GEORGE C KARLSON FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- GEORGE C KARLSON FOUNDATION (EIN 11-6043764)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202103199349101520
- Schema version
- 2020v4.1
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Other Decreases Schedule
- Other Expenses Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T08:32:26-06:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135069335 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | FIDUCIARY TRUST COMPANY INTERNATIONAL | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 PARK AVENUE | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 116043764 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | GEORGE C KARLSON FOUNDATION XXX-XX-XXXX | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | GEOR | BusinessNameControlTxt |
| Phone | 2126323000 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | CO FTCI 280 PARK AVE 7 FL TAX DEPT | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROGER A KARLSON | PersonNm |
| Person Title | TRUSTEE | PersonTitleTxt |
| Phone | 2126323000 | PhoneNum |
| Signature | 2021-11-02 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | ROGER | PersonFirstNm |
| Person Last | KARLSON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | WES LAI | PreparerPersonNm |
| PTIN | P00500975 | PTIN |
| Phone | 2126323000 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $2,244,740 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $31,144 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $31,144 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $183,662 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $846,126 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $183,662 | CapGainNetIncmNetInvstIncmAmt |
| Total Rev And Expnss | $214,806 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $214,806 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $2,550 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $0 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $2,550 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $18,347 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $14,350 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $3,997 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $5,191 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $191 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $45 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $15 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $30 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $26,133 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $14,556 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $6,577 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $132,500 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $132,500 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $158,633 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $14,556 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $139,077 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $56,173 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $200,250 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $114,454 | CashBOYAmt |
| Cash EOY | $135,712 | CashEOYAmt |
| Cash EOYFMV | $135,712 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $15,303 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $7,773 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $7,773 | SavAndTempCashInvstEOYFMVAmt |
| US Government Obligations BOY | $0 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $303,316 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $302,246 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $747,033 | CorporateStockBOYAmt |
| Corporate Stock EOY | $640,869 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $1,468,642 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $463,490 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $308,545 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $330,367 | CorporateBondsEOYFMVAmt |
| Total Assets BOY | $1,340,280 | TotalAssetsBOYAmt |
| Total Assets EOY | $1,396,215 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $2,244,740 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $1,426,160 | CapitalStockBOYAmt |
| Capital Stock EOY | $1,426,160 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | -$85,880 | RetainedEarningBOYAmt |
