $876 | $876 |
| 2000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-26 | $1,782 | $1,382 | $400 | $400 |
| .2 7% 11/01/2025 | 2020-11-19 | 2024-09-26 | ||||
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-27 | $884 | $691 | $193 | $193 |
| 208. ANGEL OAK ANGEL OAK ULTRASHORT INCOME ET | 2024-09-12 | 2024-09-27 | $10,687 | $10,663 | $24 | $24 |
| 2000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-09-27 | $1,898 | $1,462 | $436 | $436 |
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-09-30 | $881 | $691 | $190 | $190 |
| 209. ANGEL OAK ANGEL OAK ULTRASHORT INCOME ET | 2024-09-12 | 2024-09-30 | $10,688 | $10,714 | -$26 | -$26 |
| 11000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-09-30 | $12,115 | $11,033 | $1,082 | $1,082 |
| 1000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-30 | 2024-10-01 | $988 | $988 | ||
| 60000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-30 | 2024-10-01 | $59,268 | $59,170 | $98 | $98 |
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-10-02 | $872 | $691 | $181 | $181 |
| 2000. ENERGY TRANSFER PARTNERS LP DTD 11/01/2013 3.2685% 11/01/2066 | 2023-05-24 | 2024-10-02 | $1,900 | $1,462 | $438 | $438 |
| 2254. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-02-16 | 2024-10-02 | $97,100 | $95,144 | $1,956 | $1,956 |
| 59. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-09-26 | 2024-10-02 | $2,542 | $2,556 | -$14 | -$14 |
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-10-03 | $875 | $691 | $184 | $184 |
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-10-03 | $876 | $691 | $185 | $185 |
| 9000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-10-03 | $9,864 | $9,009 | $855 | $855 |
| 1074. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-06-06 | 2024-10-03 | $46,191 | $45,273 | $918 | $918 |
| 1691. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-05-29 | 2024-10-03 | $72,745 | $71,126 | $1,619 | $1,619 |
| 1879. ISHARES 0-5 YEAR HIGH YIELD CORP BD | 2024-05-29 | 2024-10-03 | $80,889 | $78,652 | $2,237 | $2,237 |
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-10-04 | $880 | $691 | $189 | $189 |
| 1000. ALLY FIN INC NOTE CALL DTD 04/22/2021 4. | 2023-05-24 | 2024-10-07 | $878 | $691 | $187 | $187 |
| 10000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-10-16 | $10,917 | $10,000 | $917 | $917 |
| 2000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-10-28 | $2,147 | $2,000 | $147 | $147 |
| 3000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-10-28 | $3,220 | $3,000 | $220 | $220 |
| .26 7% 11/01/2025 | 2020-11-19 | 2024-10-28 | ||||
| 3000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-10-29 | $3,214 | $3,000 | $214 | $214 |
| 55. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-08-30 | 2024-10-30 | $617 | $572 | $45 | $45 |
| 45000. WELLS FARGO & CO FR 2.406%103025 DTD 10/31/2019 2.406% 10/30/20 | 2024-03-26 | 2024-10-30 | $45,000 | $43,964 | $1,036 | $1,036 |
| 130. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-09-15 | 2024-10-31 | $1,455 | $1,331 | $124 | $124 |
| 29000. UNITED STATES TREAS ZERO CPN 0% 11/05/2 | 2024-10-28 | 2024-10-31 | $28,985 | $28,934 | $51 | $51 |
| 26. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-09-15 | 2024-11-01 | $293 | $263 | $30 | $30 |
