ALEX KATZ FOUNDATION INC: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- ALEX KATZ FOUNDATION INC (EIN 51-0529249)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-10
- IRS object ID
- 202133149349102078
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expln Of Non Filing With AG Stmt
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Substantial Contributors Sch
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-10T14:06:24-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 132986167 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | A KOZAK AND COMPANY LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 510529249 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALEX KATZ FOUNDATION INC | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | ALEX | BusinessNameControlTxt |
| Phone | 2128896371 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | A KOZAK 192 LEXINGTON AVE NO 1 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | VINCENT KATZ | PersonNm |
| Person Title | TREASURER | PersonTitleTxt |
| Phone | 2128896371 | PhoneNum |
| Signature | 2021-11-06 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | VINCENT | PersonFirstNm |
| Person Last | KATZ | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | NOEL SILVERMAN | PreparerPersonNm |
| PTIN | P00600138 | PTIN |
| Phone | 2128896371 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $80,802,630 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $21,000,000 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $38,430 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $38,430 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $38,430 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $887,612 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $887,612 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $887,612 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$567,284 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $53,221,612 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,949,769 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $0 | NetSTCapitalGainAdjNetIncmAmt |
| Total Rev And Expnss | $21,358,758 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $2,875,811 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $926,042 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $331,250 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $331,250 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $4,959 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $4,959 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $45,268 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $33,951 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $33,951 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $11,317 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $166,135 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $166,135 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $166,135 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $1,402 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $1,402 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $1,402 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $8,358 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $281 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $281 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $8,077 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $557,372 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $201,769 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $201,769 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $355,603 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $4,052,110 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $4,052,110 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $4,609,482 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $201,769 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $201,769 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $4,407,713 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $16,749,276 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $2,674,042 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $724,273 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $25,127 | CashBOYAmt |
| Cash EOY | -$127,090 | CashEOYAmt |
| Cash EOYFMV | -$127,090 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $9,340,112 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $16,650,388 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $16,650,388 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $1,098,685 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $4,894,470 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $4,936,576 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $30,432,530 | CorporateStockBOYAmt |
| Corporate Stock EOY | $21,165,626 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $24,108,964 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $18,296,095 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $20,040,291 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $20,493,194 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $0 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $14,067,220 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $14,227,198 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,262,480 | OtherAssetsBOYAmt |
| Other Assets EOY | $513,400 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $513,400 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $60,455,029 | TotalAssetsBOYAmt |
| Total Assets EOY | $77,204,305 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $80,802,630 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $60,455,029 | RetainedEarningBOYAmt |
| Retained Earning EOY | $77,204,305 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $60,455,029 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $77,204,305 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $60,455,029 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $77,204,305 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $60,455,029 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $16,749,276 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $77,204,305 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $77,204,305 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (286 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | How AcquiredHowAcquiredCd |
|---|---|---|---|---|---|---|---|
| 5,000SHS KAR AUCTION SERVICES INC | 2019-05-02 | 2020-02-27 | $98,563 | $109,722 | -$11,159 | -$11,159 | |
| 20,000SHS KAR AUCTION SERVICES INC | 2019-07-09 | 2020-02-27 | $394,254 | $497,013 | -$102,759 | -$102,759 | |
| 2,000SHS KAR AUCTION SERVICES INC | 2019-10-14 | 2020-02-27 | $39,425 | $47,337 | -$7,912 | -$7,912 | |
| 400SHS ALPHABET INC CL C | 2019-05-02 | 2020-03-17 | $434,488 | $464,544 | -$30,056 | -$30,056 | |
| 1,000SHS BERKSHIRE HATHAWAY INC CL B | 2019-05-02 | 2020-03-17 | $179,411 | $217,595 | -$38,184 | -$38,184 | |
| 500SHS BERKSHIRE HATHAWAY INC CL B | 2019-10-14 | 2020-03-17 | $89,706 | $103,875 | -$14,169 | -$14,169 | |
| 5,000SHS BROOKFIELD ASSET MGMT INC CL A | 2019-05-02 | 2020-03-17 | $230,083 | $238,778 | -$8,695 | -$8,695 | |
