BERGER NORTH FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- BERGER NORTH FOUNDATION (EIN 27-3132546)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-12-15
- IRS object ID
- 202113499349100316
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Depreciation Schedule
- General Explanation Attachment
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-12-15T15:48:56-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
| Disaster Relief | New York-Hurricane Ida | DisasterReliefTxt |
Preparer Firm PreparerFirmGrp
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FOUNDATION SOURCE | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | ONE HOLLOW LN STE 212 | AddressLine1Txt |
| City | LAKE SUCCESS | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 11042 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 273132546 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Berger North Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| In Care Of | % Berger North Foundation | InCareOfNm |
| Business Name Control | BERG | BusinessNameControlTxt |
| Phone | 7757823013 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1624 Highway 395 suite 3 | AddressLine1Txt |
| City | Minden | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89423 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Ingrid Tanner | PersonNm |
| Person Title | Trustee | PersonTitleTxt |
| Phone | 7757823013 | PhoneNum |
| Signature | 2021-12-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Ingrid | PersonFirstNm |
| Person Last | Tanner | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Jeffrey D Haskell | PreparerPersonNm |
| PTIN | P01345770 | PTIN |
| Phone | 8008391754 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | TrustedCustomerGrp |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $20,415,876 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $0 | ContriRcvdRevAndExpnssAmt |
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $1,036 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $1,036 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $368,622 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $368,622 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $57,221 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $6,886,225 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $55,462 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $7,855 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $25,864 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $434,734 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $450,984 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $122,015 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $122,015 | CompOfcrDirTrstDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $55,090 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $55,090 | PensionEmplBnftDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $177,429 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $174,751 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $2,678 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $4,372 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $772 | TaxesNetInvstIncmAmt |
| Occupancy Rev And Expnss | $6,989 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $6,989 | OccupancyDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $109,421 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $74,808 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $34,574 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $475,316 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $250,331 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $221,346 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $676,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $676,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $1,151,316 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $250,331 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $897,346 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$716,582 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $200,653 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sav And Temp Cash Invst BOY | $297,498 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $119,418 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $119,418 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $2,898,638 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $2,356,171 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $2,450,743 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $12,139,807 | CorporateStockBOYAmt |
| Corporate Stock EOY | $9,808,257 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $12,677,054 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $1,485,852 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $1,756,614 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $1,756,349 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $421,549 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $2,486,302 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $3,412,312 | OtherInvestmentsEOYFMVAmt |
| Total Assets BOY | $17,243,344 | TotalAssetsBOYAmt |
| Total Assets EOY | $16,526,762 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $20,415,876 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Retained Earning BOY | $17,243,344 | RetainedEarningBOYAmt |
| Retained Earning EOY | $16,526,762 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $17,243,344 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $16,526,762 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $17,243,344 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $16,526,762 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $17,243,344 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$716,582 | ExcessRevenueOverExpensesAmt |
| Subtotal | $16,526,762 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $16,526,762 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt |
|---|---|---|---|
| Publicly-traded Securities | $6,886,225 | $6,862,740 | $23,485 |
