SWAHA FOUNDATION: Form 990PF, tax year 2020
View the entire original 990 at ProPublica ↗
- Organization
- SWAHA FOUNDATION (EIN 83-3505984)
- Tax period
- 2020-01-01 to 2020-12-31
- Filed
- 2021-11-15
- IRS object ID
- 202103199349107405
- Schema version
- 2020v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Investments Corp Bonds Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Increases Schedule
- Other Liabilities Schedule
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2021-11-15T13:16:24-08:00 | ReturnTs |
| Tax Period End | 2020-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 371420474 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Fontanello Duffield & Otake LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 44 Montgomery Street Suite 1305 | AddressLine1Txt |
| City | San Francisco | CityNm |
| State Abbreviation | CA | StateAbbreviationCd |
| ZIP | 94104 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2020-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 833505984 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | The Swaha Foundation | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | SWAH | BusinessNameControlTxt |
| Phone | 3035964283 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 2214 | AddressLine1Txt |
| City | Boulder | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 80306 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Julie Goldstein | PersonNm |
| Person Title | President | PersonTitleTxt |
| Signature | 2021-11-15 | SignatureDt |
| Discuss With Paid Preparer | false | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | Julie | PersonFirstNm |
| Person Last | Goldstein | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | Erik Satow | PreparerPersonNm |
| PTIN | P01410341 | PTIN |
| Phone | 4159830200 | PhoneNum |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 2 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Federated Assurance Level | FAL1 | FederatedAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2020 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $19,251,108 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Dividends Rev And Expnss | $257,583 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $257,583 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $27,197 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $1,469,288 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $27,197 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | $413,108 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | $415,053 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $697,888 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $699,833 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $48,000 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $48,000 | CompOfcrDirTrstDsbrsChrtblAmt |
| Other Prof Fees Rev And Expnss | $179,826 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $179,826 | OtherProfFeesNetInvstIncmAmt |
| Taxes Rev And Expnss | $9,549 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $4,090 | TaxesNetInvstIncmAmt |
| Other Expenses Rev And Expnss | $8,302 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $480 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $6,900 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $245,677 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $184,396 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $54,900 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $542,700 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $542,700 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $788,377 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $184,396 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $597,600 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$90,489 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $515,437 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $3,101,503 | CashBOYAmt |
| Cash EOY | $3,306 | CashEOYAmt |
| Cash EOYFMV | $3,306 | CashEOYFMVAmt |
| Sav And Temp Cash Invst EOY | $70,235 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $70,235 | SavAndTempCashInvstEOYFMVAmt |
| Acct Rcvbl | $3,120 | AcctRcvblAmt |
| Acct Rcvbl EOY | $3,120 | AcctRcvblEOYAmt |