| 104. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-09-20 | 2024-11-04 | $1,169 | $1,049 | $120 | $120 |
| 2000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-11-04 | $2,141 | $2,000 | $141 | $141 |
| 3000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-11-04 | $3,211 | $3,000 | $211 | $211 |
| 55. BLACKROCK MUNIYIELD QUALITY FUND III INC | 2023-10-04 | 2024-11-05 | $618 | $534 | $84 | $84 |
| 3000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-11-05 | $3,200 | $3,000 | $200 | $200 |
| 16000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-10-03 | 2024-11-05 | $15,873 | $15,773 | $100 | $100 |
| 237000. UNITED STATES TREAS ZERO CPN 0% 11/05/2 | 2024-10-03 | 2024-11-05 | $236,128 | $236,124 | $4 | $4 |
| 4000. UNITED STATES TREAS ZERO CPN 0% 11/05/2 | 2024-10-15 | 2024-11-05 | $3,985 | $3,990 | -$5 | -$5 |
| 3000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-11-06 | $3,185 | $3,000 | $185 | $185 |
| 1000. BROOKFIELD FIN INC 6.35% 01/05/2034 | 2023-11-27 | 2024-11-07 | $1,067 | $1,000 | $67 | $67 |
| 6000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-11-08 | 2024-11-21 | $5,964 | $5,957 | $7 | $7 |
| .2 7% 11/01/2025 | 2020-11-19 | 2024-11-26 | ||||
| 15000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-11-08 | 2024-12-02 | $14,932 | $14,893 | $39 | $39 |
| 75000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-11-08 | 2024-12-03 | $74,671 | $74,138 | $533 | $533 |
| 1492. ISHARES CORE S&P U.S. VALUE ETF | 2024-09-30 | 2024-12-05 | $147,003 | $136,398 | $10,605 | $10,605 |
| 5628. ISHARES CORE S&P U.S. VALUE ETF | 2023-05-17 | 2024-12-05 | $554,511 | $415,695 | $138,816 | $138,816 |
| 119. ISHARES CORE RUSSELL U.S. GROWTH ETF | 2024-09-30 | 2024-12-05 | $16,965 | $15,397 | $1,568 | $1,568 |
| 4780. ISHARES CORE RUSSELL U.S. GROWTH ETF | 2023-05-17 | 2024-12-05 | $681,468 | $433,494 | $247,974 | $247,974 |
| 16000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-12 | 2024-12-06 | $15,940 | $15,753 | $187 | $187 |
| 6000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-12 | 2024-12-10 | $5,979 | $5,907 | $72 | $72 |
| 41000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-12 | 2024-12-11 | $40,864 | $40,365 | $499 | $499 |
| 210000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-09-11 | 2024-12-17 | $209,458 | $206,023 | $3,435 | $3,435 |
| 370. ISHARES 20+ YEAR TREASURY BOND ETF | 2024-10-01 | 2024-12-18 | $33,369 | $36,674 | -$3,305 | -$3,305 |
| 1211. ISHARES 20+ YEAR TREASURY BOND ETF | 2024-10-01 | 2024-12-18 | $109,290 | $119,069 | -$9,779 | -$9,779 |
| 13000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-08-08 | 2024-12-18 | $12,968 | $12,724 | $244 | $244 |
| .15 7% 11/01/2025 | 2020-11-19 | 2024-12-27 | ||||
| 8000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-08-01 | 2024-12-27 | $7,991 | $7,827 | $164 | $164 |
| 20000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-07-26 | 2024-12-30 | $19,979 | $19,550 | $429 | $429 |
| 3000. UNITED STATES TREAS BILLS ZERO CPN 01/0 | 2024-07-26 | 2024-12-31 | $2,998 | $2,932 | $66 | $66 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $725,213 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $23,360 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $23,360 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $23,360 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $18,048 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $35,000 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $53,048 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $23 | EsPenaltyAmt |
