FURP.ORG / PUBLIC DATA EXPLORER

ADAM R BRONFMAN FAMILY FOUNDATION INC: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization
ADAM R BRONFMAN FAMILY FOUNDATION INC (EIN 45-2329181)
Tax period
2020-01-01 to 2020-12-31
Filed
2021-11-15
IRS object ID
202123199349102952
Schema version
2020v4.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-11-15T10:30:42-06:00ReturnTs
Tax Period End2020-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN390859910PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1BAKER TILLY US LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1ONE PENN PLAZA SUITE 3000AddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10119ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2020-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN452329181EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1ADAM R BRONFMAN FAMILY FOUNDATION INCBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlADAMBusinessNameControlTxt
Phone2126976900PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1BAKER TILLY ONE PENN PLAZA NO 30AddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10119ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonADAM R BRONFMANPersonNm
Person TitlePRESIDENTPersonTitleTxt
Phone2126976900PhoneNum
Signature2021-11-15SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstADAMPersonFirstNm
Person LastBRONFMANPersonLastNm
FieldValueIRS element (for citing)
SSNXXX-XX-XXXXSSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonDOUGLAS RICHARDSONPreparerPersonNm
PTINP01270963PTIN
Phone2126976900PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

FieldValueIRS element (for citing)
Trusted Customer3TrustedCustomerCd
Authentication Assurance LevelAAL1AuthenticationAssuranceLevelCd
Identity Assurance LevelIAL1IdentityAssuranceLevelCd
FieldValueIRS element (for citing)
Tax2020TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$21,271,069FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Contri Rcvd Rev And Expnss$45,195ContriRcvdRevAndExpnssAmt
Dividends Rev And Expnss$392,875DividendsRevAndExpnssAmt
Dividends Net Invst Incm$392,868DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss-$759,450NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$9,453,095GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$0CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss-$321,380TotalRevAndExpnssAmt
Total Net Invst Incm$392,868TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$0CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$0CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss$64,717AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm$0AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps$64,717AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss$86,549OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm$86,549OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl$0OtherProfFeesDsbrsChrtblAmt
Interest Rev And Expnss$1,681InterestRevAndExpnssAmt
Interest Net Invst Incm$0InterestNetInvstIncmAmt
Interest Dsbrs Chrtbl$0InterestDsbrsChrtblAmt
Taxes Rev And Expnss$9,533TaxesRevAndExpnssAmt
Taxes Net Invst Incm$2,533TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss$662OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$8,736OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$301OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$163,142TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$97,818TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$65,018TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$1,006,003ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$1,006,003ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$1,169,145TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$97,818TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$1,071,021TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$1,490,525ExcessRevenueOverExpensesAmt
Net Investment Income$295,050NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$331,546SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$180,176SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$180,176SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl$32,647AcctRcvblAmt
Acct Rcvbl BOY$40,986AcctRcvblBOYAmt
Acct Rcvbl EOY$32,647AcctRcvblEOYAmt
Acct Rcvbl EOYFMV$32,647AcctRcvblEOYFMVAmt
Corporate Stock BOY$15,381,252CorporateStockBOYAmt
Corporate Stock EOY$14,521,016CorporateStockEOYAmt
Corporate Stock EOYFMV$19,770,580CorporateStockEOYFMVAmt
Other Investments BOY$1,474,602OtherInvestmentsBOYAmt
Other Investments EOY$1,008,790OtherInvestmentsEOYAmt
Other Investments EOYFMV$1,287,666OtherInvestmentsEOYFMVAmt
Total Assets BOY$17,228,386TotalAssetsBOYAmt
Total Assets EOY$15,742,629TotalAssetsEOYAmt
Total Assets EOYFMV$21,271,069TotalAssetsEOYFMVAmt
Other Liabilities BOY$171,463OtherLiabilitiesBOYAmt
Other Liabilities EOY$176,231OtherLiabilitiesEOYAmt
Total Liabilities BOY$171,463TotalLiabilitiesBOYAmt
Total Liabilities EOY$176,231TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Capital Stock BOY$0CapitalStockBOYAmt
Capital Stock EOY$0CapitalStockEOYAmt
Additional Paid In Capital BOY$0AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY$0AdditionalPaidInCapitalEOYAmt
Retained Earning BOY$17,056,923RetainedEarningBOYAmt
Retained Earning EOY$15,566,398RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$17,056,923TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$15,566,398TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$17,228,386TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$15,742,629TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$17,056,923TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$1,490,525ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$15,566,398SubtotalAmt
Other Decreases$0OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$15,566,398TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (800 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdAcquiredAcquiredDtSoldSoldDtGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
AERIE PHARMACEUTICALS INC COMP2019-05-282020-05-26$16,715$41,111-$24,396-$24,396
AERIE PHARMACEUTICALS INC COMP2019-07-152020-05-26$31,509$50,966-$19,457-$19,457
AERIE PHARMACEUTICALS INC COMP2019-08-082020-05-26$64,731$90,705-$25,974-$25,974
AERIE PHARMACEUTICALS INC COMP2019-07-262020-07-15$9,289$15,215-$5,926-$5,926
AERIE PHARMACEUTICALS INC COMP2019-08-082020-07-15$4,993$8,274-$3,281-$3,281
AERIE PHARMACEUTICALS INC COMP2019-08-302020-07-15$7,705$12,425-$4,720-$4,720
AERIE PHARMACEUTICALS INC COMP2019-11-072020-07-15$26,470$37,829-$11,359-$11,359
ARCHER DANIELS MIDLANDP2019-12-112020-03-09$18,894$23,224-$4,330-$4,330
ARCHER DANIELS MIDLANDP2019-12-132020-03-09$68,918$86,217-$17,299-$17,299
ARCHER DANIELS MIDLANDP2019-05-212020-03-20$184,902$223,695-$38,793-$38,793
ARCHER DANIELS MIDLANDP2019-12-112020-03-20$46,466$61,931-$15,465-$15,465
ARCHER DANIELS MIDLANDP2019-05-212020-05-19$11,900$13,612-$1,712-$1,712
BIOHAVEN PHARMACEUTICAL HLDG CO LTDP2020-01-132020-02-11$37,182$43,574-$6,392-$6,392
BIOHAVEN PHARMACEUTICAL HLDG CO LTDP2020-01-132020-05-26$48,225$43,628$4,597$4,597
BOEING COP2019-12-312020-01-21$164,729$173,395-$8,666-$8,666
BRUNSWICK CORPP2020-04-092020-05-26$106,357$70,311$36,046$36,046
BRUNSWICK CORPP2020-04-142020-05-26$75,962$49,712$26,250$26,250
BRUNSWICK CORPP2020-04-172020-05-26$55,599$37,380$18,219$18,219
BRUNSWICK CORPP2020-04-172020-05-26$3,158$2,123$1,035$1,035
BRUNSWICK CORPP2020-04-132020-06-15$63,907$41,333$22,574$22,574
BRUNSWICK CORPP2020-04-142020-06-15$8,995$5,979$3,016$3,016
BRUNSWICK CORPP2020-04-152020-06-15$1,055$674$381$381
CAPITAL SENIOR LIVING CORPP2019-04-292020-04-28$6,061$37,992-$31,931-$31,931
CAPITAL SENIOR LIVING CORPP2019-04-302020-04-28$6,311$37,997-$31,686-$31,686
COOPER-STANDARD HOLDINGS INCP2019-05-022020-03-09$11,220$44,677-$33,457-$33,457
COOPER-STANDARD HOLDINGS INCP2019-05-082020-03-09$22,345$84,991-$62,646-$62,646
COOPER-STANDARD HOLDINGS INCP2019-11-262020-03-09$33,565$71,971-$38,406-$38,406
CORNING INCP2019-11-222020-01-28$15,095$15,367-$272-$272
CORNING INCP2019-11-252020-01-28$42,316$43,953-$1,637-$1,637
CORNING INCP2019-11-222020-03-18$20,240$28,150-$7,910-$7,910
DISH NETWORK CORPORATION CL AP2019-12-052020-09-18$20,507$21,753-$1,246-$1,246
DISH NETWORK CORPORATION CL AP2019-12-272020-09-18$76,584$87,478-$10,894-$10,894
DISH NETWORK CORPORATION CL AP2019-12-052020-09-21$29,549$33,033-$3,484-$3,484
DISH NETWORK CORPORATION CL AP2019-12-052020-10-15$49,486$62,205-$12,719-$12,719
DISH NETWORK CORPORATION CL AP2020-04-012020-10-15$19,335$13,646$5,689$5,689
DISH NETWORK CORPORATION CL AP2020-04-012020-11-18$43,071$24,295$18,776$18,776
GRACE(W.R.)&COP2020-04-072020-05-06$82,947$70,064$12,883$12,883
KRAFT HEINZ COP2020-03-302020-07-23$86,938$63,181$23,757$23,757
LIVE NATION ENTERTAINMENT INCP2020-05-082020-05-13$64,489$69,927-$5,438-$5,438
LIVE NATION ENTERTAINMENT INCP2020-05-082020-05-26$87,101$69,927$17,174$17,174
OCCIDENTAL PETE CORPP2019-08-092020-03-09$21,919$58,999-$37,080-$37,080
OCCIDENTAL PETE CORPP2019-11-252020-03-09$963$2,232-$1,269-$1,269
OCCIDENTAL PETE CORPP2019-12-272020-03-09$75,014$175,954-$100,940-$100,940
OCCIDENTAL PETE CORPP2019-11-252020-05-26$20,861$56,682-$35,821-$35,821
OCCIDENTAL PETE CORPP2019-11-252020-06-08$33,393$56,643-$23,250-$23,250
OCCIDENTAL PETE CORPP2019-11-142020-10-12$23,713$86,150-$62,437-$62,437
OCCIDENTAL PETE CORPP2019-11-252020-10-12$6,473$24,315-$17,842-$17,842
OCCIDENTAL PETE CORPWTS EXP 08/03/2027P2020-08-032020-08-06$3$3$0$0
OCCIDENTAL PETE CORPWTS EXP 08/03/2027P2020-08-032020-11-12$1,100$1,757-$657-$657
PITNEY BOWES INCP2019-12-312020-03-18$65,393$89,202-$23,809-$23,809
PRIMO WATER CORPORATIONP2020-01-142020-03-16$33,477$41,636-$8,159-$8,159
PRIMO WATER CORPORATIONP2020-02-052020-03-16$26,909$38,637-$11,728-$11,728
PRIMO WATER CORPORATIONP2020-01-132020-03-18$33,145$64,469-$31,324-$31,324
PRIMO WATER CORPORATIONP2020-01-142020-03-18$23,731$46,759-$23,028-$23,028
SPDR S&P500 ETF TRUST TRUSTP2020-03-252020-05-12$288,985$245,559$43,426$43,426
UNITED STATES TREAS NTS NOTE 2.62500%P2019-07-312020-03-16$604,453$601,355$3,098$3,098
VIACOMCBS INCP2019-12-312020-05-26$54,404$111,404-$57,000-$57,000
VIACOMCBS INCP2019-12-312020-06-09$22,912$35,224-$12,312-$12,312
VIACOMCBS INCP2020-02-202020-06-09$22,748$25,061-$2,313-$2,313
WILLIAMS COMPANIES INCP2019-12-052020-03-12$13,325$20,108-$6,783-$6,783
WILLIAMS COMPANIES INCP2019-12-052020-03-09$28,630$41,049-$12,419-$12,419
WILLIAMS COMPANIES INCP2019-12-052020-03-19$8,077$20,108-$12,031-$12,031
AERIE PHARMACEUTICALS INCP2019-05-242020-05-26$14,794$37,183-$22,389-$22,389
ALCOA CORPP2015-02-132020-05-26$22,489$106,232-$83,743-$83,743
APPLE INCP2013-01-242020-05-26$71,214$14,456$56,758$56,758
APPLE INCP2013-05-032020-05-26$71,214$14,215$56,999$56,999
BARRICK GOLD CORPP2015-02-022020-02-28$40,856$28,778$12,078$12,078
BARRICK GOLD CORPP2015-02-022020-05-26$66,944$33,629$33,315$33,315
BAXTER INTERNATIONALINCP2011-02-102020-03-18$10,451$3,737$6,714$6,714
CHENIERE ENERGY INCP2017-03-162020-03-18$63,309$92,768-$29,459-$29,459
CITIGROUP INCP2015-02-132020-03-09$158,842$147,968$10,874$10,874
CITIGROUP INCP2015-02-182020-03-09$55,058$51,453$3,605$3,605
CITIGROUP INCP2014-04-022020-03-18$29,274$41,412-$12,138-$12,138
CITIGROUP INCP2015-02-132020-03-18$23,460$35,389-$11,929-$11,929
CITIGROUP INCP2014-04-022020-03-23$91,579$126,688-$35,109-$35,109
CITIGROUP INCP2016-09-142020-03-23$5,458$7,376-$1,918-$1,918
CORNING INCP2016-06-022020-03-18$21,685$22,156-$471-$471
COVANTA HLDG CORPP2016-07-202020-03-09$56,889$68,089-$11,200-$11,200
COVANTA HLDG CORPP2016-07-222020-03-09$34,364$41,208-$6,844-$6,844
COVANTA HLDG CORPP2017-11-012020-03-09$17,327$20,598-$3,271-$3,271
COVANTA HLDG CORPP2017-11-012020-03-18$58,991$88,793-$29,802-$29,802
COVANTA HLDG CORPP2016-07-192020-04-03$31,075$60,013-$28,938-$28,938
COVANTA HLDG CORPP2017-11-012020-04-03$12,961$25,185-$12,224-$12,224
COVANTA HLDG CORPP2016-07-192020-04-13$5,851$9,240-$3,389-$3,389
COVANTA HLDG CORPP2016-07-192020-04-14$37,215$58,798-$21,583-$21,583
COVANTA HLDG CORPP2016-07-192020-05-26$3,074$4,682-$1,608-$1,608
COVANTA HLDG CORPP2016-11-282020-05-26$59,473$77,986-$18,513-$18,513
DUPONT DE NEMOURS INCP2019-03-212020-05-26$101,720$182,786-$81,066-$81,066
DUPONT DE NEMOURS INCP2019-03-212020-09-22$31,527$51,044-$19,517-$19,517
