HANLEY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- HANLEY FOUNDATION (EIN 02-0631312)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202143159349103424
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T16:11:01-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 362929601 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FGMK LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2801 LAKESIDE DRIVE 3RD FLOOR | AddressLine1Txt |
| City | BANNOCKBURN | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60015 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 020631312 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HANLEY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HANL | BusinessNameControlTxt |
| Phone | 3123002370 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE P HANLEY | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 3123002370 | PhoneNum |
| Signature | 2021-11-10 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | GEORGE | PersonFirstNm |
| Person Last | HANLEY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | LAWRENCE BOBER | PreparerPersonNm |
| PTIN | P00038471 | PTIN |
| Phone | 8473740400 | PhoneNum |
| Preparation | 2021-11-10 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $21,973,987 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $601,260 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $444,954 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $444,954 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $177,755 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $177,755 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $134,043 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $16,302,908 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $134,043 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $492,896 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $487,514 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $1,850,908 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,244,266 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $23,200 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $11,600 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $11,600 | LegalFeesDsbrsChrtblAmt |
| Interest Rev And Expnss | $209,276 | InterestRevAndExpnssAmt |
| Interest Net Invst Incm | $0 | InterestNetInvstIncmAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $21,401 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,651 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $1,322 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $0 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $295,644 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $295,271 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $550,843 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $312,522 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $11,600 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,056,650 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,056,650 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,607,493 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $312,522 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,068,250 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $243,415 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $931,744 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $1,981,770 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $1,918,914 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $1,918,914 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $5,889,820 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,186,312 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,047,066 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,220,508 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,146,749 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,227,750 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $8,349,930 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $6,691,640 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $6,773,859 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $750,000 | OtherAssetsBOYAmt |
| Other Assets EOY | $6,398 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $6,398 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $19,192,028 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,950,013 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $21,973,987 | TotalAssetsEOYFMVAmt |
| Other Liabilities BOY | $0 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $150 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $150 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $19,192,028 | RetainedEarningBOYAmt |
| Retained Earning EOY | $18,949,863 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,192,028 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $18,949,863 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,192,028 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $18,950,013 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,192,028 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $243,415 | ExcessRevenueOverExpensesAmt |
| Other Increases | $6,104 | OtherIncreasesAmt |
| Subtotal | $19,441,547 | SubtotalAmt |
| Other Decreases | $491,684 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $18,949,863 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (221 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| 26 SHS AMAZON.COM INC. | P | 2020-03-09 | 2020-07-09 | $77,261 | $47,351 | $29,910 | $29,910 |
