CHASE FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- CHASE FOUNDATION (EIN 36-7466258)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202233199349108253
- Schema version
- 2021v4.0
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Schedule B
- Accounting Fees Schedule
- Depreciation Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Other Schedule2
- Land Etc Schedule2
- Other Expenses Schedule
- Other Income Schedule2
- Other Liabilities Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T17:02:45-05:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 850435604 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN PC | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE A | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 882102083 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 367466258 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | CHASE FOUNDATION | BusinessNameLine1Txt |
| Business Name Line2 | MACK C CHASE TRUSTEE | BusinessNameLine2Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | CHAS | BusinessNameControlTxt |
| Phone | 5757464610 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN ST | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | RICHARD PRICE | PersonNm |
| Person Title | EXECUTIVE DIRECTOR | PersonTitleTxt |
| Signature | 2022-11-15 | SignatureDt |
| Discuss With Paid Preparer | Yes (true) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | RICHARD | PersonFirstNm |
| Person Last | PRICE | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | XXX-XX-XXXX | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | JOHNATHAN L SHUMAN | PreparerPersonNm |
| PTIN | P00755236 | PTIN |
| Phone | 5757481213 | PhoneNum |
| Preparation | 2022-11-15 | PreparationDt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $41,232,513 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contri Rcvd Rev And Expnss | $150,032 | ContriRcvdRevAndExpnssAmt |
| Interest On Sav Rev And Expnss | $138,637 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $138,637 | InterestOnSavNetInvstIncmAmt |
| Interest On Savings Adj Net Incm | $138,637 | InterestOnSavingsAdjNetIncmAmt |
| Dividends Rev And Expnss | $363,481 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $362,031 | DividendsNetInvstIncmAmt |
| Dividends Adj Net Incm | $363,481 | DividendsAdjNetIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $1,246,897 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $4,843,537 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $1,246,897 | CapGainNetIncmNetInvstIncmAmt |
| Net ST Capital Gain Adj Net Incm | $39,867 | NetSTCapitalGainAdjNetIncmAmt |
| Other Income Rev And Expnss | $490,402 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$586,974 | OtherIncomeNetInvstIncmAmt |
| Other Income Adj Net Incm | $490,402 | OtherIncomeAdjNetIncmAmt |
| Total Rev And Expnss | $2,389,449 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $1,160,591 | TotalNetInvstIncmAmt |
| Total Adj Net Incm | $1,032,387 | TotalAdjNetIncmAmt |
| Oth Empl Slrs Wgs Rev And Expnss | $615,715 | OthEmplSlrsWgsRevAndExpnssAmt |
| Oth Empl Slrs Wgs Dsbrs Chrtbl | $615,715 | OthEmplSlrsWgsDsbrsChrtblAmt |
| Pension Empl Bnft Rev And Expnss | $978 | PensionEmplBnftRevAndExpnssAmt |
| Pension Empl Bnft Dsbrs Chrtbl | $978 | PensionEmplBnftDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $30,722 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Chrtbl Prps | $30,722 | AccountingFeesChrtblPrpsAmt |
| Interest Rev And Expnss | $2,623 | InterestRevAndExpnssAmt |
| Interest Dsbrs Chrtbl | $2,623 | InterestDsbrsChrtblAmt |
| Taxes Rev And Expnss | $61,222 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $55,395 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $5,827 | TaxesDsbrsChrtblAmt |
| Deprec And Dpltn Rev And Expnss | $48,168 | DeprecAndDpltnRevAndExpnssAmt |
| Occupancy Rev And Expnss | $14,654 | OccupancyRevAndExpnssAmt |
| Occupancy Dsbrs Chrtbl | $14,654 | OccupancyDsbrsChrtblAmt |
| Trav Conf Meeting Rev And Expnss | $5,777 | TravConfMeetingRevAndExpnssAmt |
| Trav Conf Meeting Dsbrs Chrtbl | $5,777 | TravConfMeetingDsbrsChrtblAmt |
| Printing And Pub Rev And Expnss | $1,780 | PrintingAndPubRevAndExpnssAmt |