| Acct Rcvbl EOYFMV | $3,120 | AcctRcvblEOYFMVAmt |
| US Government Obligations EOY | $580,234 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $580,234 | USGovtObligationsEOYFMVAmt |
| Corporate Bonds EOY | $957,787 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $957,787 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $11,496,979 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $17,536,426 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $17,536,426 | OtherInvestmentsEOYFMVAmt |
| Other Assets EOY | $100,000 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $100,000 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $14,598,482 | TotalAssetsBOYAmt |
| Total Assets EOY | $19,251,108 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $19,251,108 | TotalAssetsEOYFMVAmt |
| Other Liabilities EOY | $48,000 | OtherLiabilitiesEOYAmt |
| Total Liabilities EOY | $48,000 | TotalLiabilitiesEOYAmt |
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
| No Donor Rstr Net Assests BOY | $14,598,482 | NoDonorRstrNetAssestsBOYAmt |
| Tot Net Ast Or Fund Balances BOY | $14,598,482 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $19,203,108 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $14,598,482 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $19,251,108 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $14,598,482 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$90,489 | ExcessRevenueOverExpensesAmt |
| Other Increases | $4,695,115 | OtherIncreasesAmt |
| Subtotal | $19,203,108 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $19,203,108 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (2 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| Sales of Publicly Traded Securites | P | 2000-01-01 | 2020-12-31 | $1,435,854 | $1,442,091 | -$6,237 | -$6,237 |
| Capital Gains Distributions | P | 2000-01-01 | 2020-12-31 | $33,434 | $33,434 | $33,434 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $27,197 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $7,165 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $7,165 | SubtotalAmt |
| Tax Based On Investment Income | $7,165 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $2,800 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $2,800 | TotalPaymentsAndCreditsAmt |
| Form2220 Attached | Yes (X) | Form2220AttachedInd |
| Es Penalty | $39 | EsPenaltyAmt |
| Tax Due | $4,404 | TaxDueAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | false | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | false | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | CO | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | Julie Goldstein | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 3035964283 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 2214 | AddressLine1Txt |
| City | Boulder | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 803062214 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | Yes (true) | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | Yes (true) | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Acts Fail To Qlfy As Exceptions | false | ActsFailToQlfyAsExceptionsInd |
| Uncorrected Prior Acts | false | UncorrectedPriorActsInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | Julie Goldstein | PersonNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO Box 2214 | AddressLine1Txt |
| City | Boulder | CityNm |
| State Abbreviation | CO | StateAbbreviationCd |
| ZIP | 803062214 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Title | President | TitleTxt |
| Average Hrs Per Wk Devoted To Pos | 20.00 | AverageHrsPerWkDevotedToPosRt |
| Compensation | $48,000 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | Truss Fund - Provide loans to social enterprises that are employing market-driven solutions to end global poverty and protect the planet. | Description1Txt |
| Expenses1 | $50,000 | Expenses1Amt |
| Description2 | The Town Kitchen - Community-driven food company that employs and trains our youth. | Description2Txt |
| Expenses2 | $50,000 | Expenses2Amt |