| 1,368 SHS ARTISAN PARTNERS ASSET MGMT INC. COM | P | 2019-05-01 | 2020-04-17 | $31,024 | $36,008 | -$4,984 | -$4,984 |
| 696 SHS CARRIER GLOBAL CORP. COM | P | 2020-03-20 | 2020-04-17 | $9,225 | $11,167 | -$1,942 | -$1,942 |
| 1,000 SHS DELTA AIR LINES INC. | P | 2019-10-03 | 2020-05-04 | $26,281 | $52,853 | -$26,572 | -$26,572 |
| 124 SHS FACEBOOK INC. - CLASS A | P | 2020-03-19 | 2020-07-09 | $30,249 | $19,625 | $10,624 | $10,624 |
| 349 SHS FEDEX CORP. COM | P | 2019-09-18 | 2020-03-13 | $34,360 | $51,318 | -$16,958 | -$16,958 |
| 1,692 SHS FOX CORP. CL A COM | P | 2019-03-19 | 2020-03-06 | $48,069 | $66,150 | -$18,081 | -$18,081 |
| 1,620 SHS INVESCO LTD SHS | P | 2019-08-22 | 2020-03-12 | $15,576 | $25,817 | -$10,241 | -$10,241 |
| 1,135 SHS ISHARES TR CRE US REIT ETF | P | 2020-03-17 | 2020-04-13 | $47,967 | $41,863 | $6,104 | $6,104 |
| 1,016 SHS KRAFT HEINZ CO COM | P | 2019-08-14 | 2020-02-27 | $25,218 | $25,955 | -$737 | -$737 |
| 6,002 SHS MACERICH CO COM | P | 2019-11-14 | 2020-04-01 | $66,494 | $151,084 | -$84,590 | -$84,590 |
| 155 SHS MASTERCARD INCORP. CL A | P | 2020-03-24 | 2020-07-09 | $45,163 | $36,474 | $8,689 | $8,689 |
| 446 SHS MCKESSON CORP. | P | 2019-04-09 | 2020-02-07 | $70,210 | $51,875 | $18,335 | $18,335 |
| 278 SHS MICROSOFT CORP. | P | 2020-03-13 | 2020-07-09 | $58,822 | $40,557 | $18,265 | $18,265 |
| 3,300 SHS MSG NETWORK INC. CL A | P | 2020-02-05 | 2020-03-06 | $40,724 | $56,242 | -$15,518 | -$15,518 |
| 348 SHS OTIS WORLDWIDE CORP. COM | P | 2020-03-20 | 2020-04-17 | $16,557 | $15,615 | $942 | $942 |
| 1,452 SHS SECTOR SPDR TR SHS BEN IT CONSUMER STAP | P | 2020-02-27 | 2020-03-24 | $73,924 | $88,073 | -$14,149 | -$14,149 |
| 1,358 SHS SELECT SECTOR SPDR TR HEALTH CARE FORMER | P | 2020-02-07 | 2020-03-02 | $127,263 | $140,462 | -$13,199 | -$13,199 |
| 459 SHS SIMON PPTY GRP INC. | P | 2020-03-09 | 2020-04-01 | $25,025 | $50,806 | -$25,781 | -$25,781 |
| 717 SHS SPDR S&P500 ETF TRUST UNIT DEPOSIT | P | 2020-03-05 | 2020-03-18 | $169,963 | $212,888 | -$42,925 | -$42,925 |
| 437 SHS THOR INDS INC. | P | 2019-10-07 | 2020-03-31 | $18,706 | $23,920 | -$5,214 | -$5,214 |
| 2,158 SHS UNUM GROUP | P | 2019-10-04 | 2020-03-17 | $27,666 | $56,540 | -$28,874 | -$28,874 |
| 252 SHS VANGUARD INDEX FUNDS S&P 500 ETF | P | 2020-03-31 | 2020-04-07 | $62,557 | $60,281 | $2,276 | $2,276 |
| 719 SHS VANGUARD SECTOR INDEX FUNDS VANGUARD HEALTH | P | 2020-03-02 | 2020-03-19 | $110,426 | $127,436 | -$17,010 | -$17,010 |
| 2,595 SHS VIACOMCBS INC. CL B | P | 2019-11-04 | 2020-02-05 | $89,347 | $95,802 | -$6,455 | -$6,455 |
| 14 SHS VISA INC. COM CL A | P | 2020-03-25 | 2020-07-09 | $47,815 | $40,530 | $7,285 | $7,285 |
| 821 SHS WPP PLC AMERICAN DEPOSITARY SHS | P | 2019-06-18 | 2020-03-06 | $37,437 | $50,813 | -$13,376 | -$13,376 |
| 1,088.02 SHS ALASKA AIR GROUP INC. | P | 2016-06-30 | 2020-02-05 | $72,296 | $70,947 | $1,349 | $1,349 |
| 391 SHS AMERISOURCEBEREN CORP. COM | P | 2018-04-13 | 2020-02-07 | $36,296 | $34,185 | $2,111 | $2,111 |
| 1,368 SHS ARTISAN PARTNERS ASSET MGMT INC. COM | P | 2019-01-23 | 2020-04-17 | $31,024 | $26,972 | $4,052 | $4,052 |
| 2,020 SHS BAUSCH HEALTH COMPANIES INC. | P | 2017-11-16 | 2020-03-31 | $31,284 | $29,076 | $2,208 | $2,208 |
| 2,309 SHS BANK OF AMERICA CORP. | P | 2016-02-03 | 2020-04-02 | $46,471 | $29,439 | $17,032 | $17,032 |
| 562 SHS CARDINAL HEALTH INC. COM | P | 2018-04-13 | 2020-02-07 | $33,434 | $34,180 | -$746 | -$746 |
| 2,120.342 SHS DELATA AIR LINES INC. | P | 2016-06-30 | 2020-04-01 | $57,771 | $100,131 | -$42,360 | -$42,360 |
| 671 SHS DISNEY WALT CO. | P | 2017-09-16 | 2020-03-31 | $68,433 | $67,644 | $789 | $789 |
| 716 SHS DUPONT DE NEMOURS INC. COM | P | 2011-10-05 | 2020-02-27 | $33,072 | $37,309 | -$4,237 | -$4,237 |
| 369 SHS FEDEX CORP. COM | P | 2018-12-20 | 2020-03-13 | $36,329 | $59,509 | -$23,180 | -$23,180 |
| 2,492 SHS GAMESTOP CORP. | P | 2019-04-02 | 2020-11-30 | $47,778 | $25,337 | $22,441 | $22,441 |
| 760 SHS GENERAL MILLS INC. COM | P | 2018-04-24 | 2020-03-19 | $41,956 | $33,683 | $8,273 | $8,273 |
| 2,528 SHS KRAFT HEINZ CO. COM | P | 2018-04-24 | 2020-02-27 | $62,748 | $123,744 | -$60,996 | -$60,996 |
| 764 SHS MICROCHIP TECHNOLOGY COM | P | 2018-10-26 | 2020-03-17 | $75,876 | $46,487 | $29,389 | $29,389 |
| 80,890 SHS PACIFIC ETHANOL INC. COM | P | 2015-11-02 | 2020-03-20 | $25,427 | $375,016 | -$349,589 | -$349,589 |
| 1,112 SHS PREMIER INC. CL A | P | 2018-04-13 | 2020-03-31 | $36,964 | $34,194 | $2,770 | $2,770 |
| 7,219 SHS SABRE CORP. COM | P | 2018-01-08 | 2020-03-05 | $78,633 | $142,587 | -$63,954 | -$63,954 |
| 2,209.79 SHS SOUTHWEST AIRLINES CO. | P | 2016-06-30 | 2020-04-20 | $73,743 | $99,927 | -$26,184 | -$26,184 |
| 2,995.619 SHS TEGNA INC. COM | P | 2013-01-09 | 2020-02-10 | $52,934 | $44,407 | $8,527 | $8,527 |
| 981 SHS THOR INDS INC. | P | 2019-01-23 | 2020-03-31 | $41,991 | $61,898 | -$19,907 | -$19,907 |
| 769 SHS UNITED AIRLINES HOLDINGS INC. | P | 2016-06-30 | 2020-03-17 | $24,785 | $31,425 | -$6,640 | -$6,640 |
| 314 SHS WALMART INC. | P | 2015-08-13 | 2020-03-20 | $37,058 | $22,319 | $14,739 | $14,739 |
| 531 SHS WPP PLC AMERICAN DEPOSITARY SHS EACH REP | P | 2018-10-25 | 2020-03-06 | $24,213 | $30,913 | -$6,700 | -$6,700 |
| 2,043 SHS YUM CHINA HOLDINGS INC. | P | 2018-09-19 | 2020-02-18 | $91,014 | $70,195 | $20,819 | $20,819 |
| 20 CALL AAPL $112.5 EXP 1/21/2022 | P | 2020-09-02 | 2020-09-03 | $31,024 | $71,302 | -$40,278 | -$40,278 |
