QUIMBY FAMILY FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- QUIMBY FAMILY FOUNDATION (EIN 20-0041017)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-09
- IRS object ID
- 202133139349101198
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Legal Fees Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-09T09:56:56-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 010448006 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | ALBIN RANDALL & BENNETT | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 445 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120445 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 200041017 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | QUIMBY FAMILY FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | QUIM | BusinessNameControlTxt |
| Phone | 2079632022 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 148 | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120148 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | HANNAH QUIMBY | PersonNm |
| Person Title | DIRECTOR | PersonTitleTxt |
| Phone | 2079632022 | PhoneNum |
| Signature | 2021-10-19 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | HANNAH | PersonFirstNm |
| Person Last | QUIMBY | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | DANIEL P DOIRON | PreparerPersonNm |
| PTIN | P01206204 | PTIN |
| Phone | 2077721981 | PhoneNum |
| Preparation | 2021-10-19 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $23,371,186 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $68,751 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $68,751 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $291,708 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $291,708 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $525,285 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $8,153,175 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $525,285 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $885,744 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $885,744 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $111,593 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $111,593 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $69,166 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $0 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Adj Net Incm | $0 | OthEmplSlrsWgsAdjNetIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $69,166 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $17,510 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $0 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Adj Net Incm | $0 | PensionEmplBnftAdjNetIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $17,510 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $200 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Adj Net Incm | $0 | LegalFeesAdjNetIncmAmt |
| Legal Fees Dsbrs Chrtbl | $200 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $15,000 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $7,500 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $7,500 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $91,421 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $90,438 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $983 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $36,847 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $5,844 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $13,003 | TaxesDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $5,451 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $0 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Adj Net Incm | $0 | TravConfMeetingAdjNetIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $5,451 | TravConfMeetingDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $318,295 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $256,368 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $61,927 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $665,483 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $360,150 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $287,333 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $800,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $800,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,465,483 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $360,150 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $1,087,333 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$579,739 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $525,594 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,584 | CashBOYAmt |
| Cash EOY | $13,006 | CashEOYAmt |
| Cash EOYFMV | $13,006 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $580,373 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $20,782 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $20,782 | SavAndTempCashInvstEOYFMVAmt |
| Corporate Stock BOY | $13,036,184 | CorporateStockBOYAmt |
| Corporate Stock EOY | $12,000,671 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $15,266,528 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,031,315 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $2,147,428 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $2,297,268 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $3,850,816 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $4,738,646 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $5,773,602 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $19,500,272 | TotalAssetsBOYAmt |
| Total Assets EOY | $18,920,533 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $23,371,186 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $19,500,272 | RetainedEarningBOYAmt |
| Retained Earning EOY | $18,920,533 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $19,500,272 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $18,920,533 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $19,500,272 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $18,920,533 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $19,500,272 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$579,739 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $18,920,533 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $18,920,533 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (3 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|
| PUBLICLY TRADED SECURITIES | P | $2,301,596 | $2,407,202 | -$105,606 | -$105,606 |
| PUBLICLY TRADED SECURITIES | P | $5,834,119 | $5,220,688 | $613,431 | $613,431 |
| CAPITAL GAINS DIVIDENDS | P | $17,460 | $17,460 | $17,460 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $525,285 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,306 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $7,306 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $7,306 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $17,560 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $17,560 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $10,254 | OverpaymentAmt |
