ALICE SHAW FARBER TRUST UW: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ALICE SHAW FARBER TRUST UW (EIN 13-6763455)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-09-07
- IRS object ID
- 202142509349100314
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Expenditure Responsibility Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Increases Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-09-07T14:00:30-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 346565596 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ERNST & YOUNG US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 155 N WACKER DRIVE | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60606 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 136763455 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALICE SHAW FARBER TRUST UW CHARITIES | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | FARB | BusinessNameControlTxt |
| Phone | 8004962583 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN IL1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | KRYSTAL ZEC | PersonNm |
| Person Title | Vice President | PersonTitleTxt |
| Phone | 8004962583 | PhoneNum |
| Signature | 2021-08-19 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JACOB ZEHNDER | PreparerPersonNm |
| PTIN | P01564049 | PTIN |
| Phone | 3128792000 | PhoneNum |
| Preparation | 2021-08-19 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $1,206,505 | FMVAssetsEOYAmt |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $24,588 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $24,588 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $13,157 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $384,438 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $13,157 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $37,745 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $37,745 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $24,588 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $15,529 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $9,059 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $0 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Legal Fees Rev And Expnss | $2,187 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $2,187 | LegalFeesDsbrsChrtblAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Interest Dsbrs Chrtbl | $0 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $709 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $599 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $0 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $0 | DeprecAndDpltnNetInvstIncmAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Printing And Pub Net Invst Incm | $0 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Adj Net Incm | $0 | PrintingAndPubAdjNetIncmAmt |
| Other Expenses Rev And Expnss | $250 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Dsbrs Chrtbl | $250 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $27,734 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $16,128 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $11,496 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $44,004 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $44,004 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $71,738 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $16,128 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $55,500 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$33,993 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $21,617 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $12,968 | CashBOYAmt |
| Cash EOY | $9,790 | CashEOYAmt |
| Cash EOYFMV | $9,790 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $3,535 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $14,911 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $14,911 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl EOY | $0 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $0 | AcctRcvblEOYFMVAmt |
| Other Rcvbl Allwnc Dbtfl Acct | $0 | OtherRcvblAllwncDbtflAcctAmt |
| Corporate Stock BOY | $704,889 | CorporateStockBOYAmt |
| Corporate Stock EOY | $637,000 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $915,291 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $176,516 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $198,405 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $208,979 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $53,253 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $56,853 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $57,534 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $951,161 | TotalAssetsBOYAmt |
