JAMES AND AUNE NELSON FOUNDATION: Form 990PF, tax year 2019
View the entire original 990 at ProPublica ↗
- Organization
- JAMES AND AUNE NELSON FOUNDATION (EIN 37-1371840)
- Tax period
- 2019-01-01 to 2019-12-31
- Filed
- 2021-03-12
- IRS object ID
- 202140719349100409
- Schema version
- 2019v5.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-03-12T09:26:38-06:00 | ReturnTs |
| Tax Period End | 2019-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 371031116 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CJ SCHLOSSER & COMPANY LLC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 233 E CENTER DR | AddressLine1Txt |
| City | ALTON | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 620025931 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2019-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 371371840 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JAMES AND AUNE NELSON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | JAME | BusinessNameControlTxt |
| Phone | 6184630700 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 5146 | AddressLine1Txt |
| City | GODFREY | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62035 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | STEVE THOMPSON | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 6184630700 | PhoneNum |
| Signature | 2020-11-13 | SignatureDt |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DAVID M BARTOSIAK | PreparerPersonNm |
| PTIN | P00383784 | PTIN |
| Phone | 6184657717 | PhoneNum |
| Preparation | 2021-01-20 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2019 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $21,967,947 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $105,229 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $103,679 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $105,229 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $347,484 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $336,420 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $347,484 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $518,162 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $5,992,019 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $518,162 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $1,201 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $244 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $244 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $244 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $971,119 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $958,505 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $454,158 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $6,816 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $6,816 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $468 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $468 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $3,055 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $2,305 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $2,305 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $750 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $126,993 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $126,993 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $126,993 | OtherProfFeesAdjNetIncmAmt |
| Taxes Rev And Expnss | $21,733 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,568 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $13,568 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $10 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $656 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $656 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $3,943 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $115 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $115 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $3,828 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $163,664 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $142,981 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $142,981 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $12,528 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $812,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,012,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $976,164 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $142,981 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $142,981 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,025,028 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$5,045 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $815,524 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $311,177 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $520,037 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $346,870 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $346,870 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | $11,656 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $8,639 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $8,639 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $2,968,843 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $3,478,539 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,534,874 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $11,228,300 | CorporateStockBOYAmt |
| Corporate Stock EOY | $11,346,490 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $14,345,354 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,514,282 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,133,527 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,203,718 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $1,768,612 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $1,692,620 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $1,528,492 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $19,011,730 | TotalAssetsBOYAmt |
| Total Assets EOY | $19,006,685 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $21,967,947 | TotalAssetsEOYFMVAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $19,011,730 | RetainedEarningBOYAmt |
| Retained Earning EOY | $19,006,685 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,011,730 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,006,685 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,011,730 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $19,006,685 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,011,730 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$5,045 | ExcessRevenueOverExpensesAmt |
| Subtotal | $19,006,685 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $19,006,685 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (599 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | AcquiredAcquiredDt |
|---|---|---|---|---|---|---|---|
| 44700-US TREASURY NOTE 2.0% 06-30-24 | P | 2019-01-08 | $43,350 | $44,101 | -$751 | -$751 | |
| 95-RECKITT BENCKISER GROUP PLC | P | 2019-01-17 | $7,190 | $8,756 | -$1,566 | -$1,566 | 2017-03-17 |
| 6000-ENERGY TRANSFER LP 4.95% 06/15/ | P | 2019-01-28 | $5,991 | $5,989 | $2 | $2 | 2018-06-05 |
| 125000-US TREASURY NOTE 1.375% 03-31 | P | 2019-02-01 | $123,325 | $125,399 | -$2,074 | -$2,074 | |
| 4216.6428-DRIVE 2018-3-A2A 2.75% 10/ | P | 2019-02-15 | $3,485 | $3,485 | 2018-07-17 | ||
| 20462.1-FNA 12-M2 A2 2.717% 02/25/22 | P | 2019-02-25 | $467 | $471 | -$4 | -$4 | 2012-02-15 |
| 0.4-MULTICHOICE GROUP LIMITED SPON A | P | 2019-03-04 | $3 | $2 | $1 | $1 | 2016-10-18 |
| 5173.2144-SDART 15-3 C2.74% 01-15-21 | P | 2019-03-15 | $2,680 | $2,725 | -$45 | -$45 | 2016-09-09 |
| 10-JOHNSON & JOHNSON COMMON STOCK | P | 2019-03-28 | $1,392 | $1,203 | $189 | $189 | |
| 35-WELLS FARGO & CO | P | 2019-04-10 | $1,672 | $1,805 | -$133 | -$133 | 2014-09-25 |
| 93-MULTICHOICE GROUP LIMITED SPON AD | P | 2019-04-17 | $831 | $453 | $378 | $378 | 2016-10-18 |
| 151.778-NEW ECONOMY FUND CL F3 | P | 2019-04-29 | $7,000 | $6,807 | $193 | $193 | 2017-12-22 |
| 4211.9911-SCRT 17-4 HT 2.25% 06-25-5 | P | 2019-05-28 | $39 | $39 | $39 | 2017-12-07 | |
| 95-JOHNSON & JOHNSON COMMON STOCK | P | 2019-02-04 | $12,595 | $13,360 | -$765 | -$765 | 2018-11-02 |
| 0.93-SCOTTISH & SOUTHERN ENERGY | P | 2019-04-03 | $15 | $24 | -$9 | -$9 | 2015-05-21 |
| 500-AES CORP COM | P | 2019-05-03 | $8,512 | $6,106 | $2,406 | $2,406 | 2018-05-02 |
| 60-SOFTBANK GROUP CORP | P | 2019-05-23 | $5,662 | $3,882 | $1,780 | $1,780 | |
| 10000-COMCAST CORP GTD FXD RT SR NT | P | 2019-06-18 | $9,669 | $10,033 | -$364 | -$364 | 2016-07-13 |
| 25000-FNMA GTD PASS THRU TR REMIC TR | P | 2019-06-25 | $74 | $74 | |||
| 147-SAMPO INSURANCE COMPANY | P | 2019-07-12 | $6,905 | $3,761 | $3,144 | $3,144 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-07-25 | $49 | $49 | |||
| 85-SCHLUMBERGER LTD COM ISIN | P | 2019-08-23 | $2,800 | $2,949 | -$149 | -$149 | 2019-05-31 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2019-09-03 | $14 | $13 | $1 | $1 | 2014-08-01 |
