INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION: Form 990, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION (EIN 23-7268394)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-14
- IRS object ID
- 202243189349302724
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990
- Schedule A
- Schedule C
- Schedule D
- Schedule F
- Schedule I
- Schedule J
- Schedule O
- Schedule R
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-14T09:05:54-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 135565207 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | KPMG LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 8350 BROAD STREET SUITE 900 | AddressLine1Txt |
| City | MCLEAN | CityNm |
| State Abbreviation | VA | StateAbbreviationCd |
| ZIP | 22102 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990 | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 237268394 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | INTERNATIONAL CITY MANAGEMENT | BusinessNameLine1Txt |
| Business Name Line2 | ASSOCIATION RETIREMENT CORPORATION | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | INTE | BusinessNameControlTxt |
| Phone | 2029624600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 N CAPITOL ST NE SUITE 600-TA | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 200024240 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | GEORGE SUZICH | PersonNm |
| Person Title | AUTHORIZED REPRESENTATIVE | PersonTitleTxt |
| Phone | 2029624600 | PhoneNum |
| Signature | 2022-11-12 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | GEORGE | PersonFirstNm |
| Person Last | SUZICH | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JONATHAN LIST | PreparerPersonNm |
| PTIN | P01679255 | PTIN |
| Phone | 7032868000 | PhoneNum |
| Preparation | 2022-11-11 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990 IRS990
Doing Business As Name DoingBusinessAsName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MISSIONSQUARE RETIREMENT | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Principal Officer | LYNNE FORD | PrincipalOfficerNm |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 N CAPITOL ST NE SUITE 600-TAX | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 200024240 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Gross Receipts | $560,935,214 | GrossReceiptsAmt |
| Group Return For Affiliates | 0 | GroupReturnForAffiliatesInd |
| Organization501c3 | Yes (X) | Organization501c3Ind |
| Website Address | WWW.MISSIONSQ.ORG | WebsiteAddressTxt |
| Type Of Organization Corp | Yes (X) | TypeOfOrganizationCorpInd |
| Formation | 1972 | FormationYr |
| Legal Domicile State | DE | LegalDomicileStateCd |
| Activity Or Mission | TO LESSEN THE BURDENS OF STATE AND LOCAL GOVERNMENTS... (CON'T ON SCHEDULE O, GENERAL STATEMENT 1) GENERAL STATEMENT 1TO LESSEN THE BURDENS OF STATE AND LOCAL GOVERNMENTS AND THEIR AGENCIES AND INSTRUMENTALITIES BY ASSISTING THEM IN ESTABLISHING AND ADMINISTERING QUALIFIED DEFERRED COMPENSATION AND OTHER RETIREMENT PLANS, AND BY PROVIDING THEM WITH RETIREMENT PLAN ADMINISTRATION AND ASSET MANAGEMENT SERVICES THAT INCLUDE BROAD-BASED FINANCIAL AND RETIREMENT PLANNING AND RELATED INVESTMENT EDUCATION SUPPORT. THE CORPORATION MAKES ITS SERVICES AVAILABLE TO ALL MUNICIPAL GOVERNMENT EMPLOYERS, INCLUDING MANY THAT HAVE LIMITED OR NO OTHER VIABLE RETIREMENT PLAN ADMINISTRATION OR PUBLIC TRUST INVESTMENT OPTIONS AVAILABLE TO THEM. | ActivityOrMissionDesc |
| Voting Members Governing Body | 8 | VotingMembersGoverningBodyCnt |
| Voting Members Independent | 8 | VotingMembersIndependentCnt |
| Total Employee | 770 | TotalEmployeeCnt |
| Total Volunteers | 0 | TotalVolunteersCnt |
| Total Gross UBI | $24,078,141 | TotalGrossUBIAmt |
| Net Unrelated Bus Txbl Incm | $0 | NetUnrelatedBusTxblIncmAmt |
| PY Contributions Grants | $0 | PYContributionsGrantsAmt |
| CY Contributions Grants | $0 | CYContributionsGrantsAmt |
| PY Program Service Revenue | $230,250,430 | PYProgramServiceRevenueAmt |
| CY Program Service Revenue | $267,823,056 | CYProgramServiceRevenueAmt |
| PY Investment Income | $18,939,059 | PYInvestmentIncomeAmt |
| CY Investment Income | $50,906,302 | CYInvestmentIncomeAmt |
| PY Other Revenue | $185,196 | PYOtherRevenueAmt |
| CY Other Revenue | $185,196 | CYOtherRevenueAmt |
| PY Total Revenue | $249,374,685 | PYTotalRevenueAmt |
| CY Total Revenue | $318,914,554 | CYTotalRevenueAmt |
| PY Grants And Similar Paid | $1,242,955 | PYGrantsAndSimilarPaidAmt |
| CY Grants And Similar Paid | $20,109,668 | CYGrantsAndSimilarPaidAmt |
| PY Benefits Paid To Members | $0 | PYBenefitsPaidToMembersAmt |
| CY Benefits Paid To Members | $0 | CYBenefitsPaidToMembersAmt |
| PY Salaries Comp Emp Bnft Paid | $142,556,867 | PYSalariesCompEmpBnftPaidAmt |
| CY Salaries Comp Emp Bnft Paid | $142,829,348 | CYSalariesCompEmpBnftPaidAmt |
| PY Total Prof Fndrsng Expns | $0 | PYTotalProfFndrsngExpnsAmt |
| CY Total Prof Fndrsng Expns | $0 | CYTotalProfFndrsngExpnsAmt |
| CY Total Fundraising Expense | $0 | CYTotalFundraisingExpenseAmt |
| PY Other Expenses | $78,103,385 | PYOtherExpensesAmt |
| CY Other Expenses | $109,593,924 | CYOtherExpensesAmt |
| PY Total Expenses | $221,903,207 | PYTotalExpensesAmt |
| CY Total Expenses | $272,532,940 | CYTotalExpensesAmt |
| PY Revenues Less Expenses | $27,471,478 | PYRevenuesLessExpensesAmt |
| CY Revenues Less Expenses | $46,381,614 | CYRevenuesLessExpensesAmt |
| Total Assets BOY | $583,812,371 | TotalAssetsBOYAmt |
| Total Assets EOY | $683,853,654 | TotalAssetsEOYAmt |
| Total Liabilities BOY | $68,526,876 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $95,158,560 | TotalLiabilitiesEOYAmt |
| Net Assets Or Fund Balances BOY | $515,285,495 | NetAssetsOrFundBalancesBOYAmt |
| Net Assets Or Fund Balances EOY | $588,695,094 | NetAssetsOrFundBalancesEOYAmt |
| Mission | THE CORPORATION SERVES TO LESSEN THE BURDENS OF STATE AND LOCAL GOVERNMENTS AND THEIR AGENCIES AND INSTRUMENTALITIES BY ADMINISTERING QUALIFIED AND DEFERRED COMPENSATION RETIREMENT PLANS, THEREBY HELPING PUBLIC SECTOR EMPLOYEES BUILD RETIREMENT SECURITY. | MissionDesc |
| Significant New Program Srvc | 0 | SignificantNewProgramSrvcInd |
| Significant Change | 0 | SignificantChangeInd |
| Expense | $231,306,472 | ExpenseAmt |
| Grant | $20,109,668 | GrantAmt |
| Revenue | $243,930,111 | RevenueAmt |
| Desc | THE CORPORATION PROVIDED PLAN ADMINISTRATION, ASSET MANAGEMENT, AND RETIREMENT EDUCATION AND PLANNING SERVICES TO 4,713 STATE AND LOCAL GOVERNMENT EMPLOYERS, OFFERING 9,922 RETIREMENT PLANS WITH 1,640,149 PUBLIC SECTOR EMPLOYEE RETIREMENT ACCOUNTS. | Desc |
| Total Program Service Expenses | $231,306,472 | TotalProgramServiceExpensesAmt |
| Described In Section501c3 | Yes (1) | DescribedInSection501c3Ind |
| Schedule B Required | 0 | ScheduleBRequiredInd |
| Political Campaign Acty | 0 | PoliticalCampaignActyInd |
| Lobbying Activities | Yes (1) | LobbyingActivitiesInd |
| Subject To Proxy Tax | 0 | SubjectToProxyTaxInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Conservation Easements | 0 | ConservationEasementsInd |
| Collections Of Art | 0 | CollectionsOfArtInd |
| Credit Counseling | 0 | CreditCounselingInd |
| Donor Rstr Or Quasi Endowments | 0 | DonorRstrOrQuasiEndowmentsInd |
| Report Land Building Equipment | Yes (1) | ReportLandBuildingEquipmentInd |
| Report Investments Other Sec | Yes (1) | ReportInvestmentsOtherSecInd |
| Report Program Related Invst | 0 | ReportProgramRelatedInvstInd |
| Report Other Assets | 0 | ReportOtherAssetsInd |
| Report Other Liabilities | Yes (1) | ReportOtherLiabilitiesInd |
| Include FIN48 Footnote | Yes (1) | IncludeFIN48FootnoteInd |
| Independent Audit Fincl Stmt | 0 | IndependentAuditFinclStmtInd |
| Consolidated Audit Fincl Stmt | Yes (1) | ConsolidatedAuditFinclStmtInd |
| School Operating | 0 | SchoolOperatingInd |
| Foreign Office | 0 | ForeignOfficeInd |
| Foreign Activities | Yes (1) | ForeignActivitiesInd |
| More Than5000 K To Org | 0 | MoreThan5000KToOrgInd |
| More Than5000 K To Individuals | 0 | MoreThan5000KToIndividualsInd |
| Professional Fundraising | 0 | ProfessionalFundraisingInd |