| PASSTHROUGH K1 CAPITAL GAIN/(LOSS) | $31,977 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $55,462 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,789 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $2,789 | SubtotalAmt |
| Tax Based On Investment Income | $2,789 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $7,600 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Total Payments And Credits | $7,600 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Overpayment | $4,811 | OverpaymentAmt |
| Applied To ES Tax | $3,000 | AppliedToESTaxAmt |
| Refund | $1,811 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NV | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Berger North Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 7757823013 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 1624 Highway 395 Suite 3 | AddressLine1Txt |
| City | Minden | CityNm |
| State Abbreviation | NV | StateAbbreviationCd |
| ZIP | 89423 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| John N Berger | ||||||||
| 1624 Highway 395 suite 3 | Minden | NV | 89423 | Trustee | 20.0 | $50,015 | $31,852 | $0 |
| Ingrid C Tanner | ||||||||
| 1624 Highway 395 suite 3 | Minden | NV | 89423 | Trustee | 40.0 | $72,000 | $14,387 | $0 |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CORIENT CAPITAL PARTNERS LLC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 500 Newport Center Drive Suite 700 | AddressLine1Txt |
| City | NEWPORT BEACH | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 92660 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | Investment Mgmt | ServiceTypeTxt |
| Compensation | $174,751 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Summary Of Direct Chrtbl Acty | SummaryOfDirectChrtblActyGrp | |
| Sum Of Program Related Invst | SumOfProgramRelatedInvstGrp |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $16,725,615 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $277,871 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,066,316 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $19,069,802 | TotalFMVOfUnusedAssetsAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $19,069,802 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $286,047 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $18,783,755 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $939,188 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $939,188 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,789 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,789 | TotalTaxAmt |
| Distributable Before Adj | $936,399 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $936,399 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $936,399 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $897,346 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Charitable Assets Acquis Paid | $0 | CharitableAssetsAcquisPaidAmt |
| Set Aside Suitability Test | $0 | SetAsideSuitabilityTestAmt |
| Set Aside Cash Distri Test | $0 | SetAsideCashDistriTestAmt |
| Qualifying Distributions | $897,346 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $897,346 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $936,399 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $858,182 | UndistributedIncomePYAmt |
| Prior Year1 | 2018 | PriorYear1Yr |
| Prior Year2 | 2017 | PriorYear2Yr |
| Prior Year3 | 2016 | PriorYear3Yr |
| Qualifying Distributions | $897,346 | QualifyingDistributionsAmt |
| Applied To Year1 | $858,182 | AppliedToYear1Amt |
| Applied To Current Year | $39,164 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Undistributed Income CY | $897,235 | UndistributedIncomeCYAmt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
| Excess From Current Year | $0 | ExcessFromCurrentYearAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Private Operating Foundations | PrivateOperatingFoundationsGrp |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributing Manager | NONE | ContributingManagerNm |
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (10 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| BOUNDLESS EMPOWERMENT | |||||||
| PO BOX 572 | MAMMOTH LAKES | CA | 93546 | N/A | PC | General & Unrestricted | $120,000 |
| BOUNTIFUL CHILDRENS FOUNDATION | |||||||
| PO BOX 1415 | SPANISH FORK | UT | 84660 | N/A | PC | General & Unrestricted | $100,000 |
| FAMILY SUPPORT COUNCIL OF DOUGLAS COUNTY | |||||||
| 1255 WATERLOO LN UNIT A | GARDNERVILLE | NV | 89410 | N/A | PC | General & Unrestricted | $60,000 |
| FRIENDS IN SERVICE HELPING-EMERGENCY REFERRAL SERV | |||||||
| 138 E LONG ST | CARSON CITY | NV | 89706 | N/A | PC | General & Unrestricted | $86,000 |
| MARIANNE FROSTIG CENTER OF EDUCATIONAL THERAPY | |||||||
| 971 N ALTADENA DR | PASADENA | CA | 91107 | N/A | PC | General & Unrestricted | $20,000 |
| PAWSIBILITIES | |||||||
| 3770 WHITE PINE DR | WASHOE VALLEY | NV | 89704 | N/A | PC | General & Unrestricted | $35,000 |
| RACHEL COVEY FOUNDATION | |||||||
| 1141 WATKINS LN | ALPINE | UT | 84004 | N/A | PC | General & Unrestricted | $40,000 |
| THE CHURCH OF JESUS CHRIST OF LATTER-DAY SAINTS | |||||||
| 5405 W 300 S | SALT LAKE CTY | UT | 84104 | N/A | PC | BYU Pathways Scholarship Fund | $100,000 |
| TRUCKERS AGAINST TRAFFICKING | |||||||
| PO BOX 816 | ENGLEWOOD | CO | 80151 | N/A | PC | General & Unrestricted | $100,000 |
| UNIVERSITY OF NEVADA-RENO FOUNDATION | |||||||
| 1664 N VIRGINIA ST MAILSTOP 162 | RENO | NV | 89557 | N/A | PC | General & Unrestricted | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $676,000 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Fees Contracts From Govt Ag | FeesContractsFromGovtAgGrp | |
| Membership Dues And Assmnt | MembershipDuesAndAssmntGrp |
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $1,036 | ExclusionAmt |
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $368,622 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Rntl Incm Re Debt Fincd Prop | NetRntlIncmReDebtFincdPropGrp | |