| Printing And Pub Dsbrs Chrtbl | $1,780 | PrintingAndPubDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $315,300 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $167,536 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $147,764 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $1,096,939 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $222,931 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $825,840 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $1,364,250 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $1,364,250 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $2,461,189 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $222,931 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $2,190,090 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | -$71,740 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $937,660 | NetInvestmentIncomeAmt |
| Adjusted Net Income | $1,032,387 | AdjustedNetIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $91,302 | CashBOYAmt |
| Cash EOY | $1,155,190 | CashEOYAmt |
| Cash EOYFMV | $1,155,190 | CashEOYFMVAmt |
| Sav And Temp Cash Invst BOY | $21,878 | SavAndTempCashInvstBOYAmt |
| Sav And Temp Cash Invst EOY | $13,006 | SavAndTempCashInvstEOYAmt |
| Sav And Temp Cash Invst EOYFMV | $13,006 | SavAndTempCashInvstEOYFMVAmt |
| Prepaid Expenses EOY | $1,996 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $1,996 | PrepaidExpensesEOYFMVAmt |
| Corporate Stock BOY | $13,530,358 | CorporateStockBOYAmt |
| Corporate Stock EOY | $13,784,535 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $22,117,615 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $6,314,554 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $6,564,165 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $6,599,848 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $11,799,102 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $10,197,196 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $10,197,196 | OtherInvestmentsEOYFMVAmt |
| Land Bldg Equip Cost Or Other Bss | $1,147,662 | LandBldgEquipCostOrOtherBssAmt |
| Land Bldg Equip Accum Deprec | $320,276 | LandBldgEquipAccumDeprecAmt |
| Land BOY | $808,072 | LandBOYAmt |
| Land EOY | $827,386 | LandEOYAmt |
| Land EOYFMV | $1,147,662 | LandEOYFMVAmt |
| Total Assets BOY | $32,565,266 | TotalAssetsBOYAmt |
| Total Assets EOY | $32,543,474 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $41,232,513 | TotalAssetsEOYFMVAmt |
| Accounts Payable BOY | $141 | AccountsPayableBOYAmt |
| Accounts Payable EOY | $353 | AccountsPayableEOYAmt |
| Other Liabilities EOY | $49,736 | OtherLiabilitiesEOYAmt |
| Total Liabilities BOY | $141 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $50,089 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $32,565,125 | CapitalStockBOYAmt |
| Capital Stock EOY | $32,493,385 | CapitalStockEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $32,565,125 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $32,493,385 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $32,565,266 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $32,543,474 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $32,565,125 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | -$71,740 | ExcessRevenueOverExpensesAmt |
| Subtotal | $32,493,385 | SubtotalAmt |
| Tot Net Ast Or Fund Balances EOY | $32,493,385 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (424 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| COLGATE PALMOLIVE | P | 2020-11-19 | 2021-09-17 | $7,103 | $7,948 | -$845 | -$845 |
| CYRUSONE INC | P | 2018-06-18 | 2021-08-30 | $6,648 | $4,773 | $1,875 | $1,875 |
| CYRUSONE INC | P | 2020-09-14 | 2021-10-08 | $4,034 | $3,936 | $98 | $98 |
| MEDTRONIC PLC SHS | P | 2018-06-18 | 2021-03-02 | $14,871 | $10,866 | $4,005 | $4,005 |
| ALTRIA GROUP INC 3.80% 24 | P | 2020-07-28 | 2021-02-18 | $1,067 | $1,084 | -$17 | -$17 |
| USD DEUTSCHE BK A 3.37% 21 | P | 2019-01-22 | 2021-05-12 | $7,000 | $7,000 | ||
| JPMORGAN CHASE & 3.87% 24 | P | 2014-04-07 | 2021-03-03 | $3,284 | $3,019 | $265 | $265 |
| US TSY 2.125% AUG 15 2021 | P | 2014-01-07 | 2021-04-28 | $18,111 | $17,981 | $130 | $130 |
| COHEN & STEERS GLOBAL | P | 2015-12-10 | 2021-01-19 | $6,840 | $6,273 | $567 | $567 |
| COHEN & STEERS GLOBAL | P | 2018-03-20 | 2021-01-19 | $54 | $48 | $6 | $6 |