| Fundraising Activities | 0 | FundraisingActivitiesInd |
| Gaming Activities | 0 | GamingActivitiesInd |
| Operate Hospital | 0 | OperateHospitalInd |
| Grants To Organizations | Yes (1) | GrantsToOrganizationsInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Schedule J Required | Yes (1) | ScheduleJRequiredInd |
| Tax Exempt Bonds | 0 | TaxExemptBondsInd |
| Engaged In Excess Benefit Trans | 0 | EngagedInExcessBenefitTransInd |
| PY Excess Benefit Trans | 0 | PYExcessBenefitTransInd |
| Loan Outstanding | 0 | LoanOutstandingInd |
| Grant To Related Person | 0 | GrantToRelatedPersonInd |
| Business Rln With Org Mem | 0 | BusinessRlnWithOrgMemInd |
| Business Rln With Fam Mem | 0 | BusinessRlnWithFamMemInd |
| Business Rln With35 Ctrl Ent | 0 | BusinessRlnWith35CtrlEntInd |
| Deductible Non Cash Contri | 0 | DeductibleNonCashContriInd |
| Deductible Art Contribution | 0 | DeductibleArtContributionInd |
| Terminate Operations | 0 | TerminateOperationsInd |
| Partial Liquidation | 0 | PartialLiquidationInd |
| Disregarded Entity | Yes (1) | DisregardedEntityInd |
| Related Entity | Yes (1) | RelatedEntityInd |
| Related Organization Ctrl Ent | Yes (1) | RelatedOrganizationCtrlEntInd |
| Transaction With Control Ent | 0 | TransactionWithControlEntInd |
| Trnsfr Exmpt Non Chrtbl Rltd Org | 0 | TrnsfrExmptNonChrtblRltdOrgInd |
| Activities Conducted Prtshp | 0 | ActivitiesConductedPrtshpInd |
| Schedule O Required | Yes (1) | ScheduleORequiredInd |
| IRP Document | 185 | IRPDocumentCnt |
| IRP Document W2 G | 0 | IRPDocumentW2GCnt |
| Backup Wthld Compliance | Yes (1) | BackupWthldComplianceInd |
| Employee | 770 | EmployeeCnt |
| Employment Tax Returns Filed | Yes (1) | EmploymentTaxReturnsFiledInd |
| Unrelated Bus Incm Over Limit | Yes (1) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (1) | Form990TFiledInd |
| Foreign Financial Account | 0 | ForeignFinancialAccountInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Taxable Party Notification | 0 | TaxablePartyNotificationInd |
| Nondeductible Contributions | 0 | NondeductibleContributionsInd |
| Quid Pro Quo Contributions | 0 | QuidProQuoContributionsInd |
| Form8282 Property Disposed Of | 0 | Form8282PropertyDisposedOfInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Indoor Tanning Services | 0 | IndoorTanningServicesInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | Yes (1) | SubjToTaxRmnrtnExPrchtPymtInd |
| Subject To Excs Tax Net Invst Inc | 0 | SubjectToExcsTaxNetInvstIncInd |
| Info In Schedule O Part VI | Yes (X) | InfoInScheduleOPartVIInd |
| Governing Body Voting Members | 8 | GoverningBodyVotingMembersCnt |
| Independent Voting Member | 8 | IndependentVotingMemberCnt |
| Family Or Business Rln | Yes (1) | FamilyOrBusinessRlnInd |
| Delegation Of Mgmt Duties | 0 | DelegationOfMgmtDutiesInd |
| Change To Org Documents | Yes (1) | ChangeToOrgDocumentsInd |
| Material Diversion Or Misuse | 0 | MaterialDiversionOrMisuseInd |
| Members Or Stockholders | 0 | MembersOrStockholdersInd |
| Election Of Board Members | Yes (1) | ElectionOfBoardMembersInd |
| Decisions Subject To Approva | Yes (1) | DecisionsSubjectToApprovaInd |
| Minutes Of Governing Body | Yes (1) | MinutesOfGoverningBodyInd |
| Minutes Of Committees | Yes (1) | MinutesOfCommitteesInd |
| Officer Mailing Address | 0 | OfficerMailingAddressInd |
| Local Chapters | 0 | LocalChaptersInd |
| Form990 Provided To Gvrn Body | Yes (1) | Form990ProvidedToGvrnBodyInd |
| Conflict Of Interest Policy | Yes (1) | ConflictOfInterestPolicyInd |
| Annual Disclosure Covered Prsn | Yes (1) | AnnualDisclosureCoveredPrsnInd |
| Regular Monitoring Enfrc | Yes (1) | RegularMonitoringEnfrcInd |
| Whistleblower Policy | Yes (1) | WhistleblowerPolicyInd |
| Document Retention Policy | Yes (1) | DocumentRetentionPolicyInd |
| Compensation Process CEO | Yes (1) | CompensationProcessCEOInd |
| Compensation Process Other | Yes (1) | CompensationProcessOtherInd |
| Investment In Joint Venture | 0 | InvestmentInJointVentureInd |
| States Where Copy Of Return Is Fld | CA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | DE | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | GA | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | IN | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NH | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NM | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | NC | StatesWhereCopyOfReturnIsFldCd |
| States Where Copy Of Return Is Fld | OK | StatesWhereCopyOfReturnIsFldCd |
| Upon Request | Yes (X) | UponRequestInd |
Books In Care Of Detail BooksInCareOfDetail
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RICHARD WHITTY | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 2029624600 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 N CAPITOL ST NE STE 600-TAX | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 200024240 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part VII | Yes (X) | InfoInScheduleOPartVIIInd |
Form990 Part VII Section A Form990PartVIISectionAGrp (20 entries)
| TitleTitleTxt | Average Hours Per WeekAverageHoursPerWeekRt | Average Hours Per Week Rltd OrgAverageHoursPerWeekRltdOrgRt | Individual Trustee Or DirectorIndividualTrusteeOrDirectorInd | Reportable Comp From OrgReportableCompFromOrgAmt | Reportable Comp From Rltd OrgReportableCompFromRltdOrgAmt | Other CompensationOtherCompensationAmt | OfficerOfficerInd | Highest Compensated EmployeeHighestCompensatedEmployeeInd | Former Ofcr Director TrusteeFormerOfcrDirectorTrusteeInd |
|---|---|---|---|---|---|---|---|---|---|
| MARC OTT | |||||||||
| DIRECTOR | 2.00 | 37.50 | Yes (X) | $0 | $592,071 | $54,186 | |||
| TANISHA BRILEY | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $5,808 | $0 | $0 | |||
| DENEAN WILLIAMS | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $5,036 | $0 | $0 | |||
| BRIAN CLARKE | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $1,560 | $0 | $0 | |||
| ROBERT JONES | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $1,455 | $0 | $0 | |||
| OPAL MAULDIN-JONES | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $1,179 | $0 | $0 | |||
| CYNTHIA STEER | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $793 | $0 | $0 | |||
| DEANNA SANTANA | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| LEE FELDMAN | |||||||||
| DIRECTOR | 2.00 | 0.00 | Yes (X) | $0 | $0 | $0 | |||
| LYNNE FORD | |||||||||
| PRESIDENT, CEO, DIRECTOR | 40.00 | 0.00 | Yes (X) | $1,390,308 | $0 | $139,615 | Yes (X) | ||
| DAI SHI | |||||||||
| TREASURER, CFO | 40.00 | 0.00 | $641,587 | $0 | $50,054 | Yes (X) | |||
| RHONDA MIMS AS OF 42621 | |||||||||
| SECRETARY, GENERAL COUNSEL | 40.00 | 0.00 | $303,426 | $0 | $25,488 | Yes (X) | |||
| ANGELA MONTEZ UNTIL 42521 | |||||||||
| SECRETARY, GENERAL COUNSEL | 40.00 | 0.00 | $1,060,175 | $0 | $39,529 | Yes (X) | |||
| WAYNE WICKER | |||||||||
| SENIOR VICE PRESIDENT | 40.00 | 0.00 | $2,821,947 | $0 | $65,716 | Yes (X) | |||
| KAREN CHONG-WULFF | |||||||||
| MANAGING VICE PRESIDENT | 40.00 | 0.00 | $1,080,021 | $0 | $52,936 | Yes (X) | |||
| FLORA HEDRICK | |||||||||
| MANAGING VICE PRESIDENT | 40.00 | 0.00 | $782,094 | $0 | $25,707 | Yes (X) | |||
| DAVID TANGUAY | |||||||||
| CHIEF CLIENT SRVC OFFICER | 40.00 | 0.00 | $620,546 | $0 | $58,209 | Yes (X) | |||
| MATTHEW BRENNER | |||||||||
| MANAGING VICE PRESIDENT | 40.00 | 0.00 | $588,363 | $0 | $65,347 | Yes (X) | |||
| ELIZABETH GLISTA | |||||||||
| FORMER TREASURER, CFO | 40.00 | 0.00 | $496,012 | $0 | $61,519 | Yes (X) | |||
| MICHAEL GUARASCI | |||||||||
| FORMER TREASURER, CFO | 40.00 | 0.00 | $310,109 | $0 | $8,487 | Yes (X) | |||
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Reportable Comp From Org | $10,110,419 | TotalReportableCompFromOrgAmt |
| Tot Reportable Comp Rltd Org | $592,071 | TotReportableCompRltdOrgAmt |
| Total Other Compensation | $646,793 | TotalOtherCompensationAmt |
| Indiv Rcvd Greater Than100 K | 464 | IndivRcvdGreaterThan100KCnt |
| Former Ofcr Employees Listed | Yes (1) | FormerOfcrEmployeesListedInd |
| Total Comp Greater Than150 K | Yes (1) | TotalCompGreaterThan150KInd |