DUPONT DE NEMOURS INCP2019-04-012020-09-22$70,059$105,725-$35,666-$35,666
DUPONT DE NEMOURS INCP2019-04-012020-10-02$34,501$53,652-$19,151-$19,151
DUPONT DE NEMOURS INCP2019-04-012020-11-02$41,541$60,800-$19,259-$19,259
HESS CORPORATION COMP2016-07-222020-02-28$31,234$30,886$348$348
HESS CORPORATION COMP2017-05-112020-02-28$4,618$4,226$392$392
INTERNATIONAL BUS MACH CORPP2015-02-132020-05-26$38,454$50,912-$12,458-$12,458
INTERNATIONAL BUS MACH CORPP2015-02-182020-05-26$69,749$93,137-$23,388-$23,388
JOHNSON &JOHNSON COMP2012-05-012020-05-26$76,733$34,388$42,345$42,345
JPMORGAN CHASE & COP2014-10-312020-05-26$29,338$18,970$10,368$10,368
KINDER MORGAN INCP2018-12-262020-02-28$195,869$153,097$42,772$42,772
LOEWS CORPP2016-07-142020-03-18$87,255$111,487-$24,232-$24,232
LOEWS CORPP2016-07-142020-03-23$31,127$44,586-$13,459-$13,459
MACQUARIE INFRASTRUCTURE CORPP2018-02-262020-03-12$14,004$20,884-$6,880-$6,880
MICROSOFT CORPP2013-09-162020-08-04$134,145$20,963$113,182$113,182
MICROSOFT CORPP2013-09-162020-08-28$81,112$11,869$69,243$69,243
NOVAGOLD RES INCP2014-07-012020-03-12$6,706$4,448$2,258$2,258
NOVAGOLD RES INCP2014-07-012020-05-05$22,769$8,006$14,763$14,763
NOVAGOLD RES INCP2014-07-012020-05-26$3,168$1,137$2,031$2,031
NOVAGOLD RES INCP2017-10-302020-05-26$86,093$30,788$55,305$55,305
PFIZER INCP2013-07-112020-03-02$21,498$17,885$3,613$3,613
PFIZER INCP2014-08-212020-03-02$12,442$10,392$2,050$2,050
PFIZER INCP2013-07-112020-03-11$42,076$38,070$4,006$4,006
PFIZER INCP2012-10-052020-03-18$11,028$8,924$2,104$2,104
PFIZER INCP2013-07-112020-03-18$1,702$1,553$149$149
PFIZER INCP2012-10-052020-06-01$83,658$60,350$23,308$23,308
SUNRUN INCP2018-11-142020-03-02$41,427$27,186$14,241$14,241
SUNRUN INCP2018-11-142020-05-26$35,756$27,198$8,558$8,558
UNITED STATES TREAS NTS NOTE 2.62500%P2018-09-202020-03-16$1,032,607$1,021,957$10,650$10,650
UNITED STATES TREAS NTS NOTE 2.75000%P2018-10-042020-03-16$75,891$74,854$1,037$1,037
UNITED STATES TREAS NTS 2.00000% 09/30/2P2018-10-312020-03-16$302,484$295,219$7,265$7,265
VERIZON COMMUNICATIONSP2018-06-142020-02-11$79,222$63,377$15,845$15,845
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-132020-05-26$115$102$13$13
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-122020-07-20$15,967$10,863$5,104$5,104
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-132020-07-20$79,127$53,837$25,290$25,290
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-112020-08-05$53,878$30,535$23,343$23,343
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-122020-08-05$60,196$34,141$26,055$26,055
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-082020-11-02$17$9$8$8
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-112020-11-02$2$1$1$1
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-082020-10-05$199,391$101,981$97,410$97,410
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2018-06-112020-10-05$25,774$13,198$12,576$12,576
VERTIV HLDGS LLC UNIT 1 CL A & 1/3 WTEXPP2015-12-312020-05-26$14,199$32,901-$18,702-$18,702
VIATRIS INCP2010-06-212020-11-20$1$1$1
VIATRIS INCP2010-11-262020-11-20$2$1$1$1
VIATRIS INCP2012-10-052020-11-20$6$4$2$2
VIATRIS INCP2010-06-212020-11-27$1,059$406$653$653
VIATRIS INCP2010-11-262020-11-27$2,602$1,086$1,516$1,516
VIATRIS INCP2012-10-052020-11-27$6,347$4,074$2,273$2,273
XCEL ENERGY INCP2010-03-232020-03-23$444$191$253$253
XCEL ENERGY INCP2010-07-212020-03-23$13,067$5,799$7,268$7,268
XCEL ENERGY INCP2010-09-012020-03-23$12,328$5,690$6,638$6,638
ZAYO GROUP HLDGS INCP2018-12-262020-01-02$98,529$61,175$37,354$37,354
COLONY CAPITAL INC PFD 8.2500 SERIES BP2018-05-102020-01-10$1,175$1,170$5$5
COLONY CAPITAL INC PFD 8.2500 SERIES BP2017-10-262020-01-10$2,100$2,149-$49-$49
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES DP2018-02-282020-02-13$2,418$2,315$103$103
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES DP2018-04-102020-02-13$3,996$3,793$203$203
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES DP2018-02-062020-02-13$6,046$5,751$295$295
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2017-05-012020-02-18$286$277$9$9
GLADSTONE COMMERCIAL CORP PFD USD1.7500(7.00%) SERIES DP2018-04-102020-02-19$5,440$5,191$249$249
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2017-05-012020-02-20$285$277$8$8
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-02-24$473$430$43$43
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-02-26$210$197$13$13
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-06-092020-02-26$8,055$7,708$347$347
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-07-242020-02-26$1,559$1,130$429$429
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-09-272020-02-26$1,559$1,141$418$418
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-07-232020-02-26$2,268$1,642$626$626
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-07-182020-02-26$2,410$1,752$658$658
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-06-212020-02-26$3,260$2,300$960$960
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-09-282020-02-26$5,103$3,740$1,363$1,363
QTS REALTY TRUST, INC. CONV PFD USD6.50(6.50%) SRS BP2018-07-132020-02-26$7,796$5,685$2,111$2,111
CROWN CASTLE INTERNATIONAL CORP.P2018-09-262020-02-27$4,075$3,207$868$868
CROWN CASTLE INTERNATIONAL CORP.P2018-09-272020-02-27$5,433$4,267$1,166$1,166
CROWN CASTLE INTERNATIONAL CORP.P2018-10-032020-02-27$6,792$5,307$1,485$1,485
CROWN CASTLE INTERNATIONAL CORP.P2018-10-092020-02-27$12,225$9,664$2,561$2,561
CROWN CASTLE INTERNATIONAL CORP.P2018-09-042020-02-27$16,300$13,185$3,115$3,115
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-072020-02-28$2,741$2,487$254$254
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2017-11-022020-03-05$718$749-$31-$31
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2017-11-022020-03-05$2,681$2,800-$119-$119
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-03-10$1,066$1,555-$489-$489
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-05-112020-03-10$481$591-$110-$110
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-05-102020-03-10$982$1,206-$224-$224
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-05-192020-03-10$1,283$1,578-$295-$295
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-04-192020-03-10$1,944$2,387-$443-$443
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-05-232020-03-10$4,269$5,262-$993-$993
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-04-212020-03-10$11,324$13,877-$2,553-$2,553
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-03-10$2,473$2,791-$318-$318
GREAT AJAX CORP PFD USD1.8125(7.25%)P2018-12-182020-03-10$832$804$28$28
GREAT AJAX CORP PFD USD1.8125(7.25%)P2018-12-202020-03-10$1,033$985$48$48
GREAT AJAX CORP PFD USD1.8125(7.25%)P2018-12-282020-03-10$1,058$1,001$57$57
GREAT AJAX CORP PFD USD1.8125(7.25%)P2018-12-102020-03-10$3,225$3,137$88$88
GREAT AJAX CORP PFD USD1.8125(7.25%)P2018-12-122020-03-10$8,315$8,105$210$210
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-072020-03-10$1,383$1,460-$77-$77
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-04-242020-03-11$5,003$6,481-$1,478-$1,478
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSYP2017-04-212020-03-11$24,789$32,241-$7,452-$7,452
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-03-11$738$902-$164-$164
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-072020-03-11$276$297-$21-$21
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-122020-03-16$430$455-$25-$25
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-082020-03-16$1,848$2,510-$662-$662
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-072020-03-16$2,430$3,331-$901-$901
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-04-122020-03-17$3,902$7,902-$4,000-$4,000
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-082020-03-17$2,764$3,867-$1,103-$1,103
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-082020-03-17$6,950$9,702-$2,752-$2,752
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-04-122020-03-18$392$1,006-$614-$614
SERITAGE GROWTH PROPERTIES PFD USD1.7500(7.00%) SERIES AP2017-12-082020-03-18$1,776$3,046-$1,270-$1,270
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES BP2019-02-062020-03-19$2,584$4,945-$2,361-$2,361
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-04-122020-03-19$1,064$2,380-$1,316-$1,316
COLONY CAPITAL INC PFD USD1.7812(7.12%) CTSY STIFELP2017-04-242020-03-20$9,257$18,784-$9,527-$9,527
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-04-122020-03-20$580$1,227-$647-$647
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-05-232020-03-20$1,322$2,777-$1,455-$1,455
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-04-172020-03-20$3,699$7,772-$4,073-$4,073
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%)P2018-09-142020-03-23$881$2,610-$1,729-$1,729
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%)P2018-09-142020-03-23$881$2,610-$1,729-$1,729
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%)P2018-09-142020-03-23$1,288$3,873-$2,585-$2,585
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%)P2018-09-142020-03-23$1,321$3,934-$2,613-$2,613
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%)P2019-01-162020-03-23$661$1,867-$1,206-$1,206
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%)P2019-01-162020-03-23$2,189$6,199-$4,010-$4,010
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES BP2019-02-062020-03-23$666$1,889-$1,223-$1,223
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES BP2019-02-052020-03-23$1,551$4,358-$2,807-$2,807
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-03-23$1,262$2,678-$1,416-$1,416
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-172020-03-23$255$543-$288-$288
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-182020-03-23$329$701-$372-$372
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-122020-03-23$350$750-$400-$400
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-282020-03-23$510$1,082-$572-$572
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-142020-03-23$584$1,247-$663-$663
PENNYMAC MORTGAGE INVESTMENT TRUSTP2019-01-152020-03-23$354$571-$217-$217
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-112020-03-23$601$967-$366-$366
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-102020-03-23$801$1,289-$488-$488
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2018-07-312020-03-23$9,444$27,837-$18,393-$18,393
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES BP2017-12-052020-03-23$465$1,507-$1,042-$1,042
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES BP2017-07-122020-03-23$1,517$4,725-$3,208-$3,208
CHIMERA INVESTMENT CORPORATION PFD USD2.0000(8.00%) SERIES DP2019-01-162020-03-24$533$1,334-$801-$801
CHRRY HILL MRTGE INVTMT CORP PFD 8.25 12/31/2049 SERIES BP2019-02-052020-03-24$772$2,117-$1,345-$1,345
COLONY CAPITAL INC PFD USD1.7812(7.12%)P2017-04-242020-03-24$2,198$5,381-$3,183-$3,183
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2018-08-032020-03-24$652$2,376-$1,724-$1,724
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2017-04-132020-03-24$1,440$9,335-$7,895-$7,895
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-202020-03-24$239$1,072-$833-$833
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-282020-03-24$244$1,104-$860-$860
INVESCO MORTGAGE CAPITAL INC. PFD USD1.9376(7.75%) SERIES AP2018-12-242020-03-24$459$2,021-$1,562-$1,562
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-112020-03-24$291$645-$354-$354
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-272020-03-24$348$715-$367-$367
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-132020-03-24$359$787-$428-$428
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-122020-03-24$415$909-$494-$494
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-212020-03-24$448$948-$500-$500
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-282020-03-24$460$955-$495-$495
PENNYMAC MORTGAGE INVESTMENT TRUSTP2018-12-202020-03-24$471$1,004-$533-$533
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES BP2017-07-122020-03-24$3,329$11,000-$7,671-$7,671
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2017-05-012020-03-25$3,374$16,661-$13,287-$13,287
CHIMERA INVESTMENT CORPORATION PFD USD2.0000(8.00%) SERIES DP2019-01-162020-03-25$1,733$4,608-$2,875-$2,875
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2018-08-032020-03-25$840$6,777-$5,937-$5,937
