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CARYL AND NORMAN ROTHMAN FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization
CARYL AND NORMAN ROTHMAN FOUNDATION (EIN 22-6905449)
Tax period
2020-12-01 to 2021-11-30
Filed
2021-12-21
IRS object ID
202143559349100304
Schema version
2020v4.0
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-12-21T09:30:59-06:00ReturnTs
Tax Period End2021-11-30TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN650691589PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1WAXMAN & WAXMAN PABusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line17465 NW 4TH STREETAddressLine1Txt
CityPLANTATIONCityNm
State AbbreviationFLStateAbbreviationCd
ZIP33317ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2020-12-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN226905449EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE ROTHMAN FOUNDATIONBusinessNameLine1Txt
Business Name Line2C/O ARNOLD ROTHMANBusinessNameLine2Txt
FieldValueIRS element (for citing)
Business Name ControlROTHBusinessNameControlTxt

US Address USAddress

FieldValueIRS element (for citing)
Address Line16655 ROXBURY LANEAddressLine1Txt
CityMIAMI BEACHCityNm
State AbbreviationFLStateAbbreviationCd
ZIP33141ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonARNOLD ROTHMANPersonNm
Person TitleDIRECTORPersonTitleTxt
Phone3059926621PhoneNum
Signature2021-12-13SignatureDt

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstARNOLDPersonFirstNm
Person LastROTHMANPersonLastNm
FieldValueIRS element (for citing)
SSNXXX-XX-XXXXSSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonMICHAEL WAXMANPreparerPersonNm
PTINP01348367PTIN
Phone9544394495PhoneNum
Preparation2021-12-21PreparationDt
FieldValueIRS element (for citing)
Tax2020TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Address ChangeYes (X)AddressChangeInd
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$160,661FMVAssetsEOYAmt
Method Of Accounting AccrualYes (X)MethodOfAccountingAccrualInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$4,070DividendsRevAndExpnssAmt
Dividends Net Invst Incm$4,070DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$5,518NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$60,681GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$5,518CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$9,588TotalRevAndExpnssAmt
Total Net Invst Incm$9,588TotalNetInvstIncmAmt
Accounting Fees Rev And Expnss$1,890AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$945AccountingFeesNetInvstIncmAmt
Taxes Rev And Expnss$95TaxesRevAndExpnssAmt
Other Expenses Rev And Expnss$1,571OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$786OtherExpensesNetInvstIncmAmt
Tot Opr Expenses Rev And Expnss$3,556TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$1,731TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$27,885ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$27,885ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$31,441TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$1,731TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$27,885TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$21,853ExcessRevenueOverExpensesAmt
Net Investment Income$7,857NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Cash BOY$21,609CashBOYAmt
Cash EOY$24,705CashEOYAmt
Cash EOYFMV$21,609CashEOYFMVAmt
Sav And Temp Cash Invst BOY$1,630SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$1,279SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$1,630SavAndTempCashInvstEOYFMVAmt
Corporate Stock BOY$134,992CorporateStockBOYAmt
Corporate Stock EOY$110,394CorporateStockEOYAmt
Corporate Stock EOYFMV$137,422CorporateStockEOYFMVAmt
Total Assets BOY$158,231TotalAssetsBOYAmt
Total Assets EOY$136,378TotalAssetsEOYAmt
Total Assets EOYFMV$160,661TotalAssetsEOYFMVAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Retained Earning BOY$158,231RetainedEarningBOYAmt
Retained Earning EOY$136,378RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$158,231TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$136,378TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$158,231TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$136,378TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$158,231TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$21,853ExcessRevenueOverExpensesAmt
