GARY AND MARY WEST FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- GARY AND MARY WEST FOUNDATION (EIN 47-0793015)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-11
- IRS object ID
- 202123159349104217
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Expenditure Responsibility Stmt
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-11T18:08:46-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 330885895 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | LINDSAY & BROWNELL LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4225 EXECUTIVE SQUARE SUITE 1150 | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 470793015 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GARY AND MARY WEST FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GARY | BusinessNameControlTxt |
| Phone | 8583693160 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10350 N TORREY PINES ROAD | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | SHELLEY LYFORD | PersonNm |
| Person Title | PRESIDENT/CEO/ TREASURER | PersonTitleTxt |
| Phone | 8583693160 | PhoneNum |
| Signature | 2021-10-28 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | SHELLEY | PersonFirstNm |
| Person Last | LYFORD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | STEPHEN J BROWNELL | PreparerPersonNm |
| PTIN | P00232091 | PTIN |
| Phone | 8585589200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Change | Yes (X) | AddressChangeInd |
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $127,685,246 | FMVAssetsEOYAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $7,373,810 | ContriRcvdRevAndExpnssAmt |
| Dividends Rev And Expnss | $4,155,186 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $4,155,186 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | -$18,544,848 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $70,855,887 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $0 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $1,253,777 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $1,253,777 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | -$5,762,075 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $5,408,963 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $526,065 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $74,775 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $451,290 | CompOfcrDirTrstDsbrsChrtblAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $707,988 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Net Invst Incm | $190,150 | OthEmplSlrsWgsNetInvstIncmAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $535,076 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $165,798 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Net Invst Incm | $31,041 | PensionEmplBnftNetInvstIncmAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $104,414 | PensionEmplBnftDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $76,961 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $812 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $81,839 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $38,607 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $19,304 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $20,897 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $1,073,599 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $405,701 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $748,988 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $61,847 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $13,381 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $45,933 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $132,104 | DeprecAndDpltnRevAndExpnssAmt |
| Deprec And Dpltn Net Invst Incm | $33,026 | DeprecAndDpltnNetInvstIncmAmt |
| Occupancy Rev And Expnss | $139,685 | OccupancyRevAndExpnssAmt |
| Occupancy Net Invst Incm | $34,921 | OccupancyNetInvstIncmAmt |
| Occupancy Dsbrs Chrtbl | $126,411 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $44,363 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Net Invst Incm | $4,326 | TravConfMeetingNetInvstIncmAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $50,529 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,879 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Net Invst Incm | $470 | PrintingAndPubNetInvstIncmAmt |
| Printing And Pub Dsbrs Chrtbl | $1,909 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $177,422 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $36,181 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $138,374 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $3,146,318 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $844,088 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $2,305,660 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $10,017,949 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $9,638,273 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $13,164,267 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $844,088 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $11,943,933 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$18,926,342 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $4,564,875 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $417,560 | CashBOYAmt |
| Cash EOY | $304,194 | CashEOYAmt |
| Cash EOYFMV | $304,194 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $30,102,216 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $13,872,841 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $13,872,841 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $289,495 | AcctRcvblAmt |
| Acct Rcvbl BOY | $366,073 | AcctRcvblBOYAmt |
| Acct Rcvbl EOY | $289,495 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $289,495 | AcctRcvblEOYFMVAmt |
| Prepaid Expenses BOY | $1,074,422 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $170,649 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $170,649 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $80,817,661 | CorporateStockBOYAmt |
| Corporate Stock EOY | $61,575,234 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $61,575,234 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $2,556,573 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $19,648,242 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $19,648,242 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $26,021,142 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $27,312,019 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $27,312,019 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $950,796 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $888,205 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $188,632 | LandBOYAmt |
| Land EOY | $62,591 | LandEOYAmt |
| Land EOYFMV | $62,591 | LandEOYFMVAmt |
| Other Assets BOY | $3,558,046 | OtherAssetsBOYAmt |
| Other Assets EOY | $4,449,981 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $4,449,981 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $145,102,325 | TotalAssetsBOYAmt |
| Total Assets EOY | $127,685,246 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $127,685,246 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $652,830 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $370,766 | AccountsPayableEOYAmt |
| Grants Payable BOY | $1,388,818 | GrantsPayableBOYAmt |
| Grants Payable EOY | $1,148,165 | GrantsPayableEOYAmt |
| Other Liabilities BOY | $65,500 | OtherLiabilitiesBOYAmt |
| Other Liabilities EOY | $0 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $2,107,148 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $1,518,931 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $142,995,177 | NoDonorRstrNetAssestsBOYAmt |