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2018-07-272020-03-25$2,920$23,508-$20,588-$20,588
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2017-04-132020-03-25$2,206$11,143-$8,937-$8,937
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2017-04-132020-03-26$4,364$15,053-$10,689-$10,689
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSYP2017-06-162020-04-03$3,433$6,866-$3,433-$3,433
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSYP2017-04-132020-04-03$17,977$37,651-$19,674-$19,674
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2018-12-182020-04-06$466$787-$321-$321
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2018-12-122020-04-06$640$1,089-$449-$449
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2018-04-132020-04-06$1,440$2,426-$986-$986
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2018-12-102020-04-07$473$773-$300-$300
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2018-04-132020-04-07$5,922$9,827-$3,905-$3,905
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2017-11-022020-04-08$2,133$4,614-$2,481-$2,481
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2017-11-022020-04-08$2,571$5,565-$2,994-$2,994
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2019-03-132020-04-08$6,340$12,460-$6,120-$6,120
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2018-08-032020-04-08$7,366$15,240-$7,874-$7,874
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-04-13$62$181-$119-$119
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-05-232020-04-14$1,654$2,802-$1,148-$1,148
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2017-04-122020-04-14$1,827$3,093-$1,266-$1,266
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-04-14$65$181-$116-$116
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2017-05-012020-04-17$1,154$3,451-$2,297-$2,297
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2017-04-172020-04-17$3,840$11,391-$7,551-$7,551
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2017-04-192020-04-17$4,219$12,588-$8,369-$8,369
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-04-262020-04-17$264$740-$476-$476
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-05-032020-04-17$264$750-$486-$486
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-05-182020-04-17$408$1,169-$761-$761
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-05-152020-04-17$510$1,466-$956-$956
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-05-122020-04-17$587$1,682-$1,095-$1,095
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-05-092020-04-17$723$2,065-$1,342-$1,342
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2017-05-172020-04-17$748$2,153-$1,405-$1,405
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2018-07-272020-04-17$1,676$4,916-$3,240-$3,240
EXANTAS CAPITAL CORP. PFD 8.6250 CTSY BP2019-03-132020-04-17$4,678$13,583-$8,905-$8,905
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-05-252020-04-20$237$432-$195-$195
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-04-20$307$555-$248-$248
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-04-22$56$200-$144-$144
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-04-22$166$277-$111-$111
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-04-22$329$1,244-$915-$915
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-04-23$57$200-$143-$143
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-04-23$1,430$2,395-$965-$965
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-04-23$251$950-$699-$699
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-04-24$336$1,279-$943-$943
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES IP2019-04-262020-04-27$262$1,091-$829-$829
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-04-212020-04-27$94$377-$283-$283
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-04-27$337$1,299-$962-$962
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES FP2019-04-262020-04-27$753$3,176-$2,423-$2,423
ISTAR INC. 7.65% PFD SERIES GP2017-06-192020-04-27$1,793$2,109-$316-$316
ISTAR INC. 7.65% PFD SERIES GP2019-02-272020-04-27$2,189$2,539-$350-$350
ISTAR INC. 7.65% PFD SERIES GP2017-04-182020-04-27$4,690$5,362-$672-$672
ISTAR INC. 7.65% PFD SERIES GP2019-04-262020-04-27$4,899$5,773-$874-$874
ISTAR INC. 7.65% PFD SERIES GP2017-05-242020-04-27$6,504$7,680-$1,176-$1,176
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-04-212020-04-28$686$2,719-$2,033-$2,033
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-04-28$737$2,898-$2,161-$2,161
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2017-04-192020-04-28$198$793-$595-$595
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2019-04-262020-04-28$885$3,734-$2,849-$2,849
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-04-28$23$90-$67-$67
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES IP2019-04-262020-04-29$745$2,867-$2,122-$2,122
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-04-212020-04-29$460$1,746-$1,286-$1,286
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-04-212020-04-29$1,328$5,040-$3,712-$3,712
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-04-29$1,185$4,338-$3,153-$3,153
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2017-04-192020-04-29$1,715$6,483-$4,768-$4,768
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-02-092020-04-29$581$923-$342-$342
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-04-29$1,862$2,924-$1,062-$1,062
ISTAR INC. PFD 7.5% SERIES IP2017-05-232020-04-29$884$1,057-$173-$173
ISTAR INC. PFD 7.5% SERIES IP2017-04-132020-04-29$1,439$1,650-$211-$211
ISTAR INC. PFD 7.5% SERIES IP2018-01-112020-04-29$1,604$1,933-$329-$329
ISTAR INC. PFD 7.5% SERIES IP2017-09-222020-04-29$1,994$2,387-$393-$393
ISTAR INC. PFD 7.5% SERIES IP2017-08-302020-04-29$2,036$2,426-$390-$390
ISTAR INC. PFD 7.5% SERIES IP2017-06-192020-04-29$3,146$3,685-$539-$539
ISTAR INC. PFD 7.5% SERIES IP2018-08-032020-04-29$7,197$8,586-$1,389-$1,389
ISTAR INC. PFD 7.5% SERIES IP2017-04-122020-04-29$15,401$17,629-$2,228-$2,228
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-04-29$17,395$19,912-$2,517-$2,517
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-04-29$347$1,267-$920-$920
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-04-262020-05-01$960$3,269-$2,309-$2,309
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-07-122020-05-01$591$898-$307-$307
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-02-092020-05-01$606$923-$317-$317
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-05-01$503$515-$12-$12
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-072020-05-01$7,721$8,026-$305-$305
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-05-04$141$165-$24-$24
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-05-04$399$1,380-$981-$981
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-04-262020-05-04$960$3,531-$2,571-$2,571
BRAEMAR HOTELS & RESORTS INC. CONV PFD USD1.3752(5.50%)P2017-04-132020-05-05$1,945$3,961-$2,016-$2,016
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-05-05$611$706-$95-$95
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-05-05$528$562-$34-$34
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-05-05$158$520-$362-$362
ISTAR INC. 7.65% PFD SERIES GP2017-04-182020-05-06$254$286-$32-$32
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-05-06$182$212-$30-$30
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-05-06$351$375-$24-$24
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSYP2017-06-162020-05-06$645$1,101-$456-$456
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2017-12-112020-05-07$202$871-$669-$669
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2019-04-262020-05-07$226$1,027-$801-$801
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-04-212020-05-07$527$2,202-$1,675-$1,675
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-05-07$199$820-$621-$621
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2017-04-192020-05-07$198$813-$615-$615
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2017-04-182020-05-07$450$1,826-$1,376-$1,376
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-05-07$346$400-$54-$54
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES CP2017-10-042020-05-07$66$226-$160-$160
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2017-12-112020-05-08$69$284-$215-$215
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2017-12-122020-05-08$315$1,296-$981-$981
RPT REALTY CONV PFD USD3.6250(7.25%) SERI CTSYP2017-06-162020-05-08$1,396$2,254-$858-$858
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-09-272020-05-12$217$377-$160-$160
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-07-122020-05-12$307$539-$232-$232
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-02-142020-05-12$1,420$2,459-$1,039-$1,039
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-02-142020-05-14$116$222-$106-$106
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-09-262020-05-14$302$574-$272-$272
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-05-14$2,489$2,529-$40-$40
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-04-212020-05-21$126$456-$330-$330
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-05-242020-05-21$1,000$3,594-$2,594-$2,594
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-05-21$1,270$4,553-$3,283-$3,283
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-162020-05-21$1,382$4,949-$3,567-$3,567
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES HP2017-08-172020-05-21$4,903$17,590-$12,687-$12,687
BRAEMAR HOTELS & RESORTS INC. CONV PFD USD1.3752(5.50%)P2017-04-122020-05-21$3,280$7,422-$4,142-$4,142
BRAEMAR HOTELS & RESORTS INC. CONV PFD USD1.3752(5.50%)P2017-04-132020-05-21$5,228$11,866-$6,638-$6,638
BRAEMAR HOTELS & RESORTS INC. PFD USD2.0624(8.25%) SERIES DP2019-04-262020-05-21$1,640$4,337-$2,697-$2,697
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2018-02-082020-05-22$835$3,137-$2,302-$2,302
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2017-12-122020-05-22$1,109$4,495-$3,386-$3,386
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-05-242020-05-22$149$589-$440-$440
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2017-04-182020-05-22$798$3,211-$2,413-$2,413
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2017-04-172020-05-22$2,310$9,288-$6,978-$6,978
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES CP2017-10-042020-05-22$104$452-$348-$348
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2018-02-082020-06-03$375$827-$452-$452
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2017-05-242020-06-03$15,324$35,448-$20,124-$20,124
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-06-03$117$255-$138-$138
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2018-02-082020-06-04$1,331$2,874-$1,543-$1,543
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2018-02-092020-06-04$2,262$4,869-$2,607-$2,607
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-06-04$96$208-$112-$112
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-03-132020-06-10$4,990$5,922-$932-$932
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-06-25$452$445$7$7
ISTAR INC. PFD USD2.0000(8.00%) SERIES DP2019-01-112020-06-26$471$443$28$28
ISTAR INC. PFD USD2.0000(8.00%) SERIES DP2018-12-282020-06-26$1,735$1,575$160$160
ISTAR INC. PFD USD2.0000(8.00%) SERIES DP2019-01-082020-06-26$3,396$3,193$203$203
ISTAR INC. PFD USD2.0000(8.00%) SERIES DP2019-03-272020-06-26$7,015$6,838$177$177
ISTAR INC. PFD USD2.0000(8.00%) SERIES DP2019-05-212020-06-26$9,593$9,678-$85-$85
ISTAR INC. PFD USD2.0000(8.00%) SERIES DP2019-04-262020-06-26$15,692$15,606$86$86
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES CP2017-10-042020-07-10$50$136-$86-$86
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2018-02-092020-07-14$1,745$7,191-$5,446-$5,446
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-07-14$171$648-$477-$477
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2018-02-092020-07-15$219$824-$605-$605
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-07-15$285$1,018-$733-$733
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES CP2017-10-042020-07-15$72$204-$132-$132
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES CP2017-10-042020-07-15$240$677-$437-$437
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-07-16$246$879-$633-$633