| 5,000SHS CME GROUP INC | 2019-06-11 | 2020-03-17 | $802,630 | $999,592 | -$196,962 | -$196,962 | |
| 500SHS CME GROUP INC | 2019-11-14 | 2020-03-17 | $80,263 | $102,786 | -$22,523 | -$22,523 | |
| 23,000SHS COCA-COLA CO | 2019-05-02 | 2020-03-17 | $1,061,236 | $1,117,779 | -$56,543 | -$56,543 | |
| 2,000SHS COCA-COLA CO | 2019-10-14 | 2020-03-17 | $92,281 | $106,603 | -$14,322 | -$14,322 | |
| 1,000SHS DUNKIN BRANDS GROUP INC | 2019-10-14 | 2020-03-17 | $45,240 | $77,056 | -$31,816 | -$31,816 | |
| 1,800SHS DUNKIN BRANDS GROUP INC | 2019-12-23 | 2020-03-17 | $81,433 | $134,609 | -$53,176 | -$53,176 | |
| 5,300SHS FORTIVE CORP | 2019-05-13 | 2020-03-17 | $269,241 | $426,994 | -$157,753 | -$157,753 | |
| 1,000SHS FORTIVE CORP | 2019-08-20 | 2020-03-17 | $50,800 | $70,207 | -$19,407 | -$19,407 | |
| 1,000SHS FORTIVE CORP | 2019-08-29 | 2020-03-17 | $50,800 | $70,288 | -$19,488 | -$19,488 | |
| 500SHS HONEYWELL INTERNATIONAL INC | 2019-05-02 | 2020-03-17 | $68,818 | $85,693 | -$16,875 | -$16,875 | |
| 500SHS HONEYWELL INTERNATIONAL INC | 2019-08-29 | 2020-03-17 | $68,818 | $80,942 | -$12,124 | -$12,124 | |
| 5,000SHS IAA INC | 2019-05-02 | 2020-03-17 | $142,032 | $170,181 | -$28,149 | -$28,149 | |
| 8,200SHS IAA INC | 2019-07-09 | 2020-03-17 | $232,933 | $333,270 | -$100,337 | -$100,337 | |
| 3,425SHS MCDONALDS CORP | 2020-02-28 | 2020-03-17 | $494,687 | $652,457 | -$157,770 | -$157,770 | |
| 1,900SHS MCDONALDS CORP | 2020-03-13 | 2020-03-17 | $274,425 | $325,736 | -$51,311 | -$51,311 | |
| 3,300SHS MICROSOFT CORP | 2019-05-13 | 2020-03-17 | $467,426 | $410,178 | $57,248 | $57,248 | |
| 7,000SHS MONDELEZ INTERNATIONAL INC | 2019-05-02 | 2020-03-17 | $337,014 | $361,346 | -$24,332 | -$24,332 | |
| 2,000SHS MONDELEZ INTERNATIONAL INC | 2019-11-14 | 2020-03-17 | $96,290 | $105,633 | -$9,343 | -$9,343 | |
| 4,000SHS ORACLE CORP | 2019-08-08 | 2020-03-17 | $181,513 | $217,370 | -$35,857 | -$35,857 | |
| 9,000SHS SERVICE CORP INT'L | 2019-05-02 | 2020-03-17 | $356,809 | $372,319 | -$15,510 | -$15,510 | |
| 1,000SHS SERVICE CORP INT'L | 2019-05-13 | 2020-03-17 | $39,645 | $41,970 | -$2,325 | -$2,325 | |
| 300SHS THERMO FISHER SCIENTIFIC INC | 2019-05-02 | 2020-03-17 | $87,798 | $83,057 | $4,741 | $4,741 | |
| 8,000SHS US BANCORP DEL COM | 2019-05-02 | 2020-03-17 | $261,698 | $424,206 | -$162,508 | -$162,508 | |
| 2,000SHS US BANCORP DEL COM | 2019-05-13 | 2020-03-17 | $65,424 | $103,216 | -$37,792 | -$37,792 | |
| 4,050SHS VISA INC CL A | 2020-02-28 | 2020-03-17 | $635,625 | $721,972 | -$86,347 | -$86,347 | |
| 1,600SHS VISA INC CL A | 2020-03-13 | 2020-03-17 | $251,111 | $266,224 | -$15,113 | -$15,113 | |
| 6,000SHS VONTIER CORP | 2020-09-04 | 2020-10-29 | $173,561 | $164,093 | $9,468 | $9,468 | |
| 3,170SHS ROYAL DUTCH SHELL PLC | 2019-05-01 | 2020-01-09 | $186,878 | $201,652 | -$14,774 | -$14,774 | |
| 330SHS ROYAL DUTCH SHELL PLC | 2019-12-17 | 2020-01-09 | $19,454 | $19,374 | $80 | $80 | |
| 1,660SHS SAP SE | 2019-07-23 | 2020-01-29 | $218,660 | $207,673 | $10,987 | $10,987 | |
| 600SHS HOME DEPOT INC | 2019-12-17 | 2020-02-25 | $147,764 | $129,651 | $18,113 | $18,113 | |
| 380SHS STRYKER CORP | 2019-04-02 | 2020-02-25 | $82,097 | $74,353 | $7,744 | $7,744 | |
| 220SHS STRYKER CORP | 2019-05-01 | 2020-02-25 | $47,530 | $41,551 | $5,979 | $5,979 | |
| 300SHS PALO ALTO NETWORKS INC | 2019-04-02 | 2020-02-25 | $60,799 | $71,823 | -$11,024 | -$11,024 | |
| 300SHS PALO ALTO NETWORKS INC | 2019-04-22 | 2020-02-25 | $60,799 | $70,368 | -$9,569 | -$9,569 | |
| 440SHS CONSTELLATION BRANDS INC | 2019-04-02 | 2020-02-25 | $88,781 | $78,156 | $10,625 | $10,625 | |
| 160SHS CONSTELLATION BRANDS INC | 2019-04-22 | 2020-02-25 | $32,284 | $31,783 | $501 | $501 | |
| 650SHS VULCAN MATERIALS CO | 2019-04-02 | 2020-02-25 | $84,246 | $79,058 | $5,188 | $5,188 | |
| 150SHS VULCAN MATERIALS CO | 2019-04-22 | 2020-02-25 | $19,441 | $18,337 | $1,104 | $1,104 | |
| 2,000SHS AIR LEASE CORP CL A | 2019-05-01 | 2020-02-25 | $83,092 | $77,463 | $5,629 | $5,629 | |
| 1,450SHS CROWN CASTLE INTERNATIONAL CORP | 2019-08-05 | 2020-02-27 | $214,330 | $195,742 | $18,588 | $18,588 | |
| 550SHS CROWN CASTLE INTERNATIONAL CORP | 2019-12-17 | 2020-02-27 | $81,297 | $74,185 | $7,112 | $7,112 | |
| 500SHS LABORATORY CORPORATION OF AMERICA HOLDINGS | 2019-04-02 | 2020-03-02 | $90,803 | $79,077 | $11,726 | $11,726 | |
| 170SHS LABORATORY CORPORATION OF AMERICA HOLDINGS | 2019-05-01 | 2020-03-02 | $30,873 | $27,395 | $3,478 | $3,478 | |
| 670SHS LABORATORY CORPORATION OF AMERICA HOLDINGS | 2019-08-08 | 2020-03-02 | $121,676 | $109,769 | $11,907 | $11,907 | |
| 260SHS LABORATORY CORPORATION OF AMERICA HOLDINGS | 2019-12-17 | 2020-03-02 | $47,218 | $43,528 | $3,690 | $3,690 | |
| 2,100SHS NXP SEMICONDUCTORS NV | 2019-12-17 | 2020-03-02 | $245,167 | $261,519 | -$16,352 | -$16,352 | |
| 2,325SHS MEDTRONIC PLC | 2019-12-17 | 2020-03-02 | $234,700 | $267,684 | -$32,984 | -$32,984 | |
| 1,335SHS CVS HEALTH CORP | 2019-04-02 | 2020-03-02 | $82,383 | $70,580 | $11,803 | $11,803 | |
| 1,335SHS CVS HEALTH CORP | 2019-04-22 | 2020-03-02 | $82,383 | $70,351 | $12,032 | $12,032 | |
| 890SHS CVS HEALTH CORP | 2019-05-01 | 2020-03-02 | $54,922 | $50,746 | $4,176 | $4,176 | |
| 4,245SHS CONOCOPHILLIPS | 2019-12-17 | 2020-03-02 | $204,110 | $267,442 | -$63,332 | -$63,332 | |
| 1,250SHS STARBUCKS CORP | 2019-09-12 | 2020-03-02 | $99,526 | $115,332 | -$15,806 | -$15,806 | |
| 1,300SHS STARBUCKS CORP | 2019-11-25 | 2020-03-02 | $103,507 | $108,245 | -$4,738 | -$4,738 | |
| 1,400SHS UNITED PARCEL SERVICE INC CL B | 2019-05-01 | 2020-03-02 | $127,222 | $148,589 | -$21,367 | -$21,367 | |
| 600SHS UNITED PARCEL SERVICE INC CL B | 2019-12-17 | 2020-03-02 | $54,524 | $72,103 | -$17,579 | -$17,579 | |
| 465SHS SALESFORCE.COM INC | 2019-04-02 | 2020-03-02 | $79,758 | $74,390 | $5,368 | $5,368 | |
| 465SHS SALESFORCE.COM INC | 2019-04-22 | 2020-03-02 | $79,758 | $72,295 | $7,463 | $7,463 | |
| 2,230SHS CITIGROUP INC | 2019-07-29 | 2020-03-02 | $143,184 | $160,421 | -$17,237 | -$17,237 | |
| 635SHS HOME DEPOT INC | 2019-12-17 | 2020-03-02 | $140,744 | $137,214 | $3,530 | $3,530 | |
| 470SHS BROADCOM LIMITED | 2019-05-01 | 2020-03-02 | $129,487 | $150,689 | -$21,202 | -$21,202 | |
| 160SHS STRYKER CORP | 2019-05-01 | 2020-03-02 | $30,589 | $30,219 | $370 | $370 | |
| 440SHS STRYKER CORP | 2019-12-17 | 2020-03-02 | $84,118 | $90,567 | -$6,449 | -$6,449 | |
| 500SHS VULCAN MATERIALS CO | 2019-04-22 | 2020-03-02 | $61,638 | $61,125 | $513 | $513 | |
| 430SHS VULCAN MATERIALS CO | 2019-05-01 | 2020-03-02 | $53,008 | $54,651 | -$1,643 | -$1,643 | |
| 2,475SHS DOWDUPONT INC | 2019-12-23 | 2020-03-02 | $107,109 | $157,513 | -$50,404 | -$50,404 | |
| 280SHS CONSTELLATION BRANDS INC | 2019-04-22 | 2020-03-02 | $48,351 | $55,621 | -$7,270 | -$7,270 | |
| 320SHS CONSTELLATION BRANDS INC | 2019-12-17 | 2020-03-02 | $55,258 | $58,566 | -$3,308 | -$3,308 | |
| 660SHS WALT DISNEY CO | 2019-04-02 | 2020-03-02 | $77,444 | $74,189 | $3,255 | $3,255 | |
| 220SHS WALT DISNEY CO | 2019-05-01 | 2020-03-02 | $25,815 | $30,272 | -$4,457 | -$4,457 | |
| 550SHS DANAHER CORP | 2019-04-22 | 2020-03-02 | $79,922 | $69,103 | $10,819 | $10,819 | |
| 2,000SHS AIR LEASE CORP CL A | 2019-05-01 | 2020-03-02 | $76,778 | $77,463 | -$685 | -$685 | |
