DUKE UNIVERSITY: Form 990, tax year 2019

View the entire original 990 at ProPublica ↗

Organization: DUKE UNIVERSITY (EIN 56-0532129)
Tax period: 2019-07-01 to 2020-06-30
Filed: 2021-05-17
IRS object ID: 202141379349308034
Schema version: 2019v5.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990
Schedule A
Schedule B
Schedule C
Schedule D
Schedule E
Schedule F
Schedule G
Schedule I
Schedule J
Schedule K
Schedule L
Schedule M
Schedule O
Schedule R

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2021-05-17T15:36:19-05:00	ReturnTs
Tax Period End	2020-06-30	TaxPeriodEndDt
Return Type	990	ReturnTypeCd
Tax Period Begin	2019-07-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	560532129	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	DUKE	BusinessNameControlTxt
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST WASHIN BLDG N	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	DANIEL ENNIS	PersonNm
Person Title	EXECUTIVE VICE PRESIDENT	PersonTitleTxt
Phone	9196842006	PhoneNum
Signature	2021-05-16	SignatureDt

Field	Value	IRS element (for citing)
Tax	2019	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990 IRS990

Field	Value	IRS element (for citing)
Principal Officer	VINCENT E PRICE	PrincipalOfficerNm

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL STREET	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Field	Value	IRS element (for citing)
Gross Receipts	$15,832,499,926	GrossReceiptsAmt
Group Return For Affiliates	0	GroupReturnForAffiliatesInd
Organization501c3	Yes (X)	Organization501c3Ind
Website Address	WWW.DUKE.EDU	WebsiteAddressTxt
Type Of Organization Corp	Yes (X)	TypeOfOrganizationCorpInd
Formation	1841	FormationYr
Legal Domicile State	NC	LegalDomicileStateCd
Activity Or Mission	TO PROVIDE A SUPERIOR LIBERAL EDUCATION, TO PREPARE FUTURE MEMBERS OF LEARNED PROFESSIONS, TO ADVANCE THE FRONTIERS OF KNOWLEDGE, AND TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH	ActivityOrMissionDesc
Voting Members Governing Body	36	VotingMembersGoverningBodyCnt
Voting Members Independent	34	VotingMembersIndependentCnt
Total Employee	33549	TotalEmployeeCnt
Total Volunteers	3586	TotalVolunteersCnt
Total Gross UBI	$0	TotalGrossUBIAmt
Net Unrelated Bus Txbl Incm	$0	NetUnrelatedBusTxblIncmAmt
PY Contributions Grants	$1,480,705,479	PYContributionsGrantsAmt
CY Contributions Grants	$1,566,915,508	CYContributionsGrantsAmt
PY Program Service Revenue	$1,180,280,930	PYProgramServiceRevenueAmt
CY Program Service Revenue	$1,147,304,702	CYProgramServiceRevenueAmt
PY Investment Income	$564,653,435	PYInvestmentIncomeAmt
CY Investment Income	$400,112,010	CYInvestmentIncomeAmt
PY Other Revenue	$77,187,147	PYOtherRevenueAmt
CY Other Revenue	$80,157,081	CYOtherRevenueAmt
PY Total Revenue	$3,302,826,991	PYTotalRevenueAmt
CY Total Revenue	$3,194,489,301	CYTotalRevenueAmt
PY Grants And Similar Paid	$394,092,121	PYGrantsAndSimilarPaidAmt
CY Grants And Similar Paid	$410,790,460	CYGrantsAndSimilarPaidAmt
PY Benefits Paid To Members	$0	PYBenefitsPaidToMembersAmt
CY Benefits Paid To Members	$0	CYBenefitsPaidToMembersAmt
PY Salaries Comp Emp Bnft Paid	$1,771,859,485	PYSalariesCompEmpBnftPaidAmt
CY Salaries Comp Emp Bnft Paid	$1,869,620,556	CYSalariesCompEmpBnftPaidAmt
PY Total Prof Fndrsng Expns	$735,467	PYTotalProfFndrsngExpnsAmt
CY Total Prof Fndrsng Expns	$716,793	CYTotalProfFndrsngExpnsAmt
CY Total Fundraising Expense	$52,776,447	CYTotalFundraisingExpenseAmt
PY Other Expenses	$1,188,099,602	PYOtherExpensesAmt
CY Other Expenses	$1,131,466,816	CYOtherExpensesAmt
PY Total Expenses	$3,354,786,675	PYTotalExpensesAmt
CY Total Expenses	$3,412,594,625	CYTotalExpensesAmt
PY Revenues Less Expenses	-$51,959,684	PYRevenuesLessExpensesAmt
CY Revenues Less Expenses	-$218,105,324	CYRevenuesLessExpensesAmt
Total Assets BOY	$14,959,910,895	TotalAssetsBOYAmt
Total Assets EOY	$15,807,758,924	TotalAssetsEOYAmt
Total Liabilities BOY	$3,478,627,162	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$4,926,319,700	TotalLiabilitiesEOYAmt
Net Assets Or Fund Balances BOY	$11,481,283,733	NetAssetsOrFundBalancesBOYAmt
Net Assets Or Fund Balances EOY	$10,881,439,224	NetAssetsOrFundBalancesEOYAmt
Mission	SEE SCHEDULE O	MissionDesc
Significant New Program Srvc	0	SignificantNewProgramSrvcInd
Significant Change	0	SignificantChangeInd
Expense	$1,707,682,372	ExpenseAmt
Grant	$366,189,019	GrantAmt
Revenue	$925,662,280	RevenueAmt
Desc	DUKE UNIVERSITY CONFERS UNDERGRADUATE, GRADUATE, AND PROFESSIONALDEGREES TO APPROXIMATELY 5,777 STUDENTS ANNUALLY	Desc

Prog Srvc Accom Acty2 ProgSrvcAccomActy2Grp

Field	Value	IRS element (for citing)
Expense	$997,738,511	ExpenseAmt
Grant	$44,050,742	GrantAmt
Revenue	$1,195,641,342	RevenueAmt
Desc	DUKE UNIVERSITY ENGAGES IN WORLD-RENOWNED RESEARCH WORKSPONSORED BY NUMEROUS FEDERAL, STATE, LOCAL AGENCIES, AND PRIVATE GRANTS	Desc

Prog Srvc Accom Acty3 ProgSrvcAccomActy3Grp

Field	Value	IRS element (for citing)
Expense	$365,902,416	ExpenseAmt
Grant	$550,699	GrantAmt
Revenue	$110,196,569	RevenueAmt
Desc	DUKE UNIVERSITY AUXILIARY ENTERPRISES PROVIDE SUPPORTSERVICES TO THE DUKE UNIVERSITY COMMUNITY	Desc

Field	Value	IRS element (for citing)
Total Program Service Expenses	$3,071,323,299	TotalProgramServiceExpensesAmt
Described In Section501c3	Yes (1)	DescribedInSection501c3Ind
Schedule B Required	Yes (1)	ScheduleBRequiredInd
Political Campaign Acty	0	PoliticalCampaignActyInd
Lobbying Activities	Yes (1)	LobbyingActivitiesInd
Subject To Proxy Tax	0	SubjectToProxyTaxInd
Donor Advised Fund	0	DonorAdvisedFundInd
Conservation Easements	Yes (1)	ConservationEasementsInd
Collections Of Art	Yes (1)	CollectionsOfArtInd
Credit Counseling	0	CreditCounselingInd
Donor Rstr Or Quasi Endowments	Yes (1)	DonorRstrOrQuasiEndowmentsInd
Report Land Building Equipment	Yes (1)	ReportLandBuildingEquipmentInd
Report Investments Other Sec	Yes (1)	ReportInvestmentsOtherSecInd
Report Program Related Invst	0	ReportProgramRelatedInvstInd
Report Other Assets	Yes (1)	ReportOtherAssetsInd
Report Other Liabilities	Yes (1)	ReportOtherLiabilitiesInd
Include FIN48 Footnote	0	IncludeFIN48FootnoteInd
Independent Audit Fincl Stmt	0	IndependentAuditFinclStmtInd
Consolidated Audit Fincl Stmt	Yes (1)	ConsolidatedAuditFinclStmtInd
School Operating	Yes (1)	SchoolOperatingInd
Foreign Office	Yes (1)	ForeignOfficeInd
Foreign Activities	Yes (1)	ForeignActivitiesInd
More Than5000 K To Org	Yes (1)	MoreThan5000KToOrgInd
More Than5000 K To Individuals	Yes (1)	MoreThan5000KToIndividualsInd
Professional Fundraising	Yes (1)	ProfessionalFundraisingInd
Fundraising Activities	Yes (1)	FundraisingActivitiesInd
Gaming Activities	0	GamingActivitiesInd
Operate Hospital	0	OperateHospitalInd
Grants To Organizations	Yes (1)	GrantsToOrganizationsInd
Grants To Individuals	Yes (1)	GrantsToIndividualsInd
Schedule J Required	Yes (1)	ScheduleJRequiredInd
Tax Exempt Bonds	Yes (1)	TaxExemptBondsInd
Invest Tax Exempt Bonds	0	InvestTaxExemptBondsInd
Escrow Account	0	EscrowAccountInd
On Behalf Of Issuer	0	OnBehalfOfIssuerInd
Engaged In Excess Benefit Trans	0	EngagedInExcessBenefitTransInd
PY Excess Benefit Trans	0	PYExcessBenefitTransInd
Loan Outstanding	0	LoanOutstandingInd
Grant To Related Person	0	GrantToRelatedPersonInd
Business Rln With Org Mem	0	BusinessRlnWithOrgMemInd
Business Rln With Fam Mem	Yes (1)	BusinessRlnWithFamMemInd
Business Rln With35 Ctrl Ent	0	BusinessRlnWith35CtrlEntInd
Deductible Non Cash Contri	Yes (1)	DeductibleNonCashContriInd
Deductible Art Contribution	Yes (1)	DeductibleArtContributionInd
Terminate Operations	0	TerminateOperationsInd
Partial Liquidation	0	PartialLiquidationInd
Disregarded Entity	Yes (1)	DisregardedEntityInd
Related Entity	Yes (1)	RelatedEntityInd
Related Organization Ctrl Ent	Yes (1)	RelatedOrganizationCtrlEntInd
Transaction With Control Ent	Yes (1)	TransactionWithControlEntInd
Trnsfr Exmpt Non Chrtbl Rltd Org	0	TrnsfrExmptNonChrtblRltdOrgInd
Activities Conducted Prtshp	0	ActivitiesConductedPrtshpInd
Schedule O Required	Yes (1)	ScheduleORequiredInd
Info In Schedule O Part V	Yes (X)	InfoInScheduleOPartVInd
IRP Document	9318	IRPDocumentCnt
IRP Document W2 G	0	IRPDocumentW2GCnt
Backup Wthld Compliance	Yes (1)	BackupWthldComplianceInd
Employee	33549	EmployeeCnt
Employment Tax Returns Filed	Yes (1)	EmploymentTaxReturnsFiledInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Foreign Financial Account	Yes (1)	ForeignFinancialAccountInd
Foreign Country	SP	ForeignCountryCd
Foreign Country	UK	ForeignCountryCd
Foreign Country	TZ	ForeignCountryCd
Foreign Country	CH	ForeignCountryCd
Foreign Country	SN	ForeignCountryCd
Foreign Country	MA	ForeignCountryCd
Foreign Country	IN	ForeignCountryCd
Foreign Country	KE	ForeignCountryCd
Foreign Country	SW	ForeignCountryCd
Foreign Country	DA	ForeignCountryCd
Foreign Country	NO	ForeignCountryCd
Foreign Country	MY	ForeignCountryCd
Foreign Country	PL	ForeignCountryCd
Foreign Country	PO	ForeignCountryCd
Foreign Country	GR	ForeignCountryCd
Foreign Country	EI	ForeignCountryCd
Foreign Country	GM	ForeignCountryCd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Taxable Party Notification	0	TaxablePartyNotificationInd
Nondeductible Contributions	0	NondeductibleContributionsInd
Quid Pro Quo Contributions	Yes (1)	QuidProQuoContributionsInd
Quid Pro Quo Contri Discl	Yes (1)	QuidProQuoContriDisclInd
Form8282 Property Disposed Of	0	Form8282PropertyDisposedOfInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Form8899 Filedind	1	Form8899Filedind
Indoor Tanning Services	0	IndoorTanningServicesInd
Subj To Tax Rmnrtn Ex Prcht Pymt	Yes (1)	SubjToTaxRmnrtnExPrchtPymtInd
Subject To Excs Tax Net Invst Inc	Yes (1)	SubjectToExcsTaxNetInvstIncInd
Info In Schedule O Part VI	Yes (X)	InfoInScheduleOPartVIInd
Governing Body Voting Members	36	GoverningBodyVotingMembersCnt
Independent Voting Member	34	IndependentVotingMemberCnt
Family Or Business Rln	0	FamilyOrBusinessRlnInd
Delegation Of Mgmt Duties	0	DelegationOfMgmtDutiesInd
Change To Org Documents	Yes (1)	ChangeToOrgDocumentsInd
Material Diversion Or Misuse	0	MaterialDiversionOrMisuseInd
Members Or Stockholders	0	MembersOrStockholdersInd
Election Of Board Members	Yes (1)	ElectionOfBoardMembersInd
Decisions Subject To Approva	0	DecisionsSubjectToApprovaInd
Minutes Of Governing Body	Yes (1)	MinutesOfGoverningBodyInd
Minutes Of Committees	Yes (1)	MinutesOfCommitteesInd
Officer Mailing Address	0	OfficerMailingAddressInd
Local Chapters	0	LocalChaptersInd
Form990 Provided To Gvrn Body	Yes (1)	Form990ProvidedToGvrnBodyInd
Conflict Of Interest Policy	Yes (1)	ConflictOfInterestPolicyInd
Annual Disclosure Covered Prsn	Yes (1)	AnnualDisclosureCoveredPrsnInd
Regular Monitoring Enfrc	Yes (1)	RegularMonitoringEnfrcInd
Whistleblower Policy	Yes (1)	WhistleblowerPolicyInd
Document Retention Policy	Yes (1)	DocumentRetentionPolicyInd
Compensation Process CEO	Yes (1)	CompensationProcessCEOInd
Compensation Process Other	Yes (1)	CompensationProcessOtherInd
Investment In Joint Venture	0	InvestmentInJointVentureInd
States Where Copy Of Return Is Fld	MD	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MA	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	MI	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NH	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NJ	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	NY	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	OR	StatesWhereCopyOfReturnIsFldCd
States Where Copy Of Return Is Fld	SC	StatesWhereCopyOfReturnIsFldCd
Own Website	Yes (X)	OwnWebsiteInd
Upon Request	Yes (X)	UponRequestInd
Other	Yes (X)	OtherInd

Books In Care Of Detail BooksInCareOfDetail

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	9196842006	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	324 BLACKWELL ST STE 850	AddressLine1Txt
City	DURHAM	CityNm
State Abbreviation	NC	StateAbbreviationCd
ZIP	27701	ZIPCd

Form990 Part VII Section A Form990PartVIISectionAGrp (61 entries)

TitleTitleTxt	Average Hours Per WeekAverageHoursPerWeekRt	Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt	Highest Compensated EmployeeHighestCompensatedEmployeeInd	Reportable Comp From OrgReportableCompFromOrgAmt	Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt	Other CompensationOtherCompensationAmt	Key EmployeeKeyEmployeeInd	OfficerOfficerInd	Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd	Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd
MICHAEL W KRZYZEWSKI
COACH	40.00	0.00	Yes (X)	$6,331,096	$0	$1,022,386
NEAL TRIPLETT
CHIEF INVESTMENT OFFICER	50.00	0.40		$3,059,765	$0	$51,204	Yes (X)
DAVID N CUTCLIFFE
COACH	40.00	0.00	Yes (X)	$2,848,237	$0	$100,798
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	33.00	33.20		$2,555,301	$0	$147,282		Yes (X)
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	40.00	0.00	Yes (X)	$2,334,021	$0	$115,009
VINCENT PRICE
PRESIDENT/TRUSTEE	48.00	3.10		$1,464,217	$0	$51,043		Yes (X)	Yes (X)
EVAN L JONES
INVESTMENT MANAGER	40.00	0.00		$1,156,375	$0	$301,609	Yes (X)
JOANNE MCCALLIE
COACH	40.00	0.00	Yes (X)	$1,347,663	$0	$93,280
RALPH SNYDERMAN
CHANCELLOR EMERITUS & CHIEF OF RHEUM	40.00	0.10	Yes (X)	$1,288,673	$0	$50,206
JUSTIN B NIXON
INVESTMENT MANAGER	45.00	0.00		$1,013,026	$0	$238,724	Yes (X)
MARY E KLOTMAN MD
V. CHAN HEALTH AFF & DEAN OF SOM	40.00	25.50		$1,152,681	$0	$48,226	Yes (X)
MARK CORIGLIANO
INVESTMENT MANAGER	40.00	0.00		$873,427	$0	$190,564	Yes (X)
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	51.00	0.50		$932,639	$0	$50,621		Yes (X)
SALLY KORNBLUTH
PROVOST	70.00	0.40		$765,517	$0	$45,081		Yes (X)
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN., SOM	55.00	0.40		$745,439	$0	$57,264	Yes (X)
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	45.00	15.30		$655,843	$0	$52,553		Yes (X)
JENNIFER FRANCIS
EXECUTIVE VICE PROVOST FIN & ADMIN	80.00	0.20		$613,759	$0	$46,835	Yes (X)
RICHARD H BRODHEAD
FORMER OFFICER	40.00	0.00		$565,161	$0	$55,458				Yes (X)
VALERIE ASHBY
DEAN, COLLEGE OF ARTS & SCIENCES	40.00	0.00		$574,782	$0	$40,259	Yes (X)
RICHARD VERNON RIDDELL JR
VP & UNIVERSITY SECRETARY	50.00	0.00		$510,267	$0	$47,596		Yes (X)
TIMOTHY W WALSH
TREASURER & VP OF FINANCE	41.00	0.20		$506,893	$0	$47,135		Yes (X)
NANCY ANDREWS MD
FORMER KEY EMPLOYEE	40.00	0.00		$441,802	$0	$58,574				Yes (X)
ERIC PETERSON MD
FORMER KEY EMPLOYEE	40.00	0.00		$444,960	$0	$49,780				Yes (X)
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	60.00	0.00		$422,239	$0	$59,461	Yes (X)
ROBERT M CALIFF MD
FORMER KEY EMPLOYEE	40.00	0.00		$338,863	$0	$50,956				Yes (X)
JAMES S ROBERTS
FORMER KEY EMPLOYEE	40.00	0.00		$267,112	$0	$38,237				Yes (X)
UZOMA AYOGU
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
LISA M BORDERS
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
JACK O BOVENDER JR
TRUSTEE	8.00	3.10		$0	$0	$0			Yes (X)
TIMOTHY COOK
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
ANN PELHAM
TRUSTEE	4.00	0.00		$0	$0	$0			Yes (X)
ALLYSON DUNCAN
TRUSTEE	4.00	0.00		$0	$0	$0			Yes (X)
RALPH EADS
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
PAUL E FARMER
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
XIQING GAO
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
EDWARD A GILHULY
TRUSTEE	4.00	1.50		$0	$0	$0			Yes (X)
AMY HAFEZ
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
GERALD HASSELL
TRUSTEE	4.00	1.00		$0	$0	$0			Yes (X)
WILLIAM A HAWKINS
TRUSTEE	10.00	8.00		$0	$0	$0			Yes (X)
JANET HILL
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
BETSY D HOLDEN
TRUSTEE	4.00	0.00		$0	$0	$0			Yes (X)
KATHRYN HOLLISTER
TRUSTEE	3.00	0.00		$0	$0	$0			Yes (X)
WILLIAM G KAELIN JR
TRUSTEE	4.00	0.00		$0	$0	$0			Yes (X)
PETER J KAHN
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
AMY KRAMER
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
MARTHA MONSERRATE
TRUSTEE	2.00	0.10		$0	$0	$0			Yes (X)
PATRICIA RODERICK MORTON
TRUSTEE	4.00	0.00		$0	$0	$0			Yes (X)
STEPHEN G PAGLIUCA
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
ROBERT R PENN
TRUSTEE	4.00	0.00		$0	$0	$0			Yes (X)
JB PRITZKER
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
MICHAEL RHODES
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
CARMICHAEL ROBERTS
TRUSTEE	1.00	1.00		$0	$0	$0			Yes (X)
NANCY M SCHLICHTING
TRUSTEE	2.00	2.00		$0	$0	$0			Yes (X)
STEVEN M SCOTT MD
TRUSTEE	2.00	4.00		$0	$0	$0			Yes (X)
ADAM SILVER
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
LAURENE M SPERLING
TRUSTEE	6.00	0.00		$0	$0	$0			Yes (X)
ASHLEY CROWDER STANLEY
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
FRED SUTHERLAND
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
JEFF UBBEN
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
HOPE MORGAN WARD
TRUSTEE	2.00	0.00		$0	$0	$0			Yes (X)
LAURA MEYER WELLMAN
TRUSTEE	2.00	0.10		$0	$0	$0			Yes (X)