| Applied To ES Tax | $10,254 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | ME | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.QUIMBYFAMILYFOUNDATION.ORG | WebsiteAddressTxt |
| Individual With Books | DANIEL P DOIRON CPA | IndividualWithBooksNm |
| Phone | 2077721981 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 130 MIDDLE STREET | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (8 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| ROXANNE QUIMBY | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | PRESIDENT & DIRECTOR | 2.00 | $0 | $0 | $0 |
| HANNAH QUIMBY | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | EXECUTIVE DIRECTOR & DIRECTOR | 40.00 | $111,593 | $0 | $0 |
| RACHELLE QUIMBY | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | DIRECTOR | 4.00 | $0 | $0 | $0 |
| LUCAS ST CLAIR | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| REBECCA ROWE | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | TREASURER & DIRECTOR | 4.00 | $0 | $0 | $0 |
| YEMAYA ST CLAIR | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | SECRETARY | 2.00 | $0 | $0 | $0 |
| MEGAN QUIMBY | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | DIRECTOR | 2.00 | $0 | $0 | $0 |
| MORGAN QUIMBY | ||||||||
| PO BOX 148 | PORTLAND | ME | 041120148 | DIRECTOR | 2.00 | $0 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ZACHARY A KLEIN | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 107 MONUMENT ST | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 04101 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | PROGRAM OFFICER | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 40.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $63,641 | CompensationAmt |
| Employee Benefits | $0 | EmployeeBenefitsAmt |
| Expense Account | $0 | ExpenseAccountAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GOLDMAN SACHS | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 125 HIGH STREET 17TH FLOOR | AddressLine1Txt |
| City | BOSTON | CityNm |
| State Abbreviation | MA | StateAbbreviationCd |
| ZIP | 02110 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT MNGMT & ADVICE | ServiceTypeTxt |
| Compensation | $90,438 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $20,714,100 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $677,389 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $21,391,489 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $21,391,489 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $320,872 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $21,070,617 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,053,531 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,053,531 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,306 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,306 | TotalTaxAmt |
| Distributable Before Adj | $1,046,225 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $1,046,225 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $1,046,225 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $1,087,333 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $1,087,333 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $1,087,333 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,046,225 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $161,679 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $106,378 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $93,193 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $122,647 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $299,678 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $783,575 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $1,087,333 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $1,046,225 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $41,108 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $824,683 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $161,679 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $663,004 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $106,378 | ExcessFromYear4Amt |
| Excess From Year3 | $93,193 | ExcessFromYear3Amt |
| Excess From Year2 | $122,647 | ExcessFromYear2Amt |
| Excess From Year1 | $299,678 | ExcessFromYear1Amt |
| Excess From Current Year | $41,108 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | ROXANNE QUIMBY | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | QUIMBY FAMILY FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 148 | AddressLine1Txt |
| City | PORTLAND | CityNm |
| State Abbreviation | ME | StateAbbreviationCd |
| ZIP | 041120148 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 2079632022 | RecipientPhoneNum |
| Form And Info And Materials | GO TO WWW.QUIMBYFAMILYFOUNDATION.ORG | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | GO TO WWW.QUIMBYFAMILYFOUNDATION.ORG | SubmissionDeadlinesTxt |
| Restrictions On Awards | GO TO WWW.QUIMBYFAMILYFOUNDATION.ORG | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (58 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ABBE MUSEUM | |||||||
| 26 MT DESERT ST | BAR HARBOR | ME | 04609 | N/A | PC | GENERAL OPERATING EXPENSES | $12,000 |
| ALLAGASH WILDERNESS WATERWAY FOUNDATION | |||||||
| PO BOX 1141 | BANGOR | ME | 04402 | N/A | PC | MOVEMENT | $5,000 |
| AMERICAN FRIENDS OF CANADIAN CONSERVATION | |||||||
| 336 36TH STREET 717 | BELLINGHAM | WA | 98225 | N/A | PC | LAND STEWARDSHIP | $10,000 |
| APEX YOUTH CONNECTION | |||||||
| PO BOX 783 | BIDDEFORD | ME | 04005 | N/A | PC | MOVEMENT | $10,000 |
| AROOSTOOK BAND OF MICMACS | |||||||
| 7 NORTHERN RD | PRESQUE ISLE | ME | 04769 | N/A | PC | FOOD SYSTEMS, LAND ACQUISITION, WEBSITE & VIDEO DEVELOPMENT | $45,000 |
| BLUE HILL HERITAGE TRUST | |||||||
| PO BOX 222 | BLUE HILL | ME | 04614 | N/A | PC | MOVEMENT | $12,500 |
| BRUNSWICK-TOPSHAM LAND TRUST | |||||||
| 56 MAIN STREET | BRUNSWICK | ME | 04011 | N/A | PC | MOVEMENT | $12,500 |
| CENTER FOR WILDLIFE | |||||||
| PO BOX 620 | CAPE NEDDICK | ME | 03902 | N/A | PC | MOVEMENT | $7,500 |
| CULTIVATING COMMUNITY | |||||||
| PO BOX 3792 | PORTLAND | ME | 04104 | N/A | PC | NOURISHMENT | $12,500 |
| CUMBERLAND COUNTY FOOD SECURITY COUNCIL | |||||||
| 494 ROUTE 1 | YARMOUTH | ME | 04096 | N/A | PC | NOURISHMENT | $10,000 |
| DOWNEAST SALMON FEDERATION | |||||||
| PO BOX 201 | COLUMBIA FALLS | ME | 04623 | N/A | PC | RIVER CAMP | $7,500 |
| EASTERN WOODLANDS REMATRIATION COLLECTIVE | |||||||
| 505 EIGHTH AVE SUITE 2100 | NEW YORK | NY | 10018 | N/A | PC | GENERAL OPERATING EXPENSES | $14,000 |
| ENVIRONMENTAL LIVING AND LEARNING FOR MAINE STUDENTS (ELLMS) | |||||||
| 184 SIMPSON RD | SACO | ME | 04072 | N/A | PC | MOVEMENT | $10,000 |
| FARM TOMORROW | |||||||
| 46 YOUNGS FARM RD | GOULDSBORO | ME | 04607 | N/A | PC | NOURISHMENT | $4,000 |
| FOOD AND MEDICINE | |||||||
| 20 IVERS ST | BREWER | ME | 04412 | N/A | PC | NOURISHMENT | $12,500 |
| FOUR DIRECTIONS DEVELOPMENT CORPORATION | |||||||
| 20 GODFREY DRIVE | ORONO | ME | 04473 | N/A | PC | FOOD SOVEREIGNTY, AGRO & CULTURAL TOURISM | $15,000 |