Subtotal$136,378SubtotalAmt
Tot Net Ast Or Fund Balances EOY$136,378TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (24 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
15 SH BRKBP2016-10-032021-03-11$3,913$2,155$1,758$1,758
15 SH UPSP2019-08-012021-03-11$2,510$1,757$753$753
275 SH BSCO INVESCO 2024P2020-07-272021-03-02$6,126$6,110$16$16
8.4 SH VTRSP2016-12-062021-03-02$119$114$5$5
275 SH BSCP INVESCO 2025P2020-07-272021-03-01$6,119$6,156-$37-$37
0.6 SH VTRSP2016-10-032021-03-02$9$9
175 SH BSJL INVESCO 2021P2020-03-112021-03-02$4,037$4,042-$5-$5
10 SH AAPLP2017-01-052021-11-11$1,481$292$1,189$1,189
170 SH BSJM INVESCO 2022P2019-07-302021-03-02$3,959$4,164-$205-$205
15 SH DFSP2020-03-102021-11-11$1,777$853$924$924
120 SH BSJM INVESCO 2022P2019-03-212021-03-02$2,795$2,933-$138-$138
653.153 SH FBKWXP2020-06-302021-11-11$7,243$7,450-$207-$207
25 SH DFSP2020-03-102021-03-11$2,552$1,421$1,131$1,131
10 SH JPMP2017-01-052021-11-11$1,680$859$821$821
200.839 SH FIKQXP2020-07-272021-03-11$1,675$1,773-$98-$98
15 SH SBUXP2020-03-102021-11-11$1,672$1,096$576$576
438.021 SH FIKQXP2020-07-202021-03-02$3,679$3,868-$189-$189
30 SH VZP2016-10-032021-11-11$1,575$1,555$20$20
3.5 SH OGNP2016-12-052021-06-08$102$101$1$1
0.5 SH OGNP2016-10-042021-06-08$1$1
10 SH PNCP2020-03-112021-03-11$1,770$1,024$746$746
35 SH SHYGP2017-12-142021-03-11$1,594$1,647-$53-$53
60 SH TP2016-11-282021-05-18$1,771$2,369-$598-$598
85 SH TP2016-10-042021-05-18$2,509$3,414-$905-$905
FieldValueIRS element (for citing)
Capital Gain Net Income$5,518CapitalGainNetIncomeAmt
Net Short Term Capital Gain Loss$433NetShortTermCapitalGainLossAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$109InvestmentIncomeExciseTaxAmt
Subtotal$109SubtotalAmt
Tax Based On Investment Income$109TaxBasedOnInvestmentIncomeAmt
Tax Due$109TaxDueAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political ActyfalseLegislativePoliticalActyInd
More Than100 SpentfalseMoreThan100SpentInd
Form1120 POL FiledfalseForm1120POLFiledInd
Activities Not Previously RptfalseActivitiesNotPreviouslyRptInd
Changes To Articles Or BylawsfalseChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitfalseUnrelatedBusIncmOverLimitInd
Organization Dissolved EtcfalseOrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (true)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (true)AtLeast5000InAssetsInd
Org Report Or Register StateFLOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (true)Form990PFFiledWithAttyGenInd
Private Operating FoundationfalsePrivateOperatingFoundationInd
New Substantial ContributorsfalseNewSubstantialContributorsInd
Own Controlled EntityfalseOwnControlledEntityInd
Donor Advised FundfalseDonorAdvisedFundInd
Comply With Public Insp RqrYes (true)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1ARNOLD ROTHMANBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone3059926621PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line16655 ROXBURY LANEAddressLine1Txt
CityMIAMI BEACHCityNm
State AbbreviationFLStateAbbreviationCd
ZIP33141ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts QuestionfalseForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified PrsnfalseSaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified PrsnfalseBrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified PrsnfalseFurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified PrsnfalsePayCompDisqualifiedPrsnInd
Transfer Ast Disqualified PrsnfalseTransferAstDisqualifiedPrsnInd
Payment To Government OfficialfalsePaymentToGovernmentOfficialInd
Undistributed Income PYfalseUndistributedIncomePYInd
Business HoldingsfalseBusinessHoldingsInd
Jeopardy InvestmentsfalseJeopardyInvestmentsInd
Uncorrected PY Jeopardy InvstfalseUncorrectedPYJeopardyInvstInd
Influence LegislationfalseInfluenceLegislationInd
Influence ElectionfalseInfluenceElectionInd
Grants To IndividualsfalseGrantsToIndividualsInd
Grants To OrganizationsfalseGrantsToOrganizationsInd
Noncharitable PurposefalseNoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft CntrctfalseRcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft CntrctfalsePayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter TransfalseProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht PymtfalseSubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp

FieldValueIRS element (for citing)
PersonARNOLD ROTHMANPersonNm

US Address USAddress

FieldValueIRS element (for citing)
Address Line16655 ROXBURY LANEAddressLine1Txt
CityMIAMI BEACHCityNm
State AbbreviationFLStateAbbreviationCd
ZIP33141ZIPCd
FieldValueIRS element (for citing)
TitleDIRECTORTitleTxt
Average Hrs Per Wk Devoted To Pos1.00AverageHrsPerWkDevotedToPosRt
Compensation$0CompensationAmt
Employee Benefit Program$0EmployeeBenefitProgramAmt
Expense Account Other Allwnc$0ExpenseAccountOtherAllwncAmt
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Description1N/ADescription1Txt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$151,097AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$13,536AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$164,633TotalFMVOfUnusedAssetsAmt
Adjusted Total FMV Of Unused Ast$164,633AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$2,469CashDeemedCharitableAmt
Net Vl Noncharitable Assets$162,164NetVlNoncharitableAssetsAmt
Minimum Investment Return$8,108MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$8,108MinimumInvestmentReturnAmt
Tax Based On Investment Income$109TaxBasedOnInvestmentIncomeAmt
Total Tax$109TotalTaxAmt
Distributable Before Adj$7,999DistributableBeforeAdjAmt
Distributable Before Ded$7,999DistributableBeforeDedAmt
Distributable As Adjusted$7,999DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$27,885ExpensesAndContributionsAmt
Qualifying Distributions$27,885QualifyingDistributionsAmt
Adjusted Qualifying Distri$27,885AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$7,999DistributableAsAdjustedAmt
Excess Distribution Cyov Yr5$24,665ExcessDistributionCyovYr5Amt
Excess Distribution Cyov Yr4$32,343ExcessDistributionCyovYr4Amt
Excess Distribution Cyov Yr3$38,012ExcessDistributionCyovYr3Amt
Excess Distribution Cyov Yr2$29,275ExcessDistributionCyovYr2Amt
Excess Distribution Cyov Yr1$28,737ExcessDistributionCyovYr1Amt
Total Excess Distribution Cyov$153,032TotalExcessDistributionCyovAmt
Qualifying Distributions$27,885QualifyingDistributionsAmt
Applied To Current Year$7,999AppliedToCurrentYearAmt
Remaining Distri From Corpus$19,886RemainingDistriFromCorpusAmt
Total Corpus$172,918TotalCorpusAmt
Undistributed Income CY$0UndistributedIncomeCYAmt
Excess Distri Cyov From Yr5$24,665ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$148,253ExcessDistriCyovToNextYrAmt
Excess From Year4$32,343ExcessFromYear4Amt
Excess From Year3$38,012ExcessFromYear3Amt
Excess From Year2$29,275ExcessFromYear2Amt
Excess From Year1$28,737ExcessFromYear1Amt
Excess From Current Year$19,886ExcessFromCurrentYearAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (7 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmtAddress Line2RecipientUSAddress/AddressLine2Txt
MIAMI BEACH KOLLEL
3767 CHASE AVENUEMIAMI BEACHFL33140NONEEXEMPTCONTRIBUTION$1,000
TALMUDIC UNIVERSITY
4000 ALTON ROADMIAMI BEACHFL33140NONEEXEMPTCONTRIBUTION$4,673
FRIENDS OF LUBAVITCH
17330 NW 7 AVENUEMIAMIFL33137NONEEXEMPTCONTRIBUTION$6,600
MT SINAI MEDICAL CENTER FOUNDATION
4300 ALTON ROADMIAMI BEACHFL33140NONEEXEMPTCONTRIBUTION$15,000ASCHER BUILDING 100
YESHIVA ELEMENTARY SCHOOL
7902 CARLYLE AVENUEMIAMI BEACHFL33141NONEEXEMPTCONTRIBUTION$360
CHABAD OF UNIV OF MIAMI
1251 HARDEE ROADCORAL GABLESFL33146NONEEXEMPTCONTRIBUTION$72
CHABAD JEWISH CENTER OF DORAL
10181 NW 58 STREETDORALFL33178NONEEXEMPTCONTRIBUTION$180SUITE 16
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$27,885TotalGrantOrContriPdDurYrAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Related Or Exempt Function Incm$4,070RelatedOrExemptFunctionIncmAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Related Or Exempt Function Incm$5,518RelatedOrExemptFunctionIncmAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Related Or Exempt Function Incm$9,588RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$9,588TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EOfalseTrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EOfalseTrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of AssetsfalseSalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EOfalsePurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth AssetsfalseRentalOfFacilitiesOthAssetsInd
Reimbursement ArrangementsfalseReimbursementArrangementsInd
Loans Or Loan GuaranteesfalseLoansOrLoanGuaranteesInd
Performance Of Services EtcfalsePerformanceOfServicesEtcInd
Sharing Of Facilities EtcfalseSharingOfFacilitiesEtcInd
Relationships Nonchrtbl EOfalseRelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryPROFESSIONAL FEESCategoryTxt
Amt$1,890Amt
Net Investment Income$945NetInvestmentIncomeAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (34 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ISHARES 0-5 HIGH YLD SHYG$11,054$10,781
ATT
AEP$3,441$3,647
APPLE$729$4,132
BERKSHIRE B$1,437$2,767
CISCO$1,663$3,016
JP MORGAN CHASE$1,718$3,177
JOHNSON & JOHNSON$1,650$2,339
MEDTRONIC$2,653$3,201
MERCK$2,314$2,996
MICROSOFT$977$4,959
NEXTERA$1,567$3,037
PEPSICO$1,619$2,397
PFIZER$2,251$4,030
PROCTOR & GAMBLE$1,660$2,892
UPS$1,758$2,976
VERIZON$2,548$2,513
WAL-MART$1,710$3,516
DFS$1,137$2,157
HD$2,136$4,006
MCD$1,887$2,446
PNC$2,048$3,940
SBUX$1,462$2,193
VTRS
V$2,686$2,907
FFRHX$8,000$8,025
FBKWX$19,850$19,301
FIKQX$10,859$10,355
FDHY$8,312$8,193
PFF$11,268$11,523
BSJL 2021 HY
BSCP 2025CB
BSCO 2024 CB
BSJM 2022 HY

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmt
EXPENSES
INVESTMENT ADVISORY FEES$1,537$769
BANK CHARGES$34$17

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
Category990-PF INC TAX PAIDCategoryTxt
Amt$95Amt

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