Field	Value	IRS element (for citing)
Total Reportable Comp From Org	$33,209,758	TotalReportableCompFromOrgAmt
Tot Reportable Comp Rltd Org	$0	TotReportableCompRltdOrgAmt
Total Other Compensation	$3,110,141	TotalOtherCompensationAmt
Indiv Rcvd Greater Than100 K	4117	IndivRcvdGreaterThan100KCnt
Former Ofcr Employees Listed	Yes (1)	FormerOfcrEmployeesListedInd
Total Comp Greater Than150 K	Yes (1)	TotalCompGreaterThan150KInd
Compensation From Other Srcs	0	CompensationFromOtherSrcsInd

Contractor Compensation ContractorCompensationGrp (5 entries)

Address Line1ContractorAddress/USAddress/AddressLine1Txt	CityContractorAddress/USAddress/CityNm	State AbbreviationContractorAddress/USAddress/StateAbbreviationCd	ZIPContractorAddress/USAddress/ZIPCd	ServicesServicesDesc	CompensationCompensationAmt
LECHASE CONSTRUCTION SERVICES LLC
324 BLACKWELL ST 130	DURHAM	NC	27701	CONSTRUCTION SERVICE	$81,416,097
SKANSKA USA BUILDING INC
4309 EMPEROR BLVD SUITE 200	DURHAM	NC	27703	CONSTRUCTION SERVICE	$78,981,506
DPR CONSTRUCTION
2000 AERIAL CENTER PKWY STE 118	MORRISVILLE	NC	27560	CONSTRUCTION SERVICE	$38,481,134
MID-ATLANTIC INFRASTRUCTURE SYSTEMS
975 PINEBROOK KNOLLS DRIVE	WINSTON SALEM	NC	27105	CONSTRUCTION SERVICE	$22,342,804
BALFOUR BEATTY CONSTRUCTION
406 S MCDOWELL ST STE 200	RALEIGH	NC	27601	CONSTRUCTION SERVICE	$13,805,838

Field	Value	IRS element (for citing)
Cntrct Rcvd Greater Than100 K	783	CntrctRcvdGreaterThan100KCnt
Fundraising	$3,272,251	FundraisingAmt
Related Organizations	$393,107,201	RelatedOrganizationsAmt
Government Grants	$753,290,934	GovernmentGrantsAmt
All Other Contributions	$417,245,122	AllOtherContributionsAmt
Noncash Contributions	$31,405,503	NoncashContributionsAmt
Total Contributions	$1,566,915,508	TotalContributionsAmt

Program Service Revenue ProgramServiceRevenueGrp (5 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
TUITION & FEES	611600	$885,779,864	$885,779,864
ANCILLARY STUDENT SVCS	611600	$110,196,569	$110,196,569
CONTINUING EDUCATION	611600	$33,867,956	$33,867,956
CONFERENCE FEES	611600	$6,014,460	$6,014,460
ACADEMIC MED. RESEARCH	611600	$2,214,850	$2,214,850

Total Oth Program Service Rev TotalOthProgramServiceRevGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$109,231,003	TotalRevenueColumnAmt
Related Or Exempt Func Income	$109,231,003	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Total Program Service Revenue	$1,147,304,702	TotalProgramServiceRevenueAmt

Investment Income InvestmentIncomeGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$117,560,719	TotalRevenueColumnAmt
Exclusion	$117,560,719	ExclusionAmt

Incm From Invest Bond Proceeds IncmFromInvestBondProceedsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$965	TotalRevenueColumnAmt
Exclusion	$965	ExclusionAmt

Royalties Revenue RoyaltiesRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$46,178,377	TotalRevenueColumnAmt
Exclusion	$46,178,377	ExclusionAmt

Gross Rents GrossRentsGrp

Field	Value	IRS element (for citing)
Real	$6,136,046	RealAmt

Less Rental Expenses LessRentalExpensesGrp

Field	Value	IRS element (for citing)
Real	$7,068,363	RealAmt

Rental Income Or Loss RentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Real	-$932,317	RealAmt

Net Rental Income Or Loss NetRentalIncomeOrLossGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$932,317	TotalRevenueColumnAmt
Exclusion	-$932,317	ExclusionAmt

Gross Amount Sales Assets GrossAmountSalesAssetsGrp

Field	Value	IRS element (for citing)
Securities	$12,911,773,272	SecuritiesAmt
Other	$778,467	OtherAmt

Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp

Field	Value	IRS element (for citing)
Securities	$12,629,157,000	SecuritiesAmt
Other	$844,413	OtherAmt

Gain Or Loss GainOrLossGrp

Field	Value	IRS element (for citing)
Securities	$282,616,272	SecuritiesAmt
Other	-$65,946	OtherAmt

Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$282,550,326	TotalRevenueColumnAmt
Exclusion	$282,550,326	ExclusionAmt

Field	Value	IRS element (for citing)
Fundraising Gross Income	$271,096	FundraisingGrossIncomeAmt
Contri Rpt Fundraising Event	$3,272,251	ContriRptFundraisingEventAmt
Fundraising Direct Expenses	$940,849	FundraisingDirectExpensesAmt

Net Incm From Fundraising Evt NetIncmFromFundraisingEvtGrp

Field	Value	IRS element (for citing)
Total Revenue Column	-$669,753	TotalRevenueColumnAmt
Exclusion	-$669,753	ExclusionAmt

Other Revenue Misc OtherRevenueMiscGrp (3 entries)

DescDesc	BusinessBusinessCd	Total Revenue ColumnTotalRevenueColumnAmt	Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt
MISC. SALES	900099	$20,337,852	$20,337,852
STUDENT DUES	900099	$3,090,844	$3,090,844
VARIOUS FEES AND FINES	900099	$1,359,509	$1,359,509

Miscellaneous Revenue MiscellaneousRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$10,792,569	TotalRevenueColumnAmt
Related Or Exempt Func Income	$10,792,569	RelatedOrExemptFuncIncomeAmt

Field	Value	IRS element (for citing)
Other Revenue Total	$35,580,774	OtherRevenueTotalAmt

Total Revenue TotalRevenueGrp

Field	Value	IRS element (for citing)
Total Revenue Column	$3,194,489,301	TotalRevenueColumnAmt
Related Or Exempt Func Income	$1,182,885,476	RelatedOrExemptFuncIncomeAmt
Unrelated Business Revenue	$0	UnrelatedBusinessRevenueAmt
Exclusion	$444,688,317	ExclusionAmt

Grants To Domestic Orgs GrantsToDomesticOrgsGrp

Field	Value	IRS element (for citing)
Total	$68,321,590	TotalAmt
Program Services	$68,321,590	ProgramServicesAmt

Grants To Domestic Individuals GrantsToDomesticIndividualsGrp

Field	Value	IRS element (for citing)
Total	$342,112,562	TotalAmt
Program Services	$342,112,562	ProgramServicesAmt

Foreign Grants ForeignGrantsGrp

Field	Value	IRS element (for citing)
Total	$356,308	TotalAmt
Program Services	$356,308	ProgramServicesAmt

Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp

Field	Value	IRS element (for citing)
Total	$18,679,169	TotalAmt
Program Services	$644,887	ProgramServicesAmt
Management And General	$17,053,223	ManagementAndGeneralAmt
Fundraising	$981,059	FundraisingAmt

Comp Disqual Persons CompDisqualPersonsGrp

Field	Value	IRS element (for citing)
Total	$2,527,692	TotalAmt
Program Services	$2,356,147	ProgramServicesAmt
Management And General	$171,545	ManagementAndGeneralAmt

Other Salaries And Wages OtherSalariesAndWagesGrp

Field	Value	IRS element (for citing)
Total	$1,464,674,341	TotalAmt
Program Services	$1,268,158,389	ProgramServicesAmt
Management And General	$162,867,252	ManagementAndGeneralAmt
Fundraising	$33,648,700	FundraisingAmt

Pension Plan Contributions PensionPlanContributionsGrp

Field	Value	IRS element (for citing)
Total	$110,334,032	TotalAmt
Program Services	$95,342,664	ProgramServicesAmt
Management And General	$12,793,637	ManagementAndGeneralAmt
Fundraising	$2,197,731	FundraisingAmt

Other Employee Benefits OtherEmployeeBenefitsGrp

Field	Value	IRS element (for citing)
Total	$169,667,698	TotalAmt
Program Services	$138,143,686	ProgramServicesAmt
Management And General	$27,326,313	ManagementAndGeneralAmt
Fundraising	$4,197,699	FundraisingAmt

Payroll Taxes PayrollTaxesGrp

Field	Value	IRS element (for citing)
Total	$103,737,624	TotalAmt
Program Services	$89,214,357	ProgramServicesAmt
Management And General	$12,448,515	ManagementAndGeneralAmt
Fundraising	$2,074,752	FundraisingAmt

Fees For Services Legal FeesForServicesLegalGrp

Field	Value	IRS element (for citing)
Total	$8,888,471	TotalAmt
Program Services	$2,954,090	ProgramServicesAmt
Management And General	$5,923,827	ManagementAndGeneralAmt
Fundraising	$10,554	FundraisingAmt

Fees For Services Accounting FeesForServicesAccountingGrp

Field	Value	IRS element (for citing)
Total	$680,057	TotalAmt
Program Services	$26,444	ProgramServicesAmt
Management And General	$653,613	ManagementAndGeneralAmt

Fees For Services Prof Fundraising FeesForServicesProfFundraising

Field	Value	IRS element (for citing)
Total	$716,793	TotalAmt
Fundraising	$716,793	FundraisingAmt

Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp

Field	Value	IRS element (for citing)
Total	$38,287,129	TotalAmt
Management And General	$38,287,129	ManagementAndGeneralAmt

Fees For Services Other FeesForServicesOtherGrp

Field	Value	IRS element (for citing)
Total	$159,944,167	TotalAmt
Program Services	$123,942,077	ProgramServicesAmt
Management And General	$35,465,791	ManagementAndGeneralAmt
Fundraising	$536,299	FundraisingAmt

Advertising AdvertisingGrp

Field	Value	IRS element (for citing)
Total	$6,147,841	TotalAmt
Program Services	$4,704,277	ProgramServicesAmt
Management And General	$943,820	ManagementAndGeneralAmt
Fundraising	$499,744	FundraisingAmt

Office Expenses OfficeExpensesGrp

Field	Value	IRS element (for citing)
Total	$104,125,216	TotalAmt
Program Services	$92,600,279	ProgramServicesAmt
Management And General	$10,407,162	ManagementAndGeneralAmt
Fundraising	$1,117,775	FundraisingAmt

Information Technology InformationTechnologyGrp

Field	Value	IRS element (for citing)
Total	$32,522,211	TotalAmt
Program Services	$22,965,069	ProgramServicesAmt
Management And General	$9,245,868	ManagementAndGeneralAmt
Fundraising	$311,274	FundraisingAmt

Royalties RoyaltiesGrp

Field	Value	IRS element (for citing)
Total	$58,480,045	TotalAmt
Program Services	$27,997,333	ProgramServicesAmt
Management And General	$30,482,712	ManagementAndGeneralAmt

Occupancy OccupancyGrp

Field	Value	IRS element (for citing)
Total	$101,306,609	TotalAmt
Program Services	$82,555,877	ProgramServicesAmt
Management And General	$18,434,455	ManagementAndGeneralAmt
Fundraising	$316,277	FundraisingAmt

Travel TravelGrp

Field	Value	IRS element (for citing)
Total	$36,546,804	TotalAmt
Program Services	$33,470,490	ProgramServicesAmt
Management And General	$1,415,236	ManagementAndGeneralAmt
Fundraising	$1,661,078	FundraisingAmt

Conferences Meetings ConferencesMeetingsGrp

Field	Value	IRS element (for citing)
Total	$33,068,816	TotalAmt
Program Services	$24,711,563	ProgramServicesAmt
Management And General	$4,956,456	ManagementAndGeneralAmt
Fundraising	$3,400,797	FundraisingAmt

Interest InterestGrp

Field	Value	IRS element (for citing)
Total	$80,052,145	TotalAmt
Program Services	$49,811,937	ProgramServicesAmt
Management And General	$30,240,208	ManagementAndGeneralAmt

Depreciation Depletion DepreciationDepletionGrp

Field	Value	IRS element (for citing)
Total	$267,645,137	TotalAmt
Program Services	$263,630,460	ProgramServicesAmt
Management And General	$4,014,677	ManagementAndGeneralAmt

Insurance InsuranceGrp

Field	Value	IRS element (for citing)
Total	$5,947,191	TotalAmt
Program Services	$814,088	ProgramServicesAmt
Management And General	$5,124,275	ManagementAndGeneralAmt
Fundraising	$8,828	FundraisingAmt

Other Expenses OtherExpensesGrp (4 entries)

DescDesc	TotalTotalAmt	Program ServicesProgramServicesAmt	Management And GeneralManagementAndGeneralAmt	FundraisingFundraisingAmt
SUBRECIPIENT PAYMENTS	$160,515,800	$160,515,800
EQUIP RENTAL & MAINTENA	$73,158,368	$70,876,108	$2,131,390	$150,870
COST OF GOODS SOLD	$17,644,315	$15,636,276	$1,951,486	$56,553
PRINTING & PUBLICATIONS	$5,986,029	$4,251,325	$1,212,826	$521,878

All Other Expenses AllOtherExpensesGrp

Field	Value	IRS element (for citing)
Total	-$59,479,535	TotalAmt
Program Services	$85,209,216	ProgramServicesAmt
Management And General	-$145,056,537	ManagementAndGeneralAmt
Fundraising	$367,786	FundraisingAmt

Total Functional Expenses TotalFunctionalExpensesGrp

Field	Value	IRS element (for citing)
Total	$3,412,594,625	TotalAmt
Program Services	$3,071,323,299	ProgramServicesAmt
Management And General	$288,494,879	ManagementAndGeneralAmt
Fundraising	$52,776,447	FundraisingAmt

Savings And Temp Cash Invst SavingsAndTempCashInvstGrp

Field	Value	IRS element (for citing)
BOY	$176,592,876	BOYAmt
EOY	$156,470,790	EOYAmt

Pledges And Grants Receivable PledgesAndGrantsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$432,462,025	BOYAmt
EOY	$413,677,298	EOYAmt

Accounts Receivable AccountsReceivableGrp

Field	Value	IRS element (for citing)
BOY	$184,033,198	BOYAmt
EOY	$137,527,777	EOYAmt

Oth Notes Loans Receivable Net OthNotesLoansReceivableNetGrp

Field	Value	IRS element (for citing)
BOY	$28,459,846	BOYAmt
EOY	$25,636,079	EOYAmt

Inventories For Sale Or Use InventoriesForSaleOrUseGrp

Field	Value	IRS element (for citing)
BOY	$20,143,244	BOYAmt
EOY	$21,795,905	EOYAmt

Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp

Field	Value	IRS element (for citing)
BOY	$39,097,354	BOYAmt
EOY	$32,187,814	EOYAmt

Field	Value	IRS element (for citing)
Land Bldg Equip Cost Or Other Bss	$6,423,472,461	LandBldgEquipCostOrOtherBssAmt
Land Bldg Equip Accum Deprec	$3,595,280,469	LandBldgEquipAccumDeprecAmt

Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp

Field	Value	IRS element (for citing)
BOY	$2,804,934,729	BOYAmt
EOY	$2,828,191,992	EOYAmt

Investments Pub Traded Sec InvestmentsPubTradedSecGrp

Field	Value	IRS element (for citing)
BOY	$2,467,629,683	BOYAmt
EOY	$2,327,892,252	EOYAmt

Investments Other Securities InvestmentsOtherSecuritiesGrp

Field	Value	IRS element (for citing)
BOY	$7,923,076,721	BOYAmt
EOY	$8,305,702,938	EOYAmt

Other Assets Total OtherAssetsTotalGrp

Field	Value	IRS element (for citing)
BOY	$883,481,219	BOYAmt
EOY	$1,558,676,079	EOYAmt

Total Assets TotalAssetsGrp

Field	Value	IRS element (for citing)
BOY	$14,959,910,895	BOYAmt
EOY	$15,807,758,924	EOYAmt

Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp

Field	Value	IRS element (for citing)
BOY	$441,226,857	BOYAmt
EOY	$419,434,892	EOYAmt

Deferred Revenue DeferredRevenueGrp

Field	Value	IRS element (for citing)
BOY	$206,778,752	BOYAmt
EOY	$214,968,354	EOYAmt

Tax Exempt Bond Liabilities TaxExemptBondLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$993,575,000	BOYAmt
EOY	$379,845,000	EOYAmt

Mortg Notes Pybl Scrd Invst Prop MortgNotesPyblScrdInvstPropGrp

Field	Value	IRS element (for citing)
BOY	$3,920,837	BOYAmt
EOY	$4,988,734	EOYAmt

Unsecured Notes Loans Payable UnsecuredNotesLoansPayableGrp

Field	Value	IRS element (for citing)
BOY	$1,123,426,962	BOYAmt
EOY	$2,335,827,327	EOYAmt

Other Liabilities OtherLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$709,698,754	BOYAmt
EOY	$1,571,255,393	EOYAmt

Total Liabilities TotalLiabilitiesGrp

Field	Value	IRS element (for citing)
BOY	$3,478,627,162	BOYAmt
EOY	$4,926,319,700	EOYAmt

Field	Value	IRS element (for citing)
Organization Follows FASB117	Yes (X)	OrganizationFollowsFASB117Ind

No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$5,011,817,373	BOYAmt
EOY	$4,517,317,546	EOYAmt

Donor Restriction Net Assets DonorRestrictionNetAssetsGrp

Field	Value	IRS element (for citing)
BOY	$6,469,466,360	BOYAmt
EOY	$6,364,121,678	EOYAmt

Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$11,481,283,733	BOYAmt
EOY	$10,881,439,224	EOYAmt

Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp

Field	Value	IRS element (for citing)
BOY	$14,959,910,895	BOYAmt
EOY	$15,807,758,924	EOYAmt

Field	Value	IRS element (for citing)
Info In Schedule O Part XI	Yes (X)	InfoInScheduleOPartXIInd
Reconcilation Revenue Expnss	-$218,105,324	ReconcilationRevenueExpnssAmt
Net Unrlzd Gains Losses Invst	-$214,319,689	NetUnrlzdGainsLossesInvstAmt
Other Changes In Net Assets	-$167,419,496	OtherChangesInNetAssetsAmt
Method Of Accounting Accrual	Yes (X)	MethodOfAccountingAccrualInd
Accountant Compile Or Review	0	AccountantCompileOrReviewInd
FS Audited	Yes (1)	FSAuditedInd

FS Audited Basis FSAuditedBasisGrp

Field	Value	IRS element (for citing)
Consolidated Basis Fincl Stmt	Yes (X)	ConsolidatedBasisFinclStmtInd