| No Donor Rstr Net Assests EOY | $126,166,315 | NoDonorRstrNetAssestsEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $142,995,177 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $126,166,315 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $145,102,325 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $127,685,246 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $142,995,177 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$18,926,342 | ExcessRevenueOverExpensesAmt |
| Other Increases | $2,097,480 | OtherIncreasesAmt |
| Subtotal | $126,166,315 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $126,166,315 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (31 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Cost Or Other BasisCostOrOtherBasisAmt |
|---|---|---|---|---|---|---|---|
| ARENA | P | 2010-09-30 | 2020-08-31 | $9,272 | $9,272 | $9,272 | |
| ARIAS RESOURCE CAPITAL | P | 2008-09-30 | 2020-12-31 | $109,769 | $0 | $0 | $109,769 |
| ASIA-PACIFIC CREDIT | P | 2018-03-31 | 2020-06-30 | $308,306 | $0 | $0 | $308,306 |
| DIALETIC ANTITHESIS OFF | P | 2009-02-28 | 2020-12-31 | $326,924 | -$1,173,076 | -$1,173,076 | $1,500,000 |
| ELM PARK ADVANTEDGE | P | 2017-07-31 | 2020-12-31 | $90,695 | $0 | $0 | $90,695 |
| ELM PARK CREDIT III | P | 2018-12-31 | 2020-11-30 | $42,491 | $0 | $0 | $42,491 |
| ELM PARK CREDIT OPP FUND II | P | 2016-02-29 | 2020-12-31 | $204,952 | $0 | $0 | $204,952 |
| EMERGING EUROPE | P | 2008-06-30 | 2020-12-31 | $15,405 | $0 | $0 | $15,405 |
| ETON PARK OVERSEAS FUND | P | 2007-08-31 | 2020-12-31 | $5,568 | $5,568 | $5,568 | |
| FORTRESS LIFE SETTLEMENTS | P | 2010-12-31 | 2020-12-31 | -$4,095 | -$4,095 | $4,095 | |
| FORTRESS MSR | P | 2012-12-31 | 2020-12-31 | $16,285 | $0 | $0 | $16,285 |
| GCP FUND III REIT & CORP | P | 2011-12-31 | 2020-02-29 | $103,226 | $103,226 | $103,226 | |
| GS MEZZANINE | P | 2011-12-31 | 2020-04-30 | $46,122 | -$77,329 | -$77,329 | $123,451 |
| GS MIDDLE MARKET LENDING CORP | P | 2017-07-31 | 2020-05-31 | $64,580 | $0 | $0 | $64,580 |
| KAYNE ANDERSON RE DEBT | P | 2018-02-28 | 2020-12-31 | $242,350 | $14,185 | $14,185 | $228,165 |
| KAYNE RENEWABLE OPP | P | 2019-12-31 | 2020-12-31 | $185,684 | $0 | $0 | $185,684 |
| MAINGATE MLP FUND | P | 2018-08-31 | 2020-09-30 | $1,850,000 | $0 | $0 | $1,850,000 |
| MARATHON EUROPEAN CREDIT | P | 2011-12-31 | 2020-03-31 | $54,108 | $27,252 | $27,252 | $26,856 |
| OAKTREE RE DEBT FUND CAYMAN | P | 2014-07-31 | 2020-12-31 | $35,621 | $0 | $0 | $35,621 |
| OAKTREE RE DEBT II FEED CAYMAN | P | 2017-03-31 | 2020-10-31 | $30,384 | $0 | $0 | $30,384 |
| OHA EUROPEAN SCF OFFSHORE | P | 2011-12-31 | 2020-01-31 | $27,945 | $0 | $0 | $27,945 |
| OLEA SPECIAL OPP | P | 2018-09-30 | 2020-01-31 | $149,421 | $0 | $0 | $149,421 |
| PONDFIELD CAPITAL, LLC | P | 2013-07-31 | 2020-07-31 | $2,018,493 | $18,493 | $18,493 | $2,000,000 |
| PRIVATE WEALTH MANAGEMENT | P | 2020-01-01 | 2020-12-31 | $46,136 | $46,136 | $46,136 | |
| SCG ATLAS | P | 2016-01-31 | 2020-12-31 | $61,528 | $0 | $0 | $61,528 |
| SECURITIES HELD AT BROKERAGE | 2020-01-01 | 2020-12-31 | $61,311,072 | -$15,226,312 | -$15,226,312 | $76,537,384 | |
| SECURITIES HELD AT BROKERAGE | 2020-01-01 | 2020-12-31 | $3,064,498 | $2,361,231 | $2,361,231 | $703,267 | |
| STARWOOD OPPORTUNITY FUND X | P | 2015-10-31 | 2020-12-31 | $81,422 | $0 | $0 | $81,422 |
| TACONIC EUROPEAN FUND II | P | 2017-10-31 | 2020-02-29 | $53,125 | $0 | $0 | $53,125 |
| WBB TERM LOAN | P | 2017-10-30 | 2020-12-31 | $10,775 | $0 | $0 | $10,775 |
| XPV WATER FUND | P | 2010-03-31 | 2020-12-31 | $289,730 | $122,655 | $122,655 | $167,075 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | -$13,772,794 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $63,452 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $63,452 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $63,452 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $33,943 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $160,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $193,943 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $468 | EsPenaltyAmt |
| Overpayment | $130,023 | OverpaymentAmt |
| Applied To ES Tax | $130,023 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CA | OrgReportOrRegisterStateCd |
| Org Report Or Register State | NE | OrgReportOrRegisterStateCd |
| Org Report Or Register State | DE | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | Yes (1) | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.GMWF.ORG | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | SHELLEY LYFORD | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 8583693160 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 10350 N TORREY PINES ROAD | AddressLine1Txt |
| City | LA JOLLA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92037 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (1) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Transactions Fail To Qlfy As Exc | 0 | TransactionsFailToQlfyAsExcInd |
| Maintained Expenditure Rspns | Yes (1) | MaintainedExpenditureRspnsInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| GARY L WEST | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| MARY E WEST | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | CO-CHAIRMAN | 2.00 | $0 | $0 | $0 |
| SHELLEY LYFORD | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | PRESIDENT, CEO, & TREASURER | 20.00 | $299,100 | $19,709 | $0 |
| MARC HARPER | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | DIRECTOR & SECRETARY | 2.00 | $0 | $0 | $0 |
| TIM LASH | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | EXECUTIVE VICE PRESIDENT & CSO | 20.00 | $175,715 | $12,052 | $0 |
| DR ZIA AGHA | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | CHIEF MEDICAL OFFICER | 8.00 | $51,250 | $0 | $0 |
Compensation Highest Paid Empl CompensationHighestPaidEmplGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee BenefitsEmployeeBenefitsAmt | Expense AccountExpenseAccountAmt |
|---|---|---|---|---|---|---|---|---|
| JOHN LITTLE | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | DIRECTOR OF FINANCE | 40.00 | $201,512 | $32,725 | $0 |
| BRENDA SCHMITTHENNER | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | PROGRAM OFFICER | 20.00 | $147,281 | $39,926 | $0 |
| LINDSAY GOLDSMITH | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | ACCOUNTING MANAGER | 40.00 | $138,484 | $15,245 | $0 |
| VYAN NGUYEN | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | PROGRAM OFFICER | 30.00 | $120,289 | $11,373 | $0 |
| LEXY HARSHMAN | ||||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | OPERATIONS MANAGER | 40.00 | $96,716 | $9,680 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp (5 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Service TypeServiceTypeTxt | CompensationCompensationAmt |
|---|---|---|---|---|---|
| WEST FAMILY INVESTMENTS INC | |||||
| 1603 ORRINGTON SUITE 810 | EVANSTON | IL | 60201 | INVESTMENT MANAGEMENT | $409,845 |
| PCE CONSULTING LLC | |||||
| 5500 PRESTON ROAD SUITE 250 | DALLAS | TX | 75205 | ACUTE CARE ADVOCACY | $288,286 |
| WEST MANAGEMENT COMPANY INC | |||||
| 5800 ARMADA DRIVE SUITE 100 | CARLSBAD | CA | 92008 | ADVOCACY AND ADMINISTRATION | $207,855 |
| COMMUNICATION PARTNERS & ASSOCIATES LLC | |||||
| 250 GREENWICH ST SUITE 4620 | NY | NY | 10007 | ADVOCACY AND MEDIA OUTREACH | $137,982 |
| J WALLIN OPINION RESEARCH | |||||
| 180 NEWPORT CENTER DRIVE SUITE 219 | NEWPORT BEACH | CA | 92660 | RESEARCH | $62,500 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 1 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | ADOVCATE FOR HEALTH CARE INTERESTS OF OLDER ADULTS THROUGH OUTREACH TO MEDIA, POLICY MAKERS AND EXECUTIVES IN HEALTH CARE AND INSURANCE. IN PARTICULAR, GUIDE RESEARCH AND ADVOCACY TO IMPLEMENT TELEHEALTH IN SENIOR COMMUNITIES AND REDUCE UNNECESSARY EMERGENCY DEPARTMENT TRANSFERS. ADVOCACY AND RESEARCH IS CONDUCTED WITH THE GOAL OF BETTER CARE, WHEN NEEDED, AT LOWER COSTS TO THE PAYOR. | Description1Txt |
