ADAM R BRONFMAN FAMILY FOUNDATION INC: Form 990PF, tax year 2021

View the entire original 990 at ProPublica ↗

Organization: ADAM R BRONFMAN FAMILY FOUNDATION INC (EIN 45-2329181)
Tax period: 2021-01-01 to 2021-12-31
Filed: 2022-11-15
IRS object ID: 202243199349102094
Schema version: 2021v4.2
Source: Download XML · Original 990 at ProPublica

Every field in the e-filed return. Faint text is the IRS element name, for citing.

Return header
Form 990-PF
Accounting Fees Schedule
Investments Corp Stock Schedule
Investments Other Schedule2
Other Expenses Schedule
Other Income Schedule2
Other Liabilities Schedule
Other Professional Fees Schedule
Substantial Contributors Sch
Taxes Schedule

Return header ReturnHeader

Field	Value	IRS element (for citing)
Return	2022-11-15T09:36:27-06:00	ReturnTs
Tax Period End	2021-12-31	TaxPeriodEndDt

Preparer Firm PreparerFirmGrp

Field	Value	IRS element (for citing)
Preparer Firm EIN	390859910	PreparerFirmEIN

Preparer Firm Name PreparerFirmName

Field	Value	IRS element (for citing)
Business Name Line1	BAKER TILLY US LLP	BusinessNameLine1Txt

Preparer US Address PreparerUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE PENN PLAZA SUITE 3000	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10119	ZIPCd

Field	Value	IRS element (for citing)
Return Type	990PF	ReturnTypeCd
Tax Period Begin	2021-01-01	TaxPeriodBeginDt

Filer Filer

Field	Value	IRS element (for citing)
EIN	452329181	EIN

Business Name BusinessName

Field	Value	IRS element (for citing)
Business Name Line1	ADAM R BRONFMAN FAMILY FOUNDATION INC	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Business Name Control	ADAM	BusinessNameControlTxt
Phone	2126976900	PhoneNum

US Address USAddress

Field	Value	IRS element (for citing)
Address Line1	BAKER TILLY ONE PENN PLAZA 3000	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10119	ZIPCd

Business Officer BusinessOfficerGrp

Field	Value	IRS element (for citing)
Person	ADAM R BRONFMAN	PersonNm
Person Title	PRESIDENT	PersonTitleTxt
Phone	2126976900	PhoneNum
Signature	2022-11-14	SignatureDt
Discuss With Paid Preparer	Yes (1)	DiscussWithPaidPreparerInd

Signing Officer SigningOfficerGrp

Person Full Name PersonFullName

Field	Value	IRS element (for citing)
Person First	ADAM	PersonFirstNm
Person Last	BRONFMAN	PersonLastNm

Field	Value	IRS element (for citing)
SSN	XXX-XX-XXXX	SSN

Preparer Person PreparerPersonGrp

Field	Value	IRS element (for citing)
Preparer Person	DOUGLAS RICHARDSON	PreparerPersonNm
PTIN	P01270963	PTIN
Phone	2126976900	PhoneNum

Additional Filer Information AdditionalFilerInformation

Trusted Customer TrustedCustomerGrp

Field	Value	IRS element (for citing)
Trusted Customer	3	TrustedCustomerCd
Authentication Assurance Level	AAL1	AuthenticationAssuranceLevelCd
Identity Assurance Level	IAL1	IdentityAssuranceLevelCd

Field	Value	IRS element (for citing)
Tax	2021	TaxYr
Build TS	2022-09-23 18:48:47Z	BuildTS

Form 990-PF IRS990PF

Field	Value	IRS element (for citing)
Organization501c3 Exempt PF	Yes (X)	Organization501c3ExemptPFInd
FMV Assets EOY	$23,065,703	FMVAssetsEOYAmt
Method Of Accounting Cash	Yes (X)	MethodOfAccountingCashInd

Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses

Field	Value	IRS element (for citing)
Contri Rcvd Rev And Expnss	$0	ContriRcvdRevAndExpnssAmt
Schedule B Not Required	Yes (X)	ScheduleBNotRequiredInd
Dividends Rev And Expnss	$445,579	DividendsRevAndExpnssAmt
Dividends Net Invst Incm	$443,930	DividendsNetInvstIncmAmt
Net Gain Sale Ast Rev And Expnss	$2,487,068	NetGainSaleAstRevAndExpnssAmt
Gross Sales Price	$12,160,891	GrossSalesPriceAmt
Cap Gain Net Incm Net Invst Incm	$2,487,068	CapGainNetIncmNetInvstIncmAmt
Other Income Rev And Expnss	$7,462	OtherIncomeRevAndExpnssAmt
Other Income Net Invst Incm	$7,462	OtherIncomeNetInvstIncmAmt
Total Rev And Expnss	$2,940,109	TotalRevAndExpnssAmt
Total Net Invst Incm	$2,938,460	TotalNetInvstIncmAmt
Comp Ofcr Dir Trst Rev And Expnss	$0	CompOfcrDirTrstRevAndExpnssAmt
Comp Ofcr Dir Trst Net Invst Incm	$0	CompOfcrDirTrstNetInvstIncmAmt
Comp Ofcr Dir Trst Dsbrs Chrtbl	$0	CompOfcrDirTrstDsbrsChrtblAmt
Accounting Fees Rev And Expnss	$46,205	AccountingFeesRevAndExpnssAmt
Accounting Fees Net Invst Incm	$0	AccountingFeesNetInvstIncmAmt
Accounting Fees Chrtbl Prps	$46,205	AccountingFeesChrtblPrpsAmt
Other Prof Fees Rev And Expnss	$97,458	OtherProfFeesRevAndExpnssAmt
Other Prof Fees Net Invst Incm	$97,458	OtherProfFeesNetInvstIncmAmt
Other Prof Fees Dsbrs Chrtbl	$0	OtherProfFeesDsbrsChrtblAmt
Taxes Rev And Expnss	$4,158	TaxesRevAndExpnssAmt
Taxes Net Invst Incm	$4,158	TaxesNetInvstIncmAmt
Taxes Dsbrs Chrtbl	$0	TaxesDsbrsChrtblAmt
Other Expenses Rev And Expnss	$618	OtherExpensesRevAndExpnssAmt
Other Expenses Net Invst Incm	$10,737	OtherExpensesNetInvstIncmAmt
Other Expenses Dsbrs Chrtbl	$83	OtherExpensesDsbrsChrtblAmt
Tot Opr Expenses Rev And Expnss	$148,439	TotOprExpensesRevAndExpnssAmt
Tot Opr Expenses Net Invst Incm	$112,353	TotOprExpensesNetInvstIncmAmt
Tot Opr Expenses Dsbrs Chrtbl	$46,288	TotOprExpensesDsbrsChrtblAmt
Contri Paid Rev And Expnss	$1,020,009	ContriPaidRevAndExpnssAmt
Contri Paid Dsbrs Chrtbl	$1,020,009	ContriPaidDsbrsChrtblAmt
Total Expenses Rev And Expnss	$1,168,448	TotalExpensesRevAndExpnssAmt
Total Expenses Net Invst Incm	$112,353	TotalExpensesNetInvstIncmAmt
Total Expenses Dsbrs Chrtbl	$1,066,297	TotalExpensesDsbrsChrtblAmt
Excess Revenue Over Expenses	$1,771,661	ExcessRevenueOverExpensesAmt
Net Investment Income	$2,826,107	NetInvestmentIncomeAmt

Form990 PF Balance Sheets Form990PFBalanceSheetsGrp

Field	Value	IRS element (for citing)
Sav And Temp Cash Invst BOY	$180,176	SavAndTempCashInvstBOYAmt
Sav And Temp Cash Invst EOY	$987,457	SavAndTempCashInvstEOYAmt
Sav And Temp Cash Invst EOYFMV	$987,457	SavAndTempCashInvstEOYFMVAmt
Acct Rcvbl	$153,542	AcctRcvblAmt
Acct Rcvbl BOY	$32,647	AcctRcvblBOYAmt
Acct Rcvbl EOY	$153,542	AcctRcvblEOYAmt
Acct Rcvbl EOYFMV	$153,542	AcctRcvblEOYFMVAmt
Corporate Stock BOY	$14,521,016	CorporateStockBOYAmt
Corporate Stock EOY	$15,440,799	CorporateStockEOYAmt
Corporate Stock EOYFMV	$21,274,848	CorporateStockEOYFMVAmt
Other Investments BOY	$1,008,790	OtherInvestmentsBOYAmt
Other Investments EOY	$931,899	OtherInvestmentsEOYAmt
Other Investments EOYFMV	$649,856	OtherInvestmentsEOYFMVAmt
Total Assets BOY	$15,742,629	TotalAssetsBOYAmt
Total Assets EOY	$17,513,697	TotalAssetsEOYAmt
Total Assets EOYFMV	$23,065,703	TotalAssetsEOYFMVAmt
Other Liabilities BOY	$176,231	OtherLiabilitiesBOYAmt
Other Liabilities EOY	$175,638	OtherLiabilitiesEOYAmt
Total Liabilities BOY	$176,231	TotalLiabilitiesBOYAmt
Total Liabilities EOY	$175,638	TotalLiabilitiesEOYAmt
Org Does Not Follow FASB117	Yes (X)	OrgDoesNotFollowFASB117Ind
Capital Stock BOY	$0	CapitalStockBOYAmt
Capital Stock EOY	$0	CapitalStockEOYAmt
Additional Paid In Capital BOY	$0	AdditionalPaidInCapitalBOYAmt
Additional Paid In Capital EOY	$0	AdditionalPaidInCapitalEOYAmt
Retained Earning BOY	$15,566,398	RetainedEarningBOYAmt
Retained Earning EOY	$17,338,059	RetainedEarningEOYAmt
Tot Net Ast Or Fund Balances BOY	$15,566,398	TotNetAstOrFundBalancesBOYAmt
Tot Net Ast Or Fund Balances EOY	$17,338,059	TotNetAstOrFundBalancesEOYAmt
Total Liabilities Net Ast BOY	$15,742,629	TotalLiabilitiesNetAstBOYAmt
Total Liabilities Net Ast EOY	$17,513,697	TotalLiabilitiesNetAstEOYAmt

Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp

Field	Value	IRS element (for citing)
Tot Net Ast Or Fund Balances BOY	$15,566,398	TotNetAstOrFundBalancesBOYAmt
Excess Revenue Over Expenses	$1,771,661	ExcessRevenueOverExpensesAmt
Other Increases	$0	OtherIncreasesAmt
Subtotal	$17,338,059	SubtotalAmt
Other Decreases	$0	OtherDecreasesAmt
Tot Net Ast Or Fund Balances EOY	$17,338,059	TotNetAstOrFundBalancesEOYAmt

Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail

Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (788 entries)