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES CP2017-10-042020-07-16$70$203-$133-$133
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES AP2019-07-082020-08-03$977$970$7$7
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES AP2019-07-022020-08-03$4,067$4,036$31$31
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES AP2019-07-082020-08-04$7,801$7,801$0$0
ARMADA HOFFLER PROPERTIE PFD USD1.6875(6.75%) SERIES AP2019-07-082020-08-05$2,055$2,055$0$0
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2017-09-262020-08-06$2,148$2,066$82$82
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2017-09-262020-08-07$26$25$1$1
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2017-09-262020-08-07$491$473$18$18
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2017-09-262020-08-13$1,857$1,790$67$67
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2019-03-182020-08-17$1,186$1,130$56$56
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2017-09-262020-08-17$21,766$20,984$782$782
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2018-03-202020-08-18$954$855$99$99
INVESTORS REAL ESTATE TRUST PFD USD1.6562(6.62%) SERIES CP2019-03-182020-08-18$4,306$4,101$205$205
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES AP2018-03-092020-08-21$4,057$3,604$453$453
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES AP2018-03-092020-08-21$8,392$7,506$886$886
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES AP2018-03-092020-08-25$1,056$938$118$118
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES AP2018-03-092020-08-25$8,893$7,898$995$995
QTS REALTY TRUST, INC. PFD USD1.7812(7.12%) SERIES AP2018-03-092020-08-27$415$370$45$45
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-09-24$302$281$21$21
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-09-262020-09-25$122$155-$33-$33
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2018-03-192020-09-25$314$392-$78-$78
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-09-25$715$678$37$37
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-09-25$251$234$17$17
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-09-28$863$814$49$49
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-09-28$660$586$74$74
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-09-28$1,803$1,601$202$202
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-09-29$479$452$27$27
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-09-29$1,215$1,082$133$133
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-01$312$294$18$18
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-10-01$198$187$11$11
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-10-01$151$135$16$16
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-02$287$271$16$16
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-05$238$226$12$12
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-10-05$223$211$12$12
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-06$312$294$18$18
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-07$1,680$1,582$98$98
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-08$2,015$1,898$117$117
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-12$119$113$6$6
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-10-13$680$756-$76-$76
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-13$574$542$32$32
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-10-13$549$515$34$34
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-10-14$1,128$1,286-$158-$158
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-14$119$113$6$6
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-132020-10-15$857$983-$126-$126
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES BP2017-06-092020-10-15$1,033$1,184-$151-$151
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-15$190$181$9$9
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-10-15$723$679$44$44
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-10-15$151$135$16$16
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-21$1,072$1,017$55$55
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-10-21$950$834$116$116
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-22$1,196$1,130$66$66
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-272020-10-22$374$351$23$23
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-132020-10-22$1,497$1,376$121$121
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-142020-10-22$2,345$2,193$152$152
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-202020-10-22$2,004$1,756$248$248
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2018-12-282020-10-22$2,029$1,668$361$361
PLYMOUTH INDUSTRIAL REIT INC PFD USD1.8750(7.50%) SERIES AP2017-10-192020-10-22$4,598$4,035$563$563
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-132020-10-23$998$918$80$80
ISTAR INC. PFD 7.5% SERIES IP2017-04-172020-10-27$4,869$4,588$281$281
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-04-182020-10-30$2,126$1,917$209$209
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2018-02-132020-10-30$4,902$4,496$406$406
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-08-222020-11-02$935$1,168-$233-$233
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-02-222020-11-02$1,197$1,393-$196-$196
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-11-02$405$620-$215-$215
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-02-232020-11-03$1,077$1,262-$185-$185
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-02-222020-11-03$3,585$4,200-$615-$615
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-11-03$205$310-$105-$105
ISTAR INC. 7.65% PFD SERIES GP2017-04-132020-11-03$563$524$39$39
ISTAR INC. 7.65% PFD SERIES GP2017-04-122020-11-03$5,290$4,918$372$372
ISTAR INC. 7.65% PFD SERIES GP2017-04-182020-11-03$13,196$12,331$865$865
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-02-232020-11-04$1,002$1,175-$173-$173
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-11-04$165$254-$89-$89
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-02-152020-11-05$259$282-$23-$23
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-07-162020-11-05$956$1,038-$82-$82
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-06-142020-11-05$1,514$1,598-$84-$84
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-06-132020-11-05$1,614$1,730-$116-$116
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-07-182020-11-05$1,614$1,760-$146-$146
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2018-02-232020-11-05$8,865$9,684-$819-$819
EPR PROPERTIES CONV PFD USD1.4375(5.75%) SERI CTSY BP2017-05-222020-11-05$147$226-$79-$79
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-05-152020-11-16$353$328$25$25
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-12-142020-11-16$730$674$56$56
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-12-132020-11-16$1,209$1,114$95$95
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-05-142020-11-16$2,720$2,522$198$198
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-03-082020-11-16$3,929$3,691$238$238
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-03-132020-11-16$7,909$7,437$472$472
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2018-12-112020-11-16$15,616$14,390$1,226$1,226
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2019-08-222020-11-16$5,219$5,194$25$25
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES EP2019-09-252020-11-23$108$100$8$8
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES EP2019-10-072020-11-23$2,477$2,374$103$103
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-232020-01-10$175$171$4$4
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-242020-01-10$325$329-$4-$4
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-262020-01-10$350$355-$5-$5
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-172020-01-10$350$343$7$7
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-152020-01-10$400$392$8$8
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-102020-01-10$400$402-$2-$2
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-07-012020-01-10$500$503-$3-$3
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-312020-01-10$525$515$10$10
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-282020-01-10$575$564$11$11
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-252020-01-10$600$606-$6-$6
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-172020-01-10$650$654-$4-$4
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-07-102020-01-10$750$756-$6-$6
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-202020-01-10$775$780-$5-$5
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-10-012020-01-10$850$862-$12-$12
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-142020-01-10$1,025$1,000$25$25
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-182020-01-10$1,075$1,081-$6-$6
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-112020-01-10$1,125$1,125$0$0
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-07-092020-01-10$1,175$1,183-$8-$8
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-182020-01-10$1,200$1,209-$9-$9
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-192020-01-10$1,200$1,212-$12-$12
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-202020-01-10$1,425$1,396$29$29
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-07-022020-01-10$1,425$1,434-$9-$9
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-05-302020-01-10$1,450$1,423$27$27
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-192020-01-10$1,500$1,510-$10-$10
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-09-232020-01-10$1,525$1,540-$15-$15
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-122020-01-10$2,125$2,125$0$0
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-142020-01-10$2,800$2,811-$11-$11
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-032020-01-10$4,150$4,068$82$82
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-07-082020-01-10$5,025$5,038-$13-$13
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-172020-01-10$6,450$6,481-$31-$31
COLONY CAPITAL INC PFD 8.7500 SERIES EP2019-06-272020-01-10$22,575$22,769-$194-$194
ISHARES PREFERRED & INCOME SECURITIESP2020-01-312020-02-03$60,834$60,834$0$0
ISHARES PREFERRED & INCOME SECURITIESP2020-01-312020-02-04$191$191$0$0
ISHARES PREFERRED & INCOME SECURITIESP2020-01-302020-02-04$60,807$61,178-$371-$371
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2019-04-262020-02-24$179$175$4$4
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-02-24$155$152$3$3
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-02-24$230$213$17$17
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-04-262020-02-24$358$332$26$26
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2019-04-262020-02-24$181$175$6$6
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-10-072020-02-24$701$644$57$57
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES EP2019-10-082020-03-10$1,202$1,213-$11-$11
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES EP2020-02-252020-03-10$3,376$3,417-$41-$41
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES CP2020-02-252020-03-10$5,610$5,720-$110-$110
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES CP2020-02-252020-03-10$11,024$11,058-$34-$34
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES CP2020-02-252020-03-10$26,926$27,600-$674-$674
PEBBLEBROOK HOTEL TRUST CONVP2020-02-062020-03-10$1,552$1,552$0$0
COLONY CAPITAL INC PFD USD1.7812(7.12%)P2020-01-292020-03-11$1,530$1,929-$399-$399
COLONY CAPITAL INC PFD USD1.7812(7.12%)P2020-01-282020-03-11$3,759$4,748-$989-$989
PEBBLEBROOK HOTEL TRUST CONVP2020-02-062020-03-11$2,150$2,643-$493-$493
GLADSTONE COMMERCIAL CORPORATI PFD USD1.6562(6.62%) SERIES EP2019-10-072020-03-12$6,926$7,251-$325-$325
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES CP2020-02-252020-03-12$3,384$4,539-$1,155-$1,155
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-10-072020-03-13$3,655$4,423-$768-$768
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-12-262020-03-13$15,697$19,264-$3,567-$3,567
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-12-272020-03-13$16,631$20,353-$3,722-$3,722
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-05-082020-03-13$81$151-$70-$70
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-05-072020-03-13$364$678-$314-$314
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-05-022020-03-13$526$976-$450-$450