| Expenses1 | $268,240 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE FOUNDATION'S PROGRAM-RELATED INVESTMENT IS COMPRISED OF A CREDIT AGREEMENT TO CIVICA, A NON-PROFIT ORGANIZATION, WITH BORROWINGS AVAILABLE UP TO $9,000,000. ADVANCES UNDER THE CREDIT AGREEMENT BEAR INTEREST AT 5.00% PER ANNUM, WITH PRINCIPAL AND INTEREST DUE AUGUST 2030. ADVANCES UNDER THE CREDIT AGREEMENT WERE $4,005,596, PLUS PAYMENT IN KIND INTEREST OF $186,984 IN 2020. SEE PART VII-B, LINE 5C - EXPENDITURE RESPONSIBILITY STATEMENT FOR ADDITIONAL INFORMATION. | Description1Txt |
| Expenses1 | $4,005,596 | Expenses1Amt |
| Total | $4,005,596 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $95,701,483 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $21,277,293 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,691,320 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $118,670,096 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $118,670,096 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $1,780,051 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $116,890,045 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $5,844,502 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $5,844,502 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $63,452 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $63,452 | TotalTaxAmt |
| Distributable Before Adj | $5,781,050 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $336,646 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $6,117,696 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $6,117,696 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $11,943,933 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $4,005,596 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $15,949,529 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $15,949,529 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $6,117,696 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $3,946,700 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $8,651,201 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $4,448,144 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $11,616,167 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $9,179,361 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $37,841,573 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $15,949,529 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $6,117,696 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $9,831,833 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $47,673,406 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $3,946,700 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $43,726,706 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $8,651,201 | ExcessFromYear4Amt |
| Excess From Year3 | $4,448,144 | ExcessFromYear3Amt |
| Excess From Year2 | $11,616,167 | ExcessFromYear2Amt |
| Excess From Year1 | $9,179,361 | ExcessFromYear1Amt |
| Excess From Current Year | $9,831,833 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | GARY L WEST | ContributingManagerNm |
| Contributing Manager | MARY E WEST | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (64 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALZHEIMER'S ASSOCIATION | |||||||
| 225 N MICHIGAN AVENUE FL 17 | CHICAGO | IL | 60601 | NONE | PC | DONATION IN HONOR OF MR. RAY HARPER JR. | $1,000 |
| APPLE TREE DENTAL | |||||||
| 2442 MOUNDS VIEW BLVD | MOUNDS VIEW | MN | 55112 | NONE | PC | TO SUPPORT THE HEALTHY AGING PROJECT. | $16,550 |
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $25,000 |
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT AGING WITH INDEPENDENCE AND DIGNITY. | $32,500 |
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT THE HEALTH, WELLNESS, AND INDEPENDENCE INITIATIVE FOR SENIORS WITH FALLS CLASS PROGRAM DEVELOPMENT AND PILOT. | $40,000 |
| COALITION FOR COMPASSIONATE CARE OF CALIFORNIA | |||||||
| 2530 RIVER PLAZA DRIVE SUITE 110 | SACRAMENTO | CA | 95833 | NONE | PC | TO SUPPORT SCHOLARSHIPS FOR COALITION FOR COMPASSIONATE CARE OF CA 2020 VIRTUAL SUMMIT. | $5,000 |
| CREIGHTON UNIVERSITY | |||||||
| PO BOX 30282 | OMAHA | NE | 68103 | NONE | PC | TO SUPPORT GERIATRIC COLLABORATIVE CARE PROJECT. | $50,000 |
| ELDERHELP OF SAN DIEGO | |||||||
| 3860 CALLE FORTUNADA SUITE 101 | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT TRANSITION TO ONE SINGULAR, INTEGRATED IT PLATFORM. | $20,000 |
| ELDERHELP OF SAN DIEGO | |||||||
| 3860 CALLE FORTUNADA SUITE 101 | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $25,000 |
| GARY AND MARY WEST HEALTH INSTITUTE | |||||||
| 10350 NORTH TORREY PINES ROAD | LA JOLLA | CA | 92037 | NONE | PC | REIMBURSEMENT OF N95 MASKS. | $913 |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | |||||||
| 1909 K ST NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | TO SUPPORT AND DEVELOP INNOVATIVE HEALTHCARE DELIVERY MODELS AND ALTERNATIVE PAYMENT MODELS TO IMPROVE CARE AND ACCESS FOR SENIORS. | $5,821,044 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO PROVIDE ORAL HEALTHCARE FOR PACE AND COMMUNITY SENIORS IN AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE AT THE SAN MARCOS OUTPATIENT DENTAL CLINIC. | $442,982 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT COVID-19 CHALLENGE GRANT FOR ORAL HYGIENE KITS. | $10,000 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO PROVIDE LOW-INCOME SENIORS WITH ORAL HEALTHCARE THROUGH AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE AT THE DOWNTOWN SAN DIEGO OUTPATIENT DENTAL CLINIC. | $1,239,728 |
| GARY AND MARY WEST SENIOR SERVICES INC | |||||||
| 1706 DESCANSO AVENUE | SAN MARCOS | CA | 92078 | NONE | PC | NONCASH DONATION OF 18 BOXES OF N95 MASKS. | $3,056 |
| GRANTMAKERS IN AGING | |||||||
| 901 NORTH GLEBE ROAD SUITE 200 | ARLINGTON | VA | 22203 | NONE | PC | TO SUPPORT FUND THE FUTURE CAMPAIGN FOR 2020. | $7,500 |
| GRANTMAKERS IN AGING | |||||||
| 901 NORTH GLEBE ROAD SUITE 200 | ARLINGTON | VA | 22203 | NONE | PC | THE SUPPORT THE 2020 GIA ANNUAL CONFERENCE. | $25,000 |
| GRANTMAKERS IN AGING | |||||||
| 901 NORTH GLEBE ROAD SUITE 200 | ARLINGTON | VA | 22203 | NONE | PC | TO SUPPORT GRANTMAKERS IN AGING GENERAL OPERATIONS. | $8,000 |
| INTERCULTURAL SENIOR CENTER | |||||||
| 5545 CENTER STREET | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $25,000 |
| INTERCULTURAL SENIOR CENTER | |||||||
| 5545 CENTER STREET | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT SOCIAL SERVICES AND INTERPRETATION. | $25,000 |
| INTERCULTURAL SENIOR CENTER | |||||||
| 5545 CENTER STREET | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT CORE OPERATIONS INCLUDING SOCIAL WORK, HEALTH AND WELLNESS PROGRAMS, AND TRANSPORTATION SERVICES. | $30,000 |
| INTERFAITH COMMUNITY SERVICES INC | |||||||
| 550 WEST WASHINGTON AVENUE SUITE B | ESCONDIDO | CA | 92025 | NONE | PC | TO SUPPORT SENIORS SERVICES IN NORTH SAN DIEGO COUNTY. | $50,000 |
| INTERFAITH COMMUNITY SERVICES INC | |||||||
| 550 WEST WASHINGTON AVENUE SUITE B | ESCONDIDO | CA | 92025 | NONE | PC | TO SUPPORT SENIORS SERVICES IN NORTH SAN DIEGO COUNTY. | $37,500 |
| JACOBS & CUSHMAN SAN DIEGO FOOD BANK | |||||||
| 9850 DISTRIBUTION AVE | SAN DIEGO | CA | 92121 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $10,000 |
| LEADINGAGE CALIFORNIA FOUNDATION | |||||||
| 1315 I ST STE 100 | SACRAMENTO | CA | 95814 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $10,000 |
| LEGAL AID SOCIETY OF SAN DIEGO INC | |||||||
| 110 SOUTH EUCLID AVENUE | SAN DIEGO | CA | 92114 | NONE | PC | TO SUPPORT THE HEALTH ADVOCACY PROJECT. | $209,000 |
| MEALS-ON-WHEELS GREATER SAN DIEGO | |||||||
| 2254 SAN DIEGO AVENUE SUITE 200 | SAN DIEGO | CA | 92110 | NONE | PC | TO SUPPORT CHANGE OF CONDITION MONITORING AND CARE NAVIGATION PROJECT. | $56,000 |
