WEST ENDOWMENT: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- WEST ENDOWMENT (EIN 76-0481204)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-06-01
- IRS object ID
- 202121529349100207
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Assets Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-06-01T09:10:46-05:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1330 POST OAK BLVD STE 2400 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77056 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 760481204 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | THE WEST ENDOWMENT | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | WEST | BusinessNameControlTxt |
| Phone | 7139619699 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 491 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 770010491 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | WILLIAM WEST LLOYD | PersonNm |
| Person Title | PRESIDENT | PersonTitleTxt |
| Phone | 7139619699 | PhoneNum |
| Signature | 2021-05-20 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | WILLIAM | PersonFirstNm |
| Person Last | WEST LLOYD | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JAMIE SANDERS | PreparerPersonNm |
| PTIN | P01508979 | PTIN |
| Phone | 7136253500 | PhoneNum |
| Preparation | 2021-05-20 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $12,572,040 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $20,742 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $20,742 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $150,196 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $150,196 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $221,972 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $2,130,369 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $221,972 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $102,791 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $78,875 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $0 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $495,701 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $471,785 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $0 | TotalAdjNetIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Adj Net Incm | $0 | CompOfcrDirTrstAdjNetIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $6,951 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $3,475 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Adj Net Incm | $0 | AccountingFeesAdjNetIncmAmt |
| Accounting Fees Chrtbl Prps | $3,476 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $53,948 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $53,948 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Adj Net Incm | $0 | OtherProfFeesAdjNetIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $17,595 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $7,207 | TaxesNetInvstIncmAmt |
| Taxes Adj Net Incm | $0 | TaxesAdjNetIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $1,538 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $1,538 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Adj Net Incm | $0 | OtherExpensesAdjNetIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $80,032 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $66,168 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Adj Net Incm | $0 | TotOprExpensesAdjNetIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $3,476 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $571,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $571,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $651,032 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $66,168 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Adj Net Incm | $0 | TotalExpensesAdjNetIncmAmt |