| 17-AMERICAN TOWER CORP NEW COM | P | 2019-09-19 | $3,840 | $854 | $2,986 | $2,986 | 2011-06-17 |
| 5000-SHIRE ACQUISITIONS INVTS IRELAN | P | 2019-09-20 | $5,009 | $4,995 | $14 | $14 | 2016-09-19 |
| 19-CME GROUP INC COM | P | 2019-10-17 | $4,028 | $1,038 | $2,990 | $2,990 | |
| 145-TAIWAN SEMICONDUCTOR MFG CO SPON | P | 2019-10-24 | $7,363 | $5,840 | $1,523 | $1,523 | |
| 100-SOFTBANK GROUP CORP | P | 2019-10-30 | $3,720 | $3,209 | $511 | $511 | 2016-10-18 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-11-15 | $353 | $353 | 2016-05-03 | ||
| 31-SEATTLE GENETICS INC COM | P | 2019-11-18 | $3,606 | $2,294 | $1,312 | $1,312 | 2018-10-18 |
| 10000-APPLE INC FXD RT NOTE 1.800% | P | 2019-11-21 | $10,001 | $9,990 | $11 | $11 | 2017-05-04 |
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-12-06 | $949 | $964 | -$15 | -$15 | 2018-08-08 |
| 5000-ABBOTT LABS FXD RT | P | 2019-12-19 | $5,099 | $4,991 | $108 | $108 | 2016-11-17 |
| 60-TAIWAN SEMICONDUCTOR MFG CO SPONS | P | 2019-12-20 | $3,480 | $1,835 | $1,645 | $1,645 | 2016-10-17 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2019-12-26 | $161 | $161 | |||
| 145-WILLIAMS COS INC COM | P | 2019-12-13 | $3,299 | $3,283 | $16 | $16 | 2019-08-27 |
| 200-DBS GROUP HLDGS LTD | P | 2019-08-27 | $3,453 | $3,520 | -$67 | -$67 | 2018-11-05 |
| 191-MODERN TIMES GROUP | P | 2019-07-04 | $2,178 | $2,846 | -$668 | -$668 | |
| 200-AES CORP COM | P | 2019-05-22 | $3,303 | $2,439 | $864 | $864 | 2018-05-01 |
| 100-IRON MTN INC NEW COM | P | 2019-09-23 | $3,163 | $2,896 | $267 | $267 | 2015-10-23 |
| 570-VTECH HOLDINGS LTD | P | 2019-01-08 | $4,756 | $6,737 | -$1,981 | -$1,981 | |
| 15000-ASTRAZENECA PLC 3.5% 08/17/202 | P | 2019-01-18 | $14,942 | $14,951 | -$9 | -$9 | 2018-08-14 |
| 2000-REYNOLDS AMERICAN INC SR UNSEC | P | 2019-01-28 | $2,014 | $2,307 | -$293 | -$293 | 2018-02-16 |
| 30-JOHNSON & JOHNSON COMMON STOCK | P | 2019-02-06 | $3,994 | $4,428 | -$434 | -$434 | 2018-12-13 |
| 50706.1137-FHLMC PC GOLD POOL GO-87 | P | 2019-02-15 | $260 | $258 | $2 | $2 | 2018-08-08 |
| 83318.3928-FNCL 3.5 CA0487 LTV 10-01 | P | 2019-02-25 | $503 | $517 | -$14 | -$14 | 2017-11-16 |
| 35-PHILIP MORRIS INTERNATIONAL INC | P | 2019-03-04 | $3,129 | $3,489 | -$360 | -$360 | 2018-02-09 |
| 4330.4934-SDART 16-2 C 2.66% 11-15-2 | P | 2019-03-15 | $432 | $432 | 2016-05-03 | ||
| 10000-WELLS FARGO CO SR UNSEC 3.75% | P | 2019-04-01 | $10,264 | $9,982 | $282 | $282 | 2019-01-16 |
| 10-CHEVRON CORP | P | 2019-04-12 | $1,200 | $377 | $823 | $823 | 1997-12-17 |
| 65-IDEX CORP | P | 2019-04-18 | $10,060 | $2,928 | $7,132 | $7,132 | 2012-12-13 |
| 157.233-NEW PERSPECTIVE FUND CL F3 | P | 2019-04-29 | $7,000 | $6,769 | $231 | $231 | 2017-12-21 |
| 4366.977-SCRT 17-4 HT 3.5% 06-25-57 | P | 2019-05-28 | $40 | $40 | $40 | 2017-12-07 | |
| 100-WELLS FARGO & CO | P | 2019-02-04 | $4,905 | $4,757 | $148 | $148 | 2019-01-04 |
| 100-HUNTINGTON BANCSHARES INC | P | 2019-04-04 | $1,331 | $1,418 | -$87 | -$87 | 2018-11-02 |
| 200-AES CORP COM | P | 2019-05-06 | $3,359 | $2,442 | $917 | $917 | 2018-05-02 |
| 500-AIA GROUP LTD | P | 2019-05-23 | $4,822 | $3,391 | $1,431 | $1,431 | 2016-10-18 |
| 10000-REYNOLDS AMERN INC GTD FXD RT | P | 2019-06-18 | $10,528 | $10,339 | $189 | $189 | 2018-02-16 |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-06-25 | $40 | $40 | |||
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-07-12 | $365 | $365 | 2016-05-03 | ||
| 84000-UNITED STATES TREAS NTS 1.750% | P | 2019-07-26 | $83,592 | $83,803 | -$211 | -$211 | 2019-07-01 |
| 395-SCHLUMBERGER LTD COM | P | 2019-08-23 | $12,838 | $28,711 | -$15,873 | -$15,873 | |
| 15000-WALMART INC FXD RT SR NT 2.350 | P | 2019-09-05 | $15,252 | $14,999 | $253 | $253 | 2017-10-11 |
| 20000-BANK AMER CORP FXD RT | P | 2019-09-19 | $20,126 | $19,993 | $133 | $133 | 2015-10-14 |
| 10000-SHIRE ACQUISTIONS IRELAND DAC | P | 2019-09-23 | $10,000 | $9,992 | $8 | $8 | 2016-09-19 |
| 31-ACCENTURE PLC IRELAND | P | 2019-10-18 | $5,792 | $1,660 | $4,132 | $4,132 | 2012-01-17 |
| 45-SVB FINL GROUP COM | P | 2019-10-25 | $9,664 | $8,956 | $708 | $708 | 2018-12-13 |
| 62-SEMPRA ENERGY COM | P | 2019-10-30 | $8,756 | $5,583 | $3,173 | $3,173 | 2015-09-11 |
| 18-AON PLC SHS CL A | P | 2019-11-18 | $3,549 | $2,601 | $948 | $948 | 2018-08-24 |
| 252-TAIWAN SEMICONDUCTOR MFG CO SPON | P | 2019-11-18 | $13,564 | $8,140 | $5,424 | $5,424 | |
| 15000-CISCO SYS INC FXD RT SR NT 2.2 | P | 2019-11-21 | $15,156 | $14,969 | $187 | $187 | 2016-09-13 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-12-06 | $22 | $24 | -$2 | -$2 | |
| 40-ABBOTT LABS COM | P | 2019-12-20 | $3,475 | $3,537 | -$62 | -$62 | 2019-07-22 |
| 7-TRANSDIGM GROUP INC COM | P | 2019-12-20 | $4,138 | $1,402 | $2,736 | $2,736 | 2017-04-06 |
| 4000-UNITED STATES TREAS NTS 1.500% | P | 2019-12-30 | $3,956 | $3,967 | -$11 | -$11 | 2019-12-11 |
| 70-WILLIAMS COS INC COM | P | 2019-12-20 | $1,661 | $1,553 | $108 | $108 | 2019-08-27 |
| 30-HP INC COM | P | 2019-10-08 | $493 | $736 | -$243 | -$243 | 2018-11-02 |
| 299-MODERN TIMES GROUP | P | 2019-09-02 | $2,613 | $4,115 | -$1,502 | -$1,502 | |
| 100-AES CORP COM | P | 2019-05-23 | $1,667 | $1,219 | $448 | $448 | 2018-05-01 |
| 32-IRON MTN INC NEW COM | P | 2019-09-26 | $998 | $927 | $71 | $71 | 2015-10-23 |
| 100-VTECH HOLDINGS LTD | P | 2019-01-08 | $835 | $1,165 | -$330 | -$330 | 2016-10-17 |
| 84847.0612-G2SF 4.5 MA565212-20-48 | P | 2019-01-22 | $153 | $158 | -$5 | -$5 | 2018-12-12 |
| 20928.928-FNA 12-M2 A2 2.717% 02/25/ | P | 2019-01-28 | $845 | $853 | -$8 | -$8 | 2012-02-15 |
| 10-JOHNSON & JOHNSON COMMON STOCK | P | 2019-02-06 | $1,331 | $1,191 | $140 | $140 | 2016-09-27 |
| 2711.95-CRART 15-1 A4 1.82% 09-15-20 | P | 2019-02-15 | $885 | $885 | 2015-03-04 | ||
| 14436.5824-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-02-25 | $25 | $27 | -$2 | -$2 | 2011-08-12 |
| 115-STARBUCKS CORP | P | 2019-03-05 | $8,226 | $2,915 | $5,311 | $5,311 | 2012-11-28 |
| 136-SES FDR CL A (PARIS) | P | 2019-03-19 | $2,372 | $3,536 | -$1,164 | -$1,164 | |
| 5000-WELLS FARGO CO SR UNSEC 4.15% 0 | P | 2019-04-01 | $5,209 | $4,991 | $218 | $218 | 2019-01-16 |
| 20000-DRIVE 2018-3-A2A 2.75% 10/15/2 | P | 2019-04-15 | $809 | $809 | 2018-07-17 | ||
| 84019.9424-G2SF 4.5 MA565212-20-48 | P | 2019-04-22 | $412 | $426 | -$14 | -$14 | 2018-12-12 |
| 35-SCHLUMBERGER LTD | P | 2019-04-29 | $1,522 | $2,703 | -$1,181 | -$1,181 | 2018-01-18 |
| 310-EXELON CORPORATION | P | 2019-01-03 | $13,712 | $13,404 | $308 | $308 | 2018-11-02 |
| 115-WELLS FARGO & CO | P | 2019-02-04 | $5,636 | $7,372 | -$1,736 | -$1,736 | 2018-01-30 |
| 200-NTT DOCOMO | P | 2019-04-04 | $4,297 | $4,443 | -$146 | -$146 | 2018-11-02 |
| 100-AES CORP COM | P | 2019-05-07 | $1,648 | $1,221 | $427 | $427 | |
| 45-MONDELEZ INTL INC CL A | P | 2019-05-30 | $2,305 | $2,057 | $248 | $248 | |
| 21.055-FUNDAMENTAL INVESTORS CLASS F | P | 2019-06-19 | $1,236 | $1,361 | -$125 | -$125 | 2018-09-14 |
| 1000-BCA MARKETPLACE PLC SHS | P | 2019-06-26 | $3,054 | $2,717 | $337 | $337 | |
| 30-STATE STR CORP COM | P | 2019-07-12 | $1,656 | $2,914 | -$1,258 | -$1,258 | 2017-12-20 |
| 10000-FREDDIE MAC SEASONED CR RISK T | P | 2019-07-26 | $88 | $90 | -$2 | -$2 | 2019-05-08 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-08-26 | $1,795 | $1,933 | -$138 | -$138 | |
| 185-MONDELEZ INTL INC CL A | P | 2019-09-06 | $10,476 | $8,080 | $2,396 | $2,396 | |
| 30-CME GROUP INC COM | P | 2019-09-19 | $6,378 | $1,644 | $4,734 | $4,734 | 2012-08-31 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-09-25 | $22 | $24 | -$2 | -$2 | |
| 95-DENSO CORP | P | 2019-10-18 | $4,250 | $2,986 | $1,264 | $1,264 | 2012-02-09 |
| 200-MURATA | P | 2019-10-25 | $10,783 | $4,378 | $6,405 | $6,405 | 2011-06-17 |
| FNMA GTD PASS THRU TR REMIC TR 2012- | P | 2019-10-30 | $1,711 | $1,711 | |||
| 20-BROADCOM INC COM | P | 2019-11-18 | $6,258 | $4,964 | $1,294 | $1,294 | |
| 42-VISA INC COM CL A | P | 2019-11-18 | $7,547 | $3,438 | $4,109 | $4,109 | |
| 3000-SHERWIN-WILLIAMS CO FXD RT SR N | P | 2019-11-21 | $3,049 | $2,998 | $51 | $51 | 2017-05-02 |
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-12-06 | $1,519 | $1,541 | -$22 | -$22 | 2017-11-16 |
| 25-EOG RES INC COM | P | 2019-12-20 | $2,058 | $2,058 | 2019-07-16 | ||
| 17-VISA INC COM CL A | P | 2019-12-20 | $3,192 | $1,363 | $1,829 | $1,829 | 2016-08-18 |
| 28-NATIONAL GRID PLC REGISTERED SHS | P | 2019-09-26 | $302 | $265 | $37 | $37 | 2019-08-16 |
| 2200-BCA MARKETPLACE PLC SHS | P | 2019-06-26 | $6,724 | $6,149 | $575 | $575 | |
| 185-OCCIDENTAL PETE CORP COM | P | 2019-09-09 | $8,304 | $12,605 | -$4,301 | -$4,301 | |
| 180-MODERN TIMES GROUP | P | 2019-10-29 | $1,457 | $2,445 | -$988 | -$988 | |
| 65-AES CORP COM | P | 2019-06-03 | $1,032 | $793 | $239 | $239 | 2018-05-01 |
| 137-LILLY ELI & CO COM | P | 2019-12-12 | $16,608 | $15,150 | $1,458 | $1,458 | |
| 5000-ANHEUSER-BUSCH INBEV SR UNSEC 2 | P | 2019-01-11 | $4,956 | $4,984 | -$28 | -$28 | 2016-01-13 |
| 381-ERICSSON (LM) B | P | 2019-01-22 | $3,226 | $2,793 | $433 | $433 | 2018-01-18 |