| Compensation From Other Srcs | 0 | CompensationFromOtherSrcsInd |
Contractor Compensation ContractorCompensationGrp (5 entries)
| Address Line1ContractorAddress/USAddress/AddressLine1Txt | CityContractorAddress/USAddress/CityNm | State AbbreviationContractorAddress/USAddress/StateAbbreviationCd | ZIPContractorAddress/USAddress/ZIPCd | ServicesServicesDesc | CompensationCompensationAmt |
|---|---|---|---|---|---|
| SLALOM CONSULTING LLC | |||||
| 821 2ND AVE SUITE 100 | SEATTLE | WA | 98104 | MANAGEMENT CONSULTING | $4,451,357 |
| DATA MANAGEMENT GROUP LLC | |||||
| 848 N RAINBOW BLVD 567 | LAS VEGAS | NV | 89107 | IT CONSULTING | $2,466,156 |
| OUR IDEAWORKS LLC | |||||
| 50 BRYANT AVE | WHITE PLAINS | NY | 10605 | IT CONSULTING | $1,379,270 |
| MICROSOFT LICENSING GP | |||||
| 6100 NEIL ROAD | RENO | NV | 89511 | IT SERVICES | $788,110 |
| SULLIVAN & COMPANY MARKETING COLLATERAL | |||||
| 450 W 14TH ST 12TH FL | NEW YORK | NY | 10014 | VIDEO PRODUCTION | $735,375 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cntrct Rcvd Greater Than100 K | 33 | CntrctRcvdGreaterThan100KCnt |
Program Service Revenue ProgramServiceRevenueGrp (2 entries)
| DescDesc | BusinessBusinessCd | Total Revenue ColumnTotalRevenueColumnAmt | Related Or Exempt Func IncomeRelatedOrExemptFuncIncomeAmt | Unrelated Business RevenueUnrelatedBusinessRevenueAmt |
|---|---|---|---|---|
| PLAN ADMIN/ASSET MGMT | 541611 | $243,930,111 | $243,930,111 | |
| OTHER ACCOUNT ADMIN | 524292 | $23,892,945 | $23,892,945 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Program Service Revenue | $267,823,056 | TotalProgramServiceRevenueAmt |
Investment Income InvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $19,707,734 | TotalRevenueColumnAmt |
| Exclusion | $19,707,734 | ExclusionAmt |
Gross Amount Sales Assets GrossAmountSalesAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $273,218,723 | SecuritiesAmt |
| Other | $505 | OtherAmt |
Less Cost Oth Basis Sales Expnss LessCostOthBasisSalesExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $241,962,526 | SecuritiesAmt |
| Other | $58,134 | OtherAmt |
Gain Or Loss GainOrLossGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Securities | $31,256,197 | SecuritiesAmt |
| Other | -$57,629 | OtherAmt |
Net Gain Or Loss Investments NetGainOrLossInvestmentsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $31,198,568 | TotalRevenueColumnAmt |
| Exclusion | $31,198,568 | ExclusionAmt |
Other Revenue Misc OtherRevenueMiscGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | BLDG ACCT SERVICES | Desc |
| Business | 525990 | BusinessCd |
| Total Revenue Column | $185,196 | TotalRevenueColumnAmt |
| Unrelated Business Revenue | $185,196 | UnrelatedBusinessRevenueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Revenue Total | $185,196 | OtherRevenueTotalAmt |
Total Revenue TotalRevenueGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Revenue Column | $318,914,554 | TotalRevenueColumnAmt |
| Related Or Exempt Func Income | $243,930,111 | RelatedOrExemptFuncIncomeAmt |
| Unrelated Business Revenue | $24,078,141 | UnrelatedBusinessRevenueAmt |
| Exclusion | $50,906,302 | ExclusionAmt |
Grants To Domestic Orgs GrantsToDomesticOrgsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $20,109,668 | TotalAmt |
| Program Services | $20,109,668 | ProgramServicesAmt |
Comp Current Ofcr Directors CompCurrentOfcrDirectorsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,666,012 | TotalAmt |
| Program Services | $1,475,848 | ProgramServicesAmt |
| Management And General | $2,190,164 | ManagementAndGeneralAmt |
Comp Disqual Persons CompDisqualPersonsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $876,128 | TotalAmt |
| Program Services | $438,064 | ProgramServicesAmt |
| Management And General | $438,064 | ManagementAndGeneralAmt |
Other Salaries And Wages OtherSalariesAndWagesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $112,055,730 | TotalAmt |
| Program Services | $87,194,959 | ProgramServicesAmt |
| Management And General | $24,860,771 | ManagementAndGeneralAmt |
Pension Plan Contributions PensionPlanContributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,168,520 | TotalAmt |
| Program Services | $5,555,558 | ProgramServicesAmt |
| Management And General | $1,612,962 | ManagementAndGeneralAmt |
Other Employee Benefits OtherEmployeeBenefitsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $12,027,196 | TotalAmt |
| Program Services | $8,930,802 | ProgramServicesAmt |
| Management And General | $3,096,394 | ManagementAndGeneralAmt |
Payroll Taxes PayrollTaxesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $7,035,762 | TotalAmt |
| Program Services | $5,433,812 | ProgramServicesAmt |
| Management And General | $1,601,950 | ManagementAndGeneralAmt |
Fees For Services Legal FeesForServicesLegalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,268,139 | TotalAmt |
| Program Services | $1,139,312 | ProgramServicesAmt |
| Management And General | $128,827 | ManagementAndGeneralAmt |
Fees For Services Accounting FeesForServicesAccountingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $659,445 | TotalAmt |
| Program Services | $576,487 | ProgramServicesAmt |
| Management And General | $82,958 | ManagementAndGeneralAmt |
Fees For Services Lobbying FeesForServicesLobbyingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $65,000 | TotalAmt |
| Program Services | $65,000 | ProgramServicesAmt |
Fees For Srvc Invst Mgmnt Fees FeesForSrvcInvstMgmntFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $81,108 | TotalAmt |
| Program Services | $81,108 | ProgramServicesAmt |
Advertising AdvertisingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $3,828,374 | TotalAmt |
| Program Services | $3,828,374 | ProgramServicesAmt |
Office Expenses OfficeExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,175,110 | TotalAmt |
| Program Services | $1,901,481 | ProgramServicesAmt |
| Management And General | $273,629 | ManagementAndGeneralAmt |
Information Technology InformationTechnologyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $21,770,733 | TotalAmt |
| Program Services | $19,435,128 | ProgramServicesAmt |
| Management And General | $2,335,605 | ManagementAndGeneralAmt |
Royalties RoyaltiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $2,808,661 | TotalAmt |
| Program Services | $2,808,661 | ProgramServicesAmt |
Occupancy OccupancyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,770,414 | TotalAmt |
| Program Services | $5,804,966 | ProgramServicesAmt |
| Management And General | $965,448 | ManagementAndGeneralAmt |
Travel TravelGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,047,860 | TotalAmt |
| Program Services | $861,786 | ProgramServicesAmt |
| Management And General | $186,074 | ManagementAndGeneralAmt |
Conferences Meetings ConferencesMeetingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $701,705 | TotalAmt |
| Program Services | $399,411 | ProgramServicesAmt |
| Management And General | $302,294 | ManagementAndGeneralAmt |
Interest InterestGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $9,582 | TotalAmt |
| Program Services | $9,582 | ProgramServicesAmt |
Depreciation Depletion DepreciationDepletionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $6,587,469 | TotalAmt |
| Program Services | $5,758,765 | ProgramServicesAmt |
| Management And General | $828,704 | ManagementAndGeneralAmt |
Insurance InsuranceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $1,897,225 | TotalAmt |
| Program Services | $1,033,798 | ProgramServicesAmt |
| Management And General | $863,427 | ManagementAndGeneralAmt |
Other Expenses OtherExpensesGrp (4 entries)
| DescDesc | TotalTotalAmt | Program ServicesProgramServicesAmt | Management And GeneralManagementAndGeneralAmt |
|---|---|---|---|
| THIRD-PARTY PLAN ADMIN. | $29,279,122 | $29,279,122 | |
| DATA PROCESSING | $7,574,905 | $7,574,905 | |
| PLAN MAILING/POSTAGE | $4,480,214 | $4,480,214 | |
| PROFESSIONAL SUBSCRIPS. | $3,807,618 | $3,672,830 | $134,788 |
All Other Expenses AllOtherExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $14,781,240 | TotalAmt |
| Program Services | $13,456,831 | ProgramServicesAmt |