| Retained Earning EOY | -$29,945 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $1,340,280 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $1,396,215 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $1,340,280 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $1,396,215 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $1,340,280 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $56,173 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $1,396,453 | SubtotalAmt |
| Other Decreases | $238 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $1,396,215 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (35 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| ISHARES IBOXX HIGH YIELD CRPRT BOND ETF | P | 2020-05-05 | 2020-07-29 | $33,961 | $31,697 | $2,264 | $2,264 |
| ISHARES INTERMEDIATE-TERM CORP BOND ETF | P | 2019-08-20 | 2020-07-29 | $67,260 | $63,871 | $3,389 | $3,389 |
| ISHARES US TREASURY BOND ETF | P | 2019-05-05 | 2020-07-29 | $73,232 | $72,872 | $360 | $360 |
| ISHARES US TREASURY BOND ETF | P | 2019-05-05 | 2020-07-29 | $23,941 | $23,824 | $117 | $117 |
| VANGUARD INTERMDIATE-TRM TREASURY ETF | P | 2019-08-20 | 2020-05-05 | $104,461 | $99,762 | $4,699 | $4,699 |
| ABBOTT LABS | P | 2014-09-29 | 2020-05-07 | $18,547 | $8,381 | $10,166 | $10,166 |
| AMAZON COM INC | P | 2014-03-31 | 2020-05-07 | $11,757 | $1,716 | $10,041 | $10,041 |
| APPLE COMPUTER INC NPV | P | 2012-06-13 | 2020-02-25 | $14,883 | $4,087 | $10,796 | $10,796 |
| APPLE COMPUTER INC NPV | P | 2012-06-13 | 2020-05-07 | $15,147 | $4,087 | $11,060 | $11,060 |
| APPLE COMPUTER INC NPV | P | 2012-06-13 | 2020-07-28 | $9,380 | $2,043 | $7,337 | $7,337 |
| ARTISAN SMALL CAP FUND | P | 2017-11-21 | 2020-02-27 | $14,834 | $13,464 | $1,370 | $1,370 |
| BLACKROCK INC | P | 2011-07-25 | 2020-05-07 | $25,043 | $9,713 | $15,330 | $15,330 |
| CBOE GLOBAL MARKETS INC | P | 2018-01-18 | 2020-04-06 | $7,020 | $9,940 | -$2,920 | -$2,920 |
| CVS CORP | P | 2018-11-29 | 2020-05-07 | $5,648 | $7,426 | -$1,778 | -$1,778 |
| CORTEVA INC | P | 2015-01-02 | 2020-02-27 | $4,655 | $4,502 | $153 | $153 |
| DUPONT DE NEMOURS INC | P | 2015-01-02 | 2020-02-13 | $8,819 | $12,408 | -$3,589 | -$3,589 |
| FACEBOOK INC CL A | P | 2015-06-02 | 2020-05-07 | $15,728 | $6,041 | $9,687 | $9,687 |
| FRANKLIN INTERNATIONAL GROWTH FUND | P | 2011-04-18 | 2020-02-27 | $25,938 | $16,481 | $9,457 | $9,457 |
| FRANKLIN INTERNATIONAL GROWTH FUND | P | 2011-04-18 | 2020-05-07 | $23,110 | $15,207 | $7,903 | $7,903 |
| INTEL CORP | P | 2011-08-09 | 2020-02-27 | $28,972 | $10,134 | $18,838 | $18,838 |
| ISHARES MBS ETF | P | 2019-02-27 | 2020-07-29 | $11,064 | $10,523 | $541 | $541 |
| ISHARES MBS ETF | P | 2019-02-27 | 2020-07-29 | $90,742 | $85,873 | $4,869 | $4,869 |
| ISHARES INTERMEDIATE-TERM CORP BOND ETF | P | 2019-02-27 | 2020-07-29 | $68,482 | $60,911 | $7,571 | $7,571 |
| J P MORGAN CHASE & CO | P | 2011-07-25 | 2020-02-27 | $16,688 | $5,848 | $10,840 | $10,840 |
| J P MORGAN CHASE & CO | P | 2011-10-28 | 2020-05-07 | $9,206 | $3,952 | $5,254 | $5,254 |
| LOWES COS INC | P | 2013-07-11 | 2020-05-07 | $16,789 | $6,609 | $10,180 | $10,180 |
| MASTERCARD INC CL A | P | 2014-09-26 | 2020-05-07 | $16,800 | $4,489 | $12,311 | $12,311 |
| MATTHEWS JAPAN FUND | P | 2019-03-21 | 2020-04-03 | $10,918 | $13,122 | -$2,204 | -$2,204 |
| NIKE INC. CL B | P | 2012-08-10 | 2020-02-20 | $9,737 | $2,188 | $7,549 | $7,549 |
| RAYTHEON TECHNOLOGIES CORP | P | 2016-10-25 | 2020-04-03 | $39 | $46 | -$7 | -$7 |
| RAYTHEON TECHNOLOGIES CORP | P | 2016-10-25 | 2020-05-07 | $8,797 | $9,019 | -$222 | -$222 |
| ROYAL DUTCH SHELL PLC - ADR B | P | 2012-08-02 | 2020-04-20 | $6,664 | $14,075 | -$7,411 | -$7,411 |
| US BANCORP DEL COM NEW | P | 2015-11-13 | 2020-09-24 | $8,763 | $10,642 | -$1,879 | -$1,879 |
| UNITED TECHNOLOGIES CORP. | P | 2011-09-16 | 2020-02-20 | $32,948 | $17,511 | $15,437 | $15,437 |
| CAPITAL GAINS DIVIDENDS | P | $6,153 | $6,153 | $6,153 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $183,662 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $2,783 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $2,783 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $2,783 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $5,493 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $0 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $5,493 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $2,710 | OverpaymentAmt |
| Applied To ES Tax | $2,710 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NY | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | FIDUCIARY TRUST COMPANY INTERNATION | IndividualWithBooksNm |