| Net Rntl Incm Re Not Debt Fincd Prop | NetRntlIncmReNotDebtFincdProp | |
| Net Rental Income Personal Prop | NetRentalIncomePersonalPropGrp | |
| Other Investment Incm Part VII | OtherInvestmentIncmPartVIIGrp |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | $1,759 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 18 | ExclusionCd |
| Exclusion | $55,462 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Net Income Loss From Special Evt | NetIncomeLossFromSpecialEvtGrp | |
| Gross Profit Loss Sls Of Invntry | GrossProfitLossSlsOfInvntryGrp |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | K-1 LOSS | Desc |
| Business | 525990 | BusinessCd |
| Unrelated Business Taxbl Incm | -$18,027 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $25,882 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$16,268 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $451,002 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $434,734 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Depreciation Schedule DepreciationSchedule
General Explanation Attachment GeneralExplanationAttachment
General Explanation GeneralExplanationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Identifier | RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PAR | IdentifierTxt |
| Form And Line Reference | PART I LINE 6A (990-PF) | FormAndLineReferenceDesc |
| Medium Explanation | PART I LINE 6A (990-PF) - RECONCILIATION OF NET GAIN/(LOSS) FROM SALES OF ASSETS NOT INCLUDED IN PART IV TOTAL INCLUDED IN PART IV: (DETAILS BELOW) NET GAIN/(LOSS): $55,462 TOTAL NOT INCLUDED IN PART IV: PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - UBI NET GAIN/(LOSS): $1,759 TOTAL PART I, LINE 6A: $57,221 DETAILS OF ASSETS INCLUDED IN PART IV: PUBLICLY-TRAIDED SECURITIES GROSS SALES PRICE: $6,886,225 BOOK BASIS: $6,862,740 NET GAIN/(LOSS): $23,485 PASSTHROUGH K-1 CAPITAL GAIN/(LOSS) - NON UBI NET GAIN/(LOSS): $31,977 | MediumExplanationTxt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (15 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| AT&T BD - 3.000% - 06/30/2022 | $105,940 | $105,561 |
| BANK AMER CORP FR - 3.300% - 0 | $104,364 | $106,021 |
| CAPITAL ONE FINL CORP NOTE - 3 | $106,833 | $105,712 |
| CATHOLIC HEALTH INITIATIVES - | $122,312 | $130,555 |
| CITIGROUP INC SUB NT - 3.500% | $104,154 | $106,071 |
| COMCAST CORP - 3.700% - 04/15/ | $120,648 | $119,052 |
| ENERGY TRANSFER OPERATING LP - | $121,517 | $121,193 |
| GENERAL MOTORS - 3.450% - 01/1 | $110,946 | $109,863 |
| IBRD - 1.625% - 03/09/2021 | $197,766 | $200,549 |
| JPMORGAN CHASE & CO - 4.350% - | $108,566 | $105,631 |
| KINDER MORGAN ENER PART NOTE - | $111,685 | $104,847 |
| MORGAN STANLEY - 4.100% - 05/2 | $119,128 | $117,205 |
| TRUIST FINL CORP ALTTIER I PER | $112,870 | $115,457 |
| WELLS FARGO CO - 4.600% - 04/0 | $108,305 | $103,976 |
| WESTPAC BKG CORP - 2.800% - 01 | $101,580 | $104,656 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (755 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| 10X GENOMICS CLASS A | $6,964 | $6,089 |
| 3M CO | $19,575 | $16,955 |
| ABBOTT LABS | $32,006 | $48,614 |
| ABBVIE INC | $55,598 | $75,541 |
| ABIOMED | $7,301 | $6,808 |
| ACADIA HEALTHCARE CO INC | $4,475 | $6,634 |
| ACADIA RLTY TR | $5,201 | $2,682 |
| ACCENTURE PLC | $30,763 | $48,324 |
| ACTIVISION BLIZZARD INC | $14,803 | $23,491 |
| ACUITY BRANDS INC | $3,609 | $3,391 |
| ADOBE SYSTEMS, INC | $42,713 | $75,518 |
| ADVANCE AUTO PARTS INC | $4,548 | $4,410 |
| ADVANCED ENERGY IND INC | $5,141 | $10,667 |
| ADVANCED MICRO DEVICES INC | $7,881 | $28,614 |
| AECOM TECHNOLOGY CORPORATION | $5,785 | $9,558 |
| AES CORP | $2,398 | $3,972 |
| AFFILIATED MANAGERS GROUP | $1,728 | $1,220 |
| AFLAC INC | $7,869 | $7,560 |
| AGILENT TECHNOLOGIES INC | $11,697 | $15,285 |
| AIR PRODS & CHEM INC | $13,258 | $22,677 |
| AIRBNB | $6,202 | $6,753 |
| AKAMAI TECH COM STK | $2,767 | $4,095 |
| ALASKA AIR GROUP INC | $2,399 | $1,872 |
| ALBEMARLE CP | $2,864 | $4,278 |
| ALEXION PHARMACEUTICALS, INC | $9,875 | $12,187 |
| ALIGN TECHNOLOGY, INC | $14,595 | $22,978 |
| ALKERMES | $3,672 | $2,294 |
| ALLEGHANY CP | $8,009 | $7,848 |
| ALLEGION PLC | $1,877 | $2,444 |
| ALLETE INC | $8,830 | $6,628 |
| ALLIANCE DATA SYSTEM CORP | $2,466 | $815 |
| ALLIANT CORP | $1,897 | $2,267 |
| ALLSTATE CORP | $6,145 | $7,255 |
| ALLY FINANCIAL INC | $5,969 | $8,202 |
| ALNYLAM PHARMACEUTICALS, INC | $3,747 | $5,849 |
| ALPHABET INC CL A | $106,182 | $159,489 |
| ALPHABET INC CL C | $105,392 | $159,420 |
| ALTRIA GROUP INC | $46,249 | $32,677 |
| AMAZON COM | $235,757 | $416,886 |
| AMC NETWORKS INC | $3,806 | $2,182 |
| AMCOR LTD ORD SHS | $5,589 | $6,803 |
| AMER INTERNATIONAL GROUP INC | $16,391 | $12,683 |
| AMEREN CORPORATION | $2,177 | $2,576 |
| AMERICAN AIRLINES GROUP INC | $2,886 | $3,722 |
| AMERICAN ASSETS TRUST INC | $6,976 | $4,448 |
| AMERICAN EAGLES OUTFITTERS INC | $3,572 | $3,552 |
| AMERICAN ELECTRIC POWER INC | $28,881 | $37,055 |
| AMERICAN EXPRESS CO | $21,801 | $24,182 |
| AMERICAN STATES WATER CO | $5,483 | $6,202 |
| AMERICAN TOWER REIT INC | $17,872 | $25,140 |
| AMERICAN WATER WORKS COMPANY I | $3,966 | $6,599 |
| AMERIPRISE FINANCIAL INC | $5,198 | $8,939 |
| AMERISOURCEBERGEN CORP | $2,819 | $3,128 |
| AMETEK INC | $1,926 | $3,024 |
| AMGEN INC | $51,346 | $62,308 |
| AMPHENOL CORPORATION | $5,442 | $7,715 |
| ANALOG DEVICES INC | $32,886 | $50,376 |
| ANGEL OAK MULTI-STRATEGY INCOM | $215,272 | $199,296 |
| ANNALY MTG MGMT INC. COM | $8,331 | $6,929 |
| ANSYS INC | $5,356 | $11,642 |
| ANTHEM INC | $15,872 | $17,981 |
| ANWORTH MORTGAGE ASSET CORP | $6,773 | $4,423 |
| AON PLC CL A | $8,143 | $10,986 |
| APACHE CORPORATION | $3,354 | $1,149 |
| APARTMENT INCOME REIT CORP | $1,447 | $1,460 |
| APARTMENT INV AND MGMT COMPANY | $1,397 | $201 |
| APOLLO COMMERCIAL REAL ESTATE | $5,214 | $3,239 |
| APPLE INC | $223,225 | $591,398 |
| APPLIED MATERIALS INC | $7,818 | $18,123 |
| APTIV PLC | $7,091 | $10,944 |
| ARAMARK | $3,742 | $4,848 |
| ARCH CAPITAL GROUP LTD | $8,156 | $9,162 |