Field	Value	IRS element (for citing)
Audit Committee	Yes (1)	AuditCommitteeInd
Federal Grant Audit Required	Yes (1)	FederalGrantAuditRequiredInd
Federal Grant Audit Performed	Yes (1)	FederalGrantAuditPerformedInd

Schedule A IRS990ScheduleA

Field	Value	IRS element (for citing)
School	Yes (X)	SchoolInd

Gifts Grants Contri Rcvd170 GiftsGrantsContriRcvd170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,401,457,511	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,508,458,854	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,476,290,488	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,480,705,479	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,566,915,508	CurrentTaxYearAmt
Total	$7,433,827,840	TotalAmt

Total Calendar Year170 TotalCalendarYear170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$1,401,457,511	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$1,508,458,854	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$1,476,290,488	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$1,480,705,479	CurrentTaxYearMinus1YearAmt
Current Tax Year	$1,566,915,508	CurrentTaxYearAmt
Total	$7,433,827,840	TotalAmt

Field	Value	IRS element (for citing)
Substantial Contributors Tot	$59,525,343	SubstantialContributorsTotAmt
Public Support Total170	$7,374,302,497	PublicSupportTotal170Amt

Gross Investment Income170 GrossInvestmentIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$136,205,095	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$168,862,789	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$169,049,549	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$203,730,248	CurrentTaxYearMinus1YearAmt
Current Tax Year	$162,807,744	CurrentTaxYearAmt
Total	$840,655,425	TotalAmt

Other Income170 OtherIncome170Grp

Field	Value	IRS element (for citing)
Current Tax Year Minus4 Years	$238,458,694	CurrentTaxYearMinus4YearsAmt
Current Tax Year Minus3 Years	$413,002,024	CurrentTaxYearMinus3YearsAmt
Current Tax Year Minus2 Years	$592,044,767	CurrentTaxYearMinus2YearsAmt
Current Tax Year Minus1 Year	$439,296,466	CurrentTaxYearMinus1YearAmt
Current Tax Year	$318,402,196	CurrentTaxYearAmt
Total	$2,001,204,147	TotalAmt

Field	Value	IRS element (for citing)
Total Support	$10,275,687,412	TotalSupportAmt
Gross Receipts Rltd Activities	$5,543,603,109	GrossReceiptsRltdActivitiesAmt
Public Support CY170	0.71760	PublicSupportCY170Pct
Public Support PY170	0.51060	PublicSupportPY170Pct
Thirty Thr Pct Suprt Tests CY170	Yes (X)	ThirtyThrPctSuprtTestsCY170Ind

Schedule B IRS990ScheduleB

Contributor Information ContributorInformationGrp

Field	Value	IRS element (for citing)
Contributor	RESTRICTED	ContributorNum

Contributor Business Name ContributorBusinessName

Field	Value	IRS element (for citing)
Business Name Line1	RESTRICTED	BusinessNameLine1

Contributor US Address ContributorUSAddress

Field	Value	IRS element (for citing)
Address Line1	RESTRICTED	AddressLine1
Address Line2	RESTRICTED	AddressLine2
City	RESTRICTED	City
State	RESTRICTED	State
ZIP Code	RESTRICTED	ZIPCode

Field	Value	IRS element (for citing)
Total Contributions	RESTRICTED	TotalContributionsAmt

Schedule C IRS990ScheduleC

Field	Value	IRS element (for citing)
Volunteers	0	VolunteersInd
Paid Staff Or Management	Yes (1)	PaidStaffOrManagementInd
Media Advertisements	0	MediaAdvertisementsInd
Mailings Members	0	MailingsMembersInd
Publications Or Broadcast	0	PublicationsOrBroadcastInd
Grants Other Organizations	0	GrantsOtherOrganizationsInd
Direct Contact Legislators	Yes (1)	DirectContactLegislatorsInd
Direct Contact Legislators	$257,573	DirectContactLegislatorsAmt
Rallies Demonstrations	0	RalliesDemonstrationsInd
Other Activities	Yes (1)	OtherActivitiesInd
Other Activities	$146,871	OtherActivitiesAmt
Total Lobbying Expenditures	$404,444	TotalLobbyingExpendituresAmt
Not Described Section501c3	0	NotDescribedSection501c3Ind

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	FORM 990, SCHEDULE C, PART II-B	FormAndLineReferenceDesc
Explanation	DUKE UNIVERSITY EMPLOYS STAFF WHO PERFORM SOME LOBBYING ACTIVITIES AS PART OF THEIR JOB RESPONSIBILITIES. THESE SAME EMPLOYEES HAVE AND SOME SENIOR LEADERS OF THE ORGANIZATION MAY HAVE DIRECT CONTACT WITH LEGISLATORS, THEIR STAFFS, AND GOVERNMENT OFFICIALS. DUKE UNIVERSITY PAYS MEMBERSHIP DUES TO OTHER ORGANIZATIONS. PER THE MEMBERSHIP DUES INVOICES, SOME OF THESE ORGANIZATIONS PROVIDE A DISCLOSURE OF LOBBYING PERCENTAGE OF THE DUES RECEIVED.	ExplanationTxt

Schedule D IRS990ScheduleD

Field	Value	IRS element (for citing)
Protection Natural Habitat	Yes (X)	ProtectionNaturalHabitatInd
Total Easements	1	TotalEasementsCnt
Total Acreage	0.21	TotalAcreageCnt
Historic Structure Easements	0	HistoricStructureEasementsCnt
Historic Strctr Easements Aftr	0	HistoricStrctrEasementsAftrCnt
Modified Easements	0	ModifiedEasementsCnt
States Easements Held	1	StatesEasementsHeldCnt
Written Policy Monitoring	Yes (1)	WrittenPolicyMonitoringInd
Staff Hours Spent Enforcement	6.00	StaffHoursSpentEnforcementCnt
Expenses Incurred Enforcement	$180	ExpensesIncurredEnforcementAmt
Section170h Rqr Stsfd	Yes (1)	Section170hRqrStsfdInd

Art Public Exhibition Amounts ArtPublicExhibitionAmountsGrp

Field	Value	IRS element (for citing)
Revenues Included	$1,180,000	RevenuesIncludedAmt
Assets Included	$43,716,868	AssetsIncludedAmt

Field	Value	IRS element (for citing)
Collection Used Pub Exhibition	Yes (X)	CollectionUsedPubExhibitionInd
Coll Used Scholarly Rsrch	Yes (X)	CollUsedScholarlyRsrchInd
Collection Used Preservation	Yes (X)	CollectionUsedPreservationInd
Coll Used Loan Or Exch Prog	Yes (X)	CollUsedLoanOrExchProgInd
Solicited Assets Sale	Yes (1)	SolicitedAssetsSaleInd

CY Endwmt Fund CYEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,580,756,409	BeginningYearBalanceAmt
Contributions	$386,986,275	ContributionsAmt
Investment Earnings Or Losses	-$41,907,680	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$93,600,293	GrantsOrScholarshipsAmt
Other Expenditures	$366,342,134	OtherExpendituresAmt
Administrative Expenses	$19,800,275	AdministrativeExpensesAmt
End Year Balance	$8,446,092,302	EndYearBalanceAmt

CY Minus1 Yr Endwmt Fund CYMinus1YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$8,497,566,118	BeginningYearBalanceAmt
Contributions	$177,375,334	ContributionsAmt
Investment Earnings Or Losses	$398,470,450	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$91,566,848	GrantsOrScholarshipsAmt
Other Expenditures	$380,223,513	OtherExpendituresAmt
Administrative Expenses	$20,865,132	AdministrativeExpensesAmt
End Year Balance	$8,580,756,409	EndYearBalanceAmt

CY Minus2 Yr Endwmt Fund CYMinus2YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,886,329,071	BeginningYearBalanceAmt
Contributions	$117,860,979	ContributionsAmt
Investment Earnings Or Losses	$908,790,366	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$89,041,660	GrantsOrScholarshipsAmt
Other Expenditures	$305,957,313	OtherExpendituresAmt
Administrative Expenses	$20,415,325	AdministrativeExpensesAmt
End Year Balance	$8,497,566,118	EndYearBalanceAmt

CY Minus3 Yr Endwmt Fund CYMinus3YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$6,816,799,085	BeginningYearBalanceAmt
Contributions	$720,600,842	ContributionsAmt
Investment Earnings Or Losses	$758,983,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$86,753,679	GrantsOrScholarshipsAmt
Other Expenditures	$303,634,618	OtherExpendituresAmt
Administrative Expenses	$19,666,034	AdministrativeExpensesAmt
End Year Balance	$7,886,329,071	EndYearBalanceAmt

CY Minus4 Yr Endwmt Fund CYMinus4YrEndwmtFundGrp

Field	Value	IRS element (for citing)
Beginning Year Balance	$7,272,129,904	BeginningYearBalanceAmt
Contributions	$137,175,368	ContributionsAmt
Investment Earnings Or Losses	-$229,083,475	InvestmentEarningsOrLossesAmt
Grants Or Scholarships	$82,073,571	GrantsOrScholarshipsAmt
Other Expenditures	$264,809,551	OtherExpendituresAmt
Administrative Expenses	$16,539,590	AdministrativeExpensesAmt
End Year Balance	$6,816,799,085	EndYearBalanceAmt

Field	Value	IRS element (for citing)
Board Designated Balance EOY	0.59230	BoardDesignatedBalanceEOYPct
Prmnnt Endowment Balance EOY	0.30650	PrmnntEndowmentBalanceEOYPct
Term Endowment Balance EOY	0.10120	TermEndowmentBalanceEOYPct
Endowments Held Unrelated Org	Yes (1)	EndowmentsHeldUnrelatedOrgInd
Endowments Held Related Org	Yes (1)	EndowmentsHeldRelatedOrgInd
Related Org List Sch R	Yes (1)	RelatedOrgListSchRInd

Land LandGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$33,181,001	OtherCostOrOtherBasisAmt
Book Value	$33,181,001	BookValueAmt

Buildings BuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$4,409,910,233	OtherCostOrOtherBasisAmt
Depreciation	$2,270,047,410	DepreciationAmt
Book Value	$2,139,862,823	BookValueAmt

Leasehold Improvements LeaseholdImprovementsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$312,392,015	OtherCostOrOtherBasisAmt
Depreciation	$192,219,020	DepreciationAmt
Book Value	$120,172,995	BookValueAmt

Equipment EquipmentGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$843,977,875	OtherCostOrOtherBasisAmt
Depreciation	$653,292,126	DepreciationAmt
Book Value	$190,685,749	BookValueAmt

Other Land Buildings OtherLandBuildingsGrp

Field	Value	IRS element (for citing)
Other Cost Or Other Basis	$824,011,337	OtherCostOrOtherBasisAmt
Depreciation	$479,721,913	DepreciationAmt
Book Value	$344,289,424	BookValueAmt

Field	Value	IRS element (for citing)
Total Book Value Land Buildings	$2,828,191,992	TotalBookValueLandBuildingsAmt

Other Securities OtherSecuritiesGrp (8 entries)

DescDesc	Book ValueBookValueAmt	Method ValuationMethodValuationCd
SHORT TERM INVESTMENTS	$392,854,678	F
US GOVERNMENT SECURITIES	$2,986,176	F
REAL ASSETS	$1,242,033,623	F
PRIVATE CAPITAL	$3,348,113,224	F
HEDGED STRATEGIES	$2,250,699,033	F
OTHER INVESTMENTS	$26,116,845	F
FIXED INCOME	$631,255,520	F
EQUITIES	$411,643,839	F

Field	Value	IRS element (for citing)
Total Book Value Securities	$8,305,702,938	TotalBookValueSecuritiesAmt

Other Assets Org OtherAssetsOrgGrp (3 entries)

DescDesc	Book ValueBookValueAmt
DEPOSITS WITH BOND TRUSTEE	$131
INTEREST IN PERPETUAL TRUST HELD BY OTHERS	$852,643,964
OPERATING LEASE RIGHT-OF-USE ASSET	$706,031,984

Field	Value	IRS element (for citing)
Total Book Value Other Assets	$1,558,676,079	TotalBookValueOtherAssetsAmt

Other Liabilities Org OtherLiabilitiesOrgGrp (9 entries)

DescDesc	AmtAmt
ANNUITY AND SPLIT INTEREST OBLIGATIONS	$60,408,050
POSTRETIREMENT HEALTHCARE BENEFIT OBLIGATIONS	$626,842,929
FUNDS HELD FOR OTHERS	$85,633,954
REFUNDABLE FEDERAL STUDENT LOANS	$21,045,183
CONDITIONAL ASSET RETIREMENT	$33,048,541
INTERNATIONAL LOAN RESERVE	$6,302,590
GENERAL INSURANCE IBNR	$7,556,000
OTHER	$16,170,752
OPERATING LEASE LIABILITY	$714,247,394

Field	Value	IRS element (for citing)
Total Liability	$1,571,255,393	TotalLiabilityAmt

Supplemental Information Detail SupplementalInformationDetail (5 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
PART II, LINE 5:	DUKE FOREST, A DEPARTMENT WITHIN DUKE UNIVERSITY, IS COMMITTED TO PROTECTING THE PURPOSE OF THE CONSERVATION EASEMENT. ACCORDINGLY, A WRITTEN MONITORING PROGRAM WAS DEVELOPED TO MAINTAIN AND PROTECT 12 SIGNIFICANT NATURAL HERITAGE AREAS WITHIN NORTH CAROLINA, INCLUDING THE CONSERVATION EASEMENT NOTED ON SCHEDULE D, PART II. THE POLICY INCLUDES DETAILS ABOUT CONDUCTING AN ONSITE INSPECTION, DOCUMENTING ALL FINDINGS ACCORDING TO A SITE-SPECIFIC MONITORING CHECKLIST. A POST-MONITORING REPORT AND OTHER DOCUMENTATION IS COMPLETED AS NECESSARY. DUKE FOREST STAFF (AND OTHER EXPERTS AS NECESSARY) ARE CONSULTED TO DETERMINE IF STEWARDSHIP EFFORTS ARE NECESSARY TO ENSURE THE PURPOSE OF THE CONSERVATION EASEMENT. WHILE NOT IN THE WRITTEN DOCUMENT, THE INITIAL STEP TAKEN BY DUKE FOREST WOULD BE TO CONTACT THE RESPONSIBLE PARTY TO REQUEST REMEDY OF THE INFRACTION. SUBSEQUENT STEPS WOULD INCLUDE, BUT ARE NOT LIMITED TO CONSULTING WITH UNIVERSITY COUNSEL. THE EASEMENT DOCUMENTS DO NOT INCLUDE THE POLICY AS THE EASEMENT DOCUMENTS WERE CREATED BEFORE THE POLICY DOCUMENT.
PART II, LINE 9:	THE CONSERVATION EASEMENT REPORTED ABOVE WAS NOT INCLUDED IN DUKE UNIVERSITY'S STATEMENT OF ACTIVITIES, BALANCE SHEET, NOR FOOTNOTES TO THE FINANCIAL STATEMENTS.
SCHEDULE D, PART III, LINE 4	ART COLLECTION DUKE UNIVERSITY'S COLLECTION OF ART, INCLUDING THOSE PIECES MAINTAINED IN THE NASHER MUSEUM OF ART AT DUKE UNIVERSITY, FOSTERS THE UNDERSTANDING AND APPRECIATION OF THE VISUAL ARTS BY PROVIDING DIRECT EXPERIENCE WITH ORIGINAL WORKS OF ART SUPPORTED BY A RANGE OF EXHIBITIONS, PROGRAMS AND PUBLICATIONS FOR THE UNIVERSITY AND BROADER COMMUNITY. THE MUSEUM DRAWS ON THE INTELLECTUAL RESOURCES OF THE RESEARCH UNIVERSITY AND SERVES AS A LABORATORY OF THE ARTS DEDICATED TO MULTIDISCIPLINARY APPROACHES TO LEARNING.
SCHEDULE D, PART V, LINE 4	USE OF ENDOWMENT FUNDS THE INTENDED USES OF THE ENDOWMENT FUNDS ARE FOR INSTRUCTION, RESEARCH, LIBRARY AND FINANCIAL AID.
SCHEDULE D, PART X	LIABILITY FOR UNCERTAIN TAX POSITIONS UNDER FASB ASC 740 DUKE UNIVERSITY ADOPTED THE REQUIREMENTS OF FASB ASC 740 AND CONSIDERED ITS TAX POSITION. BASED ON THAT ANALYSIS, THE PROVISIONS OF FASB ASC 740 ARE DEEMED IMMATERIAL TO THE UNIVERSITY'S FINANCIAL STATEMENTS, AND THEREFORE, NO FASB ASC 740 SPECIFIC DISCLOSURES ARE MADE IN THE UNIVERSITY'S AUDITED FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED JUNE 30, 2020.

Schedule E IRS990ScheduleE

Field	Value	IRS element (for citing)
Nondiscriminatory Policy Stmt	Yes (1)	NondiscriminatoryPolicyStmtInd
Policy Stmt In Brochures Etc	Yes (1)	PolicyStmtInBrochuresEtcInd
Plcy Pblczd Via Broadcast Media	Yes (1)	PlcyPblczdViaBroadcastMediaInd
Maintain Racial Comp Recs	Yes (1)	MaintainRacialCompRecsInd
Maintain Scholarships Recs	Yes (1)	MaintainScholarshipsRecsInd
Maintain Cpy Of Brochures Etc	Yes (1)	MaintainCpyOfBrochuresEtcInd
Maintain Cpy Of All Sol	Yes (1)	MaintainCpyOfAllSolInd
Discriminate Race Stdnts Rghts	0	DiscriminateRaceStdntsRghtsInd
Discriminate Race Admiss Plcy	0	DiscriminateRaceAdmissPlcyInd
Discriminate Race Emplm Fculty	0	DiscriminateRaceEmplmFcultyInd
Discriminate Race Schs	0	DiscriminateRaceSchsInd
Discriminate Race Educ Plcy	0	DiscriminateRaceEducPlcyInd
Discriminate Race Use Of Fclts	0	DiscriminateRaceUseOfFcltsInd
Discriminate Race Athlt Prog	0	DiscriminateRaceAthltProgInd
Discriminate Race Other Acty	0	DiscriminateRaceOtherActyInd
Government Financial Aid Rcvd	Yes (1)	GovernmentFinancialAidRcvdInd
Government Financial Aid Rvkd	0	GovernmentFinancialAidRvkdInd
Compliance With Rev Proc7550	Yes (1)	ComplianceWithRevProc7550Ind