| 35-WELLS FARGO & CO | P | 2019-01-28 | $1,729 | $1,842 | -$113 | -$113 | 2014-07-02 |
| 512-AES CORP COM | P | 2019-02-07 | $8,685 | $5,874 | $2,811 | $2,811 | |
| 7852.8474-SDART 15-3 C2.74% 01-15-21 | P | 2019-02-15 | $2,933 | $2,983 | -$50 | -$50 | 2016-09-09 |
| 14436.5824-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-02-25 | $5 | $5 | 2018-02-14 | ||
| 30-GILEAD SCIENCES INC | P | 2019-03-06 | $1,886 | $2,108 | -$222 | -$222 | 2018-06-04 |
| 84432.1448-G2SF 4.5 MA565212-20-48 | P | 2019-03-20 | $229 | $237 | -$8 | -$8 | 2018-12-12 |
| 45000-US TREASURY NOTE 1.25% 03-31-1 | P | 2019-04-01 | $45,000 | $45,058 | -$58 | -$58 | 2017-04-19 |
| 50035.0846-FHLMC PC GOLD POOL GO-87 | P | 2019-04-15 | $375 | $372 | $3 | $3 | 2018-08-08 |
| 3179.5468-G2RF 6.64 AA7554 07-20-64 | P | 2019-04-22 | $812 | $897 | -$85 | -$85 | 2014-08-01 |
| 4000-AT&T INC SR GLBL FL NT 0.0% 06/ | P | 2019-05-01 | $4,025 | $4,000 | $25 | $25 | 2018-08-16 |
| 93-BNP PARIBAS | P | 2019-01-07 | $4,321 | $5,305 | -$984 | -$984 | |
| 100-JOHNSON & JOHNSON COMMON STOCK | P | 2019-02-06 | $13,294 | $14,063 | -$769 | -$769 | 2018-11-02 |
| 300-NATIONAL GRID PLC | P | 2019-04-05 | $3,262 | $4,519 | -$1,257 | -$1,257 | 2015-02-27 |
| 45000-SANTANDER DRIVE AUTO RECEIVABL | P | 2019-05-05 | $2,371 | $2,371 | 2016-09-09 | ||
| 15-MOODYS CORP COM | P | 2019-05-30 | $2,807 | $1,531 | $1,276 | $1,276 | 2015-03-18 |
| 12-LVMH | P | 2019-06-19 | $4,922 | $1,971 | $2,951 | $2,951 | 2016-05-17 |
| 1715-BCA MARKETPLACE PLC SHS | P | 2019-06-27 | $5,236 | $4,485 | $751 | $751 | |
| 18-SAMPO INSURANCE COMPANY | P | 2019-07-15 | $847 | $461 | $386 | $386 | 2012-04-23 |
| 5000-VODAFONE GROUP PLC NEW NT 3.750 | P | 2019-07-29 | $5,238 | $4,958 | $280 | $280 | 2018-05-23 |
| 25000-FNMA GTD PASS THRU TR REMIC TR | P | 2019-08-26 | $264 | $264 | |||
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-09-09 | $762 | $774 | -$12 | -$12 | 2018-08-08 |
| 25000-CITGROUP INC FXD RT SR NT 2.35 | P | 2019-09-19 | $25,064 | $25,015 | $49 | $49 | |
| 25000-FNMA GTD PASS THRU TR REMIC TR | P | 2019-09-25 | $164 | $164 | |||
| 90-COMCAST CORP CL A | P | 2019-10-18 | $4,101 | $865 | $3,236 | $3,236 | 2000-11-15 |
| 31-CARLSBERG NATIONAL | P | 2019-10-25 | $4,419 | $2,931 | $1,488 | $1,488 | 2017-04-12 |
| 95-DEERE & CO | P | 2019-11-01 | $16,690 | $12,164 | $4,526 | $4,526 | 2017-07-27 |
| 10000-CALIFORNIA ST TAXABLE GO HIGH | P | 2019-11-18 | $10,000 | $10,000 | 2017-04-21 | ||
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2019-11-19 | $262 | $274 | -$12 | -$12 | 2019-10-04 |
| 3000-SHERWIN-WILLIAMS CO FXD RT SR N | P | 2019-11-21 | $3,152 | $2,989 | $163 | $163 | 2017-05-02 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2019-12-06 | $217 | $213 | $4 | $4 | 2014-08-01 |
| 2-ABBOTT LABS COM | P | 2019-12-20 | $174 | $125 | $49 | $49 | 2018-01-30 |
| 46622-GNMA II GTD MTG PASS THRU STFS | P | 2019-12-20 | $1,043 | $1,043 | |||
| 60-NORDEA BANK ABP REGISTERED SHS | P | 2019-08-21 | $366 | $380 | -$14 | -$14 | 2019-08-13 |
| 3200-BCA MARKETPLACE PLC SHS | P | 2019-06-27 | $9,770 | $8,944 | $826 | $826 | |
| 0.925-TRUIST FINL CORP COM | P | 2019-12-09 | $51 | $42 | $9 | $9 | 2019-01-31 |
| 116-NORDIC ENTERTAINMENT GROUP | P | 2019-05-28 | $3,016 | $3,258 | -$242 | -$242 | |
| 200-AES CORP COM | P | 2019-06-04 | $3,196 | $2,439 | $757 | $757 | 2018-05-01 |
| 130-OCCIDENTAL PETE CORP COM | P | 2019-09-12 | $5,932 | $8,536 | -$2,604 | -$2,604 | |
| 7701.391-DRIVE 2018-3-A2A 2.75% 10/1 | P | 2019-01-15 | $4,280 | $4,280 | 2018-07-17 | ||
| 4574.5749-G2RF 6.64 AA7554 07-20-64 | P | 2019-01-22 | $141 | $156 | -$15 | -$15 | 2014-08-01 |
| 3000-REYNOLDS AMERICAN INC SR UNSEC | P | 2019-01-29 | $3,029 | $3,460 | -$431 | -$431 | |
| 13-BOEING CO | P | 2019-02-07 | $5,261 | $970 | $4,291 | $4,291 | 2011-06-17 |
| 4762.2227-SDART 16-2 C 2.66% 11-15-2 | P | 2019-02-15 | $238 | $238 | 2016-05-03 | ||
| 5-HERMES INTERNATIONAL | P | 2019-02-25 | $3,168 | $2,491 | $677 | $677 | 2017-06-30 |
| 17000-PFIZER INC SR UNSEC 3.2% 09-15 | P | 2019-03-06 | $17,512 | $16,965 | $547 | $547 | 2018-09-04 |
| 104800-US TREASURY I/L FRNO .625% 04 | P | 2019-03-20 | $106,941 | $105,912 | $1,029 | $1,029 | |
| 120000-US TREASURY NOTE 2.375% 02-29 | P | 2019-04-02 | $121,134 | $119,693 | $1,441 | $1,441 | |
| 983.6548-CRART 15-1 A4 1.82% 09-15-2 | P | 2019-04-15 | $902 | $902 | 2015-03-04 | ||
| 45000-FIRSTENERGY CORP SR UNSEC 4.25 | P | 2019-04-25 | $46,788 | $47,892 | -$1,104 | -$1,104 | |
| 4000-ENERGY TRANSFER LP 4.95% 06/15/ | P | 2019-05-01 | $4,228 | $3,993 | $235 | $235 | 2018-06-05 |
| 21-BNP PARIBAS | P | 2019-01-08 | $985 | $1,198 | -$213 | -$213 | 2016-11-02 |
| 100-AES CORP COM | P | 2019-02-19 | $1,708 | $1,221 | $487 | $487 | 2018-05-02 |
| 340-SCOTTISH & SOUTHERN ENERGY | P | 2019-04-05 | $5,105 | $8,889 | -$3,784 | -$3,784 | 2015-05-21 |
| 25000-CALIFORNIA REP AUTO RECEIVABLE | P | 2019-05-15 | $792 | $791 | $1 | $1 | 2015-03-04 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2019-06-03 | $154 | $143 | $11 | $11 | 2014-08-01 |
| 4818.27-AMERICAN FUNDS INFLATION | P | 2019-06-19 | $47,556 | $46,352 | $1,204 | $1,204 | 2018-01-11 |
| 20000-WELLS FARGO & CO MEDIUM TERM S | P | 2019-06-27 | $20,148 | $19,982 | $166 | $166 | 2017-07-17 |
| 10000-CALIFORNIA REP AUTO RECEIVABLE | P | 2019-07-15 | $8,973 | $8,968 | $5 | $5 | 2015-03-04 |
| 5000-VODAFONE GROUP PLC NEW NT 4.125 | P | 2019-07-29 | $5,365 | $4,951 | $414 | $414 | 2018-05-23 |
| 10000-FREDDIE MAC SEASONED CR RISK T | P | 2019-08-26 | $105 | $105 | |||
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-09-09 | $1,949 | $1,977 | -$28 | -$28 | 2017-11-16 |
| 34-CROWN CASTLE INTL CORP NEW COM | P | 2019-09-19 | $4,798 | $3,104 | $1,694 | $1,694 | 2016-10-25 |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-09-25 | $25 | $25 | |||
| 10-TEXAS INSTRUMENTS INC | P | 2019-10-18 | $1,296 | $696 | $600 | $600 | 2016-10-21 |
| 15-ASML HOLDING | P | 2019-10-25 | $3,956 | $536 | $3,420 | $3,420 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-11-01 | $42 | $42 | 2017-12-07 | ||
| 13-COSTCO WHOLESALE CORP NEW COM | P | 2019-11-18 | $3,971 | $3,046 | $925 | $925 | |
| 24-SAP AG SYSTEM | P | 2019-11-19 | $3,290 | $2,744 | $546 | $546 | |
| 5000-CONOCOPHILLIPS CO GTD FXD RT NT | P | 2019-11-22 | $5,740 | $4,998 | $742 | $742 | 2016-03-03 |
| 19432-GNMA II GTD MTG PASS THRU CTFS | P | 2019-12-09 | $18,936 | $18,773 | $163 | $163 | 2019-08-27 |
| 53-ACTIVISION BLIZZARD INC COM | P | 2019-12-20 | $3,148 | $3,769 | -$621 | -$621 | 2018-08-22 |
| 8-SARTORIUS AG VORZ AK T OHNE STIMMR | P | 2019-12-23 | $1,720 | $1,260 | $460 | $460 | 2019-02-11 |
| 15-BOEING CO COM | P | 2019-12-16 | $4,924 | $5,653 | -$729 | -$729 | 2019-09-12 |
| 700-GREENE KING PLC SHS | P | 2019-08-21 | $7,128 | $4,954 | $2,174 | $2,174 | 2018-12-03 |
| 100-VERIZON COMMUNICATIONS INC COM | P | 2019-07-31 | $5,563 | $5,716 | -$153 | -$153 | 2018-11-05 |
| 136-NORDIC ENTERTAINMENT GROUP | P | 2019-06-04 | $3,491 | $3,430 | $61 | $61 | |
| 7-AMERICAN TOWER CORP NEW COM | P | 2019-07-01 | $1,413 | $964 | $449 | $449 | 2018-02-22 |
| 100-OCCIDENTAL PETE CORP COM | P | 2019-09-18 | $4,462 | $6,566 | -$2,104 | -$2,104 | 2017-10-24 |
| 50965.9684-FHLMC PC GOLD POOL GO-87 | P | 2019-01-15 | $277 | $274 | $3 | $3 | 2018-08-08 |
| 0.123-CIGNA CORP NEW COM | P | 2019-01-23 | $24 | $22 | $2 | $2 | 2011-11-29 |
| 20000-SHELL INTL FINANCE SR UNSEC 3. | P | 2019-01-29 | $20,385 | $19,908 | $477 | $477 | |
| 30-DEERE & CO | P | 2019-02-07 | $4,817 | $3,931 | $886 | $886 | 2017-10-24 |
| 84661.5453-G2SF 4.5 MA565212-20-48 | P | 2019-02-20 | $186 | $192 | -$6 | -$6 | 2018-12-12 |
| 40-JARDINE MATHESON | P | 2019-02-25 | $2,839 | $2,473 | $366 | $366 | 2014-03-27 |
| 70-GILEAD SCIENCES INC | P | 2019-03-06 | $4,401 | $5,919 | -$1,518 | -$1,518 | 2017-09-11 |
| 3991.9622-G2RF 6.64 AA7554 07-20-64 | P | 2019-03-20 | $118 | $130 | -$12 | -$12 | 2014-08-01 |
| 250000-US TREASURY NOTE 2.375% 02-29 | P | 2019-04-02 | $252,363 | $248,066 | $4,297 | $4,297 | |
| 2371.4757-SDART 15-3 C2.74% 01-15-21 | P | 2019-04-15 | $2,802 | $2,849 | -$47 | -$47 | 2016-09-09 |
| 20254.177-FNA 12-M2 A2 2.717% 02/25/ | P | 2019-04-25 | $38 | $38 | 2012-02-15 | ||
| 40-TORONTO DOMINION BANK | P | 2019-05-01 | $2,280 | $2,312 | -$32 | -$32 | 2018-06-20 |
| 95-CME GROUP INC | P | 2019-01-08 | $17,309 | $8,486 | $8,823 | $8,823 | 2016-02-03 |
| 65-AES CORP COM | P | 2019-02-20 | $1,116 | $794 | $322 | $322 | 2018-05-02 |
| 115-HUNTINGTON BANCSHARES INC | P | 2019-04-08 | $1,533 | $1,631 | -$98 | -$98 | 2018-11-02 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-05-15 | $422 | $422 | 2016-05-03 | ||
| 40-ACCENTURE PLC IRELAND | P | 2019-06-04 | $7,082 | $5,826 | $1,256 | $1,256 | |
| 121.026-FUNDAMENTAL INVESTORS CLASS | P | 2019-06-19 | $7,107 | $7,804 | -$697 | -$697 | 2018-01-11 |
| 85000-UNITED STATES TREAS NTS 2.000% | P | 2019-07-01 | $85,839 | $85,597 | $242 | $242 | 2019-06-17 |