| Overpayment | $29,665 | OverpaymentAmt |
| Applied To ES Tax | $5,840 | AppliedToESTaxAmt |
| Refund | $23,825 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NC | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ARDEN TRUST COMPANY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3022465400 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2751 CENTERVILLE RD STE 200 | AddressLine1Txt |
| City | WILMINGTON | CityNm |
| State Abbreviation | DE | StateAbbreviationCd |
| ZIP | 19808 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | Yes (true) | BusinessHoldingsInd |
| Excess Business Holdings | false | ExcessBusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| DAVID SINGER | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | DIRECTOR | 15 | $10,000 |
| CRYSTAL THOMANN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | EXECUTIVE DIRECTOR | 30 | $31,200 |
| THOMAS W GLENN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | SECRETARY | 15 | $10,000 |
| QUINCY F WHITE | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | CHAIRMAN | 15 | $20,000 |
| MARY LANCE SISK MCGINN | ||||||
| 310 ARLINGTON AVE 331 | CHARLOTTE | NC | 28203 | VICE-CHAIRMAN | 15 | $10,000 |
| ARDEN TRUST COMPANY | ||||||
| 2751 CENTERVILLE DRIVE SUITE 200 | WILMINGTON | DE | 19808 | TRUSTEE | 1 | $65,928 |
| EDWARD G MCGOOGAN JR | ||||||
| 1700 MARYLAND AVE | CHARLOTTE | NC | 28209 | TREASURER | 15 | $10,000 |
| DIANA H MAY | ||||||
| 8539 DICKSBILL DR | CHARLOTTE | NC | 28277 | DIRECTOR | 15 | $2,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $44,499,793 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,496,200 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $45,995,993 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $45,995,993 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $689,940 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $45,306,053 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $2,265,303 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $2,265,303 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $23,360 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $23,360 | TotalTaxAmt |
| Distributable Before Adj | $2,241,943 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $2,241,943 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $2,241,943 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,868,767 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $1,868,767 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $2,241,943 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $1,416,435 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,868,767 | QualifyingDistributionsAmt |
| Applied To Year1 | $1,416,435 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $452,332 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $1,789,611 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Shareholder Manager | NONE | ShareholderManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (37 entries)
| Business Name Line2RecipientBusinessName/BusinessNameLine2Txt | Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|---|