| Management And General | $1,324,409 | ManagementAndGeneralAmt |
Total Functional Expenses TotalFunctionalExpensesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $272,532,940 | TotalAmt |
| Program Services | $231,306,472 | ProgramServicesAmt |
| Management And General | $41,226,468 | ManagementAndGeneralAmt |
| Fundraising | $0 | FundraisingAmt |
Cash Non Interest Bearing CashNonInterestBearingGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $526,513 | BOYAmt |
| EOY | $823,055 | EOYAmt |
Savings And Temp Cash Invst SavingsAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $31,561,600 | BOYAmt |
| EOY | $67,875,592 | EOYAmt |
Accounts Receivable AccountsReceivableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $30,966,166 | BOYAmt |
| EOY | $34,606,220 | EOYAmt |
Prepaid Expenses Defrd Charges PrepaidExpensesDefrdChargesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $13,912,069 | BOYAmt |
| EOY | $10,951,995 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Land Bldg Equip Cost Or Other Bss | $98,985,180 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $79,643,853 | LandBldgEquipAccumDeprecAmt |
Land Bldg Equip Basis Net LandBldgEquipBasisNetGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $12,968,631 | BOYAmt |
| EOY | $19,341,327 | EOYAmt |
Investments Pub Traded Sec InvestmentsPubTradedSecGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $322,208,309 | BOYAmt |
| EOY | $256,619,038 | EOYAmt |
Investments Other Securities InvestmentsOtherSecuritiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $161,382,349 | BOYAmt |
| EOY | $284,168,549 | EOYAmt |
Other Assets Total OtherAssetsTotalGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $10,286,734 | BOYAmt |
| EOY | $9,467,878 | EOYAmt |
Total Assets TotalAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $583,812,371 | BOYAmt |
| EOY | $683,853,654 | EOYAmt |
Accounts Payable Accr Expnss AccountsPayableAccrExpnssGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $56,963,244 | BOYAmt |
| EOY | $64,164,206 | EOYAmt |
Grants Payable GrantsPayableGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $0 | BOYAmt |
| EOY | $20,000,000 | EOYAmt |
Other Liabilities OtherLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $11,563,632 | BOYAmt |
| EOY | $10,994,354 | EOYAmt |
Total Liabilities TotalLiabilitiesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $68,526,876 | BOYAmt |
| EOY | $95,158,560 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization Follows FASB117 | Yes (X) | OrganizationFollowsFASB117Ind |
No Donor Restriction Net Assets NoDonorRestrictionNetAssetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $515,285,495 | BOYAmt |
| EOY | $588,695,094 | EOYAmt |
Total Net Assets Fund Balance TotalNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $515,285,495 | BOYAmt |
| EOY | $588,695,094 | EOYAmt |
Tot Liab Net Assets Fund Balance TotLiabNetAssetsFundBalanceGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| BOY | $583,812,371 | BOYAmt |
| EOY | $683,853,654 | EOYAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Info In Schedule O Part XI | Yes (X) | InfoInScheduleOPartXIInd |
| Reconcilation Revenue Expnss | $46,381,614 | ReconcilationRevenueExpnssAmt |
| Net Unrlzd Gains Losses Invst | $26,868,156 | NetUnrlzdGainsLossesInvstAmt |
| Other Changes In Net Assets | $159,829 | OtherChangesInNetAssetsAmt |
| Method Of Accounting Accrual | Yes (X) | MethodOfAccountingAccrualInd |
| Accountant Compile Or Review | 0 | AccountantCompileOrReviewInd |
| FS Audited | Yes (1) | FSAuditedInd |
FS Audited Basis FSAuditedBasisGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Consolidated Basis Fincl Stmt | Yes (X) | ConsolidatedBasisFinclStmtInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Audit Committee | Yes (1) | AuditCommitteeInd |
| Federal Grant Audit Required | 0 | FederalGrantAuditRequiredInd |
Schedule A IRS990ScheduleA
| Field | Value | IRS element (for citing) |
|---|---|---|
| Publicly Supported Org509a2 | Yes (X) | PubliclySupportedOrg509a2Ind |
Gross Receipts Admissions GrossReceiptsAdmissionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $202,936,916 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $207,011,363 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $206,169,865 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $211,541,796 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $243,930,111 | CurrentTaxYearAmt |
| Total | $1,071,590,051 | TotalAmt |
Total509 Total509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $202,936,916 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $207,011,363 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $206,169,865 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $211,541,796 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $243,930,111 | CurrentTaxYearAmt |
| Total | $1,071,590,051 | TotalAmt |
Amounts Rcvd Dsqlfy Person AmountsRcvdDsqlfyPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Substantial Contributors Amt SubstantialContributorsAmtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $6,713,182 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $8,809,579 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $10,317,235 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $11,361,414 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $12,961,408 | CurrentTaxYearAmt |
| Total | $50,162,818 | TotalAmt |
Subst And Dsqlfy Prsns Tot SubstAndDsqlfyPrsnsTotGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $6,713,182 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $8,809,579 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $10,317,235 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $11,361,414 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $12,961,408 | CurrentTaxYearAmt |
| Total | $50,162,818 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support Total509 | $1,021,427,233 | PublicSupportTotal509Amt |
Gross Investment Income509 GrossInvestmentIncome509Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $12,793,397 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $12,511,783 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $11,905,630 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $9,656,319 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $19,707,734 | CurrentTaxYearAmt |
| Total | $66,574,863 | TotalAmt |
Investment Income And UBTI InvestmentIncomeAndUBTIGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $12,793,397 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $12,511,783 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $11,905,630 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $9,656,319 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $19,707,734 | CurrentTaxYearAmt |
| Total | $66,574,863 | TotalAmt |
Total Support Calendar Year TotalSupportCalendarYearGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Current Tax Year Minus4 Years | $215,730,313 | CurrentTaxYearMinus4YearsAmt |
| Current Tax Year Minus3 Years | $219,523,146 | CurrentTaxYearMinus3YearsAmt |
| Current Tax Year Minus2 Years | $218,075,495 | CurrentTaxYearMinus2YearsAmt |
| Current Tax Year Minus1 Year | $221,198,115 | CurrentTaxYearMinus1YearAmt |
| Current Tax Year | $263,637,845 | CurrentTaxYearAmt |
| Total | $1,138,164,914 | TotalAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Public Support CY509 | 0.89740 | PublicSupportCY509Pct |
| Public Support PY509 | 0.90480 | PublicSupportPY509Pct |
| Investment Income CY | 0.05850 | InvestmentIncomeCYPct |
| Investment Income PY | 0.05600 | InvestmentIncomePYPct |
| Thirty Thr Pct Suprt Tests CY509 | Yes (X) | ThirtyThrPctSuprtTestsCY509Ind |
Schedule C IRS990ScheduleC
| Field | Value | IRS element (for citing) |
|---|---|---|
| Volunteers | 0 | VolunteersInd |
| Paid Staff Or Management | Yes (1) | PaidStaffOrManagementInd |
| Media Advertisements | 0 | MediaAdvertisementsInd |
| Mailings Members | 0 | MailingsMembersInd |
| Publications Or Broadcast | Yes (1) | PublicationsOrBroadcastInd |
| Publications Or Broadcast | $9,800 | PublicationsOrBroadcastAmt |