| ARCHER DANIELS MDLND | $5,272 | $5,545 |
| ARCONIC CORP | $866 | $2,891 |
| ARENA PHARMACEUTICALS, INC. | $8,483 | $7,990 |
| ARISTA NETWORKS | $7,378 | $7,845 |
| ASML HOLDING NV NY REG SHS | $8,866 | $12,681 |
| ASPEN TECHNOLOGY, INC | $3,734 | $4,950 |
| ASTEC INDUSTRIES, INC. | $3,765 | $5,614 |
| ASTRAZENECA | $20,805 | $29,244 |
| AT&T, INC | $91,984 | $81,161 |
| ATLANTIC POWER CORP | $3,607 | $2,837 |
| ATLASSIAN CORP PLC | $10,643 | $17,774 |
| ATMOS ENERGY CORP | $2,261 | $2,195 |
| AUTODESK, INC | $7,470 | $15,572 |
| AUTOMATIC DATA PROCESSING INC | $41,442 | $68,542 |
| AUTOZONE INC | $5,670 | $8,298 |
| AVALARA INC | $7,275 | $7,585 |
| AVALONBAY CMNTYS INC | $3,489 | $3,048 |
| AVERY DENNISON CORP | $1,781 | $2,482 |
| AXONIC STRATEGIC INCOME FUND | $188,346 | $200,222 |
| BAKER HUGHES COMPANY | $3,357 | $2,565 |
| BALL CP | $10,503 | $17,238 |
| BANCORPSOUTH BANK | $7,052 | $6,476 |
| BANK NEW YORK MELLON CORP COM | $4,509 | $3,692 |
| BANK OF AMERICA CORP | $40,774 | $48,284 |
| BANK OZK | $8,629 | $8,693 |
| BAXTER INTERNATIONAL INC | $8,081 | $8,826 |
| BECTON DICKINSON & CO | $15,307 | $15,263 |
| BENCHMARK ELECTRS INC | $5,129 | $5,294 |
| BERKSHIRE HATHAWAY INC. CLASS | $103,990 | $114,543 |
| BEST BUY INC | $6,860 | $9,480 |
| BEYOND MEAT INC | $2,125 | $1,875 |
| BIO TECHNE CORPORATION | $3,790 | $6,351 |
| BIOGEN INC | $14,900 | $11,264 |
| BIOMARIN PHARMACEUTICAL INC | $6,389 | $6,226 |
| BLACKROCK INC | $29,377 | $50,508 |
| BLUEBIRD BIO INC | $3,748 | $1,168 |
| BOEING CO | $50,919 | $29,540 |
| BOK FINANCIAL CORP | $10,655 | $9,313 |
| BOOKING HOLDINGS INC | $20,445 | $24,500 |
| BOOZ ALLEN HAMILTON HOLDING CO | $3,839 | $6,277 |
| BORG WARNER INC | $2,287 | $2,473 |
| BOSTON PPTYS INC | $4,682 | $3,403 |
| BOSTON SCIENTIFIC | $16,017 | $15,063 |
| BRIGHTHOUSE FINANCIAL INC | $1,761 | $1,412 |
| BRISTOL-MYERS SQUIBB CO | $48,416 | $51,671 |
| BROADCOM INC | $21,180 | $37,655 |
| BROADRIDGE FINANCIAL | $3,122 | $3,983 |
| BROWN FORMAN CORP CL B | $6,279 | $10,008 |
| BRYN MAWR BANK CORP | $6,763 | $5,416 |
| BUNGE LTD | $3,717 | $4,853 |
| BURLINGTON STORES, INC | $3,875 | $7,062 |
| BWX TECHNOLOGIES INC | $5,407 | $6,691 |
| C H ROBINSON WORLDWIDE INC | $2,813 | $2,816 |
| CABLE ONE INC | $2,761 | $6,683 |
| CABOT CP | $3,585 | $3,680 |
| CADENCE DESIGN SYSTEMS INC | $2,773 | $8,459 |
| CAESARS ENTERTAINMENT INC | $3,952 | $7,724 |
| CAMPBELL SOUP CO | $1,792 | $2,176 |
| CAPITAL ONE FINANCIAL CORP | $16,098 | $19,770 |
| CAPRI HOLDINGS LTD.SHS | $3,942 | $3,696 |
| CARDINAL HEALTH INC | $4,313 | $4,285 |
| CARMAX INC | $2,911 | $3,873 |
| CARNIVAL CORP | $5,263 | $1,798 |
| CARRIER GLOBAL | $4,735 | $7,808 |
| CARVANA CO. | $4,937 | $5,270 |
| CATALENT INC | $3,715 | $9,158 |
| CATERPILLAR INC | $23,743 | $30,761 |
| CBOE HOLDINGS INC | $2,730 | $2,421 |
| CDW CORP | $6,276 | $8,962 |
| CENTENE CORP | $8,370 | $7,804 |
| CENTERPOINT ENERGY | $2,770 | $2,142 |
| CENTRAL PACIFIC FNCL | $6,804 | $4,524 |
| CENTURYLINK INC | $4,167 | $1,950 |
| CF INDUSTRIES HOLDINGS, INC | $2,992 | $2,400 |
| CHARLES RIV LABORATORIES INTL | $3,725 | $6,746 |
| CHARLES SCHWAB CORP | $12,951 | $14,798 |
| CHARTER COMMUNICATIONS, INC | $11,075 | $22,493 |
| CHEMOCENTRYX INC | $3,658 | $4,211 |
| CHENIERE ENERGY INC | $5,502 | $4,982 |
| CHEVRON CORP | $88,564 | $66,969 |
| CHIPOTLE MEX GRILL | $10,094 | $19,414 |
| CHOICE HOTELS INTERNATIONAL IN | $3,787 | $5,123 |
| CHUBB LIMITED | $15,086 | $18,163 |
| CHURCH & DWIGHT | $2,611 | $3,751 |
| CIENA CORP | $3,784 | $5,126 |
| CIGNA CORPORATION | $21,111 | $23,316 |
| CIMAREX ENERGY CO | $2,851 | $1,238 |
| CINCINNATI FINANCIAL CORP | $7,356 | $7,776 |
| CINTAS CRP | $6,287 | $8,837 |
| CISCO SYSTEMS INC | $37,921 | $34,995 |
| CITIGROUP INC | $32,357 | $30,522 |
| CITIZENS FINANCIAL GROUP, INC | $3,205 | $3,040 |
| CITY OFFICE REIT | $5,051 | $4,426 |
| CME GROUP, INC | $18,328 | $19,297 |
| CMS ENERGY CP | $2,694 | $3,295 |
| CNO FINANCIAL GROUP INC | $4,289 | $5,824 |
| COGNEX CORPORATION | $3,810 | $5,941 |
| COGNIZANT TECHNOLOGY SOLUTIONS | $11,287 | $12,784 |
| COLGATE-PALMOLIVE COMPANY | $8,366 | $11,116 |
| COLONY FINANCIAL INC | $3,731 | $3,478 |
| COLUMBIA SPORTSWEAR CO | $5,250 | $4,544 |
| COMCAST CORP | $40,336 | $57,378 |
| COMERICA INC | $3,099 | $2,011 |
| COMMMUNITY HEALTHCARE TRUST | $5,092 | $7,302 |
| COMMSCOPE HOLDING COMPANY INC | $3,723 | $2,278 |
| CONAGRA FOODS INC | $3,140 | $3,336 |
| CONCHO RESOURCES INC | $9,432 | $4,610 |
| CONDUENT INC | $8,526 | $4,603 |
| CONOCOPHILLIPS | $28,815 | $16,276 |
| CONSOLIDATED EDISON INC | $4,767 | $4,408 |
| CONSTELLATION BRANDS INC | $7,860 | $8,324 |
| COPART INC | $2,647 | $6,744 |
| CORNING INC | $6,899 | $7,092 |
| CORTEVA INC | $7,892 | $9,757 |
| COSTAR GROUP, INC | $10,789 | $20,334 |
| COSTCO WHOLESALE CORPORATION | $28,546 | $46,721 |
| COTY INC | $3,817 | $2,436 |
| COUPONS.COM | $3,080 | $11,523 |
| COVETRUS INC | $584 | $374 |
| CROWDSTRIKE HOLDINGS ORD SHS C | $7,704 | $11,226 |
| CROWN CASTLE INTL | $10,925 | $15,441 |
| CSX CORP | $11,951 | $15,155 |
| CULLEN FROST BANKERS INC | $13,161 | $11,340 |
| CUMMINS INC | $4,815 | $7,494 |
| CURTISS WRIGHT CP | $2,062 | $2,094 |
| CVS CAREMARK CORP | $36,263 | $36,199 |
| D R HORTON | $5,682 | $9,718 |
| DANAHER CORP | $21,939 | $46,872 |
| DARDEN RESTAURANTS INC | $2,773 | $2,978 |
| DATADOG INC | $5,831 | $6,792 |
| DAVITA HEALTHCARE PARTNERS INC | $2,649 | $4,696 |
| DEERE CO | $12,817 | $22,600 |
| DENTSPLY SIRONA INC | $1,901 | $2,566 |
| DEVON ENERGY CORPORATION | $3,884 | $1,565 |
| DEXCOM, INC | $4,011 | $10,352 |
| DIAMONDBACK ENERGY INC | $5,253 | $2,662 |
| DIAMONDROCK HOSP CO | $5,183 | $4,026 |
| DIGITAL RLTY TR INC | $28,236 | $32,506 |
| DISCOVER FINL SVCS COM | $5,312 | $6,518 |
| DISCOVERY INC (FORMERLY DISC C | $2,720 | $2,514 |
| DISH NETWORK CORPORATION | $1,736 | $1,585 |
| DOCUSIGN INC | $21,299 | $24,008 |
| DOLLAR GENERAL CORP | $6,711 | $12,408 |
| DOLLAR TREE INC | $3,890 | $4,970 |
| DOMINION ENERGY INC | $47,437 | $49,557 |