| MED4OURWORLD | |||||||
| PO BOX 2136 | CARLSBAD | CA | 92018 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $1,000 |
| MERRY MAKERS (SANDY LEMKE) | |||||||
| 12020 SHAMROCK PLAZA SUITE 200 | OMAHA | NE | 68154 | NONE | PC | TO SUPPORT MUSIC, LAUGHTER, AND MEMORIES FOR SENIORS. | $15,000 |
| MOTION PICTURE AND TELEVISION FUND | |||||||
| 23388 MULHOLLAND DRIVE STE 220 | WOODLAND HILLS | CA | 91364 | NONE | PC | TO SUPPORT SOCIAL ISOLATION IMPACT SUMMIT. | $5,000 |
| NATIONAL FOUNDATION OF DENTISTRY FOR THE HANDICAPPED | |||||||
| 1800 15TH STREET SUITE 100 | DENVER | CO | 80202 | NONE | PC | TO SUPPORT SAN DIEGO COUNTY DONATED DENTAL SERVICES PROGRAM. | $27,000 |
| NOTRE DAME HOUSING INC | |||||||
| 3439 STATE STREET | OMAHA | NE | 68112 | NONE | PC | TO SUPPORT SERVICE COORDINATION, TRANSPORTATION, AND THE COMMUNITY FOOD PANTRY. | $50,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT ANIMAL GRANTS FOR WHICH MARY WEST IS THE ADVISOR FOR YEAR 2020. | $250,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $3,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $10,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $2,500 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $2,500 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $1,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $250 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $5,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $5,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $150 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $1,500 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $2,000 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $600 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $750 |
| OMAHA COMMUNITY FOUNDATION | |||||||
| 3555 FARNAM STREET SUITE 222 | OMAHA | NE | 68131 | NONE | PC | TO SUPPORT THE FOUNDATIONS CONTINUED EFFORTS IN FUNDING CHARITABLE ORGANIZATIONS. | $750 |
| OUTLOOK ENRICHMENT | |||||||
| 4125 S 72ND ST | OMAHA | NE | 68127 | NONE | PC | TO SUPPORT IMPROVING SENIORS' CONNECTIVITY AND MENTAL HEALTH WITH ADAPTIVE TECHNOLOGY TRAINING AND SUPPORT GROUPS. | $27,000 |
| PROJECT HOUSEWORKS | |||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT HOME REPAIRS FOR SENIORS. | $50,000 |
| PROJECT HOUSEWORKS | |||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $25,000 |
| REGENTS OF THE UNIVERSITY OF CALIFORNIA AT BERKELEY | |||||||
| 2195 HEARST AVE RM 120 | BERKELEY | CA | 94720 | NONE | PC | TO SUPPORT TELEHEALTH INNOVATION IN THE ERA OF COVID-19: LESSONS FROM THE FIELD RESPONSIBLE INNOVATION WEBINAR SERIES. | $35,000 |
| SAN DIEGO OASIS | |||||||
| 5500 GROSSMONT CENTER DR STE 269 | SAN DIEGO | CA | 91942 | NONE | PC | TO SUPPORT NORTH COUNTY PILOT - PREVENTING ISOLATION AND LONELINESS: GETTING TECHNOLOGY TOOLS TO OLDER ADULTS. | $10,000 |
| SAN DIEGO REGIONAL ECONOMIC DEVELOPMENT FOUNDATION | |||||||
| 530 B STREET 7TH FLOOR | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT THE ORGANIZATIONS PROGRAMS AND INITIATIVES. | $25,000 |
| SAN DIEGO SENIORS COMMUNITY FOUNDATION | |||||||
| 626 TARENTO DRIVE | SAN DIEGO | CA | 92106 | NONE | PC | TO SUPPORT SDSCF SUSTAINABILITY, BRAND RECOGNITION, AND DONOR CULTIVATION. | $50,000 |
| SAN DIEGO SENIORS COMMUNITY FOUNDATION | |||||||
| 626 TARENTO DRIVE | SAN DIEGO | CA | 92106 | NONE | PC | TO SUPPORT COVID-19 NO SENIOR ALONE INITIATIVE. | $37,500 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE GRANT FOR COVID-19. | $100,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT TELEHEALTH CARE COORDINATION. | $125,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GENERAL OPERATIONS AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $150,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT INTEGRATED DENTAL & WELLNESS COORDINATION. | $125,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GARY & MARY WEST SENIOR WELLNESS CENTER OPERATIONS. | $150,000 |
| SHARP HEALTHCARE FOUNDATION | |||||||
| 8695 SPECTRUM CENTER BLVD | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT EMERGENCY RESPONSE: COVID-19. | $25,000 |
| THE CURA FOUNDATION | |||||||
| PO BOX 5298 | NEW YORK | NY | 10185 | NONE | PC | TO SUPPORT THE FIFTH INTERNATIONAL VATICAN CONFERENCE | $25,000 |
| THE SCAN FOUNDATION | |||||||
| 3800 KILROY AIRPORT WAY SUITE 400 | LONG BEACH | CA | 90806 | NONE | PC | TO SUPPORT THE CALIFORNIA MASTER PLAN FOR AGING PROJECT. | $50,000 |
| VOLUNTEERS ASSISTING SENIORS | |||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT THE SENIOR BENEFITS COUNSELING PROGRAM. | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $9,638,273 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| APPLE TREE DENTAL | |||||||
| 2442 MOUNDS VIEW BLVD | MOUNDS VIEW | MN | 55112 | NONE | PC | TO SUPPORT THE HEALTHY AGING PROJECT. | $32,900 |
| CHALLENGE CENTER | |||||||
| 5540 LAKE PARK WAY | LA MESA | CA | 91942 | NONE | PC | TO SUPPORT AGING WITH INDEPENDENCE AND DIGNITY. | $32,500 |
| CREIGHTON UNIVERSITY | |||||||
| PO BOX 30282 | OMAHA | NE | 68103 | NONE | PC | TO SUPPORT GERIATRIC COLLABORATIVE CARE PROJECT. | $50,000 |
| ELDERHELP OF SAN DIEGO | |||||||
| 3860 CALLE FORTUNADA SUITE 101 | SAN DIEGO | CA | 92123 | NONE | PC | TO SUPPORT TRANSITION TO ONE SINGULAR, INTEGRATED IT PLATFORM. | $20,000 |
| GARY AND MARY WEST HEALTH POLICY CENTER INC | |||||||
| 1909 K ST NW SUITE 730 | WASHINGTON | DC | 20006 | NONE | POF | TO SUPPORT AND DEVELOP INNOVATIVE HEALTHCARE DELIVERY MODELS AND ALTERNATIVE PAYMENT MODELS TO IMPROVE CARE AND ACCESS FOR SENIORS. | $6,000,000 |
| GARY AND MARY WEST SENIOR DENTAL CENTER INC | |||||||
| 1525 4TH AVENUE | SAN DIEGO | CA | 92101 | NONE | PC | TO PROVIDE LOW-INCOME SENIORS WITH ORAL HEALTHCARE THROUGH AN INTEGRATED, COMMUNITY-BASED MODEL OF CARE AT THE DOWNTOWN SAN DIEGO OUTPATIENT DENTAL CLINIC. | $1,075,152 |
| GRANTMAKERS IN AGING | |||||||
| 901 NORTH GLEBE ROAD SUITE 200 | ARLINGTON | VA | 22203 | NONE | PC | TO SUPPORT FUND THE FUTURE CAMPAIGN FOR 2021. | $7,500 |
| INTERCULTURAL SENIOR CENTER | |||||||
| 5545 CENTER STREET | OMAHA | NE | 68106 | NONE | PC | TO SUPPORT SOCIAL SERVICES AND INTERPRETATION. | $25,000 |
| INTERFAITH COMMUNITY SERVICES INC | |||||||
| 550 WEST WASHINGTON AVENUE SUITE B | ESCONDIDO | CA | 92025 | NONE | PC | TO SUPPORT SENIORS SERVICES IN NORTH SAN DIEGO COUNTY. | $50,000 |
| OUTLOOK ENRICHMENT | |||||||
| 4125 S 72ND ST | OMAHA | NE | 68127 | NONE | PC | TO SUPPORT IMPROVING SENIORS' CONNECTIVITY AND MENTAL HEALTH WITH ADAPTIVE TECHNOLOGY TRAINING AND SUPPORT GROUPS. | $27,000 |
| PROJECT HOUSEWORKS | |||||||
| 2316 SOUTH 24TH STREET | OMAHA | NE | 68108 | NONE | PC | TO SUPPORT HOME REPAIRS FOR SENIORS. | $60,000 |
| SAN DIEGO SENIORS COMMUNITY FOUNDATION | |||||||
| 626 TARENTO DRIVE | SAN DIEGO | CA | 92106 | NONE | PC | TO SUPPORT COVID-19 NO SENIOR ALONE INITIATIVE. | $37,500 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT TELEHEALTH CARE COORDINATION. | $110,000 |
| SERVING SENIORS | |||||||
| 525 14TH STREET SUITE 200 | SAN DIEGO | CA | 92101 | NONE | PC | TO SUPPORT GENERAL OPERATIONS AT THE GARY AND MARY WEST SENIOR WELLNESS CENTER. | $139,500 |
| VOLUNTEERS ASSISTING SENIORS | |||||||
| 1941 SOUTH 42ND STREET SUITE 312 | OMAHA | NE | 68105 | NONE | PC | TO SUPPORT THE SENIOR BENEFITS COUNSELING PROGRAM. | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $7,687,052 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $4,155,186 | ExclusionAmt |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,253,777 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | -$18,544,848 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | -$13,135,885 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | -$13,135,885 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | Yes (1) | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