| 40SHS AMAZON.COM INC | 2019-04-02 | 2020-03-11 | $74,307 | $72,727 | $1,580 | $1,580 | |
| 40SHS AMAZON.COM INC | 2019-04-22 | 2020-03-11 | $74,307 | $74,171 | $136 | $136 | |
| 30SHS AMAZON.COM INC | 2019-05-01 | 2020-03-11 | $55,730 | $58,001 | -$2,271 | -$2,271 | |
| 30SHS AMAZON.COM INC | 2019-09-19 | 2020-03-11 | $55,730 | $54,790 | $940 | $940 | |
| 20SHS AMAZON.COM INC | 2019-12-17 | 2020-03-11 | $37,153 | $35,589 | $1,564 | $1,564 | |
| 1,595SHS MONDELEZ INTERNATIONAL INC | 2019-04-02 | 2020-03-11 | $85,025 | $79,444 | $5,581 | $5,581 | |
| 1,595SHS MONDELEZ INTERNATIONAL INC | 2019-04-22 | 2020-03-11 | $85,025 | $80,314 | $4,711 | $4,711 | |
| 1,070SHS MONDELEZ INTERNATIONAL INC | 2019-05-01 | 2020-03-11 | $57,039 | $55,771 | $1,268 | $1,268 | |
| 740SHS MONDELEZ INTERNATIONAL INC | 2019-12-17 | 2020-03-11 | $39,448 | $39,789 | -$341 | -$341 | |
| 585SHS UNITED TECHNOLOGIES CORP | 2019-04-02 | 2020-03-11 | $67,658 | $77,381 | -$9,723 | -$9,723 | |
| 585SHS UNITED TECHNOLOGIES CORP | 2019-04-22 | 2020-03-11 | $67,658 | $79,830 | -$12,172 | -$12,172 | |
| 390SHS UNITED TECHNOLOGIES CORP | 2019-05-01 | 2020-03-11 | $45,105 | $55,815 | -$10,710 | -$10,710 | |
| 640SHS UNITED TECHNOLOGIES CORP | 2019-12-17 | 2020-03-11 | $74,019 | $95,559 | -$21,540 | -$21,540 | |
| 2,500SHS AT&T INC | 2019-04-02 | 2020-03-11 | $86,921 | $79,778 | $7,143 | $7,143 | |
| 3,000SHS AT&T INC | 2019-04-22 | 2020-03-11 | $104,305 | $96,356 | $7,949 | $7,949 | |
| 1,800SHS AT&T INC | 2019-05-01 | 2020-03-11 | $62,583 | $56,300 | $6,283 | $6,283 | |
| 6,125SHS COMCAST CORP | 2019-12-17 | 2020-03-11 | $230,717 | $267,240 | -$36,523 | -$36,523 | |
| 1,235SHS GOLDMAN SACHS GROUP INC | 2019-07-02 | 2020-03-11 | $220,276 | $254,026 | -$33,750 | -$33,750 | |
| 2,930SHS BROOKFIELD ASSET MGMT INC CL A | 2019-10-15 | 2020-03-11 | $161,522 | $155,611 | $5,911 | $5,911 | |
| 1,000SHS BROOKFIELD ASSET MGMT INC CL A | 2019-12-17 | 2020-03-11 | $55,127 | $58,137 | -$3,010 | -$3,010 | |
| 370SHS BERKSHIRE HATHAWAY INC CL B | 2019-04-02 | 2020-03-11 | $72,779 | $75,750 | -$2,971 | -$2,971 | |
| 370SHS BERKSHIRE HATHAWAY INC CL B | 2019-04-22 | 2020-03-11 | $72,779 | $77,559 | -$4,780 | -$4,780 | |
| 245SHS BERKSHIRE HATHAWAY INC CL B | 2019-05-01 | 2020-03-11 | $48,191 | $53,250 | -$5,059 | -$5,059 | |
| 115SHS BERKSHIRE HATHAWAY INC CL B | 2019-12-17 | 2020-03-11 | $22,620 | $26,158 | -$3,538 | -$3,538 | |
| 1,480SHS UNION PACIFIC CORP | 2019-12-17 | 2020-03-11 | $210,030 | $266,555 | -$56,525 | -$56,525 | |
| 60SHS ALPHABET INC CL C | 2019-04-02 | 2020-03-11 | $74,972 | $71,733 | $3,239 | $3,239 | |
| 60SHS ALPHABET INC CL C | 2019-04-22 | 2020-03-11 | $74,972 | $74,064 | $908 | $908 | |
| 40SHS ALPHABET INC CL C | 2019-05-01 | 2020-03-11 | $49,981 | $47,512 | $2,469 | $2,469 | |
| 950SHS ABBOTT LABORATORIES | 2019-04-02 | 2020-03-11 | $74,457 | $75,585 | -$1,128 | -$1,128 | |
| 950SHS ABBOTT LABORATORIES | 2019-04-22 | 2020-03-11 | $74,457 | $69,566 | $4,891 | $4,891 | |
| 630SHS ABBOTT LABORATORIES | 2019-05-01 | 2020-03-11 | $49,377 | $50,060 | -$683 | -$683 | |
| 1,430SHS JOHNSON & JOHNSON | 2019-09-11 | 2020-03-11 | $197,315 | $186,869 | $10,446 | $10,446 | |
| 925SHS MERCK & CO INC | 2019-04-02 | 2020-03-11 | $73,617 | $77,021 | -$3,404 | -$3,404 | |
| 925SHS MERCK & CO INC | 2019-04-22 | 2020-03-11 | $73,617 | $67,670 | $5,947 | $5,947 | |
| 620SHS MERCK & CO INC | 2019-05-01 | 2020-03-11 | $49,343 | $48,856 | $487 | $487 | |
| 300SHS ADOBE INC | 2020-02-06 | 2020-03-11 | $97,261 | $109,885 | -$12,624 | -$12,624 | |
| 300SHS ADOBE INC | 2020-02-27 | 2020-03-11 | $97,261 | $104,274 | -$7,013 | -$7,013 | |
| 720SHS JPMORGAN CHASE & CO | 2019-04-02 | 2020-03-11 | $70,275 | $75,668 | -$5,393 | -$5,393 | |
| 720SHS JPMORGAN CHASE & CO | 2019-04-22 | 2020-03-11 | $70,275 | $81,316 | -$11,041 | -$11,041 | |
| 480SHS JPMORGAN CHASE & CO | 2019-05-01 | 2020-03-11 | $46,850 | $55,547 | -$8,697 | -$8,697 | |
| 405SHS RAYTHEON CO | 2019-04-02 | 2020-03-11 | $67,874 | $75,469 | -$7,595 | -$7,595 | |
| 405SHS RAYTHEON CO | 2019-04-22 | 2020-03-11 | $67,874 | $73,619 | -$5,745 | -$5,745 | |
| 270SHS RAYTHEON CO | 2019-05-01 | 2020-03-11 | $45,249 | $48,210 | -$2,961 | -$2,961 | |
| 470SHS HONEYWELL INTERNATIONAL INC | 2019-04-02 | 2020-03-11 | $73,945 | $75,735 | -$1,790 | -$1,790 | |
| 470SHS HONEYWELL INTERNATIONAL INC | 2019-04-22 | 2020-03-11 | $73,945 | $79,131 | -$5,186 | -$5,186 | |
| 200SHS HONEYWELL INTERNATIONAL INC | 2019-05-01 | 2020-03-11 | $31,466 | $34,709 | -$3,243 | -$3,243 | |
| 640SHS PEPSICO INC | 2019-04-02 | 2020-03-11 | $83,502 | $78,102 | $5,400 | $5,400 | |
| 640SHS PEPSICO INC | 2019-04-22 | 2020-03-11 | $83,502 | $81,203 | $2,299 | $2,299 | |
| 530SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2019-04-22 | 2020-03-11 | $72,287 | $58,824 | $13,463 | $13,463 | |
| 470SHS FIDELITY NATIONAL INFORMATION SERVICES INC | 2019-05-01 | 2020-03-11 | $64,104 | $54,465 | $9,639 | $9,639 | |
| 5,700SHS WEYERHAEUSER CO | 2019-05-01 | 2020-03-11 | $134,454 | $153,679 | -$19,225 | -$19,225 | |
| 590SHS CHEVRON CORP | 2019-04-03 | 2020-03-11 | $48,494 | $73,417 | -$24,923 | -$24,923 | |
| 590SHS CHEVRON CORP | 2019-04-22 | 2020-03-11 | $48,494 | $71,343 | -$22,849 | -$22,849 | |
| 390SHS CHEVRON CORP | 2019-05-01 | 2020-03-11 | $32,056 | $46,752 | -$14,696 | -$14,696 | |
| 1,165SHS PFIZER INC | 2019-04-22 | 2020-03-11 | $39,036 | $45,766 | -$6,730 | -$6,730 | |
| 1,160SHS PFIZER INC | 2019-05-01 | 2020-03-11 | $38,868 | $47,158 | -$8,290 | -$8,290 | |
| 675SHS PFIZER INC | 2019-12-17 | 2020-03-11 | $22,617 | $26,622 | -$4,005 | -$4,005 | |
| 4,740SHS INFINEON TECHNOLOGIES AG | 2020-02-19 | 2020-03-11 | $86,402 | $113,980 | -$27,578 | -$27,578 | |
| 630SHS MICROSOFT CORP | 2019-04-02 | 2020-03-11 | $99,000 | $75,057 | $23,943 | $23,943 | |
| 630SHS MICROSOFT CORP | 2019-04-22 | 2020-03-11 | $99,000 | $77,339 | $21,661 | $21,661 | |
| 420SHS MICROSOFT CORP | 2019-05-01 | 2020-03-11 | $66,000 | $54,896 | $11,104 | $11,104 | |
| $800M USTN 2.5% 05/31/2020 | 2020-02-26 | 2020-05-26 | $800,062 | $802,142 | -$2,080 | -$2,080 | |
| $1,000M USTN 2.5% 05/31/2020 | 2020-03-04 | 2020-05-26 | $1,000,078 | $1,004,103 | -$4,025 | -$4,025 | |
| $600M USTN 2.5% 05/31/2020 | 2020-03-04 | 2020-06-01 | $600,000 | $602,462 | -$2,462 | -$2,462 | |
| $2,400M USTN 2.5% 05/31/2020 | 2020-03-12 | 2020-06-01 | $2,400,000 | $2,411,625 | -$11,625 | -$11,625 | |
| $1,000M USTN 2.625% 08/31/2020 | 2020-03-04 | 2020-08-11 | $1,001,250 | $1,009,342 | -$8,092 | -$8,092 | |
| 6,105SHS WEYERHAEUSER CO | 2020-05-22 | 2020-08-19 | $175,936 | $119,176 | $56,760 | $56,760 | |
| $400M USTN 2.625% 08/31/2020 | 2020-03-04 | 2020-08-31 | $400,000 | $403,737 | -$3,737 | -$3,737 | |
| $2,300M USTN 2.625% 08/31/2020 | 2020-03-12 | 2020-08-31 | $2,300,000 | $2,326,594 | -$26,594 | -$26,594 | |
| 1,000SHS DOMINION ENERGY INC | 2020-07-23 | 2020-08-31 | $77,867 | $81,052 | -$3,185 | -$3,185 | |
| $1,000M USTN 2% 11/30/20 | 2020-06-01 | 2020-09-10 | $1,004,081 | $1,009,414 | -$5,333 | -$5,333 | |
| 3,990SHS AT&T INC | 2020-05-22 | 2020-09-25 | $110,836 | $119,228 | -$8,392 | -$8,392 | |
| 2,010SHS AT&T INC | 2020-07-23 | 2020-09-25 | $55,835 | $60,556 | -$4,721 | -$4,721 | |