| FRIENDS OF BAXTER STATE PARK | |||||||
| PO BOX 322 | BELFAST | ME | 04915 | N/A | PC | MOVEMENT | $7,500 |
| FRIENDS OF QUARRY ROAD | |||||||
| PO BOX 2032 | WATERVILLE | ME | 04903 | N/A | PC | MOVEMENT | $7,500 |
| HEALTHY ACADIA | |||||||
| 140 STATE STREET | ELLSWORTH | ME | 04605 | N/A | PC | NOURISHMENT | $15,000 |
| HEALTHY LINCOLN COUNTY | |||||||
| 281 MAIN ST | DAMARISCOTTA | ME | 04543 | N/A | PC | NOURISHMENT | $10,000 |
| HEALTHY PENINSULA | |||||||
| PO BOX 945 | BLUE HILL | ME | 04614 | N/A | PC | NOURISHMENT | $15,000 |
| HEARTY ROOTS | |||||||
| PO BOX 302 | BRISTOL | ME | 04915 | N/A | PC | MOVEMENT | $10,000 |
| HOULTON BAND OF MALISEET INDIANS | |||||||
| 88 BELL ROAD | LITTLETON | ME | 04730 | N/A | PC | RIVER RESTORATION & FOOD SOVEREIGNTY | $45,000 |
| INDIAN TOWNSHIP TRIBAL GOVERNMENT | |||||||
| PO BOX 301 | PRINCETON | ME | 04668 | N/A | PC | GENERAL OPERATING EXPENSES | $10,000 |
| JUNIPER HILL SCHOOL FOR PLACE-BASED EDUCATION | |||||||
| 180 GOLDEN RIDGE RD | ALNA | ME | 04535 | N/A | PC | MOVEMENT | $12,500 |
| KENNEBEC ESTUARY LAND TRUST | |||||||
| PO BOX 1128 | BATH | ME | 04530 | N/A | PC | MAINE TRAILS COALITION | $20,000 |
| LAND PEACE FOUNDATION | |||||||
| PO BOX 2102 | BANGOR | ME | 04402 | N/A | PC | GENERAL OPERATING EXPENSES | $15,000 |
| LEARNING JOURNEY | |||||||
| 700 BRAGG HILL ROAD | FAYSON | VT | 05673 | N/A | PC | GENERAL OPERATING EXPENSES | $30,000 |
| MAHOOSUC PATHWAYS | |||||||
| 14 MAIN ST PO BOX 572 | BETHEL | ME | 04217 | N/A | PC | MOVEMENT | $10,000 |
| MAINE ENVIRONMENTAL EDUCATION ASSOCIATION | |||||||
| 31 WOODSIDE ROAD | BRUNSWICK | ME | 04011 | N/A | PC | NOURISHMENT | $12,500 |
| MAINE FEDERATION OF FARMERS MARKEETS | |||||||
| 48 HUNTER RD | FREEPORT | ME | 04032 | N/A | PC | NOURISHMENT | $12,500 |
| MAINE HARVEST FCU | |||||||
| PO BOX 249 | UNITY | ME | 04988 | N/A | PC | GRANT | $25,000 |
| MAINE SCHOOL GARDEN NETWORK | |||||||
| 28 STATE HOUSE STATION | AUGUSTA | ME | 04333 | N/A | PC | NOURISHMENT | $7,500 |
| MAINE WABANAKI REACH | |||||||
| PO BOX 221 | STILLWATER | ME | 04489 | N/A | PC | GENERAL OPERATING EXPENSES | $10,000 |
| MIDCOAST CONSERVANCY | |||||||
| PO BOX 289 | WISCASSET | ME | 04578 | N/A | PC | MOVEMENT | $12,500 |
| NATURAL RESOURCES COUNCIL OF MAINE | |||||||
| 3 WADE ST | AUGUSTA | ME | 04330 | N/A | PC | GRANT | $25,000 |
| NATURAL RESOURCES COUNCIL OF MAINE | |||||||
| 3 WADE ST | AUGUSTA | ME | 04330 | N/A | PC | NOURISHMENT | $7,500 |
| NEW LEARNING JOURNEY INC | |||||||
| 700 BRAGG HILL ROAD | FAYSTON | VT | 05673 | N/A | PC | EDUCATE THE CONSERVATION COMMUNITY & SEEK WABANAKI LAND ACCESS | $20,000 |
| OUTDOOR SPORT INSTITUTE | |||||||
| 552 MAIN ST | CARIBOU | ME | 04736 | N/A | PC | MOVEMENT | $7,500 |
| PASSAMAQUODDY - ANCESTORS PADDLE | |||||||
| 157 PARK ST | BANGOR | ME | 04401 | N/A | PC | GENERAL OPERATING EXPENSES | $8,000 |
| PENOBSCOT NATION CULTURAL TOURISM | |||||||
| 12 WABANAKI WAY | INDIAN ISLAND | ME | 04468 | N/A | PC | GENERAL OPERATING EXPENSES | $10,000 |
| PENOBSCOT NATION MUSEUM | |||||||
| 12 WABANAKI WAY | INDIAN ISLAND | ME | 04468 | N/A | PC | CONTEMPORARY ART AND CRAFT ACQUISITIONS | $5,000 |
| RANGELEY LAKES HERITAGE TRUST | |||||||
| 2424 MAIN ST | RANGELEY | ME | 04970 | N/A | PC | MOVEMENT | $7,500 |
| RETREEUS | |||||||
| 751 ROYALSBOROUGH ROAD | DURHAM | ME | 04222 | N/A | PC | NOURISHMENT | $15,000 |
| RIPPLEFFECT | |||||||
| PO BOX 441 | PORTLAND | ME | 04112 | N/A | PC | MOVEMENT | $12,500 |
| SCHOOL GROUND GREENING COALITION | |||||||
| 305 COMMERCIAL STREET | PORTLAND | ME | 04101 | N/A | PC | MOVEMENT | $12,500 |
| SIPAYIK ENVIRONMENTAL DEPARTMENT | |||||||
| P O BOX 343 | PERRY | ME | 04667 | N/A | PC | MEDDYBEMPS AND RIVER FISH RESTORATION | $17,000 |
| ST ANN'S PENOBSCOT FOOD PANTRY | |||||||
| 4 DOWN STREET | INDIAN ISLAND | NE | 04468 | N/A | PC | INFRASTRUCTURE AND FIXTURES FOR COLD FOOD STORAGE | $10,000 |
| SUNLIGHT MEDIA COLLECTIVE | |||||||
| 109 NORTH ROAD | LAMOINE | ME | 04605 | N/A | PC | GENERAL OPERATING EXPENSES | $21,500 |
| TEENS TO TRAILS | |||||||
| 98 MAINE STREET | BRUNSWICK | ME | 04011 | N/A | PC | MOVEMENT | $10,000 |
| THE ECOLOGY SCHOOL | |||||||
| 8 MORRIS AVENUE BUILDING ONE | SACO | ME | 04072 | N/A | PC | NOURISHMENT | $15,000 |
| TREKKERS INC | |||||||
| 58 PARK STREET SUITE 202 | ROCKLAND | ME | 04841 | N/A | PC | MOVEMENT | $12,500 |
| WABANAKI CULTURAL PRESERVATION COALITION | |||||||
| PO BOX 387 | OLD TOWN | ME | 04468 | N/A | PC | BIRCH BARK CANOE WORKSHOP | $27,000 |
| WABANAKI PUBLIC HEALTH (FISCAL SPONSOR WABANAKI HEALTH & WELLNESS) | |||||||
| 5 GODFREY DR 3 | ORONO | ME | 04473 | N/A | PC | PROJECT VENTURE | $15,000 |
| WABANAKI YOUTH IN SCIENCE | |||||||
| PO BOX 215 | OLD TOWN | ME | 04468 | N/A | PC | GENERAL OPERATING EXPENSES | $18,000 |
| WALDO COUNTY TRAILS COALITION | |||||||
| PO BOX 381 | UNITY | ME | 04988 | N/A | PC | MOVEMENT | $6,000 |
| WESTERN FOOTHILLS LAND TRUST | |||||||
| PO BOX 107 | NORWAY | ME | 04268 | N/A | PC | MOVEMENT | $12,500 |
| WOMEN FOR HEALTHY RURAL LIVING | |||||||
| PO BOX 463 | MILBRIDGE | ME | 04658 | N/A | PC | NOURISHMENT | $17,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $800,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $68,751 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $291,708 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $525,285 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $885,744 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $885,744 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTANT FEES | CategoryTxt |
| Amt | $15,000 | Amt |
| Net Investment Income | $7,500 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $7,500 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (47 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBVIE INC. 2.9% 11/06/2022 USD SER B SR LIEN | $15,329 | $15,758 |
| ADOBE SYSTEMS INCORPORATED 3.25% 02/01/2025 USD SR LIEN | $26,013 | $27,865 |
| AIR LEASE CORPORATION 3.25% 03/01/2025 USD SR LIEN | $20,272 | $21,630 |
| AMAZON.COM, INC. 2.5% 11/29/2022 USD SR LIEN | $99,073 | $104,074 |
| AMGEN INC. 2.7% 05/01/2022 USD SR LIEN | $49,627 | $51,672 |
| APPLE INC. 2.7% 05/13/2022 USD SR LIEN | $75,023 | $77,920 |
| AT&T INC. 1.65% 02/01/2028 USD SR LIEN | $39,950 | $41,081 |
| BANK OF AMERICA CORPORATION HYBRID MTN 04/23/2027 USD SR LIEN CPN 04/23/26 3 | $50,000 | $56,792 |
| BERKSHIRE HATHAWAY FINANCE COR 3.0% 05/15/2022 USD SR LIEN | $74,423 | $78,148 |
| CATERPILLAR FINL SERVICE 0.65% 07/07/2023 USD SR LIEN | $49,972 | $50,575 |
| CHARLES SCHWAB CORPORATION (TH 0.9% 03/11/2026 USD SR LIEN | $44,945 | $45,599 |
| COMCAST CORPORATION 3.6% 03/01/2024 USD SR LIEN | $77,475 | $83,414 |
| CVS HEALTH CORPORATION 3.875% 07/20/2025 USD SR LIEN | $47,050 | $51,743 |
| ENERGY TRANSFER OPERATNG 2.9% 05/15/2025 USD SR LIEN | $19,985 | $21,233 |
| GENERAL MILLS, INC. 4.0% 04/17/2025 USD SR LIEN | $49,952 | $56,936 |
| GLAXOSMITHKLINE CAPITAL PLC 3.375% 05/15/2023 USD SER 5Y SR LIEN | $49,605 | $53,784 |