| FIDELITY ADVISOR NEW | P | 2013-02-12 | 2021-01-19 | $50,000 | $32,047 | $17,953 | $17,953 |
| TETON WESTWOOD MIGHTY | P | 2011-04-18 | 2021-01-19 | $26,416 | $16,672 | $9,744 | $9,744 |
| MS | P | 2021-06-04 | 2021-07-12 | $15,337 | $15,787 | -$450 | -$450 |
| WFC | P | 2018-12-19 | 2021-11-23 | $11,354 | $10,401 | $953 | $953 |
| AON | P | 2020-05-26 | 2021-07-12 | $11,741 | $9,751 | $1,990 | $1,990 |
| FB | P | 2019-11-21 | 2021-07-12 | $23,512 | $13,207 | $10,305 | $10,305 |
| WFC | P | 2018-10-17 | 2021-05-19 | $7,798 | $9,065 | -$1,267 | -$1,267 |
| SHERWIN-WILLIAMS COMPANY (THE) 4.2% | P | 2018-09-27 | 2021-10-15 | $75,000 | $75,000 | ||
| MEDPACE HOLDINGS, INC. CMN | P | 2021-01-20 | 2021-10-27 | $1,056 | $721 | $335 | $335 |
| CRYOPORT, INC. CMN | P | 2021-06-09 | 2021-07-12 | $304 | $299 | $5 | $5 |
| SUPERNUS PHARMACEUTICALS, INC. CMN | P | 2021-02-25 | 2021-07-12 | $282 | $302 | -$20 | -$20 |
| SKYLINE CHAMPION CORPORATION CMN | P | 2018-09-21 | 2021-12-01 | $2,730 | $1,055 | $1,675 | $1,675 |
| HELIOS TECHNOLOGIES INC. CMN | P | 2017-08-07 | 2021-10-29 | $455 | $213 | $242 | $242 |
| AVIENT COR CMN | P | 2018-05-24 | 2021-07-12 | $717 | $637 | $80 | $80 |
| HOULIHAN LOKEY, INC. CMN | P | 2019-10-21 | 2021-07-12 | $412 | $237 | $175 | $175 |
| RAPID7, INC. CMN | P | 2020-02-18 | 2021-07-12 | $510 | $278 | $232 | $232 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2015-01-27 | 2021-07-01 | $3,494 | $886 | $2,608 | $2,608 |
| CENTRAL GARDEN & PET CO CMN | P | 2018-02-20 | 2021-04-01 | $623 | $434 | $189 | $189 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2019-07-24 | 2021-02-05 | $1,082 | $597 | $485 | $485 |
| MERCK AND CO INC SHS | P | 2020-03-31 | 2021-02-24 | $9,044 | $9,327 | -$283 | -$283 |
| CYRUSONE INC | P | 2018-06-18 | 2021-10-01 | $4,767 | $3,283 | $1,484 | $1,484 |
| CISCO SYSTEMS INC COM | P | 2018-06-18 | 2021-08-26 | $39,190 | $29,340 | $9,850 | $9,850 |
| NEXTERA ENERGY INC SHS | P | 2018-05-02 | 2021-12-14 | $18,021 | $8,183 | $9,838 | $9,838 |
| INTERCONTINENTALE 3.00% 50 | P | 2020-05-29 | 2021-03-26 | $1,848 | $2,019 | -$171 | -$171 |
| USD DEUTSCHE BK A 3.37% 21 | P | 2019-01-29 | 2021-05-12 | $1,000 | $1,000 | ||
| JPMORGAN CHASE & 3.87% 24 | P | 2015-03-18 | 2021-03-05 | $17,471 | $16,283 | $1,188 | $1,188 |
| US TSY 2.125% AUG 15 2021 | P | 2014-01-07 | 2021-08-16 | $13,000 | $13,000 | ||
| COHEN & STEERS GLOBAL | P | 2016-06-30 | 2021-01-19 | $9,803 | $9,644 | $159 | $159 |
| COHEN & STEERS GLOBAL | P | 2018-03-20 | 2021-01-19 | $2,208 | $2,100 | $108 | $108 |
| FIDELITY ADVISOR NEW | P | 2013-02-12 | 2021-01-20 | $50,000 | $31,302 | $18,698 | $18,698 |
| TETON WESTWOOD MIGHTY | P | 2011-06-03 | 2021-01-19 | $5,662 | $3,466 | $2,196 | $2,196 |
| MS | P | 2021-05-19 | 2021-07-12 | $5,173 | $4,857 | $316 | $316 |
| WFC | P | 2019-03-29 | 2021-11-12 | $6,438 | $6,118 | $320 | $320 |
| BRKB | P | 2018-04-03 | 2021-07-12 | $33,600 | $23,580 | $10,020 | $10,020 |
| MSFT | P | 2018-04-03 | 2021-07-12 | $85,028 | $27,349 | $57,679 | $57,679 |
| WFC | P | 2018-07-13 | 2021-05-19 | $6,881 | $8,344 | -$1,463 | -$1,463 |
| WAL-MART STORES INC 2.65% 12/15/2024 | P | 2017-10-11 | 2021-09-23 | $53,169 | $49,986 | $3,183 | $3,183 |
| ENDAVA PLC ADR CMN | P | 2020-11-06 | 2021-09-22 | $1,226 | $686 | $540 | $540 |
| DESCARTES SYSTEMS GRP (THE) CMN | P | 2021-03-08 | 2021-07-12 | $355 | $293 | $62 | $62 |
| VIAVI SOLUTIONS, INC. CMN | P | 2021-01-28 | 2021-07-12 | $426 | $401 | $25 | $25 |
| COMPASS MINERALS INTL, INC. CMN | P | 2019-07-25 | 2021-11-16 | $567 | $565 | $2 | $2 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-18 | 2021-09-30 | $2,826 | $810 | $2,016 | $2,016 |
| BALCHEM CORPORATION CMN | P | 2020-05-15 | 2021-07-12 | $656 | $431 | $225 | $225 |
| ICF INTERNATIONAL INC CMN | P | 2019-10-17 | 2021-07-12 | $450 | $336 | $114 | $114 |
| RBC BEARINGS INCORPORATED CMN | P | 2019-05-29 | 2021-07-12 | $981 | $720 | $261 | $261 |
| SKYLINE CHAMPION CORPORATION CMN | P | 2020-01-29 | 2021-07-01 | $1,085 | $618 | $467 | $467 |
| CACI INTERNATIONAL INC CMN CLASS A | P | 2020-03-19 | 2021-03-29 | $5,178 | $3,784 | $1,394 | $1,394 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2013-05-08 | 2021-02-05 | $1,236 | $676 | $560 | $560 |
| MERCK AND CO INC SHS | P | 2020-03-31 | 2021-02-25 | $6,686 | $6,938 | -$252 | -$252 |