| Total | $100,000 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $14,787,440 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $641,287 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,565,268 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $16,993,995 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Adjusted Total FMV Of Unused Ast | $16,993,995 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $254,910 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $16,739,085 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $836,954 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $836,954 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $7,165 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $7,165 | TotalTaxAmt |
| Distributable Before Adj | $829,789 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $829,789 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $829,789 | DistributableAsAdjustedAmt |
Qualifying Distri Part XII QualifyingDistriPartXIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $597,600 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $100,000 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $697,600 | QualifyingDistributionsAmt |
| Adjusted Qualifying Distri | $697,600 | AdjustedQualifyingDistriAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $829,789 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $192,652 | UndistributedIncomePYAmt |
| Qualifying Distributions | $697,600 | QualifyingDistributionsAmt |
| Applied To Year1 | $192,652 | AppliedToYear1Amt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $504,948 | AppliedToCurrentYearAmt |
| Undistributed Income CY | $324,841 | UndistributedIncomeCYAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (43 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| Partners in Health | |||||||
| 800 Boylston Street Ste 300 | Boston | MA | 02199 | N/A | PC | General Support | $50,000 |
| Monte Fiore Medical Center | |||||||
| 3415 Bainbridge Avenue | Bronx | NY | 10467 | N/A | PC | General Support | $30,000 |
| Pathfinders | |||||||
| 6550 Camp Bowie Blvd Suite 111 | Fort Worth | TX | 76116 | N/A | PC | General Support | $6,000 |
| AJWS | |||||||
| 45 West 36th Street | New York | NY | 10018 | N/A | PC | General Support | $100,000 |
| Shambhala Mountain Center | |||||||
| 151 Shambhala Way | Red Feather Lakes | CO | 80545 | N/A | PC | General Support | $2,000 |
| Girl Rising | |||||||
| 28 Verandah Place | Brooklyn | NY | 11201 | N/A | PC | General Support | $20,000 |
| Conservation Colorado Education Fun | |||||||
| 1536 Wynkoop Street Suite 510 | Denver | CO | 80202 | N/A | PC | General Support | $25,000 |
| Electric Girls | |||||||
| 612 Andrew Higgins Blvd Floor 3 | New Orleans | LA | 70130 | N/A | PC | General Support | $50,000 |
| Congregation Nevei Kodesh | |||||||
| 1925 Glenwood Dr | Boulder | CO | 80304 | N/A | PC | General Support | $5,000 |
| Neshama Center | |||||||
| PO Box 8064 | Aspen | CO | 81612 | N/A | PC | General Support | $500 |
| Jewish Colorado | |||||||
| 300 S Dahlia St Ste 300 | Denver | CO | 80246 | N/A | PC | General Support | $3,000 |
| Bridge House | |||||||
| 4150 Earhart Boulevard | New Orleans | LA | 70125 | N/A | PC | General Support | $5,000 |
| Valley Settlement | |||||||
| 1901 Grand Avenue Suite 206 | Glenwood Springs | CO | 81601 | N/A | PC | General Support | $5,000 |
| Lewis Clark College | |||||||
| 615 S Palatine Hill Road | Portland | OR | 97219 | N/A | PC | General Support | $2,500 |
| Aspen Center for Environmental Stud | |||||||
| 100 Puppy Smith Street | Aspen | CO | 81611 | N/A | PC | General Support | $5,000 |
| Carbondale Arts | |||||||
| 76 S 4th St | Carbondale | CO | 81623 | N/A | PC | General Support | $1,500 |
| Moving Traditions | |||||||
| 8380 Old York Road Suite 4300 | Elkins Park | PA | 19027 | N/A | PC | General Support | $5,000 |
| Rose Andom Center | |||||||
| 1330 Fox Street | Denver | CO | 80204 | N/A | PC | General Support | $3,000 |
| Independence Pass Fund | |||||||
| PO Box 1700 | Aspen | CO | 81612 | N/A | PC | General Support | $3,500 |
| Walking Mountains Science School | |||||||
| 318 Walking Mountains Ln | Avon | CO | 81620 | N/A | PC | General Support | $5,000 |
| English in Action | |||||||
| PO Box 4856 | Basalt | CO | 81621 | N/A | PC | General Support | $3,500 |
| Sounds True Foundation | |||||||