| Grants Other Organizations | 0 | GrantsOtherOrganizationsInd |
| Direct Contact Legislators | Yes (1) | DirectContactLegislatorsInd |
| Direct Contact Legislators | $81,079 | DirectContactLegislatorsAmt |
| Rallies Demonstrations | Yes (1) | RalliesDemonstrationsInd |
| Rallies Demonstrations | $54,932 | RalliesDemonstrationsAmt |
| Other Activities | 0 | OtherActivitiesInd |
| Total Lobbying Expenditures | $145,811 | TotalLobbyingExpendituresAmt |
| Not Described Section501c3 | 0 | NotDescribedSection501c3Ind |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART II-B: DESCRIPTION OF LOBBYING ACTIVITIES | FormAndLineReferenceDesc |
| Explanation | LOBBYING EXPENSES WERE INCURRED TO ADVOCATE AT FEDERAL AND STATE LEVELS FOR LEGISLATION THAT WILL BENEFIT MUNICIPAL RETIREMENT PLAN SYSTEMS, AND OTHERWISE IMPROVE THE ABILITY OF STATE AND LOCAL GOVERNMENT EMPLOYEES TO BUILD RETIREMENT SECURITY. | ExplanationTxt |
Schedule D IRS990ScheduleD
Leasehold Improvements LeaseholdImprovementsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $15,002,326 | OtherCostOrOtherBasisAmt |
| Depreciation | $9,373,460 | DepreciationAmt |
| Book Value | $5,628,866 | BookValueAmt |
Equipment EquipmentGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $26,383,493 | OtherCostOrOtherBasisAmt |
| Depreciation | $20,192,098 | DepreciationAmt |
| Book Value | $6,191,395 | BookValueAmt |
Other Land Buildings OtherLandBuildingsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Other Cost Or Other Basis | $57,599,361 | OtherCostOrOtherBasisAmt |
| Depreciation | $50,078,295 | DepreciationAmt |
| Book Value | $7,521,066 | BookValueAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Land Buildings | $19,341,327 | TotalBookValueLandBuildingsAmt |
Other Securities OtherSecuritiesGrp (23 entries)
| DescDesc | Book ValueBookValueAmt | Method ValuationMethodValuationCd |
|---|---|---|
| VANGUARD VINIX | $48,102,623 | F |
| VOYA MORTGAGE FUND | $10,743,661 | F |
| CERBERUS INSTITUTIONAL PTNRS | $19,388,916 | F |
| INSIGHT VENTURE PARTNERS X | $19,256,665 | F |
| BLACKSTONE PROPERTY PARTNERS | $12,200,685 | F |
| PIMCO DISCO | $6,332,913 | F |
| FORTRESS CREDIT OPPORTUNITIES V | $7,795,607 | F |
| ALPINVEST SECONDARIES FUND VI | $6,041,154 | F |
| STRATEGIC PARTNERS REAL ASSETS II | $6,358,338 | F |
| OAKTREE REAL ESTATE DEBT FUND II | $3,712,490 | F |
| INSIGHT PARTNERS XI | $18,332,127 | F |
| STRATEGIC PARTNERS VIII | $8,772,127 | F |
| APOLLO INVESTMENT FUND IX | $7,539,202 | F |
| BLACKSTONE REAL ESTATE PARTNER IX | $7,872,063 | F |
| HPS SPECIALTY LOAN INTERNATIONAL FUND V-L, L.P. | $4,968,947 | F |
| AMERICAN SECURITIES PARTNERS VIII | $8,875,622 | F |
| CARLYLE REALTY PARTNERS VIII | $2,187,322 | F |
| STRATEGIC PARTNERS INFRASTRUCTURE III | $1,418,214 | F |
| ALPINVEST SECONDARIES FUND VII | $2,191,133 | F |
| I-SHARES CORE S&P 500 ETF (IVV) | $37,322,560 | F |
| PACIFIC FUNDS FLOATING RATE INCOME FUND (PLFRX) | $40,135,432 | F |
| INSIGHT PARTNERS XII | $3,508,084 | F |
| INSIGHT PARTNERS X FOLLOW-ON FUND | $1,112,664 | F |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Book Value Securities | $284,168,549 | TotalBookValueSecuritiesAmt |
Other Liabilities Org OtherLiabilitiesOrgGrp (2 entries)
| DescDesc | AmtAmt |
|---|---|
| RETIREMENT BENEFITS-NONCURRENT | $1,197,489 |
| OTHER LIABILITIES | $9,796,865 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Liability | $10,994,354 | TotalLiabilityAmt |
| Footnote Text | Yes (X) | FootnoteTextInd |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART X, LINE 2: | FormAndLineReferenceDesc |
| Explanation | FIN 48 (ASC 740) FOOTNOTE TO THE CORPORATION'S AUDITED FINANCIAL STATEMENTS PROVIDES THE FOLLOWING DISCLOSURE: FASB ASC 740, INCOME TAXES, ESTABLISHES GUIDELINES FOR RECOGNIZING, MEASURING, AND DISCLOSING TAX RETURN POSITIONS IN FINANCIAL STATEMENTS. MANAGEMENT HAS EVALUATED THE TAX POSITIONS OF MISSIONSQUARE RETIREMENT AND DETERMINED THAT THE APPLICATION OF ASC 740 HAD NO MATERIAL IMPACT ON ITS CONSOLIDATED FINANCIAL STATEMENTS. ACCORDINGLY, NO ADJUSTMENTS FOR UNRECOGNIZED TAX BENEFITS OR RELATED INTEREST OR PENALTIES WERE REQUIRED AS OF DECEMBER 31, 2021. | ExplanationTxt |
Schedule F IRS990ScheduleF
Account Activities Outside US AccountActivitiesOutsideUSGrp (4 entries)
| RegionRegionTxt | OfficesOfficesCnt | EmployeeEmployeeCnt | Type Of Activities ConductedTypeOfActivitiesConductedTxt | Region Total ExpendituresRegionTotalExpendituresAmt |
|---|---|---|---|---|
| CENTRAL AMERICA AND THE CARIBBEAN | 0 | 0 | INVESTMENTS | $117,061,442 |
| EUROPE | 0 | 0 | INVESTMENTS | $11,141,334 |
| NORTH AMERICA | 0 | 0 | INVESTMENTS | $136,639 |
| EAST ASIA AND THE PACIFIC | 0 | 0 | INVESTMENTS |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Subtotal Offices | 0 | SubtotalOfficesCnt |
| Subtotal Employees | 0 | SubtotalEmployeesCnt |
| Continuation Total Office | 0 | ContinuationTotalOfficeCnt |
| Continuation Total Employee | 0 | ContinuationTotalEmployeeCnt |
| Total Office | 0 | TotalOfficeCnt |
| Total Employee | 0 | TotalEmployeeCnt |
| Subtotal Spent | $128,339,415 | SubtotalSpentAmt |
| Continuation Spent | $0 | ContinuationSpentAmt |
| Total Spent | $128,339,415 | TotalSpentAmt |
| Transfer To Foreign Corp | Yes (1) | TransferToForeignCorpInd |
| Interest In Foreign Trust | 0 | InterestInForeignTrustInd |
| Foreign Corp Ownership | Yes (1) | ForeignCorpOwnershipInd |
| Passive Foreign Investmest Co | Yes (1) | PassiveForeignInvestmestCoInd |
| Foreign Partnership | Yes (1) | ForeignPartnershipInd |
| Boycott Countries | 0 | BoycottCountriesInd |
Supplemental Information Detail SupplementalInformationDetail (2 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART III ACCOUNTING METHOD: | |
| PART I, LINE 3: | THE MAXIMUM AGGREGATE VALUE OF INVESTMENT IN CENTRAL AMERICA AND THE CARIBBEAN WAS $124,857,747, WITH A YEAR-END VALUE OF $117,061,442. THE MAXIMUM AGGREGATE VALUE OF INVESTMENT IN EUROPE WAS $22,893,543, WITH A YEAR-END VALUE OF $11,141,334. THE MAXIMUM AGGREGATE VALUE OF INVESTMENT IN NORTH AMERICA WAS $1,112,345, WITH A YEAR-END VALUE OF $136,639. THE MAXIMUM AGGREGRATE VALUE OF INVESTMENT IN EAST ASIA AND THE PACIFIC WAS $661,291, WITH A YEAR-END VALUE $0. THE CORPORATION HAS ENGAGED JP MORGAN CHASE BANK TO SERVE AS A THIRD-PARTY CUSTODIAN OF THE ABOVE-NOTED INVESTMENTS AND DID NOT HAVE AN INTEREST IN, OR SIGNATURE OR OTHER AUTHORITY OVER, ANY REPORTABLE FOREIGN FINANCIAL ACCOUNTS. |
Schedule I IRS990ScheduleI
| Field | Value | IRS element (for citing) |
|---|---|---|
| Grant Records Maintained | Yes (1) | GrantRecordsMaintainedInd |
Recipient Table RecipientTable (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | Recipient EINRecipientEIN | IRC SectionIRCSectionDesc | Cash GrantCashGrantAmt | Non Cash AssistanceNonCashAssistanceAmt | Purpose Of GrantPurposeOfGrantTxt |
|---|---|---|---|---|---|---|---|---|
| MISSIONSQUARE FOUNDATION | ||||||||
| 777 NORTH CAPITOL ST NE STE 600 | WASHINGTON | DC | 20002 | 881226333 | 501(C)(3) | $20,000,000 | $0 | SEE SCHEDULE I, PART IVTHE PURPOSE OF THIS TEN-YEAR PLEDGE-GRANT TO MISSIONSQUARE FOUNDATION WAS TO SUPPORT ITS WORK TO BUILD STRONGER COMMUNITIES AND CREATE LONG-TERM FINANCIAL RESILIENCY FOR FAMILIES. |
| BOSTON COLLEGE CENTER FOR RETIREMENT RESEARCH | ||||||||
| 140 COMMONWEALTH AVENUE | CHESTNUT HILL | MA | 02467 | 042103545 | 501(C)(3) | $74,668 | $0 | SEE SCHEDULE I, PART IVTHE PURPOSE OF THIS GRANT TO BOSTON COLLEGE'S CENTER FOR RETIREMENT RESEARCH WAS TO FUND RESEARCH IN AREAS OF PUBLIC SECTOR FINANCIAL AND RETIREMENT SECURITY, INCLUDING RETIREMENT BENEFITS AND RETIREE HEALTHCARE MATTERS. |
| FEEDING AMERICA | ||||||||
| 161 NORTH CLARK ST STE 700 | CHICAGO | IL | 60601 | 363673599 | 501(C)(3) | $25,000 | $0 | SEE SCHEDULE I, PART IVTHE PURPOSE OF THIS GRANT TO FEEDING AMERICA WAS TO SUPPORT ITS WORK TO PROVIDE FOOD SERVICES AND CRITICAL INFRASTRUCTURE TO COMMUNITIES IN NEED. |
| MIRIAM'S KITCHEN | ||||||||
| 2401 VIRGINIA AVENUE NW | WASHINGTON | DC | 20037 | 521331552 | 501(C)(3) | $10,000 | $0 | SEE SCHEDULE I, PART IVTHE PURPOSE OF THIS GRANT TO MIRIAM'S KITCHEN WAS TO SUPPORT ITS WORK TO PROVIDE HOMELESS SERVICES TO COMMUNITIES IN NEED. |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total501c3 Org | 4 | Total501c3OrgCnt |