| Total Assets EOY | $916,959 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $1,206,505 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $951,161 | CapitalStockBOYAmt |
| Capital Stock EOY | $916,959 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $951,161 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $916,959 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $951,161 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $916,959 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $951,161 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$33,993 | ExcessRevenueOverExpensesAmt |
| Other Increases | $92 | OtherIncreasesAmt |
| Subtotal | $917,260 | SubtotalAmt |
| Other Decreases | $301 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $916,959 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (90 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 455.798 CRM LNG/SHRT OPPORT-INST | 2017-06-30 | 2020-01-09 | $4,599 | $4,672 | -$73 | -$73 | |
| 83.832 FIDELITY 500 INDEX-INST PRM | 2018-07-12 | 2020-01-09 | $9,525 | $8,201 | $1,324 | $1,324 | |
| 564.513 CRM LNG/SHRT OPPORT-INST | 2017-06-30 | 2020-01-16 | $5,668 | $5,786 | -$118 | -$118 | |
| 565.001 EQUINOX IMP SYSTEM MACRO-I | 2018-11-15 | 2020-01-16 | $5,554 | $5,678 | -$124 | -$124 | |
| 273. JPMORGAN BETABUILDERS JAPAN ETF | 2020-02-11 | $6,735 | $6,446 | $289 | $289 | ||
| 213. JPMORGAN BETABUILDERS JAPAN ETF | 2020-02-11 | $5,255 | $5,029 | $226 | $226 | ||
| 176. ISHARES CORE MSCI EAFE ETF | 2020-03-06 | $10,188 | $11,419 | -$1,231 | -$1,231 | ||
| 120. ISHARES CORE MSCI EAFE ETF | 2019-06-19 | 2020-03-06 | $6,936 | $7,302 | -$366 | -$366 | |
| 337. ISHARES CORE MSCI EAFE ETF | 2020-03-06 | $19,478 | $20,528 | -$1,050 | -$1,050 | ||
| 73.766 FIDELITY 500 INDEX-INST PRM | 2020-03-16 | $6,131 | $7,118 | -$987 | -$987 | ||
| 194.653 FIDELITY 500 INDEX-INST PRM | 2020-03-06 | 2020-03-16 | $16,180 | $20,131 | -$3,951 | -$3,951 | |
| 88. JPMORGAN BETABUILDERS EUROPE ETF | 2019-06-19 | 2020-03-18 | $1,426 | $2,140 | -$714 | -$714 | |
| 39. JPMORGAN BETABUILDERS EUROPE ETF | 2018-07-12 | 2020-03-18 | $632 | $967 | -$335 | -$335 | |
| 287. JPMORGAN BETABUILDERS EUROPE ETF | 2019-06-19 | 2020-03-18 | $4,736 | $6,979 | -$2,243 | -$2,243 | |
| 201. ISHARES CORE MSCI EAFE ETF | 2020-03-19 | $8,924 | $12,221 | -$3,297 | -$3,297 | ||
| 20. ISHARES TR 7-10 YR TREAS INDEX FD | 2019-02-14 | 2020-04-24 | $2,442 | $2,090 | $352 | $352 | |
| 370. ISHARES US TREASURY BOND ETF | 2020-03-06 | 2020-04-24 | $10,425 | $10,315 | $110 | $110 | |
| 19. ISHARES TR 20+ TREAS INDEX FD | 2019-09-24 | 2020-05-08 | $3,115 | $2,725 | $390 | $390 | |
| 80. ISHARES TR 7-10 YR TREAS INDEX FD | 2020-05-08 | $9,722 | $8,361 | $1,361 | $1,361 | ||
| 493.678 JPMORGAN CORE BOND FUND ULTRA | 2020-05-08 | $6,013 | $5,612 | $401 | $401 | ||
| 274.092 VANGUARD TTL INTL BND-ADM | 2019-09-24 | 2020-05-08 | $6,263 | $6,455 | -$192 | -$192 | |
| 750.264 BLACKSTONE ALT MULTI-STRAT-Y | 2019-06-14 | 2020-06-01 | $7,105 | $8,065 | -$960 | -$960 | |
| 180.915 FIDELITY 500 INDEX-INST PRM | 2020-06-10 | $20,078 | $16,960 | $3,118 | $3,118 | ||
| 1334.91 SIX CIRCLES US UNCONSTR EQ | 2019-03-29 | 2020-06-10 | $15,525 | $13,496 | $2,029 | $2,029 | |
| 147.1 VANGUARD TTL INTL BND-ADM | 2019-09-24 | 2020-06-10 | $3,373 | $3,464 | -$91 | -$91 | |
| 66.352 FIDELITY 500 INDEX-INST PRM | 2018-02-12 | 2020-08-17 | $7,795 | $6,171 | $1,624 | $1,624 | |
| 1404.25 JPMORGAN CORE BOND FUND ULTRA | 2019-02-04 | 2020-08-17 | $17,511 | $15,896 | $1,615 | $1,615 | |
| 446.333 VANGUARD TTL INTL BND-ADM | 2020-08-17 | $10,346 | $10,428 | -$82 | -$82 | ||
| 898.397 JPMORGAN CORE BOND FUND ULTRA | 2020-09-21 | $11,212 | $10,122 | $1,090 | $1,090 | ||
| 48.744 VANGUARD TTL INTL BND-ADM | 2020-03-06 | 2020-09-21 | $1,135 | $1,139 | -$4 | -$4 | |
| 930.036 VANGUARD TTL INTL BND-ADM | 2020-09-21 | $21,651 | $20,398 | $1,253 | $1,253 | ||
| 136. ISHARES CORE MSCI EAFE ETF | 2017-06-30 | 2020-10-12 | $8,499 | $8,267 | $232 | $232 | |
| 491.488 SIX CIRCLES US UNCONSTR EQ | 2020-10-12 | $6,409 | $4,893 | $1,516 | $1,516 | ||
| 77.28 FIDELITY 500 INDEX-INST PRM | 2020-09-21 | 2020-10-22 | $9,262 | $8,824 | $438 | $438 | |