| 20 CALL AAPL $130 EXP 1/21/2022 | P | 2020-09-08 | 2020-09-09 | $42,970 | $36,601 | $6,369 | $6,369 |
| 20 CALL AAPL $150 EXP 1/21/2022 | P | 2020-09-18 | 2020-09-21 | $40,778 | $15,401 | $25,377 | $25,377 |
| 10 CALL AAPL $280 EXP 9/18/2020 | P | 2020-07-20 | 2020-07-21 | $18,507 | $111,540 | -$93,033 | -$93,033 |
| 10 CALL AAPL $300 EXP 1/15/2021 | P | 2020-01-08 | 2020-01-09 | $21,413 | $35,024 | -$13,611 | -$13,611 |
| 10 CALL AAPL $330 EXP 1/21/2022 | P | 2020-02-27 | 2020-02-28 | $35,043 | $35,766 | -$723 | -$723 |
| 10 CALL AAPL $400 EXP 1/21/2022 | P | 2020-08-03 | 2020-08-04 | $57,810 | $88,000 | -$30,190 | -$30,190 |
| 5 CALL AAPL $450 EXP 1/21/2022 | P | 2020-08-24 | 2020-08-25 | $31,024 | $59,668 | -$28,644 | -$28,644 |
| 9 CALL AXP $105 EXP 10/16/2020 | P | 2020-05-14 | 2020-05-15 | $4,725 | $2,196 | $2,529 | $2,529 |
| 9 CALL AXP $110 EXP 10/16/2020 | P | 2020-04-20 | 2020-04-21 | $5,625 | $3,105 | $2,520 | $2,520 |
| 9 CALL AXP $120 EXP 1/15/2021 | P | 2020-07-07 | 2020-07-08 | $4,141 | $2,522 | $1,619 | $1,619 |
| 8 CALL DIS $125 EXO 10/16/2020 | P | 2020-08-05 | 2020-08-06 | $2,621 | $7,720 | -$5,099 | -$5,099 |
| 8 CALL DIS $135 EXP 1/15/2021 | P | 2020-09-21 | 2020-09-22 | $6,760 | $4,000 | $2,760 | $2,760 |
| 15 CALL DIS $150 EXP 6/19/2020 | P | 2020-02-05 | 2020-02-06 | $7,406 | $7,126 | $280 | $280 |
| 1 CALL FB $250 EXP 12/18/2020 | P | 2020-07-09 | 2020-07-10 | $867 | $2,347 | -$1,480 | -$1,480 |
| 1 CALL MA $340 EXP 1/15/2021 | P | 2020-07-09 | 2020-07-10 | $1,337 | $962 | $375 | $375 |
| 2 CALL MSFT $210 EXP 10/16/2020 | P | 2020-07-09 | 2020-07-10 | $1,139 | $3,180 | -$2,041 | -$2,041 |
| 13 CALL SBUX $85 EXP 10/16/2020 | P | 2020-08-05 | 2020-08-06 | $3,900 | $1,045 | $2,855 | $2,855 |
| 24 CLL SBUX $97.5 EXP 1/15/2021 | P | 2020-02-27 | 2020-02-28 | $9,104 | $3,718 | $5,386 | $5,386 |
| 2 CALL V $220 EXP 1/15/2021 | P | 2020-07-09 | 2020-07-10 | $1,357 | $1,142 | $215 | $215 |
| 9 CALL WMT $130 EXP 6/19/2020 | P | 2020-03-12 | 2020-03-13 | $3,809 | $1,800 | $2,009 | $2,009 |
| 6 CALL WMT $140 EXP 12/18/2020 | P | 2020-07-07 | 2020-07-08 | $2,396 | $1,524 | $872 | $872 |
| 5 PUT AAPL $300 EXP 6/19/2020 | P | 2020-01-09 | 2020-02-25 | $10,730 | $8,550 | $2,180 | $2,180 |
| 15 PUT DIS $130 EXP 6/19/2020 | P | 2019-11-11 | 2020-02-05 | $4,209 | $9,053 | -$4,844 | -$4,844 |
| 3 PUT KMB $100 EXP 1/17/2020 - EXPIRED | P | 2019-06-11 | 2020-01-17 | $226 | -$226 | -$226 | |
| 100 PUT QQQ $210 EXP 3/20/2020 | P | 2020-02-24 | 2020-02-24 | $29,356 | $25,804 | $3,552 | $3,552 |
| 24 PUT SBUX $70 EXP 1/17/2020 - EXPIRED | P | 2019-06-11 | 2020-01-17 | $4,268 | -$4,268 | -$4,268 | |
| 49 PUT SPY $290 EXP 7/17/2020 - EXPIRED | P | 2020-05-28 | 2020-07-17 | $31,544 | -$31,544 | -$31,544 | |
| 92 PUT SPY $320 EXP 3/20/2020 | P | 2019-12-27 | 2020-02-27 | $134,456 | $68,088 | $66,368 | $66,368 |
| 9 PUT WMT $90 EXP 1/17/2020 - EXPIRED | P | 2019-06-11 | 2020-01-17 | $1,251 | -$1,251 | -$1,251 | |
| 218 SHS GLOBAL X FDS | P | 2019-03-18 | 2020-02-27 | $1,705 | $1,777 | -$72 | -$72 |
| 627 SHS ISHARES TRUST MSCI EMERGYING MARKETS ETF | P | 2020-03-09 | 2020-03-12 | $23,613 | $23,950 | -$337 | -$337 |
| 161.681 SHS RBC EMERGING MARKETS EQUITY FD CL I | P | 2019-06-27 | 2020-03-09 | $1,720 | $2,000 | -$280 | -$280 |
| 93 SHS TECK RESOURCES LIMITED CLASS B | P | 2019-08-20 | 2020-02-27 | $939 | $1,534 | -$595 | -$595 |
| 100 SHS VALE S.A. SPONSOR ADS | P | 2019-05-01 | 2020-02-27 | $988 | $1,262 | -$274 | -$274 |
| 112 SHS VANGUARD INT'L EQUITY INDEX FUND | P | 2020-03-12 | 2020-03-17 | $3,755 | $3,733 | $22 | $22 |
| 7,586 SHS BYD COMPANY LIMITED H CNY1 | P | 2017-11-02 | 2020-03-25 | $36,970 | $66,467 | -$29,497 | -$29,497 |
| 49 SHS JD.COM INC. SPONSOR ADS | P | 2019-01-22 | 2020-03-17 | $1,779 | $1,065 | $714 | $714 |
| 21 SHS RIO TINTO ADR | P | 2019-01-22 | 2020-03-02 | $998 | $1,055 | -$57 | -$57 |
| 30 SHS YUM CHINA HOLDINGS INC. | P | 2018-09-19 | 2020-02-20 | $1,377 | $1,031 | $346 | $346 |
| 5 CALL EEM $41 EXP 4/17/2020 | P | 2020-02-28 | 2020-03-02 | $798 | $576 | $222 | $222 |
| 6 CALL EEM $41 EXP 6/19/2020 | P | 2020-03-11 | 2020-03-25 | $177 | $680 | -$503 | -$503 |
| 13 CALL PUT EEM $42 EXP 3/20/2020 | P | 2019-12-26 | 2020-02-27 | $1,386 | $786 | $600 | $600 |
| 20,000 SHS AMBAC FINANCIAL GROUP INC. | P | 2020-07-29 | 2020-10-05 | $280,986 | $249,604 | $31,382 | $31,382 |
| 100,000 SHS APOLLO COMMERICAL REAL ESTATE FINANCIAL INC. NOTE 4.75 | P | 2020-05-20 | 2020-06-03 | $80,250 | $71,375 | $8,875 | $8,875 |
| 2,500 SHS BERKSHIRE HATHAWAY INC. | P | 2020-02-28 | 2020-03-27 | $455,116 | $510,651 | -$55,535 | -$55,535 |
| 16,534.392 SHS CALVERT GREEN BOND CLASS I | P | 2019-03-19 | 2020-03-19 | $247,520 | $250,000 | -$2,480 | -$2,480 |
| 10,000 SHS COHEN & STEERS INFRASTRUCTURE | P | 2020-03-19 | 2020-03-25 | $151,388 | $154,491 | -$3,103 | -$3,103 |
| 1 SH E MERGE TECHNOLOGY ACQUISITION CORP. UNIT | P | 2020-08-27 | 2020-11-18 | $10 | $10 | $0 | $0 |
| 1 SH EQUITY DISTRIBUTION ACQUISITION CORP. UNIT 1 | P | 2020-09-16 | 2020-11-18 | $10 | $10 | $0 | $0 |
| 1 SH FALCON CAPITAL ACQUISITION CORP. UNIT EX 08 | P | 2020-09-22 | 2020-11-08 | $10 | $10 | $0 | $0 |
| 2,160 SHS FEDEX CORP. | P | 2020-03-18 | 2020-04-08 | $265,613 | $199,756 | $65,857 | $65,857 |
| 3,480 SHS HONEYWELL INTERNATIONAL INC. | P | 2020-03-18 | 2020-04-09 | $486,368 | $399,737 | $86,631 | $86,631 |
| 1 SH HORIZON ACQUISITION CORP UNIT 1 | P | 2020-08-27 | 2020-11-18 | $10 | $10 | $0 | $0 |