| 5000-FORD CR FLOORPLAN MASTER OWNER | P | 2019-07-15 | $5,000 | $4,990 | $10 | $10 | 2016-07-19 |
| 5000-FREDDIE MAS SEASONED CR RISK TR | P | 2019-08-01 | $34 | $32 | $2 | $2 | 2017-12-07 |
| 200-PRUDENTIAL PLC | P | 2019-08-27 | $3,308 | $3,541 | -$233 | -$233 | 2016-08-04 |
| 50000-FEDERAL NATL MTG ASSN BENCHMAR | P | 2019-09-12 | $50,000 | $49,719 | $281 | $281 | 2014-07-24 |
| 25-DANAHER CORP COM | P | 2019-09-19 | $3,657 | $982 | $2,675 | $2,675 | 2011-06-17 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2019-09-26 | $192 | $198 | -$6 | -$6 | |
| 45-AMERICAN TOWER CORP NEW COM | P | 2019-10-22 | $10,202 | $2,261 | $7,941 | $7,941 | 2011-06-17 |
| 800-AIA GROUP LTD | P | 2019-10-25 | $7,608 | $3,836 | $3,772 | $3,772 | |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2019-11-01 | $212 | $207 | $5 | $5 | 2014-08-01 |
| 186.732-FUNDAMENTAL INVESTORS CLASS | P | 2019-11-18 | $11,779 | $12,040 | -$261 | -$261 | 2018-01-11 |
| 37-ESSILORLUXOTTICA SA | P | 2019-11-19 | $5,756 | $4,759 | $997 | $997 | |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2019-11-25 | $191 | $197 | -$6 | -$6 | |
| 95-COCA COLA COMPANY | P | 2019-12-09 | $5,143 | $3,995 | $1,148 | $1,148 | 2015-10-09 |
| 4-ALPHABET INC CAP STK CL C | P | 2019-12-20 | $5,405 | $997 | $4,408 | $4,408 | 2011-06-17 |
| 7-SARTORIUS AG VORZ AK T OHNE STIMMR | P | 2019-12-23 | $1,505 | $1,206 | $299 | $299 | 2019-02-19 |
| 5-BOEING CO COM | P | 2019-12-27 | $1,655 | $1,884 | -$229 | -$229 | 2019-09-12 |
| 700-GREENE KING PLC SHS | P | 2019-09-09 | $7,251 | $4,954 | $2,297 | $2,297 | 2018-12-03 |
| 20-VERIZON COMMUNICATIONS INC COM | P | 2019-08-01 | $1,120 | $1,143 | -$23 | -$23 | 2018-11-05 |
| 89-NORDIC ENTERTAINMENT GROUP | P | 2019-07-18 | $2,165 | $2,230 | -$65 | -$65 | |
| 44.999-CORTEVA INC COM | P | 2019-07-30 | $1,304 | $703 | $601 | $601 | |
| 50-OCCIDENTAL PETE CORP COM | P | 2019-09-19 | $2,250 | $3,283 | -$1,033 | -$1,033 | 2017-10-24 |
| 3597.21-CRART 15-1 A4 1.82% 09-15-20 | P | 2019-01-15 | $860 | $860 | 2015-03-04 | ||
| 2000-PEPSICO INC SR UNSEC 1.7% 10-06 | P | 2019-01-23 | $1,940 | $1,997 | -$57 | -$57 | 2016-10-03 |
| 10000-ENLINK MIDSTREAM PARTNERS SR U | P | 2019-01-29 | $9,500 | $10,226 | -$726 | -$726 | |
| 169-GODADDY INC CL A | P | 2019-02-07 | $11,710 | $8,164 | $3,546 | $3,546 | |
| 4109.9873-G2RF 6.64 AA7554 07-20-64 | P | 2019-02-20 | $465 | $513 | -$48 | -$48 | 2014-08-01 |
| 12-L'OREAL | P | 2019-02-25 | $3,058 | $1,448 | $1,610 | $1,610 | 2011-06-17 |
| 90-GILEAD SCIENCES INC | P | 2019-03-07 | $5,615 | $7,548 | -$1,933 | -$1,933 | |
| 65-HEXCEL CORP | P | 2019-03-21 | $4,495 | $2,628 | $1,867 | $1,867 | 2013-10-18 |
| 100000-US TREASURY NOTE 2.375% 02-29 | P | 2019-04-02 | $100,944 | $99,227 | $1,717 | $1,717 | 2019-03-01 |
| 3860.4458-SDART 16-2 C 2.66% 11-15-2 | P | 2019-04-15 | $470 | $470 | 2016-05-03 | ||
| 82402.5213-FNCL 3.5 CA0487 LTV 10-01 | P | 2019-04-25 | $377 | $387 | -$10 | -$10 | 2017-11-16 |
| 5000-ANADARKO PETROLEUM CORP SR UNSE | P | 2019-05-01 | $5,646 | $5,004 | $642 | $642 | 2016-04-05 |
| 0.5-INTERCONTL HOTELS ORD | P | 2019-01-14 | $28 | $29 | -$1 | -$1 | 2018-11-02 |
| 200-GILEAD SCIENCES INC | P | 2019-03-14 | $12,923 | $16,281 | -$3,358 | -$3,358 | |
| 300-NATIONAL GRID PLC | P | 2019-04-08 | $3,260 | $4,519 | -$1,259 | -$1,259 | 2015-02-27 |
| 60-ROYAL DUTCH SHELL PLC | P | 2019-05-22 | $3,881 | $4,280 | -$399 | -$399 | 2018-09-26 |
| 25000-FHLMC MULTICLASS MTG PARN CTFS | P | 2019-06-04 | $25,174 | $24,600 | $574 | $574 | 2017-09-22 |
| 740.309-THE INVESTMENT COMPANY OF AM | P | 2019-06-19 | $28,087 | $29,857 | -$1,770 | -$1,770 | 2017-12-18 |
| 5000-FREDDIE MAS SEASONED CR RISK TR | P | 2019-07-01 | $835 | $835 | $835 | 2017-12-07 | |
| 5000-AMERICAN INTL GROUP INC FXD RT | P | 2019-07-16 | $5,000 | $4,990 | $10 | $10 | 2014-07-09 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2019-08-01 | $105 | $95 | $10 | $10 | 2014-08-01 |
| 100-MURATA MFG CO LTD FIRST SECTION | P | 2019-08-28 | $4,117 | $5,166 | -$1,049 | -$1,049 | 2018-12-05 |
| 10000-JOHNSON & JOHNSON FXD RT SR NT | P | 2019-09-12 | $10,440 | $9,990 | $450 | $450 | 2017-02-28 |
| 23-EQUIFAX INC | P | 2019-09-19 | $3,264 | $2,417 | $847 | $847 | |
| 10-LVMH | P | 2019-09-27 | $3,943 | $1,643 | $2,300 | $2,300 | 2016-05-17 |
| 130-COMCAST CORP CL A | P | 2019-10-22 | $5,970 | $1,250 | $4,720 | $4,720 | 2000-11-15 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-10-25 | $22 | $24 | -$2 | -$2 | |
| 41825-GNMA II GTD MTG PASS THRU CTFS | P | 2019-11-07 | $4,803 | $4,692 | $111 | $111 | 2019-09-16 |
| 23-GLOBAL PMTS INC COM | P | 2019-11-18 | $4,146 | $2,092 | $2,054 | $2,054 | 2017-07-17 |
| 27-SAFRAN SA PARIS SHS | P | 2019-11-19 | $4,490 | $3,702 | $788 | $788 | 2018-10-02 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-11-25 | $22 | $24 | -$2 | -$2 | |
| 4000-OCCIDENTAL PETE CORP FXD RT SR | P | 2019-12-11 | $4,015 | $3,995 | $20 | $20 | 2019-08-06 |
| 19-AMERICAN TOWER CORP NEW COM | P | 2019-12-20 | $4,329 | $955 | $3,374 | $3,374 | 2011-06-17 |
| 50-OBIC CO LTD TOKYO SHS | P | 2019-12-23 | $6,605 | $5,285 | $1,320 | $1,320 | 2019-04-08 |
| 70-HP INC COM | P | 2019-10-08 | $1,151 | $1,269 | -$118 | -$118 | 2019-09-03 |
| 800-GREENE KING PLC SHS | P | 2019-09-25 | $8,365 | $5,618 | $2,747 | $2,747 | |
| 145-WILLIAMS COS INC COM | P | 2019-12-20 | $3,448 | $2,988 | $460 | $460 | |
| 134-NORDIC ENTERTAINMENT GROUP | P | 2019-07-24 | $3,276 | $3,307 | -$31 | -$31 | |
| 21-CROWN CASTLE INTL CORP NEW COM | P | 2019-07-01 | $2,717 | $1,974 | $743 | $743 | |
| 345-PFIZER INC COM | P | 2019-12-05 | $13,094 | $11,997 | $1,097 | $1,097 | |
| 13000-KROGER CO SR UNSEC 2.0% 01-15- | P | 2019-01-15 | $13,000 | $12,985 | $15 | $15 | 2016-01-08 |
| 814-ERICSSON (LM) B | P | 2019-01-24 | $6,948 | $5,480 | $1,468 | $1,468 | |
| 8000-PEPSICO INC SR UNSEC 1.7% 10-06 | P | 2019-01-29 | $7,760 | $7,989 | -$229 | -$229 | 2016-10-03 |
| 10000-GOLDMAN SACHS GROUP SR UNSEC 3 | P | 2019-02-07 | $9,888 | $9,950 | -$62 | -$62 | 2017-01-24 |
| 130-WELLS FARGO & CO | P | 2019-02-20 | $6,443 | $6,768 | -$325 | -$325 | |
| 42-NESTLE SA REG | P | 2019-02-25 | $3,810 | $3,281 | $529 | $529 | 2016-07-07 |
| 100-HUNTINGTON BANCSHARES INC | P | 2019-03-07 | $1,370 | $1,480 | -$110 | -$110 | 2017-12-08 |
| 20291.8868-FNA 12-M2 A2 2.717% 02/25 | P | 2019-03-25 | $170 | $172 | -$2 | -$2 | 2012-02-15 |
| 200-NTT DOCOMO | P | 2019-04-02 | $4,333 | $3,939 | $394 | $394 | |
| 4.493-FUNDAMENTAL INVESTORS CL F3 | P | 2019-04-16 | $270 | $290 | -$20 | -$20 | 2018-09-14 |
| 14373.1037-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-04-25 | $28 | $30 | -$2 | -$2 | 2011-08-12 |
| 26-MULTICHOICE GROUP LIMITED SPON AD | P | 2019-05-03 | $231 | $150 | $81 | $81 | |
| 34-KUEHNE & NAGEL INTERNATIONAL AG | P | 2019-01-15 | $4,389 | $5,958 | -$1,569 | -$1,569 | |
| 200-HUNTINGTON BANCSHARES INC | P | 2019-03-15 | $2,746 | $2,836 | -$90 | -$90 | 2018-11-02 |
| 55-WALGREENS BOOTS ALLIANCE INC | P | 2019-04-11 | $2,940 | $4,389 | -$1,449 | -$1,449 | 2018-11-02 |
| 25-ACCENTURE PLC IRELAND | P | 2019-05-22 | $4,526 | $3,970 | $556 | $556 | 2018-01-16 |
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-06-07 | $487 | $495 | -$8 | -$8 | 2018-08-08 |
| 330.079-THE NEW ECONOMY FUND CLASS F | P | 2019-06-19 | $14,847 | $14,804 | $43 | $43 | 2017-12-22 |
| 46660-GNMA II GTD MTG PASS THRU CTFS | P | 2019-07-01 | $233 | $226 | $7 | $7 | 2014-08-01 |
| 85000-GNMA II GTD MTG PASS THRU STFS | P | 2019-07-22 | $1,277 | $1,277 | |||
| 25000-SOUTHERN CALIF EDISON CO FXD R | P | 2019-08-02 | $27,741 | $27,563 | $178 | $178 | 2019-08-01 |
| 210000-UNITED STATES TREAS NTS 2.250 | P | 2019-08-28 | $218,146 | $209,409 | $8,737 | $8,737 | 2019-04-29 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-09-13 | $348 | $348 | 2016-05-03 | ||
| 33-MOODYS CORP COM | P | 2019-09-19 | $7,169 | $3,368 | $3,801 | $3,801 | 2015-03-18 |
| 5000-PFIZER INC FXD RATE SR NT 2.800 | P | 2019-10-01 | $5,120 | $5,000 | $120 | $120 | 2019-03-04 |
| 30-GLOBAL PMTS INC COM | P | 2019-10-22 | $4,775 | $2,729 | $2,046 | $2,046 | 2017-07-17 |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-10-25 | $44 | $44 | |||
| 46622-GNMA II GTD MTG PASS THRU CTFS | P | 2019-11-07 | $720 | $747 | -$27 | -$27 | 2019-08-27 |
| 26-HENRY JACK & ASSOC INC COM | P | 2019-11-18 | $3,909 | $754 | $3,155 | $3,155 | 2011-06-17 |
| 62-ASTRAZENECA PLC | P | 2019-11-19 | $5,904 | $4,455 | $1,449 | $1,449 | 2014-09-23 |
| 25000-FNMA GTD PASS THRU TR REMIC TR | P | 2019-11-25 | $136 | $136 | |||
| 5000-CARMAX AUTO OWNER TR | P | 2019-12-11 | $337 | $337 | 2019-04-09 | ||
| 17-APPLE INC COM | P | 2019-12-20 | $4,760 | $1,837 | $2,923 | $2,923 | 2016-09-13 |
| 33-NESTLE SA | P | 2019-12-23 | $3,565 | $1,802 | $1,763 | $1,763 | 2011-09-20 |
| 300-HP INC COM | P | 2019-10-09 | $4,922 | $5,345 | -$423 | -$423 | |
| 61.75-INTERCONTINENTAL HOTELS GROUP | P | 2019-11-07 | $3,822 | $3,452 | $370 | $370 | 2018-12-19 |