| CYRUSONE INC | P | 2018-06-18 | 2021-10-04 | $3,864 | $2,691 | $1,173 | $1,173 |
| COLGATE PALMOLIVE | P | 2018-06-18 | 2021-09-15 | $11,434 | $9,370 | $2,064 | $2,064 |
| NEXTERA ENERGY INC SHS | P | 2018-05-02 | 2021-12-14 | $7,208 | $3,321 | $3,887 | $3,887 |
| US TSY 1.625% FEB 15 2026 | P | 2021-04-06 | 2021-08-31 | $11,448 | $11,372 | $76 | $76 |
| US TSY 2.625% FEB 15 2029 | P | 2019-03-06 | 2021-02-25 | $15,480 | $13,916 | $1,564 | $1,564 |
| MORGAN STANLEY 3.70% 2024 | P | 2014-10-23 | 2021-03-03 | $5,504 | $5,005 | $499 | $499 |
| COHEN & STEERS GLOBAL | P | 2020-06-30 | 2021-01-19 | $9,576 | $8,244 | $1,332 | $1,332 |
| COHEN & STEERS GLOBAL | P | 2016-12-08 | 2021-01-19 | $14,704 | $13,317 | $1,387 | $1,387 |
| COHEN & STEERS GLOBAL | P | 2018-06-29 | 2021-01-19 | $2,747 | $2,698 | $49 | $49 |
| FIDELITY ADVISOR NEW | P | 2013-02-12 | 2021-02-22 | $50,000 | $31,811 | $18,189 | $18,189 |
| TETON WESTWOOD MIGHTY | P | 2011-06-03 | 2021-02-22 | $23,373 | $13,544 | $9,829 | $9,829 |
| NFLX | P | 2021-05-24 | 2021-07-12 | $8,075 | $7,538 | $537 | $537 |
| WFC | P | 2018-12-19 | 2021-11-12 | $6,996 | $6,495 | $501 | $501 |
| C | P | 2018-04-03 | 2021-07-12 | $47,064 | $47,374 | -$310 | -$310 |
| MS | P | 2018-04-03 | 2021-07-12 | $26,409 | $15,369 | $11,040 | $11,040 |
| MAR | P | 2018-04-03 | 2021-04-27 | $5,084 | $4,495 | $589 | $589 |
| REGIONS FINANCIAL CORPORATION 3.8% 0 | P | 2018-08-08 | 2021-08-23 | $79,848 | $74,956 | $4,892 | $4,892 |
| ENDAVA PLC ADR CMN | P | 2020-10-23 | 2021-09-22 | $1,839 | $1,011 | $828 | $828 |
| ENDAVA PLC ADR CMN | P | 2020-12-10 | 2021-07-12 | $593 | $346 | $247 | $247 |
| WOLVERINE WORLD WIDE CMN | P | 2021-06-09 | 2021-07-12 | $331 | $361 | -$30 | -$30 |
| COMPASS MINERALS INTL, INC. CMN | P | 2019-07-24 | 2021-11-16 | $738 | $733 | $5 | $5 |
| QTS REALTY TRUST, INC. CMN | P | 2018-02-13 | 2021-09-01 | $1,950 | $1,124 | $826 | $826 |
| CATHAY GENERAL BANCORP CMN | P | 2017-12-15 | 2021-07-12 | $569 | $648 | -$79 | -$79 |
| IDACORP, INC. CMN | P | 2020-03-30 | 2021-07-12 | $493 | $457 | $36 | $36 |
| RITCHIE BROS. AUCTIONEERS INC CMN | P | 2013-03-12 | 2021-07-12 | $298 | $106 | $192 | $192 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2020-05-15 | 2021-06-23 | $1,525 | $545 | $980 | $980 |
| ROGERS CORP CMN | P | 2016-11-04 | 2021-03-09 | $1,441 | $543 | $898 | $898 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2019-07-24 | 2021-01-07 | $6 | $6 | $6 | |
| AT&T INC | P | 2018-06-18 | 2021-12-14 | $29,524 | $42,618 | -$13,094 | -$13,094 |
| CYRUSONE INC | P | 2018-12-11 | 2021-10-04 | $2,241 | $1,592 | $649 | $649 |
| COLGATE PALMOLIVE | P | 2018-06-18 | 2021-09-16 | $17,760 | $14,688 | $3,072 | $3,072 |
| NEXTERA ENERGY INC SHS | P | 2018-05-02 | 2021-12-15 | $7,398 | $3,404 | $3,994 | $3,994 |
| ALTRIA GROUP INC 3.80% 24 | P | 2019-02-15 | 2021-02-18 | $8,533 | $8,008 | $525 | $525 |
| US TSY 2.625% FEB 15 2029 | P | 2019-03-11 | 2021-02-25 | $2,211 | $1,996 | $215 | $215 |
| MORGAN STANLEY 3.70% 2024 | P | 2016-08-03 | 2021-03-03 | $1,101 | $1,025 | $76 | $76 |
| COHEN & STEERS GLOBAL | P | 2020-12-10 | 2021-01-19 | $4,621 | $4,543 | $78 | $78 |
| COHEN & STEERS GLOBAL | P | 2016-12-08 | 2021-01-19 | $54 | $49 | $5 | $5 |
| COHEN & STEERS GLOBAL | P | 2018-12-06 | 2021-01-19 | $54 | $41 | $13 | $13 |
| COHEN & STEERS GLOBAL | P | 2011-10-19 | 2021-01-19 | $103,030 | $68,655 | $34,375 | $34,375 |
| TETON WESTWOOD MIGHTY | P | 2011-08-19 | 2021-02-22 | $26,627 | $13,515 | $13,112 | $13,112 |
| NFLX | P | 2021-05-10 | 2021-07-12 | $5,921 | $5,440 | $481 | $481 |
| BRKB | P | 2018-04-03 | 2021-10-22 | $10,658 | $7,271 | $3,387 | $3,387 |
| CMCSA | P | 2020-05-06 | 2021-07-12 | $14,949 | $9,244 | $5,705 | $5,705 |
| UNH | P | 2018-04-03 | 2021-07-12 | $19,361 | $10,460 | $8,901 | $8,901 |
| MAR | P | 2018-04-03 | 2021-04-26 | $14,647 | $12,958 | $1,689 | $1,689 |
| HONEYWELL INTERNATIONAL INC. 0.483% | P | 2020-08-17 | 2021-08-19 | $64,000 | $64,000 | ||
| ENDAVA PLC ADR CMN | P | 2020-10-22 | 2021-09-22 | $1,839 | $988 | $851 | $851 |
| HALOZYME THERAPEUTICS, INC. CMN | P | 2021-01-20 | 2021-07-12 | $230 | $238 | -$8 | -$8 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2020-11-24 | 2021-06-23 | $2,259 | $1,163 | $1,096 | $1,096 |