| INGERSOLL-RAND LUXEMBOURG FINA 3.55% 11/01/2024 USD SR LIEN | $49,874 | $55,540 |
| INTERNATIONAL LEASE FIN CORP 5.875% 08/15/2022 USD SR LIEN | $21,221 | $22,054 |
| JOHN DEERE CAPITAL CORP MTN 1.75% 03/09/2027 USD SR LIEN | $24,984 | $26,389 |
| JPMORGAN CHASE & CO. HYBRID 03/01/2025 USD SR LIEN CPN 06/01/17-02/29/24 3.2 | $50,493 | $54,453 |
| KINDER MORGAN ENERGY PARTNERS, 4.25% 09/01/2024 USD SR LIEN | $50,104 | $56,549 |
| LABORATORY CORP OF AMER 3.2% 02/01/2022 USD SR LIEN | $49,960 | $52,155 |
| LOCKHEED MARTIN CORPORATION 2.9% 03/01/2025 USD SR LIEN | $72,796 | $82,528 |
| LOWE'S COMPANIES INC 3.75% 04/15/2021 USD SR LIEN | $50,136 | $50,518 |
| MICROSOFT CORPORATION 2.875% 02/06/2024 USD SR LIEN | $74,485 | $81,430 |
| MORGAN STANLEY HYBRID MTN 07/22/2025 USD SR LIEN CPN 07/23/19 2.72% | $50,541 | $54,080 |
| NATIONAL RURAL UTIL COOP MTN 2.9% 03/15/2021 USD SR LIEN | $49,945 | $50,678 |
| NIKE, INC. 2.375% 11/01/2026 USD SR LIEN | $24,920 | $27,441 |
| PACCAR FINANCIAL CORP MTN 1.8% 02/06/2025 USD SR LIEN | $44,964 | $47,473 |
| PAYPAL HOLDINGS, INC. 2.4% 10/01/2024 USD SR LIEN | $24,985 | $26,866 |
| REPUBLIC SERVICES INC 2.5% 08/15/2024 USD SR LIEN | $25,224 | $26,933 |
| ROPER TECHNOLOGIES INC 1.4% 09/15/2027 USD SR LIEN | $24,965 | $25,434 |
| ROPER TECHNOLOGIES INC 2.35% 09/15/2024 USD SR LIEN | $15,185 | $16,111 |
| SALESFORCE.COM INC 3.25% 04/11/2023 USD SR LIEN | $49,970 | $53,627 |
| STARBUCKS CORP 2.45% 06/15/2026 USD SR LIEN | $47,833 | $54,041 |
| THE HOME DEPOT, INC. 2.7% 04/01/2023 USD SR LIEN | $50,664 | $52,779 |
| THE TJX COMPANIES, INC. 2.75% 06/15/2021 USD SR LIEN | $75,129 | $75,611 |
| THERMO FISHER SCIENTIFIC INC. 4.133% 03/25/2025 USD SR LIEN | $50,052 | $51,663 |
| TORONTO-DOMINION BANK (THE) MTN 3.25% 03/11/2024 USD SR LIEN | $49,936 | $54,797 |
| UNITED PARCEL SERVICE, INC. 2.8% 11/15/2024 SR LIEN | $49,824 | $54,216 |
| VERIZON COMMUNICATIONS INC. 3.5% 11/01/2024 USD SR LIEN | $50,664 | $55,518 |
| VERIZON COMMUNICATIONS, INC. 3.0% 03/22/2027 USD SR LIEN | $49,975 | $55,885 |
| WELLS FARGO & COMPANY HYBRID 04/30/2026 USD SR LIEN CPN 04/30/20 2.188% | $30,000 | $31,696 |
| WELLS FARGO & COMPANY HYBRID MTN 02/11/2026 USD SR LIEN CPN 02/11/20 2.164% | $35,000 | $37,033 |
| WELLTOWER INC 2.7% 02/15/2027 SR LIEN | $49,947 | $55,489 |
| WESTPAC BANKING CORP 2.0% 01/13/2023 USD SR LIEN | $34,994 | $36,556 |
| ZIMMER BIOMET HOLDINGS 3.05% 01/15/2026 USD SR LIEN | $29,964 | $33,501 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (567 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 3M COMPANY CMN | $30,156 | $26,044 |
| ABB LTD SPONSORED ADR CMN | $8,224 | $10,066 |
| ABBOTT LABORATORIES CMN | $23,945 | $49,271 |
| ABBVIE INC CMN | $34,562 | $48,218 |
| ABN AMRO BANK N.V. ADR CMN | $5,118 | $2,964 |
| ACCENTURE PLC CMN | $21,660 | $42,055 |
| ADECCO GRP AG ADR CMN | $6,112 | $6,559 |
| ADIDAS AG ADR CMN | $13,043 | $14,944 |
| ADOBE SYSTEMS INC CMN | $19,973 | $61,015 |
| ADVANCED MICRO DEVICES, INC. CMN | $16,403 | $27,421 |
| AEGON N V AMER REG ADR CMN | $3,842 | $3,488 |
| AERCAP HOLDINGS NV ORD CMN | $182 | $137 |
| AFLAC INCORPORATED CMN | $7,306 | $7,871 |
| AGEAS SPONSORED ADR CMN | $3,930 | $3,573 |
| AGILENT TECHNOLOGIES, INC. CMN | $4,985 | $9,005 |
| AIA GROUP LIMITED SPONSORED ADR CMN SERIES | $25,957 | $31,218 |
| AIR LIQUIDE SA ADR CMN | $14,662 | $17,412 |
| AIR PRODUCTS & CHEMICALS INC CMN | $9,060 | $16,199 |
| AKAMAI TECHNOLOGIES, INC. CMN | $1,967 | $4,095 |
| AKTIEBOLAGET ELECTROLUX ADR SPONSORED CL B | $5,507 | $4,846 |
| AKZO NOBEL N.V. SPONSORED ADR CMN | $3,544 | $3,870 |
| ALASKA AIR GROUP INC(DEL HLDG) CMN | $2,354 | $1,664 |
| ALCON, INC. CMN | $6,111 | $7,126 |
| ALEXANDRIA REAL ESTATE EQUITIES, INC. | $3,817 | $5,379 |
| ALEXION PHARMACEUTICALS, INC. CMN | $6,187 | $8,593 |
| ALFA LAVAL AB UNSPONSORED ADR CMN | $4,681 | $5,263 |
| ALLIANCE DATA SYSTEMS CORPORAT CMN | $24,852 | $25,294 |
| ALLSTATE CORPORATION COMMON STOCK | $7,133 | $8,727 |
| ALPHABET INC. CMN CLASS A | $75,507 | $134,953 |
| ALPHABET INC. CMN CLASS C | $71,787 | $131,391 |
| AMADEUS IT GROUP SA ADR CMN | $8,481 | $8,381 |
| AMAZON.COM INC CMN | $123,236 | $355,005 |
| AMCOR PLC CMN | $3,947 | $4,802 |
| AMERICAN AIRLINES GROUP INC CMN | $4,754 | $2,302 |
| AMERICAN EXPRESS CO. CMN | $14,475 | $20,313 |
| AMERICAN INTL GROUP, INC. CMN | $13,479 | $8,632 |
| AMERICAN TOWER CORPORATION CMN | $16,985 | $25,501 |
| AMERICAN WATER WORKS CO, INC. CMN | $4,588 | $6,599 |
| AMERIPRISE FINANCIAL, INC. CMN | $5,393 | $7,579 |
| AMERISOURCEBERGEN CORPORATION CMN | $3,221 | $3,324 |
| AMGEN INC. CMN | $26,555 | $34,258 |
| ANALOG DEVICES, INC. CMN | $11,543 | $13,887 |
| ANHEUSER-BUSCH INBEV SPONSORED ADR CMN | $12,640 | $11,186 |
| ANTHEM, INC. CMN | $13,142 | $20,871 |
| AON PLC CMN | $9,325 | $12,465 |
| APPLE INC. CMN | $169,235 | $543,764 |
| APPLIED MATERIALS INC CMN | $10,541 | $20,108 |
| APTIV PLC CMN | $5,571 | $8,990 |
| ARCHER-DANIELS-MIDLAND COMPANY CMN | $6,212 | $7,209 |
| ARGENX SE SPONSORED ADR CMN | $3,648 | $4,117 |
| ARKEMA FRANCE SPONSORED ADR CMN | $3,077 | $3,318 |
| ASHAI KASEI CORP ADR CMN | $5,911 | $6,823 |
| ASM PACIFIC TECHNOLOGY LIMITED UNSPONSORED ADR CMN | $2,143 | $2,058 |
| ASML HOLDING N.V. ADR CMN | $27,498 | $45,358 |
| ASSA ABLOY AB UNSPONSORED ADR (SWEDEN) | $11,980 | $12,230 |
| ASSURANT, INC. CMN | $1,581 | $1,907 |
| ASTELLAS PHARMA INC. UNSPONSORED ADR CMN | $12,958 | $11,641 |
| ASTRAZENECA PLC SPONS ADR SPONSORED ADR CMN | $32,940 | $33,693 |
| AT&T INC CMN | $65,884 | $52,171 |
| ATLANTIA S.P.A. UNSPONSORED ADR CMN | $5,328 | $4,267 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG CL-B | $6,353 | $7,534 |
| ATLAS COPCO AB SPONS ADR NEW REPSTG COM SER-A | $8,148 | $10,358 |
| ATOS UNSPONSORED ADR CMN | $4,286 | $4,667 |
| AUSTRALIA & NEWZEALAND BANKING GRP LTD. CMN ADR | $14,239 | $14,487 |
| AUTODESK INC CMN | $6,733 | $17,099 |
| AVALONBAY COMMUNITIES INC CMN | $6,881 | $6,157 |
| AXA-UAP AMERICAN DEPOSITARY SHARES | $8,747 | $7,640 |
| BAKER HUGHES,A GE CO CMN | $4,766 | $3,419 |
| BALL CORPORATION CMN | $3,437 | $7,734 |
| BANCO BILBAO VIZCAYA S A ADR SPONSORED ADR CMN USD0.3296 | $12,680 | $12,009 |
| BANCO SANTANDER, S.A. SPON ADR | $21,451 | $16,690 |
| BANK OF AMERICA CORP CMN | $46,662 | $59,195 |
| BARCLAYS PLC,AMER DEP SHS ADR CMN | $18,581 | $16,547 |
| BAXTER INTERNATIONAL INC CMN | $8,301 | $10,463 |
| BAYERISCHE MOTOREN WERKE AKTIE SPONSORED ADR CMN | $1,066 | $1,149 |
| BECTON, DICKINSON AND COMPANY CMN | $15,352 | $18,516 |
| BEIERSDORF AG UNSPONSORED ADR CMN | $4,984 | $4,969 |
| BEIGENE, LTD. SPONSORED ADR CMN | $1,525 | $2,325 |
| BEST BUY CO INC CMN | $3,146 | $5,719 |
| BIOGEN INC. CMN | $12,908 | $10,039 |
| BLACKROCK, INC. CMN | $16,915 | $28,140 |
| BNP PARIBAS LINKED TO EURO STOXX 50 PR UPSIDE LEVERED CAPPED STRUCTURED NOTE | $210,000 | $227,556 |
| BNP PARIBAS SPONSORED ADR CMN | $14,888 | $13,871 |
| BOC HONG KONG (HOLDINGS) LTD ADR | $1,754 | $1,576 |
| BOOKING HOLDINGS INC. CMN | $16,762 | $22,273 |
| BORGWARNER INC. CMN | $2,250 | $1,971 |