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

FORM 990, SCHEDULE E, LINE 3

EQUAL OPPORTUNITY AND NON DISCRIMINATION STATEMENT DUKE UNIVERSITY AND DUKE UNIVERSITY HEALTH SYSTEM ("DUKE") ARE COMMITTED TO ENCOURAGING AND SUSTAINING A LEARNING AND WORK COMMUNITY FREE FROM DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT. DUKE IS COMMITTED TO AN INCLUSIVE COMMUNITY THAT RESPECTS AND VALUES ALL OF ITS MEMBERS, INCLUDING (BUT NOT LIMITED TO) UNDERGRADUATE STUDENTS, GRADUATE AND PROFESSIONAL STUDENTS, POSTDOCTORAL FELLOWS AND MEDICAL RESIDENTS, FACULTY, AND STAFF (INCLUDING HOUSE STAFF). THE OFFICE FOR INSTITUTIONAL EQUITY (OIE) IS RESPONSIBLE FOR ADMINISTERING THE POLICY ON PROHIBITED DISCRIMINATION, HARASSMENT, AND RELATED MISCONDUCT ("POLICY") AND ITS IMPLEMENTING PROCEDURES. THE VICE-PRESIDENT FOR INSTITUTIONAL EQUITY IS DUKE'S DESIGNATED COORDINATOR FOR SECTION 504 OF THE REHABILITATION ACT OF 1973 AND THE AGE DISCRIMINATION ACT OF 1975. THE ASSISTANT VICE-PRESIDENT/DIRECTOR OF TITLE IX COMPLIANCE IS DUKE'S DESIGNATED COORDINATOR FOR TITLE IX OF THE EDUCATION AMENDMENTS OF 1972. THESE OFFICERS MAY BE CONTACTED AT THE OFFICE FOR INSTITUTIONAL EQUITY, SMITH WAREHOUSE, 114 S. BUCHANAN BLVD., BAY 8, DURHAM, NORTH CAROLINA 27708, (919) 684-8222, OIE-HELP@DUKE.EDU. THIS POLICY PROHIBITS DISCRIMINATION AND HARASSMENT ON THE BASIS OF RACE, COLOR, NATIONAL ORIGIN, SEX (INCLUDING PREGNANCY), GENDER, GENDER IDENTITY, GENDER EXPRESSION, SEXUAL ORIENTATION, RELIGION, GENETIC INFORMATION, AGE, DISABILITY, OR VETERAN STATUS (COLLECTIVELY, "PROTECTED STATUS OR "PROTECTED CHARACTERISTICS"); THIS INCLUDES DISCRIMINATION AND HARASSMENT BASED ON THE PERCEPTION OF AN INDIVIDUAL'S PROTECTED STATUS, EVEN IF THAT PERCEPTION IS INCORRECT. IT ALSO PROHIBITS MISCONDUCT RELATED TO PROTECTED STATUS DISCRIMINATION AND HARASSMENT, SPECIFICALLY, RELATIONSHIP VIOLENCE AND STALKING. THE POLICY APPLIES TO THE ADMINISTRATION OF EMPLOYMENT AND EDUCATIONAL POLICIES, PRACTICES, PROGRAMS, AND ACTIVITIES. THE POLICY ALSO PROHIBITS RETALIATION AGAINST AN INDIVIDUAL: (1) WHO FILES A COMPLAINT OR REPORT OF DISCRIMINATION, HARASSMENT, OR RELATED MISCONDUCT; (2) AGAINST WHOM A COMPLAINT IS FILED; (3) WHO PARTICIPATES IN THE REPORTING, INVESTIGATION, OR ADJUDICATION OF POSSIBLE VIOLATIONS OF THIS POLICY; OR (4) WHO ENGAGES IN GOOD FAITH OPPOSITION TO WHAT THE INDIVIDUAL REASONABLY BELIEVES TO BE DISCRIMINATION, HARASSMENT, OR RELATED MISCONDUCT UNDER THIS POLICY. ADDITIONAL INFORMATION, INCLUDING THE COMPLETE TEXT OF THE HARASSMENT POLICY AND APPROPRIATE COMPLAINT PROCEDURES, MAY BE FOUND BY VISITING THE OFFICE FOR INSTITUTIONAL EQUITY'S WEBSITE AT: HTTPS://OIE.DUKE.EDU/. FOR FURTHER INFORMATION ON NOTICE OF NONDISCRIMINATION, YOU CAN CONTACT THE UNIVERSITY OFFICE NOTED ABOVE, OR VISIT HTTPS://WWW.2.ED.GOV/ABOUT/OFFICES/LIST/OCR/INDEX.HTML, FOR THE ADDRESS AND PHONE NUMBER OF THE OFFICE FOR CIVIL RIGHTS, U.S. DEPARTMENT OF EDUCATION, OFFICE THAT SERVES YOUR AREA, OR CALL 1-800-421-3481 DISSEMINATION THE EQUAL EMPLOYMENT OPPORTUNITY POLICY IS DISTRIBUTED TO ALL MEMBERS OF THE DUKE COMMUNITY. POLICY INFORMATION IS PROVIDED TO NEW EMPLOYEES AT ORIENTATION SESSIONS AND TO UNION OFFICIALS REPRESENTING DUKE EMPLOYEES. THE EQUAL EMPLOYMENT OPPORTUNITY STATEMENT IS PUBLISHED IN FACULTY AND STAFF MANUALS AND IS POSTED ON BULLETIN BOARDS THROUGHOUT DUKE. THE POLICY IS DISCUSSED IN MANAGEMENT TRAINING PROGRAMS AND IS DESCRIBED IN VARIOUS LITERATURE DISTRIBUTED BY DUKE. NONDISCRIMINATION CLAUSES ARE INCLUDED IN ALL UNION AGREEMENTS AND ALL SUCH CONTRACTUAL PROVISIONS ARE REVIEWED TO ENSURE THAT THEY ARE NONDISCRIMINATORY [41 CFR 60-300.44(F)(G) & 41 CFR 60-741.44(F)(G)]. RECRUITING ADVERTISEMENTS STATE THAT DUKE UNIVERSITY IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. PURSUANT TO REGULATIONS, ALL DUKE PURCHASE ORDERS, LEASES, AND CONTRACTS INCORPORATE THE FOLLOWING EQUAL OPPORTUNITY CLAUSE SETTING FORTH THE DUKE'S EXPECTATIONS. PUBLICATIONS AND OTHER DUKE MATERIALS REPRESENT ALL INDIVIDUALS, REGARDLESS OF DEMOGRAPHIC PROFILE AND INCLUDE SPECIAL CONSIDERATION OF PERSONS THAT CLAIM DISABILITY OR VETERAN STATUS. RECRUITING ADVERTISEMENTS STATE THAT DUKE IS AN EQUAL OPPORTUNITY/AFFIRMATIVE ACTION EMPLOYER. AN EXPANDED STATEMENT TO CONVEY DUKE'S COMMITMENT TO DIVERSITY AND INCLUSION IS INCLUDED IN DOCUMENTS AND POSITION.

FORM 990, SCHEDULE E, LINE 6

EXPLANATION OF GOVERNMENT FINANCIAL AID IN FUTHERANCE OF ITS EDUCATIONAL MISSIONS, DUKE UNIVERSITY RECEIVES FUNDS IN SUPPORT OF ITS UNDERGRADUATE AND GRADUATE STUDENTS. THESE FUNDS INCLUDE FINANCIAL AID PROGRAMS SUCH AS FEDERAL COLLEGE WORK STUDY, FEDERAL PERKINS FUNDS, FEDERAL STAFFORD LOAN FUNDS, FEDERAL PELL GRANT FUNDS, FEDERAL SEOG FUNDS, MEDICAL PROFESSION LOANS, FEDERAL NURSING LOANS, AND FEDERAL PLUS, ETC. ADDITIONAL STUDENT FINANCIAL AID IS RECEIVED IN THE FORM OF FELLOWSHIP SUPPORT FROM A VARIETY OF FEDERAL AGENCIES, INCLUDING NIH UNDER ITS INDIVIDUAL AND GRADUATE FELLOWSHIP PROGRAMS. IN ADDITION, DUKE UNIVERSITY RECEIVES COOPERATIVE AGREEMENTS FOR BOTH RESEARCH AND EDUCATIONAL PROGRAMS. ALTHOUGH THIS SUPPORT COMES FROM A WIDE VARIETY OF FEDERAL AGENCIES, THE NATIONAL INSTITUTE OF HEALTH, THE NATIONAL SCIENCE FOUNDATION, THE DEPARTMENT OF DEFENSE, AND THE DEPARTMENT OF ENERGY PROVIDE THE MAJORITY OF GRANTS AND COOPERATIVE AGREEMENTS.

Schedule F IRS990ScheduleF

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Account Activities Outside US AccountActivitiesOutsideUSGrp (40 entries)

RegionRegionTxt	OfficesOfficesCnt	EmployeeEmployeeCnt	Type Of Activities ConductedTypeOfActivitiesConductedTxt	Specific Services ProvidedSpecificServicesProvidedTxt	Region Total ExpendituresRegionTotalExpendituresAmt
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	EDUCATION	$88,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	RESEARCH	$51,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	PROGRAM SERVICES	STUDY ABROAD	$107,000
CENTRAL AMERICA AND THE CARIBBEAN	0	0	SEMINAR		$108,000
EAST ASIA AND THE PACIFIC	0	0	GRANTMAKING		$262,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	EDUCATION	$591,000
EAST ASIA AND THE PACIFIC	0	0	PROGRAM SERVICES	RESEARCH	$8,482,000
EAST ASIA AND THE PACIFIC	0	4	PROGRAM SERVICES	STUDY ABROAD	$418,000
EAST ASIA AND THE PACIFIC	0	0	SEMINAR		$999,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	GRANTMAKING		$36,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	EDUCATION	$758,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	PROGRAM SERVICES	RESEARCH	$3,988,000
EUROPE (INCLUDING ICELAND & GREENLAND)	2	13	PROGRAM SERVICES	STUDY ABROAD	$2,119,000
EUROPE (INCLUDING ICELAND & GREENLAND)	0	0	SEMINAR		$2,824,000
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$86,000
MIDDLE EAST AND NORTH AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$1,784,000
MIDDLE EAST AND NORTH AFRICA	0	3	PROGRAM SERVICES	STUDY ABROAD	$34,000
MIDDLE EAST AND NORTH AFRICA	0	0	SEMINAR		$150,000
NORTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$80,000
NORTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$4,778,000
NORTH AMERICA	0	0	PROGRAM SERVICES	STUDY ABROAD	$23,000
NORTH AMERICA	0	0	SEMINAR		$326,000
RUSSIA AND NEIGHBORING STATES	0	0	PROGRAM SERVICES	EDUCATION	$21,000
RUSSIA AND NEIGHBORING STATES	0	1	PROGRAM SERVICES	STUDY ABROAD	$25,000
RUSSIA AND NEIGHBORING STATES	0	0	SEMINAR		$13,000
SOUTH AMERICA	0	0	GRANTMAKING		$7,000
SOUTH AMERICA	0	0	PROGRAM SERVICES	EDUCATION	$84,000
SOUTH AMERICA	0	0	PROGRAM SERVICES	RESEARCH	$450,000
SOUTH AMERICA	0	2	PROGRAM SERVICES	STUDY ABROAD	$599,000
SOUTH AMERICA	0	0	SEMINAR		$251,000
SOUTH ASIA	0	0	GRANTMAKING		$6,000
SOUTH ASIA	0	0	PROGRAM SERVICES	EDUCATION	$142,000
SOUTH ASIA	0	0	PROGRAM SERVICES	RESEARCH	$731,000
SOUTH ASIA	0	2	PROGRAM SERVICES	STUDY ABROAD	$831,000
SOUTH ASIA	0	0	SEMINAR		$187,000
SUB-SAHARAN AFRICA	0	0	GRANTMAKING		$45,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	EDUCATION	$174,000
SUB-SAHARAN AFRICA	0	0	PROGRAM SERVICES	RESEARCH	$2,968,000
SUB-SAHARAN AFRICA	0	12	PROGRAM SERVICES	STUDY ABROAD	$40,000
SUB-SAHARAN AFRICA	0	0	SEMINAR		$218,000

Field	Value	IRS element (for citing)
Subtotal Offices	0	SubtotalOfficesCnt
Subtotal Employees	4	SubtotalEmployeesCnt
Continuation Total Office	2	ContinuationTotalOfficeCnt
Continuation Total Employee	33	ContinuationTotalEmployeeCnt
Total Office	2	TotalOfficeCnt
Total Employee	37	TotalEmployeeCnt
Subtotal Spent	$10,107,000	SubtotalSpentAmt
Continuation Spent	$24,777,000	ContinuationSpentAmt
Total Spent	$34,884,000	TotalSpentAmt

Grants To Org Outside US GrantsToOrgOutsideUSGrp

Field	Value	IRS element (for citing)
Region	EAST ASIA AND THE PACIFIC - AUSTRALIA, BRUNEI, BURMA, CAMBODIA,	RegionTxt
Purpose Of Grant	GENERAL SUPPORT	PurposeOfGrantTxt
Cash Grant	$243,490	CashGrantAmt
Manner Of Cash Disbursement	WIRE	MannerOfCashDisbursementTxt

Field	Value	IRS element (for citing)
Total501c3 Org	0	Total501c3OrgCnt
Total Other Org	2	TotalOtherOrgCnt

Foreign Individuals Grants ForeignIndividualsGrantsGrp (6 entries)

Type Of AssistanceTypeOfAssistanceTxt	RegionRegionTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt	Manner Of Cash DisbursementMannerOfCashDisbursementTxt
HART FELLOW	SOUTH ASIA	1	$6,260	WIRE
HART FELLOW	SOUTH AMERICA	1	$6,800	WIRE
TUITION/SCHOLARSHIP/BOOK PRIZE	EUROPE (INCLUDING ICELAND & GREENLAND)	3	$36,133	WIRE
SPRING TUITION	EAST ASIA AND THE PACIFIC	1	$15,043	WIRE
BOLCH PRIZE	SUB-SAHARAN AFRICA	1	$40,000	WIRE
SUMMER TUITION	SUB-SAHARAN AFRICA	2	$4,851	WIRE

Field	Value	IRS element (for citing)
Transfer To Foreign Corp	0	TransferToForeignCorpInd
Interest In Foreign Trust	0	InterestInForeignTrustInd
Foreign Corp Ownership	Yes (1)	ForeignCorpOwnershipInd
Passive Foreign Investmest Co	0	PassiveForeignInvestmestCoInd
Foreign Partnership	0	ForeignPartnershipInd
Boycott Countries	Yes (1)	BoycottCountriesInd

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART III ACCOUNTING METHOD:

SCHEDULE F, PART I, LINE 2:

PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS OUTSIDE THE UNITED STATES DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO SEVERAL ORGANIZATIONS OUTSIDE THE UNITED STATES. IN PARTICULAR FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANT FUNDS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY.

Schedule G IRS990ScheduleG

Field	Value	IRS element (for citing)
Mail Solicitations	Yes (X)	MailSolicitationsInd
Email Solicitations	Yes (X)	EmailSolicitationsInd
Phone Solicitations	Yes (X)	PhoneSolicitationsInd
In Person Solicitations	Yes (X)	InPersonSolicitationsInd
Solicitation Of Non Govt Grants	Yes (X)	SolicitationOfNonGovtGrantsInd
Solicitation Of Govt Grants	Yes (X)	SolicitationOfGovtGrantsInd
Special Fundraising Events	Yes (X)	SpecialFundraisingEventsInd
Agrmt Prof Fundraising Acty	Yes (1)	AgrmtProfFundraisingActyInd

Fundraiser Activity Info FundraiserActivityInfoGrp (10 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	ActivityActivityTxt	Fundraiser Control Of FundsFundraiserControlOfFundsInd	Gross ReceiptsGrossReceiptsAmt	Retained By ContractorRetainedByContractorAmt	Net To OrganizationNetToOrganizationAmt
COPPER REEF ENTERPRISES
SEE PART IV FOR ADDRESS	CARLSBAD	CA	92009	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$160,220
REVERED
SEE PART IV FOR ADDRESS	RALEIGH	NC	27617	FUNDRAISING RELATED DIGITAL COMMUNICATIONS	0	$0	$0	$115,000
TWO BY FOUR LTD
SEE PART IV FOR ADDRESS	TORRANCE	CA	90503	FUNDRAISING RELATED MARKETING & ADVERTISING	0	$0	$0	$129,025
HORIZON VIDEO PRODUCTION INC
SEE PART IV FOR ADDRESS	DURHAM	NC	27703	FUNDRAISING RELATED VIDEO SHOOT	0	$0	$0	$33,450
DONALD A CAMPBELL & CO
SEE PART IV FOR ADDRESS	NEW YORK	NY	10018	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$66,374
GRENZEBACH GLIER & ASSOCIATES
SEE PART IV FOR ADDRESS	CHICAGO	IL	60611	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$38,875
BLACKBAUD INC
SEE PART IV FOR ADDRESS	CHAPEL HILL	NC	27515	FUNDRAISING RELATED WEBSITE DEVELOPMENT	0	$0	$0	$38,515
ORACLE AMERICA INC
SEE PART IV FOR ADDRESS	SAN FRANCISCO	CA	94108	FUNDRAISING RELATED DATABASE DEVELOPMENT	0	$0	$0	$22,585
MARTS & LUNDY
SEE PART IV FOR ADDRESS	SAINT HELENA	CA	94574	FUNDRAISING CONSULTING, STRATEGIC PLANNING, COMMU.	0	$0	$0	$14,750
SIMPSONSCARBOROUGH
SEE PART IV FOR ADDRESS	RALEIGH	NC	27616	FUNDRAISING RELATED MARKETING & ADVERTISING	0	$0	$0	$48,674

Field	Value	IRS element (for citing)
Total Net To Organization	$667,468	TotalNetToOrganizationAmt
Licensed States	AL	LicensedStatesCd
Licensed States	AK	LicensedStatesCd
Licensed States	AR	LicensedStatesCd
Licensed States	CA	LicensedStatesCd
Licensed States	CO	LicensedStatesCd
Licensed States	CT	LicensedStatesCd
Licensed States	DC	LicensedStatesCd
Licensed States	FL	LicensedStatesCd
Licensed States	GA	LicensedStatesCd
Licensed States	HI	LicensedStatesCd
Licensed States	IL	LicensedStatesCd
Licensed States	KS	LicensedStatesCd
Licensed States	KY	LicensedStatesCd
Licensed States	ME	LicensedStatesCd
Licensed States	MD	LicensedStatesCd
Licensed States	MA	LicensedStatesCd
Licensed States	MI	LicensedStatesCd
Licensed States	MN	LicensedStatesCd
Licensed States	MS	LicensedStatesCd
Licensed States	NH	LicensedStatesCd
Licensed States	NJ	LicensedStatesCd
Licensed States	NM	LicensedStatesCd
Licensed States	NY	LicensedStatesCd
Licensed States	NC	LicensedStatesCd
Licensed States	ND	LicensedStatesCd
Licensed States	OH	LicensedStatesCd
Licensed States	OK	LicensedStatesCd
Licensed States	OR	LicensedStatesCd
Licensed States	PA	LicensedStatesCd
Licensed States	RI	LicensedStatesCd
Licensed States	SC	LicensedStatesCd
Licensed States	TN	LicensedStatesCd
Licensed States	UT	LicensedStatesCd
Licensed States	VA	LicensedStatesCd
Licensed States	WA	LicensedStatesCd
Licensed States	WV	LicensedStatesCd
Licensed States	WI	LicensedStatesCd

Fundraising Event Information FundraisingEventInformationGrp

Field	Value	IRS element (for citing)
Event1	CMN	Event1Nm
Gross Receipts Event1	$2,157,837	GrossReceiptsEvent1Amt
Charitable Contri Event1	$2,157,767	CharitableContriEvent1Amt
Gross Revenue Event1	$70	GrossRevenueEvent1Amt
Cash Prizes Event1	$0	CashPrizesEvent1Amt
Non Cash Prizes Event1	$0	NonCashPrizesEvent1Amt
Rent Facility Costs Event1	$0	RentFacilityCostsEvent1Amt
Food And Beverage Event1	$644	FoodAndBeverageEvent1Amt
Entertainment Event1	$0	EntertainmentEvent1Amt
Other Direct Expenses Event1	$415,675	OtherDirectExpensesEvent1Amt
Event2	RADIOTHON	Event2Nm
Gross Receipts Event2	$569,847	GrossReceiptsEvent2Amt
Charitable Contri Event2	$559,382	CharitableContriEvent2Amt
Gross Revenue Event2	$10,465	GrossRevenueEvent2Amt
Cash Prizes Event2	$0	CashPrizesEvent2Amt
Non Cash Prizes Event2	$0	NonCashPrizesEvent2Amt
Rent Facility Costs Event2	$0	RentFacilityCostsEvent2Amt
Food And Beverage Event2	$3,439	FoodAndBeverageEvent2Amt
Entertainment Event2	$0	EntertainmentEvent2Amt
Other Direct Expenses Event2	$46,527	OtherDirectExpensesEvent2Amt
Other Events Total	6	OtherEventsTotalCnt
Gross Receipts Other Events	$815,663	GrossReceiptsOtherEventsAmt
Charitable Contri Other Events	$555,102	CharitableContriOtherEventsAmt
Gross Revenue Other Events	$260,561	GrossRevenueOtherEventsAmt
Cash Prizes Other Events	$0	CashPrizesOtherEventsAmt
Non Cash Prizes Other Events	$96,908	NonCashPrizesOtherEventsAmt
Rent Fclty Costs Other Events	$0	RentFcltyCostsOtherEventsAmt
Food And Beverage Other Events	$98,044	FoodAndBeverageOtherEventsAmt
Entertainment Other Events	$12,310	EntertainmentOtherEventsAmt
Oth Direct Expnss Other Events	$267,302	OthDirectExpnssOtherEventsAmt
Gross Receipts Total	$3,543,347	GrossReceiptsTotalAmt
Charitable Contributions Tot	$3,272,251	CharitableContributionsTotAmt
Gross Revenue Total Events	$271,096	GrossRevenueTotalEventsAmt
Non Cash Prizes Total Events	$96,908	NonCashPrizesTotalEventsAmt
Food And Beverage Total Events	$102,127	FoodAndBeverageTotalEventsAmt
Entertainment Total Events	$12,310	EntertainmentTotalEventsAmt
Oth Direct Expnss Total Events	$729,504	OthDirectExpnssTotalEventsAmt
Direct Expense Summary Events	$940,849	DirectExpenseSummaryEventsAmt
Net Income Summary	-$669,753	NetIncomeSummaryAmt