| DOMINOS PIZZA INC | $4,008 | $6,135 |
| DOW INC | $15,412 | $13,986 |
| DTE ENERGY CO COM | $4,485 | $4,735 |
| DU PONT DE NEMOURS | $21,509 | $17,138 |
| DUKE ENERGY CO | $13,610 | $14,924 |
| DXC TECHNOLOGY COMPANY | $4,174 | $1,236 |
| DYNATRACE | $2,318 | $2,423 |
| DYNEX CAPITAL INC REIT | $5,202 | $5,144 |
| EAGLE BANCORP INC | $4,167 | $4,295 |
| EAST WEST BANCORP, INC | $13,233 | $14,199 |
| EASTERLY GVMT PPTYS INC | $5,091 | $6,478 |
| EASTGROUP PROPERTIES INC | $10,795 | $13,944 |
| EASTMAN CHEMICAL CO | $20,929 | $21,861 |
| EATON CORP PLC | $20,554 | $30,756 |
| EBAY INC | $6,274 | $9,598 |
| ECOLAB INC | $5,471 | $7,573 |
| EDISON INTL | $12,849 | $12,690 |
| EDWARDS LIFESCIENCES | $10,728 | $17,790 |
| ELECTRONIC ARTS | $10,734 | $14,791 |
| ELI LILLY & CO | $51,933 | $82,224 |
| EMERSON ELECTRIC CO | $9,109 | $10,127 |
| ENBRIDGE INC | $22,374 | $23,065 |
| ENPHASE ENERGY ORD SHS | $4,982 | $7,896 |
| ENTEGRIS INC MINNESOTA | $2,838 | $7,784 |
| ENTERGY CORP | $2,749 | $3,295 |
| EOG RESOURCES INC | $15,614 | $6,633 |
| EPAM SYSTEMS INC | $5,799 | $12,901 |
| EQUIFAX INC | $3,203 | $5,207 |
| EQUINIX, INC | $16,625 | $22,854 |
| EQUITY LIFESTYLE PRP | $11,293 | $14,953 |
| EQUITY RESIDENTIAL PPTYS TR | $4,722 | $4,150 |
| ERIE INDEMNITY CO CLASS A | $7,070 | $9,333 |
| ESSENTIAL UTILITIES INC | $7,470 | $9,931 |
| ESSEX PRTY TR INC | $1,995 | $1,899 |
| ESTEE LAUDER COMPANIES INC | $14,232 | $23,957 |
| ETSY INC | $1,762 | $4,626 |
| EURONET WORLDWIDE INC | $3,795 | $4,058 |
| EVEREST RE GROUP LTD | $1,830 | $1,873 |
| EVERSOURCE ENERGYINC | $4,436 | $5,883 |
| EXACT SCIENCES CORPORATION | $4,012 | $6,227 |
| EXELIXIS, INC. | $3,756 | $3,271 |
| EXELON CORPORATION | $10,152 | $9,584 |
| EXPEDIA INC | $3,700 | $3,840 |
| EXPEDITORS INTL WASH INC | $2,514 | $3,139 |
| EXTRA SPACE STORAGE | $2,408 | $3,128 |
| EXXON MOBIL CORP | $102,283 | $62,077 |
| F M C CP | $2,401 | $3,678 |
| FACEBOOK INC | $115,066 | $189,026 |
| FACTSET RESH SYST INC | $3,929 | $5,653 |
| FASTENAL COMPANY | $4,261 | $7,325 |
| FASTLY INC | $1,884 | $1,835 |
| FEDERAL RLTY INVT TR | $1,755 | $1,192 |
| FEDEX CORPORATION | $12,435 | $14,279 |
| FERRARI NV | $5,218 | $7,574 |
| FIBROGEN INC | $3,697 | $2,522 |
| FIDELITY NATIONAL FINANCIAL IN | $1,206 | $1,446 |
| FIDELITY NATIONAL INFORMATION | $17,851 | $23,907 |
| FIFTH THIRD BANCORP | $3,148 | $3,115 |
| FIRST BUSEY CORP | $8,607 | $7,090 |
| FIRST COMMONWEALTH FINANCIAL C | $6,894 | $5,645 |
| FIRST ENERGY CORP | $4,411 | $3,551 |
| FIRST FINANCIAL CORPORATION | $4,290 | $3,885 |
| FIRST INDUSTRIAL REALTY TRUST | $10,836 | $13,439 |
| FIRST REPUBLIC BANK | $2,902 | $4,114 |
| FISERV INC | $11,412 | $16,282 |
| FIVE BELOW INC | $3,676 | $5,599 |
| FLEETCOR TECHNOLGIES INC | $3,891 | $4,911 |
| FLIR SYSTEMS INC | $1,771 | $1,271 |
| FLOWSERVE CP | $1,749 | $1,179 |
| FLUOR CORP | $2,429 | $767 |
| FOOT LOCKER INC N.Y. COM | $2,334 | $1,779 |
| FORD MOTOR COMPANY | $11,388 | $11,075 |
| FORTINET INC | $2,506 | $5,199 |
| FORTIVE CORPORATION | $2,635 | $2,833 |
| FORTUNE BRANDS HOME & SECURITY | $5,638 | $10,458 |
| FOX CORP CL A | $3,142 | $2,359 |
| FOX CORP CL B | $1,246 | $953 |
| FRANKLIN RES INC | $2,585 | $1,999 |
| FREEPORT-MCMORAN COPPER & GOLD | $6,083 | $12,360 |
| GALLAGHER ARTHUR J & CO | $2,774 | $4,577 |
| GAMING AND LEISURE PROPERTIES, | $4,256 | $5,258 |
| GAP INC | $3,656 | $2,847 |
| GARMIN LTD | $3,827 | $6,342 |
| GARTNER INC | $2,905 | $3,044 |
| GEN DYNAMICS CP | $10,134 | $9,376 |
| GENERAL ELECTRIC CO | $19,655 | $23,760 |
| GENERAL MILLS INC | $5,148 | $7,174 |
| GENERAL MOTORS | $9,230 | $10,452 |
| GILEAD SCIENCES INC | $26,708 | $22,081 |
| GLADSTONE COMMERCIAL CORP | $5,078 | $4,518 |
| GLOBAL PAYMENTS INC | $2,724 | $5,170 |
| GODADDY INC | $6,142 | $6,968 |
| GOLDMAN SACHS GROUP | $11,053 | $14,504 |
| GOODYEAR TIRE & RUBBER COMPANY | $1,740 | $796 |
| GRAINGER W W INC | $4,459 | $5,717 |
| GRAND CANYON EDUCATION, INC | $3,770 | $3,073 |
| GRANITE POINT MORTGAGE TRUST I | $5,088 | $2,747 |
| GRAPHIC PACKAGING CORP COM STK | $5,018 | $6,962 |
| GREENLIGHT CAP RE CL A ORD | $5,017 | $3,450 |
| GRUBHUB INC | $3,743 | $3,788 |
| GTT COMMUNICATIONS, INC | $4,813 | $942 |
| GUIDEWIRE SOFTWARE INC | $5,230 | $7,595 |
| HAEMONETICS CP | $3,865 | $5,344 |
| HALLIBURTON COMPANY | $15,414 | $9,526 |
| HANESBRANDS INC | $1,739 | $1,400 |
| HARLEY DAVIDSON INC | $1,742 | $1,431 |
| HARTFORD FINANCIALSERVICES GRO | $4,090 | $4,359 |
| HASBRO INC | $2,919 | $2,806 |
| HCA INC | $11,865 | $14,801 |
| HEALTHPEAK PROPERTIES INC | $2,465 | $2,811 |
| HEICO CP CL A | $6,062 | $7,024 |
| HELMERICH PAYNE | $4,361 | $1,737 |
| HENRY SCHEIN INC | $2,107 | $2,140 |
| HERBALIFE LTD | $3,859 | $3,219 |
| HESS CORP | $6,638 | $5,912 |
| HEWLETT PACKARD ENTERPRISE CO | $4,923 | $3,591 |
| HEXCEL CP DELAWARE | $5,512 | $3,831 |
| HILL-ROM HOLDINGS, INC | $4,021 | $3,821 |
| HILTON GRAND VACATIONS INC. | $3,802 | $3,699 |
| HILTON WORLDWIDE HOLDINGS, INC | $4,350 | $6,231 |
| HOLLYFRONTIER CORP | $3,851 | $1,706 |
| HOME DEPOT INC | $64,823 | $88,716 |
| HONEYWELL INTL | $47,670 | $75,083 |
| HORIZON BANCORP INC | $6,799 | $6,407 |
| HORIZON PHARMA PLC | $7,774 | $7,169 |
| HORMEL FOODS CP | $2,445 | $2,797 |
| HOST HOTELS & RESORTS INC | $2,865 | $2,092 |
| HOWMET AEROSPACE ORD SHS | $6,628 | $11,102 |
| HP INC | $10,933 | $12,172 |
| HUBBELL INCORPORATED | $4,594 | $6,115 |
| HUBSPOT INC | $3,739 | $9,118 |
| HUMANA INC | $11,807 | $16,821 |
| HUNTINGTON BANCSHARES INC | $3,109 | $2,627 |
| HUNTINGTON INGALLS INDUSTRIES | $2,032 | $1,364 |
| HUNTSMAN CORP | $3,713 | $3,997 |
| IAA INC | $3,377 | $7,538 |
| IAC INTERACTIVE CORP | $2,239 | $5,870 |
| IDEXX CORP | $4,348 | $9,498 |
| IHS MARKIT LTD | $4,631 | $7,815 |
| ILLINOIS TOOL WORKS | $13,316 | $19,165 |
| ILLUMINA INC COM | $13,528 | $15,170 |
| INGERSOLL-RAND INC | $402 | $729 |
| INNOVATIVE INDUSTRIAL PROPERTI | $2,619 | $3,663 |
| INSPERITY INC | $3,769 | $2,524 |
| INSULET CORPORATION | $5,207 | $11,759 |
| INT'L FLAVORS & FRAGRANCES INC | $2,762 | $2,177 |