| COMMUNITY HOUSING OF MADISON COUNTY | ||||||||
| ATTN MRS JENNIFER HORD REDA | PO BOX 1166 | MARSHALL | NC | 28753 | NONE | PC | SUPPORT | $30,000 |
| AMERICAN HEART ASSOCIATION | ||||||||
| 7272 GREENVILLE AVE | DALLAS | TX | 75231 | NONE | PC | SUPPORT | $25,000 | |
| ALLEGRO FOUNDATION | ||||||||
| 4119 ARDMORE ROAD | CHARLOTTE | NC | 28209 | NONE | PC | UNRESTRICTED GENERAL | $10,000 | |
| RENAISSANCE WEST COMM INITIATIVE | ||||||||
| ATTN DR ANGELA NICOLE | 3610 NOBLES AVE 199 | CHARLOTTE | NC | 28208 | NONE | PC | SUPPORT | $25,000 |
| DILWORTH SOUP KITCHEN & FOOD PANTRY | ||||||||
| ATTN MR THOMAS M FEDELL | 1200 EAST BLVD | CHARLOTTE | NC | 28203 | NONE | PC | SUPPORT | $7,500 |
| NEW HOPE CLINIC | ||||||||
| ATTN MRS SHEILA ROBERTS | 201 W BOILING SPRINGS RD | SOUTHPORT | NC | 28461 | NONE | PC | SUPPORT | $50,000 |
| CHARLOTTE PREPARATORY SCHOOL | ||||||||
| ATTN MRS HEIDI M KELLEY | 212 BOYCE RD | CHARLOTTE | NC | 28211 | NONE | PC | SUPPORT | $25,000 |
| MATTHEWS FREE MEDICAL CLINIC | ||||||||
| ATTN MS AMY CARR | 196 S TRADE ST | MATTHEWS | NC | 28105 | NONE | PC | SUPPORT | $15,000 |
| CROSSNORE COMMUNITIES FOR CHILDREN | ||||||||
| PO BOX 249 | CROSSNORE | NC | 28616 | NONE | PC | UNRESTRICTED GENERAL | $125,000 | |
| SPECIAL OLYMPICS OF NORTH CAROLINA | ||||||||
| 2200 GATEWAY CENTRE BLVD | MORRISVILLE | NC | 27560 | NONE | PC | SUPPORT | $15,000 | |
| FOOD BANK OF CENTRAL & EASTERN NC | ||||||||
| ATTN MS ANDREA MARON | 1924 CAPITAL BLVD | RALEIGH | NC | 27604 | NONE | PC | SUPPORT | $35,000 |
| ASHEVILLE AREA HABITAT FOR HUMANITY | ||||||||
| 33 MEADOW RD | ASHVILLE | NC | 28803 | NONE | PC | GENERAL SUPPORT | $35,000 | |
| HABITAT FOR HUMANITY | ||||||||
| OF THE CHARLOTTE REGION | PO BOX 220287 | CHARLOTTE | NC | 28222 | NONE | PC | GENERAL SUPPORT | $50,000 |
| LOAVES AND FISHESFRIENDSHIP TRAYS | ||||||||
| ATTN MRS BETH PARKS | 901 CARRIER DR | CHARLOTTE | NC | 28216 | NONE | PC | SUPPORT | $100,000 |
| MAKE A WISH CENTRAL AND WESTERN | ||||||||
| NORTH CAROLINA | 6324 FAIRVIEW RD 500 | CHARLOTTE | NC | 28210 | NONE | PC | UNRESTRICTED GENERAL | $51,000 |
| HOSPITALITY HOUSE | ||||||||
| 1400 SCOTT AVENUE | CHARLOTTE | NC | 28203 | NONE | PC | UNRESTRICTED GENERAL | $25,000 | |
| CARING HOUSE | ||||||||
| ATTN MS CALLIE RASMAY | 2625 PICKETT RD | DURHAM | NC | 27705 | NONE | PC | SUPPORT | $25,000 |
| OUTREACH MISSION INC | ||||||||
| 705 CHATHAM STREET | SANFORD | NC | 27330 | NONE | PC | SUPPORT | $50,000 | |
| ROOF ABOVE | ||||||||
| PO BOX 31335 | CHARLOTTE | NC | 28231 | NONE | PC | UNRESTRICTED GENERAL | $40,000 | |
| WESTERN NORTH CAROLINA HEALTH SERVICES | ||||||||
| 7 BEVERLY RD | ASHEVILLE | NC | 28806 | NONE | PC | GENERAL SUPPORT | $50,000 | |
| TRIANGLE RESIDENTIAL OPTIONS FOR | ||||||||
| SUBSTANCE ABUSERS | 1820 JAMES STREET | DURHAM | NC | 27707 | NONE | PC | GENERAL SUPPORT | $100,000 |
| DILWORTH CENTER | ||||||||
| 2240 PARK RD | CHARLOTTE | NC | 28203 | NONE | PC | SUPPORT | $25,000 | |
| CHARLOTTE SYMPHONY ORCHESTRA SOCIETY | ||||||||
| ATTN MS MANDY VOLLRATH | 128 S TRYON ST STE 350 | CHARLOTTE | NC | 28202 | NONE | PC | SUPPORT | $25,000 |
| OPERA CAROLINA | ||||||||
| ELIZABETH RODDEY DOWD OPERA CENTER | 1600 ELIZABETH AVENUE | CHARLOTTE | NC | 282042511 | NONE | PC | UNRESTRICTED GENERAL | $25,000 |
| GOOD FELLOWS CLUB | ||||||||