| 100-INTERCONTINENTAL HOTELS GROUP PL | P | 2019-10-25 | $5,945 | $5,724 | $221 | $221 | 2017-10-06 |
| 195-NORDIC ENTERTAINMENT GROUP | P | 2019-08-28 | $4,711 | $4,793 | -$82 | -$82 | |
| 44.999-DUPONT DE NEMOURS INC COM | P | 2019-08-28 | $2,887 | $2,016 | $871 | $871 | |
| 100-QUALCOMM INC | P | 2019-11-21 | $8,558 | $6,089 | $2,469 | $2,469 | |
| 20000-ORACLE CORP SR UNSEC 2.375% 01 | P | 2019-01-15 | $20,000 | $19,930 | $70 | $70 | 2013-07-09 |
| 5000-MCDONALD S CORP SR UNSEC 3.5% 0 | P | 2019-01-24 | $4,888 | $4,974 | -$86 | -$86 | 2017-03-06 |
| 7000-ANHEUSER-BUSCH INBEV | P | 2019-01-30 | $7,225 | $6,978 | $247 | $247 | 2019-01-10 |
| 38-INTERCONTINENTAL EXCHANGE INC | P | 2019-02-07 | $2,848 | $2,290 | $558 | $558 | 2017-06-01 |
| 11-ALPHABET INC CL A | P | 2019-02-22 | $12,228 | $6,944 | $5,284 | $5,284 | |
| 43-SAFRAN SA | P | 2019-02-25 | $5,814 | $3,034 | $2,780 | $2,780 | 2015-02-27 |
| 420-HUNTINGTON BANCSHARES INC | P | 2019-03-07 | $5,747 | $5,713 | $34 | $34 | |
| 82779.3162-FNCL 3.5 CA0487 LTV 10-01 | P | 2019-03-25 | $539 | $554 | -$15 | -$15 | 2017-11-16 |
| 20-NTT DOCOMO | P | 2019-04-04 | $430 | $394 | $36 | $36 | 2015-07-27 |
| 259.678-INVESTMENT COMPANY OF AMERIC | P | 2019-04-16 | $9,874 | $10,485 | -$611 | -$611 | 2018-06-15 |
| 14373.1037-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-04-25 | $5 | $6 | -$1 | -$1 | 2018-02-14 |
| 49589.7105-FHLMC PC GOLD POOL GO-87 | P | 2019-05-15 | $445 | $445 | $445 | 2018-08-08 | |
| 3090-IBERDROLA SA RTS EXP 01/23/2019 | P | 2019-01-16 | $540 | $545 | -$5 | -$5 | 2019-01-09 |
| 400-HUNTINGTON BANCSHARES INC | P | 2019-03-15 | $5,536 | $5,673 | -$137 | -$137 | 2018-11-02 |
| 45-WALGREENS BOOTS ALLIANCE INC | P | 2019-04-11 | $2,405 | $3,041 | -$636 | -$636 | 2018-03-26 |
| 105-CSX CORP COM | P | 2019-05-22 | $8,152 | $5,353 | $2,799 | $2,799 | |
| 85000-GNMA II GTD MTG PASS THRU CTFS | P | 2019-06-07 | $790 | $824 | -$34 | -$34 | 2018-12-12 |
| 1519.7-NEW PERSPECTIVE FUND CLASS F3 | P | 2019-06-19 | $67,338 | $65,423 | $1,915 | $1,915 | |
| 35-NASDAQ INC COM | P | 2019-07-03 | $3,532 | $3,216 | $316 | $316 | 2018-05-31 |
| 145-PRUDENTIAL PLC | P | 2019-07-23 | $3,127 | $2,567 | $560 | $560 | 2016-08-04 |
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-08-07 | $698 | $709 | -$11 | -$11 | 2018-08-08 |
| 44-NORDIC ENTERTAINMENT | P | 2019-08-28 | $1,063 | $761 | $302 | $302 | 2016-11-02 |
| 49-KBC GROUP SA NV ORD SHARES | P | 2019-09-16 | $3,262 | $3,089 | $173 | $173 | |
| 70-TAIWAN SEMICONDUCTOR MFG CO SPONS | P | 2019-09-19 | $3,160 | $2,825 | $335 | $335 | 2017-10-12 |
| 5000-FREDDIE MAS SEASONED CR RISK TR | P | 2019-10-01 | $45 | $44 | $1 | $1 | 2017-12-07 |
| 6-CME GROUP INC COM | P | 2019-10-23 | $1,209 | $326 | $883 | $883 | 2012-08-29 |
| 20000-FREDDIE MAC SEASONED CR RISK T | P | 2019-10-28 | $237 | $245 | -$8 | -$8 | |
| 2000-3M CO FXD RT MEDIUM TERM | P | 2019-11-07 | $2,092 | $2,020 | $72 | $72 | 2019-02-12 |
| 44-INTERCONTINENTAL EXCHANGE INC COM | P | 2019-11-18 | $4,080 | $3,182 | $898 | $898 | 2018-02-15 |
| 55-NOVO NORDISK | P | 2019-11-19 | $3,120 | $1,305 | $1,815 | $1,815 | 2011-06-17 |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-11-25 | $52 | $52 | |||
| 100-TAIWAN SEMICONDUCTOR MFG CO SPON | P | 2019-12-11 | $5,595 | $3,817 | $1,778 | $1,778 | 2018-11-29 |
| 7-CHARTER COMMUNICATION INC NEW CL A | P | 2019-12-20 | $3,326 | $1,321 | $2,005 | $2,005 | 2016-01-20 |
| 49-SHINETSU CHEMICAL | P | 2019-12-23 | $5,383 | $4,205 | $1,178 | $1,178 | 2018-11-20 |
| 200-HP INC COM | P | 2019-10-10 | $3,213 | $3,550 | -$337 | -$337 | |
| 296-MODERN TIMES GROUP | P | 2019-06-05 | $3,459 | $4,154 | -$695 | -$695 | 2018-11-02 |
| 100-INTERCONTINENTAL HOTELS GROUP PL | P | 2019-10-31 | $6,044 | $5,724 | $320 | $320 | 2017-10-06 |
| 500-DBS GROUP HLDGS LTD | P | 2019-09-04 | $8,845 | $10,653 | -$1,808 | -$1,808 | 2018-02-14 |
| 385-HP INC COM | P | 2019-10-11 | $6,317 | $4,092 | $2,225 | $2,225 | |
| 52-TEXAS INSTRUMENTS INC | P | 2019-07-30 | $6,665 | $1,903 | $4,762 | $4,762 | 2013-07-10 |
| 10785.9339-SDART 15-3 C2.74% 01-15-2 | P | 2019-01-15 | $2,762 | $2,808 | -$46 | -$46 | 2016-09-09 |
| 14466.6179-FNCL 5.0 AI8229 MHA 08/01 | P | 2019-01-25 | $6 | $7 | -$1 | -$1 | 2018-02-14 |
| 291-ERICSSON (LM) B | P | 2019-01-30 | $2,564 | $1,712 | $852 | $852 | 2017-11-15 |
| 81200-US TREASURY NOTE 3.125% 11/15/ | P | 2019-02-08 | $84,614 | $83,150 | $1,464 | $1,464 | |
| 11-BROADCOM INC COM | P | 2019-02-22 | $3,039 | $490 | $2,549 | $2,549 | 2013-10-24 |
| 4330.1085-SCRT 17-4 HT 2.25% 06-25-5 | P | 2019-02-25 | $34 | $34 | 2017-12-07 | ||
| 350-HUNTINGTON BANCSHARES INC | P | 2019-03-12 | $4,803 | $4,673 | $130 | $130 | 2017-04-03 |
| 14406.4136-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-03-25 | $25 | $28 | -$3 | -$3 | 2011-08-12 |
| 400-NATIONAL GRID PLC | P | 2019-04-05 | $4,350 | $4,611 | -$261 | -$261 | |
| 63.458-VANGUARD REAL ESTATE INDEX AD | P | 2019-04-16 | $7,703 | $7,751 | -$48 | -$48 | 2019-03-27 |
| 4249.3741-SCRT 17-4 HT 2.25% 06-25-5 | P | 2019-04-25 | $39 | $39 | 2017-12-07 | ||
| 83476.0903-G2SF 4.5 MA565212-20-48 | P | 2019-05-20 | $544 | $544 | $544 | 2018-12-12 | |
| 29-KUEHNE & NAGEL INTERNATIONAL AG | P | 2019-01-16 | $3,862 | $5,086 | -$1,224 | -$1,224 | 2018-02-08 |
| 55-GILEAD SCIENCES INC | P | 2019-03-15 | $3,589 | $4,399 | -$810 | -$810 | 2017-08-30 |
| 155-NATIONAL GRID PLC | P | 2019-04-12 | $1,662 | $2,335 | -$673 | -$673 | 2015-02-27 |
| 45-HILTON WORLDWIDE HLDGS INC COM NE | P | 2019-05-22 | $4,159 | $3,718 | $441 | $441 | 2018-05-10 |
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-06-07 | $1,046 | $1,061 | -$15 | -$15 | 2017-11-16 |
| 306.264-NEW WORLD FUND CLASS F3 | P | 2019-06-19 | $20,413 | $21,426 | -$1,013 | -$1,013 | 2018-01-17 |
| 75-DIAGEO PLC | P | 2019-07-04 | $3,263 | $2,042 | $1,221 | $1,221 | 2016-03-11 |
| 60-SAMPO INSURANCE COMPANY | P | 2019-07-24 | $2,626 | $1,535 | $1,091 | $1,091 | 2012-04-23 |
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-08-07 | $491 | $498 | -$7 | -$7 | 2017-11-16 |
| 2000-SHERWIN-WILLIAMS CO FXD RT SR N | P | 2019-08-28 | $2,047 | $1,999 | $48 | $48 | 2017-05-02 |
| 15000-3M CO FXD RT SR NT | P | 2019-09-17 | $15,273 | $14,993 | $280 | $280 | 2019-02-12 |
| 77-MURATA MFG CO LTD FIRST SECTION | P | 2019-09-20 | $3,619 | $3,978 | -$359 | -$359 | 2018-12-05 |
| 21-JOHNSON & JOHNSON COMMON STOCK | P | 2019-10-01 | $2,731 | $2,501 | $230 | $230 | 2016-09-27 |
| 46-GODADDY INC CL A | P | 2019-10-23 | $2,897 | $2,150 | $747 | $747 | 2017-11-01 |
| 40-ESSILORLUXOTTICA SA | P | 2019-10-28 | $5,967 | $5,505 | $462 | $462 | |
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-11-07 | $1,081 | $1,098 | -$17 | -$17 | 2018-08-08 |
| 31.347-THE INVESTMENT COMPANY OF AME | P | 2019-11-18 | $1,250 | $1,264 | -$14 | -$14 | 2017-12-18 |
| 26-AIRBUS | P | 2019-11-19 | $3,914 | $1,534 | $2,380 | $2,380 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-11-25 | $53 | $53 | |||
| 45000-UNITED STATES TREAS NTS 1.375% | P | 2019-12-11 | $44,812 | $45,238 | -$426 | -$426 | 2016-05-04 |
| 17-EOG RES INC COM | P | 2019-12-20 | $1,399 | $1,764 | -$365 | -$365 | 2018-04-04 |
| 21-CARLSBERG NATIONAL | P | 2019-12-23 | $3,117 | $1,986 | $1,131 | $1,131 | 2017-04-12 |
| 15-HP INC COM | P | 2019-10-11 | $246 | $266 | -$20 | -$20 | 2019-08-27 |
| 84-MODERN TIMES GROUP | P | 2019-07-04 | $958 | $1,179 | -$221 | -$221 | 2018-11-02 |
| 100-INTERCONTINENTAL HOTELS GROUP PL | P | 2019-11-05 | $6,088 | $5,729 | $359 | $359 | |
| 200-DBS GROUP HLDGS LTD | P | 2019-09-05 | $3,557 | $4,261 | -$704 | -$704 | 2018-02-14 |
| 200-HP INC COM | P | 2019-10-14 | $3,298 | $2,123 | $1,175 | $1,175 | |
| 80-WALGREENS BOOTS ALLIANCE INC COM | P | 2019-06-11 | $4,243 | $5,292 | -$1,049 | -$1,049 | 2018-03-23 |
| 1328-IBERDROLA SA RTS EXP 01/23/2019 | P | 2019-01-16 | $232 | $234 | -$2 | -$2 | 2019-01-09 |
| 631-ERICSSON (LM) B | P | 2019-01-25 | $5,624 | $3,818 | $1,806 | $1,806 | |
| 173-ERICSSON (LM) B | P | 2019-01-31 | $1,544 | $1,018 | $526 | $526 | 2017-11-15 |
| 106000-US TREASURY NOTE 2.625% 12-31 | P | 2019-02-08 | $106,182 | $106,257 | -$75 | -$75 | |
| 29-CROWN CASTLE INTERNATIONAL CORP | P | 2019-02-22 | $3,476 | $2,721 | $755 | $755 | 2016-10-25 |
| 4449.1276-SCRT 17-4 HT 3.5% 06-25-57 | P | 2019-02-25 | $38 | $39 | -$1 | -$1 | 2017-12-07 |
| 156-SES FDR CL A (PARIS) | P | 2019-03-13 | $2,708 | $3,380 | -$672 | -$672 | |
| 14406.4136-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-03-25 | $5 | $5 | 2018-02-14 | ||
| 300-NATIONAL GRID PLC | P | 2019-04-08 | $3,260 | $3,117 | $143 | $143 | |
| 40.726-INVESTMENT COMPANY OF AMERICA | P | 2019-04-16 | $1,567 | $1,642 | -$75 | -$75 | 2017-12-18 |
| 4405.0388-SCRT 17-4 HT 3.5% 06-25-57 | P | 2019-04-25 | $20 | $21 | -$1 | -$1 | 2017-12-07 |
| 2926.3402-G2RF 6.64 AA7554 07-20-64 | P | 2019-05-20 | $253 | $253 | $253 | 2014-08-01 | |
| 29-KUEHNE & NAGEL INTERNATIONAL AG | P | 2019-01-17 | $3,852 | $5,086 | -$1,234 | -$1,234 | 2018-02-08 |