| COMPASS MINERALS INTL, INC. CMN | P | 2017-01-17 | 2021-11-16 | $567 | $810 | -$243 | -$243 |
| QTS REALTY TRUST, INC. CMN | P | 2017-08-16 | 2021-09-01 | $4,524 | $3,076 | $1,448 | $1,448 |
| CENTRAL GARDEN & PET COMPANY CMN CLA | P | 2018-08-02 | 2021-07-12 | $702 | $598 | $104 | $104 |
| MACOM TECHNOLOGY SOLUTIONS CMN | P | 2016-04-27 | 2021-07-12 | $297 | $211 | $86 | $86 |
| RYMAN HOSPITALITY PPTYS INC CMN | P | 2019-12-11 | 2021-07-12 | $399 | $422 | -$23 | -$23 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2020-04-14 | 2021-06-23 | $2,346 | $650 | $1,696 | $1,696 |
| ROGERS CORP CMN | P | 2016-11-07 | 2021-03-08 | $1,753 | $689 | $1,064 | $1,064 |
| CAPITAL GAINS ADJ TO ACTUAL | P | 2019-07-24 | 2021-01-07 | $458 | $458 | $458 | |
| AT&T INC | P | 2019-01-18 | 2021-12-14 | $6,320 | $8,751 | -$2,431 | -$2,431 |
| CYRUSONE INC | P | 2018-12-12 | 2021-10-04 | $2,473 | $1,749 | $724 | $724 |
| COLGATE PALMOLIVE | P | 2018-06-18 | 2021-09-17 | $17,566 | $14,561 | $3,005 | $3,005 |
| ORGANON AND CO REG SHS | P | 2020-03-31 | 2021-06-08 | $18 | $22 | -$4 | -$4 |
| AMN EXPRESS CO 3.40% 2023 | P | 2020-04-28 | 2021-11-10 | $9,309 | $9,196 | $113 | $113 |
| US TSY 2.625% FEB 15 2029 | P | 2019-03-11 | 2021-10-15 | $2,168 | $1,996 | $172 | $172 |
| MORGAN STANLEY 3.70% 2024 | P | 2016-08-03 | 2021-03-04 | $3,299 | $3,076 | $223 | $223 |
| INVESCO BUYBACK | P | 2013-06-25 | 2021-01-21 | $101,177 | $45,188 | $55,989 | $55,989 |
| COHEN & STEERS GLOBAL | P | 2016-12-08 | 2021-01-19 | $21,490 | $19,463 | $2,027 | $2,027 |
| COHEN & STEERS GLOBAL | P | 2018-12-06 | 2021-01-19 | $8,725 | $8,544 | $181 | $181 |
| COHEN & STEERS GLOBAL | P | 2011-12-15 | 2021-01-19 | $2,531 | $1,670 | $861 | $861 |
| FNMA PMA 3058 | P | 2021-01-27 | 2021-01-27 | $35,186 | $35,186 | ||
| NFLX | P | 2021-05-03 | 2021-07-12 | $15,611 | $14,775 | $836 | $836 |
| BRKB | P | 2018-04-03 | 2021-09-21 | $12,050 | $8,646 | $3,404 | $3,404 |
| CMCSA | P | 2020-03-11 | 2021-07-12 | $7,243 | $4,746 | $2,497 | $2,497 |
| WFC | P | 2019-03-29 | 2021-07-12 | $17,611 | $19,654 | -$2,043 | -$2,043 |
| CMCSA | P | 2020-03-11 | 2021-04-22 | $30,502 | $21,263 | $9,239 | $9,239 |
| HONEYWELL INTERNATIONAL INC. 0.483% | P | 2020-08-17 | 2021-08-19 | $3,000 | $3,000 | ||
| ENDAVA PLC ADR CMN | P | 2020-10-07 | 2021-09-22 | $735 | $394 | $341 | $341 |
| INTEGRA LIFESCIENCES HOLDING CORPORA | P | 2021-01-20 | 2021-07-12 | $341 | $350 | -$9 | -$9 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2020-10-08 | 2021-06-09 | $1,891 | $813 | $1,078 | $1,078 |
| COMPASS MINERALS INTL, INC. CMN | P | 2013-03-12 | 2021-11-16 | $1,418 | $1,923 | -$505 | -$505 |
| QTS REALTY TRUST, INC. CMN | P | 2017-08-15 | 2021-09-01 | $1,326 | $901 | $425 | $425 |
| CHUYS HLDGS INC CMN | P | 2018-05-07 | 2021-07-12 | $181 | $149 | $32 | $32 |
| MERIDIAN BANCORP INC. CMN | P | 2017-12-21 | 2021-07-12 | $97 | $105 | -$8 | -$8 |
| SILGAN HOLDINGS INC CMN | P | 2013-03-12 | 2021-07-12 | $208 | $114 | $94 | $94 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2019-12-06 | 2021-06-23 | $381 | $260 | $121 | $121 |
| ROGERS CORP CMN | P | 2016-11-04 | 2021-03-08 | $351 | $136 | $215 | $215 |
| AT&T INC | P | 2019-05-09 | 2021-12-14 | $4,377 | $5,938 | -$1,561 | -$1,561 |
| CYRUSONE INC | P | 2018-12-17 | 2021-10-05 | $6,558 | $4,702 | $1,856 | $1,856 |
| JOHNSON AND JOHNSON COM | P | 2018-06-18 | 2021-02-24 | $15,817 | $11,757 | $4,060 | $4,060 |
| ORGANON AND CO REG SHS | P | 2020-03-31 | 2021-06-10 | $1,279 | $1,509 | -$230 | -$230 |
| BRIGHTHOUSE FINCL 3.70% 27 | P | 2019-12-04 | 2021-11-29 | $6,258 | $5,973 | $285 | $285 |
| US TSY 2.625% FEB 15 2029 | P | 2019-03-25 | 2021-10-15 | $1,084 | $1,013 | $71 | $71 |
| MORGAN STANLEY 3.70% 2024 | P | 2017-08-03 | 2021-03-04 | $6,599 | $6,132 | $467 | $467 |
| COHEN & STEERS GLOBAL | P | 2012-06-29 | 2021-01-19 | $54 | $36 | $18 | $18 |
| COHEN & STEERS GLOBAL | P | 2017-04-03 | 2021-01-19 | $107,612 | $99,980 | $7,632 | $7,632 |
| COHEN & STEERS GLOBAL | P | 2018-12-06 | 2021-01-19 | $1,616 | $1,582 | $34 | $34 |
| NEUBERGER BERMAN | P | 2011-06-30 | 2021-01-19 | $14 | $8 | $6 | $6 |
| FNMA PMA 3822 | P | 2020-03-30 | 2021-03-22 | $33,848 | $35,499 | -$1,651 | -$1,651 |
| NFLX | P | 2021-04-23 | 2021-07-12 | $13,458 | $12,620 | $838 | $838 |