| ATTN MRS MARGARET | 700 PARKWOOD AVE | CHARLOTTE | NC | 28205 | NONE | PC | SUPPORT | $10,000 |
| SPANTANBURG COMM COLLEGE FDN | ||||||||
| ATTN JOHN JARACZE | PO BOX 4386 | SPANTANBURG | SC | 29305 | NONE | PC | SUPPORT | $25,000 |
| FRIENDS OF COASTAL SOUTH CAROLINA | ||||||||
| PO BOX 1131 | MT PLEASANT | SC | 29465 | NONE | PC | UNRESTRICTED GENERAL | $325,000 | |
| MEDICAL UNIVERSITY OF SOUTH CAROLINA | ||||||||
| 45 COURTENAY DR | CHARLESTON | SC | 29425 | NONE | PC | SUPPORT | $30,000 | |
| MATTHEWS HELP CENTER | ||||||||
| 119 N AMES STREET | MATTHEWS | NC | 28105 | NONE | PC | UNRESTRICTED GENERAL | $15,000 | |
| SAMARITAN'S PURSE | ||||||||
| ATTN DEBBIE SMITH | PO BOX 3000 | BOONE | NC | 28607 | NONE | PC | GENERAL SUPPORT | $110,000 |
| MAYLAND COMMUNITY COLLEGE FDN | ||||||||
| ATTN MRS KELLY SMITH | 200 MAYLAND DR | SPRUCE PINE | NC | 28777 | NONE | PC | SUPPORT | $46,435 |
| ROWAN-CABARRUS | ||||||||
| ATTN MR BRETT CROSBY | 215 GUFFY STREET | SALISBURY | NC | 28147 | NONE | PC | SUPPORT | $100,000 |
| CAKEABLE CHARLOTTE | ||||||||
| ATTN MS RENEEE RATCLIFFE | PO BOX 3548 | MATTHEWS | NC | 28106 | NONE | PC | GENERAL SUPPORT | $25,000 |
| EQUAL PLATES PROJECT | ||||||||
| DBA WE GIVE A SHARE INC | 27 CHURCH STREET | ASHEVILLE | NC | 28801 | NONE | PC | SUPPORT | $25,000 |
| MITCHELL BAYS TURNER PEDIATRIC FUND INC | ||||||||
| 1307 W MOREHEAD ST STE 207 | CHARLOTTE | NC | 28208 | NONE | PC | SUPPORT | $12,000 | |
| BOYS AND GIRLS CLUB OF AMERICA | ||||||||
| 1275 PEACHTREE NE | ATLANTA | GA | 30309 | NONE | PC | SUPPORT | $25,000 | |
| CHARMECK FAMILY JUSTICE CENTER INC | ||||||||
| THE UMBRELLA CENTER | 601 E 5TH ST STE 400 | CHARLOTTE | NC | 28202 | NONE | PC | SUPPORT | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,761,935 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,256,958 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Income | OtherInvestmentIncomeGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $725,213 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $1,982,171 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,982,171 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $1,500 | Amt |
| Disbursements Charitable Prps | $1,500 | DisbursementsCharitablePrpsAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (91 entries)
| Category Or ItemCategoryOrItemTxt |
|---|
| 00123Q872 AGNC INVT CORP COM 6 |
| 02005NBM1 ALLY FIN INC DTD 04/ |
| 02005NBN9 ALLY FIN INC DTD 06/ |
| 025537AP6 AMERICAN ELECTRIC PO |
| 025816CH0 AMERICAN EXPRESS CO |
| 03027XBK5 AMERICAN TOWER CORP |
| 035710847 ANNALY CAPITAL MANAG |
| 03939AAA5 ARCH CAP GROUP LTD D |
| 04686JAD3 ATHENE HOLDING LTD D |
| 05565QDV7 BP CAPITAL MARKETS P |
| 060505EH3 BANK OF AMERICA CORP |
| 06051GJG5 BANK OF AMERICA CORP |
| 064058AH3 BANK OF NEW YORK MEL |
| 084659BC4 BERKSHIRE HATHAWAY E |
| 09062XAG8 BIOGEN INC DTD 04/30 |
| 09249W101 BLACKROCK LTD DURATI |
| 09253N104 BLACKROCK MUNIHOLDIN |
| 09253R105 BLACKROCK MUNIVEST F |
| 09254E103 BLACKROCK MUNIYIELD |
| 09255P107 BLACKROCK CORPORATE |
| 097023CQ6 BOEING CO DTD 07/31/ |
| 10373QBS8 BP CAP MARKETS AMERI |
| 11271LAK8 BROOKFIELD FIN INC 6 |
| 161175BZ6 CHARTER COMMUNICATIO |
| 172967MG3 CITIGROUP INC DTD 09 |
| 172967MU2 CITIGROUP INC DTD 12 |
| 174610AU9 CITIZENS FINL GROUP |