| Phone | 2126323000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 280 PARK AVENUE 7TH FLOOR | AddressLine1Txt |
| City | NEW YORK | CityNm |
| State Abbreviation | NY | StateAbbreviationCd |
| ZIP | 10017 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | 0 | BusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | ROGER A KARLSON | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 7010 GOBERNADOR CANYON ROAD | AddressLine1Txt |
| City | CARPINTERIA | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 93013 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | TRUSTEE | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 4.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $0 | CompensationAmt |
| Employee Benefit Program | $0 | EmployeeBenefitProgramAmt |
| Expense Account Other Allwnc | $0 | ExpenseAccountOtherAllwncAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $1,827,240 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $259,311 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $0 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $2,086,551 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $2,086,551 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $31,298 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $2,055,253 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $102,763 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $102,763 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $2,783 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $2,783 | TotalTaxAmt |
| Distributable Before Adj | $99,980 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $99,980 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $99,980 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $139,077 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $139,077 | QualifyingDistributionsAmt |
| Pct Sect4940e Org Net Invst Incm | $0 | PctSect4940eOrgNetInvstIncmAmt |
| Adjusted Qualifying Distri | $139,077 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $99,980 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $0 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Excess Distribution Cyov Yr5 | $12,996 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $17,473 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $3,873 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $7,128 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $60,168 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $101,638 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $139,077 | QualifyingDistributionsAmt |
| Applied To Year1 | $0 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $99,980 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $39,097 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $140,735 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $12,996 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $127,739 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $17,473 | ExcessFromYear4Amt |
| Excess From Year3 | $3,873 | ExcessFromYear3Amt |
| Excess From Year2 | $7,128 | ExcessFromYear2Amt |
| Excess From Year1 | $60,168 | ExcessFromYear1Amt |
| Excess From Current Year | $39,097 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (15 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| CARPINTERIA CHILDREN'S PROJECT | |||||||
| 5201 8TH ST | CARPINTERIA | CA | 93013 | NONE | PUBLIC | GENERAL PURPOSES | $2,500 |
| CHANNEL ISLANDS YMCA | |||||||
| 105 E CARRILLO ST | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $2,500 |
| FOODBANK OF SANTA BARBARA COUNTY | |||||||
| 4554 HOLLISTER AVENUE | SANTA BARBARA | CA | 931101700 | NONE | PUBLIC | GENERAL PURPOSES | $2,500 |
| HOOVER INSTITUTION OF STANFORD UNIVERSITY | |||||||
| STANFORD UNIVERSITY | STANFORD | CA | 94305 | NONE | PUBLIC | GENERAL PURPOSES | $25,000 |
| MONTECITO TRAILS FOUNDATION | |||||||
| PO BOX 5481 | SANTA BARBARA | CA | 93150 | NONE | PUBLIC | GENERAL PURPOSES | $500 |
| OPERATION UNDERGROUND RAILROAD | |||||||
| 700 N VALLEY ST SUITE B | ANAHEIM | CA | 92801 | NONE | PUBLIC | GENERAL PURPOSES | $10,000 |
| SANTA BARBARA COUNTY TRAILS COUNCIL | |||||||
| PO BOX 22352 | SANTA BARBARA | CA | 93121 | NONE | PUBLIC | GENERAL PURPOSES | $1,000 |
| SANTA BARBARA NEIGHBORHOOD CLINIC | |||||||
| 915 N MILPAS ST | SANTA BARBARA | CA | 93103 | NONE | PUBLIC | GENERAL PURPOSES | $10,000 |
| SANTA BARBARA RESCUE MISSION | |||||||
| 535 E YANONALI STREET | SANTA BARBARA | CA | 93103 | NONE | PUBLIC | GENERAL PURPOSES | $10,000 |
| SEMPER FI FUND | |||||||