| Total Expenses Dsbrs Chrtbl | $574,476 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$155,331 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $405,617 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $3,152,388 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $2,989,187 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $2,989,187 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses BOY | -$2,062 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | -$1,588 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | -$1,588 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $2,988,415 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,999,383 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $3,000,000 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $3,175,955 | CorporateStockBOYAmt |
| Corporate Stock EOY | $3,319,735 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $5,554,907 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $859,926 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $712,804 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $767,534 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $930 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $700 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $700 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,589 | OtherAssetsBOYAmt |
| Other Assets EOY | $1,589 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $261,300 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $10,177,141 | TotalAssetsBOYAmt |
| Total Assets EOY | $10,021,810 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $12,572,040 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $7,660,454 | CapitalStockBOYAmt |
| Capital Stock EOY | $7,882,426 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $2,516,687 | RetainedEarningBOYAmt |
| Retained Earning EOY | $2,139,384 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $10,177,141 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $10,021,810 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $10,177,141 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $10,021,810 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $10,177,141 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$155,331 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $10,021,810 | SubtotalAmt |
| Other Decreases | $0 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $10,021,810 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (57 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | SoldSoldDt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt | Gross Sales PriceGrossSalesPriceAmt |
|---|---|---|---|---|---|---|
| $35K ICAHN 2/1/22 NOTE | 2019-02-03 | 2020-02-03 | $379 | -$379 | -$379 | |
| $35K ICAHN 2/1/22 NOTE | 2019-02-03 | 2020-02-03 | $34,763 | $237 | $237 | $35,000 |
| $35K OCEANEERING INTL NOTE 3/16/20 | 2020-02-12 | 2020-03-16 | $33,802 | -$17,659 | -$17,659 | $16,143 |
| $35K OWENS&MINOR NOTE | 2020-02-12 | 2020-06-22 | $29,149 | $2,351 | $2,351 | $31,500 |
| $35K OWENS&MINOR NOTE | 2020-01-01 | 2020-06-22 | $355 | -$355 | -$355 | |
| .556 FRAC SH ST INGERSOLL RAND INC (IR) | 2019-03-29 | 2020-03-06 | $14 | $4 | $4 | $18 |
| 100 SH LT BLACKROCK INC (BLK) | 2019-03-11 | 2020-03-11 | $25,168 | $17,293 | $17,293 | $42,461 |
| 1000 SH LT HELMERICH & PAYNE (HP) | 2019-02-25 | 2020-02-25 | $57,663 | -$16,834 | -$16,834 | $40,829 |
| 1000 SH ST T-MOBILE RTS (TMUSR) | 2020-06-24 | 2020-07-21 | $260 | -$116 | -$116 | $144 |
| 10500 SH ST FORD MTRS (F) | 2020-01-01 | 2020-08-12 | $66,449 | $7,993 | $7,993 | $74,442 |
| 1250 SH BLACKSTONE GROUP INC (BX) | 2020-01-01 | 2020-03-20 | $70,013 | -$24,089 | -$24,089 | $45,924 |