| 235-SOCIETE GENERALE | P | 2019-03-15 | $7,223 | $13,292 | -$6,069 | -$6,069 | |
| 260-UNILEVER PLC | P | 2019-04-12 | $14,835 | $10,934 | $3,901 | $3,901 | |
| 65-MONDELEZ INTL INC CL A | P | 2019-05-22 | $3,385 | $2,996 | $389 | $389 | 2018-02-01 |
| 131-NORDIC ENTERTAINMENT | P | 2019-06-12 | $3,177 | $2,273 | $904 | $904 | |
| 590.03-VANGUARD REIT INDEX FUND ADMI | P | 2019-06-19 | $76,173 | $65,971 | $10,202 | $10,202 | 2018-06-14 |
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-07-08 | $559 | $567 | -$8 | -$8 | 2018-08-08 |
| 12000-UNITED MEXICAN STS MEDIUM TERM | P | 2019-07-24 | $12,595 | $12,169 | $426 | $426 | 2014-12-16 |
| 135000-UNITED STATES TREAS NTS 1.750 | P | 2019-08-14 | $135,844 | $134,689 | $1,155 | $1,155 | 2017-05-25 |
| 3-ADOBE SYS INC COM | P | 2019-08-29 | $858 | $724 | $134 | $134 | 2019-01-16 |
| 15-EQUIFAX INC | P | 2019-09-18 | $2,123 | $1,576 | $547 | $547 | 2017-09-28 |
| 28-SAFRAN SA PARIS SHS | P | 2019-09-20 | $4,387 | $1,976 | $2,411 | $2,411 | 2015-02-27 |
| 46622-GNMA II GTD MTG PASS THRU CTFS | P | 2019-10-07 | $466 | $484 | -$18 | -$18 | 2019-08-27 |
| 9-GODADDY INC CL A | P | 2019-10-23 | $567 | $421 | $146 | $146 | 2017-11-06 |
| 100-MURATA | P | 2019-10-28 | $5,399 | $2,189 | $3,210 | $3,210 | 2011-06-17 |
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-11-07 | $1,995 | $2,023 | -$28 | -$28 | 2017-11-16 |
| 45-JP MORGAN CHASE & CO COM | P | 2019-11-18 | $5,870 | $3,023 | $2,847 | $2,847 | 2016-10-17 |
| 56-ASML HOLDING | P | 2019-11-19 | $15,418 | $2,001 | $13,417 | $13,417 | 2011-06-17 |
| 100-BANK OF NEW YORK MELLON CORP COM | P | 2019-11-26 | $4,872 | $5,226 | -$354 | -$354 | 2017-08-11 |
| 2000-3M CO FXD RT MEDIUM TERM | P | 2019-12-12 | $2,089 | $2,020 | $69 | $69 | 2019-02-12 |
| 61-HDFC BK LTD ADR REPS TG 3 SHS | P | 2019-12-20 | $3,932 | $1,016 | $2,916 | $2,916 | 2013-08-02 |
| 316-AIA GROUP LTD | P | 2019-12-23 | $3,309 | $978 | $2,331 | $2,331 | 2012-01-11 |
| 15-OCCIDENTAL PETE CORP COM | P | 2019-09-09 | $675 | $779 | -$104 | -$104 | 2019-05-30 |
| 341-NORDIC ENTERTAINMENT GROUP | P | 2019-06-12 | $8,270 | $8,660 | -$390 | -$390 | |
| 46.25-INTERCONTINENTAL HOTELS GROUP | P | 2019-11-07 | $2,863 | $2,647 | $216 | $216 | 2017-10-06 |
| 100-DBS GROUP HLDGS LTD | P | 2019-09-06 | $1,796 | $2,131 | -$335 | -$335 | 2018-02-14 |
| 55-HP INC COM | P | 2019-10-15 | $920 | $584 | $336 | $336 | 2016-01-13 |
| 100-WILLIAMS COS INC COM | P | 2019-12-17 | $2,296 | $2,490 | -$194 | -$194 | 2018-11-02 |
| 65-HELMERICH & PAYNE | P | 2019-01-16 | $3,459 | $4,323 | -$864 | -$864 | 2018-01-05 |
| 83821.5324-FNCL 3.5 CA0487 LTV 10-01 | P | 2019-01-25 | $933 | $959 | -$26 | -$26 | 2017-11-16 |
| 60000-US TREASURY NOTE 0.00% 01/15/2 | P | 2019-02-01 | $59,405 | $59,482 | -$77 | -$77 | 2018-02-05 |
| 11000-US TREASURY NOTE 2.625% 12-31- | P | 2019-02-08 | $11,091 | $11,025 | $66 | $66 | 2018-12-28 |
| 42-GODADDY INC CL A | P | 2019-02-22 | $3,186 | $1,967 | $1,219 | $1,219 | 2017-11-06 |
| 10000-HOME DEPOT INC SR UNSEC 1.8% 0 | P | 2019-02-27 | $9,894 | $9,994 | -$100 | -$100 | 2017-05-24 |
| 809.345-DRIVE 2018-3-A2A 2.75% 10/15 | P | 2019-03-15 | $3,407 | $3,407 | 2018-07-17 | ||
| 4286.9817-SCRT 17-4 HT 2.25% 06-25-5 | P | 2019-03-25 | $45 | $44 | $1 | $1 | 2017-12-07 |
| 45-QUALCOMM INC | P | 2019-04-09 | $2,582 | $2,215 | $367 | $367 | 2017-09-06 |
| 1719.748-NEW ECONOMY FUND CL F3 | P | 2019-04-16 | $78,438 | $78,205 | $233 | $233 | |
| 2000-SHERWIN-WILLIAMS SR UNSEC 3.45% | P | 2019-04-26 | $1,980 | $1,993 | -$13 | -$13 | 2017-05-02 |
| 19530.1485-FNA 12-M2 A2 2.717% 02/25 | P | 2019-05-28 | $724 | $724 | $724 | 2012-02-15 | |
| 55-WELLS FARGO & CO | P | 2019-01-31 | $2,689 | $2,616 | $73 | $73 | 2019-01-04 |
| 600-HUNTINGTON BANCSHARES INC | P | 2019-03-18 | $8,336 | $8,509 | -$173 | -$173 | 2018-11-02 |
| 60-WALGREENS BOOTS ALLIANCE INC | P | 2019-04-12 | $3,222 | $4,026 | -$804 | -$804 | |
| 22-MOODYS CORP COM | P | 2019-05-22 | $4,183 | $2,246 | $1,937 | $1,937 | 2015-03-18 |
| 10000-CALIFORNIA REP AUTO RECEIVABLE | P | 2019-06-17 | $1,027 | $1,027 | 2015-03-04 | ||
| 305-ENBRIDGE INC COM | P | 2019-06-20 | $10,800 | $9,581 | $1,219 | $1,219 | |
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-07-08 | $653 | $663 | -$10 | -$10 | 2017-11-16 |
| 58-SAMPO INSURANCE COMPANY | P | 2019-07-25 | $2,519 | $1,484 | $1,035 | $1,035 | 2012-04-23 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-08-15 | $393 | $393 | 2016-05-03 | ||
| 60-TORONTO DOMINION BK ONT COM NEW | P | 2019-08-29 | $3,256 | $3,030 | $226 | $226 | |
| 15000-EXXON MOBIL CORP FXD RATE NT 1 | P | 2019-09-19 | $15,028 | $15,000 | $28 | $28 | 2019-08-13 |
| 32-AIRBUS | P | 2019-09-20 | $4,329 | $1,890 | $2,439 | $2,439 | |
| 55000-FEDERAL HOME LN MTG CORP | P | 2019-10-07 | $962 | $977 | -$15 | -$15 | 2018-08-08 |
| 11000-GOLDMAN SACHS GROUP INC GLOBAL | P | 2019-10-23 | $11,000 | $10,934 | $66 | $66 | 2018-06-18 |
| 34-CARLSBERG NATIONAL | P | 2019-10-28 | $4,909 | $3,215 | $1,694 | $1,694 | 2017-04-12 |
| 35-BLUEBIRD BIO INC COM | P | 2019-11-08 | $2,679 | $4,689 | -$2,010 | -$2,010 | 2019-07-11 |
| 29-MARSH & MCLENNAN COS INC COM | P | 2019-11-18 | $3,072 | $780 | $2,292 | $2,292 | 2011-09-28 |
| 10000-SHERWIN-WILLIAMS CO FXD RT SR | P | 2019-11-20 | $10,103 | $9,967 | $136 | $136 | 2019-08-12 |
| 27190-GNMA II GTD MTG PASS THRU CTFS | P | 2019-12-03 | $26,490 | $26,899 | -$409 | -$409 | 2019-08-27 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-12-13 | $320 | $319 | $1 | $1 | 2016-05-03 |
| 37-HILTON WORLDWIDE HLDGS INC COM NE | P | 2019-12-20 | $4,109 | $2,803 | $1,306 | $1,306 | |
| 10000-FREDDIE MAC SEASONED CR RISK T | P | 2019-12-24 | $81 | $83 | -$2 | -$2 | 2019-05-08 |
| 100-OCCIDENTAL PETE CORP COM | P | 2019-09-10 | $4,611 | $5,190 | -$579 | -$579 | 2019-05-30 |
| 39-NORDIC ENTERTAINMENT GROUP | P | 2019-07-18 | $949 | $990 | -$41 | -$41 | 2018-11-02 |
| 500-NATIONAL GRID PLC REGISTERED SHS | P | 2019-07-18 | $5,189 | $7,532 | -$2,343 | -$2,343 | |
| 100-AES CORP COM | P | 2019-05-15 | $1,624 | $1,219 | $405 | $405 | 2018-05-01 |
| 250-HP INC COM | P | 2019-12-20 | $5,074 | $2,654 | $2,420 | $2,420 | 2016-01-13 |
| 400-WILLIAMS COS INC COM | P | 2019-12-18 | $9,224 | $9,961 | -$737 | -$737 | |
| 90-RECKITT BENCKISER GROUP PLC | P | 2019-01-17 | $6,812 | $7,737 | -$925 | -$925 | 2018-11-29 |
| 14466.6179-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-01-25 | $33 | $36 | -$3 | -$3 | 2011-08-12 |
| 53800-US TREASURY NOTE 3.125% 11/15/ | P | 2019-02-01 | $55,786 | $55,174 | $612 | $612 | 2018-12-10 |
| 20-ASML HOLDING NV | P | 2019-02-08 | $3,585 | $1,969 | $1,616 | $1,616 | |
| 39-JOHNSON & JOHNSON COMMON STOCK | P | 2019-02-22 | $5,318 | $5,128 | $190 | $190 | 2018-02-21 |
| 100000-US TREASURY NOTE 1.5% 11-30-1 | P | 2019-02-27 | $99,238 | $99,731 | -$493 | -$493 | |
| 50410.2275-FHLMC PC GOLD POOL GO-87 | P | 2019-03-15 | $296 | $293 | $3 | $3 | 2018-08-08 |
| 4423.3711-SCRT 17-4 HT 3.5% 06-25-57 | P | 2019-03-25 | $28 | $28 | 2017-12-07 | ||
| 3000-GOLDMAN SACHS GROUP | P | 2019-04-10 | $2,970 | $2,934 | $36 | $36 | 2019-02-07 |
| 1316.523-NEW PERSPECTIVE FUND CL F3 | P | 2019-04-16 | $58,125 | $58,731 | -$606 | -$606 | |
| 65-SCHLUMBERGER LTD | P | 2019-04-29 | $2,827 | $2,908 | -$81 | -$81 | |
| 81766.2852-FNCL 3.5 CA0487 LTV 10-01 | P | 2019-05-28 | $636 | $636 | $636 | 2017-11-16 | |
| 145-WELLS FARGO & CO | P | 2019-01-31 | $7,088 | $7,088 | 2018-01-30 | ||
| 100-HUNTINGTON BANCSHARES INC | P | 2019-03-21 | $1,267 | $1,418 | -$151 | -$151 | 2018-11-02 |
| 310-SES FDR CL A (PARIS) | P | 2019-04-26 | $5,199 | $6,681 | -$1,482 | -$1,482 | 2018-11-02 |
| 5-ROYAL DUTCH SHELL PLC SPONSORED AD | P | 2019-05-22 | $323 | $319 | $4 | $4 | 2018-02-21 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-06-17 | $400 | $400 | 2016-05-03 | ||
| 10000-FREDDIE MAC SEASONED CR RISK T | P | 2019-06-24 | $70 | $71 | -$1 | -$1 | 2019-05-08 |
| 60-MONDELEZ INTL INC CL A | P | 2019-07-11 | $3,273 | $2,665 | $608 | $608 | 2018-01-30 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-07-25 | $27 | $29 | -$2 | -$2 | |
| 5000-GOLDMAN SACHS GROUP INC FIXED/F | P | 2019-08-16 | $5,501 | $5,000 | $501 | $501 | 2018-04-18 |
| 175-MODERN TIMES GROUP | P | 2019-09-02 | $1,530 | $1,677 | -$147 | -$147 | |
| 13000-COMCAST CORP GTD | P | 2019-09-19 | $13,374 | $12,989 | $385 | $385 | |
| 15000-ABBVIE INC FXD RT SR NT 2.500% | P | 2019-09-20 | $15,028 | $14,939 | $89 | $89 | 2015-05-05 |
| 90000-FNMA GTD MTG PASS THRU CTFS PO | P | 2019-10-07 | $1,592 | $1,614 | -$22 | -$22 | 2017-11-16 |
| 30-CHEVRON CORP NEW COM | P | 2019-10-24 | $3,525 | $3,732 | -$207 | -$207 | 2019-07-16 |
| 5-EQUIFAX INC | P | 2019-10-28 | $687 | $525 | $162 | $162 | 2017-09-25 |
| 12-BLUEBIRD BIO INC COM | P | 2019-11-08 | $919 | $1,360 | -$441 | -$441 | 2018-11-20 |
| 408.204-NEW PERSPECTIVE FUND CLASS F | P | 2019-11-18 | $19,182 | $17,080 | $2,102 | $2,102 | |
| 5000-SHERWIN-WILLIAMS CO FXD RT SR N | P | 2019-11-21 | $5,035 | $4,983 | $52 | $52 | 2019-08-12 |