| BRKB | P | 2018-04-03 | 2021-08-18 | $16,151 | $11,004 | $5,147 | $5,147 |
| CMCSA | P | 2018-04-03 | 2021-07-12 | $25,785 | $14,769 | $11,016 | $11,016 |
| WFC | P | 2018-04-03 | 2021-07-12 | $32,028 | $38,439 | -$6,411 | -$6,411 |
| CMCSA | P | 2019-11-04 | 2021-04-22 | $12,637 | $10,208 | $2,429 | $2,429 |
| DTE ENERGY CO 3.7% 08/01/2023 SER D | P | 2018-08-02 | 2021-07-01 | $79,916 | $74,882 | $5,034 | $5,034 |
| ENDAVA PLC ADR CMN | P | 2020-10-06 | 2021-09-22 | $1,471 | $791 | $680 | $680 |
| MAGNOLIA OIL & GAS CORP CMN CLASS A | P | 2021-06-23 | 2021-07-12 | $778 | $768 | $10 | $10 |
| CACI INTERNATIONAL INC CMN CLASS A | P | 2020-04-22 | 2021-03-29 | $1,233 | $1,195 | $38 | $38 |
| COMPASS MINERALS INTL, INC. CMN | P | 2011-02-01 | 2021-11-16 | $567 | $943 | -$376 | -$376 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2015-01-28 | 2021-08-20 | $1,644 | $439 | $1,205 | $1,205 |
| COMPASS MINERALS INTL, INC. CMN | P | 2011-02-01 | 2021-07-12 | $306 | $471 | -$165 | -$165 |
| NATIONAL HEALTH INVESTORS, INC CMN | P | 2019-06-17 | 2021-07-12 | $339 | $396 | -$57 | -$57 |
| SKYLINE CHAMPION CORPORATION CMN | P | 2020-01-29 | 2021-07-12 | $526 | $309 | $217 | $217 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2019-03-15 | 2021-06-23 | $3,465 | $1,092 | $2,373 | $2,373 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2019-12-06 | 2021-03-05 | $530 | $420 | $110 | $110 |
| AT&T INC | P | 2019-05-17 | 2021-12-14 | $7,615 | $10,858 | -$3,243 | -$3,243 |
| CYRUSONE INC | P | 2018-12-12 | 2021-10-05 | $153 | $109 | $44 | $44 |
| JOHNSON AND JOHNSON COM | P | 2018-06-18 | 2021-08-26 | $19,614 | $13,696 | $5,918 | $5,918 |
| ORGANON AND CO REG SHS | P | 2020-04-01 | 2021-06-10 | $489 | $551 | -$62 | -$62 |
| HOME DEPOT INC 2.12% 2026 | P | 2019-10-07 | 2021-04-05 | $9,382 | $9,034 | $348 | $348 |
| US TSY 2.625% FEB 15 2029 | P | 2019-04-17 | 2021-10-15 | $1,084 | $1,002 | $82 | $82 |
| MORGAN STANLEY 3.70% 2024 | P | 2017-08-03 | 2021-03-05 | $9,862 | $9,198 | $664 | $664 |
| COHEN & STEERS GLOBAL | P | 2013-06-28 | 2021-01-19 | $7,271 | $5,989 | $1,282 | $1,282 |
| COHEN & STEERS GLOBAL | P | 2017-06-30 | 2021-01-19 | $54 | $50 | $4 | $4 |
| COHEN & STEERS GLOBAL | P | 2019-06-28 | 2021-01-19 | $7,594 | $7,962 | -$368 | -$368 |
| NEUBERGER BERMAN | P | 2011-06-30 | 2021-01-19 | $38,614 | $22,453 | $16,161 | $16,161 |
| FHLMC SD 8089 | P | 2020-06-12 | 2021-03-22 | $92,324 | $94,644 | -$2,320 | -$2,320 |
| UNH | P | 2021-02-09 | 2021-07-12 | $17,713 | $14,200 | $3,513 | $3,513 |
| GOOG | P | 2018-04-03 | 2021-08-16 | $5,548 | $2,020 | $3,528 | $3,528 |
| DISH | P | 2018-04-03 | 2021-07-12 | $20,425 | $18,863 | $1,562 | $1,562 |
| WWD | P | 2020-03-09 | 2021-07-12 | $11,306 | $8,250 | $3,056 | $3,056 |
| WAB | P | 2019-08-08 | 2021-03-29 | $13,335 | $12,267 | $1,068 | $1,068 |
| COMCAST CORPORATION 3.0% 02/01/2024 | P | 2017-01-05 | 2021-06-24 | $79,669 | $74,857 | $4,812 | $4,812 |
| ENDAVA PLC ADR CMN | P | 2020-10-05 | 2021-09-22 | $858 | $460 | $398 | $398 |
| MATADOR RES CO CMN | P | 2021-06-23 | 2021-07-12 | $176 | $181 | -$5 | -$5 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2021-02-05 | 2021-03-08 | $1,290 | $1,075 | $215 | $215 |
| COMPASS MINERALS INTL, INC. CMN | P | 2010-12-03 | 2021-11-16 | $284 | $432 | -$148 | -$148 |
| SYNEOS HEALTH INC CMN | P | 2018-06-27 | 2021-08-20 | $970 | $518 | $452 | $452 |
| FIVE BELOW INC CMN | P | 2015-09-03 | 2021-07-12 | $964 | $174 | $790 | $790 |
| PACIFIC PREMIER BANCORP, INC CMN | P | 2018-03-12 | 2021-07-12 | $401 | $450 | -$49 | -$49 |
| SKYLINE CHAMPION CORPORATION CMN | P | 2018-09-21 | 2021-07-12 | $263 | $151 | $112 | $112 |
| ATRICURE, INC CMN | P | 2019-06-19 | 2021-06-09 | $373 | $152 | $221 | $221 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2019-09-10 | 2021-03-05 | $1,362 | $1,170 | $192 | $192 |
| CME GROUP INC | P | 2018-08-29 | 2021-12-15 | $2,732 | $2,063 | $669 | $669 |
| CYRUSONE INC | P | 2018-12-14 | 2021-10-05 | $3,584 | $2,588 | $996 | $996 |
| JOHNSON AND JOHNSON COM | P | 2018-06-18 | 2021-09-10 | $7,026 | $5,091 | $1,935 | $1,935 |
| ORGANON AND CO REG SHS | P | 2020-05-22 | 2021-06-10 | $360 | $421 | -$61 | -$61 |
| COMCAST CORP 3.00% 24 | P | 2017-01-09 | 2021-06-24 | $16,996 | $16,001 | $995 | $995 |