| INTEL CORP | $68,854 | $81,057 |
| INTERCONTINENTAL EXCHANGE, INC | $10,533 | $15,564 |
| INTERNATIONAL BUSINESS MACHINE | $32,109 | $29,330 |
| INTERNATIONAL PAPER CO | $6,212 | $6,464 |
| INTERPUBLIC GROUP OF COS | $1,772 | $1,811 |
| INTUIT | $22,521 | $35,326 |
| INTUITIVE SURGICAL | $18,571 | $28,634 |
| INVESCO PLC | $1,753 | $1,290 |
| IONIS PHARMACEUTICALS INC | $3,875 | $3,110 |
| IPG PHOTONICS CORP | $3,702 | $5,595 |
| IQVIA HOLDINGS INC | $15,034 | $19,530 |
| IRHYTHM TECHNOLOGIES INC | $6,345 | $6,167 |
| IRON MOUNTAIN | $2,613 | $2,211 |
| J & J SNACK FOODS CORP | $5,157 | $5,283 |
| JACK IN THE BOX INC | $3,920 | $4,733 |
| JACOBS ENGINEERING GP | $2,793 | $4,358 |
| JAZZ PHARMACEUTICALS INC | $5,433 | $6,767 |
| JEFFERIES GROUP INC | $1,762 | $1,870 |
| JOHNSON & JOHNSON | $109,090 | $121,024 |
| JOHNSON CONTROLS INTERNATIONAL | $7,188 | $10,483 |
| JONES LANG LASALLE | $3,859 | $3,561 |
| JP MORGAN CHASE | $87,772 | $114,870 |
| JP MORGAN STRATEGIC INCOME OPP | $268,250 | $265,276 |
| KANSAS CITY SOUTHERN | $2,853 | $5,307 |
| KAR AUCTION SERVICES INC | $2,177 | $2,159 |
| KELLOGG CO | $3,204 | $2,925 |
| KEYCORP | $5,005 | $4,283 |
| KEYSIGHT TECHNOLOGIES INC | $2,582 | $5,812 |
| KIMBALL INTERNATIONAL, INC | $3,762 | $2,916 |
| KIMBERLY CLARK CORP | $30,067 | $34,112 |
| KIMCO RLTY CORP | $1,743 | $1,591 |
| KINDER MORGAN INC | $7,473 | $5,974 |
| KLA TENCOR CORP | $3,138 | $8,026 |
| KOHLS CORP | $2,816 | $1,628 |
| KONTOOR BRANDS INC | $366 | $406 |
| KORN FERRY INTL | $5,053 | $4,916 |
| KRAFT HEINZ CO | $9,237 | $9,150 |
| KROGER CO | $5,431 | $5,844 |
| L BRANDS, INC | $1,763 | $2,194 |
| L3HARRIS TECHNOLOGIES | $9,659 | $11,719 |
| LABORATORY CORP AMER HLDGS | $2,949 | $4,071 |
| LAKELAND BANCORP INC | $8,527 | $6,833 |
| LAM RESEARCH CORP | $5,844 | $17,002 |
| LAMB WESTON HOLDINGS INC | $2,644 | $2,835 |
| LANDSTAR SYSTEM | $5,412 | $6,868 |
| LAS VEGAS SANDS CORP | $7,470 | $7,390 |
| LEAR CORP | $5,800 | $6,361 |
| LEGGETT PLATT INC | $4,211 | $4,209 |
| LEIDOS HOLDINGS INC | $3,871 | $6,517 |
| LENNAR CORP | $9,042 | $14,865 |
| LENNOX INTL INC | $5,371 | $6,027 |
| LEXINGTON REALTY TRUST | $5,180 | $6,245 |
| LIBERTY BROADBAND CORPORATION | $5,815 | $10,452 |
| LIBERTY MEDIA CORPORATION - SE | $3,708 | $4,814 |
| LINCOLN ELECTRIC HOLDING INC | $5,400 | $7,440 |
| LINCOLN NATIONAL CORP | $3,027 | $2,365 |
| LINDE PLC COM | $29,818 | $47,959 |
| LIVANOVA PLC | $3,799 | $2,715 |
| LIVE NATION INC COM | $4,498 | $5,438 |
| LIVERAMP HOLDINGS INC | $3,988 | $4,977 |
| LKQ CORPORATION | $1,745 | $1,938 |
| LOCKHEED MARTIN CORP | $38,902 | $52,537 |
| LOEWS CORP | $4,969 | $4,772 |
| LOWES COMPANIES INC | $19,398 | $30,657 |
| LULULEMON ATHLETICA INC | $10,458 | $14,617 |
| LYONDELLBASELL INDUSTRIES NV | $6,180 | $5,866 |
| M&T BANK CORP | $4,994 | $3,819 |
| MACY'S INC | $2,688 | $900 |
| MARATHON OIL CORP COM | $3,704 | $1,147 |
| MARATHON PETROLEUM CORP | $13,364 | $8,065 |
| MARKEL CORP | $7,660 | $8,266 |
| MARKETAXESS HOLDINGS, INC | $3,836 | $9,700 |
| MARRIOTT INTERNATIONAL INC. CL | $12,791 | $17,018 |
| MARSH AND MCLENNAN COMPANIES I | $13,903 | $18,135 |
| MARTIN MARIETTA MATLS INC | $8,249 | $13,063 |
| MARVEL TECH INC | $4,521 | $11,505 |
| MASCO CORP | $2,648 | $4,120 |
| MASTERCARD INC | $64,346 | $102,441 |
| MATCH GROUP INC | $4,145 | $9,979 |
| MATTELL INC | $3,753 | $4,520 |
| MAXIM INTEGRATED PRODS INC | $2,751 | $4,610 |
| MCCORMICK & CO | $4,029 | $5,545 |
| MCDONALD'S CORP | $57,497 | $82,398 |
| MCKESSON CORP | $6,830 | $9,218 |
| MEDTRONIC PLC | $47,542 | $58,101 |
| MERCK & CO INC | $59,229 | $62,822 |
| METHODE ELECTRONICS, INC | $5,098 | $6,584 |
| METLIFE INC | $4,563 | $5,024 |
| METTLER-TOLEDO INTL | $3,602 | $6,838 |
| MGM RESORTS INTERNATIONAL | $2,789 | $3,214 |
| MICROCHIP TECHNOLOGY INC | $6,365 | $11,601 |
| MICRON TECHNOLOGY | $12,833 | $23,531 |
| MICROSOFT CORP | $248,316 | $469,083 |
| MID-AMERICA APT COMMUNITIES IN | $2,625 | $3,294 |
| MIDDLEBY CORPORATION | $3,708 | $3,868 |
| MODERNA, INC. | $7,256 | $10,760 |
| MOHAWK INDS INC | $2,409 | $2,819 |
| MOLINA HEALTHCARE | $3,844 | $6,168 |
| MOLSON COOR BREW CO CL B | $2,635 | $1,898 |
| MONDELEZ INTERNATIONAL INC | $16,279 | $21,809 |
| MONGODB INC CL A | $5,937 | $7,899 |
| MONSTER BEVERAGE CORP | $4,818 | $7,676 |
| MOODYS CORP | $24,214 | $29,604 |
| MORGAN STANLEY | $16,781 | $24,945 |
| MOTOROLA SOLUTIONS INC | $4,230 | $5,612 |
| MSCI INC | $8,819 | $16,075 |
| MURPHY OIL CP HLDG | $3,625 | $1,513 |
| NASDAQ OMX GROUP | $2,587 | $3,849 |
| NATIONAL GENERAL HOLDINGS CORP | $10,543 | $10,596 |
| NATL FUEL GAS CO | $7,584 | $5,635 |
| NATL OILWELL VARCO | $3,666 | $1,222 |
| NEKTAR THERAPEUTICS | $2,569 | $867 |
| NETFLIX INC | $40,704 | $63,806 |
| NEUROCRINE BIOSCIENCES, INC | $3,766 | $4,697 |
| NEW RELIC INC | $3,721 | $2,420 |
| NEW YORK MORTGAGE TRUST INC | $5,138 | $3,192 |
| NEWELL RUBBERMAID INC | $2,423 | $2,463 |
| NEWMONT GOLDCORP CORPORATION | $5,697 | $5,749 |
| NEWS CORP LTD CL A | $3,712 | $5,211 |
| NEXTERA ENERGY, INC | $17,583 | $31,169 |
| NIELSEN HOLDINGS N.V | $3,547 | $2,859 |
| NIKE INC-CL B | $40,536 | $68,613 |
| NISOURCE INC | $7,859 | $7,708 |
| NORFOLK SOUTHERN CORP | $9,239 | $12,593 |
| NORTHEAST BANK | $2,614 | $2,792 |
| NORTHERN TRUST CORPORATION | $5,077 | $4,750 |
| NORTHROP GRUMMAN CORP | $11,919 | $12,494 |
| NORTHWEST NAT GAS CO | $9,051 | $6,485 |
| NORTHWESTERN CORP | $8,912 | $7,405 |
| NORTONLIFELOCK INC | $2,781 | $2,660 |
| NOVAGOLD RESOURCES | $3,298 | $5,135 |
| NRG ENERGY | $2,476 | $2,516 |
| NUCOR CP | $2,654 | $2,340 |
| NUTANIX INC | $3,724 | $3,442 |
| NVIDIA CORP | $46,305 | $98,695 |
| O'REILLY AUTOMOTIVE INC | $9,833 | $12,672 |
| OCCIDENTAL PETROLEUM CORP | $16,263 | $4,085 |
| OKTA INC | $3,608 | $11,696 |
| OLD DOMINION FREIGHT LINES | $3,710 | $7,612 |
| OMEGA HEALTHCARE INV | $3,070 | $2,978 |
| OMNICOM GROUP | $6,336 | $5,426 |
| ON SEMICONDUCTOR | $4,029 | $5,957 |
| ONEOK INC | $5,405 | $3,186 |
| ORACLE CORP | $23,484 | $30,534 |