PropertyPropertyDesc	How AcquiredHowAcquiredCd	AcquiredAcquiredDt	SoldSoldDt	Gross Sales PriceGrossSalesPriceAmt	Cost Or Other BasisCostOrOtherBasisAmt	Gain Or LossGainOrLossAmt	Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt
AERIE PHARMACEUTICALS INC,	P	2021-03-01	2021-12-27	$23,589	$60,828	-$37,239	-$37,239
AERIE PHARMACEUTICALS INC,	P	2021-04-08	2021-12-27	$26,197	$65,225	-$39,028	-$39,028
AERIE PHARMACEUTICALS INC,	P	2021-04-09	2021-12-27	$14,259	$35,400	-$21,141	-$21,141
AERIE PHARMACEUTICALS INC,	P	2021-04-14	2021-12-27	$10,649	$26,991	-$16,342	-$16,342
AXIS CAP HLDGS LTD	P	2021-01-29	2021-05-10	$114,884	$90,184	$24,700	$24,700
AXIS CAP HLDGS LTD	P	2021-01-29	2021-05-17	$111,874	$90,184	$21,690	$21,690
BWX TECHNOLOGIES INC	P	2021-10-11	2021-12-28	$20,993	$25,529	-$4,536	-$4,536
BWX TECHNOLOGIES INC	P	2021-10-12	2021-12-28	$48,935	$59,763	-$10,828	-$10,828
BWX TECHNOLOGIES INC	P	2021-10-22	2021-12-28	$69,640	$84,512	-$14,872	-$14,872
BWX TECHNOLOGIES INC	P	2021-10-25	2021-12-28	$28,853	$35,183	-$6,330	-$6,330
BWX TECHNOLOGIES INC	P	2021-10-08	2021-12-31	$40,641	$49,321	-$8,680	-$8,680
BWX TECHNOLOGIES INC	P	2021-10-22	2021-12-31	$15,348	$18,671	-$3,323	-$3,323
CITIGROUP INC,	P	2020-11-18	2021-01-15	$64,206	$51,885	$12,321	$12,321
CITIGROUP INC,	P	2020-11-16	2021-05-10	$128,639	$85,315	$43,324	$43,324
CITIGROUP INC,	P	2020-11-18	2021-05-10	$46,501	$32,010	$14,491	$14,491
CITIGROUP INC,	P	2020-11-09	2021-06-15	$76,993	$48,565	$28,428	$28,428
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-15	2021-11-01	$4	$4	$0	$0
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-16	2021-11-01	$1	$1	$0	$0
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-17	2021-11-01	$17		$17	$17
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-18	2021-11-01	$1	$1	$0	$0
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-19	2021-11-01	$1	$1	$0	$0
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-22	2021-11-01	$5	$5	$0	$0
COHN ROBBINS HLDGS CORP UNIT 1	P	2021-03-23	2021-11-01	$8	$8	$0	$0
CONCORD ACQUISITION CORP COM CL A	P	2021-05-11	2021-07-09	$14,122	$13,296	$826	$826
CONCORD ACQUISITION CORP COM CL A	P	2021-05-12	2021-07-09	$3,093	$2,921	$172	$172
CONCORD ACQUISITION CORP COM CL A	P	2021-05-18	2021-07-09	$10,602	$10,020	$582	$582
CONCORD ACQUISITION CORP COM CL A	P	2021-05-27	2021-07-09	$6,978	$6,602	$376	$376
CONCORD ACQUISITION CORP COM CL A	P	2021-06-02	2021-07-09	$2,593	$2,442	$151	$151
CONCORD ACQUISITION CORP COM CL A	P	2021-06-28	2021-07-09	$5,988	$5,638	$350	$350
CONCORD ACQUISITION CORP COM CL A	P	2021-06-30	2021-07-09	$6,634	$6,263	$371	$371
CONCORD ACQUISITION CORP COM CL A	P	2021-07-02	2021-07-09	$33,910	$32,224	$1,686	$1,686
CONCORD ACQUISITION CORP COM CL A	P	2021-07-06	2021-07-09	$14,185	$13,462	$723	$723
CONCORD ACQUISITION CORP COM CL A	P	2021-05-11	2021-07-14	$36,419	$34,113	$2,306	$2,306
CONCORD ACQUISITION CORP COM CL A	P	2021-05-13	2021-07-14	$9,233	$8,645	$588	$588
CONCORD ACQUISITION CORP COM CL A	P	2021-05-17	2021-07-14	$14,509	$13,588	$921	$921
CONCORD ACQUISITION CORP COM CL A	P	2021-05-13	2021-07-15	$16,788	$15,771	$1,017	$1,017
CONCORD ACQUISITION CORP COM CL A	P	2021-05-14	2021-07-15	$783	$735	$48	$48
CONCORD ACQUISITION CORP COM CL A	P	2021-05-24	2021-07-15	$29,653	$27,856	$1,797	$1,797
CONCORD ACQUISITION CORP COM CL A	P	2021-05-14	2021-07-20	$64,539	$60,416	$4,123	$4,123
CONCORD ACQUISITION CORP COM CL A	P	2021-05-14	2021-07-22	$22,013	$21,387	$626	$626
CONCORD ACQUISITION CORP COM CL A	P	2021-05-14	2021-08-09	$13,768	$12,477	$1,291	$1,291
CONCORD ACQUISITION CORP COM CL A	P	2021-05-19	2021-08-09	$43,574	$39,489	$4,085	$4,085
CONCORD ACQUISITION CORP COM CL A	P	2021-05-20	2021-08-09	$70,785	$64,126	$6,659	$6,659
CONCORD ACQUISITION CORP COM CL A	P	2021-05-21	2021-08-09	$43,120	$39,032	$4,088	$4,088
CONCORD ACQUISITION CORP COM CL A	P	2021-05-28	2021-08-09	$5,840	$5,290	$550	$550
CONCORD ACQUISITION CORP COM CL A	P	2020-12-08	2021-08-23	$33,411	$29,946	$3,465	$3,465
CONCORD ACQUISITION CORP COM CL A	P	2021-05-21	2021-08-23	$5,455	$5,257	$198	$198
CONCORD ACQUISITION CORP COM CL A	P	2020-12-08	2021-08-24	$27,740	$25,002	$2,738	$2,738
CONCORD ACQUISITION CORP COM CL A	P	2020-12-08	2021-08-25	$12,666	$11,281	$1,385	$1,385
CONCORD ACQUISITION CORP COM CL A	P	2020-12-08	2021-08-26	$3,863	$3,423	$440	$440
CONCORD ACQUISITION CORP COM CL A	P	2020-12-08	2021-09-21	$31,797	$28,453	$3,344	$3,344
CONCORD ACQUISITION CORP COM CL A	P	2020-12-08	2021-10-05	$42,905	$38,687	$4,218	$4,218
CONCORD ACQUISITION CORP COM CL A	P	2020-12-09	2021-10-05	$8,219	$7,372	$847	$847
CONCORD ACQUISITION CORP UNIT 1 CL A & 1	P	2020-12-08	2021-10-18	$10	$10	$0	$0
CONCORD ACQUISITION CORP UNIT 1 CL A & 1	P	2020-12-09	2021-10-18	$1	$1	$0	$0
CONCORD ACQUISITION CORP WTS EXP	P	2020-12-08	2021-10-05	$12,660	$15,381	-$2,721	-$2,721
CONCORD ACQUISITION CORP WTS EXP	P	2020-12-09	2021-10-05	$686	$829	-$143	-$143
CONYERS PARK III ACQSITN CORP UNIT	P	2021-08-10	2021-10-22	$9	$10	-$1	-$1
CREDIT SUISSE GRP ADR REPTG ONE ORD	P	2021-04-29	2021-11-22	$76,221	$83,934	-$7,713	-$7,713
CREDIT SUISSE GRP ADR REPTG ONE ORD	P	2021-04-29	2021-11-29	$98,454	$110,796	-$12,342	-$12,342
DISH NETWORK CORPORATION CL A	P	2020-04-01	2021-03-15	$48,894	$24,295	$24,599	$24,599
DUPONT DE NEMOURS INC	P	2020-04-17	2021-01-07	$61,745	$29,244	$32,501	$32,501
DUPONT DE NEMOURS INC	P	2020-04-17	2021-01-14	$39,657	$18,402	$21,255	$21,255
DUPONT DE NEMOURS INC	P	2021-09-16	2021-10-06	$122,666	$124,925	-$2,259	-$2,259
DUPONT DE NEMOURS INC	P	2021-09-16	2021-11-08	$224,603	$196,019	$28,584	$28,584
E2OPEN PARENT HOLDINGS INC	P	2020-04-27	2021-03-15	$69,194	$66,025	$3,169	$3,169
E2OPEN PARENT HOLDINGS INC	P	2020-04-27	2021-03-16	$111,221	$105,178	$6,043	$6,043
E2OPEN PARENT HOLDINGS INC	P	2020-04-27	2021-03-17	$221,120	$206,392	$14,728	$14,728
E2OPEN PARENT HOLDINGS INC WTS EXP	P	2020-04-27	2021-02-08	$1	$1	$0	$0
GRACE (W.R.) & CO COM	P	2020-11-16	2021-04-01	$91,297	$85,780	$5,517	$5,517
GRACE (W.R.) & CO COM	P	2020-11-30	2021-04-01	$133,299	$120,666	$12,633	$12,633
GRACE (W.R.) & CO COM	P	2020-12-01	2021-04-01	$27,419	$25,226	$2,193	$2,193
GRACE (W.R.) & CO COM	P	2021-01-11	2021-04-01	$55,983	$55,644	$339	$339
GRACE (W.R.) & CO COM	P	2020-11-30	2021-04-15	$109,210	$92,900	$16,310	$16,310
GRACE (W.R.) & CO COM	P	2020-11-30	2021-05-04	$115,933	$92,081	$23,852	$23,852
GS ACQUISITION HLDS CORP	P	2020-11-27	2021-10-19	$26,804	$26,422	$382	$382
GS ACQUISITION HLDS CORP	P	2020-11-30	2021-10-19	$67,602	$67,787	-$185	-$185
GS ACQUISITION HLDS CORP	P	2020-12-02	2021-10-19	$52,143	$52,428	-$285	-$285
GS ACQUISITION HLDS CORP	P	2020-12-02	2021-10-19	$13,379	$13,433	-$54	-$54
GS ACQUISITION HLDS CORP	P	2020-12-04	2021-10-19	$11,116	$11,168	-$52	-$52
GS ACQUISITION HLDS CORP	P	2020-12-04	2021-10-19	$25,443	$25,471	-$28	-$28
HESS CORPORATION	P	2020-11-23	2021-05-10	$16,981	$9,825	$7,156	$7,156
HESS CORPORATION	P	2020-11-23	2021-05-17	$151,746	$85,583	$66,163	$66,163
HESS CORPORATION	P	2020-11-23	2021-11-08	$68,781	$38,481	$30,300	$30,300
INTERNATIONAL BUS MACH CORP	P	2021-02-08	2021-10-06	$77,061	$67,117	$9,944	$9,944
INTERNATIONAL BUS MACH CORP	P	2021-02-08	2021-10-21	$27,817	$25,786	$2,031	$2,031
INTERNATIONAL FLAVORS & FRAGRANCES COM	P	2020-11-09	2021-01-12	$142,323	$129,578	$12,745	$12,745
INTERNATIONAL FLAVORS & FRAGRANCES COM	P	2020-11-10	2021-01-12	$47,862	$41,863	$5,999	$5,999
INTERNATIONAL FLAVORS & FRAGRANCES COM	P	2020-11-10	2021-02-01	$22,538	$20,324	$2,214	$2,214
IONQ INC	P	2021-09-30	2021-10-28	$70,858	$56,304	$14,554	$14,554
IONQ INC	P	2021-08-13	2021-10-29	$7,402	$4,994	$2,408	$2,408
IONQ INC	P	2021-09-30	2021-10-29	$23,698	$16,890	$6,808	$6,808
IONQ INC	P	2021-09-30	2021-10-29	$13,928	$9,925	$4,003	$4,003
IONQ INC	P	2021-08-13	2021-11-01	$48,627	$30,022	$18,605	$18,605
IONQ INC	P	2021-08-13	2021-11-08	$57,690	$28,661	$29,029	$29,029
IONQ INC	P	2021-08-17	2021-11-08	$2,397	$1,189	$1,208	$1,208
IONQ INC	P	2021-08-17	2021-11-10	$30,252	$17,380	$12,872	$12,872
IONQ INC	P	2021-08-17	2021-11-22	$45,223	$19,978	$25,245	$25,245
IONQ INC	P	2021-08-16	2021-11-29	$7,245	$3,086	$4,159	$4,159
IONQ INC	P	2021-08-17	2021-11-29	$2,298	$979	$1,319	$1,319
IONQ INC	P	2021-08-31	2021-11-29	$9,332	$3,975	$5,357	$5,357
LATCH INC	P	2021-05-05	2021-08-23	$60,703	$60,792	-$89	-$89
LATCH INC	P	2021-05-05	2021-08-25	$27,726	$25,690	$2,036	$2,036
LATCH INC	P	2021-05-05	2021-08-26	$5,008	$4,701	$307	$307
LATCH INC	P	2021-05-05	2021-08-31	$22,463	$19,080	$3,383	$3,383
LATCH INC	P	2021-05-05	2021-08-31	$2,912	$2,401	$511	$511
LATCH INC	P	2021-05-05	2021-08-31	$314	$264	$50	$50
LATCH INC	P	2021-05-05	2021-08-31	$2,731	$2,258	$473	$473
LATCH INC	P	2021-05-05	2021-08-31	$7,371	$6,093	$1,278	$1,278
MAPLE LEAF FOODS INC	P	2021-04-12	2021-10-25	$120,551	$120,142	$409	$409
MAPLE LEAF FOODS INC	P	2021-04-16	2021-10-25	$13,529	$13,414	$115	$115
MAPLE LEAF FOODS INC	P	2021-10-14	2021-10-25	$21,488	$21,492	-$4	-$4
MAPLE LEAF FOODS INC	P	2021-10-20	2021-10-25	$30,697	$31,617	-$920	-$920
MAPLE LEAF FOODS INC	P	2021-04-16	2021-11-08	$20,464	$17,893	$2,571	$2,571
MAPLE LEAF FOODS INC	P	2021-06-16	2021-11-08	$23,746	$20,505	$3,241	$3,241
MAPLE LEAF FOODS INC	P	2021-04-13	2021-11-30	$16,099	$15,630	$469	$469
MAPLE LEAF FOODS INC	P	2021-06-16	2021-11-30	$858	$837	$21	$21
MAPLE LEAF FOODS INC	P	2021-04-13	2021-12-01	$24,330	$23,359	$971	$971
MAPLE LEAF FOODS INC	P	2021-04-13	2021-12-02	$20,653	$19,644	$1,009	$1,009
MAPLE LEAF FOODS INC	P	2021-04-13	2021-12-03	$13,415	$12,875	$540	$540
MAPLE LEAF FOODS INC	P	2021-06-17	2021-12-03	$3,738	$3,578	$160	$160
MERCK & CO INC.	P	2020-12-15	2021-04-27	$161,992	$169,673	-$7,681	-$7,681
MIRION TECHNOLOGIES INC	P	2020-11-27	2021-10-21	$68,288	$64,549	$3,739	$3,739
PG&E CORP	P	2021-06-29	2021-08-09	$111,041	$136,534	-$25,493	-$25,493
PG&E CORP	P	2021-06-29	2021-11-23	$121,424	$112,466	$8,958	$8,958
PINTEREST INC	P	2021-11-15	2021-12-28	$167,908	$214,175	-$46,267	-$46,267
PINTEREST INC	P	2021-11-15	2021-12-31	$55,053	$71,360	-$16,307	-$16,307
PRIMO WATER CORPORATION	P	2020-11-05	2021-02-17	$98,226	$86,869	$11,357	$11,357
PRIMO WATER CORPORATION	P	2020-12-18	2021-02-17	$170,956	$172,053	-$1,097	-$1,097
PRIMO WATER CORPORATION	P	2020-11-05	2021-05-06	$137,858	$119,021	$18,837	$18,837
PRIMO WATER CORPORATION	P	2020-11-05	2021-06-14	$3,210	$2,612	$598	$598
TS INNOVATION ACQUISITION CORP	P	2021-05-04	2021-05-27	$4,732	$4,799	-$67	-$67
TS INNOVATION ACQUISITION CORP	P	2021-05-05	2021-05-27	$197,906	$197,906	$0	$0
TS INNOVATION ACQUISITION CORP	P	2021-05-04	2021-06-01	$4,861	$4,799	$62	$62
TS INNOVATION ACQUISITION CORP	P	2021-05-05	2021-06-01	$78,416	$76,322	$2,094	$2,094
VERIZON COMMUNICATIONS INC,	P	2020-05-20	2021-01-04	$37,650	$34,984	$2,666	$2,666
VOLKSWAGEN AG PFD	P	2020-10-08	2021-05-10	$61,749	$39,702	$22,047	$22,047
VOLKSWAGEN AG PFD	P	2020-10-08	2021-05-19	$53,161	$34,124	$19,037	$19,037
WASH SALE LOSS ADJ - STCG	P	2021-12-31	2021-12-31	$62,800		$62,800	$62,800
ABBVIE INC	P	2020-05-08	2021-05-10	$192,407	$136,882	$55,525	$55,525
AERIE PHARMACEUTICALS INC,	P	2019-09-04	2021-12-27	$4,341	$10,648	-$6,307	-$6,307
AERIE PHARMACEUTICALS INC,	P	2019-11-07	2021-12-27	$53,004	$134,914	-$81,910	-$81,910
AERIE PHARMACEUTICALS INC,	P	2019-11-08	2021-12-27	$35,497	$89,176	-$53,679	-$53,679
AES CORP	P	2020-12-01	2021-12-20	$205,259	$183,514	$21,745	$21,745
ALPHABET INC	P	2012-10-01	2021-11-08	$38,862	$4,941	$33,921	$33,921
APPLE INC	P	2013-05-03	2021-01-07	$169,760	$21,323	$148,437	$148,437
BERKSHIRE HATHAWAY INC	P	2020-03-24	2021-05-17	$49,054	$30,180	$18,874	$18,874
BRUNSWICK CORP	P	2020-04-15	2021-07-26	$108,474	$38,471	$70,003	$70,003
BRUNSWICK CORP	P	2020-04-08	2021-07-27	$73,071	$25,455	$47,616	$47,616
BRUNSWICK CORP	P	2020-04-15	2021-07-27	$4,956	$1,810	$3,146	$3,146
BRUNSWICK CORP	P	2020-04-08	2021-09-21	$58,070	$20,953	$37,117	$37,117
BRUNSWICK CORP	P	2020-04-08	2021-09-22	$39,619	$14,115	$25,504	$25,504
BRUNSWICK CORP	P	2020-04-07	2021-11-22	$202,046	$63,472	$138,574	$138,574
BRUNSWICK CORP	P	2020-04-08	2021-11-22	$31,604	$10,595	$21,009	$21,009
CITIGROUP INC,	P	2016-09-14	2021-05-10	$39,891	$24,663	$15,228	$15,228
CITIGROUP INC,	P	2016-09-14	2021-06-15	$219,515	$139,431	$80,084	$80,084
COVANTA HOLDINGS CORP	P	2016-11-28	2021-08-11	$258,941	$143,762	$115,179	$115,179
DUPONT DE NEMOURS INC,	P	2019-04-01	2021-01-07	$2,526	$2,635	-$109	-$109
DUPONT DE NEMOURS INC,	P	2019-05-03	2021-01-07	$13,434	$13,167	$267	$267
FACEBOOK INC-CLASS A	P	2018-11-26	2021-10-25	$209,000	$88,155	$120,845	$120,845
GENERAL MTRS CO	P	2018-03-12	2021-05-20	$203,655	$138,296	$65,359	$65,359
GENERAL MTRS CO	P	2018-03-12	2021-11-23	$138,022	$82,985	$55,037	$55,037
GRACE (W.R.) & CO COM	P	2020-04-07	2021-05-04	$118,199	$69,780	$48,419	$48,419
HESS CORPORATION	P	2017-05-11	2021-05-10	$126,112	$75,328	$50,784	$50,784
HESS CORPORATION	P	2017-05-23	2021-05-10	$54,107	$32,179	$21,928	$21,928
INTERNATIONAL BUS MACH CORP	P	2015-02-13	2021-05-10	$38,044	$41,436	-$3,392	-$3,392
INTERNATIONAL BUS MACH CORP	P	2015-03-04	2021-05-10	$84,788	$91,900	-$7,112	-$7,112
INTERNATIONAL BUS MACH CORP	P	2019-08-21	2021-05-10	$24,478	$22,408	$2,070	$2,070
INTERNATIONAL BUS MACH CORP	P	2019-08-21	2021-07-12	$112,586	$107,855	$4,731	$4,731
INTERNATIONAL BUS MACH CORP	P	2019-08-21	2021-10-06	$36,123	$34,422	$1,701	$1,701
INTERNATIONAL BUS MACH CORP	P	2019-01-09	2001-10-21	$52,041	$47,207	$4,834	$4,834
JPMORGAN CHASE & CO	P	2014-10-31	2021-05-10	$74,828	$27,555	$47,273	$47,273
JPMORGAN CHASE & CO	P	2015-02-12	2021-05-10	$319,363	$116,406	$202,957	$202,957
KYNDRYL HLDS INC	P	1998-01-29	2021-11-08	$682	$289	$393	$393
KYNDRYL HLDS INC	P	1998-01-29	2021-11-08	$2	$1	$1	$1
KYNDRYL HLDS INC	P	2018-11-26	2021-11-08	$3,531	$3,626	-$95	-$95
KYNDRYL HLDS INC	P	2018-11-26	2021-11-08	$8	$8	$0	$0
KYNDRYL HLDS INC	P	2019-01-09	2021-11-08	$1,261	$1,305	-$44	-$44
KYNDRYL HLDS INC	P	2019-01-09	2021-11-08	$3	$3	$0	$0
KYNDRYL HLDS INC	P	2020-11-05	2021-11-08	$3,288	$3,245	$43	$43
KYNDRYL HLDS INC	P	2020-11-05	2021-11-08	$7	$7	$0	$0
MICROSOFT CORP	P	2012-06-19	2021-05-10	$142,990	$17,625	$125,365	$125,365
MICROSOFT CORP	P	2013-09-16	2021-05-10	$17,029	$2,273	$14,756	$14,756
MICROSOFT CORP	P	2012-06-19	2021-11-08	$85,387	$7,871	$77,516	$77,516
MICROSOFT CORP	P	2012-05-10	2021-11-29	$10,064	$918	$9,146	$9,146
MICROSOFT CORP	P	2012-05-21	2021-11-29	$8,722	$772	$7,950	$7,950
MICROSOFT CORP	P	2012-06-19	2021-11-29	$58,369	$5,371	$52,998	$52,998
NESTLE ADR	P	2016-12-01	2021-11-08	$20,197	$10,017	$10,180	$10,180
PRIMO WATER CORPORATION	P	2020-01-13	2021-06-14	$143,107	$111,813	$31,294	$31,294
VERIZON COMMUNICATIONS INC,	P	2018-06-14	2021-01-04	$26,390	$21,524	$4,866	$4,866
VERIZON COMMUNICATIONS INC,	P	2018-06-14	2021-12-15	$40,802	$38,265	$2,537	$2,537
VERTIV HOLDINGS CO WTS	P	2018-06-08	2021-01-04	$25,995	$12,395	$13,600	$13,600
VERTIV HOLDINGS CO WTS	P	2018-06-11	2021-01-04	$3,360	$1,604	$1,756	$1,756
WESTERN AST INFL	P	2020-10-16	2021-11-29	$108,972	$92,152	$16,820	$16,820
WESTERN AST INFL	P	2020-10-16	2021-12-20	$171,380	$149,747	$21,633	$21,633
WASH SALE LOSS ADJ - LTCG	P	2020-01-01	2021-12-31	$75,796		$75,796	$75,796
SIMPLY GOOD FOODS COM	P	2020-01-01	2021-05-19	$17,004		$17,004	$17,004
SIMPLY GOOD FOODS COM	P	2020-01-01	2021-10-25	$39		$39	$39
SIMPLY GOOD FOODS COM	P	2020-01-01	2021-10-25	$19,392		$19,392	$19,392
TRAVELCENTERS OF AMERICA LLC PFD USD 2.0625 (8.25%)	P	2019-05-23	2021-01-05	$2,416	$2,364	$52	$52
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-01-03	2021-01-11	$2,938	$3,090	-$152	-$152
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-01-03	2021-01-12	$2,140	$2,254	-$114	-$114
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-01-03	2021-01-13	$72	$76	-$4	-$4
BOSTON PROPERTIES, INC USD1.3125 (5.25%)	P	2020-03-23	2021-04-01	$1,900	$1,596	$304	$304
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-03-14	2021-04-07	$600	$542	$58	$58
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-12-13	2021-04-07	$1,125	$992	$133	$133
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-05-29	2021-04-07	$1,425	$1,264	$161	$161
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-04-27	2021-04-07	$2,000	$1,743	$257	$257
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-03-14	2021-04-07	$2,025	$1,831	$194	$194
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-12-18	2021-04-07	$2,075	$1,801	$274	$274
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-05-03	2021-04-07	$2,175	$1,901	$274	$274
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-12-11	2021-04-07	$2,450	$2,156	$294	$294
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-12-10	2021-04-07	$2,500	$2,194	$306	$306
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-05-30	2021-04-07	$2,700	$2,398	$302	$302
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-04-26	2021-04-07	$7,375	$6,349	$1,026	$1,026
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2018-12-26	2021-04-07	$9,350	$8,343	$1,007	$1,007
SITE CENTERS CORP PFD USD1.5625 (6.25%) CLASS K	P	2019-12-26	2021-04-07	$10,925	$11,047	-$122	-$122
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-03-19	2021-04-12	$811	$513	$298	$298
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-03-16	2021-04-12	$1,151	$972	$179	$179