| 600SHS VONTIER CORP | 2020-08-11 | 2020-10-12 | $16,830 | $16,156 | $674 | $674 | |
| 1,290SHS CHEVRON CORP | 2020-05-22 | 2020-11-03 | $94,203 | $118,106 | -$23,903 | -$23,903 | |
| 1,000SHS CHEVRON CORP | 2020-07-23 | 2020-11-03 | $73,026 | $91,282 | -$18,256 | -$18,256 | |
| 395SHS VIATRIS INC | 2020-05-22 | 2020-11-19 | $6,436 | $6,194 | $242 | $242 | |
| .191SHS VIATRIS INC | 2020-05-22 | 2020-11-19 | $3 | $3 | $0 | $0 | |
| $1,600M USTN 2% 11/30/20 | 2020-06-01 | 2020-11-30 | $1,600,000 | $1,615,063 | -$15,063 | -$15,063 | |
| $2,700M USTN 1.250% 03/31/21 | 2020-09-01 | 2020-12-07 | $2,709,546 | $2,717,935 | -$8,389 | -$8,389 | |
| $300M USTN 1.250% 03/31/21 | 2020-12-01 | 2020-12-07 | $301,061 | $301,160 | -$99 | -$99 | |
| 845SHS ARK INNOVATION ETF | 2020-08-31 | 2020-12-29 | $103,560 | $78,598 | $24,962 | $24,962 | |
| 1,485SHS ARK INNOVATION ETF | 2020-09-09 | 2020-12-29 | $181,996 | $127,048 | $54,948 | $54,948 | |
| $1,000M COCA-COLA CO 2.20% 05/25/2022 | 2019-11-29 | 2020-10-05 | $1,032,581 | $1,013,235 | $19,346 | $19,346 | |
| $250M COCA-COLA CO 1.55% 09/01/21 | 2019-12-02 | 2020-10-05 | $252,987 | $249,794 | $3,193 | $3,193 | |
| $250M COCA-COLA CO 1.55% 09/01/21 | 2019-12-02 | 2020-10-05 | $252,987 | $249,770 | $3,217 | $3,217 | |
| 17,000SHS KAR AUCTION SERVICES INC | 2017-12-15 | 2020-02-27 | $335,116 | $339,141 | -$4,025 | -$4,025 | |
| 5,800SHS ARAMARK | 2014-12-12 | 2020-03-16 | $108,319 | $162,400 | -$54,081 | -$54,081 | |
| 1,000SHS ARAMARK | 2015-01-13 | 2020-03-16 | $18,676 | $31,880 | -$13,204 | -$13,204 | |
| 1,100SHS ARAMARK | 2015-02-04 | 2020-03-16 | $20,543 | $35,788 | -$15,245 | -$15,245 | |
| 2,500SHS ARAMARK | 2015-02-25 | 2020-03-16 | $46,689 | $78,581 | -$31,892 | -$31,892 | |
| 6,600SHS ARAMARK | 2014-07-08 | 2020-03-16 | $123,260 | $177,649 | -$54,389 | -$54,389 | |
| 150SHS ACCENTURE PLC IRELAND CL A | 2008-01-31 | 2020-03-17 | $23,482 | $5,085 | $18,397 | $18,397 | |
| 2,2000SHS ACCENTURE PLC IRELAND CL A | 2007-10-26 | 2020-03-17 | $344,402 | $86,023 | $258,379 | $258,379 | |
| 450SHS ACCENTURE PLC IRELAND CL A | 2014-06-18 | 2020-03-17 | $70,446 | $37,200 | $33,246 | $33,246 | |
| 2,150SHS ACCENTURE PLC IRELAND CL A | 2015-03-04 | 2020-03-17 | $336,575 | $195,395 | $141,180 | $141,180 | |
| 2,000SHS ACCENTURE PLC IRELAND CL A | 2015-04-06 | 2020-03-17 | $313,093 | $191,205 | $121,888 | $121,888 | |
| 50SHS ACCENTURE PLC IRELAND CL A | 2015-04-29 | 2020-03-17 | $7,827 | $4,712 | $3,115 | $3,115 | |
| 600SHS ALPHABET INC CL C | 2018-08-17 | 2020-03-17 | $651,731 | $717,364 | -$65,633 | -$65,633 | |
| 150SHS BERKSHIRE HATHAWAY INC CL B | 2009-11-12 | 2020-03-17 | $26,912 | $10,223 | $16,689 | $16,689 | |
| 350SHS BERKSHIRE HATHAWAY INC CL B | 2010-11-22 | 2020-03-17 | $62,794 | $28,153 | $34,641 | $34,641 | |
| 200SHS BERKSHIRE HATHAWAY INC CL B | 2011-01-24 | 2020-03-17 | $35,882 | $16,637 | $19,245 | $19,245 | |
| 100SHS BERKSHIRE HATHAWAY INC CL B | 2013-03-05 | 2020-03-17 | $17,941 | $10,320 | $7,621 | $7,621 | |
| 700SHS BERKSHIRE HATHAWAY INC CL B | 2013-06-26 | 2020-03-17 | $125,588 | $79,293 | $46,295 | $46,295 | |
| 100SHS BERKSHIRE HATHAWAY INC CL B | 2010-02-16 | 2020-03-17 | $17,941 | $7,604 | $10,337 | $10,337 | |
| 400SHS BERKSHIRE HATHAWAY INC CL B | 2013-02-27 | 2020-03-17 | $71,764 | $40,041 | $31,723 | $31,723 | |
| 500SHS BERKSHIRE HATHAWAY INC CL B | 2013-12-18 | 2020-03-17 | $89,706 | $57,135 | $32,571 | $32,571 | |
| 1,000SHS BERKSHIRE HATHAWAY INC CL B | 2014-06-18 | 2020-03-17 | $179,411 | $125,965 | $53,446 | $53,446 | |
| 1,500SHS BERKSHIRE HATHAWAY INC CL B | 2015-03-04 | 2020-03-17 | $269,117 | $217,151 | $51,966 | $51,966 | |
| 1,350SHS BROOKFIELD ASSET MGMT INC CL A | 2013-03-28 | 2020-03-17 | $62,122 | $32,314 | $29,808 | $29,808 | |
| 300SHS BROOKFIELD ASSET MGMT INC CL A | 2013-04-10 | 2020-03-17 | $13,805 | $7,596 | $6,209 | $6,209 | |
| 450SHS BROOKFIELD ASSET MGMT INC CL A | 2013-06-10 | 2020-03-17 | $20,708 | $10,675 | $10,033 | $10,033 | |
| 1,500SHS BROOKFIELD ASSET MGMT INC CL A | 2013-07-02 | 2020-03-17 | $69,025 | $35,893 | $33,132 | $33,132 | |
| 1,500SHS BROOKFIELD ASSET MGMT INC CL A | 2013-09-06 | 2020-03-17 | $69,025 | $35,759 | $33,266 | $33,266 | |
| 450SHS BROOKFIELD ASSET MGMT INC CL A | 2013-09-24 | 2020-03-17 | $20,708 | $11,194 | $9,514 | $9,514 | |
| 3,150SHS BROOKFIELD ASSET MGMT INC CL A | 2013-10-03 | 2020-03-17 | $144,952 | $78,543 | $66,409 | $66,409 | |
| 450SHS BROOKFIELD ASSET MGMT INC CL A | 2015-02-25 | 2020-03-17 | $20,708 | $16,389 | $4,319 | $4,319 | |
| 175SHS BROOKFIELD ASSET MGMT INC CL A | 2007-09-21 | 2020-03-17 | $8,053 | $4,192 | $3,861 | $3,861 | |
| 675SHS BROOKFIELD ASSET MGMT INC CL A | 2008-04-17 | 2020-03-17 | $31,061 | $12,268 | $18,793 | $18,793 | |
| 1,950SHS BROOKFIELD ASSET MGMT INC CL A | 2009-07-21 | 2020-03-17 | $89,732 | $23,677 | $66,055 | $66,055 | |
| 450SHS BROOKFIELD ASSET MGMT INC CL A | 2010-02-19 | 2020-03-17 | $20,708 | $7,006 | $13,702 | $13,702 | |
| 300SHS BROOKFIELD ASSET MGMT INC CL A | 2010-05-27 | 2020-03-17 | $13,805 | $4,820 | $8,985 | $8,985 | |
| 1,050VBROOKFIELD ASSET MGMT INC CL A | 2010-08-03 | 2020-03-17 | $48,317 | $18,035 | $30,282 | $30,282 | |
| 100SHS BROOKFIELD ASSET MGMT INC CL A | 2013-03-26 | 2020-03-17 | $4,602 | $2,362 | $2,240 | $2,240 | |
| 8,150SHS BROOKFIELD ASSET MGMT INC CL A | 2013-03-26 | 2020-03-17 | $375,036 | $192,470 | $182,566 | $182,566 | |
| 10,600SHS DUNKIN BRANDS GROUP INC | 2017-01-30 | 2020-03-17 | $479,548 | $551,497 | -$71,949 | -$71,949 | |
| 4,400SHS DUNKIN BRANDS GROUP INC | 2017-09-12 | 2020-03-17 | $199,058 | $227,952 | -$28,894 | -$28,894 | |
| 500SHS DANAHER CORP | 2015-02-17 | 2020-03-17 | $65,682 | $33,057 | $32,625 | $32,625 | |
| 425SHS DANAHER CORP | 2015-06-08 | 2020-03-17 | $55,829 | $27,672 | $28,157 | $28,157 | |
| 1,075SHS DANAHER CORP | 2016-07-06 | 2020-03-17 | $141,216 | $86,467 | $54,749 | $54,749 | |
| 100SHS DANAHER CORP | 2009-10-12 | 2020-03-17 | $13,136 | $2,589 | $10,547 | $10,547 | |
| 1,300SHS DANAHER CORP | 2009-10-20 | 2020-03-17 | $170,772 | $34,887 | $135,885 | $135,885 | |
| 750SHS DANAHER CORP | 2017-07-10 | 2020-03-17 | $98,523 | $62,106 | $36,417 | $36,417 | |
| 1,450SHS DANAHER CORP | 2017-09-06 | 2020-03-17 | $190,477 | $121,614 | $68,863 | $68,863 | |
| 4,000SHS DANAHER CORP | 2015-02-17 | 2020-03-17 | $525,454 | $264,440 | $261,014 | $261,014 | |
| 400SHS DANAHER CORP | 2015-04-29 | 2020-03-17 | $52,546 | $25,356 | $27,190 | $27,190 | |
| 8,700SHS FORTIVE CORP | 2018-03-13 | 2020-03-17 | $441,962 | $682,786 | -$240,824 | -$240,824 | |
| 1,000SHS HONEYWELL INTERNATIONAL INC | 2013-06-27 | 2020-03-17 | $137,636 | $77,181 | $60,455 | $60,455 | |
| 300SHS HONEYWELL INTERNATIONAL INC | 2013-11-11 | 2020-03-17 | $41,291 | $25,027 | $16,264 | $16,264 | |
| 400SHS HONEYWELL INTERNATIONAL INC | 2015-06-08 | 2020-03-17 | $55,054 | $39,587 | $15,467 | $15,467 | |
| 300SHS HONEYWELL INTERNATIONAL INC | 2010-06-17 | 2020-03-17 | $41,291 | $12,279 | $29,012 | $29,012 | |
| 300SHS HONEYWELL INTERNATIONAL INC | 2010-07-26 | 2020-03-17 | $41,291 | $12,557 | $28,734 | $28,734 | |
| 700SHS HONEYWELL INTERNATIONAL INC | 2013-03-08 | 2020-03-17 | $96,345 | $49,226 | $47,119 | $47,119 | |