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-05-132020-03-13$607$1,131-$524-$524
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-05-032020-03-13$796$1,477-$681-$681
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-04-262020-03-13$998$1,844-$846-$846
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-05-022020-03-13$1,092$2,024-$932-$932
MFA FINANCIAL, INC. PFD USD1.6250(6.50%) SERIES CP2020-02-252020-03-13$3,892$5,198-$1,306-$1,306
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-12-062020-03-16$4,634$6,916-$2,282-$2,282
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-10-072020-03-16$6,293$9,412-$3,119-$3,119
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-04-262020-03-16$2,247$4,660-$2,413-$2,413
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERIP2019-04-262020-03-17$61$125-$64-$64
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-122020-03-17$366$1,225-$859-$859
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES AP2020-02-112020-03-17$333$450-$117-$117
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2020-02-062020-03-17$665$1,285-$620-$620
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2019-04-122020-03-17$1,137$2,186-$1,049-$1,049
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-12-102020-03-17$3,969$5,189-$1,220-$1,220
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2020-02-062020-03-18$135$360-$225-$225
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-08-222020-03-19$458$1,111-$653-$653
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-12-062020-03-19$5,866$14,444-$8,578-$8,578
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) SERIES CP2019-04-302020-03-19$831$1,293-$462-$462
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) SERIES CP2019-04-292020-03-19$5,260$8,138-$2,878-$2,878
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2019-12-102020-03-23$686$3,169-$2,483-$2,483
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES CP2019-10-082020-03-23$1,291$5,580-$4,289-$4,289
CHIMERA INVESTMENT CORPORATION PFD USD1.9375(7.75%) SERIES CP2019-04-292020-03-23$1,288$3,908-$2,620-$2,620
PENNYMAC MORTGAGE INVESTMENT TRUSTP2019-04-262020-03-23$8,070$13,492-$5,422-$5,422
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-05-082020-03-23$117$345-$228-$228
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-05-132020-03-23$142$420-$278-$278
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-05-102020-03-23$176$516-$340-$340
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-05-032020-03-23$235$689-$454-$454
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-05-022020-03-23$285$835-$550-$550
TWO HARBORS INVESTMENT CORP. PFD USD1.8750(7.50%) SERIES EP2019-12-102020-03-23$2,011$6,104-$4,093-$4,093
TWO HARBORS INVESTMENT CORP. PFD USD1.9062(7.62%) SERIES BP2019-04-262020-03-23$2,151$6,736-$4,585-$4,585
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-07-232020-03-24$4$25-$21-$21
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-122020-03-24$8$50-$42-$42
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-052020-03-24$26$173-$147-$147
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-112020-03-24$30$199-$169-$169
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-072020-03-24$34$222-$188-$188
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-152020-03-24$41$267-$226-$226
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-102020-03-24$41$272-$231-$231
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-082020-03-24$45$296-$251-$251
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-032020-03-24$53$346-$293-$293
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2009-08-272020-03-24$60$394-$334-$334
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-292020-03-24$60$396-$336-$336
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-07-222020-03-24$83$546-$463-$463
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-07-172020-03-24$87$565-$478-$478
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-042020-03-24$117$768-$651-$651
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-09-092020-03-24$124$813-$689-$689
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-07-162020-03-24$147$959-$812-$812
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-07-182020-03-24$155$1,005-$850-$850
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-282020-03-24$158$1,038-$880-$880
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-07-292020-03-24$162$1,057-$895-$895
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-012020-03-24$411$2,667-$2,256-$2,256
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-08-022020-03-24$434$2,825-$2,391-$2,391
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES EP2019-05-022020-03-24$1,056$6,466-$5,410-$5,410
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES AP2020-02-112020-03-24$1,608$4,396-$2,788-$2,788
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES BP2019-12-102020-03-25$1,622$8,047-$6,425-$6,425
AG MORTGAGE INVEST TRUST, INC. PFD USD2.0000(8.00%) SERIES CP2019-10-082020-03-25$743$3,745-$3,002-$3,002
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES AP2020-02-112020-03-25$11,716$32,147-$20,431-$20,431
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2020-02-062020-04-06$335$721-$386-$386
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2020-02-062020-04-06$407$864-$457-$457
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2020-02-062020-04-06$698$1,234-$536-$536
PEBBLEBROOK HOTEL TRUST CONV PFD USD1.6250(6.50%) SERIP2020-02-062020-04-06$698$1,473-$775-$775
SUMMIT HOTEL PROPERTIES, INC. PFD USD1.5625(6.25%) SERIES EP2019-04-122020-04-08$1,902$3,879-$1,977-$1,977
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-04-262020-04-13$666$1,384-$718-$718
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-08-222020-04-14$2,661$3,696-$1,035-$1,035
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-04-262020-04-14$1,261$2,648-$1,387-$1,387
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-08-222020-04-15$4,359$6,329-$1,970-$1,970
ISTAR INC. PFD 7.5% SERIES IP2019-05-222020-04-15$1,607$2,040-$433-$433
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2019-10-082020-04-17$648$1,986-$1,338-$1,338
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2019-09-122020-04-17$1,059$3,193-$2,134-$2,134
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2019-09-122020-04-17$1,247$3,722-$2,475-$2,475
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2019-10-072020-04-17$1,330$4,066-$2,736-$2,736
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2019-09-112020-04-17$1,674$4,998-$3,324-$3,324
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2019-04-262020-04-20$149$535-$386-$386
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-04-20$47$170-$123-$123
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-04-20$442$1,604-$1,162-$1,162
BROOKFIELD PROPERTY REIT INC. PFD USD1.5938(6.38%) SERIES AP2019-08-222020-04-20$679$1,015-$336-$336
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-132020-04-20$291$533-$242-$242
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-062020-04-20$304$561-$257-$257
ISTAR INC. PFD 7.5% SERIES IP2019-05-222020-04-20$513$630-$117-$117
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2019-12-262020-04-20$572$685-$113-$113
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-01-292020-04-20$1,818$1,818$0$0
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-102020-04-21$118$207-$89-$89
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-222020-04-21$315$550-$235-$235
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-132020-04-21$341$603-$262-$262
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-142020-04-21$892$1,568-$676-$676
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2019-12-262020-04-21$1,049$1,319-$270-$270
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-01-292020-04-21$1,474$1,502-$28-$28
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-04-22$109$422-$313-$313
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2019-04-262020-04-22$108$408-$300-$300
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-222020-04-22$220$366-$146-$146
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%) SERIES IP2019-04-262020-04-23$128$513-$385-$385
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-04-23$53$211-$158-$158
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2019-04-262020-04-23$187$730-$543-$543
ISTAR INC. PFD 7.5% SERIES IP2019-05-222020-04-23$2,007$2,519-$512-$512
ISTAR INC. PFD 7.5% SERIES IP2019-05-212020-04-23$3,031$3,781-$750-$750
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-04-262020-04-23$1,752$5,702-$3,950-$3,950
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-01-292020-04-23$727$900-$173-$173
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-04-24$621$2,617-$1,996-$1,996
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES FP2019-04-262020-04-24$859$3,670-$2,811-$2,811
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-222020-04-24$695$1,168-$473-$473
ISTAR INC. 7.65% PFD SERIES GP2019-04-262020-04-24$352$418-$66-$66
ISTAR INC. PFD 7.5% SERIES IP2019-05-212020-04-24$1,842$2,279-$437-$437
SOTHERLY HOTELS INC. PFD USD2.0625(8.25%) SERIES DP2019-04-262020-04-24$49$167-$118-$118
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERIP2019-05-022020-04-27$193$823-$630-$630
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-04-27$289$949-$660-$660
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-222020-04-27$1,169$1,947-$778-$778
ISTAR INC. PFD 7.5% SERIES IP2019-05-212020-04-27$1,676$2,078-$402-$402
ISTAR INC. PFD 7.5% SERIES IP2019-12-262020-04-27$6,806$8,358-$1,552-$1,552
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-04-28$27$93-$66-$66
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-222020-04-28$2,396$4,008-$1,612-$1,612
ISTAR INC. PFD 7.5% SERIES IP2019-12-262020-04-28$2,233$2,703-$470-$470
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES DP2019-05-022020-04-29$457$1,411-$954-$954
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-032020-04-29$312$502-$190-$190
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-222020-04-29$1,048$1,695-$647-$647
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-022020-04-29$1,600$2,560-$960-$960
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES CP2019-05-212020-04-29$2,493$3,996-$1,503-$1,503
ISTAR INC. PFD 7.5% SERIES IP2019-05-022020-04-29$164$197-$33-$33
ISTAR INC. PFD 7.5% SERIES IP2019-05-022020-04-29$5,325$6,377-$1,052-$1,052
ISTAR INC. PFD 7.5% SERIES IP2019-12-262020-04-29$6,868$8,284-$1,416-$1,416
AGNC INVESTMENT CORP. CONV PFD USD1.5312(6.12%) SERIP2020-02-042020-05-07$1,858$2,150-$292-$292
AGNC INVESTMENT CORP. CONV PFD USD1.5312(6.12%) SERIP2020-02-042020-05-12$654$775-$121-$121
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-03-112020-06-08$989$986$3$3
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-04-062020-06-08$4,335$4,113$222$222
TAUBMAN CENTERS, INC. CONV PFD USD1.5625(6.25%) SERIP2019-12-262020-06-10$4,564$5,708-$1,144-$1,144
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-01-292020-06-10$1,236$1,542-$306-$306
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2019-08-222020-06-10$6,017$7,446-$1,429-$1,429
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-03-192020-06-11$633$528$105$105
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-04-062020-06-11$1,114$1,058$56$56
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-03-232020-06-11$1,975$1,651$324$324
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-03-302020-06-11$3,165$3,004$161$161
PUBLIC STORAGE PFD USD1.3438(5.38%) SERIES VP2020-04-012020-06-11$4,963$4,662$301$301
SENIOR HOUSING PROPERTIES TRUS 6.75% 12/15/2021P2020-05-082020-06-12$17,000$16,426$574$574
SPIRIT REALTY CAPITAL, INC. 3.75% 05/15/2021P2020-05-062020-06-12$3,965$3,840$125$125
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-072020-06-17$1,149$1,239-$90-$90
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-072020-06-18$357$387-$30-$30
STARWOOD PROPERTY TRUST, INC. 3.625% 02/01/2021P2020-05-082020-07-16$33,533$32,470$1,063$1,063
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-082020-07-22$399$411-$12-$12
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-072020-07-22$599$620-$21-$21