| 2000-3M CO FXD RT MEDIUM TERM | P | 2019-12-05 | $2,096 | $2,020 | $76 | $76 | 2019-02-12 |
| 100-TAIWAN SEMICONDUCTOR MFG CO SPON | P | 2019-12-13 | $5,902 | $3,817 | $2,085 | $2,085 | 2018-11-29 |
| 61-INTEL CORP COM | P | 2019-12-20 | $3,580 | $2,560 | $1,020 | $1,020 | |
| 5000-FREDDIE MAS SEASONED CR RISK TR | P | 2019-12-26 | $46 | $44 | $2 | $2 | 2017-12-07 |
| 200-OCCIDENTAL PETE CORP COM | P | 2019-09-11 | $9,284 | $10,380 | -$1,096 | -$1,096 | |
| 200-DBS GROUP HLDGS LTD | P | 2019-08-21 | $3,558 | $3,748 | -$190 | -$190 | 2019-03-07 |
| 208-NATIONAL GRID PLC REGISTERED SHS | P | 2019-07-19 | $2,170 | $3,133 | -$963 | -$963 | 2015-02-27 |
| 700-AES CORP COM | P | 2019-05-16 | $11,441 | $8,535 | $2,906 | $2,906 | 2018-05-01 |
| 100-HELMERICH & PAYNE INC COM | P | 2019-08-15 | $3,924 | $5,913 | -$1,989 | -$1,989 | 2016-06-01 |
| 200-WILLIAMS COS INC COM | P | 2019-12-19 | $4,680 | $4,981 | -$301 | -$301 | 2018-11-02 |
| 110-CME GROUP INC | P | 2019-01-17 | $19,952 | $12,667 | $7,285 | $7,285 | |
| 4362.6464-SCRT 17-4 HT 2.25% 06-25-5 | P | 2019-01-25 | $35 | $35 | 2017-12-07 | ||
| 45000-US TREASURY NOTE 0.00% 01/15/2 | P | 2019-02-01 | $44,554 | $44,902 | -$348 | -$348 | 2018-01-08 |
| 34000-US TREASURY NOTE 2.5% 01/31/20 | P | 2019-02-12 | $34,003 | $33,980 | $23 | $23 | 2019-02-01 |
| 140-NASPERS LTD SPON ADR | P | 2019-02-22 | $6,237 | $4,565 | $1,672 | $1,672 | 2016-10-18 |
| 281000-US TREASURY NOTE 2.5% 01/31/2 | P | 2019-03-01 | $280,435 | $280,866 | -$431 | -$431 | |
| 1886.0438-CRART 15-1 A4 1.82% 09-15- | P | 2019-03-15 | $826 | $826 | 2015-03-04 | ||
| 5-CME GROUP INC | P | 2019-03-28 | $810 | $848 | -$38 | -$38 | 2018-07-19 |
| 10000-GOLDMAN SACHS GROUP SR UNSEC V | P | 2019-04-10 | $9,901 | $10,004 | -$103 | -$103 | |
| 403.906-VANGUARD REAL ESTATE INDEX A | P | 2019-04-16 | $49,026 | $45,316 | $3,710 | $3,710 | 2018-01-17 |
| 475000-US TREASURY NOTE 2.125% 03-31 | P | 2019-04-29 | $470,858 | $473,756 | -$2,898 | -$2,898 | |
| 12631.9122-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-05-28 | $283 | $283 | $283 | 2018-02-14 | |
| 170-WELLS FARGO & CO | P | 2019-02-01 | $8,327 | $8,086 | $241 | $241 | 2019-01-04 |
| 400-NTT DOCOMO | P | 2019-04-02 | $8,666 | $8,936 | -$270 | -$270 | |
| 13-SES FDR CL A (PARIS) | P | 2019-04-26 | $218 | $280 | -$62 | -$62 | 2016-06-30 |
| 25-PERNOD RICARD | P | 2019-05-23 | $4,492 | $2,385 | $2,107 | $2,107 | 2011-06-17 |
| 25000-CALIFORNIA REP AUTO RECEIVABLE | P | 2019-06-17 | $192 | $192 | |||
| 85000-GNMA II GTD MTG PASS THRU CTFS | P | 2019-06-25 | $84,722 | $86,217 | -$1,495 | -$1,495 | 2018-12-12 |
| 170-WALGREENS BOOTS ALLIANCE INC COM | P | 2019-07-11 | $9,454 | $10,550 | -$1,096 | -$1,096 | |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-07-25 | $48 | $46 | $2 | $2 | 2017-12-07 |
| 100-SCHLUMBERGER LTD COM ISIN | P | 2019-08-22 | $3,382 | $3,469 | -$87 | -$87 | 2019-05-31 |
| 100-MURATA MFG CO LTD FIRST SECTION | P | 2019-09-03 | $4,188 | $5,166 | -$978 | -$978 | 2018-12-05 |
| 15000-GLAXOSMITHKLINE CAP PLC SR NT | P | 2019-09-19 | $15,278 | $14,988 | $290 | $290 | 2019-03-18 |
| 10000-ABBVIE INC FXD RT SR NT 2.300% | P | 2019-09-20 | $10,011 | $9,983 | $28 | $28 | 2016-05-09 |
| 0.6-L'AIR LIQUIDE CO LTD SHS | P | 2019-10-10 | $76 | $54 | $22 | $22 | 2011-06-17 |
| 25-CHEVRON CORP NEW COM | P | 2019-10-24 | $2,938 | $943 | $1,995 | $1,995 | 1997-12-17 |
| 115-INTEGRA LIFESCIENCES HLDGS CORP | P | 2019-10-28 | $6,577 | $5,844 | $733 | $733 | |
| 75-AGIOS PHARMACEUTICALS INC COM | P | 2019-11-11 | $2,470 | $4,143 | -$1,673 | -$1,673 | 2019-01-14 |
| 160.037-NEW WORLD FUND CLASS F3 | P | 2019-11-18 | $11,265 | $11,196 | $69 | $69 | 2018-01-17 |
| 5000-APPLE INC FXD RT SR NT 1.550% | P | 2019-11-21 | $4,982 | $4,993 | -$11 | -$11 | 2016-07-28 |
| 41825-GNMA II GTD MTG PASS THRU CTFS | P | 2019-12-06 | $3,012 | $2,942 | $70 | $70 | 2019-09-16 |
| 15000-B A T CAP CORP GTD N T 3.462% | P | 2019-12-16 | $15,134 | $15,000 | $134 | $134 | 2019-09-03 |
| 61-LAS VEGAS SANDS CORP COM | P | 2019-12-20 | $4,182 | $3,501 | $681 | $681 | 2016-10-21 |
| 5000-FREDDIE MAC SEASONED CR RISK TR | P | 2019-12-26 | $45 | $44 | $1 | $1 | 2017-12-07 |
| 35-OCCIDENTAL PETE CORP COM | P | 2019-09-12 | $1,594 | $1,817 | -$223 | -$223 | 2019-05-30 |
| 200-DBS GROUP HLDGS LTD | P | 2019-08-23 | $3,529 | $3,748 | -$219 | -$219 | 2019-03-07 |
| 80-NESTLE SA | P | 2019-10-09 | $8,618 | $6,788 | $1,830 | $1,830 | |
| 200-AES CORP COM | P | 2019-05-20 | $3,268 | $2,439 | $829 | $829 | 2018-05-01 |
| 20-HELMERICH & PAYNE INC COM | P | 2019-08-20 | $780 | $1,183 | -$403 | -$403 | 2016-06-01 |
| 130-WILLIAMS COS INC COM | P | 2019-12-20 | $3,090 | $3,237 | -$147 | -$147 | 2018-11-02 |
| 105-QUALCOMM INC | P | 2019-01-17 | $5,747 | $5,257 | $490 | $490 | |
| 4485.079-SCRT 17-4 HT 3.5% 06-25-57 | P | 2019-01-25 | $19 | $20 | -$1 | -$1 | 2017-12-07 |
| 5000-US TREASURY NOTE 1.5% 02-28-19 | P | 2019-02-01 | $4,997 | $4,993 | $4 | $4 | 2014-02-26 |
| 11000-US TREASURY NOTE 2.5% 01/31/20 | P | 2019-02-12 | $11,001 | $11,001 | 2019-02-08 | ||
| 24-VISA INC CL A | P | 2019-02-22 | $3,502 | $1,974 | $1,528 | $1,528 | 2016-10-17 |
| 128900-US TREASURY NOTE 2.5% 01/31/2 | P | 2019-03-01 | $128,641 | $128,495 | $146 | $146 | |
| 25000-PROGRESS ENERGY INC SR UNSEC 7 | P | 2019-03-15 | $25,000 | $31,567 | -$6,567 | -$6,567 | 2013-02-05 |
| 10-CME GROUP INC | P | 2019-03-28 | $1,620 | $548 | $1,072 | $1,072 | 2012-08-31 |
| 312-NATIONAL GRID PLC | P | 2019-04-10 | $3,407 | $3,242 | $165 | $165 | |
| 7-MULTICHOICE GROUP LIMITED SPON ADS | P | 2019-04-17 | $63 | $41 | $22 | $22 | 2018-10-17 |
| 154.281-INVESTMENT COMPANY OF AMERIC | P | 2019-04-29 | $6,000 | $6,222 | -$222 | -$222 | |
| 12631.9122-FNCL 5.0 AI8229 MHA 08-01 | P | 2019-05-28 | $1,458 | $1,458 | $1,458 | 2011-08-12 | |
| 30-WELLS FARGO & CO | P | 2019-02-01 | $1,470 | $1,923 | -$453 | -$453 | 2018-01-30 |
| 100-HUNTINGTON BANCSHARES INC | P | 2019-04-03 | $1,327 | $1,418 | -$91 | -$91 | 2018-11-02 |
| 197-SES FDR CL A (PARIS) | P | 2019-04-30 | $3,350 | $4,230 | -$880 | -$880 | |
| 50-NESTLE SA | P | 2019-05-23 | $4,935 | $3,035 | $1,900 | $1,900 | |
| 5000-ALTRIA GROUP INC | P | 2019-06-18 | $5,357 | $4,986 | $371 | $371 | 2019-02-12 |
| 107500-FNMA GTD MTG PASS THRU CTFS P | P | 2019-06-25 | $27 | $29 | -$2 | -$2 | |
| 115-STATE STR CORP COM | P | 2019-07-12 | $6,348 | $8,177 | -$1,829 | -$1,829 | 2019-01-17 |
| 25000-FNMA GTD PASS THRU TR REMIC TR | P | 2019-07-25 | $310 | $310 | |||
| 2075-SAMSONITE INTL | P | 2019-08-22 | $4,279 | $6,909 | -$2,630 | -$2,630 | |
| 5000-FREDDIE MAS SEASONED CR RISK TR | P | 2019-09-03 | $67 | $65 | $2 | $2 | 2017-12-07 |
| 19-ACCENTURE PLC IRELAND | P | 2019-09-19 | $3,715 | $1,017 | $2,698 | $2,698 | 2012-01-17 |
| 5000-BANK AMER CORP FXD TO FLTG RT | P | 2019-09-20 | $5,529 | $5,000 | $529 | $529 | 2018-07-18 |
| 5000-SANTANDER DRIVE AUTO RECEIVABLE | P | 2019-10-14 | $338 | $338 | 2016-05-03 | ||
| 25-FACEBOOK INC CL A | P | 2019-10-24 | $4,645 | $4,495 | $150 | $150 | 2018-08-16 |
| 30-TEXAS INSTRUMENTS INC | P | 2019-10-29 | $3,613 | $2,089 | $1,524 | $1,524 | 2016-10-21 |
| 2000-3M CO FXD RT MEDIUM TERM | P | 2019-11-12 | $2,091 | $2,020 | $71 | $71 | 2019-02-12 |
| 9-NORTHOP GRUMMAN CORP COM | P | 2019-11-18 | $3,206 | $2,733 | $473 | $473 | 2017-11-07 |
| 5000-APPLE INC FXD RT SR NT 2.500% | P | 2019-11-21 | $5,073 | $5,000 | $73 | $73 | 2017-02-02 |
| 2000-3M CO FXD RT MEDIUM TERM | P | 2019-12-06 | $2,094 | $2,020 | $74 | $74 | 2019-02-12 |
| 24638-FREDDIE MAC SEASONED LNS STRUC | P | 2019-12-18 | $268 | $280 | -$12 | -$12 | 2019-10-04 |
| 39-MERCK & CO INC NEW COM | P | 2019-12-20 | $3,570 | $2,476 | $1,094 | $1,094 | 2017-03-22 |
| 25000-FNMA GTD PASS THRU TR REMIC TR | P | 2019-12-26 | $672 | $672 | |||
| 200-WILLIAMS COS INC COM | P | 2019-12-12 | $4,547 | $4,574 | -$27 | -$27 | |
| 200-DBS GROUP HLDGS LTD | P | 2019-08-26 | $3,471 | $3,542 | -$71 | -$71 | 2018-11-02 |
| 145-SES GLOBAL SA GLOBAL CERT FIDUCI | P | 2019-05-14 | $2,516 | $3,040 | -$524 | -$524 | |
| 400-AES CORP COM | P | 2019-05-21 | $6,589 | $4,877 | $1,712 | $1,712 | 2018-05-01 |
| 100-IRON MTN INC NEW COM | P | 2019-09-19 | $3,222 | $2,899 | $323 | $323 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $518,162 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $1,201 | NetShortTermCapitalGainLossAmt |
Qlfy Und Sect4940e Reduced Tax QlfyUndSect4940eReducedTaxGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Liable Section4942 Tax | false | LiableSection4942TaxInd |
| Adjusted Qlfy Distri Yr1 | $943,871 | AdjustedQlfyDistriYr1Amt |
| Net Vl Noncharitable Assets Yr1 | $20,354,429 | NetVlNoncharitableAssetsYr1Amt |
| Distribution Yr1 | 0.046372 | DistributionYr1Rt |
| Adjusted Qlfy Distri Yr2 | $924,868 | AdjustedQlfyDistriYr2Amt |
| Net Vl Noncharitable Assets Yr2 | $19,850,336 | NetVlNoncharitableAssetsYr2Amt |
| Distribution Yr2 | 0.046592 | DistributionYr2Rt |