| 413 S Arthur Ave | Louisville | CO | 80027 | N/A | PC | General Support | $10,000 |
| Protect Our Winters | |||||||
| 4676 Broadway Street | Boulder | CO | 80304 | N/A | PC | General Support | $8,000 |
| Watershed School | |||||||
| 1661 Alpine Avenue | Boulder | CO | 80304 | N/A | PC | General Support | $5,000 |
| High Country News | |||||||
| PO Box 1090 | Paonia | CO | 81428 | N/A | PC | General Support | $5,000 |
| Youth Zone | |||||||
| 413 9th Street | Glenwood Springs | CO | 81601 | N/A | PC | General Support | $3,500 |
| Attention Homes | |||||||
| 1440 Pine St Suite B | Boulder | CO | 80304 | N/A | PC | General Support | $3,500 |
| RESPONSE | |||||||
| 405 Castle Creek Road Suite 203 | Aspen | CO | 81611 | N/A | PC | General Support | $500 |
| Cambodian Children's | |||||||
| 2309 Santa Monica Blvd PMB 833 | Santa Monica | CA | 90404 | N/A | PC | General Support | $1,200 |
| Rose Community Foundation | |||||||
| 4500 Cherry Creek Drive S Ste 900 | Denver | CO | 80246 | N/A | PC | General Support | $3,500 |
| NDN Collective | |||||||
| 408 Knollwood Dr | Rapid City | SD | 57701 | N/A | PC | General Support | $100,000 |
| AJWS | |||||||
| 45 West 36th Street | New York | NY | 10018 | N/A | PC | General Support | $5,000 |
| Art Base | |||||||
| PO Box 4300 | Basalt | CO | 81621 | N/A | PC | General Support | $1,500 |
| Climate Justice Alliance | |||||||
| PO Box 10202 | Berkeley | CA | 94709 | N/A | PC | General Support | $25,000 |
| Colorado Immigrant Alliance | |||||||
| 2525 W Alameda Ave | Denver | CO | 80219 | N/A | PC | General Support | $5,000 |
| Colorado Wild Public Lands | |||||||
| PO Box 1772 | Basalt | CO | 81621 | N/A | PC | General Support | $1,000 |
| Congregation Nevei Kodesh | |||||||
| 1925 Glenwood Dr | Boulder | CO | 80304 | N/A | PC | General Support | $5,000 |
| Free Flow Foundation | |||||||
| PO Box 50153 | Jacksonville Beach | FL | 32240 | N/A | PC | General Support | $1,000 |
| Global Fund for Women | |||||||
| 800 Market Street 7th Floor | San Francisco | CA | 94102 | N/A | PC | General Support | $5,000 |
| Himalayan Childrens Fund | |||||||
| PO Box 15644 | Beverly Hills | CA | 90209 | N/A | PC | General Support | $1,000 |
| Indigenous Environmental Network | |||||||
| PO Box 485 | Bemidji | MN | 56619 | N/A | PC | General Support | $15,000 |
| Jewish Family Services | |||||||
| PO Box 159004 | San Francisco | CA | 94115 | N/A | PC | General Support | $2,500 |
| Michael J Fox Foundation | |||||||
| PO Box 4777 | New York | NY | 10163 | N/A | PC | General Support | $5,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $542,700 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $257,583 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $27,197 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Partnership Income | Desc |
| Business | 900099 | BusinessCd |
| Unrelated Business Taxbl Incm | -$1,945 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | 14 | ExclusionCd |
| Exclusion | $415,053 | ExclusionAmt |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | -$1,945 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $699,833 | ExclusionAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $697,888 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (21 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| Duke Energy Corp 3.35% 5/15/22 | $46,872 | $46,872 |
| Asian Dev Bk 1.875% 8/10/22 | $30,803 | $30,803 |
| The Bank of No 2.375% 1/18/23 | $62,341 | $62,341 |
| Apple Inc 2.85% 2/23/23 | $62,974 | $62,974 |
| The European Ba 0.25% 7/10/23 | $65,037 | $65,037 |
| Citigroup Inc 5/15/24 | $61,826 | $61,826 |
| European Invt Bk 2.5% 10/15/24 | $64,984 | $64,984 |
| Bank of America 10/22/25 | $63,905 | $63,905 |
| Starbucks Corp 2.45% 6/15/26 | $48,630 | $48,630 |
| Midamerican Energy 3.1% 5/1/27 | $61,605 | $61,605 |
| Equinix Inc 1.55% 3/15/28 | $5,035 | $5,035 |
| Verizon Communications 3.875% 2/28/29 | $46,943 | $46,943 |
| Pfizer Inc 2.625% 4/1/30 | $44,275 | $44,275 |
| Alphabet Inc 1.1% 8/15/30 | $34,450 | $34,450 |
| Kings Loc SD 3.25% 12/1/21 | $61,583 | $61,583 |
| Ypsilanti MI SD 2.44% 5/1/22 | $61,021 | $61,021 |
| Triboro Brdg/Tu 3.884% 11/15/22 | $26,186 | $26,186 |
| Univ Pitt PA 2.871% 9/15/23 | $21,305 | $21,305 |
| Commonwealth FA 2.023% 6/1/24 | $20,837 | $20,837 |