Transfer Schedule Detail TransferScheduleDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 1a(1) | LineNumberTxt |
| Involved | $4,005,596 | InvolvedAmt |
Noncharitable Exempt Org Name NoncharitableExemptOrgName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CIVICA RX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Transfers Trans And Shr Arrngm | EXPENDITURE RESPONSIBILITY GRANT | TransfersTransAndShrArrngmDesc |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Relationships Nonchrtbl EO | Yes (1) | RelationshipsNonchrtblEOInd |
Relationship Schedule Detail RelationshipScheduleDetail
Organization Business Name OrganizationBusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CIVICA RX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Type | SOCIAL WELFARE ORG | OrganizationTypeDesc |
| Relationship Description | A DIRECTOR OF THE FOUNDATION IS ALSO A DIRECTOR OF CIVICA RX. | RelationshipDescriptionTxt |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (2 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd |
|---|---|---|---|---|---|---|
| GARY L WEST 2013 DE TRUST | ||||||
| 1 | 5800 ARMADA DRIVE SUITE 100 | CARLSBAD | CA | 92008 | $3,686,905 | Yes (X) |
| MARY E WEST 2013 DE TRUST | ||||||
| 2 | 5800 ARMADA DRIVE SUITE 100 | CARLSBAD | CA | 92008 | $3,686,905 | Yes (X) |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $38,607 | Amt |
| Net Investment Income | $19,304 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $20,897 | DisbursementsCharitablePrpsAmt |
Expenditure Responsibility Stmt ExpenditureResponsibilityStmt
Expenditure Responsibility ExpenditureResponsibilityGrp (3 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | GrantGrantDt | GrantGrantAmt | Purpose Of GrantPurposeOfGrantTxt | Expended By GranteeExpendedByGranteeAmt | Any Diversion By GranteeAnyDiversionByGranteeTxt | Dates Of Reports By GranteeDatesOfReportsByGranteeTxt | Results Of VerificationResultsOfVerificationTxt |
|---|---|---|---|---|---|---|---|---|---|---|
| GARY AND MARY WEST HEALTH POLICY CENTER INC | ||||||||||
| 1909 K STREET NW SUITE 730 | WASHINGTON | DC | 20006 | 2020-01-07 | $6,000,000 | TO SUPPORT THE GARY AND MARY WEST HEALTH POLICY CENTER, INC. (THE "POLICY CENTER") IN CARRYING OUT ITS CHARITABLE PURPOSES RELATED TO RESEARCH OBJECTIVES IN THE AREAS OF MEDICARE REFORM AND VALUE-BASED INSURANCE DESIGN. THE AMOUNT EXPENDED BY THE POLICY CENTER IN 2020 WAS $5,599,523, INCLUDING A REFUNDED AMOUNT OF $110,760. | $5,599,523 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | MIDTERM 07/31/20 & FINAL 01/31/21. QUARTERLY EXPENSE REPORTS. | THE GRANTOR HAS NO REASON TO DOUBT THE ACCRUACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE RECONCILIATION TO THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. |
| CIVICA RX | ||||||||||
| 2912 EXECUTIVE PARKWAY SUITE 325 | LEHI | UT | 84043 | 2018-09-04 | $1,000,000 | MEMBERSHIP GRANT - TO PROMOTE HEALTHCARE FOR DISADVANTAGED PERSONS BY MAKING ESSENTIAL GENERIC DRUGS BROADLY AVAILABLE TO INDIVIDUALS SERVICED BY ITS MEMBER HOSPITALS AND HEALTH SYSTEMS, INCLUDING HIGH-NEEDS POPULATIONS IN THE FEDERAL GOVERNMENT'S 340B PROGRAM FOR DISCOUNTED DRUG PRICING FOR UNINSURED AND LOW INCOME INDIVIDUALS. - CONTINUED ON STATEMENT 24 | $1,000,000 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | WEEKLY REPORTS TO THE BOARD OF DIRECTORS. CONTINUED ON STATEMENT 27 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCRUACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE RECONCILIATION TO THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. |
| CIVICA RX | ||||||||||
| 2912 EXECUTIVE PARKWAY SUITE 325 | LEHI | UT | 84043 | 2019-10-23 | $4,005,596 | PROGRAM RELATED INVESTMENT, LINE OF CREDIT - TO PROMOTE HEALTHCARE FOR DISADVANTAGED PERSONS BY MAKING ESSENTIAL GENERIC DRUGS BROADLY AVAILABLE TO INDIVIDUALS SERVICED BY ITS MEMBER HOSPITALS AND HEALTH SYSTEMS, INCLUDING HIGH-NEEDS POPULATIONS IN THE FEDERAL GOVERNMENT'S 340B PROGRAM FOR DISCOUNTED DRUG PRICING FOR UNINSURED AND LOW INCOME INDIVIDUALS. - CONTINUED ON STATEMENT 25 | $271,263 | TO THE KNOWLEDGE OF THE GRANTOR, NO FUNDS HAVE BEEN DIVERTED. | ANNUAL BUDGET 2/27/20. CONTINUED ON STATEMENT 28 | THE GRANTOR HAS NO REASON TO DOUBT THE ACCRUACY OR RELIABILITY OF THE REPORT FROM THE GRANTEE; THEREFORE, NO INDEPENDENT VERIFICATION OF THE REPORT WAS MADE, BEYOND THE RECEIPT AND REVIEW OF THE RECONCILIATION TO THE GRANTEE'S AUDITED FINANCIAL STATEMENTS. |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp (6 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | Medium ExplanationMediumExplanationTxt |
|---|---|
| FORM 990-PF; PART VII-B; QUESTION 1A(4) | WEST FAMILY INVESTMENTS, INC. PROVIDED INVESTMENT MANAGEMENT SERVICES TO THE GARY AND MARY WEST FOUNDATION THROUGH AUGUST 31, 2020 FOR A MARKET BASED FEE. WEST FAMILY INVESTMENTS, INC. IS OWNED BY GARY AND MARY WEST, SUBSTANTIAL CONTRIBUTORS TO THE FOUNDATION AND ONE ADDITIONAL BOARD MEMBER OF THE FOUNDATION. EFFECTIVE AUGUST 31, 2020 THE CONTRACT TERMINATED AND AN UNRELATED PARTY TOOK OVER THIS FUNCTION. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941 (D)(2)(E). WEST DEVELOPMENT, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING PART OF THE 2020 YEAR FOR A MARKET BASED FEE. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF WEST DEVELOPMENT, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941 (D)(2)(E).NINETY-NINE TEN BUSINESS SOLUTIONS, LLC PROVIDED PROFESSIONAL INFORMATION TECHNOLOGY SERVICES TO THE GARY AND MARY WEST FOUNDATION DURING THE REMAINDER PART OF THE 2020 YEAR FOR A MARKET BASED FEE. THESE SERVICES WERE PREVIOUSLY PROVIDED BY WEST DEVELOPMENT, LLC. WEST FAMILY HOLDINGS, LLC IS THE SOLE MEMBER OF NINETY-NINE TEN BUSINESS SOLUTIONS, LLC. THE TWO MEMBERS OF WEST FAMILY HOLDINGS, LLC ARE THE GARY L. WEST 2010 REVOCABLE LIVING TRUST AND THE MARY E. WEST 2010 REVOCABLE LIVING TRUST. BOTH MEMBERS OWN 50% OF WEST FAMILY HOLDINGS, LLC. THIS IS EXCEPTED FROM SELF-DEALING BY IRC SECTION 4941 (D)(2)(E). |
| FORM 990-PF | THE FOUNDATION'S FINANCIAL STATEMENTS ARE PREPARED IN ACCORDANCE WITHACCOUNTING PRINCIPLES GENERALLY ACCEPTED IN THE UNITED STATES OFAMERICA (U.S. GAAP). ACCORDINGLY, THE FOUNDATION'S BOOKS ARE ON THEACCRUAL BASIS AND IT RECORDS FIXED-INCOME, EQUITY SECURITIES,DERIVATIVE CONTRACTS, MUTUAL FUNDS, AND ALTERNATIVE INVESTMENTS AT FAIRVALUE IN THE FINANCIAL STATEMENTS AND THE TAX RETURN IN ACCORDANCE WITHFINANCIAL ACCOUNTING STANDARDS BOARD, ASC 820, FAIR VALUE MEASUREMENTS. |
| FORM 990-PF, PART VII-B, LINE 5C, NO. 2 - PURPOSE OF GRANT | (CONTINUED) THIS POPULATION INCLUDES UNINSURED PATIENTS, PATIENTS AT OR BELOW 150% OF POVERTY LEVELS, PATIENTS WITH HIGH HEALTH CARE SPENDING (E.G., TOP 10%), AND IMPOVERISHED OR OTHERWISE VULNERABLE OR DISADVANTAGED PATIENTS SUCH AS THE DISABLED, THE FRAIL ELDERLY, AND THOSE WITH MULTIPLE CHRONIC CONDITIONS. |
| FORM 990-PF, PART VII-B, LINE 5C, NO. 3 - PURPOSE OF GRANT | (CONTINUED) THIS POPULATION INCLUDES UNINSURED PATIENTS, PATIENTS AT OR BELOW 150% OF POVERTY LEVELS, PATIENTS WITH HIGH HEALTH CARE SPENDING (E.G., TOP 10%), AND IMPOVERISHED OR OTHERWISE VULNERABLE OR DISADVANTAGED PATIENTS SUCH AS THE DISABLED, THE FRAIL ELDERLY, AND THOSE WITH MULTIPLE CHRONIC CONDITIONS. |
| FORM 990-PF, PART VII-B, LINE 5C - DATE OF REPORTS BY GRANTEE | PENDING ANNUAL REPORT AND PENDING ANNUAL AUDIT. |
| FORM 990-PF, PART VII-B, LINE 5C - DATE OF REPORTS BY GRANTEE | WEEKLY REPORTS TO THE BOARD OF DIRECTORS. PENDING ANNUAL REPORT AND PENDING ANNUAL AUDIT |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (7 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MFB NORTHERN FDS FIXED INCOME FD | $11,430,863 | $11,430,863 |
| MFC FLEXSHARES TR IBOXX 5 YR TARGET DURATION TIPS INDEX FD | $186,294 | $186,294 |