| 41. JPMORGAN BETABUILDERS EUROPE ETF | 2019-06-19 | 2020-10-22 | $945 | $997 | -$52 | -$52 | |
| 134. JPMORGAN BETABUILDERS EUROPE ETF | 2019-06-19 | 2020-10-22 | $3,085 | $3,259 | -$174 | -$174 | |
| 207. JPMORGAN BETABUILDERS EUROPE ETF | 2020-10-22 | $4,790 | $4,889 | -$99 | -$99 | ||
| 58. JPMORGAN BETABUILDERS EUROPE ETF | 2020-10-22 | $1,340 | $1,361 | -$21 | -$21 | ||
| 923.021 JPMORGAN CORE BOND FUND ULTRA | 2020-11-02 | $11,427 | $10,187 | $1,240 | $1,240 | ||
| 1060.44 SIX CIRCLES ULTR SHRT DUR | 2018-10-24 | 2020-11-02 | $10,647 | $10,615 | $32 | $32 | |
| 1000.643 VANGUARD TTL INTL BND-ADM | 2020-11-02 | $23,345 | $21,849 | $1,496 | $1,496 | ||
| 3827.574 PGIM HIGH YIELD-Q | 2020-03-31 | 2020-11-09 | $20,822 | $18,028 | $2,794 | $2,794 | |
| . PFIZER INC | 2020-11-19 | $28 | $28 | $28 | |||
| 80. JPMORGAN BETABUILDERS EUROPE ETF | 2019-03-28 | 2020-12-16 | $2,101 | $1,877 | $224 | $224 | |
| 432. JPMORGAN BETABUILDERS EUROPE ETF | 2020-06-10 | 2020-12-16 | $11,348 | $9,921 | $1,427 | $1,427 | |
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P | |||||
| CAPITAL GAIN DIVIDENDS | $4,712 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $13,157 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $300 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $300 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $300 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $512 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Total Payments And Credits | $512 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $212 | OverpaymentAmt |
| Applied To ES Tax | $212 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JP MORGAN CHASE BANK NA | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8004962583 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10 S DEARBORN ST MC IL 1-0111 | AddressLine1Txt |
| City | CHICAGO | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 60603 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | Yes (true) | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | false | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (true) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt |
|---|---|---|---|---|---|---|
| JPMORGAN CHASE NA | ||||||
| 10 S DEARBORN ST MC IL 1-0111 | CHICAGO | IL | 60603 | TRUSTEE | 2 | $16,773 |
| MICHAEL J REARDON | ||||||
| 278 GOSHEN ROAD | LITCHFIELD | CT | 06759 | CO-TRUSTEE | 1 | $7,815 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,071,099 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $12,926 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $1,084,025 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $1,084,025 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $16,260 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $1,067,765 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $53,388 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $53,388 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $300 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $300 | TotalTaxAmt |
| Distributable Before Adj | $53,088 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $53,088 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $53,088 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $55,500 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $55,500 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $55,500 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $53,088 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $44,004 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $0 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $0 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $0 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $0 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $0 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $55,500 | QualifyingDistributionsAmt |
| Applied To Year1 | $44,004 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $11,496 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $41,592 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $0 | ExcessFromYear4Amt |
| Excess From Year3 | $0 | ExcessFromYear3Amt |
| Excess From Year2 | $0 | ExcessFromYear2Amt |
| Excess From Year1 | $0 | ExcessFromYear1Amt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (4 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| THE JUILLIARD SCHOOL | |||||||
| 60 LINCOLN CENTER PLAZA | NEW YORK | NY | 10023 | NONE | PC | GENERAL | $11,001 |