| 20,000 SHS INVESCO EXCHANGE-TRADED FD TR | P | 2019-08-15 | 2020-03-24 | $235,805 | $299,400 | -$63,595 | -$63,595 |
| 2,765 SHS INVESCO QQQ TR UNIT SER 1 | P | 2020-03-12 | 2020-03-13 | $499,412 | $496,657 | $2,755 | $2,755 |
| 5,000 SHS ISHARES IBOXX INVESTMENT GRADE CORPORATE | P | 2020-03-20 | 2020-03-23 | $571,371 | $537,559 | $33,812 | $33,812 |
| 8,169 SHS ISHARES TR PRD AND INCM SEC | P | 2020-03-24 | 2020-04-09 | $275,497 | $234,426 | $41,071 | $41,071 |
| 1 SH LONGVIEW ACQUISITION CORP UNIT | P | 2020-08-27 | 2020-11-18 | $10 | $10 | $0 | $0 |
| 1 SHS PRIME IMPACT ACQUISITION I UNIT 1ORD | P | 2020-09-10 | 2020-11-18 | $20 | $20 | $0 | $0 |
| 10,000 SHS PROPERTY SOLUTIONS ACQUISITIONS COMP | P | 2020-08-27 | 2020-09-30 | $96,898 | $96,018 | $880 | $880 |
| 10,000 SHS SELECT SECTOR SPDR TRUST AMEX FINANCIALS | P | 2020-07-21 | 2020-08-11 | $256,709 | $242,100 | $14,609 | $14,609 |
| 3,970 SHS SPDR S&P500 ETF TRUST | P | 2020-03-12 | 2020-03-13 | $1,010,876 | $999,769 | $11,107 | $11,107 |
| 4 SHS STARBOARD VALUE ACQUISITION CORP. UNIT EXP | P | 2020-09-10 | 2020-11-18 | $40 | $40 | $0 | $0 |
| 3,021 SHS 3M COMPANY | P | 2020-03-18 | 2020-03-25 | $400,123 | $399,360 | $763 | $763 |
| 8,000 SHS APPLE INC. | P | 2014-01-28 | 2020-09-11 | $599,547 | $144,729 | $454,818 | $454,818 |
| 549 SHS BEYOND MEAT INC. | P | 2015-09-30 | 2020-01-09 | $47,643 | $8,479 | $39,164 | $39,164 |
| 200,000 SHS JPMORGAN CHASE & CO BOND PERPETUAL 6.1 | P | 2018-12-20 | 2020-04-15 | $203,500 | $198,508 | $4,992 | $4,992 |
| 150,000 SHS SEARS HOLINDGS CORP. NOTE CALL MAKE WHOLE | P | 2017-03-06 | 2020-02-14 | $375 | $149,167 | -$148,792 | -$148,792 |
| 875,000 SHS UNITED STATES TREASURY NOTES NOTE 2.5% | P | 2019-03-01 | 2020-03-11 | $890,210 | $874,185 | $16,025 | $16,025 |
| 1,000,000 SHS UNITED STATES TRASURY NOTE 2.625% | P | 2018-09-04 | 2020-03-11 | $1,009,219 | $998,648 | $10,571 | $10,571 |
| 100 PUT SPY $290 EXP 3/20/2020 | P | 2020-03-04 | 2020-03-05 | $48,595 | $38,688 | $9,907 | $9,907 |
| 150 PUT SPY $310 EXP 3/20/2020 | P | 2020-01-31 | 2020-02-05 | $49,594 | $56,090 | -$6,496 | -$6,496 |
| 100 PUT SPY $315 EXP 1/17/2020 | P | 2020-01-08 | 2020-01-09 | $7,096 | $3,304 | $3,792 | $3,792 |
| 75 PUT SPY $317 EXP 2/21/2020 | P | 2020-01-31 | 2020-02-05 | $4,572 | $25,092 | -$20,520 | -$20,520 |
| 100 PUT SPY $320 EXP 1/17/2020 - EXPIRED | P | 2019-12-19 | 2020-01-17 | $39,919 | -$39,919 | -$39,919 | |
| 121.402 SHS ABB LTD SPONSORED ADR | P | 2019-04-26 | 2020-04-07 | $2,171 | $2,434 | -$263 | -$263 |
| 2,811 SHS AJAX I ORD SHS CL A | P | 2020-11-02 | 2020-12-30 | $33,731 | $26,596 | $7,135 | $7,135 |
| 10,000 SHS ALTIMAR ACQUISITION CORP. UNIT | P | 2020-10-23 | 2020-12-03 | $106,498 | $99,061 | $7,437 | $7,437 |
| 814.63 SHS ASE TECHNOLOGY HOLDING CO. | P | 2019-04-26 | 2020-04-07 | $3,287 | $3,736 | -$449 | -$449 |
| 13.501 SHS ASTRAZENECA ADR | P | 2019-03-28 | 2020-01-17 | $687 | $581 | $106 | $106 |
| 110 SHS BAE SYSTEMS SPON ADREA REP 4 ORD | P | 2019-04-26 | 2020-04-07 | $2,816 | $2,832 | -$16 | -$16 |
| 218.664 SHS BCE INC. | P | 2019-04-19 | 2020-04-09 | $9,025 | $10,102 | -$1,077 | -$1,077 |
| 622 SHS BNP PARIBAS SPONSORED ADR | P | 2019-05-21 | 2020-03-26 | $10,390 | $16,676 | -$6,286 | -$6,286 |
| 168 SHS BOC HONG KONG (HOLDINGS) LTD. | P | 2019-09-05 | 2020-04-07 | $10,820 | $11,734 | -$914 | -$914 |
| 2,168 SHS CITIC CAPITAL ACQ CORP. | P | 2020-08-27 | 2020-12-17 | $22,438 | $21,038 | $1,400 | $1,400 |
| 1 SH CM LIFE SCIENCES INCUNIT EXP 090125 | P | 2020-09-03 | 2020-12-10 | $11 | $10 | $1 | $1 |
| 2 SHS COHN ROBBINS HOLDINGS CORP UNIT 1 CL A | P | 2020-09-09 | 2020-12-10 | $21 | $20 | $1 | $1 |
| 408 SHS DEUTSCHE TELEKOM AG SPON ADS | P | 2019-05-30 | 2020-04-07 | $5,459 | $6,961 | -$1,502 | -$1,502 |
| 2.36 SHS DIAGEO ADR | P | 2019-04-17 | 2020-04-16 | $315 | $385 | -$70 | -$70 |
| 907 SHS ENGIE SPON ADR | P | 2019-05-21 | 2020-03-26 | $10,222 | $14,536 | -$4,314 | -$4,314 |
| 2 SHS FIRSTMARK HORIZON ACQUISITION CORP. | P | 2020-10-07 | 2020-12-10 | $22 | $20 | $2 | $2 |
| 79.355 SHS GLAXOSMITHKLINE PLC SPON ADR | P | 2019-04-12 | 2020-04-07 | $2,999 | $3,478 | -$479 | -$479 |
| 12,500 SHS HORIZON ACQUISITION CORP. II UNIT 1 CL A | P | 2020-10-21 | 2020-12-14 | $136,256 | $125,513 | $10,743 | $10,743 |
| 74.12 SHS HSBC HOLDINGS PLC SPON ADR NEW | P | 2019-04-08 | 2020-03-16 | $2,103 | $2,894 | -$791 | -$791 |
| 279 SHS IBERDROLA SA SPON ADR | P | 2019-04-16 | 2020-04-14 | $11,168 | $10,544 | $624 | $624 |
| 209 SHS LAS VEGAS SANDS CORP | P | 2020-03-17 | 2020-04-02 | $8,496 | $8,418 | $78 | $78 |
| 3,300.672 SHS LLOYDS BANKING GROUP PLC | P | 2019-06-03 | 2020-04-09 | $4,835 | $9,301 | -$4,466 | -$4,466 |
| 9,999 SHS LONGVIEW ACQUISITION CORP. CL A | P | 2020-08-27 | 2020-11-20 | $106,987 | $98,089 | $8,898 | $8,898 |
| 3,333 SHS LONGVIEW ACQUISITION CORP. WTS EXP 5/27/2 | P | 2020-08-27 | 2020-11-20 | $8,307 | $3,323 | $4,984 | $4,984 |
| 413.012 SHS MANULIFE FINANCIAL CORP. | P | 2019-06-20 | 2020-03-26 | $5,103 | $8,358 | -$3,255 | -$3,255 |
| 285 SHS MICHELIN COMPAGNIE GENERAL DE UNSPONSOR | P | 2020-01-15 | 2020-03-26 | $4,889 | $6,603 | -$1,714 | -$1,714 |
| 193 SHS MMC NORILSK NICKEL PJSC SPON ADR | P | 2020-01-15 | 2020-04-07 | $4,982 | $6,414 | -$1,432 | -$1,432 |
| 63 SHS NESTLE S A SPONSORED ADR | P | 2020-01-15 | 2020-04-14 | $6,807 | $6,766 | $41 | $41 |
| 2 SHS NEXTGEN ACQUISITION CORP UNIT 1 ORD SHS | P | 2020-10-07 | 2020-12-10 | $21 | $20 | $1 | $1 |