| 1250 SH LT LVS LAS VEGAS SNDS | 2019-01-23 | 2020-01-23 | $83,221 | $3,458 | $3,458 | $86,679 |
| 2000 SH LT ISH MSCI EMRGNG MKTS (EEM) | 2019-02-25 | 2020-02-25 | $84,178 | -$700 | -$700 | $83,478 |
| 25 SH ST BLACKROCK INC (BLK) | 2020-01-23 | 2020-03-11 | $13,441 | -$2,826 | -$2,826 | $10,615 |
| 250 SH ST BAUSCH HLTH (BHC) | 2020-01-23 | 2020-03-16 | $7,286 | -$3,519 | -$3,519 | $3,767 |
| 250 SH ST DOCUSIGN INC (DOCU) | 2020-02-12 | 2020-10-06 | $21,606 | $35,258 | $35,258 | $56,864 |
| 250 SH ST QUALYS INC (QLYS) | 2020-01-23 | 2020-03-11 | $21,549 | -$2,720 | -$2,720 | $18,829 |
| 2500 SH ST AT&T 5.35% GBL NTS (TBB) | 2020-01-23 | 2020-03-16 | $66,609 | -$7,835 | -$7,835 | $58,774 |
| 2750 SH ST UBER TECH. (UBER) | 2020-01-01 | 2020-03-11 | $99,333 | -$27,422 | -$27,422 | $71,911 |
| 3000 SH LT WISDOMTREE EMG MKTS (DEM) | 2019-02-25 | 2020-02-25 | $131,556 | -$7,509 | -$7,509 | $124,047 |
| 3000 SH ST TAKEDA PHARMACEUTICAL (TAK) | 2020-01-01 | 2020-03-09 | $60,750 | -$8,000 | -$8,000 | $52,750 |
| 498 SH ST INGERSOLL RAND (IR) | 2020-01-01 | 2020-03-09 | $13,677 | -$1,804 | -$1,804 | $11,873 |
| 500 SH ST HELMERICH & PAYNE (HP) | 2020-01-23 | 2020-02-25 | $20,992 | -$577 | -$577 | $20,415 |
| 565 SH ST TRANE TECHNOLOGIES (TT) | 2019-03-29 | 2020-03-09 | $47,221 | $11,922 | $11,922 | $59,143 |
| 600 SH LT MMP MAGELLAN MDSTRM | 2019-01-23 | 2020-01-23 | $13,921 | $24,736 | $24,736 | $38,657 |
| 600 SH LT MMP MAGELLAN MIDSTRM PRT | 2019-01-23 | 2020-01-23 | $23,932 | -$23,932 | -$23,932 | |
| 725 SH ST EXACT SCIENCES (EXAS) | 2020-01-23 | 2020-03-11 | $66,211 | -$23,216 | -$23,216 | $42,995 |
| 750 SH LT QUALYS INC (QLYS) | 2019-03-11 | 2020-03-11 | $56,272 | $218 | $218 | $56,490 |
| 750 SH ST JD.COM INC (JD) | 2020-04-07 | 2020-10-06 | $32,152 | $25,488 | $25,488 | $57,640 |
| $11K MBIA 8/15/22 NOTE | 2018-03-13 | 2020-12-15 | $10,964 | $36 | $36 | $11,000 |
| $20K CHEMOURS CO 5/15/23 NOTE | 2016-12-16 | 2020-12-01 | $20,275 | $56 | $56 | $20,331 |
| $25K COVANTA HLDG NOTE | 2018-03-13 | 2020-09-10 | $25,108 | $382 | $382 | $25,490 |
| $25K HECLA MINING NOTE | 2016-12-16 | 2020-03-19 | $25,202 | -$202 | -$202 | $25,000 |
| CAPITAL GAIN DISTRIBUTION | 2019-12-31 | 2020-12-31 | $971 | $971 | $971 | |
| $25K FRONTIER (GTE) NORTH 2/15/28 NOTE | 2016-12-16 | 2020-06-01 | $21,272 | -$213 | -$213 | $21,059 |
| $25K HILTON WORLDWIDE NOTE 3/16/20 | 2019-02-07 | 2020-03-16 | $25,095 | -$2,770 | -$2,770 | $22,325 |
| $25K MARATHON OIL NOTE 3/16/20 | 2016-12-16 | 2020-03-16 | $24,319 | -$5,159 | -$5,159 | $19,160 |
| $25K WPX ENERGY 9/15/24 NOTE | 2018-03-13 | 2020-03-17 | $25,189 | -$10,241 | -$10,241 | $14,948 |
| $45K UNIT CORP 5/15/21 NOTE | 2019-06-02 | 2020-06-02 | $43,015 | -$38,297 | -$38,297 | $4,718 |
| 10 SH LT AMAZON.COM (AMZN) | 2013-04-25 | 2020-10-06 | $2,739 | $28,895 | $28,895 | $31,634 |
| 100 SH LT ADOBE INC (ADBE) | 2018-01-03 | 2020-10-06 | $18,126 | $30,419 | $30,419 | $48,545 |
| 100 SH LT MARKETAXESS HLDGS (MKTX) | 2017-12-07 | 2020-10-06 | $19,664 | $30,164 | $30,164 | $49,828 |
| 100 SH LT NVIDIA CORP (NVDA) | 2018-01-04 | 2020-10-06 | $21,391 | $34,317 | $34,317 | $55,708 |
| 100 SH LT PAYCOM SOFTWARE (PAYC) | 2015-02-04 | 2020-10-19 | $2,721 | $35,879 | $35,879 | $38,600 |
| 115 SH LT MSCI INC (MSCI) | 2017-12-07 | 2020-10-06 | $14,810 | $26,070 | $26,070 | $40,880 |
| 1400 SH LT WESTERN DIGITAL (WDC) | 2019-11-10 | 2020-11-10 | $53,021 | $5,115 | $5,115 | $58,136 |
| 150 SH LT NVIDIA CORP (NVDA) | 2018-01-04 | 2020-07-01 | $32,087 | $24,760 | $24,760 | $56,847 |
| 200 SH LT APPLE INC (AAPL) | 2013-04-02 | 2020-10-19 | $3,121 | $20,598 | $20,598 | $23,719 |
| 2000 SH LT BAUSCH HLTH (BHC) | 2017-06-06 | 2020-03-16 | $25,042 | $5,090 | $5,090 | $30,132 |