| ORCHID ISLAND CAPITAL INC | $4,977 | $3,889 |
| OSHKOSH CORP | $7,810 | $10,156 |
| OTIS WORLDWIDE CORP | $7,064 | $6,958 |
| OTTER TAIL CORP | $6,959 | $5,880 |
| PACCAR INC | $5,174 | $6,816 |
| PACKAGING CORP AMER | $6,121 | $8,275 |
| PALO ALTO NETWORKS INC | $6,804 | $10,306 |
| PARAMOUNT GROUP INC COM | $10,581 | $6,708 |
| PARK HOTELS & RESORTS INC | $2,888 | $1,904 |
| PARKER HANNIFIN CP | $5,838 | $10,079 |
| PAYCHEX | $4,992 | $6,429 |
| PAYCOM SOFTWARE | $3,918 | $9,950 |
| PAYPAL HOLDINGS, INC | $38,999 | $88,995 |
| PELOTON INTERACTIVE, INC. | $5,048 | $5,614 |
| PENN NATIONAL GAMING | $2,115 | $5,960 |
| PENTAIR INC. COM | $1,754 | $2,124 |
| PEPSICO INC | $41,523 | $51,312 |
| PERFICIENT INC | $3,822 | $6,528 |
| PERKIN ELMER INC | $2,571 | $4,018 |
| PERRIGO CO PLC | $5,970 | $5,143 |
| PFIZER INC | $51,487 | $46,859 |
| PG & E CORP | $5,006 | $3,302 |
| PHILIP MORRIS INTL | $45,898 | $44,624 |
| PHILLIPS 66 | $15,081 | $11,400 |
| PIEDMONT OFFICE REALTY TRUST I | $7,929 | $6,346 |
| PINNACLE WEST CAPITAL CORP | $2,382 | $2,319 |
| PINTEREST INC | $5,063 | $7,644 |
| PIONEER MULTI-ASSET ULTRASHORT | $68,094 | $66,308 |
| PIONEER NAT RES CO | $8,152 | $6,378 |
| PLANET FITNESS INC | $3,778 | $4,580 |
| PLUG POWER INC | $4,411 | $8,783 |
| PNC FINANCIAL GROUP INC | $12,361 | $13,410 |
| POOL CORP | $3,747 | $8,940 |
| PORTLAND GEN ELEC | $7,312 | $6,073 |
| POST HOLDINGS INC | $4,984 | $5,051 |
| POTLATCH CORP | $2,637 | $3,701 |
| PPG INDUSTRIES INC | $9,546 | $13,557 |
| PPL CORPORATION | $52,816 | $43,710 |
| PRINCIPAL FINANCIAL GROUP | $3,158 | $2,977 |
| PRINCIPAL PREFERRED SECURITIES | $247,086 | $266,602 |
| PROCTER GAMBLE CO | $76,675 | $121,886 |
| PROG HOLDINGS INC | $3,170 | $3,771 |
| PROGRESSIVE CORP OHIO | $8,462 | $12,261 |
| PROLOGIS | $8,042 | $12,059 |
| PROOFPOINT INC | $3,773 | $4,502 |
| PROTO LABS INC | $3,806 | $5,522 |
| PRUDENTIAL FINCL INC | $34,158 | $33,726 |
| PTC INC | $3,892 | $5,263 |
| PUBLIC STORAGE INC | $5,635 | $6,235 |
| PUBLIC SVC ENTERPRISE GROUP IN | $2,160 | $2,332 |
| PULSE BIOSCIENCES INC | $5,181 | $14,913 |
| PVH CORP | $2,479 | $1,784 |
| QIAGEN NV | $5,795 | $7,875 |
| QORVO INC | $1,804 | $3,824 |
| QUALCOMM INC | $21,229 | $47,682 |
| QUEST DIAGNOSTICS | $2,242 | $2,860 |
| QURATE RETAIL INC QVC GROUP | $2,581 | $2,413 |
| RALPH LAUREN CORP | $1,741 | $1,349 |
| RAYMOND JAMES FINANCIAL INC | $2,942 | $3,253 |
| RAYTHEON TECHNOLOGIES CORP | $54,399 | $54,777 |
| REALTY INCOME CORP | $4,187 | $4,290 |
| REGENERON PHARMACEUTICALS INC | $10,225 | $12,561 |
| REGIONS FINANCIAL CORP | $3,574 | $3,031 |
| RELIANCE STL & ALMN | $4,485 | $6,227 |
| RESMED INC | $6,669 | $13,391 |
| RESOURCES CONNECTION INC | $4,683 | $3,457 |
| REVANCE THERAPEUTICS INC COM | $5,786 | $6,433 |
| REVLON INC | $2,316 | $2,827 |
| RINGCENTRAL INC | $3,770 | $14,022 |
| RIVERNORTH DOUBLE LINE STRATEG | $313,792 | $334,233 |
| ROBERT HALF INTL INC | $1,783 | $1,562 |
| ROCKWELL AUTOMATION INC | $5,093 | $7,023 |
| ROKU INC | $7,926 | $11,621 |
| ROLLINS INC | $3,099 | $4,727 |
| ROPER INDUSTRIES | $12,588 | $17,675 |
| ROSS STORES, INC | $8,605 | $11,667 |
| ROYAL CARRIBEAN CRUISE | $4,954 | $3,062 |
| ROYAL GOLD INC COM | $3,838 | $4,573 |
| S&P GLOBAL INC COM | $9,765 | $15,779 |
| S&T BANCORP, INC. | $6,936 | $4,372 |
| SAGE THERAPEUTICS INC | $3,773 | $2,163 |
| SALESFORCE.COM | $43,861 | $64,089 |
| SANMINA-SCI CORPORATION | $5,154 | $5,549 |
| SAREPTA THERAPEUTICS INC | $3,793 | $4,944 |
| SBA COMMUNICATIONS CORP | $4,418 | $7,618 |
| SCHLUMBERGER LTD | $5,314 | $2,794 |
| SEAGEN INC | $3,807 | $9,633 |
| SEALED AIR CORP | $1,788 | $1,969 |
| SELECT ENERGY SERVICES INC | $3,204 | $2,862 |
| SEMPRA ENERGY COM | $27,707 | $29,814 |
| SENSATA TECHNOLOGIES HOLDINGS | $5,624 | $6,171 |
| SENSIENT TECHNOLOGIES | $6,256 | $7,229 |
| SERVICE CP INTL | $4,626 | $5,696 |
| SERVICE NOW | $25,710 | $42,383 |
| SHERWIN-WILLIAMS CO | $12,840 | $22,047 |
| SHOPIFY INC | $8,022 | $9,056 |
| SILICON LABORATORIES, INC | $4,967 | $8,022 |
| SIMON PPTY GROUP INC | $22,607 | $10,831 |
| SIRIUS XM RADIO | $3,914 | $4,198 |
| SKYWORKS SOLUTIONS, INC | $3,157 | $5,809 |
| SL GREEN REALTY CORP | $1,758 | $1,072 |
| SLACK TECHNOLOGIES CLASS A ORD | $4,820 | $6,252 |
| SMITH A O CORP DEL COM | $1,802 | $1,699 |
| SNAP ON INC | $2,277 | $2,225 |
| SOLAREDGE TECHNOLOGIES INC | $5,143 | $5,425 |
| SOUTHERN CO | $8,538 | $11,733 |
| SOUTHWEST AIRLINES | $13,212 | $11,326 |
| SPECTRUM BRANDS HOLDINGS INC | $49 | $79 |
| SPIRIT AEROSYSTEMS HOLDINGS CL | $3,955 | $1,603 |
| SPLUNK INC | $6,611 | $9,174 |
| SPOTIFY TECHNOLOGY SA | $12,188 | $14,474 |
| SQUARE INC | $16,235 | $32,211 |
| SS&C TECHNOLOGIES INC | $4,056 | $4,874 |
| STAG INDUSTRIAL INC | $10,603 | $11,933 |
| STANLEY BLACK & DECKER INC | $7,481 | $9,821 |
| STARBUCKS CORP COM | $15,443 | $26,210 |
| STATE STREET CORPORATION | $6,199 | $5,459 |
| STEEL DYNAMICS INC | $5,511 | $5,862 |
| STERICYCLE INC | $2,685 | $3,882 |
| STERIS PLC | $7,865 | $12,510 |
| STRYKER CORPORATION | $18,367 | $24,994 |
| SUN COMMUNITIES INC | $11,987 | $17,626 |
| SVB FINANCIAL GROUP | $3,160 | $4,654 |
| SYNOPSYS, INC | $2,878 | $7,777 |
| T-MOBILE US INC | $8,075 | $16,587 |
| T. ROWE PRICE GROUP | $5,341 | $7,721 |
| TAKE-TWO INTERACTIVE SOFTWARE | $4,457 | $9,143 |
| TAPESTRY INC | $3,047 | $2,176 |
| TARGA RESOURCES CORP | $5,260 | $3,561 |
| TARGET CORPORATION | $9,980 | $23,125 |
| TE CONNECTIVITY LTD | $30,562 | $38,379 |
| TELADOC INC | $2,319 | $2,400 |
| TELEFLEX INC | $2,902 | $4,116 |
| TELEFONOS DE MEX L | $3,774 | $4,030 |
| TENABLE HOLDINGS INC | $8,088 | $10,609 |
| TENNECO INC | $3,828 | $1,251 |
| TERADYNE INC | $3,178 | $9,831 |
| TEREX CORP | $4,099 | $4,257 |
| TESLA MOTORS INC | $15,906 | $143,956 |
| TEXAS INSTRUMENTS INC | $24,792 | $37,258 |
| TEXTRON INC | $3,268 | $2,513 |
| TG THERAPEUTICS INC | $4,147 | $7,179 |
| THE AARON'S COMPANY, INC | $525 | $664 |
| THE CHEMOURS CO | $3,765 | $2,454 |
| THE COCA-COLA CO | $77,154 | $95,311 |
| THE HERSHEY COMPANY | $2,687 | $3,961 |