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-03-11	2021-04-12	$1,386	$1,317	$69	$69
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-03-20	2021-04-12	$2,484	$1,915	$569	$569
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-03-25	2021-04-12	$2,798	$2,337	$461	$461
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-04-08	2021-04-12	$6,067	$5,130	$937	$937
PS BUSINESS PARKS, INC. PFD USD 1.3125 (5.25%) SERIES X	P	2020-04-01	2021-04-12	$403	$341	$62	$62
PS BUSINESS PARKS, INC. PFD USD 1.3125 (5.25%) SERIES X	P	2020-03-23	2021-04-12	$805	$578	$227	$227
PS BUSINESS PARKS, INC. PFD USD 1.3125 (5.25%) SERIES X	P	2020-03-20	2021-04-12	$1,745	$1,310	$435	$435
QTS REALTY TRUST, INC. PFD USD 1.7812 (7.12%) SERIES A	P	2018-03-09	2021-04-13	$12,118	$10,884	$1,234	$1,234
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-03-26	2021-04-14	$855	$752	$103	$103
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-04-08	2021-04-14	$1,042	$919	$123	$123
EPR PROPERTIES CONV PFD SRIES	P	2020-03-26	2021-04-15	$2,123	$1,318	$805	$805
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-03-26	2021-04-15	$319	$282	$37	$37
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-03-20	2021-04-15	$798	$585	$213	$213
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-03-27	2021-04-15	$1,409	$1,193	$216	$216
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-03-23	2021-04-15	$1,648	$1,192	$456	$456
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-04-03	2021-04-15	$2,393	$2,026	$367	$367
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-04-01	2021-04-15	$2,526	$2,147	$379	$379
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2020-03-25	2021-04-15	$3,004	$2,374	$630	$630
UMH PROPERTIES, INC PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-15	$1,348	$1,162	$186	$186
UMH PROPERTIES, INC PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-15	$2,904	$2,503	$401	$401
UMH PROPERTIES, INC PFD USD 1.6875 (6.75%) SERIES C	P	2019-04-24	2021-04-15	$4,097	$3,699	$398	$398
UMH PROPERTIES, INC PFD USD 1.6875 (6.75%) SERIES C	P	2020-01-29	2021-04-15	$6,275	$6,114	$161	$161
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-07	2021-04-15	$2,093	$1,632	$461	$461
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-14	2021-04-15	$5,061	$4,313	$748	$748
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-16	$701	$603	$98	$98
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-16	$2,624	$2,245	$379	$379
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-07	2021-04-16	$608	$475	$133	$133
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-17	2021-04-19	$501	$429	$72	$72
ERP PROPERTIES CONV PFD SERIES	P	2020-03-26	2021-04-20	$504	$313	$191	$191
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-20	$518	$445	$73	$73
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-17	2021-04-21	$684	$587	$97	$97
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-21	$155	$133	$22	$22
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-17	2021-04-21	$343	$294	$49	$49
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-17	2021-04-22	$581	$497	$84	$84
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-04-23	$258	$222	$36	$36
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-17	2021-04-23	$290	$248	$42	$42
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4063 (5.63%) SERIES C	P	2019-09-13	2021-04-27	$16,867	$15,475	$1,392	$1,392
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-18	2021-05-20	$1,024	$943	$81	$81
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-21	2021-05-20	$1,099	$1,008	$91	$91
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-17	2021-05-20	$1,849	$1,709	$140	$140
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-20	2021-05-20	$2,148	$1,969	$179	$179
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-14	2021-05-20	$2,348	$2,200	$148	$148
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2019-10-08	2021-05-20	$4,247	$4,363	-$116	-$116
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-26	2021-05-20	$12,415	$11,302	$1,113	$1,113
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-24	2021-05-21	$1,149	$1,045	$104	$104
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2018-12-26	2021-05-21	$1,324	$1,205	$119	$119
GOVERNMENT PROPERTIES PFD USD 1.4688 (5.88%)	P	2020-04-06	2021-05-21	$2,698	$2,211	$487	$487
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES M	P	2020-05-18	2021-05-21	$3,843	$3,270	$573	$573
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-03-11	2021-05-21	$1,400	$1,300	$100	$100
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES M	P	2020-05-21	2021-05-24	$894	$785	$109	$109
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES M	P	2020-05-21	2021-05-25	$1,369	$1,200	$169	$169
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-03	2021-05-26	$4,838	$4,725	$113	$113
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-07	2021-05-26	$8,208	$8,009	$199	$199
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-27	2021-05-26	$3,548	$3,345	$203	$203
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-03-11	2021-05-26	$3,802	$3,549	$253	$253
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-07	2021-05-27	$1,749	$1,706	$43	$43
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-27	2021-05-27	$543	$513	$30	$30
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES M	P	2020-05-21	2021-05-27	$261	$231	$30	$30
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-03-11	2021-05-27	$106	$100	$6	$6
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-07	2021-06-01	$2,700	$2,620	$80	$80
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-27	2021-06-01	$769	$720	$49	$49
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-21	2021-06-01	$2,587	$2,416	$171	$171
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-03-11	2021-06-01	$297	$275	$22	$22
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-01	2021-06-02	$1,533	$1,478	$55	$55
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-07	2021-06-02	$1,763	$1,706	$57	$57
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-21	2021-06-02	$3,511	$3,277	$234	$234
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-09-27	2021-06-03	$1,117	$1,080	$37	$37
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-01	2021-06-03	$1,270	$1,232	$38	$38
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-10-02	2021-06-03	$2,209	$2,139	$70	$70
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-21	2021-06-03	$7,204	$6,746	$458	$458
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-09-27	2021-06-04	$1,726	$1,668	$58	$58
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-09-27	2021-06-04	$4,366	$4,222	$144	$144
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6875 (6.75%) SERIES I	P	2019-06-21	2021-06-04	$3,345	$3,134	$211	$211
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES M	P	2020-05-21	2021-06-04	$2,409	$2,124	$285	$285
KIMCO REALTY CORPORATION PFD 5.2500 CLASS M SERIES M	P	2020-05-18	2021-06-04	$6,809	$5,824	$985	$985
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2019-09-27	2021-06-07	$4,857	$4,686	$171	$171
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SRS B	P	2018-11-14	2021-06-07	$10,529	$6,042	$4,487	$4,487
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SRS B	P	2018-06-21	2021-06-07	$19,333	$11,200	$8,133	$8,133
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SRS B	P	2018-11-14	2021-06-08	$8,656	$4,953	$3,703	$3,703
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SRS B	P	2018-11-14	2021-06-09	$8,824	$5,052	$3,772	$3,772
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-05-15	2021-06-09	$664	$583	$81	$81
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-05-15	2021-06-10	$4,148	$3,635	$513	$513
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SRS B	P	2018-11-14	2021-06-11	$5,347	$3,071	$2,276	$2,276
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-05-15	2021-06-15	$837	$746	$91	$91
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-16	$1,204	$1,154	$50	$50
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-05-15	2021-06-16	$391	$350	$41	$41
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-05-15	2021-06-17	$1,042	$932	$110	$110
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-18	$557	$538	$19	$19
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-21	$424	$410	$14	$14
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-06-01	2021-06-21	$208	$174	$34	$34
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-10	2021-06-21	$547	$450	$97	$97
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-10-12	2021-06-21	$573	$474	$99	$99
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-10-15	2021-06-21	$677	$562	$115	$115
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-12	2021-06-21	$859	$709	$150	$150
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-17	2021-06-21	$911	$749	$162	$162
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-16	2021-06-21	$1,171	$964	$207	$207
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-05-15	2021-06-21	$1,718	$1,538	$180	$180
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-23	2021-06-21	$2,681	$2,205	$476	$476
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-22	$850	$820	$30	$30
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-06-22	$422	$391	$31	$31
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-17	2021-06-22	$312	$257	$55	$55
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-24	2021-06-22	$573	$470	$103	$103
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-18	2021-06-22	$1,691	$1,386	$305	$305
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-23	$612	$590	$22	$22
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-24	$398	$385	$13	$13
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-06-25	$2,338	$2,256	$82	$82
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-18	2021-06-25	$365	$299	$66	$66
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-26	2021-06-25	$626	$509	$117	$117
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-06-25	$1,017	$823	$194	$194
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-22	2021-06-28	$864	$750	$114	$114
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-22	2021-06-29	$2,281	$1,977	$304	$304
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-06-29	$1,509	$1,224	$285	$285
GLADSTONE COMMERCIAL CORP PFD 7.0000 SERIES D	P	2020-03-26	2021-06-30	$1,200	$974	$226	$226
GLADSTONE COMMERCIAL CORP PFD 7.0000 SERIES D	P	2020-06-18	2021-06-30	$2,500	$2,466	$34	$34
GLADSTONE COMMERCIAL CORP PFD 7.0000 SERIES D	P	2018-04-10	2021-06-30	$14,650	$14,624	$26	$26
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-22	2021-06-30	$26	$23	$3	$3
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-19	2021-06-30	$578	$494	$84	$84
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-18	2021-06-30	$709	$606	$103	$103
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-05	2021-06-30	$3,100	$2,679	$421	$421
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-10	2021-06-30	$3,678	$3,130	$548	$548
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-24	2021-06-30	$3,862	$3,327	$535	$535
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-09	2021-06-30	$3,967	$3,394	$573	$573
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2019-05-21	2021-07-01	$7,700	$7,512	$188	$188
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-07	2021-07-01	$8,620	$8,200	$420	$420
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-07-01	$129	$122	$7	$7
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-17	2021-07-01	$159	$133	$26	$26
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-10	2021-07-01	$981	$827	$154	$154
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-11	2021-07-01	$1,148	$929	$219	$219
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-17	2021-07-01	$933	$778	$155	$155
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-11	2021-07-01	$2,719	$2,203	$516	$516
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-06-15	2021-07-01	$3,946	$3,207	$739	$739
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-01	$522	$422	$100	$100
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-07	2021-07-02	$1,892	$1,777	$115	$115
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-12	2021-07-02	$2,418	$2,294	$124	$124
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-12-14	2021-07-02	$2,996	$2,808	$188	$188
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-12-14	2021-07-02	$3,758	$3,525	$233	$233
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-07	2021-07-02	$3,811	$3,599	$212	$212
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-12-15	2021-07-02	$4,520	$4,240	$280	$280
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-11	2021-07-02	$8,147	$7,725	$422	$422
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-11	2021-07-02	$16,320	$15,513	$807	$807
GLOBAL NET LEASE, INC. PFD USD 1.8125 (7.25%) SERIES A	P	2017-09-07	2021-07-02	$17,082	$16,250	$832	$832
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-07-02	$77	$73	$4	$4
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-02	$4,697	$3,798	$899	$899
BLUEROCK RSDTL GROWTH REIT INC PFD USD 1.9062 (7.62%) SERIES C	P	2019-03-27	2021-07-07	$462	$416	$46	$46
DIGITAL REALTY TRUST, INC. PFD USD 1.3000 (5.20%) SERIES L	P	2020-03-26	2021-07-07	$1,295	$1,081	$214	$214
DIGITAL REALTY TRUST, INC. PFD USD 1.3000 (5.20%) SERIES L	P	2020-05-18	2021-07-07	$7,152	$6,428	$724	$724
ERP PROPERTIES CONV PFD SERIES	P	2020-06-05	2021-07-07	$301	$221	$80	$80
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-07-07	$261	$244	$17	$17
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-07	$471	$380	$91	$91
BLUEROCK RSDTL GROWTH REIT INC PFD USD 1.9062 (7.62%) SERIES C	P	2019-03-27	2021-07-08	$1,460	$1,316	$144	$144
DIGITAL REALTY TRUST, INC. PFD USD 1.3000 (5.20%) SERIES L	P	2020-03-12	2021-07-08	$168	$132	$36	$36
DIGITAL REALTY TRUST, INC. PFD USD 1.3000 (5.20%) SERIES L	P	2020-03-26	2021-07-08	$2,106	$1,763	$343	$343
DIGITAL REALTY TRUST, INC. PFD USD 1.3000 (5.20%) SERIES L	P	2020-04-03	2021-07-08	$4,549	$3,661	$888	$888
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-08	$182	$148	$34	$34
DIGITAL REALTY TRUST, INC. PFD USD 1.3000 (5.20%) SERIES L	P	2020-03-12	2021-07-09	$730	$572	$158	$158
ERP PROPERTIES CONV PFD SERIES	P	2020-06-05	2021-07-09	$490	$360	$130	$130
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-09	$287	$232	$55	$55
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2019-03-15	2021-07-12	$1,421	$1,357	$64	$64
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2020-05-27	2021-07-12	$1,716	$1,608	$108	$108
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-12	$1,043	$844	$199	$199
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-13	$182	$148	$34	$34
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-03-17	2021-07-15	$1,822	$1,390	$432	$432
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2018-04-27	2021-07-15	$2,005	$1,625	$380	$380
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-05-18	2021-08-04	$251	$248	$3	$3
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-05-15	2021-08-04	$2,036	$2,025	$11	$11
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-07-30	2021-08-04	$1,580	$1,385	$195	$195
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-04-09	2021-08-04	$2,713	$1,774	$939	$939
SITE CENTERS CORP. PFD USD 1.5938 (6.38%) CLASS A	P	2020-07-31	2021-08-04	$4,768	$4,191	$577	$577
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-03-19	2021-08-05	$1,106	$841	$265	$265
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-04-07	2021-08-05	$1,156	$1,037	$119	$119
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-05-18	2021-08-05	$1,282	$1,265	$17	$17
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-03-27	2021-08-05	$1,785	$1,634	$151	$151
REXFORD INDUSTRIAL REALTY, INC PFD USD 1.4688 (5.88%) SERIES A	P	2020-03-23	2021-08-05	$1,936	$1,587	$349	$349
VEREIT, INC. PFD USD 0.0000 (0.00%) SERIES F	P	2020-04-13	2021-08-10	$1,748	$1,468	$280	$280
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-03-20	2021-08-16	$1,400	$1,069	$331	$331
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-04-08	2021-08-16	$1,825	$1,310	$515	$515
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-03-27	2021-08-16	$1,950	$1,568	$382	$382
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-04-13	2021-08-16	$1,975	$1,657	$318	$318
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-03-23	2021-08-16	$3,000	$2,131	$869	$869
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-04-07	2021-08-16	$3,875	$2,757	$1,118	$1,118
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-04-09	2021-08-16	$4,275	$3,547	$728	$728
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-03-26	2021-08-16	$4,900	$3,998	$902	$902
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-03-25	2021-08-16	$6,375	$4,693	$1,682	$1,682
VEREIT, INC. PFD 6.7000 SERIES F	P	2020-03-24	2021-08-16	$6,775	$4,949	$1,826	$1,826
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-14	2021-08-25	$1,880	$1,690	$190	$190
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-06-18	2021-08-25	$2,647	$2,535	$112	$112
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-20	2021-08-25	$3,362	$2,993	$369	$369