| MFO BLACKROCK FDS V HIGH YIELD BD PORT INSTLCL | $7,516,355 | $7,516,355 |
| TETRAGON FINANCIAL ORD N/V USD 0.001 | $309,301 | $309,301 |
| THORNBURG MORTGAGE INC | $521 | $521 |
| THORNBURG MORTGAGE INC | $5,785 | $5,785 |
| WBB TERM LOAN | $199,123 | $199,123 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (376 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| BOINGO WIRELESS INC | $40,068 | $40,068 |
| EATON VANCE CORP COM | $59,914 | $59,914 |
| LARGO RESOURCES COM | $276,191 | $276,191 |
| TRANSATLANTIC | $9,924 | $9,924 |
| ABBOTT LAB COM | $126,899 | $126,899 |
| ACCENTURE PLC SHS CL A NEW | $196,953 | $196,953 |
| ACTIVISION BLIZZARD INC COM STK | $79,944 | $79,944 |
| ACUSHNET HLDGS CORP COM | $32,594 | $32,594 |
| ADIDAS AG | $39,160 | $39,160 |
| ADOBE SYS INC COM | $337,080 | $337,080 |
| ADR ABB LTD SPONSORED ADR | $126,966 | $126,966 |
| ADR ADYEN N V ADR | $216,130 | $216,130 |
| ADR AIA GROUP LTD SPONSORED ADR | $196,618 | $196,618 |
| ADR AIR LIQUIDE ADR | $22,563 | $22,563 |
| ADR AKZO NOBEL N V SPONSORED ADR NEW | $118,024 | $118,024 |
| ADR ALFA LAVAL AB SWEDEN ADR | $25,411 | $25,411 |
| ADR ALIBABA GRP HLDG LTD SPON ADS | $27,229 | $27,229 |
| ADR ALLIANZ SE UNSPON ADS | $58,100 | $58,100 |
| ADR AMADEUS IT GROUP S A ADS | $167,562 | $167,562 |
| ADR AMBEV SA SPONSORED ADR | $26,891 | $26,891 |
| ADR ASML HLDG NV NY REG 2012 | $108,274 | $108,274 |
| ADR ATLAS COPCO AB SPONSORED ADR | $135,771 | $135,771 |
| ADR AXA SA SPONSORED ADR | $125,091 | $125,091 |
| ADR BAIDU INC SPON ADS | $88,442 | $88,442 |
| ADR BALFOUR BEATTY PLC SPONSORED ADR | $22,156 | $22,156 |
| ADR BANCO BILBAO VIZCAYA ARGENTARIA S A SPONSORED ADR | $161,459 | $161,459 |
| ADR BARCLAYS PLC ADR | $103,319 | $103,319 |
| ADR BASF AKTIENGESELLSCHAFT - LEVEL I | $163,482 | $163,482 |
| ADR BAYER A G SPONSORED ADR | $57,357 | $57,357 |
| ADR BNP PARIBAS SPONSORED ADR | $105,961 | $105,961 |
| ADR BP P L C SPONSORED ADR | $55,979 | $55,979 |
| ADR BRIT AMERN TOB PLC SPONSORED | $116,069 | $116,069 |
| ADR CAIXABANK ADR | $91,645 | $91,645 |
| ADR CHUGAI PHARMACEUTICALS CO LTD | $49,981 | $49,981 |
| ADR COMPAGNIE FINANCIERE RICHEMONT AG | $123,201 | $123,201 |
| ADR COMPASS GROUP PLC SPON ADR | $58,662 | $58,662 |
| ADR CREDIT SUISSE GROUP AG SPONSORED ADR | $12,134 | $12,134 |
| ADR CSL LTD SPONSORED ADR | $101,779 | $101,779 |
| ADR DANONE SPONSORED ADR | $87,927 | $87,927 |
| ADR DASSAULT SYS S A SPONSORED ADR | $73,118 | $73,118 |
| ADR DBS GROUP HLDGS LTD SPONSORED ADR | $60,156 | $60,156 |
| ADR DSV PANALPINA A/S | $82,928 | $82,928 |
| ADR ENEL SOCIETA PER AZIONI ADR | $93,410 | $93,410 |
| ADR EPIROC AB UNSPON ADS | $33,597 | $33,597 |
| ADR FOMENTO ECONOMICO MEXICANO SAB DE CV | $34,097 | $34,097 |
| ADR FUCHS PETROLUB SE FORMERLY FUCHS | $12,722 | $12,722 |
| ADR GRUPO FINANCIERO BANORTE S A B DE C | $36,746 | $36,746 |
| ADR HDFC BK LTD ADR REPSTG 3 SHS | $122,191 | $122,191 |
| ADR ICICI BK LTD | $32,573 | $32,573 |
| ADR INFINEON TECHNOLOGIES AG SPONSORED ADR | $218,579 | $218,579 |
| ADR ING GROEP N V SPONSORED ADR | $157,082 | $157,082 |
| ADR INTERNATIONAL CONS AIRLS GROUP SA SPONSORED ADR | $33,441 | $33,441 |
| ADR ITAU UNIBANCO HLDG SA SPONSORED ADR | $37,210 | $37,210 |
| ADR KERING S A ADR | $19,634 | $19,634 |
| ADR KOMATSU LTD SPONSORED | $32,555 | $32,555 |
| ADR KUBOTA CORP | $39,722 | $39,722 |
| ADR L OREAL S A ADR | $68,611 | $68,611 |
| ADR LONZA GROUP AG ADR | $126,429 | $126,429 |
| ADR LVMH MOET HENNESSY LOUIS VUITTON ADR | $133,461 | $133,461 |
| ADR MITSUBISHI UFJ FINL GROUP INC | $26,359 | $26,359 |
| ADR MURATA MFG CO LTD ADR | $129,723 | $129,723 |
| ADR NESTLE S A SPONSORED ADR | $119,096 | $119,096 |
| ADR NITORI HLDGS CO LTD ADR | $25,014 | $25,014 |
| ADR NOVARTIS AG | $208,596 | $208,596 |
| ADR NOVOZYMES A/S ADR | $19,347 | $19,347 |
| ADR PERNOD RICARD S A ADR | $102,165 | $102,165 |
| ADR PJSC LUKOIL SPONSORED ADR | $23,174 | $23,174 |
| ADR PRUDENTIAL PLC ADR | $77,331 | $77,331 |
| ADR RIO TINTO PLC SPONSORED ADR | $48,517 | $48,517 |
| ADR ROCHE HLDG LTD SPONSORED ADR | $181,673 | $181,673 |
| ADR ROYAL DUTCH SHELL PLC SPONSORED ADR | $25,443 | $25,443 |
| ADR RWE AKTIENGESELLSCHAF | $78,896 | $78,896 |
| ADR RYANAIR HLDGS PLC SPONSORED ADR NEW | $90,184 | $90,184 |
| ADR SAFRAN ADR | $24,326 | $24,326 |
| ADR SANDS CHINA LTD UNSPONSORED ADR | $52,312 | $52,312 |
| ADR SCHNEIDER ELECTRIC SE | $56,250 | $56,250 |
| ADR SIEMENS AG COM DM50 (NEW) | $138,842 | $138,842 |
| ADR SMITH & NEPHEW GROUP P L C SPONSORED ADR NEW | $56,381 | $56,381 |
| ADR SONOVA HLDG AG UNSP ADR | $32,201 | $32,201 |
| ADR SONY GROUP CORPORATION SPON ADS | $80,981 | $80,981 |
| ADR SPONSORED ADR | $34,570 | $34,570 |
| ADR SUMITOMO MITSUI FINL GROUP INC SPONSORED ADR | $82,647 | $82,647 |
| ADR SYMRISE AG ADR | $37,556 | $37,556 |
| ADR TAIWAN SEMICONDUCTOR MANUFACTURING SPON ADS | $285,358 | $285,358 |
| ADR TENCENT HLDGS LTD ADR | $123,507 | $123,507 |
| ADR TOTALENERGIES SE SPONSORED ADR | $91,406 | $91,406 |
| ADR UNICHARM CORP SPONSORED ADR | $52,457 | $52,457 |
| ADR UNICREDIT SPA ADR NEW 2017 | $158,328 | $158,328 |
| ADR UNILEVER PLC SPONSORED ADR NEW | $107,018 | $107,018 |
| ADR VALEO SE ADR-EACH REPR 0.5 ORD EUR3 | $45,668 | $45,668 |
| ADR VINCI S A ADR | $76,579 | $76,579 |
| ADR VOLKSWAGEN CREDIT CANADA INC ADR | $242,027 | $242,027 |
| ADR VOLVO AB ADR | $57,021 | $57,021 |
| ADR ZURICH INS GROUP LTD SPONSORED | $109,983 | $109,983 |
| AFLAC INC COM | $60,168 | $60,168 |
| AGILENT TECHNOLOGIES INC COM | $72,990 | $72,990 |
| AIR LEASE CORP CL A CL A | $37,135 | $37,135 |
| AIRBNB INC CL A COM USD 0.0001 CL A | $4,698 | $4,698 |
| AIRBUS SE UNSPON ADR EA REPR 0.25 ORD EUR1 | $102,887 | $102,887 |
| AKAMAI TECHNOLOGIES INC COM STK | $37,796 | $37,796 |
| ALBEMARLE CORP COM | $60,188 | $60,188 |
| ALCON AG COM USD0.04 WI | $149,774 | $149,774 |
| ALEXANDRIA REAL ESTATE EQUITIES INC COM | $144,180 | $144,180 |
| ALIGN TECHNOLOGY INC COM | $73,210 | $73,210 |
| ALLEGION PLC COMMON STOCK | $56,212 | $56,212 |
| ALPHABET INC CAP STK USD 0.001 CL C | $208,474 | $208,474 |
| ALPHABET INC CAPITAL STOCK USD 0.001 CL A | $96,395 | $96,395 |
| ALTRIA GROUP INC COM | $55,022 | $55,022 |
| AMAZON COM INC COM | $188,902 | $188,902 |
| AMERICAN TOWER CORP | $74,521 | $74,521 |
| AMERICOLD RLTY TR COM | $140,473 | $140,473 |
| AMERIPRISE FINL INC COM | $64,906 | $64,906 |
| AMERISOURCEBERGEN CORP COM | $119,072 | $119,072 |
| AMGEN INC COM | $157,955 | $157,955 |
| ANSYS INC COM | $207,366 | $207,366 |
| AON PLC | $42,043 | $42,043 |
| APPLE INC COM STK | $173,824 | $173,824 |
| APPLIED MATERIALS INC COM | $97,001 | $97,001 |
| ARCELORMITTAL LUXEMBOURG N Y REGISTRY | $43,647 | $43,647 |
| ARROW ELECTR INC COM | $37,752 | $37,752 |
| ATLASSIAN CORPORATION PLC COM USD0.1 CL A | $29,000 | $29,000 |
| AURA MINERALS INC (VG) COM NPV (POST REV SPLIT) | $68,725 | $68,725 |
| AUTODESK INC COM | $217,402 | $217,402 |
| AUTOMATIC DATA PROCESSING INC COM | $70,656 | $70,656 |
| BARINGS BDC INC COM | $1,121,920 | $1,121,920 |
| BEACON ROOFING SUPPLY INC COM | $39,627 | $39,627 |
| BIO RAD LABS INC CL A | $71,119 | $71,119 |
| BLACK KNIGHT INC COM USD 0.0001 WI | $66,439 | $66,439 |
| BOK FINL CORP COM NEW | $23,009 | $23,009 |
| BROOKS AUTOMATION INC COM | $39,896 | $39,896 |
| BSTN PPTYS INC | $33,086 | $33,086 |
| CABOT OIL & GAS CORP COM | $41,367 | $41,367 |
| CALIFORNIA WTR SVC GROUP COM | $30,365 | $30,365 |
| CANADIAN NATL RY CO COM | $23,178 | $23,178 |
| CANADIAN PAC RY LTD COM NPV | $97,767 | $97,767 |
| CAPITAL ONE FINL CORP COM | $48,733 | $48,733 |
| CAPRI HOLDINGS LTD | $62,958 | $62,958 |
| CAREDX INC COM | $66,219 | $66,219 |
| CARREFOUR SA SPONSORED ADR | $62,965 | $62,965 |
| CARVANA CO CL A CL A | $28,984 | $28,984 |
| CBIZ INC COM | $42,603 | $42,603 |
| CBRE GROUP INC CL A CL A | $75,327 | $75,327 |