| THE JM SMUCKER COMPANY | $2,840 | $3,121 |
| THE MOSAIC CO | $2,523 | $1,795 |
| THE TRADE DESK INC | $3,857 | $13,617 |
| THERMO FISHER SCIENTIFIC INC | $20,134 | $38,660 |
| THIRD POINT REINSURANCE LTD | $3,884 | $3,446 |
| THOMSON REUTERS CORPORATION | $15,665 | $25,222 |
| TIFFANY & CO | $2,914 | $3,812 |
| TJX COMPANIES INC | $14,610 | $19,531 |
| TOWNEBANK | $8,617 | $7,725 |
| TRACTOR SUPPLY CO COM | $2,248 | $3,515 |
| TRANE TECHNOLOGIES PLC | $1,463 | $2,758 |
| TRANSDIGM GRP INC | $3,568 | $6,189 |
| TRANSUNION COM USD0.01 | $13,797 | $19,050 |
| TRAVELERS COMPANIES INC | $7,624 | $8,282 |
| TRIMBLE NAV LTD | $5,835 | $10,216 |
| TRIPADVISOR LLC | $2,341 | $1,094 |
| TRUIST FINANCIAL CORPORATION | $10,277 | $9,874 |
| TRUSTCO BK CORP NY | $8,627 | $7,104 |
| TWILIO INC | $13,182 | $21,326 |
| TWITTER INC | $7,435 | $12,509 |
| TYSON FOODS INC CL A | $3,034 | $3,286 |
| U.S. PHYSICAL THERAPY INC | $4,352 | $4,810 |
| UBER | $23,089 | $32,334 |
| UDR INC | $2,523 | $2,383 |
| ULTA SALON, COSMETICS & FRAGRA | $5,539 | $5,456 |
| UMH PROPERTIES, INC | $3,946 | $4,413 |
| UNION PACIFIC | $32,368 | $42,269 |
| UNITED CONTINENTAL HOLDINGS IN | $9,641 | $5,060 |
| UNITED PARCEL SERVICE | $21,181 | $31,996 |
| UNITED RENTALS INC | $5,994 | $10,436 |
| UNITEDHEALTH GROUP INC | $73,994 | $98,189 |
| UNIVERSAL DISPLAY CORP | $3,687 | $5,745 |
| UNIVERSAL HLTH SVC B | $2,536 | $2,750 |
| UNIVEST CORP OF PA | $5,073 | $4,075 |
| UNUM CORP | $1,753 | $1,009 |
| URSTADT BIDDLE PROPERTIES INC | $5,045 | $3,462 |
| US BANCORP | $12,427 | $10,949 |
| V F CORP | $5,808 | $6,320 |
| VAIL RESORTS INC | $4,114 | $5,300 |
| VALERO ENERGY CORP | $5,757 | $3,903 |
| VALVOLINE INC | $5,286 | $6,549 |
| VARIAN MEDICAL SYSTEMS INC | $2,514 | $3,850 |
| VEEVA SYSTEMS INC | $11,767 | $22,597 |
| VENTAS INC | $4,205 | $3,629 |
| VERISIGN INC | $4,621 | $5,626 |
| VERISK ANALYTICS, INC | $4,576 | $8,096 |
| VERIZON COMMUNICATIONS | $90,752 | $98,934 |
| VERTEX PHARMCTLS INC | $11,650 | $15,362 |
| VIACOMCBS INC | $9,001 | $6,670 |
| VIASAT, INC. | $3,802 | $1,665 |
| VIATRIS ORD SHS | $10,006 | $7,309 |
| VIAVI SOLUTIONS INC | $3,742 | $4,539 |
| VISA INC | $73,836 | $106,302 |
| VISTRA ENERGY CORP | $4,699 | $3,676 |
| VMWARE INC | $4,059 | $3,366 |
| VONTIER CORPORATION | $424 | $534 |
| VORNADO RLTY TR | $2,762 | $1,419 |
| VOYA FINANCIAL INC | $5,645 | $6,822 |
| VULCAN MATERIALS CO | $2,856 | $3,856 |
| WABTEC | $693 | $732 |
| WAL-MART STORES INC | $40,289 | $60,831 |
| WALGREENS BOOTS ALLIANCE | $23,956 | $12,562 |
| WALT DISNEY HOLDINGS CO | $50,009 | $80,110 |
| WASTE MANAGEMENT INC | $4,451 | $5,779 |
| WATERS CORP | $7,670 | $7,917 |
| WATTS WATER TECHNOLOGIES INC | $5,865 | $9,128 |
| WAYFAIR INC | $3,962 | $5,419 |
| WD-40 COMPANY | $5,284 | $7,970 |
| WEC ENERGY GROUP, INC | $4,431 | $5,982 |
| WELBILT INC | $3,743 | $3,221 |
| WELLS FARGO & CO | $88,500 | $57,040 |
| WELLTOWER INC. | $4,560 | $4,459 |
| WESCO INTL INC | $3,736 | $5,652 |
| WEST PHARMA SVCS INC | $3,758 | $10,482 |
| WESTERN DIGITAL CORP | $3,250 | $3,434 |
| WESTERN UNION CO | $1,765 | $2,062 |
| WESTROCK COMPANY | $2,972 | $2,525 |
| WEX, INC | $3,810 | $4,478 |
| WEYERHAEUSER CO | $5,257 | $5,801 |
| WHIRLPOOL CORP | $2,303 | $3,429 |
| WILLIAMS COS | $12,801 | $9,403 |
| WILLIS TOWERS WATSON PUBLIC LT | $4,523 | $6,320 |
| WIX COM LTD | $7,272 | $8,999 |
| WOLVERINE WORLDWIDE | $3,703 | $3,313 |
| WORKDAY INC | $15,915 | $21,565 |
| WPX ENERGY INC | $5,214 | $3,725 |
| WYNDHAM DESTINATIONS INC | $3,787 | $3,813 |
| WYNN RESORTS | $7,595 | $7,108 |
| XCEL ENERGY INC | $4,645 | $6,400 |
| XEROX HOLDINGS CORPORATION | $3,788 | $2,899 |
| XILINX INC | $8,167 | $12,192 |
| XPO LOGISTICS INC | $1,894 | $4,887 |
| XYLEM INC | $2,987 | $4,072 |
| YUM BRANDS INC | $6,644 | $8,033 |
| YUM CHINA HOLDINGS INC | $4,191 | $5,937 |
| ZEBRA TECHNOLOGIES CORP | $4,038 | $7,687 |
| ZENDESK INC | $3,860 | $7,156 |
| ZILLOW GROUP, INC (CL C) | $5,297 | $6,750 |
| ZIMMER BIOMET HOLDINGS | $5,324 | $6,626 |
| ZIONS BANCORP | $1,765 | $1,477 |
| ZOETIS INC | $18,860 | $31,445 |
| ZOOM VIDEO COMMUNICATIONS INC | $12,326 | $16,191 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $1,675,126 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $1,743,521 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $681,045 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $707,222 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (5 entries)
| Category Or ItemCategoryOrItemTxt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| CAA-MONTAUK TRIGUARD VIII ACCE | $217,243 | $309,072 |
| CAA-WCP ROYALTY AND MINERAL AC | $916,397 | $1,567,959 |
| ENGAGED CAPITAL SPECIAL SITUAT | $499,518 | $548,830 |
| MONTAUK TRIGUARD FUND VII LP | $350,600 | $409,210 |
| SWAY VENTURES OPP FUND VIII LP | $502,544 | $577,241 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (10 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Administrative Fees | $33,750 | $33,750 | |
| Bank Charges | $486 | $486 | |
| Office & Supplies | $100 | $100 | |
| Property insurance | $575 | $575 | |
| Website Hosting/Support | $149 | $149 | |
| K-1 EXP CAA-WCP ROYALTY | $29,475 | $29,475 | |
| K-1 EXP ENGAGED CAPITAL SPEC | $487 | $487 | |
| K-1 EXP CAA-MONTAUK TRIGUARD | $25,276 | $25,276 | |
| K-1 EXP SWAY VENTURES OPP | $1,656 | $1,656 | |
| K-1 EXP MONTAUK TRIGUARD | $17,467 | $17,428 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| K-1 INC/LOSS CAA-MONTAUK TRIGUARD VIII A | -$8,435 | $3,129 |
| K-1 INC/LOSS CAA-WCP ROYALTY AND MINERAL | $7,322 | $7,322 |
| K-1 INC/LOSS ENGAGED CAPITAL SPECIAL | $5 | $5 |
| K-1 INC/LOSS MONTAUK TRIGUARD FUND VII | $8,963 | $15,408 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| Investment Management Services | $174,751 | $174,751 | |
| IMPLEMENTATION & TRAINING SVCS | $2,678 | $2,678 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| 990-PF Estimated Tax for 2020 | $3,600 | |
| Foreign Tax Paid | $772 | $772 |
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