| Adjusted Qlfy Distri Yr3 | $837,378 | AdjustedQlfyDistriYr3Amt |
| Net Vl Noncharitable Assets Yr3 | $18,840,629 | NetVlNoncharitableAssetsYr3Amt |
| Distribution Yr3 | 0.044445 | DistributionYr3Rt |
| Adjusted Qlfy Distri Yr4 | $856,186 | AdjustedQlfyDistriYr4Amt |
| Net Vl Noncharitable Assets Yr4 | $19,939,246 | NetVlNoncharitableAssetsYr4Amt |
| Distribution Yr4 | 0.042940 | DistributionYr4Rt |
| Adjusted Qlfy Distri Yr5 | $687,505 | AdjustedQlfyDistriYr5Amt |
| Net Vl Noncharitable Assets Yr5 | $20,403,436 | NetVlNoncharitableAssetsYr5Amt |
| Distribution Yr5 | 0.033696 | DistributionYr5Rt |
| Total Distribution | 0.214045 | TotalDistributionRt |
| Average Distribution | 0.042809 | AverageDistributionRt |
| Net Vl Noncharitable Assets | $20,336,376 | NetVlNoncharitableAssetsAmt |
| Adj Net Vl Noncharitable Assets | $870,580 | AdjNetVlNoncharitableAssetsAmt |
| Net Investment Income Pct | $8,155 | NetInvestmentIncomePctAmt |
| Adj Nonchrtbl Net Invst Incm Pct | $878,735 | AdjNonchrtblNetInvstIncmPctAmt |
| Qualifying Distributions | $1,025,028 | QualifyingDistributionsAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Domestic Org Meeting Sect4940e | Yes (X) | DomesticOrgMeetingSect4940eInd |
| Investment Income Excise Tax | $8,155 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $8,155 | SubtotalAmt |
| Tax Based On Investment Income | $8,155 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $10,256 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $10,256 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $2,101 | OverpaymentAmt |
| Applied To ES Tax | $2,101 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | LOIS MANDRELL | IndividualWithBooksNm |
| Phone | 6184630700 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 5146 | AddressLine1Txt |
| City | GODFREY | CityNm |
| State Abbreviation | IL | StateAbbreviationCd |
| ZIP | 62035 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (9 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MIKE FITZGERALD | ||||||||
| 322 STATE STREET | ALTON | IL | 62002 | PRESIDENT | 000.00 | $0 | $0 | $0 |
| ANITA COOPER | ||||||||
| 4012 STONELEDGE DRIVE | GODFREY | IL | 62035 | VICE PRESIDE | 000.00 | $0 | $0 | $0 |
| ROBERT MCCLELLAN | ||||||||
| 7645 SHERRY CREEK ROAD | WORDEN | IL | 62097 | TREASURER | 000.00 | $0 | $0 | $0 |
| FELICIA BREEN | ||||||||
| 2040 ALBY STREET | ALTON | IL | 62002 | SECRETARY | 000.00 | $0 | $0 | $0 |
| LAURA ASHER | ||||||||
| 1406 LIBERTY STREET | ALTON | IL | 62002 | DIRECTOR | 000.00 | $0 | $0 | $0 |
| SHANNON BRIGGS | ||||||||
| 629 E 15TH STREET | ALTON | IL | 62002 | DIRECTOR | 000.00 | $0 | $0 | $0 |
| DIANNE WHITE | ||||||||
| 1711 SEMINOLE LANE | GODFREY | IL | 62035 | DIRECTOR | 000.00 | $0 | $0 | $0 |
| PATTI BROWN | ||||||||
| 143 N OAK STREET | COTTAGE HILLS | IL | 62018 | DIRECTOR | 000.00 | $0 | $0 | $0 |
| STEVE THOMPSON | ||||||||
| 120 HOMER ADAMS PARKWAY | ALTON | IL | 62002 | DIRECTOR | 000.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $20,143,295 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $502,772 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $20,646,067 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $20,646,067 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $309,691 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $20,336,376 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,016,819 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,016,819 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $8,155 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $8,155 | TotalTaxAmt |
| Distributable Before Adj | $1,008,664 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,008,664 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,008,664 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,025,028 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $1,025,028 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $8,155 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,016,873 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,008,664 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $88,317 | UndistributedIncomePYAmt |
| Qualifying Distributions | $1,025,028 | QualifyingDistributionsAmt |
| Applied To Year1 | $88,317 | AppliedToYear1Amt |
| Applied To Current Year | $936,711 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $71,953 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|---|
| BOYS SCOUTS OF AMERICA | ||||||||
| PO BOX 152079 | IRVING | TX | 75015 | N/A | PC | CAMP WARREN LEVIS PROJECT | $5,000 | |
| FRIENDS OF PERE MARQUETTE | ||||||||
| 13112 VISITOR CENTER LANE | GRAFTON | IL | 62037 | N/A | PC | FOOT BRIDGE/TRAIL IMPROVEMENTS | $18,500 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | INFRASTRUCTURE SUPPORT | $160,000 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | PIASA HARBOR PROJECT | $10,000 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | STEWARDSHIIP FUND | $27,500 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | FLOOD CLEANUP | $5,000 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | ROCKY FORK TRAIL | $5,000 | |
| GREAT RIVERS LAND TRUST | ||||||||
| PO BOX 821 | ALTON | IL | 62002 | N/A | PC | MAPPING SOFTWARE | $5,000 | |
| LAVISTA ECOLOGICAL LEARNING CENTER | ||||||||
| 4300 LEVIS LANE | GODFREY | IL | 62035 | N/A | PC | GENERAL OPERATIONS | $5,000 | |
| LEWIS & CLARK COMMUNITY COLLEGE | ||||||||
| 5800 GODFREY ROAD | GODFREY | IL | 62035 | N/A | NGRREC OPERATIONS | $25,000 | FOUNDATION | |
| THE NATRUE INSTITUTE | ||||||||
| 2213 S LEVIS LANE | GODFREY | IL | 62035 | N/A | PC | GENERAL OPERATIONS | $465,000 | |
| THE NATURE INSTITUTE | ||||||||
| 2213 S LEVIS LANE | GODFREY | IL | 62035 | N/A | PC | UNRESTRICTED | $15,000 | |
| THE NATURE INSTITUTE | ||||||||
| 2213 S LEVIS LANE | GODFREY | IL | 62035 | N/A | PC | DRIVEWAY REPAIRS | $44,000 | |
| TREEHOUSE WILDLIFE CENTER INC | ||||||||
| 23956 GREEN ACRES RD | DOW | IL | 62022 | N/A | PC | GENERAL OPERATIONS | $22,500 | |
| SIERRA CLUB FOUNDATION | ||||||||
| 85 SECOND STREET STE 750 | SAN FRANCISCO | CA | 94105 | N/A | PC | GENERAL OPERATIONS | $200,000 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,012,500 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $105,229 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $172,962 | ExclusionAmt |
| Related Or Exempt Function Incm | $174,522 | RelatedOrExemptFunctionIncmAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $518,162 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (7 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| CAPITAL GROUP | 14 | $7 |
| CAPITAL GROUP | 14 | $17 |
| CAPITAL GROUP | 14 | $220 |
| HARBOURVEST 2015 GLOBAL FUN | 14 | |
| HARBOURVEST 2015 GLOBAL FUN | 18 | |
| HARBOURVEST 2016 GLOBAL PAR | 14 | |
| HARBOURVEST 2016 GLOBAL PAR | 18 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | $796,597 | ExclusionAmt |
| Related Or Exempt Function Incm | $174,522 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $971,119 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $3,055 | Amt |
| Net Investment Income | $2,305 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $2,305 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $750 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CORPORATE BONDS | $867,235 | $900,918 |
| MUTUAL FUNDS | $1,266,292 | $1,302,800 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (2 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| COMMON STOCK | $8,796,896 | $11,082,777 |
| COMMON STOCK | $2,549,594 | $3,262,577 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $3,348,847 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,403,038 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $129,692 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $131,836 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ALTERNATIVE INVESTMENTS | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $1,692,620 | BookValueAmt |
| EOYFMV | $1,528,492 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (8 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|---|
| EXPENSES | ||||
| BANK CHARGES | $40 | $40 | ||
| DUES AND SUBSCRIPTIONS | $118 | $118 | ||
| INSURANCE | $2,800 | $2,800 | ||
| OFFICE SUPPLIES | $766 | $766 | ||
| POSTAGE | $14 | $14 | ||
| TRAVEL REIMBURSEMENT | $90 | $90 | ||
| MISCELLANEOUS | $115 | $115 | $115 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (3 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| CAPITAL GROUP | $7 | $7 | $7 |
| CAPITAL GROUP | $17 | $17 | $17 |
| CAPITAL GROUP | $220 | $220 | $220 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT | CategoryTxt |
| Amt | $126,993 | Amt |
| Net Investment Income | $126,993 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $126,993 | AdjustedNetIncomeAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|---|
| LICENSES | $10 | $10 | ||
| FEDERAL EXCISE TAX | $8,155 | |||
| FOREIGN TAX | $13,568 | $13,568 | $13,568 |
Comments