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-03-132020-07-22$625$582$43$43
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-05-182020-07-22$2,024$1,954$70$70
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-06-182020-07-22$2,500$2,492$8$8
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-05-192020-07-22$2,675$2,591$84$84
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-03-132020-07-22$4,375$4,066$309$309
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-082020-07-24$599$616-$17-$17
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-082020-07-27$499$513-$14-$14
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)P2019-10-082020-07-29$999$1,027-$28-$28
DIVERSIFIED HEALTHCARE TRUST PFD 5.6250 08/01/2042P2020-06-052020-08-04$1,350$1,409-$59-$59
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERIP2020-03-302020-08-07$607$596$11$11
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-262020-08-10$1,013$951$62$62
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-08-11$181$168$13$13
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-262020-08-11$207$195$12$12
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES FP2020-04-062020-08-11$2,677$2,389$288$288
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERP2020-03-302020-08-13$152$149$3$3
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERP2020-03-202020-08-13$581$510$71$71
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERP2020-03-242020-08-13$1,389$1,265$124$124
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERP2020-03-252020-08-13$3,208$3,037$171$171
DIGITAL REALTY TRUST, INC. CONV PFD USD1.5875(6.35%) SERP2020-04-022020-08-13$8,665$8,369$296$296
TWO HARBORS INVESTMENT CORP. 6.25% 01/15/2022P2020-06-152020-08-13$4,000$3,903$97$97
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-08-18$620$575$45$45
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-08-20$363$336$27$27
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-08-24$1,559$1,438$121$121
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-08-27$181$168$13$13
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-08-28$181$168$13$13
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-09-01$311$288$23$23
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-272020-09-16$155$141$14$14
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-302020-09-16$2,868$2,661$207$207
AMERICAN HOMES 4 RENT PFD USD1.6250(6.50%) SERIES DP2020-03-272020-09-17$4,932$4,527$405$405
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-04-142020-09-21$350$320$30$30
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-08-112020-09-21$7,000$7,119-$119-$119
VEREIT, INC. PFD USD1.6750(6.70%) SERIES FP2020-03-132020-09-21$7,950$7,298$652$652
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES AP2020-07-132020-09-22$125$120$5$5
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES AP2020-08-142020-09-22$475$473$2$2
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES AP2020-08-112020-09-22$950$943$7$7
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES AP2020-07-162020-09-22$975$937$38$38
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-03-192020-09-30$1,000$815$185$185
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-03-112020-09-30$1,475$1,486-$11-$11
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-03-232020-09-30$3,050$2,538$512$512
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-04-022020-09-30$14,300$13,242$1,058$1,058
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-03-232020-09-30$1,250$1,042$208$208
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-03-112020-09-30$3,475$3,511-$36-$36
PUBLIC STORAGE PFD 5.2000 SERIES W BEOP2020-04-032020-09-30$5,300$4,903$397$397
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-02$2,405$2,965-$560-$560
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-05$1,136$1,392-$256-$256
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-06$1,476$1,805-$329-$329
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-07$1,036$1,263-$227-$227
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-08$1,696$2,062-$366-$366
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-12$547$670-$123-$123
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-13$906$1,109-$203-$203
ANNALY CAPITAL MANAGEMENT, INC PFD USD1.6250(6.50%) SERIES GP2020-02-042020-10-15$2,174$2,655-$481-$481
DIGITAL REALTY TRUST, INC. PFD USD0.0000(0.00%) SERIES GP2020-04-132020-10-15$1,700$1,667$33$33
UMH PROPERTIES, INC. PFD 8.0000 SERIES BP2020-05-082020-10-20$550$530$20$20
UMH PROPERTIES, INC. PFD 8.0000 SERIES BP2020-05-202020-10-20$1,375$1,346$29$29
UMH PROPERTIES, INC. PFD 8.0000 SERIES BP2020-05-142020-10-20$2,500$2,406$94$94
UMH PROPERTIES, INC. PFD 8.0000 SERIES BP2020-05-182020-10-20$2,500$2,439$61$61
UMH PROPERTIES, INC. PFD 8.0000 SERIES BP2020-05-152020-10-20$2,925$2,849$76$76
UMH PROPERTIES, INC. PFD 8.0000 SERIES BP2020-05-132020-10-20$7,125$6,924$201$201
JERNIGAN CAPITAL, INC PFD USD1.7500(7.00%) SERIES BP2020-03-132020-10-30$775$655$120$120
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES FP2020-04-062020-11-09$2,712$2,436$276$276
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES FP2020-04-062020-11-10$526$473$53$53
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES FP2020-04-062020-11-11$973$875$98$98
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES AP2020-08-202020-11-13$290$273$17$17
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES FP2020-04-062020-11-13$1,447$1,301$146$146
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-02-202020-11-16$1,820$1,790$30$30
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES AP2020-08-202020-11-16$764$720$44$44
PUBLIC STORAGE PFD USD1.2875(5.15%) SERIES FP2020-04-062020-11-16$2,053$1,845$208$208
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-02-232020-11-16$76$78-$2-$2
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-11-092020-11-16$580$532$48$48
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-02-222020-11-16$706$766-$60-$60
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-02-252020-11-16$1,009$1,101-$92-$92
TAUBMAN CENTERS, INC. PFD USD1.6250(6.50%) SERIES JP2020-02-062020-11-16$2,068$2,114-$46-$46
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-02-202020-11-17$1,067$1,050$17$17
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES AP2020-08-202020-11-17$949$894$55$55
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-02-202020-11-18$1,043$1,027$16$16
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES AP2020-08-202020-11-18$1,186$1,117$69$69
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-02-202020-11-19$1,909$1,886$23$23
BLACKSTONE MORTGAGE TRUST,IN 4.37500000 05/05/2022P2020-05-132020-11-20$1,998$1,793$205$205
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-11-23$49$47$2$2
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-02-202020-11-23$873$859$14$14
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-11-24$1,189$1,153$36$36
BLACKSTONE MORTGAGE TRUST,IN 4.37500000 05/05/2022P2020-05-132020-11-24$20,974$18,821$2,153$2,153
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES AP2020-08-202020-11-24$314$298$16$16
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-11-25$1,068$1,035$33$33
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2020-11-252020-11-27$220$221-$1-$1
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-12-01$340$329$11$11
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-12-02$630$612$18$18
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-12-03$1,578$1,529$49$49
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-12-04$1,456$1,411$45$45
DIAMONDROCK HOSPITALITY CO. PFD USD2.0625(8.25%) SERIES AP2020-01-242020-12-04$1,177$1,117$60$60
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-12-07$5,003$4,845$158$158
ARMOUR RESIDENTIAL REIT, INC. PFD USD1.7500(7.00%) SERIES CP2020-01-242020-12-08$3,188$3,081$107$107
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES AP2020-11-032020-12-09$441$418$23$23
NW RSDNTL INVSTMNT CRP PFD USD1.8750(7.50%) SERIES AP2020-11-022020-12-09$511$483$28$28
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES CP2020-01-292020-12-14$1,577$1,566$11$11
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES CP2020-01-292020-12-15$329$328$1$1
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES CP2020-01-292020-12-16$505$505$0$0
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES CP2020-01-292020-12-17$983$985-$2-$2
DIAMONDROCK HOSPITALITY COP2020-12-032020-12-18$6,418$6,522-$104-$104
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES CP2020-01-292020-12-18$704$707-$3-$3
AG MORTGAGE INVESTMENT TRUST PFD USD2.0000(8.00%) SERIES CP2020-11-252020-12-21$1,204$1,226-$22-$22
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES AP2020-07-132020-12-21$375$352$23$23
BLUEROCK RESIDENTIAL GROTH PFD USD2.0625(8.25%) SERIES AP2020-07-082020-12-21$3,175$2,975$200$200
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES CP2020-01-292020-12-21$931$935-$4-$4
RIVER PARTNERS 2000-3, LLCP2020-12-31$50$50$50
RIVER PARTNERS 2000-4, LLCP2020-12-31$1,647$1,647$1,647
RIVER PARTNERS 2001-BBI, LLCP2020-12-31$8,811$8,811$8,811
RIVER PARTNERS 2002-NCH, LLCP2020-12-31$151$151$151
RIVER PARTNERS 2003-NEA, LPP2020-12-31$854$854$854
RIVER PARTNERS 2005-NCH2, LLCP2020-12-31$123$123$123
RIVER PARTNERS 2006-OLIF, LLCP2020-12-31$749$749$749
RIVER PARTNERS 2006-WRIF, LLCP2020-12-31$53$53$53
RIVER PARTNERS 2007-AP, LLCP2020-12-31$61,168$61,168$61,168
LHC LPP2020-12-31$9,009$9,009$9,009
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2004-BROWN, LLCP2020-12-31$9,435$9,435$9,435
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2004-CCH, LLCP2020-12-31$2,488$2,488$2,488
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2006-AF06, LLCP2020-12-31$20,337$20,337$20,337
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-AF07, LLCP2020-12-31$3,697$3,697$3,697
RIVER PARTNERS 2000-4, LLCP2020-12-31$129$129$129
RIVER PARTNERS 2001-BBI, LLCP2020-12-31$1,629$1,629$1,629
RIVER PARTNERS 2002-NCH, LLCP2020-12-31$51-$51-$51
RIVER PARTNERS 2003-NEA, LPP2020-12-31$126$126$126
RIVER PARTNERS 2006-AF06, LLCP2020-12-31$2$2$2
RIVER PARTNERS 2006-LS, LLC 1231 GAINP2020-12-31$2,385$2,385$2,385
RIVER PARTNERS 2007-AF07, LLCP2020-12-31$1$1$1
RIVER PARTNERS 2007-TCG, LLCP2020-12-31$3,461$3,461$3,461
RIVER PARTNERS 2007-TCG, LLCP2020-12-31$458$458$458
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-HPC, LLCP2020-12-31$2,661$2,661$2,661
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-LEE, LLCP2020-12-31$6,807$6,807$6,807
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-MSRE, LLCP2020-12-31$31,007$31,007$31,007
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2010-CREF, LLCP2020-12-31$11,136$11,136$11,136
ACQUISITION FUND FOUR L.P.P2020-12-31$12-$12-$12
OVERSEAS ACQUISITION FUND TWO, L.P.P2020-12-31$20-$20-$20
RIVER PARTNERS 2007-AP, LLC - 1231 GAINP2020-12-31$1,604$1,604$1,604
RIVER PARTNERS 2007-AF07, LLC - 1231 GAINP2020-12-31$160$160$160
RIVER PARTNERS 2002-NCH, LLC - 1231 GAINP2020-12-31$25-$25-$25
RIVER PARTNERS 2000-4, LLC - 1256 LOSSP2020-12-31$46-$46-$46
GS LIQUIDATION DISTRIBUTIONP2020-12-31$650$650$650
ADJUSTMENT TO STCGP2020-12-31$2-$2-$2
ADJUSTMENT TO LTCGP2020-12-31$8,572$8,572$8,572
CAPITAL GAINS DIVIDENDSP$20,143$20,143$20,143
FieldValueIRS element (for citing)
Capital Gain Net Income-$759,450CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$4,101InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$4,101SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$4,101TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$13,492EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce$0ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid$0ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld$0BackupWithholdingWithheldAmt
Total Payments And Credits$13,492TotalPaymentsAndCreditsAmt
Es Penalty$0EsPenaltyAmt
Overpayment$9,391OverpaymentAmt
Applied To ES Tax$9,391AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over LimitYes (1)UnrelatedBusIncmOverLimitInd
Form990 T FiledYes (1)Form990TFiledInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateDEOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial ContributorsYes (1)NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