| CELSIUS HLDGS INC COM NEW COM NEW | $66,460 | $66,460 |
| CENTRAL PAC FINL CORP COM NEW | $28,173 | $28,173 |
| CERENCE INC COM | $86,111 | $86,111 |
| CHECK PT SOFTWARE TECHNOLOGIES | $54,360 | $54,360 |
| CHEESECAKE FACTORY INC COM | $54,478 | $54,478 |
| CHEVRON CORP COM | $57,510 | $57,510 |
| CHEWY INC CLASS A | $29,124 | $29,124 |
| CHIPOTLE MEXICAN GRILL INC COM STK | $37,441 | $37,441 |
| CHUBB LTD ORD CHF24.15 | $43,867 | $43,867 |
| CIMAREX ENERGY CO COM | $40,098 | $40,098 |
| CIN FNCL CORP COM | $44,908 | $44,908 |
| CMC MATLS INC COM | $50,383 | $50,383 |
| COCA COLA CO COM | $153,168 | $153,168 |
| COLUMBIA BKG SYS INC COM | $30,300 | $30,300 |
| COMM BANCSHARES INC COM | $39,873 | $39,873 |
| CONAGRA BRANDS INC COM USD5 | $78,322 | $78,322 |
| CONTINENTAL RES INC COM | $28,721 | $28,721 |
| CORTEVA INC COM USD 0.01 WI | $63,152 | $63,152 |
| COSTCO WHOLESALE CORP NEW COM | $34,664 | $34,664 |
| COUPA SOFTWARE INC COM | $26,774 | $26,774 |
| CROWDSTRIKE HLDGS INC CL A | $29,867 | $29,867 |
| CRYOPORT INC COM | $38,483 | $38,483 |
| CSX CORP COM STK | $57,263 | $57,263 |
| CULLEN / FROST BANKERS INC COM | $24,861 | $24,861 |
| CUMMINS INC | $58,138 | $58,138 |
| CVS HEALTH CORP COM | $93,025 | $93,025 |
| D R HORTON INC COM | $86,357 | $86,357 |
| DANAHER CORP COM | $121,289 | $121,289 |
| DARDEN RESTAURANTS INC COM | $83,146 | $83,146 |
| DENTSPLY SIRONA INC COM | $49,218 | $49,218 |
| DESCARTES SYS GROUP INC COM | $47,486 | $47,486 |
| DEUTSCHE POST AG SPONSORED ADR | $11,912 | $11,912 |
| DEXCOM INC COM | $20,704 | $20,704 |
| DIAGEO PLC SPONSORED ADR NEW | $33,509 | $33,509 |
| DMC GLOBAL INC COM | $34,038 | $34,038 |
| DOLLAR GEN CORP NEW COM | $150,365 | $150,365 |
| DOUGLAS EMMETT INC COM REIT | $65,334 | $65,334 |
| DOVER CORP COM USD 1.00 | $48,480 | $48,480 |
| DUKE RLTY CORP COM NEW REIT | $121,909 | $121,909 |
| EAST WEST BANCORP INC COM | $40,314 | $40,314 |
| EASTMAN CHEM CO COM | $45,126 | $45,126 |
| ELANCO ANIMAL HEALTH INC COM | $49,317 | $49,317 |
| ENCORE WIRE CORP COM | $29,437 | $29,437 |
| EQTY LIFESTYLE PPTYS INC REIT | $120,258 | $120,258 |
| ESSEX PPTY TR REIT | $109,925 | $109,925 |
| ESTEE LAUDER COMPANIES INC CL A USD 0.01 | $37,533 | $37,533 |
| EVERCORE INC | $51,860 | $51,860 |
| EXPERIAN PLC | $86,777 | $86,777 |
| FACEBOOK INC COM USD 0.000006 CL 'A' | $300,749 | $300,749 |
| FANUC CORPORATION | $125,845 | $125,845 |
| FARFETCH LTD COM USD 0.04 CLASS A | $7,530 | $7,530 |
| FERRARI N V FERRARI N V COMMON S TOCK | $50,035 | $50,035 |
| GARTNER INC COM | $58,309 | $58,309 |
| GATX CORP COM | $39,677 | $39,677 |
| GENERAL DYNAMICS CORP COM | $73,070 | $73,070 |
| GLOBAL PMTS INC COM | $204,865 | $204,865 |
| GOOSEHEAD INS INC COM CL A | $46,036 | $46,036 |
| GRAINGER W W INC COM | $84,118 | $84,118 |
| GUARDANT HEALTH INC COM | $8,893 | $8,893 |
| H & E EQUIP SVCS INC COM | $52,585 | $52,585 |
| HALOZYME THERAPEUTICS INC COM | $67,525 | $67,525 |
| HEALTHSTREAM INC COM STK | $24,286 | $24,286 |
| HERCULES CAPITAL INC | $33,325 | $33,325 |
| HILTON GRAND VACATIONS INC COM | $47,433 | $47,433 |
| HOME DEPOT INC COM | $28,156 | $28,156 |
| HOULIHAN LOKEY INC CL A | $48,876 | $48,876 |
| HUB GROUP INC CL A | $33,231 | $33,231 |
| ICON PLC COM | $33,342 | $33,342 |
| ILLUMINA INC COM | $52,910 | $52,910 |
| INSPIRE MED SYS INC COM | $41,944 | $41,944 |
| INTER PARFUMS INC COM | $52,808 | $52,808 |
| INTERCONTINENTAL EXCHANGE INC COM | $93,154 | $93,154 |
| INTUIT COM | $33,807 | $33,807 |
| INTUITIVE SURGICAL INC COM NEW STK | $64,630 | $64,630 |
| INVITATION HOMES INC COM | $109,682 | $109,682 |
| JOHNSON & JOHNSON COM USD1 | $102,140 | $102,140 |
| JOHNSON CTLS INTL PLC COM USD 0.01 | $56,188 | $56,188 |
| JPMORGAN CHASE & CO COM | $64,552 | $64,552 |
| KEYCORP NEW COM | $39,318 | $39,318 |
| KEYSIGHT TECHNOLOGIES INC COM | $85,726 | $85,726 |
| KIRBY CORP COM | $40,790 | $40,790 |
| KNOWLES CORP COM | $29,930 | $29,930 |
| KRATOS DEFENSE & SECURITY SOLUTIONS INC | $64,076 | $64,076 |
| KROGER CO COM | $90,707 | $90,707 |
| LAB CORP AMER HLDGS COM NEW | $41,931 | $41,931 |
| LARGO RESOURCES COM NPV (POST REV SPLIT) | $141,824 | $141,824 |
| LARGO RESOURCES LTD COMMON STOCK | $3,141,287 | $3,141,287 |
| LENNAR CORP CL A CL A | $66,168 | $66,168 |
| LENNAR CORP CL B CL B | $857 | $857 |
| LINDE PLC COM USD 0.001 | $34,783 | $34,783 |
| LIONS GATE ENTMT CORP VOTING SHARES CL A | $40,409 | $40,409 |
| LIVENT CORP COM | $59,817 | $59,817 |
| LIVEPERSON INC COM STK | $95,336 | $95,336 |
| LOWES COS INC COM | $105,776 | $105,776 |
| LULULEMON ATHLETICA INC COM | $112,762 | $112,762 |
| MARCUS & MILLICHAP INC COM | $24,944 | $24,944 |
| MARSH & MCLENNAN CO'S INC COM | $89,973 | $89,973 |
| MARTEN TRANS LTD COM | $32,220 | $32,220 |
| MARTIN MARIETTA MATLS INC COM | $58,214 | $58,214 |
| MASCO CORP COM | $64,653 | $64,653 |
| MASTERCARD INC CL A | $158,125 | $158,125 |
| MATCH GROUP INC NEW COM | $58,662 | $58,662 |
| MATERION CORP COM | $36,703 | $36,703 |
| MEDALLIA INC COM | $47,339 | $47,339 |
| MEDTRONIC PLC COMMON STOCK | $145,839 | $145,839 |
| MERCADOLIBRE INC COM STK | $140,718 | $140,718 |
| MERCK & CO INC NEW COM | $76,401 | $76,401 |
| METHANEX CORP COM STK | $66,770 | $66,770 |
| METTLER-TOLEDO INTL INC COM | $62,682 | $62,682 |
| MFC FLEXSHARES TR MORNINGSTAR GLOBAL UPSTREAM NAT RES INDEX FD | $2,410,205 | $2,410,205 |
| MFC ISHARES TR GLOBAL INFRASTRUCTURE ETFINDEX FD | $3,065,295 | $3,065,295 |
| MFC VANGUARD INDEX FDS | $10,299,960 | $10,299,960 |
| MFC VANGUARD INTL EQUITY INDEX FDS FTSE EMERGING MKTS ETF | $2,524,492 | $2,524,492 |
| MFO INVESCO DEVELOPING MARKETS FUND | $3,831,725 | $3,831,725 |
| MGM GROWTH PPTYS LLC CL A COM | $81,693 | $81,693 |
| MICROCHIP TECHNOLOGY INC COM | $151,644 | $151,644 |
| MICROSOFT CORP COM | $374,555 | $374,555 |
| MONMOUTH REAL ESTATE CORP MD | $29,202 | $29,202 |
| MOTORS LIQUIDATION CO ESCROW PFD | $38,000 | $38,000 |
| MSCI INC COMMON | $48,225 | $48,225 |
| N V R INC COM | $65,278 | $65,278 |
| NATERA INC COM | $91,857 | $91,857 |
| NATIONAL BK HLDGS CORP CL A COM STK | $25,848 | $25,848 |
| NEOGENOMICS INC COM NEW COM NEW | $75,968 | $75,968 |
| NETFLIX INC COM STK | $76,243 | $76,243 |
| NEVRO CORP COM | $41,198 | $41,198 |
| NIKE INC CL B | $104,971 | $104,971 |
| NVIDIA CORP COM | $72,064 | $72,064 |
| OLIN CORP COM | $46,345 | $46,345 |
| OSHKOSH CORPORATION | $51,814 | $51,814 |
| PACKAGING CORP AMER COM | $47,441 | $47,441 |
| PAPA JOHNS INTL INC COM | $30,716 | $30,716 |
| PARKER-HANNIFIN CORP COM | $65,378 | $65,378 |
| PAYPAL HLDGS INC COM | $228,345 | $228,345 |
| PEBBLEBROOK HOTEL TR COM STK | $72,549 | $72,549 |
| PELOTON INTERACTIVE INC | $20,330 | $20,330 |
| PHILIP MORRIS INTL COM STK NPV | $67,060 | $67,060 |
| PHILLIPS 66 COM | $39,586 | $39,586 |
| PHREESIA INC COM | $64,027 | $64,027 |
| PIONEER NAT RES CO COM | $26,878 | $26,878 |
| PNC FINANCIAL SERVICES GROUP COM STK | $59,749 | $59,749 |
| PROCTER & GAMBLE COM NPV | $60,248 | $60,248 |
| PROGRESSIVE CORP OH COM | $79,401 | $79,401 |
| PROLOGIS INC COM | $251,442 | $251,442 |
| QUALCOMM INC COM | $79,674 | $79,674 |
| RAYMOND JAMES FNCL INC COM STK | $53,384 | $53,384 |
| REGENERON PHARMACEUTICALS INC COM | $56,524 | $56,524 |
| REINSURANCE GROUP AMER INC COM NEW STK | $43,926 | $43,926 |
| RENAISSANCE RE HLDGS LTD COM | $35,485 | $35,485 |
| REPUBLIC SVCS INC COM | $84,166 | $84,166 |
| RESMED INC COM | $88,425 | $88,425 |
| RETAIL OPPORTUNITY INVTS CORP COM STK | $37,077 | $37,077 |
| REXFORD INDL RLTY INC COM | $110,301 | $110,301 |
| ROLLS ROYCE HOLDINGS PLC SPONSORED ADR | $142,834 | $142,834 |
| ROSS STORES INC COM | $125,266 | $125,266 |
| RPM INTL INC | $60,278 | $60,278 |
| S&P GLOBAL INC COM | $20,710 | $20,710 |
| SABRA HEALTH CARE REIT INC COM | $91,193 | $91,193 |
| SAIA INC COM STK | $42,488 | $42,488 |