| 1,195 SHS NN GROUP N.V. UNSPONSORED ADR 0.05 ORDS | P | 2019-04-26 | 2020-03-26 | $16,915 | $22,381 | -$5,466 | -$5,466 |
| 130.551 SHS NOVARTIS A G SPONSORED ADR | P | 2019-04-18 | 2020-04-16 | $11,266 | $10,829 | $437 | $437 |
| 10,000 SHS QELL ACQUISITION CORP UNIT 1 CL A | P | 2020-10-22 | 2020-11-24 | $113,053 | $102,990 | $10,063 | $10,063 |
| 340 SHS SANOFI SPONSORED ADR | P | 2019-06-14 | 2020-04-07 | $15,293 | $16,534 | -$1,241 | -$1,241 |
| 192 SHS SIEMENS AG SPON ADR REP 1 ORD SHS | P | 2019-04-26 | 2020-03-30 | $7,992 | $11,577 | -$3,585 | -$3,585 |
| 327 SHS SMITHS GROUP PLC | P | 2020-02-11 | 2020-03-26 | $4,284 | $7,481 | -$3,197 | -$3,197 |
| 783 SHS SOFTBANK CORP. | P | 2020-03-18 | 2020-04-07 | $9,948 | $10,630 | -$682 | -$682 |
| 66.839 SHS TELEFONICA BRASIL SASPONSORED ADR | P | 2019-08-28 | 2020-04-09 | $666 | $889 | -$223 | -$223 |
| 162.855 SHS TOYOTA MOTOR CORP | P | 2019-09-17 | 2020-04-09 | $19,977 | $22,695 | -$2,718 | -$2,718 |
| 10,000 SHS TPG PACE BEN FIN CORP UNIT 1 CL A | P | 2020-10-07 | 2020-12-11 | $245,670 | $100,083 | $145,587 | $145,587 |
| 1 SH TWC TECH HOLDINGS II CORP UNIT EXP 091025 | P | 2020-09-11 | 2020-12-10 | $10 | $10 | $0 | $0 |
| 1,396.805 SHS UBS GROUP CHF0.10 | P | 2019-05-09 | 2020-03-03 | $13,526 | $17,343 | -$3,817 | -$3,817 |
| 78.565 SHS UNILEVER NV EUR0.16 | P | 2019-06-06 | 2020-04-14 | $4,038 | $4,669 | -$631 | -$631 |
| 64 SHS UNITED OVERSEAS BK LTD | P | 2020-01-15 | 2020-04-07 | $1,792 | $2,550 | -$758 | -$758 |
| 624 SHS UPM-KYMMENE CORP. | P | 2019-09-17 | 2020-04-07 | $16,454 | $18,732 | -$2,278 | -$2,278 |
| 9,999 SHS VG ACQUISITION CORP CL A SHS | P | 2020-10-02 | 2020-12-07 | $110,120 | $94,095 | $16,025 | $16,025 |
| 1 SH VG ACQUISITION CORP UNIT 1 CL A SHS | P | 2020-10-02 | 2020-12-10 | $13 | $10 | $3 | $3 |
| 1 SH YUCAIPA ACQUISITION CORP UNIT | P | 2020-08-27 | 2020-12-10 | $10 | $10 | $0 | $0 |
| 892.857 SHS ABB LTD SPONSORED ADR | P | 2014-06-11 | 2020-04-07 | $17,525 | $17,320 | $205 | $205 |
| 784 SHS ALLIANZ SE UNSPONSORED ADR EACH REP 1/10 ORD | P | 2016-02-01 | 2020-04-14 | $14,527 | $13,103 | $1,424 | $1,424 |
| 1,746.937 SHS ASE TECHNOLOGY HOLDING CO. | P | 2017-08-14 | 2020-04-07 | $7,049 | $8,684 | -$1,635 | -$1,635 |
| 420.792 SHS ASTRAZENECA ADR | P | 2016-12-19 | 2020-01-15 | $21,403 | $11,562 | $9,841 | $9,841 |
| 529 SHS BAE SYSTEMS SPON ADR REP 4 ORD GBP | P | 2015-10-28 | 2020-04-07 | $13,542 | $14,680 | -$1,138 | -$1,138 |
| 219.319 SHS BCE INC. | P | 2013-05-19 | 2020-04-07 | $9,052 | $9,448 | -$396 | -$396 |
| 360 BNP PARIBAS SPONSORED ADR | P | 2018-11-26 | 2020-03-26 | $6,014 | $9,275 | -$3,261 | -$3,261 |
| 34 SHS BOC HONG KONG HOLDINGS LTD. | P | 2016-07-21 | 2020-02-11 | $2,392 | $2,288 | $104 | $104 |
| 562 SHS DEUTSCHE TELECOM AG SPON ADR | P | 2013-10-10 | 2020-04-07 | $7,519 | $9,035 | -$1,516 | -$1,516 |
| 111.719 SHS DIAGEO ADR EACH REPR4 ORD | P | 2019-12-19 | 2020-04-14 | $17,104 | $11,778 | $5,326 | $5,326 |
| 433 SHS ENGIE SPON ADR EACH REPR 1 SHARE | P | 2016-12-19 | 2020-03-26 | $4,880 | $5,966 | -$1,086 | -$1,086 |
| 442.705 SHS GLAXOSMITHKLINE PLC | P | 2016-12-19 | 2020-04-07 | $16,732 | $17,068 | -$336 | -$336 |
| 202.06 SHS HSBC HOLDINGS PLC | P | 2016-02-01 | 2020-03-12 | $6,753 | $7,843 | -$1,090 | -$1,090 |
| 306 SHS IBERDROLA SA SPON ADR EACH REP 4 ORD | P | 2019-02-19 | 2020-04-14 | $12,249 | $10,342 | $1,907 | $1,907 |
| 2,627 SHS LLOYDS BANKING GROUP PLC | P | 2018-11-26 | 2020-04-07 | $3,848 | $7,772 | -$3,924 | -$3,924 |
| 655.991 SHS MANULIFE FINANCIAL CORP COM NPV | P | 2016-12-30 | 2020-03-26 | $8,105 | $10,994 | -$2,889 | -$2,889 |
| 654 SHS MICHELIN COMPAGNIE GENERALE DE UNSPONSOR | P | 2015-03-11 | 2020-03-26 | $11,218 | $13,505 | -$2,287 | -$2,287 |
| 491 SHS MMC NORILSK NICKEL PJSC SPON ADR | P | 2017-01-03 | 2020-04-07 | $14,727 | $9,495 | $5,232 | $5,232 |
| 768 SHS MUENCHENER RUECKVERSICHRUNGS AG | P | 2015-10-13 | 2020-04-14 | $16,322 | $15,177 | $1,145 | $1,145 |
| 218 SHS NESTLE S A SPONSORED ADR | P | 2012-12-27 | 2020-04-14 | $23,827 | $15,174 | $8,653 | $8,653 |
| 907.856 SHS NIPPON TEL & TEL CORP. | P | 2018-07-26 | 2020-04-16 | $21,210 | $19,714 | $1,496 | $1,496 |
| 126.381 SHS NOVARTIS A G SPONSORED ADR | P | 2016-04-15 | 2020-04-14 | $10,906 | $7,973 | $2,933 | $2,933 |
| 312 SHS ORKLA A S SPONSORED ADR A | P | 2015-01-20 | 2020-04-14 | $2,996 | $2,184 | $812 | $812 |
| 566 SHS ROCHE HOLDINGS LTD. | P | 2012-07-31 | 2020-04-14 | $23,440 | $14,939 | $8,501 | $8,501 |
| 114 SHS SANOFI SPONSORED ADR | P | 2016-06-09 | 2020-04-07 | $5,128 | $5,012 | $116 | $116 |
| 162.758 SHS SIEMENS AG SPONSORED ADR EACH REP 1 ORD SHS | P | 2017-08-14 | 2020-03-26 | $6,774 | $9,557 | -$2,783 | -$2,783 |
| 89 SHS SINGAPORE TELECOMMUNICATIONS LTD. | P | 2016-12-19 | 2020-03-17 | $1,569 | $2,254 | -$685 | -$685 |
| 517 SHS SMITHS GROUP PLC SPON ADR EA REPR 1 ORD | P | 2015-10-28 | 2020-03-26 | $6,773 | $9,926 | -$3,153 | -$3,153 |
| 717 SHS SMURFIT KAPPA GROUP PLC | P | 2017-03-13 | 2020-04-07 | $21,876 | $21,291 | $585 | $585 |
| 1,216 SHS SONIC HEALTHCARE SPON ADR | P | 2019-03-08 | 2020-04-07 | $16,501 | $17,250 | -$749 | -$749 |
| 815.782 SHS TELEFONIC BRASIL SA SPONSORED ADR | P | 2018-02-08 | 2020-04-07 | $8,392 | $9,432 | -$1,040 | -$1,040 |
| 32.601 SHS UBS GROUP CHF0.10 REG D | P | 2017-08-14 | 2020-03-26 | $316 | $531 | -$215 | -$215 |
| 279.083 SHS UNILEVER NV EUR0.16 (NEW YORK SHARES) | P | 2012-07-31 | 2020-04-14 | $14,345 | $10,549 | $3,796 | $3,796 |