| 825 COLLEGE BLVD - SUITE 102 | OCEANSIDE | CA | 92057 | NONE | PUBLIC | GENERAL PURPOSES | $20,000 |
| THE CECILIA FUND | |||||||
| PO BOX 92213 | SANTA BARBARA | CA | 93190 | NONE | PUBLIC | GENERAL PURPOSES | $2,500 |
| TRANSITION HOUSE | |||||||
| 425 E COTA STREET | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $7,500 |
| WOMEN'S FUND OF SANTA BARBARA | |||||||
| 133 EAST DE LA GUERRA STREET 15 | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $3,500 |
| WOUNDED WARRIORS PROJECT | |||||||
| 4899 BELFORT RD STE 300 | JACKSONVILLE | FL | 32256 | NONE | PUBLIC | GENERAL PURPOSES | $15,000 |
| YMCA YOUTH AND FAMILY SERVICES | |||||||
| 105 E CARRILLO ST | SANTA BARBARA | CA | 93101 | NONE | PUBLIC | GENERAL PURPOSES | $20,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $132,500 | TotalGrantOrContriPdDurYrAmt |
| Total Grant Or Contri Apprv Fut | $0 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $31,144 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $183,662 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $214,806 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $214,806 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | TAX PREPARATION FEE (NON-ALLOC | CategoryTxt |
| Amt | $2,550 | Amt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $2,550 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (2 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ISHARES INTERMEDIATE CREDIT BOND ETF | $142,550 | $163,867 |
| VANGUARD INTERMEDIATE-TRM TREASURY ETF | $165,995 | $166,500 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (47 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ABBOTT LABORATORIES | $13,672 | $48,176 |
| ADOBE INC | $9,133 | $42,510 |
| AMAZON.COM INC | $8,582 | $81,423 |
| APPLE INC | $13,936 | $106,152 |
| ARTISAN SMALL CAP FUND | $24,360 | $42,884 |
| ASTRAZENECA PLC SPONS ADR | $9,794 | $11,748 |
| BLACKROCK INC | $11,793 | $50,508 |
| CHEVRON CORP | $33,370 | $25,335 |
| CHUBB LTD | $21,752 | $34,632 |
| COMACAST CORP CL A | $17,934 | $41,920 |
| CROWN CASTLE INTERNATIONAL CORP | $9,842 | $11,143 |
| DODGE & COX INTL STOCK FUND | $30,452 | $33,377 |
| ECOLAB INC | $11,643 | $21,636 |
| ELECTRONIC ARTS | $9,370 | $16,514 |
| FACEBOOK INC CL A | $14,097 | $47,803 |
| FGT FRANKLIN INTERNATIONAL GROWTH FUND | $23,312 | $57,015 |
| FRANKLIN SMALL CAP VALUE FUND | $12,458 | $14,049 |
| IQVIA HOLDINGS INC | $10,106 | $26,876 |
| J P MORGAN CHASE & CO | $12,880 | $46,381 |
| LOWES COS INC | $11,014 | $40,128 |
| MASTERCARD INC-CLASS A | $10,475 | $49,972 |
| MATTHEWS JAPAN FUND | $16,414 | $20,058 |
| MICROCHIP TECHNOLOGY INC | $13,123 | $55,244 |
| NESTLE S A SPONSORED ADR REPSTG REG SH | $18,147 | $35,340 |
| NEXTERA ENERGY INC | $11,180 | $30,860 |
| NIKE INC CL B | $8,379 | $58,710 |
| NVIDIA CORP | $9,665 | $33,943 |
| PEPSICO INC | $13,009 | $29,660 |
| ROPER TECHNOLOGIES INC | $11,535 | $23,710 |
| SERVICENOW INC | $12,197 | $38,530 |
| T ROWE PRICE INTERNATIONAL FD INTER | $20,000 | $26,681 |
| TJX CO INC NEW | $9,777 | $20,487 |
| VERIZON COMMUNICATIONS | $11,594 | $19,388 |
| WALT DISNEY CO | $16,170 | $36,236 |
| ALPHABET INC CLASS C | $14,918 | $17,519 |
| AMERICAN ELECTRIC POWER CO INC | $4,086 | $4,164 |
| AMERICAN WATER WORKS CO INC | $9,903 | $12,278 |
| LOCKHEED MARTIN CORP | $11,503 | $10,649 |
| MCDONALD'S CORP | $10,087 | $11,802 |
| MICROSOFT CORP | $10,116 | $12,233 |
| PAYPAL HOLDINGS INC | $4,905 | $5,855 |
| PROCTER & GAMBLE CO | $10,275 | $11,131 |
| STANLEY BLACK & DECKER INC | $4,902 | $5,357 |
| STRYKER CORP | $9,713 | $13,477 |
| TEXAS INSTRUMENTS INC | $8,687 | $9,848 |
| WALMART INC | $7,872 | $7,928 |
| INVESCO DEVELOPING MARKETS FUND CL R6 | $42,737 | $67,372 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $303,316 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $302,246 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $0 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $0 | StateLocalSecEOYFMVAmt |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | MUTUAL FUND CASH OFFSET | Desc |
| Amt | $238 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ADR FEE | $15 | $15 | $0 |
| BANK FEE | $30 | $0 | $30 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| NY LAW JOURNAL ADVERTISEMENT FEE | $160 | $0 | $160 |
| NYS ANNUAL FILING FEE | $250 | $0 | $250 |
| INVESTMENT MGMT FEES-SUBJECT T | $17,937 | $14,350 | $3,587 |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES | $191 | $191 | $0 |
| FEDERAL TAX PAYMENT - PRIOR YE | $5,000 | $0 | $0 |
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