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2020-05-27	2021-08-25	$714	$679	$35	$35
GLOBAL NET LEASE, INC. PFD USD 1.7188 (6.88%) SERIES B	P	2019-11-21	2021-08-25	$8,407	$7,325	$1,082	$1,082
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-07-30	2021-08-25	$608	$528	$80	$80
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-20	2021-08-26	$368	$330	$38	$38
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2020-05-27	2021-08-26	$369	$352	$17	$17
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-07-30	2021-08-26	$1,053	$918	$135	$135
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-07-31	2021-08-26	$3,290	$2,866	$424	$424
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-20	2021-08-27	$342	$306	$36	$36
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2020-05-27	2021-08-27	$633	$603	$30	$30
GLOBAL NET LEASE, INC. PFD USD 1.7188 (6.88%) SERIES B	P	2019-11-21	2021-08-27	$313	$275	$38	$38
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-06-30	2021-08-27	$316	$265	$51	$51
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-07-31	2021-08-27	$2,158	$1,880	$278	$278
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-17	2021-08-27	$2,447	$2,100	$347	$347
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-03-26	2021-08-27	$2,895	$2,255	$640	$640
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-04-07	2021-08-27	$3,895	$3,058	$837	$837
GLOBAL NET LEASE, INC. PFD USD 1.7188 (6.88%) SERIES B	P	2019-11-21	2021-09-01	$258	$225	$33	$33
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-03-26	2021-09-01	$319	$246	$73	$73
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2020-05-27	2021-09-02	$556	$528	$28	$28
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2017-11-16	2021-09-02	$1,086	$1,025	$61	$61
GLOBAL NET LEASE, INC. PFD USD 1.7188 (6.88%) SERIES B	P	2019-11-21	2021-09-02	$1,484	$1,300	$184	$184
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-03-26	2021-09-02	$1,965	$1,517	$448	$448
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-20	2021-09-03	$4,352	$3,889	$463	$463
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2017-11-16	2021-09-03	$978	$925	$53	$53
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2017-11-16	2021-09-08	$1,482	$1,400	$82	$82
VORNADO REALTY TRUST PFD USD 1.3125 (5.25%) SERIES M	P	2020-03-26	2021-09-08	$581	$451	$130	$130
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-07	2021-09-09	$290	$240	$50	$50
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-20	2021-09-09	$7,213	$6,458	$755	$755
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2017-09-13	2021-09-09	$502	$472	$30	$30
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2017-11-16	2021-09-09	$1,851	$1,750	$101	$101
GLOBAL NET LEASE, INC. PFD USD 1.7188 (6.88%) SERIES B	P	2019-11-21	2021-09-09	$2,356	$2,100	$256	$256
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2018-02-13	2021-09-10	$1,163	$1,078	$85	$85
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2018-02-07	2021-09-10	$1,189	$1,090	$99	$99
GLOBAL MEDICAL REIT INC PFD USD 1.8750 (7.50%) SERIES A	P	2017-09-13	2021-09-10	$9,197	$8,645	$552	$552
GLOBAL NET LEASE, INC. PFD USD 1.7188 (6.88%) SERIES B	P	2019-11-21	2021-09-10	$251	$225	$26	$26
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-06-30	2021-09-14	$450	$418	$32	$32
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-20	2021-09-14	$600	$456	$144	$144
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-12	2021-09-14	$650	$591	$59	$59
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-13	2021-09-14	$725	$667	$58	$58
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-04-23	2021-09-14	$775	$735	$40	$40
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-30	2021-09-14	$850	$741	$109	$109
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-27	2021-09-14	$1,225	$1,037	$188	$188
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-06-18	2021-09-14	$2,501	$2,469	$32	$32
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-04-20	2021-09-14	$2,526	$2,400	$126	$126
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-04-14	2021-09-14	$2,576	$2,471	$105	$105
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-23	2021-09-14	$3,026	$2,248	$778	$778
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-17	2021-09-14	$3,076	$2,608	$468	$468
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-24	2021-09-14	$3,126	$2,469	$657	$657
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-19	2021-09-14	$3,326	$2,216	$1,110	$1,110
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-11	2021-09-14	$3,601	$3,634	-$33	-$33
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-04-17	2021-09-14	$4,827	$4,641	$186	$186
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2020-03-26	2021-09-14	$6,127	$5,390	$737	$737
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-07	2021-09-16	$308	$261	$47	$47
ERP PROPERTIES PFD USD 1.4375 (5.75%) SERIES G	P	2020-06-18	2021-09-16	$620	$454	$166	$166
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-07	2021-09-20	$1,364	$1,154	$210	$210
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-03-19	2021-09-20	$1,441	$1,000	$441	$441
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-04-06	2021-09-20	$2,496	$2,091	$405	$405
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES G	P	2020-03-23	2021-09-20	$3,166	$2,338	$828	$828
ERP PROPERTIES PFD USD 1.4375 (5.75%) SERIES G	P	2020-06-18	2021-09-21	$620	$454	$166	$166
ERP PROPERTIES PFD USD 1.4375 (5.75%) SERIES G	P	2020-06-18	2021-09-22	$2,098	$1,532	$566	$566
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-06-30	2021-10-04	$451	$433	$18	$18
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-05-18	2021-10-04	$1,653	$1,525	$128	$128
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-06-18	2021-10-04	$2,504	$2,502	$2	$2
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-05-05	2021-10-04	$2,554	$2,449	$105	$105
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-05-04	2021-10-04	$8,138	$7,798	$340	$340
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-05-18	2021-10-05	$1,277	$1,178	$99	$99
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-05-18	2021-10-05	$4,709	$4,343	$366	$366
NATIONAL RETAIL PROP., INC. PFD USD 1.3000 (5.20%) SERIES F	P	2020-05-15	2021-10-05	$11,046	$10,134	$912	$912
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2020-03-13	2021-10-19	$949	$888	$61	$61
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2020-06-18	2021-10-19	$2,565	$2,526	$39	$39
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2020-10-02	2021-10-19	$12,211	$11,914	$297	$297
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2020-03-13	2021-10-25	$2,367	$2,208	$159	$159
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2020-04-17	2021-10-25	$5,737	$5,308	$429	$429
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2020-06-24	2021-11-29	$491	$439	$52	$52
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2019-08-22	2021-12-02	$475	$472	$3	$3
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2019-12-26	2021-12-02	$2,927	$2,927	$0	$0
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2020-01-28	2021-12-02	$3,828	$3,840	-$12	-$12
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2019-08-22	2021-12-02	$8,257	$8,174	$83	$83
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2020-07-21	2021-12-02	$8,557	$8,516	$41	$41
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2019-10-07	2021-12-02	$14,236	$14,266	-$30	-$30
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2020-06-24	2021-12-02	$936	$832	$104	$104
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2018-02-26	2021-12-02	$1,404	$1,179	$225	$225
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2018-02-28	2021-12-02	$2,445	$2,052	$393	$393
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2018-02-07	2021-12-02	$4,135	$3,492	$643	$643
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2020-06-18	2021-12-02	$2,574	$2,372	$202	$202
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2020-07-01	2021-12-02	$27,900	$25,432	$2,468	$2,468
MONMOUTH REAL ESTATE INV CORP PFD USD 1.5312 (6.12%) SERIES C	P	2019-08-22	2021-12-03	$5,429	$5,375	$54	$54
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2020-06-30	2021-12-03	$309	$281	$28	$28
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2020-07-01	2021-12-03	$746	$680	$66	$66
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-12-03	$3,215	$2,779	$436	$436
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2018-02-27	2021-12-06	$312	$261	$51	$51
UMH PROPERTIES, INC. PFD USD 1.5938 (6.38%) SERIES D	P	2018-02-26	2021-12-06	$597	$502	$95	$95
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2018-12-28	2021-12-06	$1,309	$1,097	$212	$212
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2017-07-21	2021-12-06	$1,463	$1,267	$196	$196
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2018-12-14	2021-12-06	$1,668	$1,389	$279	$279
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2019-01-10	2021-12-06	$2,104	$1,770	$334	$334
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2018-12-17	2021-12-06	$2,155	$1,802	$353	$353
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2018-10-22	2021-12-06	$4,259	$3,436	$823	$823
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2018-10-22	2021-12-07	$589	$476	$113	$113
UMH PROPERTIES, INC. PFD USD 1.6875 (6.75%) SERIES C	P	2018-10-22	2021-12-08	$5,594	$4,533	$1,061	$1,061
NEW RESIDENTIAL INVEST CORP CONV PFD USD 1.5938 (6.38%) SERI	P	2020-11-03	2021-01-05	$256	$228	$28	$28
NEW RESIDENTIAL INVEST CORP CONV PFD USD 1.5938 (6.38%) SERI	P	2020-11-03	2021-01-05	$725	$643	$82	$82
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-05	$233	$214	$19	$19
PS BUSINESS PARKS, INC. PFD USD 1.3125 (5.25%) SERIES X	P	2020-04-01	2021-01-05	$416	$364	$52	$52
NEW RESIDENTIAL INVEST CORP CONV PFD USD 1.5938 (6.38%) SERI	P	2020-11-02	2021-01-06	$1,933	$1,720	$213	$213
NEW RESIDENTIAL INVEST CORP CONV PFD USD 1.5938 (6.38%) SERI	P	2020-11-03	2021-01-06	$2,358	$2,100	$258	$258
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-06	$641	$594	$47	$47
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-07-30	2021-01-07	$1,341	$1,249	$92	$92
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-02-04	2021-01-07	$7,488	$7,940	-$452	-$452
NEW RESIDENTIAL INVEST COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-03	2021-01-07	$233	$209	$24	$24
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-07	$255	$238	$17	$17
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-07-30	2021-01-08	$709	$658	$51	$51
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-05-07	2021-01-08	$880	$816	$64	$64
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-02-04	2021-01-08	$2,983	$3,171	-$188	-$188
NEW RESIDENTIAL INVEST CORP CONV PFD USD 1.5938 (6.38%) SERI	P	2020-11-02	2021-01-08	$611	$548	$63	$63
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-03	2021-01-08	$69	$63	$6	$6
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-08	$207	$188	$19	$19
PS BUSINESS PARKS, INC. PFD USD 1.3125 (5.25%) SERIES X	P	2020-04-01	2021-01-08	$179	$159	$20	$20
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-05-07	2021-01-11	$780	$725	$55	$55
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-02-04	2021-01-11	$458	$490	-$32	-$32
NEW RESIDENTIAL INVEST CORP CONV PFD USD 1.5938 (6.38%) SERI	P	2020-11-02	2021-01-11	$4,846	$4,366	$480	$480
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-11	$776	$707	$69	$69
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-11	$1,347	$1,229	$118	$118
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-11	$125	$119	$6	$6
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-05-07	2021-01-12	$292	$272	$20	$20
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-12	$364	$333	$31	$31
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-12	$100	$95	$5	$5
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-05-07	2021-01-13	$49	$45	$4	$4
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-07-31	2021-01-13	$268	$249	$19	$19
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-07-31	2021-01-13	$433	$384	$49	$49
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-13	$300	$270	$30	$30
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-13	$75	$71	$4	$4
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-07-31	2021-01-14	$1,713	$1,586	$127	$127
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-07-31	2021-01-14	$825	$726	$99	$99
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-14	$293	$270	$23	$23
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-07-31	2021-01-15	$783	$725	$58	$58
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-07-31	2021-01-15	$898	$790	$108	$108
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-15	$1,197	$1,102	$95	$95
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-15	$179	$166	$13	$13
VEREIT, INC. PFD USD 1.6750 (6.70%) SERIES F	P	2020-04-13	2021-01-15	$475	$399	$76	$76
VEREIT, INC. PFD USD 1.6750 (6.70%) SERIES F	P	2020-03-16	2021-01-15	$2,475	$2,111	$364	$364
VEREIT, INC. PFD USD 1.6750 (6.70%) SERIES F	P	2020-03-17	2021-01-15	$2,800	$2,361	$439	$439
VEREIT, INC. PFD USD 1.6750 (6.70%) SERIES F	P	2020-04-14	2021-01-15	$4,500	$4,037	$463	$463
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-05-12	2021-01-19	$368	$338	$30	$30
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-07-31	2021-01-19	$638	$589	$49	$49
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-07-30	2021-01-19	$689	$595	$94	$94
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-07-31	2021-01-19	$2,190	$1,900	$290	$290
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-19	$925	$853	$72	$72
AGNC INVESTMENT CORP. PFD USD 1.7188 (6.88%) SERIES D	P	2020-05-12	2021-01-20	$541	$495	$46	$46
ANNALY CAPITAL MANAGEMENT, INC PFD USD 1.6250 (6.50%) SERIES G	P	2020-07-30	2021-01-20	$1,895	$1,637	$258	$258
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-20	$3,593	$3,307	$286	$286
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-26	2021-01-20	$103	$95	$8	$8
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-04-01	2021-01-20	$593	$520	$73	$73
NEW RESIDENTIAL INVESTMENT COR PFD USD 1.7812 (7.12%) SERIES B	P	2020-11-02	2021-01-21	$1,572	$1,435	$137	$137
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-04-01	2021-01-21	$644	$565	$79	$79
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-04-01	2021-01-22	$540	$475	$65	$65
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-25	2021-01-25	$180	$147	$33	$33
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-04-01	2021-01-25	$385	$339	$46	$46
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES W	P	2020-03-25	2021-01-26	$873	$714	$159	$159
AMERICAN HOMES 4 RENT PFD USD 1.5875 (6.35%) SERIES E	P	2020-05-15	2021-02-03	$534	$536	-$2	-$2
AMERICAN HOMES 4 RENT PFD USD 1.6250 (6.50%) SERIES D	P	2020-04-01	2021-02-03	$178	$165	$13	$13
AMERICAN HOMES 4 RENT PFD USD 1.6250 (6.50%) SERIES D	P	2020-03-27	2021-02-03	$1,196	$1,108	$88	$88
AMERICAN HOMES 4 RENT PFD USD 1.5875 (6.35%) SERIES E	P	2020-04-01	2021-02-04	$1,753	$1,616	$137	$137
AMERICAN HOMES 4 RENT PFD USD 1.5875 (6.35%) SERIES E	P	2020-03-27	2021-02-04	$3,735	$3,418	$317	$317
AMERICAN HOMES 4 RENT PFD USD 1.5875 (6.35%) SERIES E	P	2020-05-15	2021-02-04	$5,844	$5,865	-$21	-$21
AMERICAN HOMES 4 RENT PFD USD 1.5875 (6.35%) SERIES E	P	2020-04-03	2021-02-04	$6,428	$5,786	$642	$642
AMERICAN HOMES 4 RENT PFD USD 1.6250 (6.50%) SERIES D	P	2020-04-01	2021-02-04	$2,134	$1,978	$156	$156
AMERICAN HOMES 4 RENT PFD USD 1.6250 (6.50%) SERIES D	P	2020-03-25	2021-02-04	$2,287	$2,040	$247	$247
AMERICAN HOMES 4 RENT PFD USD 1.6250 (6.50%) SERIES D	P	2020-03-24	2021-02-04	$2,464	$2,065	$399	$399
BLUEROCK RESIDENTIAL GROTH PFD USD 0.0000 (0.00%) SERIES A	P	2002-06-24	2021-02-26	$550	$512	$38	$38
BLUEROCK RESIDENTIAL GROTH PFD USD 0.0000 (0.00%) SERIES A	P	2020-07-08	2021-02-26	$700	$656	$44	$44
BLUEROCK RESIDENTIAL GROTH PFD USD 0.0000 (0.00%) SERIES A	P	2020-07-09	2021-02-26	$1,275	$1,194	$81	$81
BLUEROCK RESIDENTIAL GROTH PFD USD 0.0000 (0.00%) SERIES A	P	2020-07-01	2021-02-26	$1,475	$1,371	$104	$104
PUBLIC STORAGE PFD USD 0.9688 (3.88%) SERIES N	P	2020-11-03	2021-03-08	$671	$671	$0	$0
PUBLIC STORAGE PFD USD 0.9688 (3.88%) SERIES N	P	2020-11-02	2021-03-08	$1,639	$1,639	$0	$0
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-12	2021-03-15	$550	$478	$72	$72
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-11	2021-03-15	$550	$529	$21	$21
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-13	2021-03-15	$550	$529	$21	$21
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-22	2021-03-15	$725	$704	$21	$21
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-05	2021-03-15	$850	$740	$110	$110
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-07	2021-03-15	$900	$786	$114	$114
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-13	2021-03-15	$900	$782	$118	$118
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-21	2021-03-15	$1,000	$971	$29	$29
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-15	2021-03-15	$1,150	$1,112	$38	$38
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-06	2021-03-15	$1,175	$1,025	$150	$150