| 532 SHS UNITED OVERSEAS BK LTD. | P | 2016-01-14 | 2020-04-07 | $14,898 | $16,134 | -$1,236 | -$1,236 |
| 560 SHS ZURICH INSURANCE GROUP AG SPON ADR | P | 2012-07-31 | 2020-04-14 | $18,552 | $14,790 | $3,762 | $3,762 |
| BCIM PARTNERS III LP | P | $375 | $375 | $375 | |||
| BCIM PARTNERS III LP | P | $87,262 | $87,262 | $87,262 | |||
| GENERATION IM ASIA FUND LP | P | $26,593 | $26,593 | $26,593 | |||
| GENERATION IM ASIA FUND LP | P | $201,249 | $201,249 | $201,249 | |||
| GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | P | $1,345 | -$1,345 | -$1,345 | |||
| GCM GROSVENOR OHESCF LP | P | $4,859 | -$4,859 | -$4,859 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | P | $6 | $6 | $6 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | P | $1,009 | $1,009 | $1,009 | |||
| PB STRATEGIC PARTNERS FEEDER FUND IV LP - SECTION 1231 | P | $48 | -$48 | -$48 | |||
| TERMINATION OF GENERATION IM ASIA FUND LP | P | $2,205,939 | $2,205,941 | -$2 | -$2 | ||
| TERMINATION OF HDP UNION PARK LLC | P | $887,436 | $887,436 | $0 | $0 | ||
| CAPITAL GAINS DIVIDENDS | P | $14,718 | $14,718 | $14,718 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $134,043 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $12,951 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $12,951 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $12,951 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $16,641 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $35,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $51,641 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $38,690 | OverpaymentAmt |
| Applied To ES Tax | $38,690 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | 0 | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | IL | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.HANLEYFDN.ORG/ | WebsiteAddressTxt |
| Individual With Books | GEORGE P HANLEY | IndividualWithBooksNm |
| Phone | 3123002370 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GEORGE P HANLEY | ||||||||
| 5120 LAKEVIEW DRIVE | MIAMI BEACH | FL | 33140 | PRESIDENT | 5.00 | $0 | $0 | $0 |
| CHARLES BURGOON | ||||||||
| 856 OAK ST | WINNETKA | IL | 60093 | DIRECTOR | 5.00 | $0 | $0 | $0 |
| MARC SCHWARTZ | ||||||||
| 333 W WACKER DRIVE SUITE 1700 | CHICAGO | IL | 60606 | DIRECTOR | 1.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,324,294 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $2,980,227 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $6,742,457 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $18,046,978 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $18,046,978 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $270,705 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $17,776,273 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $888,814 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $888,814 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $12,951 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $12,951 | TotalTaxAmt |
| Distributable Before Adj | $875,863 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $875,863 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $875,863 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,068,250 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,068,250 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,068,250 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $875,863 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $127,797 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $96,711 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr2 | $273,756 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $239,358 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $737,622 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,068,250 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $875,863 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $192,387 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $930,009 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $127,797 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $802,212 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $96,711 | ExcessFromYear4Amt |
| Excess From Year2 | $273,756 | ExcessFromYear2Amt |
| Excess From Year1 | $239,358 | ExcessFromYear1Amt |
| Excess From Current Year | $192,387 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GEORGE P HANLEY | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | GEORGE P HANLEY | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 3123995099 | RecipientPhoneNum |
| Form And Info And Materials | WRITTEN REQUESTS ONLY | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | NONE | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (18 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALIVE RESCUE | |||||||
| 1214 W MONROE STREET | CHICAGO | IL | 60607 | NONE | 501(C)(3) | ANIMAL WELFARE | $1,000 |
| ALL SOULS' EPISCOPAL CHURCH | |||||||
| 4025 PINE TREE DRIVE | MIAMI BEACH | FL | 33140 | NONE | 501(C)(3) | RELIGIOUS | $900 |
| BREAST CANCER RESEARCH FOUNDATION | |||||||
| 28 WEST 44TH STREET SUITE 609 | NEW YORK | NY | 10036 | NONE | 501(C)(3) | SOCIAL SERVICE | $2,000 |
| CHARLES M SCHWARTZ MEMORIAL FOUNDATION | |||||||
| 333 W WACKER DRIVE SUITE 1700 | CHICAGO | IL | 60606 | NONE | 501(C)(3) | SOCIAL SERVICE | $10,000 |
| COOL LEARNING EXPERIENCE | |||||||
| 401 N GENESEE STREET | WAUKEGAN | IL | 60085 | NONE | 501(C)(3) | EDUCATION | $2,500 |