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

SCHEDULE G, PART I, LINE 2B, LIST OF TEN HIGHEST PAID FUNDRAISERS:

(I) NAME OF FUNDRAISER: COPPER REEF ENTERPRISES (I) ADDRESS OF FUNDRAISER: 6965 EL CAMINO REAL, CARLSBAD, CA 92009 (I) NAME OF FUNDRAISER: REVERED (I) ADDRESS OF FUNDRAISER: 8801 FAST PARK DR, RALEIGH, NC 27617 (I) NAME OF FUNDRAISER: TWO BY FOUR LTD (I) ADDRESS OF FUNDRAISER: 10 N DEARBORN ST, CHICAGO, IL 60602 (I) NAME OF FUNDRAISER: HORIZON VIDEO PRODUCTIONS, INC. (I) ADDRESS OF FUNDRAISER: 4222 EMPEROR BLVD, DURHAM, NC 27703 (I) NAME OF FUNDRAISER: DONALD A CAMPBELL & CO (I) ADDRESS OF FUNDRAISER: 1 E WACKER DR #2100, CHICAGO, IL 60601 (I) NAME OF FUNDRAISER: GRENZEBACH GLIER & ASSOCIATES (I) ADDRESS OF FUNDRAISER: 401 N. MICHIGAN AVE, CHICAGO, IL 60611 (I) NAME OF FUNDRAISER: BLACKBAUD INC (I) ADDRESS OF FUNDRAISER: 200 DANIEL ISLAND DR, CHARLESTON, SC 29492 (I) NAME OF FUNDRAISER: ORACLE AMERICA INC (I) ADDRESS OF FUNDRAISER: 500 ORACLE PKWY, REDWOOD SHORES, CA 94065 (I) NAME OF FUNDRAISER: MARTS & LUNDY (I) ADDRESS OF FUNDRAISER: 160 CHUBB AVE #303, LYNDHURST, NJ 07071 (I) NAME OF FUNDRAISER: SIMPSONSCARBOROUGH (I) ADDRESS OF FUNDRAISER: 1737 KING ST #110, ALEXANDRIA, VA 22314

SCHEDULE G, LINE 2(B), COLUMN (V)

DUKE UNIVERSITY ENTERS INTO AGREEMENTS WITH ENTITIES OR INDIVIDUALS LISTED ON SCHEDULE G, PART I, LINE 2(B), COLUMNS (I-V). THE AGREEMENTS PROVIDE THAT THE PAYMENT FOR REIMBURSEMENT OF SUCH EXPENSES WILL BE ISSUED IN ADDITION TO THE FEE FOR SERVICES RENDERED. THERE ARE NO AGREEMENTS THAT PROVIDE EXCLUSIVELY FOR EXPENSES, BUT NOT FOR PROFESSIONAL FUNDRAISING SERVICES.

Schedule I IRS990ScheduleI

Field	Value	IRS element (for citing)
Grant Records Maintained	Yes (1)	GrantRecordsMaintainedInd

Recipient Table RecipientTable (92 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Recipient EINRecipientEIN	IRC SectionIRCSectionDesc	Cash GrantCashGrantAmt	Purpose Of GrantPurposeOfGrantTxt	Non Cash AssistanceNonCashAssistanceAmt	Valuation Method UsedValuationMethodUsedDesc	Non Cash AssistanceNonCashAssistanceDesc
AMERICAN CANCER SOCIETY INC
8300 HEALTH PARK SUITE 10	RALEIGH	NC	27615	131788491	501(C)(3)	$22,500	GENERAL SUPPPORT
AMERICAN HEART ASSOCIATION INC
PO BOX 4002906	DES MOINES	IA	503402906	135613797	501(C)(3)	$187,500	GENERAL SUPPPORT
AMERICAN MATHEMATICAL SOCIETY
PO BOX 6248	PROVIDENCE	RI	029042213	050264797	501(C)(3)	$6,288	GENERAL SUPPPORT
ARLINGTON PRESBYTERIAN CHURCH
918 LINCOLN ST S 1	ARLINGTON	VA	22204	540571101		$10,000	GENERAL SUPPPORT
BELIEVERS UNITED FOR PROGRESS
PO BOX 15666	DURHAM	NC	27704	352292442	501(C)(3)	$58,000	DUKE UNIV COVID HARDSHIP GRANT
BIRCHWOOD LEARNING CENTER
214 WALTON STREET	DURHAM	NC	27703	562062834	501(C)(3)	$5,000	DUKE UNIV COVID HARDSHIP GRANT	$3,472	FMV	FURNITURE/OFFICE SUPPLIES
BOOK HARVEST
2501 UNIVERSITY DR	DURHAM	NC	27707	452610533	501(C)(3)	$9,000	GENERAL SUPPPORT
CAMPAIGN 4 CHANGE
PO BOX 3355	DURHAM	NC	27702	260096724	501(C)(3)	$10,250	GENERAL SUPPPORT
CARING HOUSE INC
2625 PICKETT RD	DURHAM	NC	277055603	561647154	501(C)(3)	$25,500	DUKE UNIV COVID HARDSHIP GRANT
CAROLINA BALLET INC
3401-131 ATLANTIC AVE	RALEIGH	NC	27604	561445383	501(C)(3)	$10,000	GENERAL SUPPPORT
CAROLINA FARM STEWARDSHIP ASSN
PO BOX 448	PITTSBORO	NC	27312	240040340	501(C)(3)	$50,000	DUKE UNIV COVID HARDSHIP GRANT
CAROLINA SMALL BUSINESS DEVELOPMENT
807 E MAIN ST SUITE 5-100	DURHAM	NC	27701	581903219	501(C)(3)	$1,000,000	GENERAL SUPPPORT
CASA
PO BOX 12545	RALEIGH	NC	27605	561778714	501(C)(3)	$52,163	DUKE UNIV COVID HARDSHIP GRANT
CHANGING A GENERATION WITH FACE
PO BOX 11587	DURHAM	NC	27703	562158704	501(C)(3)	$0	GENERAL SUPPPORT	$19,958	FMV	FURNITURE/OFFICE SUPPLIES
CHILD CARE SERVICES ASSOCIATION
PO BOX 901	CHAPEL HILL	NC	27514	561514058	501(C)(3)	$30,000	DUKE UNIV COVID HARDSHIP GRANT
CHURCH OF THE MESSIAH
231 EAST GRAND BLVD	DETROIT	MI	48207	381359507	501(C)(3)	$10,000	GENERAL SUPPPORT
CHURCH WORLD SERVICE INC
112 S DUKE ST SUITE 4B	DURHAM	NC	27701	134080201	501(C)(3)	$55,500	DUKE UNIV COVID HARDSHIP GRANT	$148	FMV	OFFICE SUPPLIES
COMMUNITIES IN PARTNERSHIP
PO BOX 11247	DURHAM	NC	27703	475567396	501(C)(3)	$59,500	DUKE UNIV COVID HARDSHIP GRANT
COMMUNITIES IN SCHOOLS OF DURHAM
3412 WESTGATE DR SUITE 301	DURHAM	NC	27707	561791366	501(C)(3)	$5,000	GENERAL SUPPPORT	$1,204	FMV	FURNITURE/OFFICE SUPPLIES
COMMUNITY EMPOWERMENT FUND
208 N COLUMBIA ST SUITE 100	CHAPEL HILL	NC	275143504	270428981	501(C)(3)	$47,246	GENERAL SUPPPORT
CONFERENCE OF CHURCHES
224 FARMINGTON AVE	HARTFORD	CT	06105	060693695	501(C)(3)	$10,000	GENERAL SUPPPORT
COUNCIL FOR ENTREPRENEURIAL
PO BOX 13353	RESEARCH TRIANGLE PARK	NC	277093353	561399587	501(C)(3)	$6,000	GENERAL SUPPPORT
CREST STREET COMMUNITY COUNCIL
7 ZELKO CT	DURHAM	NC	27705	581399286	501(C)(4)	$7,417	GENERAL SUPPPORT
CROHNS & COLITIS FOUNDATION
1100 S MINT ST SUITE 204	CHARLOTTE	NC	28203	136193105	501(C)(3)	$6,000	GENERAL SUPPPORT
DIAPER BANK OF NC
1311 E CLUB BLVD	DURHAM	NC	27704	320401621	501(C)(3)	$85,076	DUKE UNIV COVID HARDSHIP GRANT
DONT EVER GIVE UP INC
14600 WESTON PKWY	CARY	NC	27513	475304184	501(C)(3)	$25,000	GENERAL SUPPPORT
DURHAM ARTS COUNCIL INC
120 MORRIS ST	DURHAM	NC	277013242	560599829	501(C)(3)	$5,650	GENERAL SUPPPORT
DURHAM CHILDREN'S INITIATIVE
2101 ANGIER AVENUE SUITE 200	DURHAM	NC	27703	320263133	501(C)(3)	$46,167	DUKE UNIV COVID HARDSHIP GRANT
DURHAM COMMUNITY LAND TRUSTEES
1208 W CHAPEL HILL ST	DURHAM	NC	27701	561203878	501(C)(3)	$132,800	DUKE UNIV COVID HARDSHIP GRANT
DURHAM CONGREGATIONS IN ACTION
504 W CHAPEL HILL ST	DURHAM	NC	27701	237208424	501(C)(3)	$81,500	DUKE UNIV COVID HARDSHIP GRANT
DURHAM LITERACY CENTER
PO BOX 52209	DURHAM	NC	27707	561479534	501(C)(3)	$14,490	DUKE UNIV COVID HARDSHIP GRANT	$138	FMV	FURNITURE
DURHAM PUBLIC SCHOOLS
911 W CORNWALLIS RD	DURHAM	NC	27707	566001021	GOV'T ENTITY	$110,510	GENERAL SUPPPORT	$12,060	FMV	FURNITURE/OFFICE SUPPLIES
DURHAM PUBLIC SCHOOLS FOUNDATION
411 W CHAPEL HILL ST C2	DURHAM	NC	27701	822803464	501(C)(3)	$105,000	DUKE UNIV COVID HARDSHIP GRANT
DURHAM TECHNICAL COMMUNITY COLLEGE
1637 LAWSON ST	DURHAM	NC	27703	561423848	501(C)(3)	$54,000	DUKE UNIV COVID HARDSHIP GRANT	$22,000	FMV	MEDICAL SUPPLIES
DURHAMCARES INC
PO BOX 331	DURHAM	NC	27702	262689130	501(C)(3)	$7,050	DUKE UNIV COVID HARDSHIP GRANT
EL CENTRO HISPANO INC
2000 CHAPEL HILL RD 26A	DURHAM	NC	27707	562011661	501(C)(3)	$43,000	DUKE UNIV COVID HARDSHIP GRANT
EL FUTURO INC
2020 E CHAPEL HILL ROAD SUITE	DURHAM	NC	27707	800122334	501(C)(3)	$8,508	GENERAL SUPPPORT
EMILY KRZYZEWSKI FAMILY LIFE CTR
904 W CHAPEL HILL ST	DURHAM	NC	27701	562230469	501(C)(3)	$228,500	DUKE UNIV COVID HARDSHIP GRANT
FAMILIES MOVING FORWARD
300 N QUEEN ST	DURHAM	NC	27701	561633998	501(C)(3)	$45,000	DUKE UNIV COVID HARDSHIP GRANT
FAMILY HEALTH MINISTRIES INC
PO BOX 16783	CHAPEL HILL	NC	27516	562206165	501(C)(3)	$7,500	GENERAL SUPPPORT
FARMER FOODSHARE INC
902 N MANGUM ST	DURHAM	NC	27701	273717889	501(C)(3)	$7,500	DUKE UNIV COVID HARDSHIP GRANT	$944	FMV	FURNITURE/COMPUTER SUPPLIES
FOOD INSIGHT GROUP LLC
106 DRAYTON CT	CHAPEL HILL	NC	27516	814318100		$24,000	GENERAL SUPPPORT
FUND FOR RECONCILIATION TOLERA
22457 VENIDO RD	WOODLAND HILLS	CA	91364	270955844	501(C)(3)	$117,100	GENERAL SUPPPORT
GLOBAL GENOMIC MEDICINE COLLAB
101 SCIENCE DR CIEMAS RM 2111	DURHAM	NC	27708	813079744	501(C)(3)	$10,000	GENERAL SUPPPORT
GOD 1ST PEOPLE 2ND
953 E MAIN ST	DURHAM	NC	27701	201412180	501(C)(3)	$0	GENERAL SUPPPORT	$167,971	FMV	FURNITURE/OFFICE SUPPLIES
HABITAT FOR HUMANITY OF DURHAM
215 N CHURCH ST	DURHAM	NC	27701	581674794	501(C)(3)	$225,000	DUKE UNIV COVID HARDSHIP GRANT	$372	FMV	FURNITURE
HARVEST HANDS COMMUNITY DEVELOPMENT
155-B OLD HERMITAGE AVE	NASHVILLE	TN	37210	260614081	501(C)(3)	$10,000	GENERAL SUPPPORT
HELIUS FOUNDATION
2208 COLLIER DR	DURHAM	NC	27707	474482327	501(C)(3)	$7,500	GENERAL SUPPPORT
IMMACULATE CONCEPTION CATHOLIC CHURCH
716A BIRCH AVE	DURHAM	NC	27701	530196617	501(C)(3)	$0	GENERAL SUPPPORT	$14,578	FMV	FURNITURE
KENAN-FLAGLER BUSINESS SCHOOL
300 KENAN CTR DR CB 3440	CHAPEL HILL	NC	27599	560771850	501(C)(3)	$10,000	GENERAL SUPPPORT
KRAMDEN INSTITUTE
4915 PROSPECTUS DR	DURHAM	NC	27713	743108814	501(C)(3)	$0	GENERAL SUPPPORT	$83,250	FMV	COMPUTER
LATINO COMMUNITY DEVELOPMENT C
100 W MORGAN ST	DURHAM	NC	27701	820551614	501(C)(3)	$75,000	DUKE UNIV COVID HARDSHIP GRANT
LAUNCHBIO INC
10210 CAMPUS POINT DR 150	SAN DIEGO	CA	92121	474851964	501(C)(3)	$10,000	GENERAL SUPPPORT
LEUKEMIA & LYMPHOMA SOCIETY
401 HARRISON OAKS BLVD SUITE 2	CARY	NC	27513	135644916	501(C)(3)	$15,000	GENERAL SUPPPORT
LGBTQ CENTER OF DURHAM INC
114 HUNT STREET	DURHAM	NC	27701	271277498	501(C)(3)	$5,000	DUKE UNIV COVID HARDSHIP GRANT	$1,156	FMV	FURNITURE/OFFICE SUPPLIES
LIFE SKILLS FOUNDATION
PO BOX 51129	DURHAM	NC	27712	203676000	501(C)(3)	$10,000	DUKE UNIV COVID HARDSHIP GRANT
MAGNOLIA HOUSE FOUNDATION
PO BOX 36504	GREENSBORO	NC	27416	311613173	501(C)(3)	$0	GENERAL SUPPPORT	$8,000	FMV	TRACTOR
MEALS ON WHEELS OF DURHAM INC
2522 ROSS RD	DURHAM	NC	27703	561729111	501(C)(3)	$82,881	DUKE UNIV COVID HARDSHIP GRANT
NC ALBERT SCHWEITZER FELLOWSHIP
PO BOX 1636	DAVIDSON	NC	28036	822682491	501(C)(3)	$22,000	GENERAL SUPPPORT
NC LUNG CANCER PARTNERSHIP
4000 BLUE RIDGE RD SUITE 170	RALEIGH	NC	27612	262300885	501(C)(3)	$7,500	GENERAL SUPPPORT
NC STATE UNIVERSITY
CAMPUS BOX 7203	RALEIGH	NC	276957203	566000756	GOV'T ENTITY	$25,000	GENERAL SUPPPORT
NEHEMIAH CHRISTIAN CTR CHURCH
514 NORTH MANGUM STREET	DURHAM	NC	27701	561943711	501(C)(3)	$5,300	DUKE UNIV COVID HARDSHIP GRANT
OCCONEECHEE COUNCIL BOY SCOUTS
3231 ATLANTIC AVE	RALEIGH	NC	27604	560529984	501(C)(3)	$10,000	GENERAL SUPPPORT
PARTNERS FOR YOUTH OPPORTUNITY
1309 HALLEY ST	DURHAM	NC	27707	352206640	501(C)(3)	$61,217	DUKE UNIV COVID HARDSHIP GRANT
PIEDMONT WILDLIFE CENTER
364 LEIGH FARM ROAD	DURHAM	NC	27707	470890261	501(C)(3)	$4,500	GENERAL SUPPPORT	$885	FMV	FURNITURE/OFFICE SUPPLIES
PORCH-DURHAM
PO BOX 3203	DURHAM	NC	27715	451606894	501(C)(3)	$8,843	DUKE UNIV COVID HARDSHIP GRANT
PRESBYTERY OF BALTIMORE
5400 LOCH RAVEN BLVD	BALTIMORE	MD	21239	520615911	501(C)(3)	$10,000	GENERAL SUPPPORT
PRETTY IN PINK FOUNDATION INC
5171 GLENWOOD AVE 360	RALEIGH	NC	27612	201162702	501(C)(3)	$10,000	GENERAL SUPPPORT
REACHING ALL MINDS ACADEMY
2703 HOLLOWAY ST	DURHAM	NC	27703	300707967	501(C)(3)	$0	GENERAL SUPPPORT	$6,394	FMV	FURNITURE/OFFICE SUPPLIES
REBOUND
811 NINTH ST 120 BOX 210	DURHAM	NC	27705	462746995	501(C)(3)	$7,000	GENERAL SUPPPORT
RESCUE MISSIONS MINISTRIES INC
PO BOX 11368	DURHAM	NC	27703	581482590	501(C)(3)	$5,110	DUKE UNIV COVID HARDSHIP GRANT
RONALD MCDONALD HOUSE OF DURHAM
506 ALEXANDER AVE	DURHAM	NC	27705	561220376	501(C)(3)	$7,500	DUKE UNIV COVID HARDSHIP GRANT
SANKOFA FARMS LLC
1023 BENGEL DR	DURHAM	NC	27703	474004999		$25,000	GENERAL SUPPPORT
SECOND CHANCE OUTREACH EQUIPPING CENTER
300 LAKESIDE DR APT C	HILLSBOROUGH	NC	27278	263511708	501(C)(3)	$0	GENERAL SUPPPORT	$19,559	FMV	FURNITURE/OFFICE SUPPLIES
SENIOR PHARMASSIST INC
406 RIGSBEE AVE STE 201	DURHAM	NC	277012186	562084639	501(C)(3)	$56,000	DUKE UNIV COVID HARDSHIP GRANT
SHAW UNIVERSITY
118 E SOUTH ST	RALEIGH	NC	27611	560530235	501(C)(3)	$0	GENERAL SUPPPORT	$7,622	FMV	FURNITURE/OFFICE SUPPLIES
STANDUP SPEAK OUT OF NC
PO BOX 71532	DURHAM	NC	27722	272331305	501(C)(3)	$5,675	DUKE UNIV COVID HARDSHIP GRANT	$10	FMV	OFFICE SUPPLIES
STEPUP DURHAM
112 BROADWAY ST SUITE B	DURHAM	NC	27701	474578727	501(C)(3)	$7,500	GENERAL SUPPPORT
STUDENT U
600 E UMSTEAD ST	DURHAM	NC	27701	273460491	501(C)(3)	$46,167	DUKE UNIV COVID HARDSHIP GRANT
SWINGPAL INC
PO BOX 2994	DURHAM	NC	27701	274234469	501(C)(3)	$40,000	DUKE UNIV COVID HARDSHIP GRANT
TRIANGLE COMMUNITY FOUNDATION
6214 CABIN BRANCH DR	DURHAM	NC	27712	561390796	501(C)(3)	$76,500	DUKE UNIV COVID HARDSHIP GRANT
TROSA INC
1820 JAMES ST	DURHAM	NC	277072024	561861158	501(C)(3)	$60,200	DUKE UNIV COVID HARDSHIP GRANT
UNITED CHURCH OF CHAPEL HILL
1321 MLK JR BLVD	CHAPEL HILL	NC	27514	560892821	501(C)(3)	$67,000	DUKE UNIV COVID HARDSHIP GRANT
UNITED METHODIST COMMITTEE
PO BOX 9068	NEW YORK	NY	10116	135562279	501(C)(3)	$10,000	GENERAL SUPPPORT
UNITED WAY OF THE GREATER TRIANGLE
PO BOX 110583	DURHAM	NC	27709	561949103	501(C)(3)	$12,731	GENERAL SUPPPORT
URBAN MINISTRIES OF DURHAM INC
PO BOX 249	DURHAM	NC	27702	581505891	501(C)(3)	$9,393	DUKE UNIV COVID HARDSHIP GRANT
WALLTOWN CHILDRENS THEATRE
1225 BERKLEY ST	DURHAM	NC	27705	562214825	501(C)(3)	$17,167	GENERAL SUPPPORT
WALLTOWN NEIGHBORHOOD MINISTRIES
917 ONSLOW ST	DURHAM	NC	27705	562157465	501(C)(3)	$8,500	DUKE UNIV COVID HARDSHIP GRANT
WEST END COMMUNITY FOUNDATION
PO BOX 51398	DURHAM	NC	277171398	561858174	501(C)(3)	$67,774	DUKE UNIV COVID HARDSHIP GRANT
WORLD RELIEF DURHAM
801 GILBERT ST 209	DURHAM	NC	27701	236393344	501(C)(3)	$12,000	GENERAL SUPPPORT
YMCA OF THE TRIANGLE INC
218 W MORGAN ST	DURHAM	NC	27701	560591307	501(C)(3)	$45,000	DUKE UNIV COVID HARDSHIP GRANT
YOUTH VILLAGES
1822 E NC HWY 54 300	DURHAM	NC	27713	581716970	501(C)(3)	$30,000	DUKE UNIV COVID HARDSHIP GRANT