| 250 SH LT TELADOC HEALTH (TDOC) | 2019-01-08 | 2020-10-06 | $13,400 | $42,421 | $42,421 | $55,821 |
| 250 SH LT TELADOC HEALTH (TDOC) | 2019-01-08 | 2020-07-01 | $13,400 | $33,696 | $33,696 | $47,096 |
| 350 SH LT HONEYWELL INTL (HON) | 2017-01-04 | 2020-03-16 | $39,192 | $7,840 | $7,840 | $47,032 |
| 350 SH LT T-MOBILE US (TMUS) | 2018-03-13 | 2020-10-06 | $22,969 | $16,946 | $16,946 | $39,915 |
| 400 SH LT SVB FINCL GRP (SIVB) | 2019-03-11 | 2020-03-11 | $107,719 | -$46,289 | -$46,289 | $61,430 |
| 400 SH LT VISA INC (V) | 2018-03-13 | 2020-03-11 | $49,533 | $19,905 | $19,905 | $69,438 |
| 50 SH LT IDEXX LABS (IDXX) | 2019-10-06 | 2020-10-06 | $2,222 | $17,368 | $17,368 | $19,590 |
| 7000 SH LT FORD MTRS (F) | 2019-10-06 | 2020-08-12 | $64,879 | -$15,251 | -$15,251 | $49,628 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $221,972 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | -$37,122 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $5,638 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $5,638 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $5,638 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $8,800 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $8,800 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $3,162 | OverpaymentAmt |
| Applied To ES Tax | $3,162 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | THE WEST ENDOWMENT | IndividualWithBooksNm |
| Phone | 7139619699 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1600 WEST LOOP SOUTH SUITE 2620 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77027 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (1) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | 0 | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (6 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MARGENE WEST LLOYD | ||||||||
| PO BOX 491 | HOUSTON | TX | 77001 | VP, TREASURER & ASST SEC/DIRECTOR | 2.00 | $0 | $0 | $0 |
| KAREN SCOGGINS | ||||||||
| PO BOX 491 | HOUSTON | TX | 77001 | ASST TREASURER | 1.00 | $0 | $0 | $0 |
| WILLIAM WEST LLOYD | ||||||||
| PO BOX 491 | HOUSTON | TX | 77001 | PRESIDENT/DIRECTOR | 2.00 | $0 | $0 | $0 |
| RONALD S WEBSTER | ||||||||
| PO BOX 491 | HOUSTON | TX | 77001 | SECRETARY / DIRECTOR | 0.39 | $0 | $0 | $0 |
| ROGER A SOAPE | ||||||||
| PO BOX 491 | HOUSTON | TX | 77001 | VP/DIRECTOR | 0.20 | $0 | $0 | $0 |
| PETER K JAMESON | ||||||||
| PO BOX 491 | HOUSTON | TX | 77001 | DIRECTOR | 0.08 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | THE WEST ENDOWMENT MADE SEVERAL CONTRIBUTIONS TO VARIOUSORGANIZATIONS FOR VARIOUS CHARITABLE PURPOSES, INCLUDINGEDUCATIONAL, MEDICAL, AND GENERAL PURPOSES. | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $8,731,212 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $3,067,742 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $265,114 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $12,064,068 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $12,064,068 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $180,961 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $11,883,107 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $594,155 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $594,155 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $5,638 | TaxBasedOnInvestmentIncomeAmt |
| Income Tax | $4,750 | IncomeTaxAmt |
| Total Tax | $10,388 | TotalTaxAmt |
| Distributable Before Adj | $583,767 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $583,767 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $583,767 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $574,476 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $574,476 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $574,476 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $583,767 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $571,279 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $574,476 | QualifyingDistributionsAmt |
