BETA

THE CASTLE FOUNDATION: Form 990PF, tax year 2020

View the entire original 990 at ProPublica ↗

Organization
THE CASTLE FOUNDATION (EIN 13-3490144)
Tax period
2020-01-01 to 2020-12-31
Filed
2021-06-10
IRS object ID
202101619349100605
Schema version
2020v4.1
Source
Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header ReturnHeader

FieldValueIRS element (for citing)
Return2021-06-10T09:19:03-05:00ReturnTs
Tax Period End2020-12-31TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

FieldValueIRS element (for citing)
Preparer Firm EIN133932404PreparerFirmEIN

Preparer Firm Name PreparerFirmName

FieldValueIRS element (for citing)
Business Name Line1SELZNICK & COMPANY LLPBusinessNameLine1Txt

Preparer US Address PreparerUSAddress

FieldValueIRS element (for citing)
Address Line1116 RADIO CIRCLE DRSTE 201AddressLine1Txt
CityMT KISCOCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10549ZIPCd
FieldValueIRS element (for citing)
Return Type990PFReturnTypeCd
Tax Period Begin2020-01-01TaxPeriodBeginDt

Filer Filer

FieldValueIRS element (for citing)
EIN133490144EIN

Business Name BusinessName

FieldValueIRS element (for citing)
Business Name Line1THE CASTLE FOUNDATIONBusinessNameLine1Txt
FieldValueIRS element (for citing)
Business Name ControlCASTBusinessNameControlTxt
Phone9143816500PhoneNum

US Address USAddress

FieldValueIRS element (for citing)
Address Line1440 MAMARONECK AVENUE NO 400AddressLine1Txt
CityHARRISONCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10528ZIPCd

Business Officer BusinessOfficerGrp

FieldValueIRS element (for citing)
PersonMAURO C ROMITAPersonNm
Person TitleTRUSTEEPersonTitleTxt
Phone9143816500PhoneNum
Signature2021-05-25SignatureDt
Discuss With Paid PreparerYes (1)DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

FieldValueIRS element (for citing)
Person FirstMAUROPersonFirstNm
Person LastROMITAPersonLastNm
FieldValueIRS element (for citing)
SSN999009999SSN

Preparer Person PreparerPersonGrp

FieldValueIRS element (for citing)
Preparer PersonCYNTHIA MERRITTPreparerPersonNm
PTINP00451399PTIN
Phone9142733700PhoneNum
Preparation2021-05-24PreparationDt

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

FieldValueIRS element (for citing)
Trusted Customer2TrustedCustomerCd
Authentication Assurance LevelAAL1AuthenticationAssuranceLevelCd
Identity Assurance LevelIAL1IdentityAssuranceLevelCd
FieldValueIRS element (for citing)
Tax2020TaxYr
Build TS2022-09-23 18:48:47ZBuildTS

Form 990-PF IRS990PF

FieldValueIRS element (for citing)
Organization501c3 Exempt PFYes (X)Organization501c3ExemptPFInd
FMV Assets EOY$2,523,049FMVAssetsEOYAmt
Method Of Accounting CashYes (X)MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

FieldValueIRS element (for citing)
Schedule B Not RequiredYes (X)ScheduleBNotRequiredInd
Dividends Rev And Expnss$51,722DividendsRevAndExpnssAmt
Dividends Net Invst Incm$51,722DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss$4,939NetGainSaleAstRevAndExpnssAmt
Gross Sales Price$1,536,245GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm$4,939CapGainNetIncmNetInvstIncmAmt
Total Rev And Expnss$56,661TotalRevAndExpnssAmt
Total Net Invst Incm$56,661TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss$0CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm$0CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl$0CompOfcrDirTrstDsbrsChrtblAmt
Interest Rev And Expnss$381InterestRevAndExpnssAmt
Interest Net Invst Incm$0InterestNetInvstIncmAmt
Interest Dsbrs Chrtbl$0InterestDsbrsChrtblAmt
Taxes Rev And Expnss$1,245TaxesRevAndExpnssAmt
Taxes Net Invst Incm$0TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl$0TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss$14,812OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm$14,812OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl$0OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss$16,438TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm$14,812TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl$0TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss$60,000ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl$60,000ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss$76,438TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm$14,812TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl$60,000TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses-$19,777ExcessRevenueOverExpensesAmt
Net Investment Income$41,849NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