| Total Other Org | 0 | TotalOtherOrgCnt |
Supplemental Information Detail SupplementalInformationDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Form And Line Reference | PART I, LINE 2: | FormAndLineReferenceDesc |
| Explanation | SUPPLEMENTAL INFORMATION ON GRANTS MADE BY THE CORPORATION: MISSIONSQUARE RETIREMENT SUPPORTS CHARITABLE ORGANIZATIONS DEDICATED TO BUILDING STRONGER COMMUNITIES, AND IN PROVIDING SUCH SUPPORT, THE CORPORATION MADE GRANT PAYMENTS TO VARIOUS ORGANIZATIONS IN 2021. THE CORPORATION MONITORS THE ACTIVITIES OF THESE ORGANIZATIONS BY ATTENDING PRESENTATIONS AND REVIEWING THEIR ANNOUNCEMENTS, PUBLICATIONS AND ANNUAL REPORTS. | ExplanationTxt |
Schedule J IRS990ScheduleJ
| Field | Value | IRS element (for citing) |
|---|---|---|
| First Class Or Charter Travel | Yes (X) | FirstClassOrCharterTravelInd |
| Travel For Companions | Yes (X) | TravelForCompanionsInd |
| Written Policy Ref T And E Expnss | Yes (1) | WrittenPolicyRefTAndEExpnssInd |
| Substantiation Required | Yes (1) | SubstantiationRequiredInd |
| Compensation Committee | Yes (X) | CompensationCommitteeInd |
| Independent Consultant | Yes (X) | IndependentConsultantInd |
| Form990 Of Other Organizations | Yes (X) | Form990OfOtherOrganizationsInd |
| Written Employment Contract | Yes (X) | WrittenEmploymentContractInd |
| Compensation Survey | Yes (X) | CompensationSurveyInd |
| Board Or Committee Approval | Yes (X) | BoardOrCommitteeApprovalInd |
| Severance Payment | Yes (1) | SeverancePaymentInd |
| Supplemental Nonqual Rtr Plan | Yes (1) | SupplementalNonqualRtrPlanInd |
| Equity Based Comp Arrngm | 0 | EquityBasedCompArrngmInd |
| Comp Based On Revenue Of Flng Org | 0 | CompBasedOnRevenueOfFlngOrgInd |
| Comp Bsd On Rev Related Orgs | 0 | CompBsdOnRevRelatedOrgsInd |
| Comp Bsd Net Earns Flng Org | 0 | CompBsdNetEarnsFlngOrgInd |
| Comp Bsd Net Earns Rltd Orgs | 0 | CompBsdNetEarnsRltdOrgsInd |
| Any Non Fixed Payments | Yes (1) | AnyNonFixedPaymentsInd |
| Initial Contract Exception | Yes (1) | InitialContractExceptionInd |
| Rebuttable Presumption Proc | Yes (1) | RebuttablePresumptionProcInd |
Rltd Org Officer Trst Key Empl RltdOrgOfficerTrstKeyEmplGrp (12 entries)
| TitleTitleTxt | Base Compensation Filing OrgBaseCompensationFilingOrgAmt | Compensation Based On Rltd OrgsCompensationBasedOnRltdOrgsAmt | Bonus Filing OrganizationBonusFilingOrganizationAmount | Bonus Related OrganizationsBonusRelatedOrganizationsAmt | Other Compensation Filing OrgOtherCompensationFilingOrgAmt | Other Compensation Rltd OrgsOtherCompensationRltdOrgsAmt | Deferred Compensation Flng OrgDeferredCompensationFlngOrgAmt | Deferred Comp Rltd OrgsDeferredCompRltdOrgsAmt | Nontaxable Benefits Filing OrgNontaxableBenefitsFilingOrgAmt | Nontaxable Benefits Rltd OrgsNontaxableBenefitsRltdOrgsAmt | Total Compensation Filing OrgTotalCompensationFilingOrgAmt | Total Compensation Rltd OrgsTotalCompensationRltdOrgsAmt | Comp Report Prior990 Filing OrgCompReportPrior990FilingOrgAmt | Comp Report Prior990 Rltd OrgsCompReportPrior990RltdOrgsAmt |
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| MARC OTT | ||||||||||||||
| DIRECTOR | $0 | $474,482 | $0 | $95,554 | $0 | $22,035 | $0 | $35,198 | $0 | $18,988 | $0 | $646,257 | $0 | $0 |
| LYNNE FORD | ||||||||||||||
| PRESIDENT, CEO, DIRECTOR | $624,493 | $0 | $734,560 | $0 | $31,255 | $0 | $108,585 | $0 | $31,030 | $0 | $1,529,923 | $0 | $122,000 | $0 |
| DAI SHI | ||||||||||||||
| TREASURER, CFO | $328,096 | $0 | $122,500 | $0 | $190,991 | $0 | $35,315 | $0 | $14,739 | $0 | $691,641 | $0 | $134,000 | $0 |
| RHONDA MIMS AS OF 42621 | ||||||||||||||
| SECRETARY, GENERAL COUNSEL | $263,696 | $0 | $0 | $0 | $39,730 | $0 | $6,154 | $0 | $19,334 | $0 | $328,914 | $0 | $0 | $0 |
| ANGELA MONTEZ UNTIL 42521 | ||||||||||||||
| SECRETARY, GENERAL COUNSEL | $120,266 | $0 | $293,074 | $0 | $646,835 | $0 | $37,600 | $0 | $1,929 | $0 | $1,099,704 | $0 | $170,681 | $0 |
| WAYNE WICKER | ||||||||||||||
| SENIOR VICE PRESIDENT | $497,899 | $0 | $1,072,172 | $0 | $1,251,876 | $0 | $23,200 | $0 | $42,516 | $0 | $2,887,663 | $0 | $1,000,000 | $0 |
| KAREN CHONG-WULFF | ||||||||||||||
| MANAGING VICE PRESIDENT | $384,910 | $0 | $671,224 | $0 | $23,887 | $0 | $23,200 | $0 | $29,736 | $0 | $1,132,957 | $0 | $0 | $0 |
| FLORA HEDRICK | ||||||||||||||
| MANAGING VICE PRESIDENT | $270,333 | $0 | $510,883 | $0 | $878 | $0 | $23,200 | $0 | $2,507 | $0 | $807,801 | $0 | $0 | $0 |
| DAVID TANGUAY | ||||||||||||||
| CHIEF CLIENT SRVC OFFICER | $171,597 | $0 | $371,250 | $0 | $77,699 | $0 | $31,858 | $0 | $26,351 | $0 | $678,755 | $0 | $0 | $0 |
| MATTHEW BRENNER | ||||||||||||||
| MANAGING VICE PRESIDENT | $228,783 | $0 | $337,694 | $0 | $21,886 | $0 | $23,200 | $0 | $42,147 | $0 | $653,710 | $0 | $0 | $0 |
| ELIZABETH GLISTA | ||||||||||||||
| FORMER TREASURER, CFO | $167,275 | $0 | $179,659 | $0 | $149,078 | $0 | $38,857 | $0 | $22,662 | $0 | $557,531 | $0 | $137,927 | $0 |
| MICHAEL GUARASCI | ||||||||||||||
| FORMER TREASURER, CFO | $0 | $0 | $212,180 | $0 | $97,929 | $0 | $8,487 | $0 | $0 | $0 | $318,596 | $0 | $0 | $0 |
Supplemental Information Detail SupplementalInformationDetail (3 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 1A | SCHEDULE J, PART I, LINE 1A: FIRST-CLASS TRAVEL: THE CORPORATION'S BOARD-APPROVED TRAVEL GUIDELINES PROVIDE DIRECTORS WITH THE OPTION OF FIRST-CLASS TRAVEL WHEN IT INVOLVES EXTENUATING CIRCUMSTANCES, SUCH AS EXTENDED FLIGHT TIMES AND LATE-NIGHT ARRIVALS WHILE ATTENDING BOARD MEETINGS. IN 2021, EIGHT OF TEN DIRECTORS USED THIS OPTION. TRAVEL FOR COMPANIONS: IN CONSIDERATION OF PERSONAL AND FAMILY OBLIGATIONS, THE CORPORATION'S BOARD-APPROVED TRAVEL GUIDELINES PROVIDE ASSISTANCE TO DEFRAY TRAVEL COSTS OF FAMILY MEMBERS OR COMPANIONS WHO MAY ACCOMPANY DIRECTORS TO BOARD MEETINGS. ALTHOUGH DIRECTORS ARE NOT PAID FEES FOR THEIR SERVICES, THEY DO RECOGNIZE TAXABLE INCOME IN THE AMOUNT OF ANY SUCH TRAVEL ASSISTANCE. IN 2021, EIGHT OF TEN DIRECTORS RECEIVED PAYMENTS UNDER THIS POLICY. |
| PART I, LINES 4A-B | SCHEDULE J, PART I, LINE 4A: SEVERANCE PAYMENTS: SECRETARY AND GENERAL COUNSEL, ANGELA MONTEZ, SEPARATED FROM EMPLOYMENT DURING 2021. THE COMPENSATION TOTAL REPORTED IN FORM 990, SCHEDULE J, PART II, COLUMN B(III) INCLUDES $172,397, REPRESENTING A SEVERANCE PAYMENT THAT WAS TAXABLE TO THIS INDIVIDUAL. SENIOR VICE PRESIDENT, DAVID TANGUAY, SEPARATED FROM EMPLOYMENT DURING 2021. THE COMPENSATION TOTAL REPORTED IN FORM 990, SCHEDULE J, PART II, COLUMN B(III) INCLUDES $32,308, REPRESENTING A SEVERANCE PAYMENT THAT WAS TAXABLE TO THIS INDIVIDUAL. FORMER TREASURER AND CFO, MICHAEL GUARASCI, SEPARATED FROM EMPLOYMENT DURING 2020. THE COMPENSATION TOTAL REPORTED IN FORM 990, SCHEDULE J, PART II, COLUMN B(III) INCLUDES $97,929, REPRESENTING A SEVERANCE PAYMENT THAT WAS TAXABLE TO THIS INDIVIDUAL. SCHEDULE J, PART I, LINE 4B: SUPPLEMENTAL NONQUALIFIED RETIREMENT PLAN: IN 2000, THE BOARD OF DIRECTORS ADOPTED A SECTION 457(F) SUPPLEMENTAL RETIREMENT PLAN FOR SENIOR EXECUTIVES (2000 PLAN). A SECOND SUCH PLAN WAS ADOPTED BY THE BOARD OF DIRECTORS, EFFECTIVE AS OF 2010 (2010 PLAN). THE BOARD REVIEWED COMPARABILITY DATA PROVIDED BY AN INDEPENDENT COMPENSATION CONSULTANT BEFORE APPROVING THESE PLANS AS PART OF AN OVERALL PROGRAM OF REASONABLE COMPENSATION. THEREAFTER, THE BOARD HAS ALSO PERIODICALLY REVIEWED COMPARABILITY DATA THROUGH 2021, AS THE RIGHTS OF PARTICIPANTS RESPECTIVELY ACCRUED OR VESTED UNDER THESE PLANS. AFTER SUCH REVIEW, THE BOARD DETERMINED THAT THE AMOUNTS ACCRUED OR PAID UNDER THE PLANS WERE REASONABLE AS PART OF EACH INDIVIDUAL PARTICIPANT'S OVERALL COMPENSATION, AND NO PLAN PARTICIPANTS TOOK PART IN THE BOARD'S DELIBERATIONS OR DECISIONS RELATING TO A PLAN IN WHICH THEY WERE PARTICIPATING. WITH RESPECT TO THE 2000 PLAN, SENIOR VICE PRESIDENT, WAYNE WICKER, WAS AN ELIGIBLE AND APPROVED PARTICIPANT DURING 2021 AND IS LISTED IN FORM 990, PART VII AND SCHEDULE J. THIS INDIVIDUAL IS VESTED UNDER THE 2000 PLAN AND MAY RECEIVE FUTURE PAYMENTS