| EARTH RIGHTS INTERNATIONAL | |||||||
| 1612 K STREET NW SUITE 800 | WASHINGTON | DC | 20006 | NONE | 501(C)(3) | ENVIRONMENTAL | $2,500 |
| ENVIRONMENTAL LAW AND POLICY CENTER | |||||||
| 35 E WACKER DRIVE SUITE 1600 | CHICAGO | IL | 60601 | NONE | 501(C)(3) | ENVIRONMENTAL | $2,000 |
| GLOBAL FUND FOR WOMEN | |||||||
| 800 MARKET STREET 7TH FLOOR | SAN FRANCISCO | CA | 94102 | NONE | 501(C)(3) | SOCIAL SERVICE | $5,000 |
| ILLINOIS ENVIRONMENTAL COUNCIL | |||||||
| 520 E CAPITOL | SPRINGFIELD | IL | 62701 | NONE | 501(C)(3) | ENVIRONMENTAL | $1,000 |
| INDIGENOUS ENVIRONMENTAL NETWORK | |||||||
| PO BOX 485 | BEMIDJI | MN | 56619 | NONE | 501(C)(3) | ENVIRONMENTAL | $2,500 |
| LITTLE VILLAGE ENVIRONMENTAL JUSTICE ORGANIZATION | |||||||
| 2445 S SPAULDING AVENUE | CHICAGO | IL | 60623 | NONE | 501(C)(3) | ENVIRONMENTAL | $7,500 |
| ONE EARTH FILM FESTIVAL | |||||||
| 166 N HUMPHREY AVE | OAK PARK | IL | 60302 | NONE | 501(C)(3) | EDUCATION | $8,000 |
| SIERRA CLUB | |||||||
| 70 E LAKE STREET SUITE 1500 | CHICAGO | IL | 60601 | NONE | 501(C)(3) | ENVIRONMENTAL | $3,500 |
| ST JAMES LESS EPISCOPAL CHURCH | |||||||
| 550 SUNSET RIDGE ROAD | NORTHFIELD | IL | 60093 | NONE | 501(C)(3) | RELIGIOUS | $250 |
| SUNRISE | |||||||
| 50 F STREET NW SUITE 800 | WASHINGTON | DC | 20001 | NONE | 501(C)(3) | ENVIRONMENTAL | $5,000 |
| THE DAYTON FOUNDATION | |||||||
| 1401 S MAIN STREET 100 | DAYTON | OH | 45409 | NONE | 501(C)(3) | EDUCATION | $2,000 |
| TOTAL LINK TO COMMUNITY COOPERATIVE INCORPORATED | |||||||
| 1200 SHERMER ROAD SUITE 109 | NORTHBROOK | IL | 60062 | NONE | 501(C)(3) | SOCIAL SERVICE | $1,000 |
| UNIVERSITY OF DAYTON | |||||||
| 300 COLLEGE PARK DRIVE | DAYTON | OH | 45469 | NONE | 501(C)(3) | EDUCATION | $1,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,056,650 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $444,954 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $177,755 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $392 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $487,514 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $134,043 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (2 entries)
| DescDesc | ExclusionExclusionAmt |
|---|---|
| STATE TAX REFUND | $839 |
| FEDERAL TAX REFUND | $4,151 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $392 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $1,249,256 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $1,249,648 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (5 entries)
| Line NumberLineNumberTxt | Relationship StatementRelationshipStatementTxt |
|---|---|
| 3-11 | WHILE PROGRAMS ARE BEING DEVELOPED BY THE FOUNDATION'S DIRECTORS, |
| 3-11 | CONTRIBUTIONS ARE BEING INVESTED IN BOTH SECURITIES AND INTEREST- |
| 3-11 | BEARING ACCOUNTS. |
| 3-11 | THE TAXPAYER IS ALSO AN INVESTOR IN LIMITED PARTNERSHIPS |
| 3-11 | AS A SOURCE OF FUNDS FOR ITS CHARITABLE PURPOSES. |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
Contributor Business Name ContributorBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE HANLEY | BusinessNameLine1Txt |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5120 LAKEVIEW DRIVE | AddressLine1Txt |
| City | MIAMI BEACH | CityNm |
| State Abbreviation | FL | StateAbbreviationCd |
| ZIP | 33140 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $601,260 | TotalContributionsAmt |
| Noncash Contribution | Yes (X) | NoncashContributionInd |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Noncash Property | 2,000 SHS OF APPLE INC. COM STOCK | NoncashPropertyDesc |
| Fair Market Value | $601,260 | FairMarketValueAmt |
| Received | 2020-05-06 | ReceivedDt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Bond | FIDELITY INVESTMENTS (#192325) | BondNm |
| EOY Book Value | $1,146,749 | EOYBookValueAmt |
| EOYFMV | $1,227,750 | EOYFMVAmt |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (3 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIDELITY INVESTMENTS (#191825) | $3,547,780 | $5,858,853 |
| FIDELITY INVESTMENTS (#192325) | $900,000 | $924,979 |
| FIDELITY INVESTMENTS (#192333) | $4,738,532 | $5,263,234 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (17 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| CHURCHILL REAL ESTATE FUND LP | AT COST | $932,648 | $932,648 |
| CONWAY OFFSHORE ACCESS FUND LP | AT COST | $716,696 | $716,696 |
| GCM GROSVENOR OHESCF LP | AT COST | $71,398 | $71,398 |
| GENERATION IM SUSTAINABLE SOLUTIONS FUND III LP SERIES B | AT COST | $305,000 | $398,233 |
| BCIM PARTNERS III LP | AT COST | $309,933 | $309,933 |
| GRASS LAKE CAPITAL HDP LP | AT COST | $470,211 | $470,211 |
| GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | AT COST | $388,643 | $388,643 |
| PB HUDSON CLEAN ENERGY PARTNERS OFFSHORE FEEDER LP | AT COST | $241,010 | $241,010 |
| PB STRATEGIC PARTNERS FEEDER FUND IV LP | AT COST | $121,347 | $121,347 |
| FIDELITY INVESTMENTS (#192325) - OPTIONS | AT COST | $48,814 | $37,800 |
| CASDIN PRIVATE GROWTH EQUITY FUND LP | AT COST | $299,491 | $299,491 |
| VINE VENTURES I-B LP | AT COST | $119,015 | $119,015 |
| ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | AT COST | $135,570 | $135,570 |
| UPPER 90 FUND II LP | AT COST | $96,864 | $96,864 |
| ACQUIOM AGENCY SERVICES LLC / HIGH STREET CAPITAL PARTNERS | AT COST | $970,000 | $970,000 |
| CHICAGO ATLANTIC GIC FUND LLC | AT COST | $975,000 | $975,000 |
| CCP FUNDING LLC | AT COST | $490,000 | $490,000 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | PROFESSIONAL FEES | CategoryTxt |