FieldValueIRS element (for citing)
Sav And Temp Cash Invst BOY$118,177SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY$129,338SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV$129,338SavAndTempCashInvstEOYFMVAmt
US Government Obligations BOY$100,069USGovernmentObligationsBOYAmt
US Government Obligations EOY$0USGovernmentObligationsEOYAmt
US Govt Obligations EOYFMV$0USGovtObligationsEOYFMVAmt
Corporate Stock BOY$396,741CorporateStockBOYAmt
Corporate Stock EOY$303,526CorporateStockEOYAmt
Corporate Stock EOYFMV$460,451CorporateStockEOYFMVAmt
Corporate Bonds BOY$1,407,669CorporateBondsBOYAmt
Corporate Bonds EOY$1,031,645CorporateBondsEOYAmt
Corporate Bonds EOYFMV$1,171,647CorporateBondsEOYFMVAmt
Other Investments BOY$208,578OtherInvestmentsBOYAmt
Other Investments EOY$746,948OtherInvestmentsEOYAmt
Other Investments EOYFMV$761,613OtherInvestmentsEOYFMVAmt
Total Assets BOY$2,231,234TotalAssetsBOYAmt
Total Assets EOY$2,211,457TotalAssetsEOYAmt
Total Assets EOYFMV$2,523,049TotalAssetsEOYFMVAmt
Total Liabilities BOY$0TotalLiabilitiesBOYAmt
Total Liabilities EOY$0TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117Yes (X)OrgDoesNotFollowFASB117Ind
Capital Stock BOY$88,247CapitalStockBOYAmt
Capital Stock EOY$88,247CapitalStockEOYAmt
Additional Paid In Capital BOY$0AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY$0AdditionalPaidInCapitalEOYAmt
Retained Earning BOY$2,142,987RetainedEarningBOYAmt
Retained Earning EOY$2,123,210RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY$2,231,234TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY$2,211,457TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY$2,231,234TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY$2,211,457TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

FieldValueIRS element (for citing)
Tot Net Ast Or Fund Balances BOY$2,231,234TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses-$19,777ExcessRevenueOverExpensesAmt
Other Increases$0OtherIncreasesAmt
Subtotal$2,211,457SubtotalAmt
Other Decreases$0OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY$2,211,457TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (4 entries)

PropertyPropertyDescHow AcquiredHowAcquiredCdGross Sales PriceGrossSalesPriceAmtCost Or Other BasisCostOrOtherBasisAmtGain Or LossGainOrLossAmtGains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
PUBLICALLY TRADED SECURITIESP$598,649$600,087-$1,438-$1,438
PUBLICALLY TRADED SECURITIESP$151,481$149,870$1,611$1,611
PUBLICALLY TRADED SECURITIESP$179,843$194,350-$14,507-$14,507
PUBLICALLY TRADED SECURITIESP$606,272$586,999$19,273$19,273
FieldValueIRS element (for citing)
Capital Gain Net Income$4,939CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

FieldValueIRS element (for citing)
Investment Income Excise Tax$582InvestmentIncomeExciseTaxAmt
Tax Under Section511$0TaxUnderSection511Amt
Subtotal$582SubtotalAmt
Subtitle A Tax$0SubtitleATaxAmt
Tax Based On Investment Income$582TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx$1,400EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce$0ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid$0ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld$0BackupWithholdingWithheldAmt
Total Payments And Credits$1,400TotalPaymentsAndCreditsAmt
Form2220 AttachedYes (X)Form2220AttachedInd
Es Penalty$0EsPenaltyAmt
Overpayment$818OverpaymentAmt
Applied To ES Tax$818AppliedToESTaxAmt
Refund$0RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

FieldValueIRS element (for citing)
Legislative Political Acty0LegislativePoliticalActyInd
More Than100 Spent0MoreThan100SpentInd
Form1120 POL Filed0Form1120POLFiledInd
Section4955 Organization Tax$0Section4955OrganizationTaxAmt
Section4955 Managers Tax$0Section4955ManagersTaxAmt
Tax Reimbursed$0TaxReimbursedAmt
Activities Not Previously Rpt0ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws0ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit0UnrelatedBusIncmOverLimitInd
Organization Dissolved Etc0OrganizationDissolvedEtcInd
Section508e Rqr SatisfiedYes (1)Section508eRqrSatisfiedInd
At Least5000 In AssetsYes (1)AtLeast5000InAssetsInd
Org Report Or Register StateNYOrgReportOrRegisterStateCd
Form990 PF Filed With Atty GenYes (1)Form990PFFiledWithAttyGenInd
Private Operating Foundation0PrivateOperatingFoundationInd
New Substantial Contributors0NewSubstantialContributorsInd
Own Controlled Entity0OwnControlledEntityInd
Donor Advised Fund0DonorAdvisedFundInd
Comply With Public Insp RqrYes (1)ComplyWithPublicInspRqrInd
Website AddressN/AWebsiteAddressTxt
Individual With BooksMAURO C ROMITAIndividualWithBooksNm
Phone9143816500PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