| 900SHS HONEYWELL INTERNATIONAL INC | 2013-11-11 | 2020-03-17 | $123,872 | $75,034 | $48,838 | $48,838 | |
| 1,100SHS HONEYWELL INTERNATIONAL INC | 2013-12-16 | 2020-03-17 | $151,400 | $91,916 | $59,484 | $59,484 | |
| 2,000SHS HONEYWELL INTERNATIONAL INC | 2016-01-15 | 2020-03-17 | $275,272 | $185,327 | $89,945 | $89,945 | |
| 17,000SHS IAA INC | 2017-12-15 | 2020-03-17 | $482,910 | $526,014 | -$43,104 | -$43,104 | |
| 6,200SHS MICROSOFT CORP | 2017-02-03 | 2020-03-17 | $878,194 | $393,458 | $484,736 | $484,736 | |
| 15,000SHS MONDELEZ INTERNATIONAL INC | 2018-01-22 | 2020-03-17 | $722,172 | $663,694 | $58,478 | $58,478 | |
| 1,125SHS NESTLE SA SPONSORED ADRS | 2008-01-31 | 2020-03-17 | $109,278 | $49,795 | $59,483 | $59,483 | |
| 1,000SHS NESTLE SA SPONSORED ADRS | 2008-10-13 | 2020-03-17 | $97,136 | $36,775 | $60,361 | $60,361 | |
| 400SHS NESTLE SA SPONSORED ADRS | 2010-01-11 | 2020-03-17 | $38,854 | $19,313 | $19,541 | $19,541 | |
| 475SHS NESTLE SA SPONSORED ADRS | 2010-11-24 | 2020-03-17 | $46,140 | $26,421 | $19,719 | $19,719 | |
| 100SHS NESTLE SA SPONSORED ADRS | 2012-02-29 | 2020-03-17 | $9,714 | $6,160 | $3,554 | $3,554 | |
| 400SHS NESTLE SA SPONSORED ADRS | 2013-02-27 | 2020-03-17 | $38,854 | $27,765 | $11,089 | $11,089 | |
| 500SHS NESTLE SA SPONSORED ADRS | 2013-03-28 | 2020-03-17 | $48,568 | $36,265 | $12,303 | $12,303 | |
| 500SHS NESTLE SA SPONSORED ADRS | 2013-06-26 | 2020-03-17 | $48,568 | $32,408 | $16,160 | $16,160 | |
| 500SHS NESTLE SA SPONSORED ADRS | 2013-07-02 | 2020-03-17 | $48,568 | $33,005 | $15,563 | $15,563 | |
| 1,000SHS NESTLE SA SPONSORED ADRS | 2013-12-19 | 2020-03-17 | $97,136 | $71,392 | $25,744 | $25,744 | |
| 1,5000SHS NESTLE SA SPONSORED ADRS | 2007-05-29 | 2020-03-17 | $145,704 | $58,162 | $87,542 | $87,542 | |
| 375SHS NESTLE SA SPONSORED ADRS | 2007-06-28 | 2020-03-17 | $36,426 | $14,095 | $22,331 | $22,331 | |
| 500SHS NESTLE SA SPONSORED ADRS | 2009-01-06 | 2020-03-17 | $48,568 | $19,330 | $29,238 | $29,238 | |
| 500SHS NESTLE SA SPONSORED ADRS | 2010-01-11 | 2020-03-17 | $48,568 | $24,135 | $24,433 | $24,433 | |
| 2,125SHS NESTLE SA SPONSORED ADRS | 2018-09-24 | 2020-03-17 | $206,414 | $176,948 | $29,466 | $29,466 | |
| 20,000SHS ORACLE CORP | 2017-10-05 | 2020-03-17 | $907,567 | $974,775 | -$67,208 | -$67,208 | |
| 1,600SHS SERVICE CORP INT'L | 2015-06-08 | 2020-03-17 | $63,433 | $46,609 | $16,824 | $16,824 | |
| 6,725SHS SERVICE CORP INT'L | 2016-01-15 | 2020-03-17 | $266,615 | $158,577 | $108,038 | $108,038 | |
| 1,175SHS SERVICE CORP INT'L | 2016-03-18 | 2020-03-17 | $46,583 | $28,175 | $18,408 | $18,408 | |
| 9,700SHS SERVICE CORP INT'L | 2015-03-04 | 2020-03-17 | $384,561 | $244,676 | $139,885 | $139,885 | |
| 1,800SHS SERVICE CORP INT'L | 2015-03-31 | 2020-03-17 | $71,362 | $47,521 | $23,841 | $23,841 | |
| 500SHS THERMO FISHER SCIENTIFIC INC | 2016-01-15 | 2020-03-17 | $146,330 | $65,659 | $80,671 | $80,671 | |
| 975SHS THERMO FISHER SCIENTIFIC INC | 2017-01-30 | 2020-03-17 | $285,344 | $140,357 | $144,987 | $144,987 | |
| 3,025SHS THERMO FISHER SCIENTIFIC INC | 2015-11-19 | 2020-03-17 | $885,297 | $415,809 | $469,488 | $469,488 | |
| 1,000SHS US BANCORP DEL COM | 2009-08-04 | 2020-03-17 | $32,712 | $21,595 | $11,117 | $11,117 | |
| 2,000SHS US BANCORP DEL COM | 2010-11-22 | 2020-03-17 | $65,424 | $49,436 | $15,988 | $15,988 | |
| 1,000SHS US BANCORP DEL COM | 2013-07-02 | 2020-03-17 | $32,712 | $36,355 | -$3,643 | -$3,643 | |
| 1,000SHS US BANCORP DEL COM | 2013-07-11 | 2020-03-17 | $32,712 | $37,210 | -$4,498 | -$4,498 | |
| 1,000SHS US BANCORP DEL COM | 2013-12-19 | 2020-03-17 | $32,712 | $40,165 | -$7,453 | -$7,453 | |
| 1,100SHS US BANCORP DEL COM | 2009-08-04 | 2020-03-17 | $35,983 | $23,746 | $12,237 | $12,237 | |
| 1,200SHS US BANCORP DEL COM | 2013-12-18 | 2020-03-17 | $39,255 | $47,307 | -$8,052 | -$8,052 | |
| 2,000SHS US BANCORP DEL COM | 2014-06-23 | 2020-03-17 | $65,424 | $87,605 | -$22,181 | -$22,181 | |
| 1,700SHS US BANCORP DEL COM | 2015-04-20 | 2020-03-17 | $55,611 | $72,860 | -$17,249 | -$17,249 | |
| 900SHS RECKITT BENCKISER GROUP PLC | 2008-01-31 | 2020-03-18 | $62,584 | $45,015 | $17,569 | $17,569 | |
| 150SHS RECKITT BENCKISER GROUP PLC | 2008-02-01 | 2020-03-18 | $10,431 | $7,686 | $2,745 | $2,745 | |
| 1,000SHS RECKITT BENCKISER GROUP PLC | 2008-10-13 | 2020-03-18 | $69,538 | $40,746 | $28,792 | $28,792 | |
| 450SHS RECKITT BENCKISER GROUP PLC | 2010-11-24 | 2020-03-18 | $31,292 | $24,420 | $6,872 | $6,872 | |
| 200SHS RECKITT BENCKISER GROUP PLC | 2011-10-27 | 2020-03-18 | $13,908 | $10,251 | $3,657 | $3,657 | |
| 700SHS RECKITT BENCKISER GROUP PLC | 2012-01-18 | 2020-03-18 | $48,677 | $35,335 | $13,342 | $13,342 | |
| 1,100SHS RECKITT BENCKISER GROUP PLC | 2013-06-26 | 2020-03-18 | $76,492 | $76,977 | -$485 | -$485 | |
| 500SHS RECKITT BENCKISER GROUP PLC | 2013-12-09 | 2020-03-18 | $34,769 | $38,341 | -$3,572 | -$3,572 | |
| 500SHS RECKITT BENCKISER GROUP PLC | 2013-12-30 | 2020-03-18 | $34,769 | $38,885 | -$4,116 | -$4,116 | |
| 1,600SHS RECKITT BENCKISER GROUP PLC | 2007-05-29 | 2020-03-18 | $111,261 | $85,803 | $25,458 | $25,458 | |
| 1,400SHS RECKITT BENCKISER GROUP PLC | 2011-03-29 | 2020-03-18 | $97,354 | $70,059 | $27,295 | $27,295 | |
| 200SHS RECKITT BENCKISER GROUP PLC | 2011-10-27 | 2020-03-18 | $13,908 | $10,251 | $3,657 | $3,657 | |
| 700SHS RECKITT BENCKISER GROUP PLC | 2012-01-18 | 2020-03-18 | $48,677 | $35,335 | $13,342 | $13,342 | |
| 400SHS RECKITT BENCKISER GROUP PLC | 2013-02-12 | 2020-03-18 | $27,815 | $26,653 | $1,162 | $1,162 | |
| 1,700SHS RECKITT BENCKISER GROUP PLC | 2017-12-01 | 2020-03-18 | $118,215 | $148,599 | -$30,384 | -$30,384 | |
| $1,000M USTN 2.625% 08/31/2020 | 2018-09-06 | 2020-07-23 | $1,002,578 | $999,688 | $2,890 | $2,890 | |
| $200MMICROSOFT CORP 1.850% 02/12/2020 | 2015-04-01 | 2020-01-13 | $200,000 | $202,970 | -$2,970 | -$2,970 | |
| $500M IBM CORP 2.90% 11/01/2021 | 2018-05-15 | 2020-03-06 | $513,251 | $497,098 | $16,153 | $16,153 | |
| $500M IBM CORP 2.25% 02/19/2021 | 2016-02-17 | 2020-03-06 | $503,963 | $501,257 | $2,706 | $2,706 | |
| $100M USTN 1.375% 04/30/2020 | 2017-12-18 | 2020-04-30 | $100,000 | $98,998 | $1,002 | $1,002 | |
| $500M INTEL CORP 2.45% 07/29/20 | 2017-12-20 | 2020-07-29 | $500,000 | $505,437 | -$5,437 | -$5,437 | |
| $500M JOHNSON & JOHNSON 2.95% 09/01/20 | 2014-12-15 | 2020-09-01 | $500,000 | $526,807 | -$26,807 | -$26,807 | |
| $500M JOHNSON & JOHNSON 2.95% 09/01/20 | 2015-12-14 | 2020-09-01 | $500,000 | $528,237 | -$28,237 | -$28,237 | |
| $500M COCA-COLA CO 1.55% 09/01/21 | 2016-09-06 | 2020-10-05 | $505,973 | $503,482 | $2,491 | $2,491 | |
| CAPITAL GAINS DIVIDENDS | $3,189 | $3,189 | $3,189 | P |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,949,769 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$1,838,924 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $37,169 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $37,169 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $37,169 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $26,467 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $30,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $56,467 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $19,298 | OverpaymentAmt |