Field	Value	IRS element (for citing)
Total501c3 Org	88	Total501c3OrgCnt
Total Other Org	4	TotalOtherOrgCnt

Grants Other Asst To Indiv In US GrantsOtherAsstToIndivInUSGrp (19 entries)

Grant TypeGrantTypeTxt	RecipientRecipientCnt	Cash GrantCashGrantAmt
FELLOWSHIP/SCHOLARSHIP	6	$48,750
FINANCIAL ASSISTANCE	3	$6,115
FOOTBALL AWARD	15	$34,944
GPSC AWARD	39	$11,850
INTERNSHIP ASSISTANCE AWARD	14	$62,975
CHAVI POSTER AWARD	2	$309
RESEARCH AWARD	25	$48,550
SPELLING BEE AWARD	1	$1,500
STUDENT AWARD	216	$195,330
DUKE UNIV STUDENT HARDSHIP GRANT	3104	$4,356,730
TEACHING AWARD	9	$6,750
GRADUATE ATHLETIC SCHOLARSHIPS	17	$995,952
UNDERGRADUATE ATHLETIC SCHOLARSHIPS	544	$29,967,603
INTERNSHIP STIPENDS	549	$1,871,695
GRADUATE STIPENDS	1667	$23,789,069
POST DOCTORAL STIPENDS	43	$631,460
PRE-DOCTORAL STIPENDS	1114	$9,822,716
UNDERGRADUATE STIPENDS	1066	$5,202,935
MISC. SCHOLARSHIPS & STIPENDS	9383	$265,057,329

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCHEDULE I, PART I, LINE 2:	FormAndLineReferenceDesc
Explanation	ORGANIZATION'S PROCEDURES FOR MONITORING THE USE OF GRANT FUNDS IN U.S. DUKE UNIVERSITY PERIODICALLY APPROVES GRANTS AND TRANSFERS GRANT FUNDS TO NUMEROUS ORGANIZATIONS WITHIN THE UNITED STATES. FOR SUBGRANT RECIPIENTS, A SERIES OF INTERNAL CONTROLS HAVE BEEN ESTABLISHED WHICH INCLUDE DETERMINATION OF WHETHER AN AUDIT WILL BE REQUIRED. DUKE UNIVERSITY HAS ESTABLISHED A DETAILED AND COMPETITIVE APPLICATION PROCESS WHICH ENSURES PROPER PURPOSE AND USE OF THESE GRANT FUNDS PRIOR TO ENGAGEMENT. FOLLOWING THE PROCUREMENT PROCESS, DUKE UNIVERSITY MONITORS SUBSEQUENT BILLING AND PERFORMANCE OF THE GRANT RECIPIENTS. INVOICES MUST BE SUBMITTED ACCORDING TO THE TERMS AND CONDITIONS WHICH MIRROR THE TERMS AND CONDITIONS OF THE ULTIMATE GRANTOR. PRIOR TO PAYMENT, CENTRALIZED DEPARTMENTS REVIEW DOCUMENTATION TO ENSURE THE EXPENSES ARE ALLOWABLE WITHIN THE TERMS OF THE GRANT. ULTIMATELY, THE ORGANIZATIONS AWARDED THESE GRANTS MUST MONITOR THE APPROPRIATE DISTRIBUTION OF THESE GRANT FUNDS IN THE ORDINARY COURSE OF BUSINESS AND REPORT SUCH INFORMATION TO DUKE UNIVERSITY. STUDENTS' INSTITUTIONAL SCHOLARSHIPS AND FINANCIAL AID IS POSTED DIRECTLY TO THEIR BURSAR ACCOUNTS. THEREFORE, SUCH FUNDS ARE DIRECTLY APPLIED TO APPROPRIATE CHARGES WITHIN THE STUDENTS' ACCOUNTS. GRANT/FELLOWSHIP PAYMENTS ARE PROCESSED ACCORDING TO AWARD LETTERS, WHICH ARE REVIEWED AND SUBMITTED TO THE RECIPIENT IN ADVANCE OF ACCEPTING FOR THE APPLICABLE SEMESTER. EACH PAYMENT IS PREPARED ACCORDING TO THE AWARD LETTER BY A DEPARTMENTAL REPRESENTATIVE, WHICH IS THEN REVIEWED AND APPROVED BY A DEPARTMENTAL SUPERVISOR. PRIOR TO ISSUANCE, A FINAL REVIEW AND APPROVAL IS PROCESSED BY THE CENTRAL PAYMENT PROCESSING DEPARTMENT.	ExplanationTxt

Schedule J IRS990ScheduleJ

Field	Value	IRS element (for citing)
First Class Or Charter Travel	Yes (X)	FirstClassOrCharterTravelInd
Travel For Companions	Yes (X)	TravelForCompanionsInd
Housing Allowance Or Residence	Yes (X)	HousingAllowanceOrResidenceInd
Club Dues Or Fees	Yes (X)	ClubDuesOrFeesInd
Personal Services	Yes (X)	PersonalServicesInd
Written Policy Ref T And E Expnss	Yes (1)	WrittenPolicyRefTAndEExpnssInd
Substantiation Required	Yes (1)	SubstantiationRequiredInd
Compensation Committee	Yes (X)	CompensationCommitteeInd
Independent Consultant	Yes (X)	IndependentConsultantInd
Form990 Of Other Organizations	Yes (X)	Form990OfOtherOrganizationsInd
Written Employment Contract	Yes (X)	WrittenEmploymentContractInd
Compensation Survey	Yes (X)	CompensationSurveyInd
Board Or Committee Approval	Yes (X)	BoardOrCommitteeApprovalInd
Severance Payment	0	SeverancePaymentInd
Supplemental Nonqual Rtr Plan	Yes (1)	SupplementalNonqualRtrPlanInd
Equity Based Comp Arrngm	0	EquityBasedCompArrngmInd
Comp Based On Revenue Of Flng Org	0	CompBasedOnRevenueOfFlngOrgInd
Comp Bsd On Rev Related Orgs	0	CompBsdOnRevRelatedOrgsInd
Comp Bsd Net Earns Flng Org	0	CompBsdNetEarnsFlngOrgInd
Comp Bsd Net Earns Rltd Orgs	0	CompBsdNetEarnsRltdOrgsInd
Any Non Fixed Payments	0	AnyNonFixedPaymentsInd
Initial Contract Exception	0	InitialContractExceptionInd

Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (26 entries)

TitleTitleTxt	Base Compensation Filing OrgBaseCompensationFilingOrgAmt	Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt	Bonus Filing OrganizationBonusFilingOrganizationAmount	Bonus Related OrganizationsBonusRelatedOrganizationsAmt	Other Compensation Filing OrgOtherCompensationFilingOrgAmt	Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt	Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt	Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt	Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt	Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt	Total Compensation Filing OrgTotalCompensationFilingOrgAmt	Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt	Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt	Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt
MICHAEL W KRZYZEWSKI
COACH	$3,271,362	$0	$1,375,000	$0	$1,684,734	$0	$991,388	$0	$31,012	$0	$7,353,496	$0	$1,252,368	$0
NEAL TRIPLETT
CHIEF INVESTMENT OFFICER	$708,235	$0	$2,332,530	$0	$19,000	$0	$34,176	$0	$19,330	$0	$3,113,271	$0	$0	$0
DAVID N CUTCLIFFE
COACH	$2,420,122	$0	$400,000	$0	$28,115	$0	$34,176	$0	$74,588	$0	$2,957,001	$0	$0	$0
A EUGENE WASHINGTON MD
CHANCELLOR HEALTH AFFAIRS	$1,360,501	$0	$1,175,800	$0	$19,000	$0	$134,176	$0	$17,554	$0	$2,707,031	$0	$0	$0
KEVIN M WHITE
VP & DIRECTOR OF ATHLETICS	$1,301,771	$0	$1,000,000	$0	$32,250	$0	$100,842	$0	$18,421	$0	$2,453,284	$0	$1,000,000	$0
VINCENT PRICE
PRESIDENT/TRUSTEE	$1,445,217	$0	$0	$0	$19,000	$0	$34,176	$0	$21,597	$0	$1,519,990	$0	$0	$0
EVAN L JONES
INVESTMENT MANAGER	$347,095	$0	$648,080	$0	$161,200	$0	$242,326	$0	$60,366	$0	$1,459,067	$0	$142,200	$0
JOANNE MCCALLIE
COACH	$1,244,913	$0	$75,000	$0	$27,750	$0	$34,176	$0	$63,168	$0	$1,445,007	$0	$0	$0
RALPH SNYDERMAN
CHANCELLOR EMERITUS & CHIEF OF RHEUM	$1,270,343	$0	$0	$0	$18,330	$0	$34,176	$0	$20,179	$0	$1,343,028	$0	$0	$0
JUSTIN B NIXON
INVESTMENT MANAGER	$367,338	$0	$527,188	$0	$118,500	$0	$221,226	$0	$18,669	$0	$1,252,921	$0	$118,500	$0
MARY E KLOTMAN MD
V. CHAN HEALTH AFF & DEAN OF SOM	$721,080	$0	$412,601	$0	$19,000	$0	$34,176	$0	$16,375	$0	$1,203,232	$0	$0	$0
MARK CORIGLIANO
INVESTMENT MANAGER	$300,385	$0	$490,052	$0	$82,990	$0	$176,191	$0	$15,321	$0	$1,064,939	$0	$63,990	$0
TALLMAN TRASK III
EXECUTIVE VICE PRESIDENT	$913,639	$0	$0	$0	$19,000	$0	$34,176	$0	$19,410	$0	$986,225	$0	$0	$0
SALLY KORNBLUTH
PROVOST	$746,517	$0	$0	$0	$19,000	$0	$34,176	$0	$13,315	$0	$813,008	$0	$0	$0
JAMES SCOTT GIBSON
EXEC VICE DEAN OF ADMIN., SOM	$440,835	$0	$285,604	$0	$19,000	$0	$34,176	$0	$24,484	$0	$804,099	$0	$0	$0
PAMELA J BERNARD
VP & UNIVERSITY COUNSEL	$636,843	$0	$0	$0	$19,000	$0	$34,176	$0	$20,422	$0	$710,441	$0	$0	$0
JENNIFER FRANCIS
EXECUTIVE VICE PROVOST FIN & ADMIN	$537,634	$0	$76,125	$0	$0	$0	$34,176	$0	$14,376	$0	$662,311	$0	$0	$0
RICHARD H BRODHEAD
FORMER OFFICER	$554,078	$0	$0	$0	$11,083	$0	$34,176	$0	$23,087	$0	$622,424	$0	$0	$0
VALERIE ASHBY
DEAN, COLLEGE OF ARTS & SCIENCES	$574,782	$0	$0	$0	$0	$0	$34,176	$0	$7,934	$0	$616,892	$0	$0	$0
RICHARD VERNON RIDDELL JR
VP & UNIVERSITY SECRETARY	$491,267	$0	$0	$0	$19,000	$0	$34,176	$0	$15,038	$0	$559,481	$0	$0	$0
TIMOTHY W WALSH
TREASURER & VP OF FINANCE	$506,893	$0	$0	$0	$0	$0	$34,176	$0	$15,989	$0	$557,058	$0	$0	$0
NANCY ANDREWS MD
FORMER KEY EMPLOYEE	$374,665	$0	$48,137	$0	$19,000	$0	$34,176	$0	$25,573	$0	$501,551	$0	$0	$0
ERIC PETERSON MD
FORMER KEY EMPLOYEE	$410,960	$0	$15,000	$0	$19,000	$0	$34,176	$0	$16,899	$0	$496,035	$0	$0	$0
JOHN J NOONAN
ASSOCIATE VP OF FACILITIES	$403,729	$0	$510	$0	$18,000	$0	$34,176	$0	$26,556	$0	$482,971	$0	$0	$0
ROBERT M CALIFF MD
FORMER KEY EMPLOYEE	$338,863	$0	$0	$0	$0	$0	$34,176	$0	$17,859	$0	$390,898	$0	$0	$0
JAMES S ROBERTS
FORMER KEY EMPLOYEE	$267,112	$0	$0	$0	$0	$0	$32,740	$0	$6,356	$0	$306,208	$0	$0	$0

Supplemental Information Detail SupplementalInformationDetail (2 entries)

Form And Line ReferenceFormAndLineReferenceDesc

ExplanationExplanationTxt

PART I, LINE 1A

CHARTER TRAVEL MICHAEL W. KRZYZEWSKI HAS USED CHARTER TRAVEL SERVICES. TO THE EXTENT SUCH TRAVEL WAS NOT FOR BUSINESS PURPOSES, SUCH AMOUNTS WERE INCLUDED IN TAXABLE INCOME OF THE INDIVIDUAL. VINCENT E. PRICE, A. EUGENE WASHINGTON, MD, TALLMAN TRASK III , RICHARD RIDDELL, SALLY KORNBLUTH AND RALPH SNYDERMAN USED FIRST CLASS OR CHARTER TRAVEL SERVICES. SUCH TRAVEL WAS FOR BUSINESS PURPOSES AND NOT INCLUDED IN TAXABLE INCOME TO THE INDIVIDUALS. TRAVEL FOR COMPANIONS COMPANIONS HAVE TRAVELED WITH VINCENT E. PRICE, MICHAEL W. KRZYZEWSKI, AND A. EUGENE WASHINGTON, MD. TO THE EXTENT IT WAS PERSONAL IN NATURE, SUCH AMOUNTS WERE INCLUDED IN THEIR TAXABLE INCOME. RESIDENCE FOR PERSONAL USE VINCENT E. PRICE AND A. EUGENE WASHINGTON, MD WERE PROVIDED WITH ON CAMPUS LIVING FACILITIES AS A CONDITION OF EMPLOYMENT AND FOR THE CONVENIENCE OF THE UNIVERSITY. ACCORDINGLY, SUCH LODGING IS NOT INCLUDED IN TAXABLE INCOME. PERSONAL SERVICES THE UNIVERSITY PROVIDES HOUSEKEEPING SERVICES TO MAINTAIN ALL UNIVERSITY FACILITIES, INCLUDING THE FACILITIES USED BY THE UNIVERSITY'S PRESIDENT AND CHANCELLOR. IN ADDITION TO PROVIDING A PERSONAL RESIDENCE THAT IS FOR THE CONVENIENCE OF THE UNIVERSITY, THE FACILITIES ARE USED THROUGHOUT THE YEAR FOR NUMEROUS DUKE RELATED FUNCTIONS. CLUB DUES DAVID N. CUTCLIFFE, RICHARD RIDDELL AND JAMES SCOTT GIBSON WERE PROVIDED WITH CLUB MEMBERSHIPS. TO THE EXTENT THE DUES WERE CONSIDERED PERSONAL, THE AMOUNTS WERE INCLUDED IN TAXABLE INCOME. DUKE POLICY GOVERNS THE NATURE AND TYPE OF ALLOWABLE EXPENDITURES AND PAYMENTS, INCLUDING REQUIREMENTS TO PROVIDE SUPPORTING DOCUMENTATION DETAILING THE TRANSACTION AND BUSINESS PURPOSE. ANY APPROVED EXCEPTIONS TO POLICY ARE DOCUMENTED IN CORRESPONDENCE OR EMPLOYMENT AGREEMENTS.

PART I, LINE 4B

SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN THE FOLLOWING INDIVIDUALS PARTICIPATED IN AND RECEIVED PAYMENTS UNDER A DEFERRED COMPENSATION PLAN DESCRIBED UNDER SECTION 457(F) OF THE INTERNAL REVENUE CODE: MARK E. CORIGLIANO $63,990, EVAN L. JONES $142,200, JUSTIN B. NIXON $118,500, KEVIN M. WHITE $1,000,000, AND MICHAEL W. KRZYZEWSKI $1,610,000. SUCH AMOUNTS WERE SUBJECT TO A SUBSTANTIAL RISK OF FORFEITURE AS DEFINED UNDER IRC SECTION 457(F).