FieldValueIRS element (for citing)
Business Name Line1BAKER TILLY US LLPBusinessNameLine1Txt
FieldValueIRS element (for citing)
Phone2126976900PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1ONE PENN PLAZA - SUITE 3000AddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10119ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn0PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt0SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1TxtAddress Line2USAddress/AddressLine2TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
ADAM R BRONFMAN
C/O BAKER TILLY ONE PENN PLAZA -SUITE 3000NEW YORKNY10119PRESIDENT0.00$0$0$0
ALMOG GEVA
C/O BA LLC 375 PARK AVE - 17THFLOORNEW YORKNY10152SECRETARY0.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt

Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1BAKER TILLY USBusinessNameLine1Txt

US Address USAddress

FieldValueIRS element (for citing)
Address Line1BAKER TILLY ONE PENN PLAZA STE 3000AddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10119ZIPCd
FieldValueIRS element (for citing)
Service TypeACCOUNTINGServiceTypeTxt
Compensation$64,552CompensationAmt
FieldValueIRS element (for citing)
Contractor Paid Over50k0ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$18,657,336AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$1,883,884AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$1,650,189FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$22,191,409TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$22,191,409AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$332,871CashDeemedCharitableAmt
Net Vl Noncharitable Assets$21,858,538NetVlNoncharitableAssetsAmt
Minimum Investment Return$1,092,927MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$1,092,927MinimumInvestmentReturnAmt
Tax Based On Investment Income$4,101TaxBasedOnInvestmentIncomeAmt
Income Tax$1,555IncomeTaxAmt
Total Tax$5,656TotalTaxAmt
Distributable Before Adj$1,087,271DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$1,087,271DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$1,087,271DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$1,071,021ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$1,071,021QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$0PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$1,071,021AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$1,087,271DistributableAsAdjustedAmt
Undistributed Income PY$1,000,675UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Total Excess Distribution Cyov$0TotalExcessDistributionCyovAmt
Qualifying Distributions$1,071,021QualifyingDistributionsAmt
Applied To Year1$1,000,675AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$70,346AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$0TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$1,016,925UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdRecipient RelationshipRecipientRelationshipTxtRecipient Foundation StatusRecipientFoundationStatusTxtGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
COMMUNITY FOUNDATION OF THE VIRGIN ISLANDS
5150 DRONNINGENS GADE STE 1ST THOMASVI00802NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$20,000
DUNN SCHOOL
2555 WEST HWY 154LOS OLIVOSCA93441NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$150,000
LETS BE BETTER HUMANS
5640 E BELL RD 1049SCOTTSDALEAZ85254NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$40,000
MAYO CLINIC FOUNDATION
13400 EAST SHEA BOULEVARDSCOTTSDALEAZ85259NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$200,000
PARK CITY JEWISH CENTER - TEMPLE HAR SHALOM
3700 N BROOKSIDE CTPARK CITYUT84060NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$50,000
PARTNERS IN SCHOOL INNOVATION
1060 TENNESSEE STREET 2ND FLOORSAN FRANCISCOCA94107NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$50,000
PEACE HOUSE INC
1960 SIDEWINDER DR SUITE 208PARK CITYUT84060NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$100,000
PEACE USA
7319 VISA DEL MARLA JOLLACA92037NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$1,000
TEAMWORK FOUNDATION INC
478 GERARD AVENUEBRONXNY10451NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$15,000
URI L'TZEDEK
475 RIVERSIDE DR 1800NEW YORKNY10115NONE501(C)(3) TAX EXEMPTGENERAL CHARTABLE SUPPORT - NO DESIGNATION$10,000
VALLEY BEIT MIDRASH
4645 EAST MARILYN ROADPHOENIXAZ85032NONE501(C)(3) TAX EXEMPTGENERAL CHARTABLE SUPPORT - NO DESIGNATION$90,000
VARIOUS CONTRIBUTIONS FROM PASS-THROUGH ENTITIES
BAKER TILLY ONE PENN PLAZA STE 3000NEW YORKNY10119NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$3
EL PASO COMMUNITY FOUNDATION
PO BOX 272EL PASOTX79943NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$100,000
PARK CITY COMMUNITY FOUNDATION
PO BOX 681499PARK CITYUT84068NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$25,000
PM HOSPITAL FOUNDATION
99 N LA CIENEGA BLVDBEVERLY HILLSCA90211NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$50,000
NAACP LEGAL & DEFENSE EDUCATIONAL FUND
40 RECTOR STREET 5TH FLOORNEW YORKNY10006NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$10,000
AMERICAN CIVIL LIBERTIES UNION
125 BROAD ST 18TH FLOORNEW YORKNY10033NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$25,000
SOUTHERN POVERTY LAW CENTER
400 WASHINGTON AVEMONTGOMERYAL36104NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$10,000
JEWISH FAMILY SERVICE OF UTAH
495 E 4500 S STE 100SALT LAKE CITYUT84107NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$10,000
JEWISH FEDERATION OF UTAH-HILLEL OF UTAH
2 N MEDICAL DRSALT LAKE CITYUT84113NONE501(C)(3) TAX EXEMPTGENERAL CHARITABLE SUPPORT - NO DESIGNATION$50,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$1,006,003TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut$0TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$392,875ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion-$759,450ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion-$366,575ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty-$366,575TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Schedule B IRS990ScheduleB

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
General RuleYes (X)GeneralRuleInd

Contributor Information ContributorInformationGrp

FieldValueIRS element (for citing)
Contributor1ContributorNum

Contributor Business Name ContributorBusinessName

FieldValueIRS element (for citing)
Business Name Line1ANN L BRONFMAN CHARITABLE TRUSTBusinessNameLine1Txt

Contributor US Address ContributorUSAddress

FieldValueIRS element (for citing)
Address Line1ANN L BRONFMAN CHARITABLE TRUSTAddressLine1Txt
CityNEW YORKCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10119ZIPCd
FieldValueIRS element (for citing)
Total Contributions$45,195TotalContributionsAmt
Person ContributionYes (X)PersonContributionInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