BEGINNING AT RETIREMENT; HOWEVER, HE DID NOT HAVE A REPORTABLE BENEFIT UNDER THE PLAN IN 2021. WITH RESPECT TO THE 2010 PLAN, CERTAIN OTHER SENIOR EXECUTIVES WERE ELIGIBLE AND APPROVED PLAN PARTICIPANTS DURING 2021 AND ARE LISTED IN FORM 990, PART VII, AND SCHEDULE J. THESE INDIVIDUALS EARNED VESTED AND UNVESTED CREDIT TOWARDS RETIREMENT BENEFITS UNDER THE 2010 PLAN, AND THE AMOUNTS REPORTED INCLUDE ANNUAL CREDITS TOWARDS FUTURE RETIREMENT BENEFITS THAT MAY BECOME PAYABLE UNDER THE PLAN. DURING 2021, THIS GROUP INCLUDED THE FOLLOWING INDIVIDUALS: LYNNE FORD, DAI SHI, ANGELA MONTEZ, ELIZABETH GLISTA, AND DAVID TANGUAY. SECRETARY AND GENERAL COUNSEL, ANGELA MONTEZ, MET ALL SERVICE AND AGE REQUIREMENTS AND WAS VESTED UNDER THE 2010 PLAN. IN 2021, THIS PARTICIPANT SEPARATED FROM EMPLOYMENT, AND THE COMPENSATION TOTAL REPORTED IN FORM 990, SCHEDULE J, PART II, COLUMN B(III) INCLUDES $279,063, REPRESENTING A TAXABLE PLAN DISTRIBUTION MADE TO THIS PARTICIPANT PURSUANT TO THE REQUIREMENTS OF SECTIONS 61 AND 457(F) OF THE INTERNAL REVENUE CODE. FORMER TREASURER AND CFO, ELIZABETH GLISTA, MET ALL SERVICE AND AGE REQUIREMENTS AND WAS VESTED UNDER THE 2010 PLAN. IN 2021, THIS PARTICIPANT SEPARATED FROM EMPLOYMENT, AND THE COMPENSATION TOTAL REPORTED IN FORM 990, SCHEDULE J, PART II, COLUMN B(III) INCLUDES $137,927, REPRESENTING A TAXABLE PLAN DISTRIBUTION MADE TO THIS PARTICIPANT PURSUANT TO THE REQUIREMENTS OF SECTIONS 61 AND 457(F) OF THE INTERNAL REVENUE CODE. |
| SCHEDULE J, PART I, LINE 7 AND LINE 8: | NON-FIXED PAYMENTS: SHORT-TERM, FUNCTIONAL, AND LONG-TERM INCENTIVE COMPENSATION PROGRAMS ARE OFFERED FOR CERTAIN EXECUTIVES OF THE CORPORATION. THESE PLANS ARE ESTABLISHED BY THE CORPORATION'S BOARD BASED ON RECOMMENDATIONS OF THE ADMINISTRATION AND COMPENSATION COMMITTEE OF THE BOARD. THE PROGRAMS HAVE SPECIFIC GOALS AND OBJECTIVES THAT ARE APPROVED IN ADVANCE BY THE BOARD, AND IN THE BOARD'S DISCRETION, PARTICIPANTS MAY BE AWARDED COMPENSATORY AMOUNTS BASED ON PERFORMANCE IN ACCORDANCE WITH SUCH GOALS AND OBJECTIVES. THE CORPORATION'S BOARD APPROVES ALL AMOUNTS UNDER THESE PROGRAMS AND RELIES ON MARKET DATA FROM AN INDEPENDENT COMPENSATION CONSULTANT TO DETERMINE THEIR INITIAL AND CONTINUING REASONABLENESS AS PART OF THE PARTICIPANTS' OVERALL COMPENSATION. ALL ELIGIBLE EXECUTIVES OF THE CORPORATION LISTED ON FORM 990, SCHEDULE J, PART II EARNED AND RECEIVED A FORM OF SUCH PAYMENTS DURING 2021. |
Schedule O IRS990ScheduleO
Supplemental Information Detail SupplementalInformationDetail (10 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| FORM 990, PART VI, SECTION A, LINE 2 | GENERAL STATEMENT 2 DURING 2021, LYNNE FORD AND MARC OTT SERVED AS DIRECTORS ON THE BOARD OF THE CENTER FOR PUBLIC ADMINISTRATION AND SERVICE, INC., AN ORGANIZATION THAT OWNS AND MANAGES THE OFFICE BUILDING LOCATION OF THE CORPORATION'S HEADQUARTERS IN WASHINGTON, D.C. LYNNE FORD, MARC OTT, AND DAI SHI ALSO SERVED AS OFFICERS OF THIS ORGANIZATION. IN ADDITION, LYNNE FORD, DAI SHI, AND RHONDA MIMS SERVED AS DIRECTORS AND OFFICERS OF THE MISSIONSQUARE FOUNDATION, A RELATED CHARITABLE ORGANIZATION DEDICATED TO BUILDING STRONGER COMMUNITIES AND CREATING LONG-TERM FINANCIAL RESILIENCY FOR FAMILIES. |
| FORM 990, PART VI, SECTION A, LINE 4 | GENERAL STATEMENT 3 DURING 2021, THE CORPORATION AMENDED ITS ARTICLES OF INCORPORATION TO INCREASE THE SIZE OF ITS BOARD OF DIRECTORS, FROM TEN TO UP TO THIRTEEN DIRECTORS. THE CORPORATION ALSO AMENDED ITS ARTICLES TO DESIGNATE INTERNATIONAL CITY/COUNTY MANAGEMENT ASSOCIATION (A RELATED SECTION 501(C)(3) CHARITABLE ORGANIZATION) AS THE PRIMARY TRANSFEREE OF THE CORPORATION'S ASSETS IN THE EVENT OF DISSOLUTION. SEE FORM 990, SCHEDULE R, PART II, AND THE RESPONSES TO PART VI, SECTION A, LINES 7A AND 7B. |
| FORM 990, PART VI, SECTION A, LINE 7A | GENERAL STATEMENT 4 CERTAIN ACTIONS OF THE CORPORATION'S BOARD OF DIRECTORS MAY BE REVIEWED OR APPROVED BY A RELATED SECTION 501(C)(3) TAX-EXEMPT ORGANIZATION, THE INTERNATIONAL CITY/COUNTY MANAGEMENT ASSOCIATION. DIRECTORS WHO HAVE BEEN SELECTED BY THE CORPORATION'S BOARD ARE ALSO SUBJECT TO APPOINTMENT BY THIS SECTION 501(C)(3) ORGANIZATION. IN ADDITION, ANY DECISION BY THE CORPORATION'S BOARD TO REMOVE A DIRECTOR OR AMEND ITS CHARTER WOULD BE SUBJECT TO CONCURRENCE OR APPROVAL BY THIS SECTION 501(C)(3) TAX-EXEMPT ORGANIZATION. HOWEVER, THIS ORGANIZATION DOES NOT HAVE THE POWER TO REMOVE CORPORATION'S DIRECTORS AND DESIGNATE NEW DIRECTORS. |
| FORM 990, PART VI, SECTION A, LINE 7B | GENERAL STATEMENT 5 CERTAIN GOVERNANCE DECISIONS OF THE CORPORATION'S BOARD OF DIRECTORS MAY BE REVIEWED OR APPROVED BY A RELATED SECTION 501(C)(3) TAX-EXEMPT ORGANIZATION. SEE THE RESPONSE TO THE FORM 990, PART VI, SECTION A, LINE 7A, ABOVE. |
| FORM 990, PART VI, SECTION B, LINE 11B | GENERAL STATEMENT 6 THE CORPORATION'S ANNUAL FORM 990 UNDERGOES A NUMBER OF INTERNAL AND EXTERNAL REVIEWS BEFORE IT IS FILED WITH THE IRS. IT IS PREPARED BY AN INDEPENDENT TAX ACCOUNTING FIRM AND REVIEWED BY OUTSIDE TAX COUNSEL. THE FORM IS ALSO EXAMINED BY SENIOR MANAGEMENT AND PROVIDED TO THE CORPORATION'S DIRECTORS BEFORE IT IS FILED. |
| FORM 990, PART VI, SECTION B, LINE 12C | GENERAL STATEMENT 7 THE CORPORATION'S BOARD OF DIRECTORS HAS ADOPTED A WRITTEN CONFLICT OF INTEREST POLICY THAT APPLIES TO ALL OF ITS DIRECTORS. IN ADDITION, THE BOARD OF DIRECTORS HAS ADOPTED, AND SENIOR MANAGEMENT HAS IMPLEMENTED, A SEPARATE WRITTEN CONFLICT OF INTEREST POLICY THAT APPLIES TO OFFICERS AND ALL CLASSES OF EMPLOYEES. THE CORPORATION'S CONFLICT OF INTEREST POLICIES DEFINE "CONFLICTS OF INTEREST AND ESTABLISH REPORTING, REVIEW, AND DISCIPLINARY PROCEDURES. THE CORPORATION MONITORS COMPLIANCE WITH ITS CONFLICT OF INTEREST POLICIES THROUGH DISCLOSURE, WHISTLEBLOWER, AND OTHER PERIODIC REPORTING PROCESSES DESIGNED TO IDENTIFY INVESTMENT OR BUSINESS TRANSACTIONS AND AFFILIATIONS THAT MAY BE SIGNIFICANT AND GIVE RISE TO CONFLICTS OF INTEREST. ALL DIRECTORS, OFFICERS, AND EMPLOYEES MUST ACKNOWLEDGE RECEIPT AND UNDERSTANDING OF THE RESPECTIVE CONFLICT OF INTEREST POLICIES EACH YEAR. IN ADDITION, DIRECTORS, OFFICERS, AND SENIOR MANAGERS ARE REQUIRED TO REPORT ANY INVESTMENT, EMPLOYMENT, BUSINESS, OR FAMILY RELATIONSHIPS THAT MAY INVOLVE THE CORPORATION, ITS DIRECTORS, OFFICERS, AND EMPLOYEES, OR THIRD PARTIES THAT MAY HAVE MATERIAL BUSINESS OR FINANCIAL RELATIONSHIPS WITH THE CORPORATION, TO INCLUDE SIGNIFICANT VENDORS AND SERVICE PROVIDERS. THE CORPORATION AND ITS BOARD OF DIRECTORS HAVE ESTABLISHED PROCEDURES FOR REVIEWING AND ENFORCING MATTERS INVOLVING POTENTIAL OR ACTUAL CONFLICTS OF INTEREST IN ORDER TO PRECLUDE DIRECTORS, OFFICERS, OR EMPLOYEES (IN DECISION-MAKING CAPACITIES) FROM PARTICIPATING IN DELIBERATIONS OR DECISIONS IN WHICH CONFLICTS MAY BE FOUND TO EXIST. THE CORPORATION'S CONFLICT OF INTEREST POLICIES ARE ADMINISTERED BY THE COMPLIANCE AND LEGAL DEPARTMENTS, WITH DETERMINATIONS MADE AND EFFECTED BY THE CHIEF COMPLIANCE OFFICER, AND, WHEN APPROPRIATE, THE CHIEF EXECUTIVE OFFICER OR THE AUDIT AND RISK COMMITTEE OF THE BOARD OF DIRECTORS. WHEN APPROPRIATE, THESE MATTERS ARE ALSO SUBJECT TO FINAL REVIEW AND DECISION BY THE BOARD OF DIRECTORS, WITH ANY POTENTIALLY CONFLICTED PARTIES BEING RECUSED. |