| BOSTON PROPERTIES, INC. COMMON STOCK | $4,582 | $3,629 |
| BOSTON SCIENTIFIC CORP. COMMON STOCK | $13,396 | $13,230 |
| BRAMBLES LIMITED SPONSORED ADR CMN | $8,765 | $8,474 |
| BRENNTAG AG ADR CMN | $4,001 | $5,735 |
| BRIDGESTONES CORP. ADR ADR CMN | $2,927 | $2,687 |
| BRISTOL-MYERS SQUIBB COMPANY CMN | $34,008 | $36,199 |
| BROWN FORMAN CORP CL B CMN CLASS B | $2,278 | $3,582 |
| CAMPBELL SOUP CO CMN | $2,254 | $2,418 |
| CANADIAN IMPERIAL BANK OF COMM LINKED TO S&P 500 INDEX CNTNGNT CPN W BUFFER | $250,000 | $275,926 |
| CANON INC ADR SPONSORED ADR CMN | $15,022 | $11,649 |
| CAP GEMINI ADR CMN | $6,092 | $7,757 |
| CAPITAL ONE FINANCIAL CORP CMN | $9,505 | $11,961 |
| CARDINAL HEALTH, INC. CMN | $5,101 | $4,162 |
| CARL ZEISS MEDITEC AG ADR CMN | $2,896 | $3,198 |
| CARLSBERG A/S SPONSORED ADR CMN | $6,031 | $6,412 |
| CARMAX, INC. CMN | $2,753 | $3,873 |
| CARNIVAL CORPORATION CMN | $7,078 | $2,837 |
| CATERPILLAR INC (DELAWARE) CMN | $16,560 | $25,483 |
| CBOE GLOBAL MARKETS, INC CMN | $3,000 | $2,607 |
| CBRE GROUP, INC. CMN CLASS A | $3,353 | $5,519 |
| CENTRAL JAPAN RY CO ADR CMN | $18,585 | $12,718 |
| CHARLES SCHWAB CORPORATION CMN | $15,626 | $19,837 |
| CHECK POINT SOFTWARE TECH. LTD ORDINARY SHARES | $2,036 | $2,392 |
| CHR. HANSEN HOLDING A/S SPONSORED ADR CMN | $1,467 | $1,953 |
| CHUBB LTD CMN | $16,633 | $18,409 |
| CHUGAI PHARMACEUTICAL CO., LTD UNSPONSORED ADR CMN | $8,280 | $11,555 |
| CHURCH & DWIGHT CO., INC. CMN | $4,301 | $4,798 |
| CIGNA CORP CMN | $17,429 | $19,777 |
| CISCO SYSTEMS, INC. CMN | $34,737 | $48,196 |
| CITIGROUP INC. CMN | $35,797 | $32,680 |
| CITIZENS FINANCIAL GROUP, INC. CMN | $2,780 | $3,862 |
| CLOROX CO (THE) (DELAWARE) CMN | $4,420 | $6,260 |
| COCA-COLA COMPANY (THE) CMN | $45,068 | $54,237 |
| COCA-COLA EUROPEAN PARTNERS PL CMN | $649 | $648 |
| COLGATE-PALMOLIVE CO CMN | $15,802 | $19,069 |
| COLOPLAST A/S ADR CMN | $1,994 | $2,598 |
| COMCAST CORPORATION CMN CLASS A VOTING | $47,054 | $60,889 |
| COMERICA INCORPORATED CMN | $2,190 | $1,809 |
| COMMONWEALTH BANK OF AUSTRALIA SPONSORED ADR CMN SERIES | $35,443 | $40,487 |
| COMPAGNIE GENERALE DES ETABLIS UNSPONSORED ADR CMN | $7,362 | $7,833 |
| CONAGRA BRANDS INC CMN | $3,780 | $4,424 |
| CONTINENTAL AKTIENGESELLSCHAFT ADR | $123 | $148 |
| COVESTRO AG SPONSORED ADR CMN | $1,915 | $2,594 |
| CREDIT SUISSE GROUP SPON ADR SPONSORED ADR CMN | $10,021 | $9,831 |
| CRH PLC SPON ADR ADR CMN | $9,651 | $10,645 |
| CSL LIMITED SPONSORED ADR CMN | $26,816 | $29,718 |
| CSX CORPORATION CMN | $9,716 | $17,515 |
| CVS HEALTH CORP CMN | $25,747 | $22,881 |
| CYBERARK SOFTWARE LTD. CMN | $2,315 | $3,232 |
| D.R. HORTON, INC. CMN | $3,685 | $5,927 |
| DAI NIPPON PRINTING LTD SPONSORED ADR CMN | $12,485 | $8,229 |
| DAIICHI SANKYO CO LTD SPONSORED ADR CMN | $6,145 | $6,779 |
| DAIMLER AG ADR CMN | $12,081 | $16,051 |
| DAITO TR CONSTR CO LTD SPONSORED ADR CMN | $16,020 | $12,885 |
| DANONE SPONSORED ADR CMN | $8,651 | $6,973 |
| DASSAULT SYSTEMES SPONSORED ADR CMN | $6,685 | $7,928 |
| DAVITA INC CMN | $1,113 | $2,231 |
| DBS GROUP HOLDINGS SPONSORED ADR CMN | $16,252 | $16,399 |
| DEERE & COMPANY CMN | $12,129 | $21,315 |
| DELTA AIR LINES, INC. CMN | $7,672 | $6,916 |
| DENSO CORP ADR ADR CMN | $9,912 | $13,011 |
| DEUTSCHE BANK AG CMN | $4,556 | $6,878 |
| DEUTSCHE BOERSE AG UNPOSNORED ADR CMN | $7,372 | $8,178 |
| DEUTSCHE LUFTHANSA AG SPONSORED ADR CMN | $2,397 | $1,747 |
| DEUTSCHE POST AG SPONSORED ADR CMN | $8,313 | $10,951 |
| DEUTSCHE TELEKOM AG SPONSORED ADR CMN | $5,962 | $6,587 |
| DEUTSCHE WOHNEN AG ADR CMN | $16,911 | $22,559 |
| DIAGEO PLC SPON ADR (NEW) SPONSORED ADR CMN | $27,899 | $27,157 |
| DIGITAL REALTY TRUST, INC. CMN | $8,138 | $9,422 |
| DISCO CORP ADR CMN | $11,057 | $15,146 |
| DISCOVER FINANCIAL SERVICES CMN | $5,942 | $7,423 |
| DNB ASA SPONSORED ADR CMN | $4,804 | $5,455 |
| DOMINION ENERGY INC CMN | $17,046 | $16,469 |
| DOW INC. CMN | $13,751 | $11,489 |
| DSV PANALPINA A/S UNSPONSORED ADR CMN | $8,712 | $12,910 |
| DUKE REALTY CORPORATION CMN | $2,304 | $3,158 |
| DXC TECHNOLOGY COMPANY CMN | $5,111 | $1,751 |
| E.ON AG SPONSORED ADR CMN | $2,606 | $2,761 |
| EAST JAPAN RAILWAY COMPANY UNSPONSORED ADR (JAPAN) | $17,020 | $12,737 |
| EASTMAN CHEMICAL COMPANY CMN | $4,740 | $5,553 |
| EATON CORP PLC CMN | $7,430 | $12,495 |
| EBAY INC. CMN | $6,134 | $8,442 |
| ECOLAB INC. CMN | $10,375 | $15,612 |
| EDENRED ADR CMN | $4,611 | $5,224 |
| EDWARDS LIFESCIENCES CORP CMN | $6,263 | $14,414 |
| EISAI CO LTD SPONS ADR SPONSORED ADR CMN | $7,046 | $6,569 |
| ELI LILLY & CO CMN | $15,940 | $34,275 |
| EMERSON ELECTRIC CO. CMN | $10,269 | $12,698 |
| ENAGAS S A UNSPONSORED ADR CMN | $6,598 | $5,935 |
| ENGIE SPONSORED ADR CMN | $4,824 | $4,381 |
| ENTERGY CORPORATION CMN | $4,163 | $5,092 |
| EPIROC AB ADR CMN | $4,301 | $6,432 |
| EQUINIX, INC. REIT | $9,996 | $15,712 |
| EQUITY RESIDENTIAL CMN | $6,291 | $5,629 |
| ERICSSON AMERICAN ADR CMN CLASS B | $8,475 | $10,910 |
| ERSTE GROUP BANK AG SPONSORED ADR CMN | $4,858 | $4,028 |
| ESSEX PROPERTY TRUST INC CMN | $3,457 | $4,071 |
| ESSILOR INTERNATIONAL SA ADR CMN | $10,352 | $10,517 |
| ESSITY AKTIEBOLAG (PUBL) SPONSORED ADR CMN | $11,541 | $15,705 |
| EVERSOURCE ENERGY CMN | $5,842 | $7,613 |
| EVOLUTION GAMING GROUP AB (PUB ADR CMN | $3,829 | $5,286 |
| EXELON CORPORATION CMN | $9,361 | $10,302 |
| EXPEDITORS INTERNATIONAL OF WA CMN | $1,936 | $3,234 |
| FACEBOOK, INC. CMN CLASS A | $149,094 | $167,447 |
| FANUC CORPORATION UNSPONSORED ADR CMN | $11,037 | $14,247 |
| FAST RETAILING CO LTD UNSPONSORED ADR CMN | $10,372 | $15,226 |
| FEDERAL RLTY INVT TR SBI CMN | $2,029 | $1,637 |
| FEDEX CORP CMN | $13,357 | $16,356 |
| FERRARI N.V. CMN | $5,677 | $7,804 |
| FIAT CHRYSLER AUTOMOBILES N.V. CMN | $4,286 | $5,463 |
| FIFTH THIRD BANCORP CMN | $4,726 | $4,983 |
| FIRST REPUBLIC BANK CMN SERIES | $4,576 | $6,465 |
| FLOWSERVE CORPORATION CMN | $1,575 | $1,297 |
| FLUTTER ENTERTAINMENT PUBLIC L ADR CMN | $5,844 | $9,598 |
| FORD MOTOR COMPANY CMN | $10,993 | $8,983 |
| FORTESCUE METALS GROUP LTD SPONSORED ADR CMN | $3,941 | $10,011 |
| FORTUNE BRANDS HOME & SECURITY CMN | $2,135 | $2,743 |
| FRANKLIN RESOURCES INC CMN | $4,679 | $2,957 |
| FREEPORT-MCMORAN INC CMN | $5,543 | $9,940 |
| FRESENIUS MEDICAL CARE AG & CO KGAA SPONSORED ADR CMN | $3,763 | $4,322 |
| FRESENIUS SE & CO KGAA SPONSORED ADR CMN | $3,051 | $2,593 |
| FUCHS PETROLUB SE ADR CMN | $1,945 | $2,500 |
| FUJIFILM HOLDINGS CORPORATION ADR CMN | $6,522 | $7,111 |
| FUJITSU LTD ADR (5 COM) ADR CMN | $8,500 | $12,415 |
| GALAPAGOS NV SPONSORED ADR CMN | $3,208 | $1,485 |
| GAP INC CMN | $1,312 | $1,151 |
| GEA GROUP AG SPONSORED ADR | $1,561 | $1,755 |
| GEBERIT AG ADR CMN | $6,013 | $6,897 |
| GENERAL MILLS INC CMN | $8,284 | $9,290 |
| GENERAL MOTORS COMPANY CMN | $11,963 | $13,658 |
| GENMAB A/S SPONSORED ADR CMN | $4,718 | $7,319 |
| GENUINE PARTS CO. CMN | $3,251 | $3,644 |
| GILEAD SCIENCES CMN | $23,724 | $18,410 |
| GIVAUDAN SA ADR CMN | $5,893 | $8,439 |
| GLAXOSMITHKLINE PLC SPONSORED ADR CMN | $27,084 | $21,938 |