| Applied To Year1 | $571,279 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $3,197 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $580,570 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | MARGENE WEST LLOYD | ContributingManagerNm |
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | COORDINATOR OF GRANTS | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 491 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77001 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 7139619699 | RecipientPhoneNum |
| Form And Info And Materials | LETTER FORM SPECIFYING PURPOSE OF APPLICATION AND AMOUNT OF CONTRIBUTION REQUESTED. | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | NONE | SubmissionDeadlinesTxt |
| Restrictions On Awards | THE WEST ENDOWMENT WAS ORGANIZED FOR THE PURPOSE OF MAKING CHARITABLE CONTRIBUTIONS TO RELIGIOUS, CHARITABLE, SCIENTIFIC, LITERARY, AND/OR EDUCATIONAL ORGANIZATIONS WITHIN THE MEANING OF SECTION 501(C)(3) OF THE INTERNAL REVENUE CODE OF 1986. THE WEST ENDOWMENT DOES NOT MAKE GRANTS TO INDIVIDUALS. IN CONSIDERING REQUESTS FOR GRANTS, THE ENDOWMENT PLACES PRIORITY ON ORGANIZATIONS AND PROGRAMS SERVING HARRIS COUNTY AND THE STATE OF TEXAS. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (14 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|
| CHILD ADVOCATES INCORPORATED | ||||||
| 3701 KIRBY DR 400 | HOUSTON | TX | 77098 | PC | GENERAL PURPOSE | $10,000 |
| CHRIST CHURCH CATHEDRAL | ||||||
| 1117 TEXAS AVENUE | HOUSTON | TX | 77002 | PC | RELIGIOUS PURPOSE | $10,000 |
| GUIDE DOGS OF TEXAS INC | ||||||
| 1503 ALLENA DR | SAN ANTONIO | TX | 78213 | PC | GENERAL PURPOSE | $15,000 |
| HOUSTON HOSPICE | ||||||
| 1905 HOLCOMBE BLVD | HOUSTON | TX | 77030 | PC | MEDICAL PURPOSE | $15,000 |
| HOUSTON METHODIST HOSPITAL FOUNDATION | ||||||
| 1707 SUNSET BLVD | HOUSTON | TX | 77005 | PC | MEDICAL PURPOSE | $150,000 |
| KATY PRAIRIE CONSERVANCY | ||||||
| 5615 KIRBY DR 867 | HOUSTON | TX | 77005 | PC | GENERAL PURPOSE | $50,000 |
| MUSEUM OF HEALTH & MEDICAL SCIENCE | ||||||
| 1515 HERMANN DR | HOUSTON | TX | 77004 | PC | GENERAL PURPOSE | $30,000 |
| THE NATURE DISCOVERY CENTER INC | ||||||
| 7112 NEWCASTLE ST | BELLAIRE | TX | 77401 | PC | GENERAL PURPOSE | $10,000 |
| NEW HOPE HOUSING INC | ||||||
| 3315 HARRISBURG BLVD 400 | HOUSTON | TX | 77003 | PC | GENERAL PURPOSE | $30,000 |
| REMIND | ||||||
| P O BOX 27607 | HOUSTON | TX | 77227 | PC | GENERAL PURPOSE | $15,000 |
| SALVATION ARMY | ||||||
| 1500 AUSTIN ST | HOUSTON | TX | 77002 | PC | GENERAL PURPOSE | $11,000 |
| INSTITUTE FOR REHABILITATION & RSCH FND | ||||||
| 9301 SOUTHWEST FWY | HOUSTON | TX | 77074 | PC | MEDICAL PURPOSE | $100,000 |
| TRINITY UNIVERSITY | ||||||
| ONE TRINITY PLACE | SAN ANTONIO | TX | 78212 | PC | EDUCATIONAL PURPOSE | $75,000 |
| WILL ERWIN HEADACHE RESEARCH FOUNDATION | ||||||
| 609 MAIN STREET SUITE 2350 | HOUSTON | TX | 77002 | PC | MEDICAL PURPOSE | $50,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $571,000 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $20,742 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $150,196 | ExclusionAmt |
Net Rntl Incm Re Debt Fincd Prop NetRntlIncmReDebtFincdPropGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 16 | ExclusionCd |
Other Investment Incm Part VII OtherInvestmentIncmPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 523000 | BusinessCd |
| Unrelated Business Taxbl Incm | $23,916 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 15 | ExclusionCd |