| US TSY 2.625% FEB 15 2029 | P | 2019-07-19 | 2021-10-15 | $14,089 | $13,516 | $573 | $573 |
| SOUTHERN CO 2.35% 21 | P | 2016-05-23 | 2021-06-01 | $10,000 | $10,000 | ||
| COHEN & STEERS GLOBAL | P | 2013-12-12 | 2021-01-19 | $54 | $44 | $10 | $10 |
| COHEN & STEERS GLOBAL | P | 2017-06-30 | 2021-01-19 | $9,910 | $9,491 | $419 | $419 |
| COHEN & STEERS GLOBAL | P | 2019-06-28 | 2021-01-19 | $54 | $56 | -$2 | -$2 |
| NEUBERGER BERMAN | P | 2011-07-17 | 2021-01-19 | $21 | $14 | $7 | $7 |
| AMZN | P | 2021-06-02 | 2021-07-12 | $18,753 | $16,123 | $2,630 | $2,630 |
| DIS | P | 2021-06-03 | 2021-07-12 | $19,106 | $18,881 | $225 | $225 |
| GOOG | P | 2018-04-03 | 2021-07-23 | $5,469 | $2,020 | $3,449 | $3,449 |
| GEN | P | 2019-08-08 | 2021-07-12 | $9,698 | $7,080 | $2,618 | $2,618 |
| BRKB | P | 2018-04-03 | 2021-06-11 | $7,454 | $5,109 | $2,345 | $2,345 |
| WAB | P | 2019-05-16 | 2021-03-29 | $9,884 | $8,670 | $1,214 | $1,214 |
| LABORATORY CORPORATION OF AMER 3.75% | P | 2018-09-27 | 2021-06-11 | $52,034 | $50,025 | $2,009 | $2,009 |
| ENDAVA PLC ADR CMN | P | 2020-11-06 | 2021-08-20 | $2,062 | $1,028 | $1,034 | $1,034 |
| MINERALS TECHNOLOGIES INC. CMN | P | 2020-10-12 | 2021-07-12 | $388 | $294 | $94 | $94 |
| EMERGENT BIOSOLUTIONS INC. CMN | P | 2020-08-10 | 2021-02-19 | $534 | $439 | $95 | $95 |
| EMERGENT BIOSOLUTIONS INC. CMN | P | 2020-06-25 | 2021-11-05 | $1,102 | $2,609 | -$1,507 | -$1,507 |
| SYNEOS HEALTH INC CMN | P | 2016-08-17 | 2021-08-20 | $794 | $396 | $398 | $398 |
| GLACIER BANCORP INC (NEW) CMN | P | 2017-12-15 | 2021-07-12 | $532 | $387 | $145 | $145 |
| PATRICK INDUSTRIES, INC. CMN | P | 2018-01-30 | 2021-07-12 | $371 | $333 | $38 | $38 |
| STAG INDUSTRIAL, INC. CMN | P | 2019-08-07 | 2021-07-12 | $789 | $577 | $212 | $212 |
| ATRICURE, INC CMN | P | 2018-10-04 | 2021-06-09 | $745 | $312 | $433 | $433 |
| DEVON ENERGY CORPORATION (NEW) CMN | P | 2019-09-10 | 2021-03-04 | $1,692 | $1,560 | $132 | $132 |
| CME GROUP INC | P | 2018-08-30 | 2021-12-15 | $5,463 | $4,141 | $1,322 | $1,322 |
| CYRUSONE INC | P | 2019-06-07 | 2021-10-05 | $991 | $736 | $255 | $255 |
| JOHNSON AND JOHNSON COM | P | 2019-08-23 | 2021-09-10 | $30,614 | $23,548 | $7,066 | $7,066 |
| ORGANON AND CO REG SHS | P | 2020-05-26 | 2021-06-10 | $117 | $139 | -$22 | -$22 |
| CVS HEALTH CORP 4.30% 2028 | P | 2019-09-25 | 2021-08-24 | $4,528 | $4,264 | $264 | $264 |
| LOOMIS SAYLES HI INCOME | P | 2013-07-12 | 2021-04-21 | $4,763 | $4,593 | $170 | $170 |
| WALMART INC 3.70%JUN26 28 | P | 2018-06-21 | 2021-09-23 | $22,025 | $20,018 | $2,007 | $2,007 |
| COHEN & STEERS GLOBAL | P | 2013-12-12 | 2021-01-19 | $6,409 | $5,213 | $1,196 | $1,196 |
| COHEN & STEERS GLOBAL | P | 2017-06-30 | 2021-01-19 | $5,601 | $5,364 | $237 | $237 |
| COHEN & STEERS GLOBAL | P | 2019-06-28 | 2021-01-19 | $11 | $11 | ||
| NEUBERGER BERMAN | P | 2011-07-17 | 2021-01-19 | $61,351 | $31,386 | $29,965 | $29,965 |
| AMZN | P | 2021-05-21 | 2021-07-12 | $18,753 | $16,047 | $2,706 | $2,706 |
| WTW | P | 2021-04-20 | 2021-07-12 | $13,622 | $14,231 | -$609 | -$609 |
| AER | P | 2019-08-14 | 2021-07-12 | $2,363 | $2,359 | $4 | $4 |
| GEN | P | 2019-05-22 | 2021-07-12 | $7,215 | $5,531 | $1,684 | $1,684 |
| BRKB | P | 2018-04-03 | 2021-06-02 | $54,219 | $36,746 | $17,473 | $17,473 |
| WAB | P | 2019-02-26 | 2021-03-29 | $549 | $546 | $3 | $3 |
| CENTERPOINT ENERGY, INC 3.6% 11/01/2 | P | 2018-10-03 | 2021-06-01 | $50,716 | $49,986 | $730 | $730 |
| ENDAVA PLC ADR CMN | P | 2020-12-10 | 2021-07-22 | $2,438 | $1,382 | $1,056 | $1,056 |
| NORTHWESTERN CORPORATION CMN | P | 2020-07-24 | 2021-07-12 | $303 | $275 | $28 | $28 |
| EMERGENT BIOSOLUTIONS INC. CMN | P | 2020-07-23 | 2021-02-19 | $1,601 | $1,375 | $226 | $226 |
| EMERGENT BIOSOLUTIONS INC. CMN | P | 2020-06-16 | 2021-11-05 | $1,102 | $2,462 | -$1,360 | -$1,360 |
| RBC BEARINGS INCORPORATED CMN | P | 2013-03-12 | 2021-07-27 | $1,152 | $251 | $901 | $901 |
| GLOBUS MEDICAL INC CMN CLASS A | P | 2014-05-15 | 2021-07-12 | $815 | $243 | $572 | $572 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-18 | 2021-07-12 | $574 | $243 | $331 | $331 |
| STIFEL FINANCIAL CORP CMN | P | 2020-07-09 | 2021-07-12 | $331 | $151 | $180 | $180 |
| STIFEL FINANCIAL CORP CMN | P | 2013-03-12 | 2021-06-09 | $4,198 | $1,563 | $2,635 | $2,635 |