| Applied To ES Tax | $19,298 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | 0 | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | Yes (1) | PrivateOperatingFoundationInd |
| New Substantial Contributors | Yes (1) | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | VINCENT KATZ CO A KOZAK AND CO | IndividualWithBooksNm |
| Phone | 2128896371 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 192 LEXINGTON AVENUE SUITE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ALEX KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | PRESIDENT & DIRECTOR | 0.00 | $0 | $0 | $0 |
| ADA KATZ | ||||||||
| C/O A KOZAK 192 LEXINGTON AVE 1100 | NEW YORK | NY | 10016 | VICE-PRES & DIRECTOR | 0.00 | $0 | $0 | $0 |
| VINCENT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | TREASURER & DIRECTOR | 20.00 | $150,000 | $0 | $0 |
| VIVIEN BITTENCOURT KATZ | ||||||||
| 211 WEST 19TH STREET 5TH FL | NEW YORK | NY | 10011 | SECRETARY & DIRECTOR | 20.00 | $181,250 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| FIRST MANHATTAN CO | |||||
| 399 PARK AVENUE | NEW YORK | NY | 10022 | INVESTMENT ADVISORY | $98,598 |
| KLINGENSTEIN FIELDS & CO LLC | |||||
| 125 PARK AVENUE | NEW YORK | NY | 10017 | INVESTMENT ADVISORY | $67,537 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | SOLOMON R. GUGGENHEIM FOUNDATIONGENERAL CONTRIBUTION | Description1Txt |
| Expenses1 | $500,000 | Expenses1Amt |
| Description2 | SOLOMON R. GUGGENHEIM FOUNDATIONGENERAL CONTRIBUTION | Description2Txt |
| Expenses2 | $250,000 | Expenses2Amt |
| Description3 | COOPER UNIONGENERAL CONTRIBUTION | Description3Txt |
| Expenses3 | $250,000 | Expenses3Amt |
| Description4 | COLBY COLLEGE MUSEUM OF ARTCONTRIBUTION OF ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 | Description4Txt |
| Expenses4 | $220,000 | Expenses4Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $42,593,831 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $22,357,636 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $64,951,467 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $64,951,467 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $974,272 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $63,977,195 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $3,198,860 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sect4942j3j5 Fndtn And Frgn Org | Yes (X) | Sect4942j3j5FndtnAndFrgnOrgInd |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $4,407,713 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $4,407,713 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $4,407,713 | AdjustedQualifyingDistriAmt |
Private Operating Foundations PrivateOperatingFoundationsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Fndtn Ruling | 2005-02-28 | PrivateOperatingFndtnRulingDt |
| Section4942j3 | Yes (X) | Section4942j3Ind |
Lessor Adj Net Incm Min Invst Ret LessorAdjNetIncmMinInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $724,273 | CurrentYearAmt |
| Year1 | $733,658 | Year1Amt |
| Year2 | $389,644 | Year2Amt |
| Year3 | $431,758 | Year3Amt |
| Total | $2,279,333 | TotalAmt |
Pct85 Lessor Adj Incm Or Min Ret Pct85LessorAdjIncmOrMinRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $615,632 | CurrentYearAmt |
| Year1 | $623,609 | Year1Amt |
| Year2 | $331,197 | Year2Amt |
| Year3 | $366,994 | Year3Amt |
| Total | $1,937,433 | TotalAmt |
Qualifying Distributions QualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $4,407,713 | CurrentYearAmt |
| Year1 | $2,315,134 | Year1Amt |
| Year2 | $3,192,451 | Year2Amt |
| Year3 | $2,464,349 | Year3Amt |
| Total | $12,379,647 | TotalAmt |
Qualifying Distri Not Used Drt QualifyingDistriNotUsedDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $0 | CurrentYearAmt |
| Year1 | $0 | Year1Amt |
| Year2 | $0 | Year2Amt |
| Year3 | $0 | Year3Amt |
| Total | $0 | TotalAmt |
Qualifying Distri Made Drt QualifyingDistriMadeDrtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $4,407,713 | CurrentYearAmt |
| Year1 | $2,315,134 | Year1Amt |
| Year2 | $3,192,451 | Year2Amt |
| Year3 | $2,464,349 | Year3Amt |
| Total | $12,379,647 | TotalAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $80,802,630 | CurrentYearAmt |
| Year1 | $67,464,921 | Year1Amt |
| Year2 | $54,496,298 | Year2Amt |
| Year3 | $50,521,415 | Year3Amt |
| Total | $253,285,264 | TotalAmt |
Total Assets Sect4942j3 Bi TotalAssetsSect4942j3BiGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Two Thirds Minimum Invst Ret TwoThirdsMinimumInvstRetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Year | $2,132,573 | CurrentYearAmt |
| Year1 | $1,875,114 | Year1Amt |
| Year2 | $1,584,469 | Year2Amt |
| Year3 | $1,466,760 | Year3Amt |
| Total | $7,058,916 | TotalAmt |
Total Support TotalSupportGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Public Support Type PublicSupportType
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Largest Support From EO LargestSupportFromEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Gross Investment Income GrossInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ALEX KATZ | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (52 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JANE FREILICHER, UNTITLED (INTERIOR, STILL LIFE ON TABLE), 1952 | $60,000 |
| ART INSTITUTE OF CHICAGO | |||||||
| 111 SOUTH MICHIGAN AVENUE | CHICAGO | IL | 60603 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, PERGE MODO, 2005 | $131,250 |
| BALTIMORE MUSEUM OF ART | |||||||
| 10 ART MUSEUM DRIVE | BALTIMORE | MD | 21218 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TRACY MILLER, CARTWHEEL, 2017 | $14,400 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - NEIL BLAINE, ANEMONES IN BLUE POT, 1973 | $25,600 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 1, 2000 | $40,000 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - CHRIS MARTIN, SPHINX, 1986 | $14,400 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TYSON REEDER, MUSTARD ST., 2019 | $9,600 |
| BOWDOIN COLLEGE MUSEUM OF ART | |||||||
| 255 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TREVOR SHIMIZU, BREASTFEEDING IN PUBLIC, 2016 | $5,600 |
| BROOKLYN ACADEMY OF MUSIC | |||||||
| 30 LAFAYETTE AVE | BROOKLYN | NY | 11217 | N/A | PUBLIC | GENERAL CONTRIBUTION | $200,000 |
| CARNEGIE MUSEUM OF ART | |||||||
| 4400 FORBES AVENUE | PITTSBURGH | PA | 15213 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JOHN ZURIER, NORTH FROM HERE 2, 2019 | $44,000 |
| CARNEGIE MUSEUM OF ART | |||||||
| 4400 FORBES AVENUE | PITTSBURGH | PA | 15213 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, SPATIAL OCCUPATION, 2018 | $120,000 |
| CENTER FOR MAINE CONTEMPORARY ART | |||||||
| 213 WINTER STREET | ROCKLAND | ME | 04841 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | GENERAL CONTRIBUTION | $25,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | GENERAL CONTRIBUTION | $25,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ENZO CUCCHI, NO TITLE, 2017 | $16,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 | $220,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JAN DE VLIEGHER, PLUSH, 2019 | $15,080 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARY OBERING, UNTITLED, 1974 | $12,000 |
| COLBY COLLEGE MUSEUM OF ART | |||||||