| FORM 990, PART VI, SECTION B, LINE 15 | GENERAL STATEMENT 8 THE 2021 COMPENSATION OF THE CORPORATION'S SENIOR EXECUTIVES WAS REVIEWED AND APPROVED, IN ADVANCE, BY VOTE OF THE INDEPENDENT MEMBERS OF THE CORPORATION'S BOARD OF DIRECTORS. IN EVALUATING SUCH COMPENSATION, THE BOARD HAD THE BENEFIT OF RECOMMENDATIONS FROM ITS ADMINISTRATION AND COMPENSATION COMMITTEE, ALSO COMPRISED OF INDEPENDENT DIRECTORS. NO MEMBER OF THE BOARD OR THE COMMITTEE VOTING ON SUCH COMPENSATION HAD OR HAS A CONFLICT OF INTEREST IN RESPECT THERETO. AS PART OF THE REVIEW AND APPROVAL PROCESS, THE BOARD AND COMMITTEE OBTAINED AND RELIED ON DATA FROM AN INDEPENDENT COMPENSATION CONSULTANT REGARDING DATA ON MARKET COMPENSATION FOR COMPARABLE POSITIONS IN COMPARABLE ORGANIZATIONS, TO INCLUDE DATA OBTAINED FROM FORMS 990 OF OTHER TAX-EXEMPT ORGANIZATIONS; PUBLICLY AVAILABLE FINANCIAL AND MARKET DATA ON RELEVANT PRIVATE SECTOR ENTITIES; AND COMPENSATION STUDIES COMPILED BY THIRD-PARTY COMPENSATION EXPERTS. BOARD AND COMMITTEE DELIBERATIONS AND DECISIONS ON SUCH COMPENSATION MATTERS WERE FULLY AND CONTEMPORANEOUSLY DOCUMENTED. DURING 2021, THIS REVIEW AND APPROVAL PROCESS WAS UNDERTAKEN FOR EACH OF THE FOLLOWING PERSONS AND POSITIONS: LYNNE FORD (PRESIDENT AND CHIEF EXECUTIVE OFFICER); DAI SHI (TREASURER AND CHIEF FINANCIAL OFFICER); RHONDA MIMS (SECRETARY AND GENERAL COUNSEL); ANGELA MONTEZ (SECRETARY AND GENERAL COUNSEL); ELIZABETH GLISTA (FORMER TREASURER AND CFO); WAYNE WICKER (SENIOR VICE PRESIDENT); DAVID TANGUAY (SENIOR VICE PRESIDENT) AND KAREN CHONG-WULFF (MANAGING VICE PRESIDENT). THE CORPORATION ALSO CONDUCTS PERIODIC INTERNAL STUDIES OF COMPENSATION AMOUNTS PROVIDED TO THE MEMBERS OF ITS BOARD OF DIRECTORS. THIS REVIEW PROCESS WAS UNDERTAKEN FOR 2021 USING COMPARABILITY DATA GATHERED FROM RECENT FORMS 990 OF OTHER TAX-EXEMPT ORGANIZATIONS AND FROM PUBLICLY DISCLOSED FINANCIAL AND MARKET INFORMATION ON RELEVANT PRIVATE SECTOR ENTITIES. ALTHOUGH THEY ARE NOT PAID DIRECTOR FEES FOR THEIR SERVICES, MEMBERS OF THE BOARD OF DIRECTORS MAY RECOGNIZE TAXABLE INCOME WITH RESPECT TO PAYMENTS INTENDED TO DEFRAY OCCASIONAL, INCIDENTAL TRAVEL COSTS OF A COMPANION OR FAMILY MEMBER ACCOMPANYING THEM TO BOARD MEETINGS, AND WHEN APPLICABLE, WILL ALSO INCLUDE OTHER SMALL TAXABLE AMOUNTS. |
| FORM 990, PART VI, SECTION C, LINE 19 | GENERAL STATEMENT 9 SENIOR MANAGEMENT OF THE CORPORATION HAS APPROVED AND IMPLEMENTED A PUBLIC DISCLOSURE POLICY WHICH SETS OUT PROCEDURES FOR MAKING ITS FORMS 990 AVAILABLE FOR INSPECTION UPON REQUEST BY THE GENERAL PUBLIC. |
| FORM 990, PART VII, SECTION A / FORM 990, SCHEDULE J, PART III: | GENERAL STATEMENT 10 THE CORPORATION HAS UNDERGONE A GOVERNANCE ASSESSMENT THAT INCLUDED EVALUATING THE NEED TO MAINTAIN CERTAIN OFFICER POSITIONS. IN CONNECTION WITH THIS ASSESSMENT, THE CORPORATION DETERMINED THAT IT HAD CLASSIFIED SEVERAL EMPLOYEES AS OFFICERS WHEN NOT REQUIRED FOR THESE EMPLOYEES TO PERFORM THEIR FUNCTIONS ON BEHALF OF THE CORPORATION. AS A RESULT, SIX OF THE CORPORATION'S ASSISTANT OFFICER POSITIONS WERE ELIMINATED EFFECTIVE FOR CALENDAR YEAR 2021. ALTHOUGH THESE ELIMINATED POSITIONS DO NOT MEET THE CRITERIA OF FORMER OFFICER REPORTING, THE FOLLOWING NAMES AND TERMS ASSOCIATED WITH EACH ELIMINATED OFFICER POSITION IS SET FORTH BELOW: ELIMINATED POSITION NAME TERM ASSISTANT TREASURER RICHARD WHITTY 2012 - 2020 ASSISTANT TREASURER GEORGE SUZICH 2009 - 2020 ASSISTANT TREASURER BARBARA STOTLER 2004 - 2020 ASSISTANT TREASURER NATACHA LAFLEUR 2019 - 2020 ASSISTANT SECRETARY THOMAS MCANDREWS 2015 - 2020 ASSISTANT SECRETARY ERICA MCFARQUHAR 2014 - 2020 |
| FORM 990, PART XI, LINE 9: | CHANGE IN UNRECOGNIZED NONQUALIFIED RETIREMENT PLAN COSTS 159,829. |
Schedule R IRS990ScheduleR
Id Disregarded Entities IdDisregardedEntitiesGrp (4 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Total IncomeTotalIncomeAmt | End Of Year AssetsEndOfYearAssetsAmt | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt |
|---|---|---|---|---|---|---|---|---|---|
| ICMA-RC SERVICES LLC | |||||||||
| 777 NORTH CAPITOL ST NE | WASHINGTON | DC | 20002 | 522138303 | SEE PART VII | DE | $1,237,249 | $1,136,206 | ICMA-RC DBA MISSIONSQUARE RETIREMENT |
| VANTAGEPOINT TRANSFER AGENTS LLC | |||||||||
| 777 NORTH CAPITOL ST NE | WASHINGTON | DC | 20002 | 522138305 | SEE PART VII | DE | $0 | $0 | ICMA-RC DBA MISSIONSQUARE RETIREMENT |
| VANTAGEPOINT INVESTMENT ADVISERS LLC | |||||||||
| 777 NORTH CAPITOL ST NE | WASHINGTON | DC | 20002 | 522138307 | SEE PART VII | DE | $45,249,988 | $1,097,545 | ICMA-RC DBA MISSIONSQUARE RETIREMENT |
| VANTAGETRUST COMPANY LLC | |||||||||
| 777 NORTH CAPITOL ST NE | WASHINGTON | DC | 20002 | SEE PART VII | NH | $185,755,988 | $8,486,957 | ICMA-RC DBA MISSIONSQUARE RETIREMENT | |
Id Related Tax Exempt Org IdRelatedTaxExemptOrgGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | EINEIN | Primary ActivitiesPrimaryActivitiesTxt | Legal Domicile StateLegalDomicileStateCd | Exempt Code SectionExemptCodeSectionTxt | Public Charity StatusPublicCharityStatusTxt | Direct Controlling NADirectControllingNACd | Controlled OrganizationControlledOrganizationInd | Business Name Line1DirectControllingEntityName/BusinessNameLine1Txt |
|---|---|---|---|---|---|---|---|---|---|---|---|
| INTERNATIONAL CITYCOUNTY MGMT ASSOC | |||||||||||
| 777 NORTH CAPITOL ST NE | WASHINGTON | DC | 20002 | 362167755 | SEE PART VII | IL | 501(C)(3) | LINE 10 | N/A | 0 | |
| MISSIONSQUARE FOUNDATION | |||||||||||
| 777 NORTH CAPITOL ST NE | WASHINGTON | DC | 20002 | 881226333 | SEE PART VII | DE | 501(C)(3) | PF | Yes (1) | ICMA-RC DBA MISSIONSQUARE RETIREMENT | |
Id Related Org Txbl Corp Tr IdRelatedOrgTxblCorpTrGrp
Related Organization Name RelatedOrganizationName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CENTER FOR PUBLIC ADMIN AND SERVICE INC | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 777 NORTH CAPITOL ST NE | AddressLine1Txt |
| City | WASHINGTON | CityNm |
| State Abbreviation | DC | StateAbbreviationCd |
| ZIP | 20002 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 521655825 | EIN |
| Primary Activities | SEE PART VII | PrimaryActivitiesTxt |
| Legal Domicile State | MD | LegalDomicileStateCd |
| Direct Controlling NA | N/A | DirectControllingNACd |
| Entity Type | C | EntityTypeTxt |
| Share Of Total Income | $3,149,012 | ShareOfTotalIncomeAmt |
| Share Of EOY Assets | $9,474,129 | ShareOfEOYAssetsAmt |
| Ownership | 0.33330 | OwnershipPct |
| Controlled Organization | 0 | ControlledOrganizationInd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Receipt Of Int Annts Rnts Rylts | 0 | ReceiptOfIntAnntsRntsRyltsInd |
| Gift Grnt Or Cap Contri To Oth Org | Yes (1) | GiftGrntOrCapContriToOthOrgInd |
| Gift Grnt Cap Contri From Oth Org | 0 | GiftGrntCapContriFromOthOrgInd |
| Loans Or Guarantees To Other Org | 0 | LoansOrGuaranteesToOtherOrgInd |
| Loans Or Guarantees From Oth Org | 0 | LoansOrGuaranteesFromOthOrgInd |
| Div Related Organization | Yes (1) | DivRelatedOrganizationInd |
| Asset Sale To Other Org | 0 | AssetSaleToOtherOrgInd |
| Asset Purchase From Other Org | 0 | AssetPurchaseFromOtherOrgInd |
| Asset Exchange | 0 | AssetExchangeInd |
| Rental Of Facilities To Oth Org | 0 | RentalOfFacilitiesToOthOrgInd |
| Rental Of Fclts From Oth Org | Yes (1) | RentalOfFcltsFromOthOrgInd |
| Perform Of Services For Oth Org | Yes (1) | PerformOfServicesForOthOrgInd |
| Perform Of Services By Other Org | 0 | PerformOfServicesByOtherOrgInd |
| Sharing Of Facilities | 0 | SharingOfFacilitiesInd |
| Paid Employees Sharing | 0 | PaidEmployeesSharingInd |
| Reimbursement Paid To Other Org | Yes (1) | ReimbursementPaidToOtherOrgInd |
| Reimbursement Paid By Other Org | 0 | ReimbursementPaidByOtherOrgInd |
| Transfer To Other Org | Yes (1) | TransferToOtherOrgInd |
| Transfer From Other Org | 0 | TransferFromOtherOrgInd |
Supplemental Information Detail SupplementalInformationDetail (7 entries)
| Form And Line ReferenceFormAndLineReferenceDesc | ExplanationExplanationTxt |
|---|---|
| PART I, LINE 1: | ICMA-RC SERVICES, LLC (D/B/A MISSIONSQUARE INVESTMENT SERVICES) SEC/FINRA-REGISTERED BROKER-DEALER PROVIDING SERVICES TO RETIREMENT TRUSTS. |
| PART I, LINE 2: | VANTAGEPOINT TRANSFER AGENTS, LLC TRANSFER AGENT PROVIDING ADMINISTRATIVE SERVICES TO RETIREMENT PLANS AND TRUSTS. |
| PART I, LINE 3: | VANTAGEPOINT INVESTMENT ADVISERS, LLC (D/B/A MISSIONSQUARE INVESTMENTS) SEC-REGISTERED INVESTMENT ADVISOR PROVIDING SERVICES TO RETIREMENT TRUSTS. |
| PART I, LINE 4: | VANTAGETRUST COMPANY, LLC STATE-REGULATED TRUST COMPANY MANAGING RETIREMENT TRUST INVESTMENT ASSETS. |
| PART II, LINE 1: | INTERNATIONAL CITY/COUNTY MANAGEMENT ASSOCIATION PROFESSIONAL AND EDUCATIONAL ORGANIZATION ADVANCING LOCAL GOVERNMENTS. |
| PART II, LINE 2: | MISSIONSQUARE FOUNDATION CHARITABLE ORGANIZATION DEDICATED TO BUILDING STRONGER COMMUNITIES AND CREATING LONG-TERM FINANCIAL RESILIENCY FOR FAMILIES. |
| PART IV, LINE 1: | CENTER FOR PUBLIC ADMINISTRATION AND SERVICE, INC. REAL ESTATE INVESTMENT TRUST HOLDING AND MANAGING HEADQUARTERS OFFICE SPACE. |