| 26441CBM6 DUKE ENERGY CORP NEW |
| 27827X101 EATON VANCE MUNICIPA |
| 281020AS6 EDISON INTERNATIONAL |
| 29250NBK0 ENBRIDGE INC MTN CDS |
| 29250NBT1 ENBRIDGE INC SER 20 |
| 29273RBA6 ENERGY TRANSFER PART |
| 29364W108 ENTERGY LOUISIANA LL |
| 31374FWY1 UNIFORM MBS POOL #31 |
| 33738E109 FIRST TR HIGH INCOME |
| 38141GYC2 GOLDMAN SACHS GROUP |
| 46131J103 INVESCO VAN KAMPEN M |
| 46131M106 INVESCO VK TR INV GR |
| 46132C107 INVESCO MUNICIPAL OP |
| 464287226 ISHARES CORE U.S. AG |
| 464287507 ISHARES CORE S& P MI |
| 464287663 ISHARES CORE S& P U. |
| 464287671 ISHARES CORE S& P U. |
| 464287804 ISHARES CORE S& P SM |
| 46431W507 ISHARES SHORT MATURI |
| 46432F842 ISHARES CORE MSCI EA |
| 46434G103 ISHARES CORE MSCI EM |
| 46434V100 ISHARES 0-5 YEAR INV |
| 46434V407 ISHARES 0-5 YEAR HIG |
| 46641Q837 JPMORGAN ULTRA-SHORT |
| 46647PAH9 JPMORGAN CHASE & CO. |
| 49456BAS0 KINDER MORGAN INC DT |
| 50249AAJ2 LYB INTERNATIONAL FI |
| 534187885 LINCOLN NATIONAL COR |
| 534187BR9 LINCOLN NATIONAL COR |
| 55616XAJ6 MACYS RETAIL HLDGS L |
| 595112BU6 MICRON TECHNOLOGY IN |
| 61747YEF8 MORGAN STANLEY DTD 0 |
| 63111XAB7 NASDAQ INC NOTE CALL |
| 65339KBL3 NEXTERA ENERGY CAP H |
| 670657105 NUVEEN INSD TAX FREE |
| 67066V101 NUVEEN QUALITY MUNIC |
| 68389XBW4 ORACLE CORP DTD 04/0 |
| 68389XBY0 ORACLE CORP DTD 04/0 |
| 694308JJ7 PACIFIC GAS & ELECTR |
| 72201R833 PIMCO SHRT MATURITY |
| 75513ECP4 RAYTHEON TECHNOLOGIE |
| 7591EPAR1 REGIONS FINANCIAL CO |
| 759351885 REINSURANCE GROUP OF |
| 808513BD6 CHARLES SCHWAB CORP |
| 816851BK4 SEMPRA ENERGY DTD 06 |
| 828807DH7 SIMON PROPERTY GROUP |
| 855244BA6 STARBUCKS CORP DTD 0 |
| 860630607 STIFEL FINANCIAL COR |
| 88339WAA4 WILLIAMS COS INC DTD |
| 88579YAW1 3M CO SER F MTN 3.1 |
| 90262Y505 UBS SELECT PRIME INS |
| 912796Z28 UNITED STATES TREAS |
| 912797FH5 U S TREAS BILLS ZERO |
| 912797GC5 U S TREAS BILLS ZERO |
| 912797HT7 UNITED STATES TREAS |
| 91913YBD1 VALERO ENERGY CORP N |
| 92206C870 VANGUARD INTERMEDIAT |
| 92343VFU3 VERIZON COMMUNICATIO |
| 92838X706 PFD @ 5.625% CUM A |
| 949746RG8 WELLS FARGO COMPANY |
| 94987B105 WELLS FARGO ADVANTAG |
| 95000U2H5 WELLS FARGO & CO SR |
| 95766K109 WESTERN ASSET HIGH I |
| 95768B107 WESTERN ASSET HIGH Y |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| RETURN OF CAPITAL | $12,582 |
| MUTUAL FUND TIMING | $2,836 |
| PURCHASE ACCRUED INTEREST | $4,871 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| REIMBURSEMENT FOR CELL PHONE | $600 | $0 | $600 |
| TRAVELERS RENEWAL INSURANCE | $6,086 | $0 | $6,086 |
| REAL ESTATE EXPENSE - 310 ARLI | $6,436 | $0 | $6,436 |
| OFFICE EXPENSES | $50,759 | $0 | $50,759 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TAX COST ADJUSTMENT | Desc |
| Amt | $24,821 | Amt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMNT MNGMNT FEES (NON-DED | CategoryTxt |
| Amt | $157,246 | Amt |
| Net Investment Income | $157,246 | NetInvestmentIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (5 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| REAL ESTATE TAX ON NON-RENTAL | $4,032 | $0 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $91,542 | $0 | $0 |
| FEDERAL ESTIMATES - PRINCIPAL | $18,048 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $14,937 | $14,937 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $4,022 | $4,022 | $0 |
Comments