FieldValueIRS element (for citing)
CategoryACCOUNTING FEESCategoryTxt
Amt$64,717Amt
Net Investment Income$0NetInvestmentIncomeAmt
Disbursements Charitable Prps$64,717DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (136 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
GOVERNMENT PROPERTIES PFD USD1.4688(5.88%)$27,954$31,502
RESOURCE CAPITAL CORP 4.5% 08/15/2022$15,471$15,620
GRANITE POINT MYG TRIST INC 6.375% 10/01/2023$20,505$20,075
BRAEMAR HOTELS & RESORTS INV CONV OFD USD1.3752(5.50%)$16,500$16,003
EPR PROPERTIES CONV PFD USD 1.4375 (5.75%) SERI S&P BB$62,675$26,354
EPR PROPERTIES CONV PFD SERIES E (EPRPRE)$4,736$51,152
QTS REALTY TRUST, INC. PFD USD6.50 (6.5%) SRS B$30,318$43,280
RPT REALTY CONV PFD USD3.6250(7.25%) SERI S&P B$42,506$42,065
TRAVELCENTERS OF AMERICA LLC PFD USD2.0625(8.25) (TANNI)$19,240$20,223
TRAVELCENTERS OF AMERICA LLC PFD USD2.0000(8.00%) (TANNL)$51,167$52,104
TRAVELCENTERS OF AMERICA LLC PFD USD2.0000(8.00%) (TANNZ)$31,295$32,462
SENIOR HOUSING PROP TR PFD USD1.565(6.25%)$18,033$25,995
AGNC INVESTMENT CORP PFD USD1.7188(6.88%)SERIES D (AGNCM)$7,745$8,506
AGNC INVESTMENT CORP PFD 1.6250 (6.50%) SERIES E (AGNCO)$35,851$35,360
AGNC INVESTMENT CORP PFD 1.5312(6.12%) SERIES F (AGNCP)$53,705$54,947
AMERICAN FINANCE TRUST, INC. PFD 7.7350 SERIES C$20,076$20,268
AMERICAN FINANCE TRUST PFD SERIES A (AFINP)$86,747$88,388
AMERICAN HOMES 4 RENT SERIES D (AMHPRD)$7,357$8,236
AMERICAN HOMES 4 RENT SERIES E (AMHPRE)$17,221$18,302
AMERICAN HOMES 4 RENT SERIES F (AMHPRF)$28,855$32,818
AMERICAN HOMES 4 RENT SERIES G (AMHPRG)$25,285$28,983
AMERICAN HOMES 4 RENT SERIES H (AMHPRH)$8,138$9,525
ANNALY CAPITAL MGMNT INC SERIES G (NLYPRG)$23,050$23,325
ANNALY CAPITAL MGMNT INC PFD SERIES I (NLYPRI)$20,791$21,470
ARMADA HOFFLER PROP PFD SERIES A (AHHPRA)$47,636$50,218
BLUEROCK RESIDENTIAL GROWTH PFD USD2.0625 (8.25%) SERIES A$3,732$4,016
BLUEROCK RESIDENTIAL GROWTH REIT INC. PFD 7.1250 (BRGPRD)$44,140$51,581
BLUEROCK RSDTL GROWTH REIT INC PFD USD-1.9062(7.62%) SERIES C (BRGPRC)$17,378$20,280
BOSTON PROPERTIES INC (BXPPRB)$13,403$14,428
BRAEMAR HOTELS & RESORTS PFD 8.2500 SERIES D$20,751$18,236
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C (CDRPRC)$15,936$16,628
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B (CDRPRB)$5,221$4,672
CITY OFFICE REIT, INC. PFD USD1.6562(6.62%) SERIES A (CIOPRA)$55,757$60,282
COLONY CAPITAL INC. PFD 1.7875(7.15%) SERIES I$18,951$19,918
COLONY CAPITAL INC. PFD USD1.7812(7.12%) (CLNYPRH)$40,356$43,734
DIAMONDROCK HOSPITALITY PFD 8.2500 12/31/2049$26,423$29,240
DIGITAL REALTY TRUST INC PFD 1.3000 (5.20%) SERIES L (DLRPRL)$13,638$15,534
DIVERSIFIED HEALTHCARE TRUST (DHCNL)$5,633$0
EPR PROPERTIES PFD SERIES E (EPRPRE)$15,731$0
EPR PROPERTIES PFD SERIES G (EPRPRG)$22,064$31,801
FEDERAL REALTY INVESTMENT TRUST SERIES C (FRTPRC)$20,868$23,697
GLADSTONE COMMERCIAL CORP SERIES D (GOODM)$30,147$30,805
GLADSTONE COMMERCIAL CORP SERIES E (GOODN)$17,888$18,509
GLOBAL MEDICAL REIT INC PFD USD1.8750(7.50%) SERIES A (GMREPRA)$21,511$23,197
GLOBAL NET LEASE INC PFD SERIES B (GNLPRB)$48,309$49,581
GLOBAL NET LEASE, INC. PFD SERIES A (GNLPRA)$79,597$83,189
HERSA HOSPITALITY TRUST PFD USD0.0000(0.00%) SERIES C$10,612$10,678
KIMCO REALTY CORP PFD 5.1250 CLASS L (KIMPRL)$2,445$5,143
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES (KIMPRM)$15,748$15,953
MONMOUTH REAL ESTATE INV CORP PFD SERIES C (MNRPRC)$43,570$43,850
NATIONAL RETAIL PROP INC SERIES F (NNNPRF)$30,361$33,295
NEW RESIDENTIAL INVST CORP CONV PFD USD 1.5938(6.38%)$9,605$10,785
NEW RESIDENTIAL INVST CORP CONV PFD USD 1.78(7.12%) SERIES B$9,966$11,252
NEXPOINT REAL ESTATE FINANCE$17,652$18,823
OFFICE PROPERTIES INCOME TRUST (OPINL)$35,849$38,687
PEBBLEBROOK HOTEL TRUST PFD USD 1.5938 (6.38) SERIES D$60,527$64,953
PS BUSINESS PARKS INC SERIES W (PSBPRW)$4,351$5,038
PS BUSINESS PARKS INC SERIES X (PSBPRX)$2,752$3,474
PS BUSINESS PARKS INC SERIES Y (PSBPRY)$11,470$13,776
PS BUSINESS PARKS INC SERIES Z (PSBPRZ)$23,142$27,445
PUBLIC STORAGE PFD USD0.9688(3.88%) SERIES N$2,310$2,401
PUBLIC STORAGE SERIES M (PSAPRM)$9,825$10,662
PUBLIC STORAGE SERIES L (PSAPRL)$15,792$17,152
QTS REALTY TRUST, INC. PFD 7.1250 SERIES A$10,884$12,207
RJL LODGING TRUST SERIES A (RLJPRA)$38,728$42,697
REXFORD INDUSTRIAL REALTY, INC PFD USD1.4688(5.88%) SERIES A (REXRPRA)$8,637$9,652
REXFORD INDUSTRIAL REALTY, INC PFD USD1.4688(5.88%) SERIES B (REXRPRB)$10,480$11,493
REXFORD INDUSTRIAL REALTY INC SERIES C (REXRPRC)$15,475$16,676
SAUL CENTERS, INC PFD USD1.5312(6.12%) SERIES D (BFSPRD)$58,351$64,457
SAUL CENTERS INC PFD SERIES E (BFSPRE)$2,157$2,168
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A (SITCPRA)$60,600$63,042
SITE CENTERS CORP PFD USD1.5625 (6.25%) (SITCPRK)$53,536$58,505
SL GREEN REALTY CORP SERIES I (SLGPRI)$71,228$77,688
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C (SOHOO)$6,329$3,229
SPIRIT REALTY CAPITAL (SRCPRA)$35,746$43,088
TRAVELCENTERS OF AMERICA LLC (TANNL)$1,062$0
TWO HARBORS INVESTMENT CORP SERIES C (TWOPRC)$3,398$3,953
TWO HARBORS INVESTMENT CORP PFD USD1.875(7.50%) SERIES E (TWOPRE)$9,383$11,808
TWO HARBORS INVESTMENT CORP. SERIES B (TWOPRB)$29,808$33,470
UMH PROPERTIES, INC PFD USD1.5938(6.38%) SERIES D$19,251$21,137
UMH PROPERTIES, INC PFD USD1.6875(6.75%) SERIES C (UMHPRC)$64,439$72,066
URSTADT BIDDLE PROPERTIES INC SERIES H (UBPPRH)$25,053$26,296
VEREIT INC SERIES F (VERPRF)$38,069$48,640
VORNADO REALTY TRUST PFD 5.25 SERIES M$31,452$38,723
VORNADO REALTY TRUST SERIES L (VNOPRL)$36,060$41,346
VORNADO REALTY TRUST SERIES K (VNOPRK)$35,190$40,231
CC NEUBERGER PRIN HLDGS$406,742$476,216
NESTLE SA$4,533$30,315
AES CORP COM$550,562$624,301
ABBVIE INC$136,882$177,119
AERIE PHARMACEUTICALS INC$376,621$277,428
ALPHABET INC CAP STK CL C$45,867$227,744
ALPHABET INC CAP STK CL A$46,014$227,843
AMAZON.COM INC$168,534$312,665
APPLE INC$84,772$700,603
BANK OF NEW YORK MELLON CORP$268,415$505,036
BARRICK GOLD CORP$33,629$59,228
BERKSHIRE HATHAWAY INC$120,899$157,903
BRUNSWICK CORP$248,271$575,688
CATERPILLAR INC$64,141$134,331
CITIGROUP$921,877$1,224,506
CONCORD ACQUISITION CORP$160,384$163,300
COVANTTA HLGS CORP$131,044$170,204
DIAGEO PLC$12,638$36,526
DISH NETWORK CORP$24,295$41,686
DUPONT DE NEMOURS INC$117,029$205,863
FACEBOOK$88,155$177,554
GC ACQUISITION HLDGS CORP$261,258$274,811
GENERAL MOTORS$512,977$611,900
GRACE (WR) & CO$486,433$509,497
HESS CORP$426,453$500,396
IGENE BIOTECHNOLOGY INC$0$348
INTL BUSINESS$548,056$534,109
INTERNATIONAL FLAVORS & FRAGRANCES$191,766$183,940
JP MORGAN CHASE & CO$594,331$1,536,785
JOHNSON & JOHNSON$191,000$470,251
KRAFT HEINZ CO$63,181$87,378
LOEWS CORP$170,718$193,316
MARSH & MCLENNAN$45,692$163,215
MERCK & CO$169,673$171,371
MICROSOFT CORP$96,418$711,299
NESTLE A SPONSORED ADR$91,863$185,768
PFIZER INC$99,041$174,295
PRIMO WATER CORP (FKA COTT CORP)$492,367$531,709
SIMPLY GOOD$0$31,611
SONY CORP$233,042$259,928
TEJON RANCH CO COM$128,657$90,818
TRULIEVE CANNABIS CORP$78,170$112,238
VERIZON COMMUNICATIONS$94,774$111,155
VIACOMCBS INC$73,831$125,156
WESTERN ASST$308,900$341,000
WESTERN AST$241,899$260,610
VOLKSWAGEN AG$151,795$179,674
UNITED STATES TREAS BILLS ZERO CPN 2/25/2021$2,394,398$2,399,760
VERTIV HLDGS CO COM (FKA GS ACQUISITION HLDGS)$13,999$30,843
VORNADO RLTY$117,436$68,892

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (31 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
RIVER PARTNERS 2000-4 LLCAT COST$4,548$30,323
RIVER PARTNERS 2001 -- BBI LLCAT COST$96,822$177,067
RIVER PARTNERS 2002 -- EDGE LLCAT COST$94$1,496
RIVER PARTNERS 2002 -- NCH LLCAT COST$18,472$16,875
RIVER PARTNERS 2003 -- NEA LLCAT COST$39,568$58,140
RIVER PARTNERS 2004 -- BRN LLCAT COST$0$5,103
RIVER PARTNERS 2004 -- CCH LLCAT COST$0$12,652
RIVER PARTNERS 2004 -- CVL LLCAT COST$18,104$19,877
RIVER PARTNERS 2005 -- NCH2 LLCAT COST$15,271$24,031
RIVER PARTNERS 2005 -- SAK LLCAT COST$0$52
RIVER PARTNERS 2006 -- AF06 LLCAT COST$0$24,949
RIVER PARTNERS 2006 -- LS LLCAT COST$40,336$61,473
RIVER PARTNERE 2006 -- OLIF LLCAT COST$35,599$47,912
RIVER PARTNERS 2006 -- WRIF LLCAT COST$27,981$42,726
RIVER PARTNERS 2007 -- AF07 LLCAT COST$0$12,461
RIVER PARTNERS 2007 -- AP LLCAT COST$27,822$42,398
RIVER PARTNERS 2007 -- HPC LLCAT COST$0$24,108
RIVER PARTNERS 2007 -- TCG LLCAT COST$35,315$44,829
LAA ASSOCIATES, LLCAT COST$15,782$0
LAT ASSOCIATES, LLCAT COST$10,105$0
PRINCETON LR LLC AND PRINCETON LR II, LLCAT COST$14,724$3,351
L ONE CANAL PLACE, LLCAT COST$12,714$8,818
LHC LIMITED PARTNERSHIPAT COST$3,291$1,636
ACQUISITION FUND FOUR LP LIMITED PARTNERSHIPAT COST$0$1,140
OVERSEAS ACQUISITION FUND TWO LPAT COST$3,201$432
L & R EXPLORATION VENTUREAT COST$1,250$1,250
LOEB HOLDING CORP AAT COST$54,893$54,893
LOEB HOLDING CORP BAT COST$384,250$384,250
RIVER PARTNERS 2012-CBX LLCAT COST$148,648$148,648
RIVER PARTNERS 2007-RCGAT COST$0$16,943
RIVER PARTNERS 2000-3 (HIGHFIELDS) LLCAT COST$0$19,833

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (5 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FROM PASS-THROUGH ENTITIES - NON-DEDUCTIBLE EXP$31$0$0
BANK FEE$301$0$301
ADR PROCESSING FEES$2$2$0
PASSIVE INCOME/LOSS FROM PASS-THROUGH ENTITIES$328$328$0
LESS: UBTI FROM PASS-THROUGH ENTITIES REPORTED ON FORM 990-T$0$8,406$0

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (7 entries)

DescDescBOY Book ValueBOYBookValueAmtEOY Book ValueEOYBookValueAmt
RIVER PARTNERS 2000-3 (HIGHFIELDS) LLC$529$468
RIVER PARTNERS 2007 -- MSRE LLC$1,955$0
LA STOUGHTON, LLC$36,475$40,118
PARK HILL LANE ASSOCIATES LP$36,505$37,118
PRESIDENTIAL ESTATES ASSOCIATES$86,096$88,664
BGT INVESTORS LLC$9,871$9,863
RIVER PARTNERS 2007-RCG$32$0

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

FieldValueIRS element (for citing)
CategoryINVESTMENT/MANAGEMENT FEESCategoryTxt
Amt$86,549Amt
Net Investment Income$86,549NetInvestmentIncomeAmt
Disbursements Charitable Prps$0DisbursementsCharitablePrpsAmt

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor Detail SubstantialContributorDetail (2 entries)

Address Line1USAddress/AddressLine1TxtAddress Line2USAddress/AddressLine2TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCd
THE ANN L BRONFMAN TRUST
C/O BAKER TILLY ONE PENN PLAZA -SUITE 3000NEW YORKNY10119
ESTATE OF ANN L BRONFMAN
C/O BAKER TILLY ONE PENN PLAZA -SUITE 3000NEW YORKNY10119

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (5 entries)

CategoryCategoryTxtAmtAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FEDERAL EXCISE TAX$7,000$0$0
FROM PASS-THROUGH K-1S - FOREIGN TAXES$394$394$0
DELAWARE CORP TAX$25$25$0
FIDELITY #1095 - FOREIGN TAXES$2,108$2,108$0
US TAXES$6$6$0