| Univ CA 3.159% 5/15/25 | $22,251 | $22,251 |
| Interntnl Bk 0.375% 7/28/25 | $44,924 | $44,924 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $162,869 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $162,869 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $417,365 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $417,365 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (41 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| Allign Impact Fund II, LP | AT COST | $90,394 | $90,394 |
| Align TMIF II Access Fund LP | AT COST | $182,142 | $182,142 |
| Beneficial Return LLC | AT COST | $50,000 | $50,000 |
| Greenbacker Renewable Energy | AT COST | $97,267 | $97,267 |
| International Columbia US LLC | AT COST | $267,284 | $267,284 |
| Low Income Investment Fund | AT COST | $200,000 | $200,000 |
| Rose Affordable Housing V LP | AT COST | $99,968 | $99,968 |
| SJF Ventures Fund V LP | AT COST | $24,443 | $24,443 |
| Sonen Global Sustainable LLC | AT COST | $7,343 | $7,343 |
| UP Fund LP | AT COST | $38,015 | $38,015 |
| Putting America Back to Work Fund | AT COST | $12,008 | $12,008 |
| Odin Capital LP | AT COST | $343,285 | $343,285 |
| Calvert Bond I, 35,690.719 Sh | FMV | $611,025 | $611,025 |
| Calvert Short Duration, 30,079.111 Sh | FMV | $497,509 | $497,509 |
| CRA Qualified Investment, 58,259.231 Sh | FMV | $630,947 | $630,947 |
| PAX High Yield Bd Inst, 37,211.289 Sh | FMV | $258,246 | $258,246 |
| TIAA-CREF Core Impact, 80,946.962 Sh | FMV | $877,465 | $877,465 |
| Invesco Cleantech, 14,830 Sh | FMV | $1,114,178 | $1,114,178 |
| Invesco S&P Global Water, 3,180 Sh | FMV | $148,824 | $148,824 |
| iShares Esg Aware MSCI EAFE, 2,592 Sh | FMV | $189,320 | $189,320 |
| iShares Esg Aware MSCI USA, 7,170 Sh | FMV | $616,835 | $616,835 |
| iShares MSCI Global, 9,567 Sh | FMV | $893,127 | $893,127 |
| Nuveen ESG Emerging Mkt, 4,090 Sh | FMV | $136,817 | $136,817 |
| Nuveen ESG Mid Cap, 11,297 Sh | FMV | $339,784 | $339,784 |
| Nuveen ESG Small Cap, 20,666 Sh | FMV | $792,334 | $792,334 |
| Vanguard ST Bond, 417 Sh | FMV | $34,569 | $34,569 |
| Calvert Emerging Markets, 33,285.964 Sh | FMV | $740,946 | $740,946 |
| Calvert Equity I, 8,326.20 Sh | FMV | $652,692 | $652,692 |
| Calvert International, 32,301.682 Sh | FMV | $904,447 | $904,447 |
| Calvert Mid Cap, 10,169.824 Sh | FMV | $471,676 | $471,676 |
| Calvert Small Cap, 24,244.698 Sh | FMV | $782,619 | $782,619 |
| Calvert US Large Cap Core, 34,158.02 Sh | FMV | $1,175,036 | $1,175,036 |
| Calvert US Large Cap Value, 5,371.558 Sh | FMV | $143,528 | $143,528 |
| DFA Em Mkts, 22,425.265 Sh | FMV | $236,138 | $236,138 |
| DFA Intl Sustainability, 73,315.916 Sh | FMV | $887,856 | $887,856 |
| Hartford Global Impact, 32,075.381 Sh | FMV | $492,999 | $492,999 |
| PAX Ellevate Glbl Womens, 18,374.862 Sh | FMV | $560,433 | $560,433 |
| PAX Global Environment, 40,965.279 Sh | FMV | $869,693 | $869,693 |
| Versus Cap Multi-Man, 8,274.638 Sh | FMV | $225,484 | $225,484 |
| Hannon Armstrong Sus REIT, 11,710 Sh | FMV | $742,765 | $742,765 |
| Iroquois Valley Farmland, 163 Sh | FMV | $96,985 | $96,985 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| Dues & Memberships | $6,900 | $6,900 | |
| Logo Expenses | $900 | ||
| Other Investment Expenses | $480 | $480 | |
| Postage & Delivery | $22 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Partnership Income | Desc |
| Revenue And Expenses Per Books | $413,108 | RevenueAndExpensesPerBooksAmt |
| Net Investment Income | $415,053 | NetInvestmentIncomeAmt |
Other Increases Schedule OtherIncreasesSchedule
Other Increases Detail OtherIncreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Psp Adj. fr Prior Year transfer fr Richard C Goldstein PF | Desc |
| Amt | $2,168,372 | Amt |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | Payroll Payable | Desc |
| EOY Book Value | $48,000 | EOYBookValueAmt |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | Investment Advisor Fees | CategoryTxt |
| Amt | $179,826 | Amt |
| Net Investment Income | $179,826 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $0 | AdjustedNetIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|
| Excise Tax | $5,459 | |
| Foreign Taxes w/h on Dividends | $4,090 | $4,090 |