| Legal Fees | $23,200 | LegalFeesAmt |
| Net Investment Income | $11,600 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $11,600 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (4 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| DUE FROM IL PORTFOLIO LENDER LLC | $750,000 | $0 | $0 |
| DUE FROM VINE VENTURES I-B LP | $0 | $1,410 | $1,410 |
| DUE FROM UPPER90 FUND II LP | $0 | $2,521 | $2,521 |
| DUE FROM PB STRATEGIC PARTNERS FEEDER FUND IV LP | $0 | $2,467 | $2,467 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail (3 entries)
| DescDesc | AmtAmt |
|---|---|
| NET CHANGE IN UNREALIZED G/L - MARKETABLE SECURITIES | $230,360 |
| TAX BASIS CAPITAL ADJUSTMENT FROM PASS THROUGH INVESTMENTS | $261,317 |
| NON DEDUCTIBLE EXPENSES FROM PASS THROUGH INVESTMENTS | $7 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (28 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| CASH CONTRIBUTIONS (60%) - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $1 | $1 | $0 |
| DUES, SUBSCRIPTIONS, AND PUBLICATIONS | $217 | $0 | $0 |
| FIDELITY INVESTMENTS (#191825) - INVESTMENT ADVISORY FEES | $23,988 | $23,988 | $0 |
| FIDELITY INVESTMENTS (#192295) - INVESTMENT ADVISORY FEES | $123 | $123 | $0 |
| FIDELITY INVESTMENTS (#192317) - INVESTMENT ADVISORY FEES | $6,793 | $6,793 | $0 |
| FIDELITY INVESTMENTS (#192325) - INVESTMENT ADVISORY FEES | $23,756 | $23,756 | $0 |
| FIDELITY INVESTMENTS (#192333) - INVESTMENT ADVISORY FEES | $3,239 | $3,239 | $0 |
| IRC SECTION 987 LOSS (FOREIGN CURRENCIES) - GCM GROSVENOR OHESCF LP | $1,523 | $1,523 | $0 |
| IRC SECTION 988 LOSS (FOREIGN CURRENCIES) - GCM GROSVENOR OHESCF LP | $1,753 | $1,753 | $0 |
| IRC SECTION 988 LOSS (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER FD | $9 | $9 | $0 |
| INTERNET AND WEBSITE FEES | $60 | $0 | $0 |
| OTHER DEDUCTIONS - BCIM PARTNERS III LP | $1,916 | $1,916 | $0 |
| OTHER DEDUCTIONS - CHURCHILL REAL ESTATE FUND LP | $26,066 | $26,066 | $0 |
| OTHER DEDUCTIONS - GCM GROSVENOR OHESCF LP | $1,318 | $1,318 | $0 |
| OTHER DEDUCTIONS - GENERATION IM ASIA FUND LP | $12,800 | $12,800 | $0 |
| OTHER DEDUCTIONS - GREATPOINT VENTURES INNOVATION PARALLEL FUND LP | $16,340 | $16,340 | $0 |
| OTHER DEDUCTIONS - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $1,817 | $1,817 | $0 |
| OTHER DEDUCTIONS - CASDIN PRIVATE GROWTH EQUITY FUND LP | $509 | $509 | $0 |
| OTHER DEDUCTIONS - ATLANTIC PARK STRATEGIC CAPITAL FUND (OFFSHORE) LP | $108 | $108 | $0 |
| OTHER DEDUCTIONS - VINE VENTURES I-B LP | $5,996 | $5,996 | $0 |
| OTHER DEDUCTIONS - UPPER90 FUND II LP | $7,290 | $7,290 | $0 |
| OTHER MISCELLANEOUS LOSS - GCM GROSVENOR OHESCF LP | $1 | $1 | $0 |
| OTHER PORTFOLIO LOSS - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $17 | $17 | $0 |
| ORDINARY BUSINESS LOSS - CHURCHILL REAL ESTATE FUND LP | $140,622 | $140,622 | $0 |
| RBC CAPITAL MARKETS (#55383) - ADVISORY FEES | $19,207 | $19,207 | $0 |
| SECTION 59(E)(2) EXPENDITURES - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $79 | $79 | $0 |
| STATE FILING FEES | $26 | $0 | $0 |
| BANK AND WIRE FEES | $70 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (16 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| CANCELLATION OF DEBT - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $583 | $583 | $583 |
| IRC SECTION 987 GAIN (FOREIGN CURRENCIES) - PB STRATEGIC PARTNERS FEEDER | $4 | $4 | $4 |
| ORDINARY BUSINESS INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $155 | $155 | $155 |
| OTHER INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $82 | $82 | $82 |
| OTHER PORTFOLIO INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $3 | $3 | $3 |
| PFIC QEF ORDINARY INCOME INCLUSION - PB STRATEGIC PARTNERS FEEDER FUND IV | $46 | $46 | $46 |
| ROYALTIES - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $4 | $4 | $4 |
| IRC SECTION 988 GAIN (FOREIGN CURRENCIES) - GENERATION IM ASIA FUND LP | $54,121 | $54,121 | $54,121 |
| UNRELATED BUSINESS INCOME FROM SCHEDULE K-1'S | $392 | $0 | $392 |
| OTHER INCOME - CRESCO LABS LLC | $51,550 | $51,550 | $51,550 |
| ORDINARY BUSINESS INCOME - GRASS LAKE CAPITAL HDP LP | $33,189 | $33,189 | $33,189 |
| PFIC QEF ORDINARY INCOME - GREATPOINT VENTURES INNOVATION PARALLEL FUND | $4 | $4 | $4 |
| NET RENTAL REAL ESTATE INCOME - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $4 | $4 | $4 |
| ORDINARY BUSINESS INCOME - HDP UNION PARK LP | $347,769 | $347,769 | $347,769 |
| STATE TAX REFUND | $839 | $839 | |
| FEDERAL TAX REFUND | $4,151 | $4,151 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| TAX-EXEMPT INCOME FROM PASS THROUGH INVESTMENTS | $28 |
| NONDIVIDEND DISTRIBUTIONS | $6,076 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | DUE TO GXH MANAGEMENT INC. | Desc |
| BOY Book Value | $0 | BOYBookValueAmt |
| EOY Book Value | $150 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (7 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192325) | $1,788 | $1,788 | $0 |
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192333) | $1,230 | $1,230 | $0 |
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#191825) | $354 | $354 | $0 |
| FOREIGN TAX PAID - FIDELITY INVESTMENTS (#192295) | $4 | $4 | $0 |
| FOREIGN TAX PAID - PB STRATEGIC PARTNERS FEEDER FUND IV LP | $20 | $20 | $0 |
| FOREIGN TAX PAID - GENERATION IM ASIA FUND LP | $2,255 | $2,255 | $0 |
| FEDERAL ESTIMATED TAX PAYMENT | $15,750 | $0 | $0 |
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