| 4373 MAYFLOWER HILL | WATERVILLE | ME | 049018843 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ROB PRUITT, BEAUTY-MARK, 2006 | $37,500 |
| COOPER UNION | |||||||
| 7 EAST 7TH STREET | NEW YORK | NY | 10003 | N/A | PUBLIC | GENERAL CONTRIBUTION | $250,000 |
| DETROIT INSTITUTE OF ART | |||||||
| 5200 WOODWARD AVENUE | DETROIT | MI | 48202 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 | $76,000 |
| FILM FORUM INC | |||||||
| 209 WEST HOUSTON ST | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $50,000 |
| FILM FORUM INC | |||||||
| 209 WEST HOUSTON ST | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $75,000 |
| FOUNDATION FOR CONTEMPORARY ARTS | |||||||
| 820 GREENWICH STREET | NEW YORK | NY | 10014 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - FEDERICO DE FRANCESCO, HOMAGE TO G MINOR, OP. 63, 2019 | $10,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - VERNE DAWSON, OVER THE CITY, 2019 | $28,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JORG IMMENDORF, MALERSTAMM - BALDUNG, 2002 | $128,000 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - HIEJIN YOO, ITS FULL MOON, LET'S MAKE A WISH, 2018 | $6,800 |
| HIGH MUSEUM OF ART ATLANTA | |||||||
| 1280 PEACHTREE STREET NE | ATLANTA | GA | 30309 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, INCLINATION, 2003 | $100,000 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - PHILIP TAAFFE, AVERROES, 2016 | $128,000 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TABBOO!, BLUE FERN WITH BEES, 2019 | $8,000 |
| MUSEUM OF FINE ARTS HOUSTON | |||||||
| 1001 BISSONNET STREET | HOUSTON | TX | 77005 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - TABBOO!, ORANGE BIRD ON BLUE, 2019 | $9,600 |
| NEW YORK LIVE ARTS INC | |||||||
| 219 W 19TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $50,000 |
| NEW YORK LIVE ARTS INC | |||||||
| 219 W 19TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $200,000 |
| NEW YORK STUDIO SCHOOL OF DRAWING PAINTING & SCULPTURE | |||||||
| 8 W 8TH STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $50,000 |
| PAUL TAYLOR DANCE FOUNDATION INC | |||||||
| 551 GRAND STREET LOBBY A | NEW YORK | NY | 10002 | N/A | PUBLIC | GENERAL CONTRIBUTION | $200,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - KAREN KILIMNIK, THE WELL GROOMED WORRYWART OUT HUNTING, 2019 | $24,000 |
| PORTLAND MUSEUM OF ART | |||||||
| SEVEN CONGRESS SQUARE | PORTLAND | ME | 04101 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - HANNAH SECORD WADE, DOG FOUNTAIN, 2017 | $4,680 |
| SAN ANTONIO MUSEUM OF ART | |||||||
| 200 WEST JONES AVE | SAN ANTONIO | TX | 78215 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 2, 2000 | $40,000 |
| SKOWHEGAN SCHOOL OF PAINTING AND SCULTURE | |||||||
| 136 WEST 22ND STREET | NEW YORK | NY | 10011 | N/A | PUBLIC | GENERAL CONTRIBUTION | $25,000 |
| SOLOMON R GUGGENHEIM FOUNDATION | |||||||
| 1071 FIFTH AVENUE | NEW YORK | NY | 101280173 | N/A | PUBLIC | GENERAL CONTRIBUTION | $250,000 |
| SOLOMON R GUGGENHEIM FOUNDATION | |||||||
| 1071 FIFTH AVENUE | NEW YORK | NY | 101280173 | N/A | PUBLIC | GENERAL CONTRIBUTION | $500,000 |
| THE BROOKLYN MUSEUM | |||||||
| 200 EASTERN PARKWAY | BROOKLYN | NY | 11238 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - MARTHA DIAMOND, CITYSCAPE:BLUE SHADOW NO. 3, 1994 | $40,000 |
| THE BROOKLYN MUSEUM | |||||||
| 200 EASTERN PARKWAY | BROOKLYN | NY | 11238 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - RED GROOMS, 42ND STREET - PORNO BOOKSTORE, 1976 | $200,000 |
| THE BROOKLYN MUSEUM | |||||||
| 200 EASTERN PARKWAY | BROOKLYN | NY | 11238 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - THADDEUS MOSLEY, CIRCLED PLANES, 2016 | $120,000 |
| THE BROOKLYN RAIL INC | |||||||
| 253 36TH ST C304 | BROOKLYN | NY | 11232 | N/A | PUBLIC | GENERAL CONTRIBUTION | $1,000 |
| THE HOUSE FOUNDATION FOR THE ARTS | |||||||
| 260 WEST BROADWAY SUITE 2 | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $75,000 |
| THE MCNAY ART MUSEUM | |||||||
| 6000 NORTH NEW BRAUNFELS | SAN ANTONIO | TX | 782090069 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - OLIVER CLEGG, I AM PRETTY SURE THAT MY IMAGINATION FUNCTIONS BETTTER WHEN I DON'T HAVE TO SPEAK, 2019 | $24,000 |
| THE MCNAY ART MUSEUM | |||||||
| 6000 NORTH NEW BRAUNFELS | SAN ANTONIO | TX | 782090069 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - JANET ALLING, COLEUS M: INTERIORS, 2019 | $8,000 |
| THE MCNAY ART MUSEUM | |||||||
| 6000 NORTH NEW BRAUNFELS | SAN ANTONIO | TX | 782090069 | N/A | PUBLIC | CONTRIBUTION OF ARTWORK - ANNE NEELY, PALACE, 2017 | $3,600 |
| THE WOOSTER GROUP | |||||||
| 33 WOOSTER STREET | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $150,000 |
| THE WOOSTER GROUP | |||||||
| 33 WOOSTER STREET | NEW YORK | NY | 10013 | N/A | PUBLIC | GENERAL CONTRIBUTION | $200,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $4,052,110 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $38,430 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $887,612 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$567,284 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $358,758 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $358,758 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 1 | ContributorNum |
| Contributor Person | ALEX KATZ | ContributorPersonNm |
Contributor US Address ContributorUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | C/O A KOZAK CO 192 LEXINGTON AVE 11 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Contributions | $21,000,000 | TotalContributionsAmt |
| Person Contribution | Yes (X) | PersonContributionInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $45,268 | Amt |
| Net Investment Income | $33,951 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $33,951 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $11,317 | DisbursementsCharitablePrpsAmt |
Expln Of Non Filing With AG Stmt ExplnOfNonFilingWithAGStmt
| Field | Value | IRS element (for citing) |
|---|---|---|
| Explanation | THE ORGANIZATION IS NOT REQUIRED TO FURNISH A COPY OF FORM 990-PF TO THE ATTORNEY GENERAL OF DELAWARE. | ExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (20 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| $1000M BERKSHIRE HATHAWAY 3% 05/15/22 | $993,006 | $1,038,140 |
| $1000M JOHNSON & JOHNSON 2.45% 12/05/21 | $988,957 | $1,020,290 |
| $1000M MICROSOFT CORP 2.375% 02/12/22 | $980,906 | $1,022,330 |
| $1750M WAL-MART INC 2.35% 12/15/22 | $1,733,540 | $1,822,205 |
| $2000M APPLE INC 2.50% 02/09/22 | $2,019,813 | $2,045,520 |
| $700M BERKSHIRE HATHAWAY 2.75% 03/15/23 | $707,942 | $735,112 |
| $500M EXXON MOBIL CORP 2.397% 03/06/22 | $507,673 | $511,200 |
| $1000M EXXON MOBIL CORP 3.176% 03/15/24 | $1,025,007 | $1,078,610 |
| $2000M INTL BUSINESS MACHINES CORP 3.0% 05/15/24 | $2,068,200 | $2,166,560 |
| $500M INTEL CORP 2.7% 12/15/22 | $513,949 | $523,650 |
| $2000M MERCK & CO 2.35% 02/10/22 | $2,031,643 | $2,045,820 |
| $1000M MICROSOFT CORP 2.40% 02/06/22 | $1,016,358 | $1,020,390 |
| $1000M 3M COMPANY 2% 02/14/25 | $1,055,806 | $1,060,060 |
| $1000M APPLE INC 1.125% 05/11/25 | $1,021,947 | $1,028,370 |
| $200M BERKSHIRE HATHAWAY 3.125% 03/15/26 | $226,671 | $223,462 |
| $500M CHEVRON CORP 1.554% 05/11/25 | $523,856 | $519,990 |