FieldValueIRS element (for citing)
Address Line1440 MAMARONECK AVENUEAddressLine1Txt
CityHARRISONCityNm
State AbbreviationNYStateAbbreviationCd
ZIP10528ZIPCd
FieldValueIRS element (for citing)
Foreign Accounts Question0ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

FieldValueIRS element (for citing)
Sale Or Exch Disqualified Prsn0SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn0BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn0FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn0PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn0TransferAstDisqualifiedPrsnInd
Payment To Government Official0PaymentToGovernmentOfficialInd
Uncorrected Prior Acts0UncorrectedPriorActsInd
Undistributed Income PY0UndistributedIncomePYInd
Business Holdings0BusinessHoldingsInd
Jeopardy Investments0JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst0UncorrectedPYJeopardyInvstInd
Influence Legislation0InfluenceLegislationInd
Influence Election0InfluenceElectionInd
Grants To Individuals0GrantsToIndividualsInd
Grants To Organizations0GrantsToOrganizationsInd
Noncharitable Purpose0NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct0RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct0PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans0ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt0SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (4 entries)

Address Line1USAddress/AddressLine1TxtCityUSAddress/CityNmState AbbreviationUSAddress/StateAbbreviationCdZIPUSAddress/ZIPCdTitleTitleTxtAverage Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRtCompensationCompensationAmtEmployee Benefit ProgramEmployeeBenefitProgramAmtExpense Account Other AllwncExpenseAccountOtherAllwncAmt
MAURO C ROMITA
909 ESPLANADEPELHAM MANORNY10803TRUSTEE1.00$0$0$0
CAMILLE ROMITA
909 ESPLANADEPELHAM MANORNY10803TRUSTEE1.00$0$0$0
CARLA ECCLESTON
1396 PARK LANEPELHAM MANORNY10803TRUSTEE1.00$0$0$0
MAURA SKRAPITS
669 WOLFS LANEPELHAMNY10803TRUSTEE1.00$0$0$0
FieldValueIRS element (for citing)
Comp Of Hghst Pd Empl Or NONENONECompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k0OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONENONECompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k0ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

FieldValueIRS element (for citing)
Total$0TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

FieldValueIRS element (for citing)
Average Monthly FMV Of Sec$2,109,097AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances$94,205AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast$0FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets$2,203,302TotalFMVOfUnusedAssetsAmt
Reduction Claimed$0ReductionClaimedAmt
Acquisition Indebtedness$0AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast$2,203,302AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable$33,050CashDeemedCharitableAmt
Net Vl Noncharitable Assets$2,170,252NetVlNoncharitableAssetsAmt
Minimum Investment Return$108,513MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

FieldValueIRS element (for citing)
Minimum Investment Return$108,513MinimumInvestmentReturnAmt
Tax Based On Investment Income$582TaxBasedOnInvestmentIncomeAmt
Total Tax$582TotalTaxAmt
Distributable Before Adj$107,931DistributableBeforeAdjAmt
Recoveries Qualfied Distri$0RecoveriesQualfiedDistriAmt
Distributable Before Ded$107,931DistributableBeforeDedAmt
Deduction From Distributable$0DeductionFromDistributableAmt
Distributable As Adjusted$107,931DistributableAsAdjustedAmt

Qualifying Distri Part XII QualifyingDistriPartXIIGrp

FieldValueIRS element (for citing)
Expenses And Contributions$60,000ExpensesAndContributionsAmt
Program Related Invst Total$0ProgramRelatedInvstTotalAmt
Qualifying Distributions$60,000QualifyingDistributionsAmt
Pct Sect4940e Org Net Invst Incm$0PctSect4940eOrgNetInvstIncmAmt
Adjusted Qualifying Distri$60,000AdjustedQualifyingDistriAmt