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-12-01	2021-03-15	$1,275	$1,210	$65	$65
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-15	2021-03-15	$1,475	$1,284	$191	$191
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-12-08	2021-03-15	$1,525	$1,465	$60	$60
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-08	2021-03-15	$1,625	$1,417	$208	$208
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-14	2021-03-15	$1,925	$1,855	$70	$70
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-25	2021-03-15	$2,000	$1,946	$54	$54
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2020-10-02	2021-03-15	$2,025	$1,738	$287	$287
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-20	2021-03-15	$2,275	$2,209	$66	$66
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-19	2021-03-15	$2,400	$2,326	$74	$74
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-12	2021-03-15	$2,675	$2,569	$106	$106
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-08	2021-03-15	$3,325	$3,211	$114	$114
TWO HARBORS INVESTMENT CORP. PFD 7.5000 SERIES E	P	2021-01-07	2021-03-15	$7,225	$6,955	$270	$270
ATLAS CORP. PFD USD 2.0500 (8.20%) SERIES G	P	2021-03-23	2021-03-30	$1,213	$1,222	-$9	-$9
BOSTON PROPERTIES, INC. PFD USD 1.3125 (5.25%)	P	2020-10-02	2021-04-01	$350	$355	-$5	-$5
BOSTON PROPERTIES, INC. PFD USD 1.3125 (5.25%)	P	2020-04-08	2021-04-01	$825	$801	$24	$24
BOSTON PROPERTIES, INC. PFD USD 1.3125 (5.25%)	P	2020-10-01	2021-04-01	$1,225	$1,241	-$16	-$16
BOSTON PROPERTIES, INC. PFD USD 1.3125 (5.25%)	P	2020-04-06	2021-04-01	$2,900	$2,796	$104	$104
BOSTON PROPERTIES, INC. PFD USD 1.3125 (5.25%)	P	2020-11-16	2021-04-01	$3,300	$3,381	-$81	-$81
BOSTON PROPERTIES, INC. PFD USD 1.3125 (5.25%)	P	2020-04-01	2021-04-01	$3,400	$3,232	$168	$168
SITE CENTERS CORP PFD USD 1.5625 (6.25%) CLASS K	P	2020-04-08	2021-04-07	$325	$222	$103	$103
SITE CENTERS CORP PFD USD 1.5625 (6.25%) CLASS K	P	2020-04-08	2021-04-07	$4,750	$3,143	$1,607	$1,607
SITE CENTERS CORP PFD USD 1.5625 (6.25%) CLASS K	P	2021-03-03	2021-04-07	$6,525	$6,565	-$40	-$40
SITE CENTERS CORP PFD USD 1.5625 (6.25%) CLASS K	P	2020-09-14	2021-04-07	$7,850	$7,608	$242	$242
AMERICAN HOMES 4 RENT PFD USD 1.4688 (5.88%) SERIES F	P	2020-04-17	2021-04-12	$18,566	$16,671	$1,895	$1,895
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-11	2021-04-13	$27	$26	$1	$1
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-08	2021-04-13	$134	$130	$4	$4
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-05	2021-04-13	$644	$625	$19	$19
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-06	2021-04-13	$724	$699	$25	$25
SUNSTONE HOTEL INVESTORS, INC. PFD USD 1.6125 (6.45%) SERIES F	P	2021-01-08	2021-04-13	$2,185	$2,075	$110	$110
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-11	2021-04-14	$80	$77	$3	$3
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-12	2021-04-14	$214	$205	$9	$9
PS BUSINESS PARKS, INC. PFD USD 1.3000 (5.20%) SERIES Y	P	2021-01-07	2021-04-14	$294	$284	$10	$10
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-06-01	$313	$293	$20	$20
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-06-18	2021-06-01	$486	$450	$36	$36
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-06-01	$497	$464	$33	$33
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-06-18	2021-06-02	$808	$750	$58	$58
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-06-18	2021-06-03	$912	$856	$56	$56
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-06-18	2021-06-03	$455	$425	$30	$30
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2021-03-29	2021-06-07	$3,179	$3,064	$115	$115
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SERIES B	P	2021-05-18	2021-06-07	$5,178	$4,239	$939	$939
QTS REALTY TRUST, INC. CONV PFD USD 6.50 (6.50%) SERIES B	P	2021-04-14	2021-06-07	$6,214	$5,185	$1,029	$1,029
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2021-03-29	2021-06-08	$4,757	$4,584	$173	$173
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-06-18	2021-06-08	$292	$275	$17	$17
AGNC INVESTMENT CORP. PFD USD 1.6250 (6.50%) SERIES E	P	2021-03-29	2021-06-09	$10,482	$10,124	$358	$358
SPIRIT REALTY CAPITAL, INC. PFD 6.012/31/2049 SERIES A	P	2020-06-18	2021-06-09	$637	$600	$37	$37
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-19	2021-06-16	$225	$222	$3	$3
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-12	2021-06-16	$250	$246	$4	$4
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-21	2021-06-16	$350	$347	$3	$3
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-22	2021-06-16	$450	$446	$4	$4
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-13	2021-06-16	$525	$516	$9	$9
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-08	2021-06-16	$900	$884	$16	$16
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-20	2021-06-16	$1,200	$1,188	$12	$12
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-11	2021-06-16	$1,450	$1,422	$28	$28
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-01-07	2021-06-16	$2,100	$2,064	$36	$36
INVESCO MORTGAGE CAPITAL INC. PFD 7.7500 SERIES A	P	2021-03-29	2021-06-16	$18,125	$17,838	$287	$287
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-18	2021-06-28	$393	$369	$24	$24
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-11-02	2021-06-28	$4,137	$3,852	$285	$285
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-11-30	2021-06-28	$19,116	$18,068	$1,048	$1,048
GLADSTONE COMMERCIAL CORP PFD 7.0000 SERIES D	P	2020-07-10	2021-06-30	$4,300	$4,180	$120	$120
GLADSTONE COMMERCIAL CORP PFD 7.0000 SERIES D	P	2020-09-15	2021-06-30	$7,850	$7,903	-$53	-$53
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-01	$748	$665	$83	$83
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-11	2021-07-01	$1,920	$1,728	$192	$192
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-02	$263	$237	$26	$26
KIMCO REALTY CORPORATION PFD 5.1250 CL L SERIES L	P	2020-07-21	2021-07-07	$2,504	$2,315	$189	$189
SAUL CENTERS, INC. PFD USD 1.5000 (6.00%) SERIES E	P	2021-01-06	2021-07-07	$2,273	$2,003	$270	$270
SAUL CENTERS, INC. PFD USD 1.5000 (6.00%) SERIES E	P	2020-11-10	2021-07-07	$2,460	$2,157	$303	$303
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-07	$553	$499	$54	$54
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-08	$131	$119	$12	$12
PEBBLEBROOK HOTEL TRUST PFD USD 1.5938 (6.38%) SERIES G	P	2021-05-06	2021-07-09	$1,673	$1,550	$123	$123
PENNYMAC MORTGAGE PFD USD 2.0000 (8.00%) SERIES B	P	2021-03-29	2021-07-09	$1,175	$1,104	$71	$71
PEBBLEBROOK HOTEL TRUST PFD USD 1.5938 (6.38%) SERIES G	P	2021-05-06	2021-07-12	$15,761	$14,600	$1,161	$1,161
PENNYMAC MORTGAGE PFD USD 2.0000 (8.00%) SERIES B	P	2021-03-29	2021-07-12	$1,140	$1,078	$62	$62
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-12	$157	$142	$15	$15
PEBBLEBROOK HOTEL TRUST PFD USD 1.5938 (6.38%) SERIES D	P	2020-12-21	2021-07-13	$67,300	$57,823	$9,477	$9,477
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-13	$367	$332	$35	$35
PENNYMAC MORTGAGE PFD USD 2.0000 (8.00%) SERIES B	P	2021-03-25	2021-07-14	$917	$856	$61	$61
PENNYMAC MORTGAGE PFD USD 2.0000 (8.00%) SERIES B	P	2021-03-22	2021-07-14	$971	$907	$64	$64
PENNYMAC MORTGAGE PFD USD 2.0000 (8.00%) SERIES B	P	2021-03-29	2021-07-14	$3,507	$3,336	$171	$171
ANWORTH MORTGAGE ASSET CORP PFD 8.6250 SERIES A	P	2021-03-29	2021-07-15	$1,625	$1,665	-$40	-$40
DIAMONDROCK HOSPITALITY CO. PFD USD 2.0625 (8.25%) SERIES A	P	2020-08-21	2021-07-16	$4,070	$3,310	$760	$760
DIAMONDROCK HOSPITALITY CO. PFD USD 2.0625 (8.25%) SERIES A	P	2020-08-20	2021-07-16	$4,753	$3,858	$895	$895
DIAMONDROCK HOSPITALITY CO. PFD USD 2.0625 (8.25%) SERIES A	P	2020-08-20	2021-07-16	$22,170	$18,132	$4,038	$4,038
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-23	$207	$190	$17	$17
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-07-26	$363	$332	$31	$31
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-02-08	2021-08-04	$1,560	$1,541	$19	$19
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-06	2021-08-04	$4,101	$4,042	$59	$59
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-05	2021-08-04	$8,302	$8,179	$123	$123
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-10	2021-08-04	$26	$24	$2	$2
SITE CENTERS CORP PFD USD 1.5938 (6.38%) CLASS A	P	2020-08-07	2021-08-04	$2,502	$2,236	$266	$266
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-05	2021-08-05	$1,736	$1,710	$26	$26
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-19	2021-08-05	$2,792	$2,749	$43	$43
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-13	2021-08-05	$4,604	$4,533	$71	$71
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-02-12	2021-08-10	$553	$545	$8	$8
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-13	2021-08-10	$579	$570	$9	$9
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-12	2021-08-10	$654	$644	$10	$10
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-02-11	2021-08-10	$730	$718	$12	$12
BROOKFIELD PROPERTY REIT INC. PFD USD 1.5938 (6.38%) SERIES A	P	2021-01-04	2021-08-10	$18,416	$18,110	$306	$306
KKR REAL ESTATE FINANCE TRUST PFD USD 1.6250 (6.50%) SERIES A	P	2021-04-09	2021-08-25	$862	$800	$62	$62
KKR REAL ESTATE FINANCE TRUST PFD USD 1.6250 (6.50%) SERIES A	P	2021-04-09	2021-09-01	$296	$275	$21	$21
KKR REAL ESTATE FINANCE TRUST PFD USD 1.6250 (6.50%) SERIES A	P	2021-04-09	2021-09-02	$539	$500	$39	$39
KKR REAL ESTATE FINANCE TRUST PFD USD 1.6250 (6.50%) SERIES A	P	2021-04-09	2021-09-08	$1,642	$1,525	$117	$117
KKR REAL ESTATE FINANCE TRUST PFD USD 1.6250 (6.50%) SERIES A	P	2021-04-09	2021-09-09	$889	$825	$64	$64
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2021-09-10	2021-09-14	$100	$105	-$5	-$5
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2021-09-08	2021-09-14	$400	$420	-$20	-$20
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2021-09-01	2021-09-14	$525	$550	-$25	-$25
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2021-09-02	2021-09-14	$2,126	$2,229	-$103	-$103
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2021-08-25	2021-09-14	$2,701	$2,803	-$102	-$102
VORNADO REALTY TRUST PFD USD 1.4250 (5.70%) SERIES K	P	2021-08-27	2021-09-14	$11,154	$11,601	-$447	-$447
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-06-16	$1,616	$1,525	$91	$91
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-09-17	$8,138	$8,021	$117	$117
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-09-21	$1,655	$1,575	$80	$80
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-09-21	$1,402	$1,393	$9	$9
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-09-22	$315	$300	$15	$15
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-09-22	$416	$413	$3	$3
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-09-23	$1,183	$1,125	$58	$58
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-09-23	$1,090	$1,083	$7	$7
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-09-28	$697	$675	$22	$22
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-09-29	$3,697	$3,575	$122	$122
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-10-01	$2,126	$2,050	$76	$76
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-10-01	$1,318	$1,315	$3	$3
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-10-04	$1,136	$1,100	$36	$36
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-10-04	$931	$929	$2	$2
KKR REAL ESTATE FINANCE TRUST PFD USD 1.8417 (7.37%) SERIES A	P	2021-04-09	2021-10-05	$1,343	$1,300	$43	$43
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-10-13	$179	$181	-$2	-$2
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-09	2021-10-19	$125	$128	-$3	-$3
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-17	2021-10-19	$125	$128	-$3	-$3
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-02	2021-10-19	$376	$382	-$6	-$6
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-13	2021-10-19	$426	$433	-$7	-$7
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-21	2021-10-19	$602	$611	-$9	-$9
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-10-04	2021-10-19	$902	$904	-$2	-$2
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-10	2021-10-19	$1,028	$1,044	-$16	-$16
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-29	2021-10-19	$1,178	$1,177	$1	$1
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-10-01	2021-10-19	$1,178	$1,177	$1	$1
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-09-08	2021-10-19	$1,755	$1,782	-$27	-$27
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-10-13	2021-10-19	$3,685	$3,687	-$2	-$2
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-08-26	2021-10-19	$3,960	$4,001	-$41	-$41
CAPSTEAD MORTGAGE CORP PFD 7.5000 SERIES E	P	2021-10-14	2021-10-19	$11,856	$11,875	-$19	-$19
SL GREEN REALTY CORP. PFD USD 1.6250 (6.50%) SERIES I	P	2021-07-13	2021-10-19	$231	$232	-$1	-$1
DIGITALBRIDGE GROUP INC PFD USD 1.7812 (7.12%)	P	2021-07-08	2021-11-15	$5,600	$5,505	$95	$95
DIGITALBRIDGE GROUP INC PFD USD 1.7812 (7.12%)	P	2021-04-14	2021-11-15	$8,925	$8,628	$297	$297
UMH PROPERTIES, INC PFD USD 1.5938 (6.38%) SERIES D	P	2021-04-20	2021-11-29	$181	$178	$3	$3
UMH PROPERTIES, INC PFD USD 1.5938 (6.38%) SERIES D	P	2021-04-22	2021-11-29	$1,474	$1,452	$22	$22
UMH PROPERTIES, INC PFD USD 1.5938 (6.38%) SERIES D	P	2020-12-23	2021-11-29	$3,904	$3,739	$165	$165
KKR REAL ESTATE FINANCE TRUST PFD USD 1.4083 (5.63%) SERIES A	P	2021-04-09	2021-12-02	$4,813	$4,700	$113	$113
KKR REAL ESTATE FINANCE TRUST PFD USD 1.4083 (5.63%) SERIES A	P	2021-04-09	2021-12-03	$407	$400	$7	$7
POWER REIT PFD USD 1.9375 (7.75%) SERIES A	P	2021-12-09	2021-12-14	$129	$125	$4	$4
LEXINGTON REALTY TRUST CONV PFD USD 3.25 (6.5%) SER C	P	2021-09-08	2021-12-16	$3,397	$3,559	-$162	-$162
POWER REIT PFD USD 1.9375 (7.75%) SERIES A	P	2021-12-09	2021-12-16	$103	$100	$3	$3
LEXINGTON REALTY TRUST CONV PFD USD 3.25 (6.5%) SER C	P	2021-08-25	2021-12-22	$178	$187	-$9	-$9
LEXINGTON REALTY TRUST CONV PFD USD 3.25 (6.5%) SER C	P	2021-09-08	2021-12-22	$297	$312	-$15	-$15
LEXINGTON REALTY TRUST CONV PFD USD 3.25 (6.5%) SER C	P	2021-09-17	2021-12-22	$416	$437	-$21	-$21
POWER REIT PFD USD 1.9375 (7.75%) SERIES A	P	2021-12-09	2021-12-22	$206	$200	$6	$6
LEXINGTON REALTY TRUST CONV PFD USD 3.25 (6.5%) SER C	P	2021-08-25	2021-12-23	$177	$187	-$10	-$10
POWER REIT PFD USD 1.9375 (7.75%) SERIES A	P	2021-12-09	2021-12-23	$103	$100	$3	$3
LXP INDUSTRIAL TRUST CONV PFD USD 3.25 (6.5%) SER C	P	2021-08-25	2021-12-27	$357	$373	-$16	-$16
POWER REIT PFD USD 1.9375 (7.75%) SERIES A	P	2021-12-09	2021-12-28	$260	$250	$10	$10
POWER REIT PFD USD 1.9375 (7.75%) SERIES A	P	2021-12-09	2021-12-31	$156	$150	$6	$6
RIVER PARTNERS 2000-4, LLC	P		2021-12-31	$1,418		$1,418	$1,418
RIVER PARTNERS 2001-BBI, LLC	P		2021-12-31	$190		$190	$190
RIVER PARTNERS 2003-NEA, LP	P		2021-12-31	$12		$12	$12
RIVER PARTNERS 2006-AF06, LLC	P		2021-12-31		$389	-$389	-$389
RIVER PARTNERS 2007-TCG, LLC	P		2021-12-31	$522		$522	$522
RIVER PARTNERS 2000-3, LLC	P		2021-12-31		$9,180	-$9,180	-$9,180
RIVER PARTNERS 2000-4, LLC	P		2021-12-31	$3,121		$3,121	$3,121
RIVER PARTNERS 2001-BBI, LLC	P		2021-12-31	$2,494		$2,494	$2,494
RIVER PARTNERS 2002-NCH, LLC	P		2021-12-31	$933		$933	$933
RIVER PARTNERS 2003-NEA, LP	P		2021-12-31	$96		$96	$96
RIVER PARTNERS 2005-SAK, LLC	P		2021-12-31		$120	-$120	-$120
RIVER PARTNERS 2006-AF06, LLC	P		2021-12-31	$425		$425	$425
RIVER PARTNERS 2006-LS, LLC	P		2021-12-31		$1,075	-$1,075	-$1,075
RIVER PARTNERS 2006-OLIF, LLC	P		2021-12-31	$1		$1	$1
RIVER PARTNERS 2007-AF07, LLC	P		2021-12-31	$802		$802	$802
RIVER PARTNERS 2007-AP, LLC	P		2021-12-31	$18,357		$18,357	$18,357
RIVER PARTNERS 2007-HPC, LLC	P		2021-12-31	$978		$978	$978
RIVER PARTNERS 2007-TCG, LLC	P		2021-12-31	$45,777		$45,777	$45,777
LHC LP	P		2021-12-31	$1,520		$1,520	$1,520
OVERSEAS ACQUISITION FUND TWO, L.P.	P		2021-12-31		$4	-$4	-$4
RIVER PARTNERS 2012-CBX, LLC	P		2021-12-31		$133,303	-$133,303	-$133,303
RIVER PARTNERS 2007-RCG, LLC	P		2021-12-31		$2	-$2	-$2
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2000-3, LLC	P		2021-12-31	$30,611		$30,611	$30,611
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2004 - BROWN, LLC	P		2021-12-31	$5,993		$5,993	$5,993
LOSS ON INVESTMENT	P		2021-12-31		$12,133	-$12,133	-$12,133
GAIN ON EXCESS DISTRIBUTIONS OF ACQUISITIONS	P		2021-12-31	$113		$113	$113
RIVER PARTNERS 2002-NCH, LLC - 1231 GAIN	P		2021-12-31	$16		$16	$16
RIVER PARTNERS 2005-NCH2, LLC - 1231 GAIN	P		2021-12-31		$408	-$408	-$408
RIVER PARTNERS 2006-AF06, LLC - 1231 GAIN	P		2021-12-31		$32	-$32	-$32
RIVER PARTNERS 2006-LS, LLC - 1231 GAIN	P		2021-12-31	$1,399		$1,399	$1,399
RIVER PARTNERS 2007-AF07, LLC - 1231 GAIN	P		2021-12-31	$96		$96	$96
RIVER PARTNERS 2007-AP, LLC - 1231 GAIN	P		2021-12-31	$251		$251	$251
LAA ASSOCIATES, LLC - 1231 GAIN	P		2021-12-31		$2	-$2	-$2
L.A. STOUGHTON, LLC - 1231 GAIN	P		2021-12-31		$1	-$1	-$1
PRINCETON LR, LLC & PRINCETON LR II, LLC - 1231 GAIN	P		2021-12-31	$8,074		$8,074	$8,074
RIVER PARTNERS 2000-4, LLC - 1256 GAIN (LOSS)	P		2021-12-31		$2	-$2	-$2
RIVER PARTNERS 2007-AF07, LLC - 1256 GAIN (LOSS)	P		2021-12-31		$5	-$5	-$5
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2010-CREF	P		2021-12-31	$1,436		$1,436	$1,436
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-MSRE	P		2021-12-31	$736		$736	$736
GAIN ON EXCESS DISTRIBUTIONS OF RIVER PARTNERS 2007-LEE	P		2021-12-31	$608		$608	$608
CAPITAL GAINS DIVIDENDS	P			$35,373		$35,373	$35,373