| GLOBE LIFE INC CMN | $1,622 | $1,709 |
| GQG PARTNERS EMERGING MARKETS EQUITY FUND INSTITUTIONAL | $277,183 | $439,650 |
| GS CLEAN ENERGY INCOME FUND CLASS P | $797,191 | $938,591 |
| GS CORE FIXED INCOME FUND CLASS P | $876,263 | $899,727 |
| H. LUNDBECK A/S SPONSORED ADR CMN | $1,362 | $1,201 |
| HALLIBURTON COMPANY CMN | $8,891 | $4,347 |
| HANESBRANDS INC. CMN | $1,806 | $1,123 |
| HANG LUNG PROPERTIES LIMITED SPONSORED ADR CMN | $4,013 | $4,945 |
| HANNOVER RUCKVESICHERUNG SE SPONSORED ADR CMN | $6,949 | $5,899 |
| HARTFORD FINANCIAL SRVCS GROUP CMN | $4,937 | $4,585 |
| HASBRO, INC. CMN | $3,188 | $3,087 |
| HEALTHPEAK PROPERTIES INC CMN | $4,407 | $4,504 |
| HEIDELBERGCEMENT AG ADR CMN | $3,091 | $3,221 |
| HEINEKEN N.V. SPONSORED ADR CMN | $5,942 | $6,139 |
| HENKEL AG AND CO. KGAA SPONSORED ADR REPSTG ORDINARY SHRS | $1,156 | $1,158 |
| HENKEL AG AND CO. KGAA SPONSORED ADR USD0.6392 REPSTG PFD SHARES | $2,187 | $2,372 |
| HERMES INTERNATIONAL SA UNSPONSORED ADR CMN | $6,039 | $8,610 |
| HEWLETT PACKARD ENTERPRISE CO CMN | $4,661 | $3,938 |
| HEXAGON AB ADR CMN | $6,372 | $10,134 |
| HILTON WORLDWIDE HOLDINGS INC. CMN | $4,943 | $7,677 |
| HITACHI LTD (ADR 10 COM) ADR CMN | $13,746 | $13,702 |
| HOLLYFRONTIER CORP CMN | $2,140 | $827 |
| HOLOGIC INCORPORATED CMN | $3,548 | $4,661 |
| HONDA MTR LTD (AMER SHS) ADR CMN | $17,345 | $17,609 |
| HONG KONG EXCHANGES & CLEARING UNSPONSORED ADR CMN | $7,827 | $13,593 |
| HORMEL FOODS CORPORATION CMN | $1,930 | $2,797 |
| HOST HOTELS & RESORTS INC CMN | $3,350 | $2,809 |
| HOYA CORP SPONSORED ADR CMN | $12,386 | $18,521 |
| HP INC. CMN | $6,774 | $8,798 |
| HSBC HOLDINGS PLC SPONSORED ADR CMN | $26,461 | $18,500 |
| HUMANA INC. CMN | $8,889 | $13,970 |
| HUNTINGTON BANCSHARES INCORPOR CMN | $3,842 | $3,106 |
| IBERDROLA SOCIEDAD ANONIMA SPONSORED ADR CMN | $13,158 | $18,896 |
| ICL GROUP LTD CMN | $1,477 | $1,697 |
| IHS MARKIT LTD CMN | $4,820 | $8,803 |
| ILLINOIS TOOL WORKS CMN | $12,899 | $15,171 |
| ILLUMINA, INC CMN | $11,431 | $13,690 |
| INDUSTRIA DE DISENO TEXTIL, S. ADR CMN | $11,282 | $10,961 |
| INFINEON TECHNOLOGIES AG - ADR SPONSORED ADR CMN 1 ADR = 1 SHARE | $4,962 | $8,065 |
| ING GROEP N.V. SPONS ADR SPONSORED ADR CMN | $17,242 | $14,284 |
| INTEL CORPORATION CMN | $38,621 | $54,254 |
| INTERCONTINENTAL HOTELS GROUP SPONSORED ADR CMN | $12,385 | $12,894 |
| INTERPUBLIC GROUP COS CMN | $1,869 | $2,140 |
| INTESA SANPAOLO SPA SPONSORED ADR CMN | $7,257 | $6,641 |
| INTL BUSINESS MACHINES CORP CMN | $32,285 | $28,952 |
| INTL.FLAVORS & FRAGRANCE CMN | $4,429 | $3,617 |
| INVESCO LTD. CMN | $3,961 | $2,353 |
| IRON MOUNTAIN INCORPORATED CMN | $2,619 | $2,167 |
| ISHARES RUSSELL 2000 ETF | $1,083,747 | $1,514,956 |
| J. M. SMUCKER COMPANY (THE) CMN | $2,733 | $3,006 |
| JAMES HARDIE INDUSTRIES PLC SPONSORED ADR CMN | $9,703 | $16,391 |
| JAPAN AIRLINES CO., LTD. ADR CMN | $9,339 | $5,971 |
| JAPAN ARPT TERM CO LTD ADR CMN | $4,170 | $5,630 |
| JOHNSON & JOHNSON CMN | $88,831 | $105,602 |
| JOHNSON CONTROLS INTERNATIONAL CMN | $7,708 | $9,076 |
| JPMORGAN CHASE & CO CMN | $70,566 | $98,606 |
| JULIUS BAER GRUPPE AG ADR CMN | $8,062 | $8,827 |
| KANSAS CITY SOUTHERN CMN | $2,905 | $4,501 |
| KAO CORPORATION ADR CMN | $10,009 | $9,470 |
| KBC GROUP NV UNSPONSORED ADR CMN | $6,612 | $6,308 |
| KDDI CORPORATION UNSPONSORED ADR CMN | $10,758 | $10,958 |
| KELLOGG COMPANY CMN | $4,366 | $4,169 |
| KERING ADR CMN | $12,586 | $14,546 |
| KERRY GROUP PUBLIC LIMITED COM SPONSORED ADR CMN | $2,355 | $2,900 |
| KEYCORP CMN | $4,430 | $4,185 |
| KEYSIGHT TECHNOLOGIES, INC. CMN | $3,769 | $5,812 |
| KIMBERLY-CLARK CORPORATION CMN | $10,681 | $11,823 |
| KIMCO REALTY CORPORATION CMN | $2,354 | $2,041 |
| KINDER MORGAN INC CMN CLASS P | $7,473 | $6,644 |
| KION GROUP AG ADR CMN | $183 | $174 |
| KIRIN HOLDINGS COMPANY, LIMITE SPONSORED ADR CMN | $10,070 | $12,232 |
| KNORR-BREMSE AG ADR CMN | $949 | $1,366 |
| KONE OYJ UNSPONSORED ADR CMN REPRESENTING B SHARES (FINLAND | $5,159 | $6,587 |
| KONINKLIJKE AHOLD N.V. SPONSORED ADR CMN | $7,569 | $8,370 |
| KONINKLIJKE PHILIPS N.V. ADR CMN | $9,805 | $11,322 |
| KONINKLIJKE VOPAK N.V. UNSPONSORED ADR CMN | $1,936 | $1,894 |
| KOSE CORPORATION ADR CMN | $5,773 | $6,478 |
| KROGER COMPANY CMN | $6,164 | $6,098 |
| KUBOTA CORP ADR ADR CMN | $5,320 | $7,352 |
| L BRANDS, INC. CMN | $2,323 | $2,231 |
| LAFARGEHOLCIM LTD ADR CMN | $4,845 | $5,115 |
| LAM RESEARCH CORPORATION CMN | $6,141 | $17,522 |
| LAS VEGAS SANDS CORP. CMN | $3,866 | $4,947 |
| LAZARD EMERGING MARKETS EQUITY PORTFOLIO INSTL SHARES MUTUAL FUND CLASS INS | $351,770 | $340,109 |
| LEGRAND SA ADR CMN | $7,079 | $7,860 |
| LINCOLN NATL.CORP.INC. CMN | $3,842 | $2,868 |
| LINDE PLC CMN | $22,785 | $36,891 |
| LINE CORPORATION SPONSORED ADR CMN | $2,403 | $2,427 |
| LLOYDS BANKING GROUP PLC SPONSORED ADR CMN | $18,879 | $11,817 |
| LOEWS CORPORATION CMN | $1,898 | $2,521 |
| LOGITECH INTERNATIONAL S.A. ORD CMN | $3,433 | $4,471 |
| LONZA GROUP AG UNSPONSORED ADR CMN | $7,005 | $12,870 |
| LOREAL CO (ADR) ADR CMN | $17,023 | $22,437 |
| LOWES COMPANIES INC CMN | $14,349 | $30,978 |
| LUMEN TECHNOLOGIES, INC. CMN | $2,805 | $2,262 |
| LVMH MOET HENNESSY LOUIS VUITTON S.A. ADR CMN | $28,399 | $39,382 |
| M3, INC. ADR CMN | $10,078 | $14,627 |
| MACQUARIE GROUP LIMITED ADR CMN | $17,222 | $19,522 |
| MARATHON PETROLEUM CORPORATION CMN | $9,156 | $6,907 |
| MARRIOTT INTERNATIONAL, INC CMN CLASS A | $6,940 | $8,839 |
| MARSH & MCLENNAN CO INC CMN | $10,283 | $15,093 |
| MARUI LTD (ADR NEW) ADR CMN | $6,499 | $4,668 |
| MASCO CORPORATION CMN | $3,514 | $3,516 |
| MASTERCARD INCORPORATED CMN CLASS A | $69,633 | $80,668 |
| MC DONALDS CORP CMN | $30,619 | $40,770 |
| MCCORMICK & CO NON VTG SHRS CMN | $2,957 | $5,565 |
| MCKESSON CORPORATION CMN | $5,931 | $7,322 |
| MEDTRONIC PUBLIC LIMITED COMPA CMN | $28,453 | $40,916 |
| MELCO RESORTS & ENTERTAINMENT ADR CMN | $470 | $408 |
| MERCK & CO., INC. CMN | $41,321 | $53,098 |
| MERCK KGAA SPONSORED ADR CMN | $1,715 | $2,404 |
| METLIFE, INC. CMN | $9,217 | $9,390 |
| METTLER-TOLEDO INTL CMN | $3,749 | $6,838 |
| MGM RESORTS INTERNATIONAL CMN | $3,293 | $3,277 |
| MICRON TECHNOLOGY, INC. CMN | $10,369 | $21,652 |
| MICROSOFT CORPORATION CMN | $150,732 | $428,603 |
| MID-AMERICA APT CMNTYS INC CMN | $3,285 | $3,801 |
| MINEBEA MITSUMI INC SPONSORED ADR CMN | $6,321 | $5,673 |
| MITSUBISHI ESTATE LTD ADR ADR CMN | $16,474 | $14,332 |
| MITSUBISHI UFJ FINL GROUP, INC SPONSORED ADR CMN | $15,386 | $12,701 |
| MIZUHO FINANCIAL GROUP, INC. SPONSORED ADR CMN | $8,956 | $7,329 |
| MOHAWK INDUSTRIES INC COMMON STOCK | $3,863 | $2,255 |
| MOLSON COORS BREWING CO CMN CLASS B | $3,636 | $2,034 |
| MONDELEZ INTERNATIONAL, INC. CMN | $15,038 | $21,574 |
| MOODY'S CORPORATION CMN | $6,139 | $13,061 |
| MORGAN STANLEY CMN | $19,747 | $30,085 |
| MOSAIC COMPANY (THE) CMN | $2,201 | $2,508 |
| MOWI ASA SPONSORED ADR CMN | $5,388 | $4,796 |
| MSCI INC. CMN | $4,740 | $9,377 |
| MUENCHENER RUECKVERSICHERUNGS- UNSPONSORED ADR CMN | $12,643 | $13,072 |