Schedule K IRS990ScheduleK

Tax Exempt Bonds Issues TaxExemptBondsIssuesGrp (2 entries)

Bond ReferenceBondReferenceCd	Bond Issuer EINBondIssuerEIN	CUSIPCUSIPNum	Bond IssuedBondIssuedDt	Issue PriceIssuePriceAmt	PurposePurposeDesc	DefeasedDefeasedInd	On Behalf Of IssuerOnBehalfOfIssuerInd	Pool FinancingPoolFinancingInd
NC CAPITAL FACILITIES FINANCE AGENCY
A	561592154	65819GLE6	2016-11-03	$380,642,978	SEE PART VI	0	0	0
NC CAPITAL FACILITIES FINANCE AGENCY
B	561592154	99VARIOUS	2018-06-27	$472,535,000	SEE PART VI	0	0	0

Tax Exempt Bonds Proceeds TaxExemptBondsProceedsGrp (2 entries)

Bond ReferenceBondReferenceCd	Total ProceedsTotalProceedsAmt	Refunding EscrowRefundingEscrowAmt	Issuance Costs From ProceedsIssuanceCostsFromProceedsAmt	Substantial CompletionSubstantialCompletionYr	Refunding Tax Exempt BondsRefundingTaxExemptBondsInd	Refunding Taxable BondsRefundingTaxableBondsInd	Final Allocation MadeFinalAllocationMadeInd	Adequate Books And Rec MaintAdequateBooksAndRecMaintInd
A	$380,642,978	$378,939,046	$1,703,932	2008	Yes (1)	0	Yes (1)	Yes (1)
B	$33,860,000	$33,860,000		2015	Yes (1)	0	0	Yes (1)

Tax Exempt Bonds Private Bus Use TaxExemptBondsPrivateBusUseGrp (2 entries)

Bond ReferenceBondReferenceCd	Owning Bond Financed PropertyOwningBondFinancedPropertyInd	Any Lease ArrangementsAnyLeaseArrangementsInd	Mgmt Contract Bond Fincd PropMgmtContractBondFincdPropInd	Engage Bond Counsel ContractsEngageBondCounselContractsInd	Any Research AgreementsAnyResearchAgreementsInd	Engage Bond Counsel ResearchEngageBondCounselResearchInd	Private Bus Use By OthersPrivateBusUseByOthersPct	Private Bus Concerning UBIPrivateBusConcerningUBIPct	Total Private Business UseTotalPrivateBusinessUsePct	Bond Iss Meet Prvt Sec Pymt TestBondIssMeetPrvtSecPymtTestInd	Change In Use Bond Financed PropChangeInUseBondFinancedPropInd	Procs Nonqualified Bond RemdtdProcsNonqualifiedBondRemdtdInd
A	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00100	0.00000	0.00100	0	0	Yes (1)
B	0	0	Yes (1)	Yes (1)	Yes (1)	Yes (1)	0.00000	0.00000	0.00000	0	0	Yes (1)

Tax Exempt Bonds Arbitrage TaxExemptBondsArbitrageGrp (2 entries)

Bond ReferenceBondReferenceCd	Form8038 T FiledForm8038TFiledInd	Rebate Not Due YetRebateNotDueYetInd	Exception To RebateExceptionToRebateInd	No Rebate DueNoRebateDueInd	Variable Rate IssueVariableRateIssueInd	Hedge Identified In Bks And RecHedgeIdentifiedInBksAndRecInd	Gross Proceeds Invested In GICGrossProceedsInvestedInGICInd	Gross Proceeds InvestedGrossProceedsInvestedInd	Written Proc To Monitor ReqsWrittenProcToMonitorReqsInd
A	0	0	0	Yes (1)	0	0	0	0	Yes (1)
B	0	0	0	0	0	0	0	0	Yes (1)

Procedures Corrective Action ProceduresCorrectiveActionGrp (2 entries)

Bond ReferenceBondReferenceCd	Procedures Corrective ActionProceduresCorrectiveActionInd
A	Yes (1)
B	Yes (1)

Supplemental Information Detail SupplementalInformationDetail (4 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, SCHEDULE K, PART 1(C)	TAX-EXEMPT BOND BOND ISSUE (B): FORM 8038 LISTS THE CUSIP NUMBERS AS VARIOUS DUE TO THE NATURE OF THE NOTES ISSUED, I.E., COMMERCIAL PAPER. THE ISSUE CLOSED ON 6/27/2018 AND CUSIPS 65818WHL1, 65818X4L3, AND 65818WHK3 WERE OUTSTANDING AS OF 6/30/2020 UNDER THE NEW ISSUE.
FORM 990, SCHEDULE K, PART 1(E)	TAX-EXEMPT BONDS BOND ISSUE (B): REPRESENTS MAXIMUM PRINCIPAL AMOUNT OF NEW MONEY COMMERCIAL PAPER NOTES ($472,535,000) AND FIRST GENERATION CURRENT REFUNDING COMMERCIAL PAPER NOTES ($33,860,000) THAT CAN BE ISSUED PURSUANT TO THIS COMMERCIAL PAPER PROGRAM.
FORM 990, SCHEDULE K, PART 1(F)	DESCRIPTION OF PURPOSE OF TAX-EXEMPT BONDS BOND ISSUE (A): TO (1) REFUND A PORTION OF THE 2006A BONDS ISSUED 11/02/2016, (2) A PORTION OF THE 2006B BONDS ISSUED 01/09/2007. BOND ISSUE (B): COMMERCIAL PAPER PROGRAM, THE PURPOSE OF WHICH ARE TO (1) REFUND COMMERCIAL PAPER NOTES ISSUED UNDER A PRIOR PROGRAM WITH AN ISSUE DATE OF 07/16/2014 AND (2) FINANCE PROJECTS ON THE WEST, EAST AND CENTRAL CAMPUS OF DUKE UNIVERSITY.
FORM 990, SCHEDULE K, PART IV	TAX-EXEMPT BOND LINE 2 BOND ISSUE (A) - 11/01/2019 BOND ISSUE (B): SALES PROCEEDS ALLOCATED UPON ISSUANCE AND NOT INVESTED

Schedule L IRS990ScheduleL

Bus Tr Involve Interested Prsn BusTrInvolveInterestedPrsnGrp (8 entries)

Relationship DescriptionRelationshipDescriptionTxt	TransactionTransactionAmt	TransactionTransactionDesc	Sharing Of RevenuesSharingOfRevenuesInd
DEBORAH JAKUBS
SEE PART V	$346,100	SEE PART V	0
BERNARD MATHEY-PREVOT
SEE PART V	$40,000	SEE PART V	0
MOLLY M WALSH
SEE PART V	$25,000	SEE PART V	0
JAMES MATTHEW GIBSON
SEE PART V	$56,757	SEE PART V	0
TREVOR PRICE
SEE PART V	$61,245	SEE PART V	0
SHARON E CALIFF
SEE PART V	$109,550	SEE PART V	0
DANIEL LEW
SEE PART V	$218,693	SEE PART V	0
LAURA STANLEY PIETROSIMONE
SEE PART V	$107,625	SEE PART V	0

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	SCH L, PART IV, BUSINESS TRANSACTIONS INVOLVING INTERESTED PERSONS:	FormAndLineReferenceDesc
Explanation	(A) NAME OF INTERESTED PERSON: DEBORAH JAKUBS(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DEBORAH JAKUBS IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $346,100(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: BERNARD MATHEY-PREVOT(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: BERNARD MATHEY-PREVOT IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $40,000(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: MOLLY M WALSH(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: MOLLY M WALSH IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $25,000(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: JAMES MATTHEW GIBSON(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: JAMES MATTHEW GIBSON IS A FAMILY MEMBER OF A DUKE UNIVERSITY KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $56,757(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: TREVOR PRICE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: TREVOR PRICE IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $61,245(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: SHARON E. CALIFF(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: SHARON E. CALIFF IS A FAMILY MEMBER OF A DUKE UNIVERSITY FORMER KEY EMPLOYEE(C) AMOUNT OF TRANSACTION: $109,550(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON:DANIEL LEW(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: DANIEL LEW IS A FAMILY MEMBER OF A DUKE UNIVERSITY OFFICER(C) AMOUNT OF TRANSACTION: $218,693(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO(A) NAME OF INTERESTED PERSON: LAURA STANLEY PIETROSIMONE(B) RELATIONSHIP BETWEEN INTERESTED PERSON AND ORGANIZATION: LAURA STANLEY PIETROSIMONE IS A FAMILY MEMBER OF A DUKE UNIVERSITY TRUSTEE(C) AMOUNT OF TRANSACTION: $107,625(D) DESCRIPTION OF TRANSACTION: PAYMENT FOR SALARY AND BENEFITS(E) SHARING OF ORGANIZATION REVENUE? = NO	ExplanationTxt

Schedule M IRS990ScheduleM

Works Of Art WorksOfArtGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	19	ContributionCnt
Noncash Contributions Rpt F990	$779,169	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Books And Publications BooksAndPublicationsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$173,136	NoncashContributionsRptF990Amt
Method Of Determining Revenues	VARIOUS	MethodOfDeterminingRevenuesTxt

Clothing And Household Goods ClothingAndHouseholdGoodsGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Noncash Contributions Rpt F990	$25,400	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Securities Publicly Traded SecuritiesPubliclyTradedGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	719	ContributionCnt
Noncash Contributions Rpt F990	$28,793,930	NoncashContributionsRptF990Amt
Method Of Determining Revenues	MARKET QUOTE	MethodOfDeterminingRevenuesTxt

Real Estate Other RealEstateOtherGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	3	ContributionCnt
Noncash Contributions Rpt F990	$630,500	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Drugs And Medical Supplies DrugsAndMedicalSuppliesGrp

Field	Value	IRS element (for citing)
Non Cash Checkbox	Yes (X)	NonCashCheckboxInd
Contribution	227	ContributionCnt
Noncash Contributions Rpt F990	$8,526	NoncashContributionsRptF990Amt
Method Of Determining Revenues	FMV	MethodOfDeterminingRevenuesTxt

Other Non Cash Contri Table OtherNonCashContriTableGrp (3 entries)

Non Cash CheckboxNonCashCheckboxInd	DescDesc	ContributionContributionCnt	Noncash Contributions Rpt F990NoncashContributionsRptF990Amt	Method Of Determining RevenuesMethodOfDeterminingRevenuesTxt
Yes (X)	EVENT TICKETS	3271	$901,439	FMV/FACE VALUE
Yes (X)	MISCELLANEOUS	150	$78,160	VARIOUS
Yes (X)	EQUIPMENT	1	$15,243	VARIOUS

Field	Value	IRS element (for citing)
Form8283 Received	13	Form8283ReceivedCnt
Any Property That Must Be Held	0	AnyPropertyThatMustBeHeldInd
Review Process Unusual NC Gifts	Yes (1)	ReviewProcessUnusualNCGiftsInd
Third Parties Used	Yes (1)	ThirdPartiesUsedInd

Supplemental Information Detail SupplementalInformationDetail

Field	Value	IRS element (for citing)
Form And Line Reference	PART I, LINE 32B:	FormAndLineReferenceDesc
Explanation	USE OF THIRD PARTIES TO SOLICIT, PROCESS, OR SELL NONCASH CONTRIBUTIONS DUKE UNIVERSITY USES INVESTMENT BROKERS TO SELL SECURITIES. DUKE UNIVERSITY MAY OCCASIONALLY USE THIRD PARTIES TO SELL OTHER TYPES OF NON-CASH CONTRIBUTIONS, AS THE NEED ARISES.	ExplanationTxt

Schedule O IRS990ScheduleO

Supplemental Information Detail SupplementalInformationDetail (9 entries)

Form And Line ReferenceFormAndLineReferenceDesc	ExplanationExplanationTxt
FORM 990, PART III, LINE 1	ORGANIZATION'S MISSION "JAMES B. DUKE'S FOUNDING INDENTURE OF DUKE UNIVERSITY DIRECTED THE MEMBERS OF THE UNIVERSITY TO 'PROVIDE REAL LEADERSHIP IN THE EDUCATIONAL WORLD' BY CHOOSING INDIVIDUALS OF 'OUTSTANDING CHARACTER, ABILITY, AND VISION' TO SERVE AS ITS OFFICERS, TRUSTEES AND FACULTY; BY CAREFULLY SELECTING STUDENTS OF 'CHARACTER, DETERMINATION AND APPLICATION; AND BY PURSUING THOSE AREAS OF TEACHING AND SCHOLARSHIP THAT WOULD 'MOST HELP TO DEVELOP OUR RESOURCES, INCREASE OUR WISDOM, AND PROMOTE HUMAN HAPPINESS.' "TO THESE ENDS, THE MISSION OF DUKE UNIVERSITY IS TO PROVIDE A SUPERIOR LIBERAL EDUCATION TO UNDERGRADUATE STUDENTS, ATTENDING NOT ONLY TO THEIR INTELLECTUAL GROWTH BUT ALSO THEIR DEVELOPMENT AS ADULTS COMMITTED TO HIGH ETHICAL STANDARDS AND FULL PARTICIPATION AS LEADERS IN THEIR COMMUNITIES; TO PREPARE FUTURE MEMBERS OF THE LEARNED PROFESSIONS FOR LIVES OF SKILLED AND ETHICAL SERVICE BY PROVIDING EXCELLENT GRADUATE AND PROFESSIONAL EDUCATION; TO ADVANCE THE FRONTIERS OF KNOWLEDGE AND CONTRIBUTE BOLDLY TO THE INTERNATIONAL COMMUNITY OF SCHOLARSHIP; TO PROMOTE AN INTELLECTUAL ENVIRONMENT BUILT ON A COMMITMENT TO FREE AND OPEN INQUIRY; TO HELP THOSE WHO SUFFER, CURE DISEASE, AND PROMOTE HEALTH, THROUGH SOPHISTICATED MEDICAL RESEARCH AND THOUGHTFUL PATIENT CARE; TO PROVIDE WIDE RANGING EDUCATIONAL OPPORTUNITES, ON AND BEYOND OUR CAMPUSES, FOR TRADITIONAL STUDENTS, ACTIVE PROFESSIONALS AND LIFE-LONG LEARNERS USING THE POWER OF INFORMATION TECHNOLOGIES; AND TO PROMOTE A DEEP APPRECIATION FOR THE RANGE OF HUMAN DIFFERENCE AND POTENTIAL, A SENSE OF THE OBLIGATIONS AND REWARDS OF CITIZENSHIP, AND A COMMITMENT TO LEARNING, FREEDOM AND TRUTH. "BY PURSUING THESE OBJECTIVES WITH VISION AND INTEGRITY, DUKE UNIVERSITY SEEKS TO ENGAGE THE MIND, ELEVATE THE SPIRIT, AND STIMULATE THE BEST EFFORT OF ALL WHO ARE ASSOCIATED WITH THE UNIVERSITY; TO CONTRIBUTE IN DIVERSE WAYS TO THE LOCAL COMMUNITY, THE STATE, THE NATION AND THE WORLD; AND TO ATTAIN AND MAINTAIN A PLACE OF REAL LEADERSHIP IN ALL THAT WE DO."
FORM 990, PART VI, SECTION A, LINE 4	THE ORGANIZATION MADE ONE SIGNIFICANT CHANGE TO THE BY-LAWS. IT CLARIFIED THAT THE BOARD MAY ELECT UP TO THREE CURRENT STUDENTS OR RECENT GRADUATES AS TRUSTEES AND ONE OF THE NOMINATED FOR ELECTION BY THE GRADUATES OF THE UNIVERSITY MAY BE AN OFFICER OF THE DUKE UNIVERSITY ALUMNI ASSOCIATION.
FORM 990, PART VI, SECTION A, LINE 7A	GRADUATES OF DUKE UNIVERSITY HAVE THE RIGHT TO ELECT TWELVE TRUSTEES TO SERVE ON THE BOARD OF TRUSTEES.
FORM 990, PART VI, SECTION B, LINE 11B	DUKE UNIVERSITY'S DRAFT FORM 990 IS DISTRIBUTED TO THE AUDIT, RISK & COMPLIANCE COMMITTEE OF THE UNIVERSITY TRUSTEES. AT THE MEETING, THE DUKE UNIVERSITY TAX SENIOR DIRECTOR, THE PERSON RESPONSIBLE FOR THE PREPARATION OF THE UNIVERSITY'S FORM 990, IS AVAILABLE FOR QUESTIONS FROM THE COMMITTEE. NOT ONLY IS THE COMMITTEE OFFERED AN OPPORTUNITY TO ASK QUESTIONS AT THE MEETING, BUT ALSO ANYTIME THEREAFTER BY CONTACTING THE TAX SENIOR DIRECTOR OR DUKE UNIVERSITY'S TAX ATTORNEY, WHO IS ALSO INVOLVED WITH THE PREPARATION OF DUKE UNIVERSITY'S FORM 990. SUBSEQUENTLY, A DRAFT FORM 990 IS DISTRIBUTED TO THE FULL BOARD OF TRUSTEES OF THE UNIVERSITY PRIOR TO FILING AND IN ADVANCE OF A MEETING. THERE IS OPPORTUNITY FOR THE TRUSTEES TO ASK QUESTIONS OF THE TAX SENIOR DIRECTOR AND UNIVERSITY COUNSEL AT THE MEETING OR ANYTIME THEREAFTER.
FORM 990, PART VI, SECTION B, LINE 12C	THE PRESIDENT, OFFICERS, AND EMPLOYEES WITH ADMINISTRATIVE RESPONSIBILITIES SHALL EXERCISE THE UTMOST GOOD FAITH IN ALL TRANSACTIONS TOUCHING UPON THEIR DUTIES TO DUKE UNIVERSITY AND ITS PROPERTY. IN THEIR DEALINGS WITH AND ON BEHALF OF THE INSTITUTION, THEY SHALL BE HELD TO A STRICT RULE OF HONEST AND FAIR DEALINGS BETWEEN THEMSELVES AND THE UNIVERSITY. THEY SHALL NOT USE THEIR POSITIONS, OR KNOWLEDGE GAINED THEREFROM, IN SUCH A WAY THAT A MATERIAL CONFLICT WOULD ARISE BETWEEN THE INTEREST OF THE UNIVERSITY AND THAT OF THE INDIVIDUAL. COMPLIANCE IS MONITORED WITH AN ANNUAL SURVEY. IDENTIFIED CONFLICTS ARE ANALYZED AND MANAGED ACCORDINGLY.
FORM 990, PART VI, SECTION B, LINE 15	THE DUKE UNIVERSITY COMPENSATION COMMITTEE, COMPRISED OF MEMBERS OF THE DUKE UNIVERSITY BOARD OF TRUSTEES, REVIEWS AND APPROVES ALL EXECUTIVE COMPENSATION FOR ALL DISQUALIFIED PERSONS AND OTHER KEY EMPLOYEES. DUKE UNIVERSITY HAS ADOPTED A STATEMENT OF COMPENSATION PHILOSOPHY THAT ARTICULATES BROAD OBJECTIVES TO HELP GUIDE THE DUKE UNIVERSITY COMPENSATION COMMITTEE IN ITS MISSION. THE DUKE UNIVERSITY COMPENSATION COMMITTEE ENGAGES THE SERVICES OF AN OUTSIDE EXECUTIVE COMPENSATION CONSULTING FIRM TO ESTABLISH COMPARABILITY DATA OF OTHER UNIVERSITIES OF SIMILAR SIZE AND COMPLEXITY AS DUKE UNIVERSITY. THE DUKE UNIVERSITY COMPENSATION COMMITTEE REVIEWS THE MARKET ANALYSIS THEN DETERMINES THE REASONABLENESS AND APPROPRIATENESS OF ALL ASPECTS OF EXECUTIVE COMPENSATION. THE DELIBERATIONS AND CONCLUSIONS OF THE DUKE UNIVERSITY COMPENSATION COMMITTEE ARE KEPT BY THE UNIVERSITY SECRETARY WHO RECORDS THE MINUTES OF THE COMMITTEE MEETING.
FORM 990, PART VI, SECTION C, LINE 18	IN ADDITION TO PROVIDING THE ORGANIZATION'S FORM 990 UPON REQUEST, THE ORGANIZATION'S FORM 990 IS AVAILABLE TO THE PUBLIC ON SEVERAL THIRD PARTY WEBSITES. WHILE THE ORGANIZATION DOES NOT PROVIDE THE FORM 990 DIRECTLY TO THESE THIRD PARTIES, THE FORM 990 IS OBTAINED FROM THE INTERNAL REVENUE SERVICE. THE THIRD PARTIES SUBSEQUENTLY AND INDEPENDENTLY PROVIDE ACCESS TO THE FORM 990 ON THEIR PLATFORM.
FORM 990, PART VI, SECTION C, LINE 19	DUKE UNIVERSITY'S DOCUMENTS (ARTICLES OF INCORPORATION AND ANY SUBSEQUENT AMENDMENTS OR RESTATEMENTS) ARE AVAILABLE TO THE PUBLIC ON THE NORTH CAROLINA SECRETARY OF STATE WEBSITE. DUKE UNIVERSITY MAKES ITS ORGANIZING DOCUMENTS, CONFLICT OF INTEREST POLICY, AND FINANCIAL STATEMENTS AVAILABLE TO THE PUBLIC ON ITS WEBSITE. DUKE UNIVERSITY'S CONSOLIDATED AUDITED FINANCIAL STATEMENTS ARE LOCATED AT HTTPS://RESOURCES.FINANCE.DUKE.EDU/RESOURCES/DOCS/FINANCIAL_REPORTS2019-20. PDF (WEBLINK MUST BE INPUT IN ALL LOWER CASE LETTERS).
FORM 990, PART XI, LINE 9:	CHANGES IN PERPETUAL TRUSTS & SPLIT INT AGREEMENTS -30,831,957. TRANSFER FROM DUHS 109,790,741. NONPERIODIC CHANGE -205,840,529. OTHER CHANGES -40,537,751.