Field	Value	IRS element (for citing)
Capital Gain Net Income	$2,487,068	CapitalGainNetIncomeAmt

Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp

Field	Value	IRS element (for citing)
Investment Income Excise Tax	$39,283	InvestmentIncomeExciseTaxAmt
Tax Under Section511	$0	TaxUnderSection511Amt
Subtotal	$39,283	SubtotalAmt
Subtitle A Tax	$0	SubtitleATaxAmt
Tax Based On Investment Income	$39,283	TaxBasedOnInvestmentIncomeAmt
Estimated Plus Ovpmt Incm Tx	$9,391	EstimatedPlusOvpmtIncmTxAmt
Exempt Frgn Org Tax Wthld At Srce	$0	ExemptFrgnOrgTaxWthldAtSrceAmt
Extsn Request Income Tax Paid	$60,000	ExtsnRequestIncomeTaxPaidAmt
Backup Withholding Withheld	$0	BackupWithholdingWithheldAmt
Total Payments And Credits	$69,391	TotalPaymentsAndCreditsAmt
Es Penalty	$0	EsPenaltyAmt
Overpayment	$30,108	OverpaymentAmt
Applied To ES Tax	$30,108	AppliedToESTaxAmt
Refund	$0	RefundAmt

Statements Regarding Acty StatementsRegardingActyGrp

Field	Value	IRS element (for citing)
Legislative Political Acty	0	LegislativePoliticalActyInd
More Than100 Spent	0	MoreThan100SpentInd
Form1120 POL Filed	0	Form1120POLFiledInd
Section4955 Organization Tax	$0	Section4955OrganizationTaxAmt
Section4955 Managers Tax	$0	Section4955ManagersTaxAmt
Tax Reimbursed	$0	TaxReimbursedAmt
Activities Not Previously Rpt	0	ActivitiesNotPreviouslyRptInd
Changes To Articles Or Bylaws	0	ChangesToArticlesOrBylawsInd
Unrelated Bus Incm Over Limit	Yes (1)	UnrelatedBusIncmOverLimitInd
Form990 T Filed	Yes (1)	Form990TFiledInd
Organization Dissolved Etc	0	OrganizationDissolvedEtcInd
Section508e Rqr Satisfied	Yes (1)	Section508eRqrSatisfiedInd
At Least5000 In Assets	Yes (1)	AtLeast5000InAssetsInd
Org Report Or Register State	DE	OrgReportOrRegisterStateCd
Form990 PF Filed With Atty Gen	Yes (1)	Form990PFFiledWithAttyGenInd
Private Operating Foundation	0	PrivateOperatingFoundationInd
New Substantial Contributors	Yes (1)	NewSubstantialContributorsInd
Own Controlled Entity	0	OwnControlledEntityInd
Donor Advised Fund	0	DonorAdvisedFundInd
Comply With Public Insp Rqr	Yes (1)	ComplyWithPublicInspRqrInd
Website Address	N/A	WebsiteAddressTxt

Persons With Books Name PersonsWithBooksName

Field	Value	IRS element (for citing)
Business Name Line1	BAKER TILLY US LLP	BusinessNameLine1Txt

Field	Value	IRS element (for citing)
Phone	2126976900	PhoneNum

Location Of Books US Address LocationOfBooksUSAddress

Field	Value	IRS element (for citing)
Address Line1	ONE PENN PLAZA - SUITE 3000	AddressLine1Txt
City	NEW YORK	CityNm
State Abbreviation	NY	StateAbbreviationCd
ZIP	10119	ZIPCd

Field	Value	IRS element (for citing)
Foreign Accounts Question	0	ForeignAccountsQuestionInd

Statements Regarding Acty4720 StatementsRegardingActy4720Grp

Field	Value	IRS element (for citing)
Sale Or Exch Disqualified Prsn	0	SaleOrExchDisqualifiedPrsnInd
Brrw Or Lend Disqualified Prsn	0	BrrwOrLendDisqualifiedPrsnInd
Furn Goods Disqualified Prsn	0	FurnGoodsDisqualifiedPrsnInd
Pay Comp Disqualified Prsn	0	PayCompDisqualifiedPrsnInd
Transfer Ast Disqualified Prsn	0	TransferAstDisqualifiedPrsnInd
Payment To Government Official	0	PaymentToGovernmentOfficialInd
Uncorrected Prior Acts	0	UncorrectedPriorActsInd
Undistributed Income PY	0	UndistributedIncomePYInd
Business Holdings	0	BusinessHoldingsInd
Jeopardy Investments	0	JeopardyInvestmentsInd
Uncorrected PY Jeopardy Invst	0	UncorrectedPYJeopardyInvstInd
Influence Legislation	0	InfluenceLegislationInd
Influence Election	0	InfluenceElectionInd
Grants To Individuals	0	GrantsToIndividualsInd
Grants To Organizations	0	GrantsToOrganizationsInd
Noncharitable Purpose	0	NoncharitablePurposeInd
Rcv Fnds To Pay Prsnl Bnft Cntrct	0	RcvFndsToPayPrsnlBnftCntrctInd
Pay Premiums Prsnl Bnft Cntrct	0	PayPremiumsPrsnlBnftCntrctInd
Prohibited Tax Shelter Trans	0	ProhibitedTaxShelterTransInd
Subj To Tax Rmnrtn Ex Prcht Pymt	0	SubjToTaxRmnrtnExPrchtPymtInd

Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp

Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)

Address Line1USAddress/AddressLine1Txt	Address Line2USAddress/AddressLine2Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd	TitleTitleTxt	Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt	CompensationCompensationAmt	Employee Benefit ProgramEmployeeBenefitProgramAmt	Expense Account Other AllwncExpenseAccountOtherAllwncAmt
ADAM R BRONFMAN
C/O BAKER TILLY ONE PENN PLAZA -	SUITE 3000	NEW YORK	NY	10119	PRESIDENT	0.00	$0	$0	$0
ALMOG GEVA
C/O BA LLC 375 PARK AVE - 17TH	FLOOR	NEW YORK	NY	10152	SECRETARY	0.00	$0	$0	$0

Field	Value	IRS element (for citing)
Comp Of Hghst Pd Empl Or NONE	NONE	CompOfHghstPdEmplOrNONETxt
Other Employee Paid Over50k	0	OtherEmployeePaidOver50kCnt
Comp Of Hghst Pd Cntrct Or NONE	NONE	CompOfHghstPdCntrctOrNONETxt
Contractor Paid Over50k	0	ContractorPaidOver50kCnt

Sum Of Program Related Invst SumOfProgramRelatedInvstGrp

Field	Value	IRS element (for citing)
Total	$0	TotalAmt

Minimum Investment Return MinimumInvestmentReturnGrp

Field	Value	IRS element (for citing)
Average Monthly FMV Of Sec	$20,440,085	AverageMonthlyFMVOfSecAmt
Average Monthly Cash Balances	$1,527,553	AverageMonthlyCashBalancesAmt
FMV All Other Noncharitable Ast	$1,298,408	FMVAllOtherNoncharitableAstAmt
Total FMV Of Unused Assets	$23,266,046	TotalFMVOfUnusedAssetsAmt
Reduction Claimed	$0	ReductionClaimedAmt
Acquisition Indebtedness	$0	AcquisitionIndebtednessAmt
Adjusted Total FMV Of Unused Ast	$23,266,046	AdjustedTotalFMVOfUnusedAstAmt
Cash Deemed Charitable	$348,991	CashDeemedCharitableAmt
Net Vl Noncharitable Assets	$22,917,055	NetVlNoncharitableAssetsAmt
Minimum Investment Return	$1,145,853	MinimumInvestmentReturnAmt

Distributable Amount DistributableAmountGrp

Field	Value	IRS element (for citing)
Minimum Investment Return	$1,145,853	MinimumInvestmentReturnAmt
Tax Based On Investment Income	$39,283	TaxBasedOnInvestmentIncomeAmt
Income Tax	$1,934	IncomeTaxAmt
Total Tax	$41,217	TotalTaxAmt
Distributable Before Adj	$1,104,636	DistributableBeforeAdjAmt
Recoveries Qualfied Distri	$0	RecoveriesQualfiedDistriAmt
Distributable Before Ded	$1,104,636	DistributableBeforeDedAmt
Deduction From Distributable	$0	DeductionFromDistributableAmt
Distributable As Adjusted	$1,104,636	DistributableAsAdjustedAmt

PF Qualifying Distributions PFQualifyingDistributionsGrp

Field	Value	IRS element (for citing)
Expenses And Contributions	$1,066,297	ExpensesAndContributionsAmt
Program Related Invst Total	$0	ProgramRelatedInvstTotalAmt
Qualifying Distributions	$1,066,297	QualifyingDistributionsAmt

Undistributed Income UndistributedIncomeGrp

Field	Value	IRS element (for citing)
Distributable As Adjusted	$1,104,636	DistributableAsAdjustedAmt
Undistributed Income PY	$1,016,925	UndistributedIncomePYAmt
Total For Prior Years	$0	TotalForPriorYearsAmt
Total Excess Distribution Cyov	$0	TotalExcessDistributionCyovAmt
Qualifying Distributions	$1,066,297	QualifyingDistributionsAmt
Applied To Year1	$1,016,925	AppliedToYear1Amt
Applied To Prior Years	$0	AppliedToPriorYearsAmt
Treated As Distri From Corpus	$0	TreatedAsDistriFromCorpusAmt
Applied To Current Year	$49,372	AppliedToCurrentYearAmt
Remaining Distri From Corpus	$0	RemainingDistriFromCorpusAmt
Excess Distri Cyov App CY Corpus	$0	ExcessDistriCyovAppCYCorpusAmt
Excess Distribution Cyov App CY	$0	ExcessDistributionCyovAppCYAmt
Total Corpus	$0	TotalCorpusAmt
Prior Year Undistributed Incm	$0	PriorYearUndistributedIncmAmt
Prior Year Deficiency Or Tax	$0	PriorYearDeficiencyOrTaxAmt
Taxable1	$0	Taxable1Amt
Taxable2	$0	Taxable2Amt
Undistributed Income CY	$1,055,264	UndistributedIncomeCYAmt
Corpus Distri170b1 E Or4942g3	$0	CorpusDistri170b1EOr4942g3Amt
Excess Distri Cyov From Yr5	$0	ExcessDistriCyovFromYr5Amt
Excess Distri Cyov To Next Yr	$0	ExcessDistriCyovToNextYrAmt

Supplementary Information SupplementaryInformationGrp

Field	Value	IRS element (for citing)
Only Contri To Preselected	Yes (X)	OnlyContriToPreselectedInd

Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (20 entries)

Address Line1RecipientUSAddress/AddressLine1Txt	CityRecipientUSAddress/CityNm	State AbbreviationRecipientUSAddress/StateAbbreviationCd	ZIPRecipientUSAddress/ZIPCd	Recipient RelationshipRecipientRelationshipTxt	Recipient Foundation StatusRecipientFoundationStatusTxt	Grant Or Contribution PurposeGrantOrContributionPurposeTxt	AmtAmt	Address Line1RecipientForeignAddress/AddressLine1Txt	CityRecipientForeignAddress/CityNm	CountryRecipientForeignAddress/CountryCd	Foreign PostalRecipientForeignAddress/ForeignPostalCd
AMERICAN CIVIL LIBERTIES UNION
125 BROAD ST 18TH FLOOR	NEW YORK	NY	10033	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$50,000
CANADIAN CENTRE FOR ARCHITECTURE
				NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$20,000	1920 RUE BAILE	MONTREAL	CA	QC H3H 2S6
DUNN SCHOOL
2555 WEST HWY 154	LOS OLIVOS	CA	93441	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$150,000
EL PASO COMMUNITY FOUNDATION
PO BOX 272	EL PASO	TX	79943	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$125,000
EQUAL JUSTICE INITIATIVE
122 COMMERCE STREET	MONTGOMERY	AL	36104	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT- NO DESIGNATION	$10,000
JEWISH FAMILY SERVICE OF UTAH
495 E 4500 S STE 100	SALT LAKE CITY	UT	84107	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$10,000
JEWISH FEDERATION OF UTAH-HILLEL OF UTAH
2 N MEDICAL DR	SALT LAKE CITY	UT	84113	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$50,000
LETS BE BETTER HUMANS
5640 E BELL RD 1049	SCOTTSDALE	AZ	85254	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$50,000
MAYO CLINIC FOUNDATION
13400 EAST SHEA BOULEVARD	SCOTTSDALE	AZ	85259	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$100,000
NAACP LEGAL & DEFENSE EDUCATIONAL FUND
40 RECTOR STREET 5TH FLOOR	NEW YORK	NY	10006	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$10,000
PARK CITY COMMUNITY FOUNDATION
PO BOX 681499	PARK CITY	UT	84068	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$25,000
PARTNERS IN SCHOOL INNOVATION
1060 TENNESSEE STREET 2ND FLOOR	SAN FRANCISCO	CA	94107	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$50,000
PEACE HOUSE INC
1960 SIDEWINDER DR SUITE 208	PARK CITY	UT	84060	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$100,000
PLANNED PARENTHOOD ASSOCIATION OF UTAH
654 SOUTH 900 EAST	SALT LAKE CITY	UT	84102	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$25,000
PM HOSPITAL FOUNDATION
99 N LA CIENEGA BLVD	BEVERLY HILLS	CA	90211	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$100,000
SOUTHERN POVERTY LAW CENTER
400 WASHINGTON AVE	MONTGOMERY	AL	36104	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$10,000
TEAMWORK FOUNDATION INC
478 GERARD AVENUE	BRONX	NY	10451	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$25,000
VALLEY BEIT MIDRASH
4645 EAST MARILYN ROAD	PHOENIX	AZ	85032	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARTABLE SUPPORT - NO DESIGNATION	$100,000
VARIOUS CONTRIBUTIONS FROM PASS-THROUGH ENTITIES
BAKER TILLY ONE PENN PLAZA STE 3000	NEW YORK	NY	10119	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT - NO DESIGNATION	$9
WILLIAM J BRENNAN JR CENTER FOR JUSTICE
120 BROADWAY SUITE 1750	NEW YORK	NY	10271	NONE	501(C)(3) TAX EXEMPT	GENERAL CHARITABLE SUPPORT- NO DESIGNATION	$10,000

Field	Value	IRS element (for citing)
Total Grant Or Contri Pd Dur Yr	$1,020,009	TotalGrantOrContriPdDurYrAmt
Total Grant Or Contri Apprv Fut	$0	TotalGrantOrContriApprvFutAmt

Analysis Income Producing Acty AnalysisIncomeProducingActyGrp

Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl

Field	Value	IRS element (for citing)
Exclusion	14	ExclusionCd
Exclusion	$445,579	ExclusionAmt

Other Investment Income OtherInvestmentIncomeGrp

Field	Value	IRS element (for citing)
Exclusion	01	ExclusionCd
Exclusion	$7,462	ExclusionAmt

Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp

Field	Value	IRS element (for citing)
Exclusion	18	ExclusionCd
Exclusion	$2,487,068	ExclusionAmt

Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp

Field	Value	IRS element (for citing)
Unrelated Business Taxbl Incm	$0	UnrelatedBusinessTaxblIncmAmt
Exclusion	$2,940,109	ExclusionAmt
Related Or Exempt Function Incm	$0	RelatedOrExemptFunctionIncmAmt

Field	Value	IRS element (for citing)
Total Income Producing Acty	$2,940,109	TotalIncomeProducingActyAmt

Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp

Field	Value	IRS element (for citing)
Trnsfr Of Cash To Nonchrtbl EO	0	TrnsfrOfCashToNonchrtblEOInd
Trnsfr Other Asset Nonchrtbl EO	0	TrnsfrOtherAssetNonchrtblEOInd
Sales Or Exchanges Of Assets	0	SalesOrExchangesOfAssetsInd
Purchase Of Assets Nonchrtbl EO	0	PurchaseOfAssetsNonchrtblEOInd
Rental Of Facilities Oth Assets	0	RentalOfFacilitiesOthAssetsInd
Reimbursement Arrangements	0	ReimbursementArrangementsInd
Loans Or Loan Guarantees	0	LoansOrLoanGuaranteesInd
Performance Of Services Etc	0	PerformanceOfServicesEtcInd
Sharing Of Facilities Etc	0	SharingOfFacilitiesEtcInd
Relationships Nonchrtbl EO	0	RelationshipsNonchrtblEOInd

Accounting Fees Schedule AccountingFeesSchedule

Accounting Fees Detail AccountingFeesDetail

Field	Value	IRS element (for citing)
Category	ACCOUNTING FEES	CategoryTxt
Amt	$46,205	Amt
Net Investment Income	$0	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$46,205	DisbursementsCharitablePrpsAmt

Investments Corp Stock Schedule InvestmentsCorpStockSchedule

Investments Corporate Stock InvestmentsCorporateStockGrp (139 entries)