Undistributed Income UndistributedIncomeGrp

FieldValueIRS element (for citing)
Distributable As Adjusted$107,931DistributableAsAdjustedAmt
Undistributed Income PY$0UndistributedIncomePYAmt
Total For Prior Years$0TotalForPriorYearsAmt
Total Excess Distribution Cyov$0TotalExcessDistributionCyovAmt
Qualifying Distributions$60,000QualifyingDistributionsAmt
Applied To Year1$0AppliedToYear1Amt
Applied To Prior Years$0AppliedToPriorYearsAmt
Treated As Distri From Corpus$0TreatedAsDistriFromCorpusAmt
Applied To Current Year$60,000AppliedToCurrentYearAmt
Remaining Distri From Corpus$0RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus$0ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY$0ExcessDistributionCyovAppCYAmt
Total Corpus$0TotalCorpusAmt
Prior Year Undistributed Incm$0PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax$0PriorYearDeficiencyOrTaxAmt
Taxable1$0Taxable1Amt
Taxable2$0Taxable2Amt
Undistributed Income CY$47,931UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3$0CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5$0ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr$0ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

FieldValueIRS element (for citing)
Only Contri To PreselectedYes (X)OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (6 entries)

Address Line1RecipientUSAddress/AddressLine1TxtCityRecipientUSAddress/CityNmState AbbreviationRecipientUSAddress/StateAbbreviationCdZIPRecipientUSAddress/ZIPCdGrant Or Contribution PurposeGrantOrContributionPurposeTxtAmtAmt
A CHANCE IN LIFE
259 E 63RD ST 204NEW YORKNY10065OPERATING FUNDS$2,500
CALVARY FUND
1740 EASTCHESTER ROADBRONXNY10461OPERATING FUNDS$5,000
CARDINAL'S ANNUAL APPEAL
1011 FIRST AVENUENEW YORKNY10022OPERATING FUNDS$35,000
CATHOLIC CHARITIES ARCHDIOCESE OF NEW YORK
1011 FIRST AVENUENEW YORKNY10022OPERATING FUNDS$2,500
INNER-CITY SCHOLARSHIP FUND
1011 FIRST AVENUE SUITE 1800NEW YORKNY10022OPERATING FUNDS$5,000
THE PROVINCE OF ST MARY OF THE CAPUCHIN ORDER
110 SHONNARD PLACEYONKERSNY10703OPERATING FUNDS$10,000
FieldValueIRS element (for citing)
Total Grant Or Contri Pd Dur Yr$60,000TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut$0TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Div And Int From Sec Part VII DivAndIntFromSecPartVIIGrp

FieldValueIRS element (for citing)
Exclusion14ExclusionCd
Exclusion$51,722ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

FieldValueIRS element (for citing)
Exclusion18ExclusionCd
Exclusion$4,939ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

FieldValueIRS element (for citing)
Unrelated Business Taxbl Incm$0UnrelatedBusinessTaxblIncmAmt
Exclusion$56,661ExclusionAmt
Related Or Exempt Function Incm$0RelatedOrExemptFunctionIncmAmt
FieldValueIRS element (for citing)
Total Income Producing Acty$56,661TotalIncomeProducingActyAmt

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp

Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp (2 entries)

Line NumberLineNumberTxtRelationship StatementRelationshipStatementTxt
4NOT APPLICABLE OTHER THAN BY PROVIDING FUNDS FOR SUCH PURPOSES
8NOT APPLICABLE OTHER THAN BY PROVIDING FUNDS FOR SUCH PURPOSES

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

FieldValueIRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO0TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO0TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets0SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO0PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets0RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements0ReimbursementArrangementsInd
Loans Or Loan Guarantees0LoansOrLoanGuaranteesInd
Performance Of Services Etc0PerformanceOfServicesEtcInd
Sharing Of Facilities Etc0SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO0RelationshipsNonchrtblEOInd

Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule

Investments Corporate Bonds InvestmentsCorporateBondsGrp (18 entries)

BondBondNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ART INSTITUTE OF CHICAGO/ THE 3.232%$100,006$102,825
AT&T INC 5.00% PREFERRED$50,000$54,280
ISHARES CORE MSCI EUROPE ETF$157,991$179,480
ISHARES MSCI EMERGING MARKETS ETF$85,902$103,340
ISHARES MSCI PACIFIC EX JAPAN ETF$34,589$38,296
ISHARES RUSSELL 2000 ETF$34,417$47,054
ISHARES RUSSELL MIDCAP INDEX$41,615$58,268
VANGUARD DIVIDEND GROWTH FUND$86,718$100,584
JP MORGAN MID CAP VALUE FUND$10,898$12,556
BRIGHTHOUSE FINANCIAL 5.375% PREFERRED$50,000$53,840
METLIFE INC 4.750% PREFERRD$50,000$54,400
PRUDENTIAL FINL 4.125%$50,000$52,960
PUBLIC STORAGE CUML 3.875% PREFERRED$50,000$51,640
RIVERNORTH/DOUBLELINE 4.375% PREFERRED$25,000$24,980
U S CELLULAR CORP 6.25% DUE 9/1/69$50,000$53,100
US BANCORP DEL 3.750% PREFERRED$25,000$25,230
WELLS FARGO 4.750% MAT PREFERRED$50,000$52,840
VANGUARD TOTAL STOCK MKT IDX ADM$79,509$105,974

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (23 entries)

StockStockNmEOY Book ValueEOYBookValueAmtEOYFMVEOYFMVAmt
ABBOTT LABS$10,394$19,161
ALPHABET INC CAP STK CL A$22,059$35,053
AMAZON,COM INC$27,654$48,854
APPLE INC$18,743$53,076
BOEING CO/THE$27,298$21,406
CHEVRON CORP$11,641$8,445
CITIGROUP INC$9,264$8,632
COMCAST CORP NEW$7,618$9,432
COSTCO WHOLESALE CORP$12,827$18,839
EBAY INC$5,193$7,035
EXXON MOBIL CORP$7,618$4,122
FACEBOOK INC$9,635$15,024
INTEL CORP$9,944$9,964
INTERCONTINENTAL EXCHANGE INC$10,677$17,294
JOHNSON & JOHNSON COM$14,011$15,738
JPMORGAN CHASE & CO$19,300$25,414
MASTERCARD INC$5,651$8,924
MICROSOFT CORP$22,957$44,484
NIKE INC$9,054$18,391
NVIDIA CORP$7,789$20,888
SALESFORCE.COM INC$10,031$16,690
WALT DISNEY CO$15,159$22,648
VISA INC$9,009$10,937

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (13 entries)

Category Or ItemCategoryOrItemTxtListed At Cost Or FMVListedAtCostOrFMVCdBook ValueBookValueAmtEOYFMVEOYFMVAmt
CITIBANK, NA CD 3.4% MAT 9/7/27AT COST$80,816$82,509
HSBC BANK CD 3.125% MAT 11/13/2028AT COST$56,444$58,221
HSBC BANK CD 3.125% MAT 6/30/2028AT COST$34,452$35,568
HSBC BANK CD 3.25% MAT 9/16/27AT COST$35,302$35,731
MORGAN STANLEY NY 1.7% MAT 2/5/21 CDAT COST$50,230$50,083
BANK OZK AR .9% MAT 2/23/21 CDAT COST$50,138$50,063
LIVE OAK BKG 1.25% MAT 4/1/21 CDAT COST$50,337$50,152
VALLEY NATL BANK 1.25% MAT 4/8/21AT COST$50,276$50,164
HSBC BANK CD 3.0% MAT 1/22/27 CDAT COST$51,871$51,549
HSBC BANK CD 3.15% MAT 12/7/27 CDAT COST$51,467$51,427
HSBC BANK CD 3.125% MAT 6/30/28 CDAT COST$26,180$26,945
WELLS FARGO 3.150% MAT 6/19/37AT COST$53,809$53,691
ISHARES TRUST ISHARES 1-5 YEAR INVTAT COST$155,626$165,510

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (3 entries)

DescDescRevenue And Expenses Per BooksRevenueAndExpensesPerBooksAmtNet Investment IncomeNetInvestmentIncomeAmtDisbursements Charitable PrpsDisbursementsCharitablePrpsAmt
INVESTMENT EXPENSES$13,852$13,852$0
NEW YORK STATE DEPT OF LAW FILING FEE$250$250$0
FOREIGN TAX PAID$710$710$0

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail

FieldValueIRS element (for citing)
CategoryFEDERAL TAXESCategoryTxt
Amt$1,245Amt
Net Investment Income$0NetInvestmentIncomeAmt
Disbursements Charitable Prps$0DisbursementsCharitablePrpsAmt

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