Schedule R IRS990ScheduleR

Id Disregarded Entities IdDisregardedEntitiesGrp

Disregarded Entity Name DisregardedEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UK TRUST LIMITED	BusinessNameLine1Txt

Foreign Address ForeignAddress

Field	Value	IRS element (for citing)
Address Line1	19 NORCOTT ROAD	AddressLine1Txt
City	LONDON	CityNm
Country	UK	CountryCd
Foreign Postal	N167EJ	ForeignPostalCd

Field	Value	IRS element (for citing)
EIN	980555714	EIN
Primary Activities	DEVELOPMENT	PrimaryActivitiesTxt
Legal Domicile Foreign Country	UK	LegalDomicileForeignCountryCd
Total Income	$2,171,268	TotalIncomeAmt
End Of Year Assets	$233,303	EndOfYearAssetsAmt

Direct Controlling Entity Name DirectControllingEntityName

Field	Value	IRS element (for citing)
Business Name Line1	DUKE UNIVERSITY	BusinessNameLine1Txt

Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (43 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Exempt Code SectionExemptCodeSectionTxt	Public Charity StatusPublicCharityStatusTxt	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Controlled OrganizationControlledOrganizationInd	EINEIN	Direct Controlling NADirectControllingNACd
AMER ASSOC FOR GIFTED CHILDREN - 56-1686219
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
ANGIER B DUKE MEMORIAL INC
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	136113895
ASSOCIATED HEALTH SVCS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561845329
ATLANTIC COAST CONFERENCE
PO DRAWER ACC	GREENSBORO	NC	27417	ATHLETIC	NC	501(C)(3)	12 TYPE 1		0	560599082	N/A
C A CANNON CHAR TRUST NO 3
1525 W WT HARRIS BLVD D1114	CHARLOTTE	NC	28288	SUPPORT	NC	501(C)(3)	12 TYPE III-O		0	581360259	N/A
DAVID H MURDOCK RESEARCH INSTITUTE
150 RESEARCH CAMPUS DR	KANNAPOLIS	NC	28081	RESEARCH	NC	501(C)(3)	12 TYPE 1		0	208730759	N/A
DU SPECIAL VENTURES FUND INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561465177
DUKE ALUMNI ASSOCIATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561594088
DUKE CORPORATE EDUCATION
310 BLACKWELL ST	DURHAM	NC	27701	EDUCATION	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	421672476
DUKE GIFT PROPERTIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211078
DUKE GLOBAL INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	611588319
DUKE HOSPITAL AUXILIARY INC
PO BOX 2895	DURHAM	NC	27710	SUPPORT	NC	501(C)(3)	12 TYPE III-O		0	561825604	N/A
DUKE MEDICINE GLOBAL SUPP CORP- 61-1593721
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE SCHOLARLY EXHIBITS INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561701245
DUKE UNIV AFFILIATED PHYSICIANS
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	561902501
DUKE UNIV PHILANTHROPIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	571211099
DUKE UNIV SCH OF MED RESEARCH FDN 56-2247203
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)
DUKE UNIVERSITY HEALTH SYSTEM INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	HEALTHCARE	NC	501(C)(3)	LINE 3	DUKE UNIVERSITY	Yes (1)	562070036
DUMAC INC
280 S MANGUM STREET STE 210	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	900754895
DURHAM ASSET MGMT COMPANY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561757238
DURHAM REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917936
GOTHIC CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561776668
GOTHIC HSP CORPORATION
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	271325761
HIGH POINT REALTY ASSOCIATES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561917939
INNOVATIONS IN HEALTHCARE INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	320358709
KATHRINE R EVERETT CHARITABLE
PO BOX 3001	DURHAM	NC	27715	SUPPORT	NC	501(C)(3)	12 TYPE 1		0	566473809	N/A
NANALINE H DUKE TRUST
100 NORTH TRYON STREET	CHARLOTTE	NC	28202	MED. SUPPORT	NY	501(C)(3)	12 TYPE III-O	DUKE ENDOWMENT	0	237270511
RESEARCH TRIANGLE INSTITUTE
PO BOX 12194	RTP	NC	27709	RESEARCH	NC	501(C)(3)	12 TYPE III-O		0	560686338	N/A
RUTH K BROAD BIOMED RES FDN
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	650045051
SMITHSHAVER LAW SCHOOL SCHOLARSHIP FUND
ONE WEST FOURTH ST STE 1200	WINSTONSALEM	NC	27101	SCHOLARSHIPS	NC	501(C)(3)	12 TYPE 1		0	202749954	N/A
THE CTR FOR DOCUMENTARY STUDIES
1317 PETTIGREW STREET	DURHAM	NC	27705	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561655039
THE LORD FDN OF NORTH CAROLINA
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	561415423
DUKE INTEGRATED NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	463129771
DUKE QUALITY NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	461340679
DUKE JANJUN SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471150667
DUKE JULDEC SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471143245
DUKE ALLMO SERVICES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	471133466
DUKE INVESTMENT EDUCATION INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	475555092
FSB REALTY INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	811309454
DUKE AFFILIATIONS NETWORK INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	812623775
TRIANGLE FIBER GROUP
310 BLACKWELL STREET 4TH FLOOR	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY	Yes (1)	815328550
DUKE UNIV FED CRED UNION
2200 WEST MAIN STREET	DURHAM	NC	27705	BANKING	NC	501(C)(1)			0	561632379	N/A
WATTS COLLEGE OF NURSING INC
324 BLACKWELL STEET STE 850	DURHAM	NC	27701	SUPPORT	NC	501(C)(3)	12 TYPE 1	DUKE UNIVERSITY HEALTH SYSTEM INC	Yes (1)	833076664

Id Related Org Txbl Partnership IdRelatedOrgTxblPartnershipGrp (37 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Predominant Income TypePredominantIncomeTypeTxt	Disproportionate AllocationsDisproportionateAllocationsInd	General Or Managing PartnerGeneralOrManagingPartnerInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	EINEIN
BLACKWELL PARTNERS LLC - SERIES A - 20-8075455
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
CANYON BLUE INV FD 27-0186996
AVE OF STARS	LA	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
CD FUND LP - 27-0130641
MCKINNEY AVE	DALLAS	TX	75201	INVESTMENTS	TX	N/A	N/A	0	0
LYRICAL BLUE RL PT 27-2994514
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL-BLUE RGNT 45-3626577
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
SBER LUCKY STRIKE 20-3891303
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
MANGUM II LLC - 46-5135858
280 S MANGUM STREET STE 210	DURHAM	NC	27701	INVESTMENTS	NC	N/A	N/A	0	0
LS INVESTOR LLC 20-3891381
310 BLACKWELL ST	DURHAM	NC	27701	REAL ESTATE	NC	N/A	N/A	0	0
DILWEG BLUE PF LP 47-1225569
5310 S ALSTON AVE STE 210	DURHAM	NC	27713	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE RL PT IV 47-2172270
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
LYRICAL BLUE CHP PT 35-2503856
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES C - 81-1264533
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
GPE HOLDCO LLC - 47-5652832
2000 AVE OF THE STARS 11TH FL	LOS ANGELES	CA	90067	INVESTMENTS	DE	N/A	N/A	0	0
LIQUID RLT PTR II TE - 20-4362819
				INVESTMENTS	DE	N/A	N/A	0	0	10 MARKET ST 769 CAMANA BAY	GRAND CAYMAN	CJ	KY1-9006
STRATUS CAPITAL PARTNERS C LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH3 9WJ	UK
ALTOS HYBRID D LLC - 47-3996176
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES B - 47-2530719
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES D - 81-3385353
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
BLACKWELL PARTNERS LLC - SERIES E - 81-1511048
280 S MANGUM ST STE 210	DURHAM	NC	27701	INVESTMENTS	DE	N/A	N/A	0	0
ALTOS HYBRID 2D LLC - 81-5176567
2882 SAND HILL ROAD SUITE 100	MENLO PARK	CA	94025	INVESTMENTS	DE	N/A	N/A	0	0
GILEAD CAPITAL PARTNERS LP
157 COLUMBUS AVE SUITE 403	NEW YORK	NY	10023	INVESTMENTS	DE	N/A	N/A	0	0						320520146
TOWER VIEW LIMITED
				INVESTMENTS		N/A	N/A	0	0	89 NEXUS WAY CAMANA BAY	GRAND CAYMAN	CJ	KY1-9007	CJ
ENIAC SPECIAL GAMMA LLC
604 MISSION STREET 10TH FL	SAN FRANCISCO	CA	94105	INVESTMENTS	DE	N/A	N/A	0	0						855033123
FOURPOINT HOLDINGS LLC
100 ST PAUL STREET STE 400	DENVER	CO	80206	INVESTMENTS	DE	N/A	N/A	0	0						464275257
LYRICAL-BLUE 100 KINGSHIGHWAY PARTNERS LP
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0						823708328
LYRICAL-BLUE SOTP PARTNERS LP
32 N DEAN ST	ENGLEWOOD	NJ	07631	INVESTMENTS	DE	N/A	N/A	0	0						814468378
WASHINGTON GOTHIC LP
593 WASHINGTON STREET	WELLESLEY	MA	02482	INVESTMENTS	DE	N/A	N/A	0	0						834516893
DUKE TRIANGLE ENDOSCOPY CENTER LLC
1A BURTON HILLS BLVD	NASHVILLE	TN	37215	HEALTHCARE	NC	N/A	N/A	0	0						204257024
COLONY INVESTORS III LP
515 S FLOWER ST 44TH FL	LOS ANGELES	CA	90071	INVESTMENTS	DE	N/A	N/A	0	0						954665622
DWELLWORKS CO-INVESTMENT LLC
7 TIMES SQUARE STE 4307	NEW YORK	NY	10036	INVESTMENTS	DE	N/A	N/A	0	0						832165945
BEP LEGACY 1C LLC
1001 FANNIN ST STE 800	HOUSTON	TX	77002	INVESTMENTS	DE	N/A	N/A	0	0						273871932
WELLINGTON TRUST CO NA - CTF OPP FIXED INC ALLOC II POR
280 CONGRESS STREET	BOSTON	MA	02210	INVESTMENTS	DE	N/A	N/A	0	0						831264831
INNOVEX CO-INVEST FUND LP
1221 MCKINNEY ST STE 4100	HOUSTON	TX	77010	INVESTMENTS	DE	N/A	N/A	0	0						841799796
ENIAC SPECIAL DELTA LLC
604 MISSION STREET 10TH FL	SAN FRANCISCO	CA	94105	INVESTMENTS	DE	N/A	N/A	0	0						842355221
TMD HOLDINGS LLC
1603 ORRINGTON AV STE 700	EVANSTON	IL	60201	INVESTMENTS	DE	N/A	N/A	0	0						453637997
CIBOLO ENERGY PARTNERS I LP
1455 WEST LOOP SOUTH SUITE 230	HOUSTON	TX	77027	INVESTMENTS	DE	N/A	N/A	0	0						814572579
STRATUS SCP III INVESTORS - GAMMA LP
				INVESTMENTS		N/A	N/A	0	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH	UK	EH39WJ	UK

Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp (24 entries)

Address Line1USAddress/AddressLine1Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	EINEIN	Primary ActivitiesPrimaryActivitiesTxt	Legal Domicile StateLegalDomicileStateCd	Direct Controlling NADirectControllingNACd	Entity TypeEntityTypeTxt	Controlled OrganizationControlledOrganizationInd	Address Line1ForeignAddress/AddressLine1Txt	CityForeignAddress/CityNm	Province Or StateForeignAddress/ProvinceOrStateNm	CountryForeignAddress/CountryCd	Foreign PostalForeignAddress/ForeignPostalCd	Legal Domicile Foreign CountryLegalDomicileForeignCountryCd	Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt	Share Of Total IncomeShareOfTotalIncomeAmt	Share Of EOY AssetsShareOfEOYAssetsAmt	OwnershipOwnershipPct
DUKE CE LS INC
310 BLACKWELL STREET	DURHAM	NC	27701	202004016	REAL ESTATE	NC	N/A	C	0
DUKE CORP EDU INDIA PRIVATE
				421672476	CONSULTING		N/A	C	0	ACADEMIC BLOCK NEW CAMPUS	VASTRAPUR	AHMEDABAD	IN	380015	IN
DUKE CORPORATE EDUCATION LIM
				421672476	EDU CONSULT		N/A	C	0	165 FLEET STREET	LONDON		UK	EC4A 2DY	UK
DUKE CORPORATE EDUCATION RSA
				421672476	CONSULTING		N/A	C	0	GROUND FLOOR TWICKEHNHAM BLDG	BRYANSTON	JOHANNESBURG	SF	02021	SF
DUKE GLOBAL CONSULTING (KUNSHAN)
					CONSULTING		N/A	C	0	1666 WEI CHEN NAN RD	KUNSHAN PR	KUNSHAN	CH	215300	CH
DUKE MEDICAL STRATEGIES INC
2200 WEST MAIN STREET STE 920	DURHAM	NC	27705	561993799	HEALTHCARE	NC		C	Yes (1)							DUKE UNIVERSITY	-$7,000	$5,445	1.00000
DUKE MEDICINE ASIA PTE LTD
					MEDICAL RESEARCH		N/A	C	0	5 SHENTON WAY 07-00 UIC BLD	SING		SN	068808	SN
DUKE UNIVERSITY TOWER FUND
PO BOX 185	PITTSBURGH	PA	152300185	566147362	INVESTMENTS	PA	N/A	T	0
DURHAM CASUALTY COMPANY LTD
				980113277	INSURANCE		N/A	C	0	AON HOUSE 30 WOODBOURNE AVE	PEMBROKE		BD	HM 08	BD
GOTHIC INTERNATIONAL LTD
					INVESTMENTS		N/A	C	0	113 S CHURCH STREET QUEENSGATE HOU	GRAND CAYMAN		CJ	KY1-1108	CJ
MARATHON BLUE CAYMAN FUND
					INVESTMENTS		N/A	C	0	89 NEXUS WAY PO BOX 31106	GRAND CAYMAN		CJ	KY1-1205	CJ
GHI HOLDINGS MAURITIUS
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI ERP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI HSP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI JBD LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
GHI LTP LTD
					INVESTMENTS		N/A	C	0	9TH FL ORANGE TOWER CYBERCITY	EBENE		MP		MP
DUKE CE (SEA) PRIVATE LIMITED
					SUPPORT		N/A	C	0	1 RAFFLES PLACE TOWER 2	SINGAPORE		SN	048616	SN
MCP PRIVATE CAPITAL (FEEDER) FUND I LP
					INVESTMENTS		N/A	C	0	6 RUE GABRIEL LIPPMANN	LUXEMBOURG		LU	L-5365	LU
DUKE INDIA SERVICES PRIVATE LIMITED
					MEDICAL RESEARCH		N/A	C	0	302 PRIDE ELITE 10 MUSEUM ROAD	BANGALORE	KARNATAKA	IN	560001	IN
HEALTH SYSTEM MEDICAL STRATEGIES INC
324 BLACKWELL STREET STE 850	DURHAM	NC	27701	562222444	HEALTHCARE	NC		C	Yes (1)							DUHS INC
CPP OFFICE PORTFOLIO (FEEDER) LP
				981152490	REAL ESTATE		N/A	C	0	50 LOTHIAN ROAD FESTIVAL SQUARE	EDINBURGH		UK	EH3 9WJ	UK
MULBERRY HEALTH INCOSCAR
75 VARICK ST 5TH FLOOR	NEW YORK	NY	10013	461315570	HEALTH INSURANCE	DE	N/A	C	0
PALANTIR TECHNOLOGIES INC
100 HAMILTON AVE STE 300	PALO ALTO	CA	94301	680551851	INFORMATION TECHNOLOGY	DE	N/A	C	0
RAINBOW READERS PTE LIMITED
					HEALTHCARE		N/A	C	0	80 ROBINSON ROAD	SINGAPORE		SN	068898	SN

Field	Value	IRS element (for citing)
Receipt Of Int Annts Rnts Rylts	0	ReceiptOfIntAnntsRntsRyltsInd
Gift Grnt Or Cap Contri To Oth Org	Yes (1)	GiftGrntOrCapContriToOthOrgInd
Gift Grnt Cap Contri From Oth Org	Yes (1)	GiftGrntCapContriFromOthOrgInd
Loans Or Guarantees To Other Org	Yes (1)	LoansOrGuaranteesToOtherOrgInd
Loans Or Guarantees From Oth Org	0	LoansOrGuaranteesFromOthOrgInd
Div Related Organization	0	DivRelatedOrganizationInd
Asset Sale To Other Org	0	AssetSaleToOtherOrgInd
Asset Purchase From Other Org	0	AssetPurchaseFromOtherOrgInd
Asset Exchange	0	AssetExchangeInd
Rental Of Facilities To Oth Org	0	RentalOfFacilitiesToOthOrgInd
Rental Of Fclts From Oth Org	0	RentalOfFcltsFromOthOrgInd
Perform Of Services For Oth Org	0	PerformOfServicesForOthOrgInd
Perform Of Services By Other Org	0	PerformOfServicesByOtherOrgInd
Sharing Of Facilities	0	SharingOfFacilitiesInd
Paid Employees Sharing	0	PaidEmployeesSharingInd
Reimbursement Paid To Other Org	0	ReimbursementPaidToOtherOrgInd
Reimbursement Paid By Other Org	0	ReimbursementPaidByOtherOrgInd
Transfer To Other Org	Yes (1)	TransferToOtherOrgInd
Transfer From Other Org	Yes (1)	TransferFromOtherOrgInd

Transactions Related Org TransactionsRelatedOrgGrp (20 entries)

Transaction TypeTransactionTypeTxt	InvolvedInvolvedAmt	Method Of Amount DeterminationMethodOfAmountDeterminationTxt
DUKE ALUMNI ASSOCIATION INC
B	$1,143,054	FMV
DURHAM ASSET MANAGEMENT COMPANY
B	$1,667,630	FMV
DURHAM ASSET MANAGEMENT COMPANY
C	$6,664,490	FMV
DUKE GLOBAL INC
B	$2,223,922	FMV
DUKE GLOBAL INC
C	$3,009,405	FMV
DUKE GIFT PROPERTIES INC
C	$835,473	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
B	$388,860	FMV
DUKE MEDICINE GLOBAL SUPPORT CORPORATION
C	$389,720	FMV
THE DUKE UNIVERSITY SCHOOL OF MEDICINE RESEARCH FOUNDATION
C	$890,220	FMV
DUKE UNIVERSITY PHILANTHROPIES INC
C	$1,182,327	FMV
HIGH POINT REALTY INC
C	$4,811,494	FMV
RUTH K BROAD BIOMEDICAL RESEARCH FOUNDATION
C	$293,691	FMV
LORD FOUNDATION INC
C	$264,800,000	FMV
GOTHIC CORPORATION
R	$872,006,506	FMV
GOTHIC CORPORATION
S	$1,504,270,593	FMV
DUKE UNIVERITY SPECIAL VENTURES FUND INC
S	$339,358	FMV
DUKE UNIVERSITY HEALTH SYSTEM INC
S	$117,431,273	FMV
DUMAC INC
R	$12,046,228	FMV
DURHAM REALTY INC
B	$418,312	FMV
DUKE SCHOLARLY EXHIBITS
B	$95,000	FMV