| SALESFORCE COM INC COM STK | $143,754 | $143,754 |
| SANOFI SPONSORED ADR | $130,804 | $130,804 |
| SAP SE-SPONSORED ADR | $157,250 | $157,250 |
| SAREPTA THERAPEUTICS INC COM | $7,672 | $7,672 |
| SBA COMMUNICATIONS CORP | $122,445 | $122,445 |
| SCOTTS MIRACLE-GRO CLASS'A'COM NPV | $62,530 | $62,530 |
| SEALED AIR CORP NEW COM STK | $38,280 | $38,280 |
| SENSATA TECHNOLOGIES B V HOLDING | $59,174 | $59,174 |
| SERVICENOW INC COM USD 0.001 | $107,334 | $107,334 |
| SGS SA | $21,244 | $21,244 |
| SHIONOGI & CO LTD ADR | $18,262 | $18,262 |
| SHOPIFY INC CL A SHOPIFY INC | $157,341 | $157,341 |
| SIERRA METALS INC COM NPV | $1,210,137 | $1,210,137 |
| SIGNET JEWELERS LTD ORD USD 0.18 | $33,324 | $33,324 |
| SIKA AG ADR | $60,097 | $60,097 |
| SITEONE LANDSCAPE SUPPLY INC COM | $92,640 | $92,640 |
| SKYWEST INC COM | $17,172 | $17,172 |
| SKYWORKS SOLUTIONS INC COM | $95,703 | $95,703 |
| SMUCKER J M CO COM NEW | $53,060 | $53,060 |
| SNAP-ON INC COM | $48,946 | $48,946 |
| SNOWFLAKE INC CL A CL A | $16,040 | $16,040 |
| SPIRIT REALTY CAPITAL INC COM | $81,947 | $81,947 |
| SPLUNK INC COMSTK COM USD 0.001 | $19,707 | $19,707 |
| SPOTIFY TECHNOLOGY S A COM EUR0.025 | $34,927 | $34,927 |
| SPROUT SOCIAL INC COM CL A | $23,341 | $23,341 |
| SQUARE INC CL A CL A | $46,575 | $46,575 |
| STANLEY BLACK & DECKER INC COM | $52,497 | $52,497 |
| STARBUCKS CORP COM | $82,268 | $82,268 |
| STATE STR CORP COM | $86,827 | $86,827 |
| STERICYCLE INC COM | $61,565 | $61,565 |
| STERIS PLC ORD USD 0.001 | $58,378 | $58,378 |
| STIFEL FINL CORP COM | $55,001 | $55,001 |
| SUN COMMUNITIES INC COM | $179,757 | $179,757 |
| SYNEOS HEALTH INC COM | $48,168 | $48,168 |
| SYNOPSYS INC COM | $121,584 | $121,584 |
| SYSCO CORP COM | $134,040 | $134,040 |
| SYSMEX CORP ADR | $41,443 | $41,443 |
| TAKEDA PHARMACEUTICAL CO LTD SPONSORED ADS | $151,406 | $151,406 |
| TARGET CORP COM STK | $7,591 | $7,591 |
| TELADOC HEALTH INC | $20,396 | $20,396 |
| TERRENO RLTY CORP | $34,930 | $34,930 |
| TESLA INC COM USD 0.001 | $155,953 | $155,953 |
| THE TRADE DESK INC COM CL A | $28,035 | $28,035 |
| TJX COS INC COM NEW | $93,625 | $93,625 |
| TOPBUILD CORP COM | $49,886 | $49,886 |
| TTEC HLDGS INC COM USD 0.01 | $44,269 | $44,269 |
| TWILIO INC CL A CL A | $51,791 | $51,791 |
| TWITTER INC COM | $60,810 | $60,810 |
| TYSON FOODS INC CL A COM (DELAWARE) | $42,466 | $42,466 |
| U S PHYSICAL THERAPY COM | $47,138 | $47,138 |
| UBER TECHNOLOGIES INC COM USD 0.00001 | $44,931 | $44,931 |
| UDR INC COM STK | $115,674 | $115,674 |
| UNION PAC CORP COM | $24,986 | $24,986 |
| UNITEDHEALTH GROUP INC COM | $180,600 | $180,600 |
| US BANCORP | $99,330 | $99,330 |
| VANGUARD FTSE DEVELOPED MARKETS ETF | $6,100,807 | $6,100,807 |
| VERACYTE INC COM | $59,071 | $59,071 |
| VEREIT INC COM | $90,998 | $90,998 |
| VERTEX PHARMACEUTICALS INC COM | $19,853 | $19,853 |
| VICI PPTYS INC COM | $141,551 | $141,551 |
| VICOR CORP COM | $53,027 | $53,027 |
| VISA INC COM CL A STK | $186,577 | $186,577 |
| VISTEON CORP COM NEW COM NEW | $54,099 | $54,099 |
| WALGREENS BOOTS ALLIANCE INC COM | $21,017 | $21,017 |
| WASHINGTON REAL ESTATE INVT TR SH BEN | $69,194 | $69,194 |
| WEC ENERGY GROUP INC COM | $54,942 | $54,942 |
| WELLTOWER INC COM REIT | $137,899 | $137,899 |
| WOODWARD INC COM | $63,074 | $63,074 |
| WORKDAY INC CL A COM USD 0.001 | $23,003 | $23,003 |
| WW INTL INC COM | $30,110 | $30,110 |
| XILINX INC COM | $90,875 | $90,875 |
| XYLEM INC COM | $57,613 | $57,613 |
| YANDEX N.V. COM USD0.01 CL 'A | $20,874 | $20,874 |
| ZOETIS INC COM USD0.01 CL 'A' | $107,079 | $107,079 |
| ZOOM VIDEO COMMUNICATIONS INC CL A | $8,754 | $8,754 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (35 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ARIAS RESOURCE CAPITAL | FMV | $765,189 | $765,189 |
| ASIA-PACIFIC CREDIT | FMV | $1,660,688 | $1,660,688 |
| ELM PARK ADVANTEDGE | FMV | $583,615 | $583,615 |
| ELM PARK CREDIT III | FMV | $437,533 | $437,533 |
| ELM PARK CREDIT OPP FUND II | FMV | $330,663 | $330,663 |
| EMERGING EUROPE | FMV | $698,512 | $698,512 |
| ETON PARK OVERSEAS FUND | FMV | $1,095 | $1,095 |
| FORTRESS MSR | FMV | $371,427 | $371,427 |
| GCP FUND III REIT & CORP | FMV | $3,335,753 | $3,335,753 |
| GCP FUND IV REIT | FMV | $1,397,367 | $1,397,367 |
| GCP FUND V REIT | FMV | $41,526 | $41,526 |
| GS MEZZANINE | FMV | $41,878 | $41,878 |
| GS MIDDLE MARKET LENDING CORP | FMV | $1,696,709 | $1,696,709 |
| INVESCO MORTG RECOVERY | FMV | $58,229 | $58,229 |
| KAYNE ANDERSON RE DEBT | FMV | $1,661,462 | $1,661,462 |
| KAYNE RENEWABLE OPPORTUNITIES | FMV | $126,314 | $126,314 |
| LARGO RES LTD WARRANT CERT | FMV | $863,838 | $863,838 |
| MARTIS PARTNERS III | FMV | $668,473 | $668,473 |
| NATRON ENERGY INC. | FMV | $250,000 | $250,000 |
| NEWLAKE REIT | FMV | $1,500,000 | $1,500,000 |
| OAKTREE RE DEBT FUND CAYMAN | FMV | $56,304 | $56,304 |
| OAKTREE RE DEBT II FEED CAYMAN | FMV | $318,132 | $318,132 |
| OHA EUROPEAN SCF OFFSHORE | FMV | $81,422 | $81,422 |
| OLEA SPECIAL OPP | FMV | $1,209,930 | $1,209,930 |
| PENNANTPARK SENIOR CREDIT CAYMAN | FMV | $999,319 | $999,319 |
| SCG ATLAS | FMV | $536,032 | $536,032 |
| SIJ, LLC | FMV | $853,380 | $853,380 |
| SKELLIG OFFSHORE | FMV | $43,967 | $43,967 |
| STARWOOD OPPORTUNITY FUND | FMV | $329,225 | $329,225 |
| TACONIC CRE DISLOCATION | FMV | $1,139,194 | $1,139,194 |
| TACONIC EUROPEAN FUND II | FMV | $1,167,868 | $1,167,868 |
| TACONIC SIDECAR OFFSHORE III | FMV | $2,000,031 | $2,000,031 |
| TAIGA SPECIAL OPP | FMV | $916,238 | $916,238 |
| VWH OFFSHORE FUND LP | FMV | $706,358 | $706,358 |
| XPV WATER FUND | FMV | $464,348 | $464,348 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (3 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| FURNITURE & EQUIPMENT | $281,575 | $281,380 | $195 | $195 |
| COMPUTER EQUIPMENT | $111,206 | $101,488 | $9,718 | $9,718 |
| LEASEHOLD IMPROVEMENTS | $558,015 | $505,337 | $52,678 | $52,678 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $76,961 | LegalFeesAmt |
| Net Investment Income | $812 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $81,839 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| SECURITY DEPOSIT | $15,096 | $15,096 | $15,096 |
| INTEREST RECEIVABLE | $102,273 | $96,580 | $96,580 |
| DIVIDENDS RECEIVABLE | $845,219 | $27,529 | $27,529 |
| PARTNERSHIP DISTRIBUTION RECEIVABLE | $35,518 | $93,467 | $93,467 |
| PROGRAM-RELATED INVESTMENT: CIVICA, INC. | $2,559,940 | $4,217,309 | $4,217,309 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| COMPUTER EXPENSE | $21,853 | $5,463 | $15,392 |
| DUES & SUBSCRIPTIONS | $28,700 | $0 | $32,454 |
| FEES | $9,451 | $2,363 | $7,019 |
| GRANTEE PROJECT EXPENSES | $0 | $0 | $909 |
| INSURANCE | $28,447 | $6,107 | $11,908 |
| IT SUPPORT | $39,400 | $9,850 | $30,616 |
| MISCELLANEOUS EXPENSES | $178 | $45 | $134 |
| POSTAGE | $2,862 | $715 | $2,146 |
| SUPPLIES | $9,545 | $2,391 | $6,892 |
| TELEPHONE | $36,986 | $9,247 | $30,904 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| INVESTMENT PARTNERSHIP INCOME | $1,066,793 | $1,066,793 | $1,066,793 |
| PROGRAM-RELATED INVESTMENT - INTEREST INCOME | $186,984 | $186,984 | $186,984 |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | UNREALIZED LOSS ON INVESTMENTS | Desc |
| Amt | $2,097,480 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | LIABILITIES UNDER OPTION CONTRACTS | Desc |
| BOY Book Value | $65,500 | BOYBookValueAmt |
| EOY Book Value | $0 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADVOCACY AND ADMINISTRATION | $663,140 | $0 | $744,230 |
| INVESTMENT FEES | $405,701 | $405,701 | $0 |
| TEMPORARY EMPLOYEE SALARIES | $4,758 | $0 | $4,758 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| PAYROLL TAXES | $59,233 | $12,716 | $45,836 |
| OTHER TAXES | $2,485 | $633 | $0 |
| USE TAX | $129 | $32 | $97 |
Comments