| MURATA MANUFACTURING CO., LTD. UNSPONSORED ADR CMN | $13,465 | $19,860 |
| NASDAQ INC. CMN | $2,468 | $4,248 |
| NATIONAL GRID PLC SPONSORED ADR CMN | $20,470 | $20,691 |
| NATWEST GROUP PLC ADR CMN | $5,938 | $4,493 |
| NESTE OIL OYJ UNSPONSORED ADR CMN | $4,500 | $8,614 |
| NESTLE SA SPONSORED ADR (REP 1/20 CHF 10 REGD SHS) | $72,171 | $79,733 |
| NEWCREST MINING LIMITED SPONSORED ADR CMN | $7,123 | $6,764 |
| NEWMONT MINING CORPORATION CMN | $7,701 | $12,337 |
| NEWS CORPORATION CMN CLASS A | $1,232 | $1,653 |
| NEWS CORPORATION CMN CLASS B | $241 | $267 |
| NEXTERA ENERGY, INC. CMN | $19,338 | $38,266 |
| NICE SYSTEMS LTD 1 ADR REPRESENTS 1 ORD SH | $2,970 | $5,387 |
| NIDEC CORPORATION SPONSORED ADR | $13,717 | $23,510 |
| NIELSEN HLDGS PLC CMN | $3,528 | $2,004 |
| NIKE CLASS-B CMN CLASS B | $17,136 | $44,705 |
| NINTENDO CO LTD (NEW) ADR ADR CMN | $12,384 | $19,766 |
| NIPPON TELEG & TEL SPON ADR SPONSORED ADR CMN (1 ADR = 1/2 COMMON SHS) | $7,541 | $7,482 |
| NISSAN MOTOR CO LTD SPONSORED ADR | $4,694 | $4,435 |
| NN GROUP NV ADR CMN | $4,913 | $5,826 |
| NOKIA CORPORATION SPONSORED ADR CMN | $4,828 | $5,259 |
| NOMURA HOLDINGS, INC. SPONSORED ADR CMN | $11,565 | $11,763 |
| NORFOLK SOUTHERN CORP CMN | $7,713 | $15,207 |
| NORTHERN TRUST CORP CMN | $5,737 | $6,006 |
| NORTONLIFELOCK IN CMN | $4,275 | $3,138 |
| NOVARTIS AG-ADR SPONSORED ADR CMN | $42,399 | $43,155 |
| NOVO-NORDISK A/S ADR ADR CMN | $21,696 | $26,264 |
| NOVOZYMES AS UNSPONSORED ADR CMN | $2,862 | $3,160 |
| NSK LTD ADR ADR CMN | $4,643 | $5,034 |
| NTT DOCOMO, INC SPONSORED ADR CMN | $12,299 | $16,321 |
| NVIDIA CORPORATION CMN | $27,907 | $81,985 |
| OLYMPUS CORPORATION SPONSORED ADR CMN | $4,880 | $7,300 |
| OMRON CORP. SPONSORED ADR CMN | $6,157 | $7,129 |
| ONEOK INC CMN | $6,045 | $4,183 |
| ORANGE ADR | $13,902 | $11,148 |
| ORSTED A/S ADR CMN | $5,985 | $12,673 |
| PACCAR INC CMN | $6,471 | $7,480 |
| PAN PACIFIC INTNTNAL HOLD CORP ADR CMN | $786 | $833 |
| PANASONIC CORPORATION ADR CMN | $11,167 | $12,650 |
| PANDORA A/S SPONSORED ADR CMN | $1,564 | $3,356 |
| PARKER-HANNIFIN CORP. CMN | $6,478 | $9,534 |
| PEARSON PLC SPON ADR SPONSORED ADR CMN | $4,270 | $4,838 |
| PENTAIR PLC. CMN | $1,767 | $2,071 |
| PEPSICO, INC. CMN | $40,993 | $52,860 |
| PERNOD RICARD UNSPONSORRED ADR CMN | $12,051 | $12,662 |
| PERRIGO CO PLC CMN | $2,542 | $1,520 |
| PEUGEOT SA ADR CMN | $4,987 | $5,885 |
| PFIZER INC. CMN | $58,279 | $51,761 |
| PIMCO INCOME FUND INSTITUTIONAL | $602,727 | $613,267 |
| PNC FINANCIAL SERVICES GROUP, CMN | $13,543 | $16,092 |
| PPG INDUSTRIES, INC. CMN | $7,955 | $10,961 |
| PROCTER & GAMBLE COMPANY (THE) CMN | $59,327 | $88,632 |
| PROLOGIS INC CMN | $12,990 | $18,836 |
| PROSUS NV SPONSORED ADR CMN | $7,737 | $11,460 |
| PRUDENTIAL CORP (ADR) ADR CMN | $24,805 | $25,888 |
| PRUDENTIAL FINANCIAL INC CMN | $10,318 | $8,432 |
| PRYSMIAN S.P.A. UNSPONSORED ADR CMN | $3,158 | $4,732 |
| PUBLICIS GROUPE S.A. SPONSORED ADR CMN | $2,898 | $3,242 |
| PUBLIC-SVC ENTERPRISE GROUP HOLDING CO | $6,224 | $7,637 |
| PULTEGROUP INC. CMN | $2,373 | $2,769 |
| PVH CORP CMN | $2,502 | $1,878 |
| QIAGEN N.V. CMN | $1,992 | $3,012 |
| QUALCOMM INC CMN | $15,343 | $44,026 |
| QUEST DIAGNOSTICS INCORPORATED CMN | $3,689 | $4,052 |
| RAKUTEN GROUP INC ADR CMN | $2,470 | $2,068 |
| RALPH LAUREN CORP CMN CLASS A | $879 | $1,037 |
| RANDSTAD HOLDING NV UNSPONSORED ADR CMN | $2,920 | $3,192 |
| REED ELSEVIER PLC SPONSORED ADR CMN | $25,704 | $26,115 |
| REGENCY CENTERS CORPORATION CMN | $3,205 | $2,725 |
| REGENERON PHARMACEUTICAL INC CMN | $13,516 | $13,044 |
| REGIONS FINANCIAL CORPORATION CMN | $4,633 | $4,101 |
| REPUBLIC SERVICES INC CMN | $3,409 | $4,933 |
| RIO TINTO PLC SPONSORED ADR | $28,397 | $36,858 |
| ROCHE HOLDING AG ADR B SHS(NOM CHF 100) VAL 224.184 | $47,149 | $51,736 |
| ROCKWELL AUTOMATION INC CMN | $4,972 | $7,524 |
| ROSS STORES,INC CMN | $5,380 | $11,176 |
| ROYAL CARIBBEAN CRUISES LTD ISIN: LR0008862868 | $5,569 | $3,361 |
| ROYAL DSM NV SPONSORED ADR CMN | $3,943 | $5,341 |
| RWE AG AKTIENGESELLSCHAFT SPON ADR | $5,251 | $7,021 |
| RYOHIN KEIKAKU CO., LTD. ADR CMN | $7,978 | $8,706 |
| S&P GLOBAL INC. CMN | $10,456 | $21,039 |
| SALESFORCE.COM, INC CMN | $26,811 | $51,627 |
| SAMPO OYJ UNSPONSORED ADR CMN REPRESENTING A SHARES (FINLAND | $9,077 | $9,263 |
| SAND VIK (ADR) ADR CMN | $3,743 | $4,755 |
| SANDS CHINA LTD ADR CMN | $8,243 | $6,807 |
| SANOFI SPONSORED ADR CMN | $23,331 | $24,198 |
| SANTEN PHARMACEUTICAL CO., LTD ADR CMN | $7,888 | $7,382 |
| SAP SE (SPON ADR) | $31,498 | $29,859 |
| SCHLUMBERGER LTD CMN | $21,799 | $7,992 |
| SCHNEIDER ELECTRIC SE UNSPONSORED ADR (FRANCE) SCHNEIDER ELECTRIC SE UNSPONS | $10,204 | $14,619 |
| SEAGATE TECHNOLOGY PLC CMN | $1,797 | $3,572 |
| SEKISUI HOUSE, LTD SPONSORED ADR CMN | $3,848 | $4,617 |
| SEMPRA ENERGY CMN | $9,008 | $9,763 |
| SEVEN & I HOLDINGS CO., LTD. UNSPONSORED ADR CMN | $13,957 | $13,148 |
| SGS SA ADR CMN | $5,288 | $6,041 |
| SHIMANO INC. ADR CMN | $9,444 | $11,050 |
| SHIN-ETSU CHEMICAL CO., LTD. UNSPONSORED ADR CMN | $12,025 | $19,221 |
| SHIONOGI & CO., LTD. UNSPONSORED ADR CMN | $5,914 | $6,604 |
| SHISEIDO CO., LTD. SPONSORED ADR CMN | $7,808 | $7,687 |
| SIEMENS AKTIENGESELLSCHAFT SPONSORED ADR CMN | $19,725 | $22,000 |
| SIEMENS HEALTHINEERS AG ADR CMN | $2,775 | $3,030 |
| SIKA AG ADR CMN | $6,626 | $9,574 |
| SIMON PROPERTY GROUP INC CMN | $12,957 | $7,273 |
| SINGAPORE TELECOMMUNICATIONS L SPONSORED ADR CMN | $2,377 | $2,373 |
| SKF AB SPONSORED ADR SWKR 12.50 | $3,376 | $4,495 |
| SL GREEN REALTY CORP CMN | $1,916 | $1,232 |
| SMC CORPORATION SPONSORED ADR CMN | $10,712 | $14,024 |
| SMITH & NEPHEW PLC ADR CMN | $13,931 | $13,157 |
| SMURFIT KAPPA GROUP PUBLIC LIM ADR CMN | $4,025 | $5,306 |
| SOCIETE GENERALE LINKED TO S&P 500 INDEX UPSIDE LEVERED CAPPED W BUFFER STRU | $250,000 | $289,675 |
| SOFTBANK GRP CORP UNSPONSORED ADR CMN | $14,754 | $28,722 |
| SONIC HEALTHCARE LIMITED ADR | $553 | $571 |
| SONOVA HOLDING AG (THE) UNSPONSORED ADR CMN | $5,254 | $5,984 |
| SONY CORPORATION SPONSORED ADR CMN | $21,756 | $33,161 |
| SOUTHWEST AIRLINES CO CMN | $7,503 | $7,131 |
| SPARK NEW ZEALAND LTD SPONSORED ADR CMN | $5,049 | $5,854 |
| SPDR EURO STOXX 50 FD ETF | $210,322 | $231,337 |
| SPDR S&P 500 ETF TRUST | $344,911 | $375,460 |
| STANLEY BLACK & DECKER, INC. CMN | $6,047 | $7,500 |
| STARBUCKS CORP. CMN | $16,439 | $31,773 |
| STATE STREET CORPORATION (NEW) CMN | $9,410 | $7,770 |
| STMICROELECTRONICS NV ADR CMN | $5,068 | $7,313 |
| SUMITOMO MITSUI FINANCIAL GRP SPONSORED ADR CMN | $11,483 | $9,810 |
| SUN HUNG KAI PROP LTD SPON ADR SPONSORED ADR CMN | $12,554 | $11,143 |
| SWATCH GROUP SA (THE) ADR CMN | $2,478 | $2,459 |
| SWEDBANK A B ADR CMN | $6,248 | $8,195 |
| SWISS RE LTD SPONSORED ADR CMN | $3,871 | $3,300 |
| SWISSCOM AMERICAN DEPOSITARY SHARES | $8,411 | $8,636 |
| SYMRISE AG UNSPONSORED ADR CMN | $3,929 | $5,438 |
| SYNCHRONY FINANCIAL CMN | $3,079 | $4,443 |
| SYSMEX CORPORATION ADR CMN | $5,823 | $10,089 |