StockStockNm	EOY Book ValueEOYBookValueAmt	EOYFMVEOYFMVAmt
ACRES COMMERCIAL REALTY CORP. 4.5% 08/15/2022 CONV	$15,471	$16,845
GRANITE POINT MYG TRIST INC 6.375% 10/01/2023	$28,535	$30,282
BRAEMAR HOTELS & RESORTS INV CONV OFD USD1.3752(5.50%)	$15,145	$20,488
EPR PROPERTIES CONV PFD SERIES E (EPRPRE)	$19,921	$27,992
EPR PROPERTIES CONV PFD USD 1.4375 (5.75%) SERI S&P BB	$93,422	$87,663
RLJ LODGING TRUST CONV PFE USD 1.9500 (7.80%) SERI	$35,451	$48,346
RPT REALTY CONV PFD USD3.6250(7.25%) SERI S&P B	$67,770	$75,582
TRAVELCENTERS OF AMERICA LLC PFD USD2.0625(8.25) (TANNI)	$16,876	$17,809
TRAVELCENTERS OF AMERICA LLC PFD USD2.0000(8.00%) (TANNL)	$52,229	$54,264
TRAVELCENTERS OF AMERICA LLC PFD USD2.0000(8.00%) (TANNZ)	$33,566	$35,642
DIVERSIFIED HEALTHCARE TRUST (DHCNL)	$26,949	$27,248
OFFICE PROPERTIES INCOME TRUST (OPINL)	$35,849	$39,929
ACRES COMMERCIAL REALTY CORP PFD USD2.1562(8.62%) SERIES C	$65,139	$65,407
AGNC INVESTMENT CORP PFD 1.5312(6.12%) SERIES F (AGNCP)	$51,063	$58,098
AMERICAN FINANCE TRUST, INC. PFD USD1.8438(7.38%) SERIES C(AFINO)	$77,768	$82,952
AMERICAN FINANCE TRUST, INC PFD USD1.8750(7.50%) SERIES A (AFINP)	$86,747	$93,914
AMERICAN HOMES 4 RENT SERIES H (AMHPRH)	$8,138	$9,657
ARBOR REALTY TRUST, INC. PFD 6.2500 SERIES E BEO (ABRPRE)	$54,986	$56,239
ARBOR REALTY TRUST, INC. PFD USD1.5625(6.25%) SERIES F (ABRPRF)	$20,450	$20,818
ARBOR REALTY TRUST, INC. PFD USD1.5938(6.38%) SERIES D (ABRPRD)	$22,400	$22,714
ARMADA HOFFLER PROP PFD SERIES A (AHHPRA)	$47,636	$51,875
ASHFORD HOSPITALITY TRST, INC PFD USD1.8750(7.50%)SERIES I (AHTPRI)	$13,005	$12,731
ASHFORD HOSPITALITY TRUST CONV PFD USD1.8436(7.37%) SERI (AHTPRG)	$2,915	$2,822
ASHFORD HOSPITALITY TRUST INC CUMULATIVE PFD SERIES D (AHTPRD)	$10,068	$10,693
ASHFORD HOSPITALITY TRUST INC PFD USD1.8750(7.50%) SERIES H (AHTPRH)	$2,782	$2,647
ASHFORD HOSPITALITY TST, INC PFD USD1.8436(7.37%) SERIES F (AHTPRF)	$6,293	$6,500
BLUEROCK RESIDENTIAL GROWTH REIT INC. PFD 7.1250 (BRGPRD)	$43,371	$51,031
BLUEROCK RSDTL GROWTH REIT INC PFD USD-1.9062(7.62%) SERIES C (BRGPRC)	$15,647	$17,872
BRAEMAR HOTELS & RESORTS PFD 8.2500 SERIES D	$18,750	$25,086
CADIZ INC. PFD USD2.2400(8.96%) SERIES A (CDZIP)	$13,100	$8,777
CEDAR REALTY TRUST, INC. PFD USD1.6250(6.50%) SERIES C (CDRPRC)	$23,204	$26,837
CEDAR REALTY TRUST, INC. PFD USD1.8125(7.25%) SERIES B (CDRPRB)	$40,303	$40,816
CHATHAM LODGING TRUST PFD USD1.6562(6.62%) SERIES A (CLDTPRA)	$26,175	$27,756
CHIMERA INVESTMENT CORPORATION PFD USD2.0000(8.00%) SERIES D (CIMPRD)	$72,570	$73,048
CITY OFFICE REIT, INC. PFD USD1.6562(6.62%) SERIES A (CIOPRA)	$102,486	$104,589
CORENERGY INFRSTRCTR TRST CONV PFD USD1.8438(7.38%) SERI - (CORRPRA)	$29,466	$25,728
CTO REALTY GROWTH, INC. PFD USD1.5938(6.38%) SERIES A (CTOPRA)	$53,900	$56,703
DIGITALBRIDGE GROUP INC PFD USD1.7812(7.12%) (DBRGPRH)	$42,570	$51,933
DIGITALBRIDGE GROUP INC PFD USD1.7812(7.12%) (DBRGPRJ)	$40,857	$45,814
DIGITALBRIDGE GROUP, INC. PFD USD1.7875(7.15%) SERIES I (DBRGPRI)	$38,886	$44,988
DRIVE SHACK INC PFD USD2.0125(8.05%) SERIES C (DSPRC)	$23,341	$23,632
DRIVE SHACK INC PFD USD2.4375(9.75%) SERIES B (DSPRB)	$15,304	$15,660
EPR PROPERTIES PFD SERIES G (EPRPRG)	$19,624	$31,070
FEDERAL REALTY INVESTMENT TRUST SERIES C (FRTPRC)	$24,165	$26,519
FRANKLIN BSP REALTY TRUST INC PFD USD1.8750(7.50%) SERIES E (FBRTPRE)	$27,196	$27,472
GLADSTONE COMMERCIAL CORPORATI PFD USD1.5000(6.00%) SERIES G (GOODO)	$6,875	$7,367
GLADSTONE COMMERCIAL CORP SERIES E (GOODN)	$17,888	$19,152
GLOBAL NET LEASE INC PFD SERIES B (GNLPRB)	$36,859	$40,039
GRANITE POINT MORTGAGE TRUST I PFD USD0.6038(2.42%) SERIES A (GPMTPRA)	$26,122	$26,700
HEALTHCARE TRUST, INC. PFD USD1.7812(7.12%) SERIES B (HTIBP)	$16,210	$17,061
HEALTHCARE TRUST, INC. PFD USD1.8438(7.38%) SERIES A (HTIA)	$13,160	$13,411
HERSHA HOSPITALITY TRUST PFD 6.5000 12/31/2049 SR D (HTPRD)	$49,028	$47,953
HERSHA HOSPITALITY TRUST PFD USD1.6250(6.50%) SERIES E (HTPRE)	$47,259	$46,486
HERSA HOSPITALITY TRUST PFD USD0.0000(0.00%) SERIES C	$12,571	$14,909
HUDSON PACIFIC PROPERTIES, INC PFD USD1.1875(4.75%) SERIES C (HPPPRC)	$39,516	$40,831
INPOINT COMMERCIAL REAL ESTATE PFD USD1.6875(6.75%)SERIES A (ICRPRA)	$23,050	$23,091
ISTAR INC. PFD 7.5% SERIES I CALLABLE 3/1/09 (STARPRI)	$22,413	$22,359
LUMENT FINANCE TRUST INC. PFD USD1.9688(7.88%) SERIES A (LFTPRA)	$24,283	$25,447
MODIV INC PFD USD2.1306(8.52%) SERIES A (MDVA)	$11,615	$12,071
NEW RESIDENTIAL INVEST CORP PFD USD1.7500(7.00%)SERIES D (NRZPRD	$31,065	$31,922
NEXPOINT REAL ESTATE FINANCE	$17,652	$19,152
PEBBLEBROOK HOTEL TRUST PFD USD1.5750(6.30%) SERIES F (PEBPRF)	$31,617	$32,232
PEBBLEBROOK HOTEL TRUST PFD USD1.5938(6.38%) SERIES G (PEBPRG)	$20,199	$21,297
POWER REIT PFD USD1.9375(7.75%) SERIES A (PWPRA)	$25,025	$26,400
PRESIDIO PROPERTY TRUST INC PFD USD2.3437(9.37%) SERIES D (SQFTP)	$26,944	$23,371
PS BUSINESS PARKS INC SERIES Z (PSBPRZ)	$23,142	$27,114
PUBLIC STORAGE SERIES M (PSAPRM)	$9,825	$9,931
PUBLIC STORAGE SERIES L (PSAPRL)	$15,792	$16,925
READY CAPITAL CORPORATION PFD USD1.6250(6.50%) SERIES (E (RCPRE)	$19,465	$19,190
REXFORD INDUSTRIAL REALTY, INC PFD USD1.4688(5.88%) SERIES B (REXRPRB)	$10,480	$11,388
SAUL CENTERS, INC PFD USD1.5312(6.12%) SERIES D (BFSPRD)	$58,351	$69,108
SL GREEN REALTY CORP SERIES I (SLGPRI)	$48,384	$57,007
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES B (SOHOB)	$4,429	$3,636
SOTHERLY HOTELS INC. PFD USD1.9688(7.88%) SERIES C (SOHOO)	$6,329	$4,622
SOTHERLY HOTELS INC. PFD USD0.0000(0.00%) SERIES D (SOHON)	$946	$773
TPG RE FINANCE TRUST, INC. PFD USD1.5625(6.25%) SERIES C (TRTXPRC)	$41,670	$40,859
TWO HARBORS INVESTMENT CORP SERIES C (TWOPRC)	$3,398	$4,410
TWO HARBORS INVESTMENT CORP. SERIES B (TWOPRB)	$37,673	$44,501
UMH PROPERTIES, INC PFD USD1.5938(6.38%) SERIES D	$6,643	$7,950
URSTADT BIDDLE PROPERTIES INC SERIES H (UBPPRH)	$25,053	$27,147
VORNADO REALTY TRUST PFD 5.25 SERIES M	$6,894	$8,793
VORNADO REALTY TRUST SERIES L (VNOPRL)	$58,848	$63,554
WAVERLEY CAP ACQUISITION CORP 1	$81,059	$80,158
AXIS CAP HLDGS LTD SHS	$423,592	$455,914
COHN ROBBINS HOLDINGS CORP COM	$619,687	$609,843
CC NEUBERGER PRIN HLDGS	$530,786	$531,165
MSD ACQUISITION CORP CL A ORD	$198,167	$198,621
POPULATION HEALTH INVEST CO INC COM	$388,617	$389,359
NESTLE SA CHF.10	$4,533	$34,185
AES CORP COM	$367,048	$430,377
AT&T INC COM USD1	$578,847	$616,255
AERIE PHARMACEUTICALS INC	$432,178	$156,062
ALPHABET INC CAP STK CL C	$40,926	$338,550
ALPHABET INC CAP STK CL A	$46,014	$376,615
AMAZON.COM INC	$168,534	$320,097
APPLE INC	$63,449	$703,177
BWX TECHNOLOGIES INC COM (	$135,327	$168,298
BANK OF NEW YORK MELLON CORP	$268,415	$691,152
BARRICK GOLD CORP	$32,533	$49,400
BERKSHIRE HATHAWAY INC	$90,719	$152,789
BRUNSWICK CORP	$73,400	$233,089
CATERPILLAR INC	$64,141	$152,574
CITIGROUP	$540,008	$726,371
CONYERS PARK III ACQSITN CORP CLASS A	$587,191	$588,656
DIAGEO ADR EACH REPR 4 ORD	$12,638	$50,632
DUPONT DE NEMOURS INC	$130,201	$204,939
EMPOWERMENT & INCLUSION CAPITA	$354,393	$352,627
EQUITY DISTR ACQUISITION CORP COM	$49,716	$49,562
GENERAL MOTORS	$389,273	$616,084
GRUPO TELEVISA S A B SPON ADR REP ORD	$204,815	$194,830
HESS CORP	$185,057	$335,652
IGENE BIOTECHNOLOGY INC	$0	$35
INTL BUSINESS	$297,124	$355,536
IONQ INC COM	$24,119	$40,381
JP MORGAN CHASE & CO	$450,370	$1,532,195
JOHNSON & JOHNSON	$191,000	$511,157
KRAFT HEINZ CO	$63,181	$90,504
LOEWS CORP	$170,718	$248,021
LONGVIEW ACQUISITION CORP II COM CL A	$140,015	$138,960
MAPLE LEAF FOODS INC NEW COM	$74,800	$82,395
MARSH & MCLENNAN	$45,692	$242,479
MICROSOFT CORP	$61,588	$697,528
NCR CORP	$1,001,591	$953,544
NESTLE A SPONSORED ADR	$81,846	$199,171
PG& E CORP COM NPV	$309,616	$361,626
PFIZER INC	$197,917	$425,810
PINTEREST INC CL A	$142,863	$162,157
SONY CORP	$434,412	$577,395
TEJON RANCH CO COM	$128,657	$119,918
TRULIEVE CANNABIS CORP	$78,170	$92,674
TUTOR PERINI CORP	$200,578	$177,151
UNILEVER PLC SPON ADR NEW	$1,195,736	$1,151,106
VIACOMCBS INC	$73,831	$101,375
WESTERN ASST	$308,900	$331,250
VOLKSWAGEN AG	$77,970	$104,205
COHN ROBBINS HLDGS CORP	$7,561	$4,809
CONYERS PARK III ACQSITN CORP	$16,568	$17,710
E2OPEN PARENT HOLDINGS INC	$29,145	$38,844
VORNADO RLTY	$117,405	$77,232

Investments Other Schedule2 InvestmentsOtherSchedule2

Investments Other InvestmentsOtherGrp (28 entries)

Category Or ItemCategoryOrItemTxt	Listed At Cost Or FMVListedAtCostOrFMVCd	Book ValueBookValueAmt	EOYFMVEOYFMVAmt
RIVER PARTNERS 2000-4 LLC	AT COST	$8,566	$30,417
RIVER PARTNERS 2001 -- BBI LLC	AT COST	$96,833	$72,238
RIVER PARTNERS 2002 -- EDGE LLC	AT COST	$0	$1,384
RIVER PARTNERS 2002 -- NCH LLC	AT COST	$20,197	$18,600
RIVER PARTNERS 2003 -- NEA LLC	AT COST	$39,329	$57,901
RIVER PARTNERS 2004 -- CCH LLC	AT COST	$0	$12,481
RIVER PARTNERS 2004 -- CVL LLC	AT COST	$18,104	$19,877
RIVER PARTNERS 2005 -- NCH2 LLC	AT COST	$16,891	$25,651
RIVER PARTNERS 2005 -- SAK LLC	AT COST	$0	$180
RIVER PARTNERS 2006 -- AF06 LLC	AT COST	$0	$25,504
RIVER PARTNERS 2006 -- LS LLC	AT COST	$40,676	$61,813
RIVER PARTNERE 2006 -- OLIF LLC	AT COST	$35,064	$47,413
RIVER PARTNERS 2006 -- WRIF LLC	AT COST	$27,422	$42,167
RIVER PARTNERS 2007 -- AF07 LLC	AT COST	$0	$13,229
RIVER PARTNERS 2007 -- AP LLC	AT COST	$45,766	$60,342
RIVER PARTNERS 2007 -- HPC LLC	AT COST	$0	$27,485
RIVER PARTNERS 2007 -- TCG LLC	AT COST	$81,309	$90,823
LAA ASSOCIATES, LLC	AT COST	$15,441	$0
LAT ASSOCIATES, LLC	AT COST	$12,769	$0
L ONE CANAL PLACE, LLC	AT COST	$11,901	$8,006
LHC LIMITED PARTNERSHIP	AT COST	$3,455	$1,800
ACQUISITION FUND FOUR LP LIMITED PARTNERSHIP	AT COST	$0	$954
OVERSEAS ACQUISITION FUND TWO LP	AT COST	$3,144	$375
L & R EXPLORATION VENTURE	AT COST	$1,250	$0
LOEB HOLDING CORP A	AT COST	$54,893	$0
LOEB HOLDING CORP B	AT COST	$384,250	$0
RIVER PARTNERS 2012-CBX LLC	AT COST	$14,639	$14,639
RIVER PARTNERS 2007-RCG	AT COST	$0	$16,577

Other Expenses Schedule OtherExpensesSchedule

Other Expenses Schedule OtherExpensesScheduleGrp (4 entries)

DescDesc	Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FROM PASS-THROUGH ENTITIES - NON-DEDUCTIBLE EXP	$9	$0	$0
BANK FEE	$83	$0	$83
ADR PROCESSING FEES	$526	$526	$0
LESS: UBTI FROM PASS-THROUGH ENTITIES REPORTED ON FORM 990-T	$0	$10,211	$0

Other Income Schedule2 OtherIncomeSchedule2

Other Income Detail OtherIncomeDetail

Field	Value	IRS element (for citing)
Desc	PASSIVE INCOME/LOSS FROM PASS-THROUGH ENTITIES	Desc
Revenue And Expenses Per Books	$7,462	RevenueAndExpensesPerBooksAmt
Net Investment Income	$7,462	NetInvestmentIncomeAmt
Adjusted Net Income	$7,462	AdjustedNetIncomeAmt

Other Liabilities Schedule OtherLiabilitiesSchedule

Other Liabilities Detail OtherLiabilitiesDetail (5 entries)

DescDesc	BOY Book ValueBOYBookValueAmt	EOY Book ValueEOYBookValueAmt
RIVER PARTNERS 2000-3 (HIGHFIELDS) LLC	$468	$0
LA STOUGHTON, LLC	$40,118	$43,076
PARK HILL LANE ASSOCIATES LP	$37,118	$36,493
PRESIDENTIAL ESTATES ASSOCIATES	$88,664	$86,893
BGT INVESTORS LLC	$9,863	$9,176

Other Professional Fees Schedule OtherProfessionalFeesSchedule

Other Professional Fees Detail OtherProfessionalFeesDetail

Field	Value	IRS element (for citing)
Category	INVESTMENT/MANAGEMENT FEES	CategoryTxt
Amt	$97,458	Amt
Net Investment Income	$97,458	NetInvestmentIncomeAmt
Disbursements Charitable Prps	$0	DisbursementsCharitablePrpsAmt

Substantial Contributors Sch SubstantialContributorsSch

Substantial Contributor Detail SubstantialContributorDetail (2 entries)

Address Line1USAddress/AddressLine1Txt	Address Line2USAddress/AddressLine2Txt	CityUSAddress/CityNm	State AbbreviationUSAddress/StateAbbreviationCd	ZIPUSAddress/ZIPCd
THE ANN L BRONFMAN TRUST
C/O BAKER TILLY ONE PENN PLAZA -	SUITE 3000	NEW YORK	NY	10119
ESTATE OF ANN L BRONFMAN
C/O BAKER TILLY ONE PENN PLAZA -	SUITE 3000	NEW YORK	NY	10119

Taxes Schedule TaxesSchedule

Taxes Detail TaxesDetail (3 entries)

CategoryCategoryTxt	AmtAmt	Net Investment IncomeNetInvestmentIncomeAmt	Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt
FROM PASS-THROUGH K-1S - FOREIGN TAXES	$294	$294	$0
DELAWARE CORP TAX	$25	$25	$0
FIDELITY #1095 - FOREIGN TAXES	$3,839	$3,839	$0