| $500M COCA-COLA CO 2.95% 03/25/25 | $550,364 | $551,130 |
| $500M EXXON MOBIL CORP 2.019% 08/16/24 | $525,351 | $526,430 |
| $500M MERCK & CO 0.75% 02/24/26 | $500,006 | $505,645 |
| $1000M WALT DISNEY CO 1.75% 01/13/26 | $1,049,296 | $1,048,280 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (42 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 6,280 SHS BERKSHIRE HATHAWAY CL B | $1,312,684 | $1,456,144 |
| 6,700 SHS BROOKFIELD ASSET MGMT | $224,635 | $276,509 |
| 6,200 SHS DANAHER CORP | $1,087,149 | $1,377,268 |
| 1,590 SHS HONEYWELL INTERNATIONAL INC | $280,404 | $338,193 |
| 26,310 SHS MONDELEZ INTERNATIONAL INC | $1,409,814 | $1,538,346 |
| 960 SHS ALPHABET INC CL C | $1,445,339 | $1,681,805 |
| 3,000 SHS THERMO FISHER SCIENTIFIC INC | $1,080,175 | $1,397,340 |
| 17,250 SHS FORTIVE CORP | $1,098,300 | $1,221,645 |
| 7,205 SHS MICROSOFT CORP | $1,422,534 | $1,602,536 |
| 1,315 SHS ABBOTT LABORATORIES | $119,040 | $143,979 |
| 105 SHS AMAZON.COM INC | $307,681 | $341,978 |
| 840 SHS BROADCOM LIMITED | $316,307 | $367,794 |
| 24,000 SHS COCA-COLA CO | $1,111,031 | $1,316,160 |
| 5,100 SHS COMCAST CORP | $235,911 | $267,240 |
| 860 SHS CONSTELLATION BRANDS INC | $148,408 | $188,383 |
| 3,450 SHS CVS HEALTH CORP | $233,887 | $235,635 |
| 1,840 SHS FIDELITY NATIONAL INFORMATION SERVICES INC | $270,507 | $260,286 |
| 660 SHS GOLDMAN SACHS GROUP INC | $118,951 | $174,049 |
| 1,045 SHS HOME DEPOT INC | $275,714 | $277,573 |
| 1,970 SHS JPMORGAN CHASE & CO | $197,986 | $250,328 |
| 725 SHS PALO ALTO NETWORKS INC | $189,623 | $257,658 |
| 3,185 SHS PFIZER INC | $112,356 | $117,240 |
| 775 SHS SALESFORCE.COM INC | $150,302 | $172,461 |
| 1,950 SHS STARBUCKS CORP | $148,555 | $208,611 |
| 1,085 SHS UNION PACIFIC CORP | $192,947 | $225,919 |
| 1,200 SHS UNITED PARCEL SERVICE INC CL B | $152,851 | $202,080 |
| 1,110 SHS VULCAN MATERIALS CO | $148,858 | $164,624 |
| 1,890 SHS WALT DISNEY CO | $247,064 | $342,430 |
| 565 SHS ADOBE INC | $275,512 | $282,568 |
| 1,215 SHS AMERICAN TOWER REIT | $295,660 | $272,719 |
| 2,970 SHS APPLE INC | $343,700 | $394,089 |
| 740 SHS COSTCO WHOLESALE CORP | $277,316 | $278,817 |
| 3,980 SHS DUPONT DE NEMOURS INC | $247,415 | $283,018 |
| 3,550 SHS FACEBOOK INC | $949,245 | $969,718 |
| 5,760 SHS INFINEON TECHNOLOGIES AG | $119,930 | $222,048 |
| 5,750 SHS MCDONALD'S CORP | $1,109,988 | $1,233,835 |
| 2,400 SHS NIKE INC | $290,922 | $339,528 |
| 2,600 SHS O'REILLY AUTOMOTIVE INC | $1,212,872 | $1,176,682 |
| 2,160 SHS PROCTER & GAMBLE CO | $274,887 | $300,542 |
| 2,670 SHS PROLOGIS INC | $261,814 | $266,092 |
| 5,365 SHS RAYTHEON TECHNOLOGIES CORP | $322,474 | $383,651 |
| 5,950 SHS VISA INC CL A | $1,144,878 | $1,301,443 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,405,414 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,403,696 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $3,489,056 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $3,532,880 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | 41,051.441 SHS VANGUARD 500 INDEX FUND ADMIRAL SHARES | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $14,067,220 | BookValueAmt |
| EOYFMV | $14,227,198 | EOYFMVAmt |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $4,959 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $4,959 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (36 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARTWORK - MARTHA DIAMOND, CENTRAL CHARACTER, 1983 | $45,000 | $45,000 | $45,000 |
| ARTWORK - AVERY SINGER, UNTITLED (MONDAY), 2017 | $76,000 | $0 | $0 |
| ARTWORK - PIERRE BONNARD, L'ARC-EN-CIEL, LA ROULOTTE, 1909 | $100,000 | $100,000 | $100,000 |
| ARTWORK - RED GROOMS, PORNO BOOKSTORE, 1976 | $200,000 | $0 | $0 |
| ARTWORK - VERNE DAWSON, OVER THE CITY, 2019 | $28,000 | $0 | $0 |
| ARTWORK - HIEJIN YOO, ITS FULL MOON, LET'S MAKE A WISH, 2018 | $6,800 | $0 | $0 |
| ARTWORK - JORG IMMENDORF, MALERSTAMM - BALDUNG, 2002 | $128,000 | $0 | $0 |
| ARTWORK - FEDERICO DE FRANCESCO, HOMAGE TO G MINOR OP. 63, 2019 | $10,000 | $0 | $0 |
| ARTWORK - MARTHA DIAMOND, CITYSCAPE:BLUE SHADOW NO. 3, 1994 | $40,000 | $0 | $0 |
| ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 1, 2000 | $40,000 | $0 | $0 |
| ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 2, 2000 | $40,000 | $0 | $0 |
| ARTWORK - MARTHA DIAMOND, NEW YORK WITH PURPLE NO. 4, 2000 | $40,000 | $40,000 | $40,000 |
| ARTWORK - TREVOR SHIMIZU, BREASTFEEDING IN PUBLIC, 2016 | $5,600 | $0 | $0 |
| ARTWORK - TYSON REEDER, MUSTARD ST., 2019 | $9,600 | $0 | $0 |
| ARTWORK - JAN DE VLIEGHER, PLUSH, 2019 | $15,080 | $0 | $0 |
| ARTWORK - ENZO CUCCHI, NO TITLE, 2017 | $16,000 | $0 | $0 |
| ARTWORK - CHRIS MARTIN, SPHINX, 1986 | $14,400 | $0 | $0 |
| ARTWORK - FRANCESCO CLEMENTE, INDIA IV, 2019 | $220,000 | $0 | $0 |
| ARTWORK - PHILIP TAAFFE, AVERROES, 2016 | $128,000 | $0 | $0 |
| ARTWORK - ROBERT BORDO, CRACKUP #15 (MONSTER MASH), 2019 | $32,000 | $32,000 | $32,000 |
| ARTWORK - JOHN ZURIER, NORTH FROM HERE 2, 2019 | $44,000 | $0 | $0 |
| ARTWORK - OLIVER CLEGG, I AM PRETTY SURE THAT MY IMAGINATION FUNCTIONS BET | $24,000 | $0 | $0 |
| ARTWORK - KAREN KILIMNIK, THE WORLD AT WAR, 2018 | $0 | $44,000 | $44,000 |
| ARTWORK - THADDEUS MOSLEY, ENCLOSURE, 2006 | $0 | $100,000 | $100,000 |
| ARTWORK - ANNE NEELY, FODDER, 2017 | $0 | $3,600 | $3,600 |
| ARTWORK - MARCUS LESLIE SINGLETON, MAN PLAYING TRUMPET, 2020 | $0 | $7,200 | $7,200 |
| ARTWORK - SPENCER SWEENEY, HANGED MAN #6, 2020 | $0 | $20,000 | $20,000 |
| ARTWORK - DAN MCCARTHY, HERMOSA BEACH SKATER, 2019 | $0 | $12,800 | $12,800 |
| ARTWORK - JENNA GRIBBON. THE ARTIST EROTICIZED (ALINA), 2020 | $0 | $16,800 | $16,800 |
| ARTWORK - ZACH BRUDER, MADE READY, 2020 | $0 | $8,000 | $8,000 |
| ARTWORK - MERLIN JAMES, NIGHT WINDOW, 2017-18 | $0 | $14,800 | $14,800 |
| ARTWORK - MERLIN JAMES, FIGURE, 2019-2020 | $0 | $14,800 | $14,800 |
| ARTWORK - ANA BENAROYA, EMMA AT THE PIANO, 2020 | $0 | $22,400 | $22,400 |
| ARTWORK - MARLEY FREEMAN, DREAMS OF INVERSION, 2019 | $0 | $12,800 | $12,800 |
| ARTWORK - MARLEY FREEMAN, DO NOTHING, 2019 | $0 | $8,000 | $8,000 |
| ARTWORK - MARLEY FREEMAN, MILKWEED, 2020 | $0 | $11,200 | $11,200 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| REGISTERED AGENT & FILING FEES | $190 | $0 | $0 | $190 |
| BANK FEES | $281 | $281 | $281 | $0 |
| OUTSIDE SERVICES | $7,078 | $0 | $0 | $7,078 |
| SHIPPING & FREIGHT | $809 | $0 | $0 | $809 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT ADVISORY FEES | CategoryTxt |
| Amt | $166,135 | Amt |
| Net Investment Income | $166,135 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $166,135 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Substantial Contributors Sch SubstantialContributorsSch
Substantial Contributor Detail SubstantialContributorDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ALEX KATZ | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | AKOZAK CO 192 LEXINGTON AVE 1100 | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10016 | ZIPCd |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | FOREIGN TAX PAID | CategoryTxt |
| Amt | $1,402 | Amt |
| Net Investment Income | $1,402 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,402 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Comments