| Exclusion | $78,875 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $221,972 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $23,916 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $471,785 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $495,701 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $6,951 | Amt |
| Net Investment Income | $3,475 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $3,476 | DisbursementsCharitablePrpsAmt |
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | SUPPLEMENT TO PART VII-B, QUESTION 1A (3) | IdentifierTxt |
| Form And Line Reference | MAIN FORM | FormAndLineReferenceDesc |
| Medium Explanation | THE TAXPAYER RECEIVES ADMINISTRATIVE SERVICES AND THE USE OFFACILITIES FREE OF CHARGE FROM DOMINION CORPORATION, WHICH IS OWNED 100% BY CERTAIN FOUNDATION MANAGERS. SUCH SERVICES ARE IN THE FORM OF OFFICE SPACE, SUPPLIES AND OFFICE PERSONNEL TO PERFORM ADMINISTRATIVE AND ACCOUNTING DUTIES. THE USE OF THE SERVICE AND FACILITIES IS NOT SELF DEALING ACTIVITY SINCE THE TAXPAYER IS USING THESE ITEMS EXCLUSIVELYFOR TAX EXEMPT PURPOSES AND THEY ARE BEING FURNISHED WITHOUTCHARGE. (IRC SECTION 4941 AND REGULATION 53.4941(D)-3) | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (24 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| FIDELITY NOTES | $99,743 | $102,808 |
| THE ADT CORPORATION NOTE M/W CLBL 3.5% 07/15/2022 | $22,228 | $25,656 |
| ALLEGHENY LUDLUM CORP DEBENTURE UNSECURED 6.95% 12/15/2025 | $27,923 | $32,250 |
| ANTERO MIDSTREAM PARTNERS LP NOTE M/W CLBL 5.375% 09/15/2024 | $31,556 | $34,125 |
| BALL CORP NOTE M/W CLBL 4.0% 11/15/2023 | $24,867 | $26,625 |
| BRINKER INTERNATIONAL INC NOTE M/W CLBL 3.875% 05/15/2023 | $19,142 | $20,025 |
| BUNGE LTD FINANCE CORP NOTE M/W CLBL 4.35% 03/15/2024 | $24,904 | $27,578 |
| CAPITAL ONE FINANCIAL CORP NOTE M/W CLBL 4.2% 10/29/2025 | $25,075 | $28,543 |
| COEUR MINING INC NOTE CLBL 5.875% 06/01/2024 | $24,396 | $25,188 |
| CONTINENTAL RESOURCES INC NOTE M/W CLBL 5% 09/15/2022 | $21,501 | $25,038 |
| CORECIVIC INC NOTE M/W CLBL 4.75% 10/15/2027 | $32,250 | $31,106 |
| DXC TECHNOLOGY COMPANY NOTE M/W CLBL 5.875% 03/01/2024 | $30,110 | $32,733 |
| EMC CORP MASS NOTE M/W CLBL 3.375% 06/01/2023 | $18,586 | $20,959 |
| FORD MOTOR CREDIT CO LLC NOTE M/W CLBL 4.1% 08/20/2025 | $38,633 | $39,673 |
| FREEPORT-MCMORAN INC NOTE M/W CLBL 4.55% 11/14/2024 | $24,498 | $27,313 |
| LIBERTY INTERACTIVE CORP DEBENTURE UNSECURED M/W CLBL 8.5% 07/15/2029 | $36,839 | $39,244 |
| NAVIENT CORP NOTE M/W CLBL 5.875% 10/25/2024 | $33,908 | $37,188 |
| OWENS CORNING NOTE M/W CLBL 4.2% 12/01/2024 | $34,996 | $38,909 |
| PITNEY BOWES INC NOTE M/W CLBL 5.95% 04/01/2023 | $27,797 | $30,600 |
| SPECTRUM BRANDS HOLDINGS INC NOTE M/W CLBL 6.125% 12/15/2024 | $25,402 | $25,531 |
| TEMPUR SEALY INTERNATIONAL INC NOTE M/W CLBL 5.5% 6/15/2026 | $19,859 | $20,814 |
| TOLL BROS FINANCE CORP NOTE M/W CLBL 4.875% 11/15/2025 | $19,948 | $22,450 |
| VALVOLINE INC NOTE M/W CLBL 4.375% 08/15/2025 | $24,144 | $25,819 |
| WESTINGHOUSE AIR BRAKE TECH CO NOTE M/W CLBL 4.4% 03/15/2024 | $24,499 | $27,359 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (52 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| EXXONMOBIL CORPORATION | $187,482 | $164,880 |
| AT&T, INC | $183,879 | $181,188 |
| JOHNSON & JOHNSON | $32,270 | $125,904 |
| SUNCOR ENERGY COM NPV NEW | $124,454 | $72,825 |
| ADIDAS AG ADR | $41,299 | $82,345 |
| ADOBE INC COM | $36,252 | $100,023 |
| AFFILIATED MANAGERS GROUP 5.875% JR SUB NTS | $66,946 | $69,374 |
| ALIBABA GROUP HOLDING LTD ADR | $75,920 | $93,091 |
| ALTERYX INC COM CL A | $67,349 | $79,164 |
| AMAZON.COM INC COM | $22,290 | $162,847 |