| THE METROPOLITAN MUSEUM OF ART | |||||||
| 1000 5TH AVE | NEW YORK | NY | 100280113 | NONE | PC | GENERAL | $11,001 |
| THE METROPOLITAN OPERA ASSOCIATION | |||||||
| 30 LINCOLN CENTER | NEW YORK | NY | 10023 | NONE | PC | GENERAL | $11,001 |
| CHARLES SCHWAB CORPORATION FOUNDATION | |||||||
| 211 MAIN ST | SAN FRANCISCO | CA | 94105 | NONE | PF | SCHOLARSHIP | $11,001 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $44,004 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp | |
| Int On Sav And Temp Cash Invst | IntOnSavAndTempCashInvstGrp |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $24,588 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $13,157 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $37,745 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $37,745 | TotalIncomeProducingActyAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Rln Of Acty To Accom Of Exmpt Prps | RlnOfActyToAccomOfExmptPrpsGrp |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHARLES SCHWAB FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | FBO GEORGE DUFFY FOUNDATION | BusinessNameLine2Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 211 MAIN ST | AddressLine1Txt |
| City | SAN FRANCISCO | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94105 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant | 2020-12-08 | GrantDt |
| Grant | $11,001 | GrantAmt |
| Purpose Of Grant | SCHOLARSHIPS FOR GRADUATING SENIORS GOING TO AN ACCREDITED COLLEGE/UNIVERSITY | PurposeOfGrantTxt |
| Any Diversion By Grantee | NONE | AnyDiversionByGranteeTxt |
| Dates Of Reports By Grantee | 06/09/2021 | DatesOfReportsByGranteeTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (12 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 4812C0100 JPM CORE BOND FD - U | $8,894 | $10,674 |
| 92203J308 VANGUARD TTL INTL BN | $20,059 | $21,591 |
| 54401E143 LORD ABBETT SHRT DUR | $20,945 | $21,298 |
| 83002G108 SIX CIRCLES ULTRA SH | ||
| 464287432 ISHARES 20+ YEAR TRE | $21,099 | $21,451 |
| 464287440 ISHARES 7-10 YEAR TR | ||
| 54401E218 LORD ABBETT HIGH YIE | $29,970 | $34,350 |
| 74440Y884 PGIM HIGH YIELD-Q | $10,236 | $11,975 |
| 83002G702 SIX CIRCLES GLOBAL B | $43,153 | $43,205 |
| 83002G884 SIX CIRCLES CREDIT O | $22,446 | $22,644 |
| 92206C771 VANGUARD MORTGAGE-BA | $10,817 | $10,814 |
| 92206C870 VANGUARD INT-TERM CO | $10,786 | $10,977 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (11 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 464287465 ISHARES MSCI EAFE ET | $55,911 | $76,243 |
| 922908363 VANGUARD S&P 500 ETF | $210,268 | $371,185 |
| 46432F842 ISHARES CORE MSCI EA | ||
| 315911750 FIDELITY 500 INDEX-I | $102,956 | $142,133 |
| 46641Q688 JPM BTABLDRS DEV ASI | $11,025 | $11,906 |
| 46641Q696 JPMORGAN BETABUILDER | $31,991 | $36,221 |
| 46641Q712 JPMORGAN BETABUILDER | $31,898 | $38,360 |
| 46641Q720 JPMORGAN BETABUILDER | $10,511 | $11,963 |
| 83002G306 SIX CIRCLES US UNCON | $83,776 | $118,646 |
| 83002G405 SIX CIRCLES INTL UNC | $76,259 | $83,446 |
| 46434G103 ISHARES CORE MSCI EM | $22,405 | $25,188 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (6 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| 12628J881 CRM LNG/SHRT OPPORT- | |||
| 09257V508 BLACKSTONE ALT MULTI | AT COST | $23,494 | $22,483 |
| 29446A710 EQUINOX IMP SYSTEM M | |||
| 09250J734 BLACKROCK EVNT DRVN | AT COST | $11,548 | $11,731 |
| 64128R608 NEUBERGER BERMAN LON | AT COST | $11,397 | $12,633 |
| 72201U638 PIMCO MRTG OPP & BND | AT COST | $10,414 | $10,687 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES - PRINCIPAL (ALLOCA | CategoryTxt |
| Legal Fees | $2,187 | LegalFeesAmt |
| Disbursements Charitable Prps | $2,187 | DisbursementsCharitablePrpsAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | 2020 TRANSACTION POSTED IN 2021 | Desc |
| Amt | $301 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | ATTORNEY GENERAL FEE | Desc |
| Revenue And Expenses Per Books | $250 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $250 | DisbursementsCharitablePrpsAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail (2 entries)
| DescDesc | AmtAmt |
|---|---|
| 2019 TRANSACTION POSTED IN 2020 | $90 |
| ROUNDING | $2 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FEDERAL ESTIMATES - INCOME | $110 | $0 | $0 |
| FOREIGN TAXES ON QUALIFIED FOR | $561 | $561 | $0 |
| FOREIGN TAXES ON NONQUALIFIED | $38 | $38 | $0 |
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