| T. ROWE PRICE GROUP, INC. CMN | $5,559 | $9,689 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADR CMN | $18,131 | $16,453 |
| TAPESTRY, INC. CMN | $2,853 | $2,238 |
| TARGET CORPORATION CMN | $7,272 | $22,596 |
| TDK CORPORATION (ADR) ADR | $5,630 | $7,375 |
| TE CONNECTIVITY LTD CMN | $6,764 | $10,291 |
| TEAMVIEWER AG ADR CMN | $2,574 | $2,521 |
| TECHTRONIC INDS LTD SPONSORED ADR CMN | $2,286 | $4,279 |
| TELEFONICA S.A. ADR SPONSORED ADR CMN | $9,696 | $6,978 |
| TELENOR ASA AMERICAN DEPOSITARY SHARES 1 ADS = 3 ORDS | $5,355 | $5,010 |
| TELEPERFORMANCE UNSPONSORED ADR CMN | $5,569 | $7,303 |
| TELSTRA CORP ADR (FINAL) SPONSORED ADR CMN | $6,135 | $5,508 |
| TEMENOS AG SPONSORED ADR CMN | $4,016 | $3,637 |
| TENARIS SA SPONSORED ADR CMN | $3,268 | $2,361 |
| TERNA RETE ELETTRICA NAZIONALE ADR CMN | $7,633 | $9,406 |
| TEVA PHARMACEUTICAL IND LTD ADS | $2,395 | $2,326 |
| TEXAS INSTRUMENTS INC. CMN | $19,352 | $38,078 |
| THE BANK OF NY MELLON CORP CMN | $12,264 | $10,228 |
| THE HERSHEY COMPANY CMN | $4,076 | $5,789 |
| THE HOME DEPOT, INC. CMN | $41,775 | $72,780 |
| THE KRAFT HEINZ CO CMN | $5,697 | $6,100 |
| THE TRAVELERS COMPANIES, INC CMN | $7,635 | $8,843 |
| THE WILLIAMS COMPANIES, INC. CMN | $6,007 | $6,195 |
| TIFFANY & CO CMN | $2,484 | $3,418 |
| TJX COMPANIES INC (NEW) CMN | $11,464 | $21,238 |
| TOKIO MARINE HOLDINGS, INC. ADR CMN | $15,792 | $14,601 |
| TOKYO ELECTRON LIMITED UNSPONSORED ADR CMN | $10,376 | $17,481 |
| TORAY INDUSTRIES INC ADR ADR CMN | $12,783 | $11,065 |
| TOSHIBA CORPORATION UNSPONSORED ADR CMN | $4,756 | $3,996 |
| TOYOTA MOTOR CORPORATION SPON ADR | $36,229 | $39,415 |
| TRANE TECHNOLOGIES PUBLIC LIMI CMN | $4,102 | $8,855 |
| TREASURY WINE ESTATES AUSTRALI SPONSORED ADR CMN | $3,949 | $2,474 |
| TRUIST FINANCIAL CORPORATION CMN | $13,750 | $16,584 |
| TYSON FOODS INC CL-A CMN CLASS A | $4,649 | $4,897 |
| U.S. BANCORP CMN | $18,471 | $17,018 |
| UBISOFT ENTERTAINMENT UNSPONSORED ADR CMN | $1,861 | $2,797 |
| UBS GROUP AG CMN | $10,061 | $12,166 |
| UCB S.A. (UNION CHIMIQUE BELGE UNSPONSORED ADR CMN | $3,142 | $2,791 |
| UDR INC CMN | $3,887 | $3,190 |
| UMICORE GROUP UNSPON ADR CMN | $3,079 | $3,317 |
| UNILEVER PLC (NEW) SPONSORED ADR CMN | $48,806 | $49,616 |
| UNION PACIFIC CORP. CMN | $18,112 | $35,814 |
| UNITED AIRLINES HOLDINGS INC CMN | $3,930 | $3,374 |
| UNITED OVERSEAS BK LTD SPONSORED ADR CMN | $15,136 | $13,571 |
| UNITED PARCEL SERVICE, INC. CLASS B COMMON STOCK | $20,866 | $30,480 |
| UNITED RENTALS, INC. CMN | $2,243 | $4,406 |
| UNITEDHEALTH GROUP INCORPORATE CMN | $48,985 | $84,865 |
| UNUM GROUP CMN | $1,836 | $1,101 |
| UPM-KYMMENE OYJ ADR CMN | $4,064 | $4,623 |
| VALEO SPONS ADR SPONSORED ADR CMN | $2,555 | $2,725 |
| VANGUARD INTERNATIONAL EQUITY INDEX FUNDS TOTAL WORLD STK INDEX FD ETF S EXC | $396,703 | $488,545 |
| VARIAN MEDICAL SYSTEMS INC CMN | $2,533 | $4,025 |
| VENTAS, INC. CMN | $6,647 | $4,998 |
| VEOLIA ENVIRONNEMENT SPONSORED ADR CMN | $6,980 | $6,415 |
| VERISK ANALYTICS, INC. CMN | $6,405 | $7,473 |
| VERIZON COMMUNICATIONS, INC. CMN | $51,041 | $61,864 |
| VESTAS WIND SYSTEMS A/S ADR CMN | $4,867 | $11,121 |
| VF CORP CMN | $5,031 | $7,004 |
| VIATRIS INC CMN | $5,258 | $5,697 |
| VINCI SA ADR CMN | $18,928 | $17,222 |
| VIVENDI ADR CMN | $8,033 | $9,457 |
| VODAFONE GROUP PLC ADR CMN | $14,650 | $13,083 |
| W.W. GRAINGER INC CMN | $1,967 | $4,492 |
| WALGREENS BOOTS ALLIANCE, INC. CMN | $8,057 | $7,497 |
| WALT DISNEY COMPANY (THE) CMN | $46,641 | $83,705 |
| WATERS CORPORATION COMMON STOCK | $3,123 | $3,959 |
| WELLS FARGO & CO (NEW) CMN | $51,335 | $32,232 |
| WESFARMERS LIMITED ADR CMN | $14,956 | $20,729 |
| WESTPAC BANKING CORP ADS REPRESENTING 5 ORD SHARES | $25,537 | $22,723 |
| WESTROCK COMPANY CMN | $3,838 | $3,091 |
| WH GROUP LIMITED SPONSORED ADR CMN | $4,738 | $4,158 |
| WHIRLPOOL CORP. CMN | $2,918 | $3,068 |
| WILLIS TOWERS WATSON PLC CMN | $4,787 | $6,759 |
| WIX .COM CMN | $1,773 | $3,000 |
| WOLTERS KLUWER NV SPONSORED ADR CMN | $5,217 | $6,084 |
| WPP PLC ADR CMN | $16,656 | $14,710 |
| WYNN MACAU LTD ADR CMN | $2,829 | $2,334 |
| WYNN RESORTS, LIMITED CMN | $3,276 | $2,708 |
| XEROX CORPORATION CMN | $1,560 | $1,125 |
| XYLEM INC. CMN | $2,878 | $4,581 |
| YARA INTERNATIONAL ASA SPONSORED ADR CMN | $2,809 | $3,035 |
| YASKAWA ELECTRIC CORP ADR CMN | $5,141 | $6,857 |
| YUM BRANDS, INC. CMN | $5,803 | $8,142 |
| ZALANDO SE ADR CMN | $2,338 | $5,682 |
| ZIMMER BIOMET HOLDINGS INC | $6,988 | $8,025 |
| ZURICH INS GROUP LTD SPONSORED ADR CMN | $11,838 | $12,254 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (14 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BROAD STREET REAL ESTATE CREDIT PARTNER III OFFSHORE LP (II, C) | AT COST | $151,558 | $127,184 |
| BROAD STREET REAL ESTATE CREDIT PARTNERS II OFFSHORE FEEDER FUND, L.P. | AT COST | $29,111 | $30,590 |
| HEDGE FUND OPPORTUNITIES LTD CLASS A SERIES 1 | AT COST | $642,914 | $831,602 |
| LAUNCH OPPORTUNITIES OFFSHORE SCSP | AT COST | $396,191 | $351,968 |
| PRIVATE EQUITY MANAGERS (IMPACT 2018) OFFSHORE LP (II, C) | AT COST | $380,199 | $335,246 |
| PRIVATE EQUITY MANAGERS (2013) OFFSHORE LP (C) | AT COST | $221,783 | $305,727 |
| PRIVATE EQUITY MANAGERS (2014) OFFSHORE LP (C) | AT COST | $610,506 | $903,245 |
| PRIVATE EQUITY MANAGERS (2016) OFFSHORE SCSP (C) | AT COST | $404,712 | $493,712 |
| PRIVATE EQUITY MANAGERS (2017) OFFSHORE SCSP (II, C, G) | AT COST | $389,012 | $443,297 |
| PRIVATE EQUITY MANAGERS (2019) OFFSHORE SCSP | AT COST | $177,801 | $191,192 |
| PRIVATE EQUITY MANAGERS (IMPACT) OFFSHORE LP (C) | AT COST | $682,841 | $751,618 |
| U.S. REAL PROPERTY INCOME FUND, L.P. (C) | AT COST | $411,636 | $589,773 |
| VINTAGE VI OFFSHORE HOLDINGS LP (C) | AT COST | $34,173 | $186,178 |
| VINTAGE VIII OFFSHORE SCSP | AT COST | $206,209 | $232,270 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $200 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $200 | DisbursementsCharitablePrpsAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (11 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| K-1 PORTFOLIO DEDUCTIONS | $6,478 | $6,478 | $0 | $0 |
| TELEPHONE & INTERNET EXPENSE | $622 | $0 | $0 | $622 |
| OTHER INVESTMENT EXPENSES | $249,890 | $249,890 | $0 | $0 |
| BANK SERVICE CHARGE | $195 | $0 | $0 | $195 |
| DUES & SUBSCRIPTIONS | $5,470 | $0 | $0 | $5,470 |
| OFFICE SUPPLIES | $87 | $0 | $0 | $87 |
| WEBSITE DESIGN AND MAINTENANCE | $216 | $0 | $0 | $216 |
| COMMUNITY OUTREACH | $31,217 | $0 | $0 | $31,217 |
| GRANTEE PROFESSIONAL DEVELOPMENT | $18,900 | $0 | $0 | $18,900 |
| EMPLOYEE PROFESSIONAL DEVELOPMENT | $1,467 | $0 | $0 | $1,467 |
| DIRECTORS & OFFICERS LIABILITY INSURANCE | $3,753 | $0 | $0 | $3,753 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| INVESTMENT FEES | $90,438 | $90,438 | $0 | $0 |
| OTHER PROFESSIONAL FEES | $983 | $0 | $0 | $983 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| FOREIGN TAXES | $5,844 | $5,844 | $0 | $0 |
| FEDERAL NET INVESTMENT INCOME TAX | $18,000 | $0 | $0 | $0 |
| PAYROLL TAXES | $13,003 | $0 | $0 | $13,003 |