| AMERICAN FINANCE TRUST INC 7.5% PRF STK SE | $86,535 | $102,360 |
| APOLLO GLOBAL MANAGEMENT INC COM CL A | $59,852 | $97,960 |
| APPLE INC COM | $14,993 | $132,690 |
| B RILEY FINANCIAL INC SR NT 7.5% | $87,648 | $101,880 |
| BLACKROCK CORP HIGH YIELD FD COM | $215,995 | $228,600 |
| BLACKSTONE MORTGAGE TRUST INC COM | $97,228 | $96,355 |
| BLOOMIN BRANDS INC COM | $55,077 | $63,115 |
| CHECK POINT SOFTWARE COM | $84,761 | $106,328 |
| CONSTELLATION BRANDS INC COM | $43,898 | $76,668 |
| CVS HEALTH CORPORATION COM | $59,060 | $68,300 |
| CYBERARK SOFTWARE LTD COM | $34,888 | $121,193 |
| DOCUSIGN INC COM | $43,213 | $111,150 |
| EDWARDS LIFE SCIENCES COM | $32,333 | $95,792 |
| EVERGY INC COM | $50,599 | $55,510 |
| FORTINET INC | $41,693 | $148,530 |
| IDEXX LABORATORIES INC COM | $10,826 | $124,968 |
| INTUITIVE SURGICAL INC COM | $19,476 | $122,715 |
| JD.COM INC ADR | $53,587 | $109,875 |
| JP MORGAN CHASE & CO COM | $93,040 | $127,070 |
| MARKETAXESS HOLDINGS INC COM | $29,670 | $85,584 |
| MARRIOTT INTERNATIONAL INC COM CL A | $61,750 | $82,450 |
| MASTERCARD INC COM CL A | $18,582 | $124,929 |
| METLIFE INC. .75% DEP SHS EA REP NN CUM | $72,682 | $74,800 |
| MSCI INC COM | $25,756 | $89,306 |
| NETFLIX INC COM | $24,328 | $108,146 |
| NVIDIA CORP COM | $43,400 | $156,660 |
| OGE ENERGY CORP COM | $83,407 | $87,615 |
| PAYCOM SOFTWARE INC COM | $8,163 | $135,675 |
| PAYPAL HOLDINGS INC COM | $70,119 | $140,520 |
| PELOTON INTERACTIVE INC COM CL A | $70,270 | $128,962 |
| PHILLIPS 66 COM | $101,224 | $97,916 |
| ROPER TECHNOLOGIES INC COM | $59,756 | $75,441 |
| SALESFORCE.COM INC COM | $16,939 | $89,012 |
| T-MOBILE US INC COM | $43,142 | $87,653 |
| TELADOC HEALTH INC COM | $26,792 | $99,980 |
| TESLA INC COM | $102,964 | $123,492 |
| TRAVELCENTERS OF AMERICA 8.25% SR NOTES DUE | $91,700 | $106,720 |
| ULTA BEAUTY INC | $71,148 | $86,148 |
| VERIZON COMMUNICATONS COM | $65,597 | $73,438 |
| WALMART INC COM | $53,107 | $86,490 |
| WERNER ENTERPRISES INC COM | $76,376 | $78,440 |
| WYNN RESORTS LTD COM | $80,020 | $112,830 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $2,999,383 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $3,000,000 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category Or Item | ACCOUNTS RECEIVABLE | CategoryOrItemTxt |
| Listed At Cost Or FMV | AT COST | ListedAtCostOrFMVCd |
| Book Value | $700 | BookValueAmt |
| EOYFMV | $700 | EOYFMVAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | OIL AND GAS ROYALTY PROPERTIES | Desc |
| BOY Book Value | $1,589 | BOYBookValueAmt |
| EOY Book Value | $1,589 | EOYBookValueAmt |
| EOYFMV | $261,300 | EOYFMVAmt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| LIABILITY INSURANCE (D&O) | $902 | $902 | $0 | $0 |
| ADMINISTRATIVE EXPENSE | $636 | $636 | $0 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (5 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| OIL & GAS ROYALTIES | $69,529 | $69,529 | $0 |
| PARTNERSHIP ORDINARY LOSS - UBTI | -$16 | $0 | $0 |
| OTHER GAINS & LOSSES UBTI | $23,932 | $0 | $0 |
| MISCELLANEOUS INCOME | $260 | $260 | $0 |
| LEASE BONUS & RENTAL INCOME | $9,086 | $9,086 | $0 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| AD VALOREM CONSULTANT | $300 | $300 | $0 | $0 |
| INVESTMENT ADVISOR | $50,148 | $50,148 | $0 | $0 |
| O&G CONSULTANT | $3,500 | $3,500 | $0 | $0 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (4 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|---|
| PRODUCTION TAXES - ROYALTIES | $2,246 | $2,246 | $0 | $0 |
| AD VALOREM TAXES | $4,095 | $4,095 | $0 | $0 |
| FOREIGN TAXES | $866 | $866 | $0 | $0 |
| EXCISE & INCOME TAX | $10,388 | $0 | $0 | $0 |
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