| OLLIE'S BARGAIN OUTLET HLDG INC CMN | P | 2019-10-17 | 2021-02-24 | $869 | $627 | $242 | $242 |
| CME GROUP INC | P | 2018-11-21 | 2021-12-15 | $14,341 | $12,107 | $2,234 | $2,234 |
| CYRUSONE INC | P | 2019-06-07 | 2021-10-06 | $2,298 | $1,699 | $599 | $599 |
| JOHNSON AND JOHNSON COM | P | 2019-08-23 | 2021-09-13 | $2,491 | $1,930 | $561 | $561 |
| PEPSICO INC | P | 2018-06-18 | 2021-12-10 | $13,669 | $8,531 | $5,138 | $5,138 |
| GENL ELEC CAP COR 6.87% 39 | P | 2019-03-12 | 2021-06-09 | $4,277 | $3,438 | $839 | $839 |
| LOOMIS SAYLES HI INCOME | P | 2014-12-12 | 2021-04-21 | $5,679 | $5,497 | $182 | $182 |
| AMERICAN EXPRESS CRE CLD | P | 2016-05-03 | 2021-04-05 | $10,000 | $10,000 | ||
| COHEN & STEERS GLOBAL | P | 2014-06-30 | 2021-01-19 | $6,625 | $6,113 | $512 | $512 |
| COHEN & STEERS GLOBAL | P | 2012-06-29 | 2021-01-19 | $6,571 | $4,996 | $1,575 | $1,575 |
| COHEN & STEERS GLOBAL | P | 2019-06-28 | 2021-01-19 | $6,517 | $6,833 | -$316 | -$316 |
| NEUBERGER BERMAN | P | 2011-07-17 | 2021-02-22 | $3,420 | $1,635 | $1,785 | $1,785 |
| AMZN | P | 2021-05-14 | 2021-07-12 | $11,252 | $9,650 | $1,602 | $1,602 |
| HXL | P | 2020-03-09 | 2021-02-01 | $7,192 | $9,184 | -$1,992 | -$1,992 |
| AER | P | 2018-04-03 | 2021-07-12 | $7,807 | $7,760 | $47 | $47 |
| GEN | P | 2019-03-12 | 2021-07-12 | $28,808 | $21,629 | $7,179 | $7,179 |
| GM | P | 2018-04-03 | 2021-06-02 | $16,996 | $10,506 | $6,490 | $6,490 |
| WAB | P | 2019-02-26 | 2021-03-29 | $235 | $234 | $1 | $1 |
| AMERICAN EXPRESS CREDIT CORPOR MTN 2 | P | 2016-05-02 | 2021-04-04 | $50,000 | $49,970 | $30 | $30 |
| ALLEGIANT TRAVEL COMPANY CMN | P | 2021-02-05 | 2021-07-12 | $954 | $1,075 | -$121 | -$121 |
| NOVANTA INC. CMN | P | 2021-01-20 | 2021-07-12 | $685 | $658 | $27 | $27 |
| HAEMONETICS CORPORATION CMN | P | 2020-05-22 | 2021-01-20 | $3,726 | $3,247 | $479 | $479 |
| HEARTLAND EXPRESS INC CMN | P | 2013-03-12 | 2021-11-03 | $501 | $408 | $93 | $93 |
| QTS REALTY TRUST, INC. CMN | P | 2017-12-15 | 2021-07-22 | $1,397 | $982 | $415 | $415 |
| GRAND CANYON EDUCATION, INC. CMN | P | 2013-03-12 | 2021-07-12 | $455 | $120 | $335 | $335 |
| PAYLOCITY HOLDING CORPORATION CMN | P | 2018-09-17 | 2021-07-12 | $382 | $164 | $218 | $218 |
| SYNEOS HEALTH INC CMN | P | 2018-06-27 | 2021-07-12 | $909 | $470 | $439 | $439 |
| SITEONE LANDSCAPE SUPPLY, INC. CMN | P | 2020-03-18 | 2021-05-12 | $2,640 | $881 | $1,759 | $1,759 |
| PROOFPOINT, INC. CMN | P | 2017-06-27 | 2021-02-24 | $624 | $423 | $201 | $201 |
| CME GROUP INC | P | 2019-03-22 | 2021-12-15 | $6,601 | $4,737 | $1,864 | $1,864 |
| CYRUSONE INC | P | 2019-06-10 | 2021-10-06 | $1,838 | $1,364 | $474 | $474 |
| JOHNSON AND JOHNSON COM | P | 2019-10-01 | 2021-09-13 | $12,123 | $9,520 | $2,603 | $2,603 |
| ANTHEM INC | P | 2019-11-06 | 2021-03-02 | $13,839 | $12,133 | $1,706 | $1,706 |
| GENL ELEC CAP COR 6.87% 39 | P | 2019-05-21 | 2021-06-09 | $4,277 | $3,601 | $676 | $676 |
| JPMORGAN CHASE & 3.87% 24 | P | 2020-11-16 | 2021-03-05 | $1,092 | $1,094 | -$2 | -$2 |
| US TSY 2.000% FEB 15 2022 | P | 2017-07-31 | 2021-10-29 | $9,050 | $9,006 | $44 | $44 |
| COHEN & STEERS GLOBAL | P | 2014-12-11 | 2021-01-19 | $4,794 | $4,472 | $322 | $322 |
| COHEN & STEERS GLOBAL | P | 2012-12-13 | 2021-01-19 | $17,397 | $13,915 | $3,482 | $3,482 |
| COHEN & STEERS GLOBAL | P | 2019-12-04 | 2021-01-19 | $19,038 | $19,985 | -$947 | -$947 |
| NEUBERGER BERMAN | P | 2011-07-17 | 2021-02-22 | $27,791 | $13,288 | $14,503 | $14,503 |
| ANTM | P | 2021-06-01 | 2021-07-12 | $13,909 | $14,228 | -$319 | -$319 |
| WFC | P | 2020-07-23 | 2021-12-22 | $1,870 | $1,018 | $852 | $852 |
| GOOG | P | 2018-12-10 | 2021-07-12 | $10,394 | $4,139 | $6,255 | $6,255 |
| GM | P | 2018-04-03 | 2021-07-12 | $20,688 | $13,050 | $7,638 | $7,638 |
| WFC | P | 2018-04-03 | 2021-06-02 | $15,513 | $17,147 | -$1,634 | -$1,634 |
| GE | P | 2019-02-26 | 2021-08-02 | $39 | $39 | $39 | |
| AGILENT TECHNOLOGIES, INC. 3.2% 10/0 | P | 2015-06-16 | 2021-04-05 | $39,590 | $36,878 | $2,712 | $2,712 |
| AZENTA INC CMN | P | 2021-02-24 | 2021-07-12 | $449 | $426 | $23 | $23 |
| OCEANFIRST FINANCIAL CORP CMN | P | 2021-02-24 | 2021-07-12 | $302 | $338 | -$36 | -$36 |
| HAEMONETICS CORPORATION CMN | P | 2020-05-14 | 2021-01-20 | $3,726 | $2,984 | $742 | $742 |
| HEARTLAND EXPRESS INC CMN | P | 2013-03-12 | 2021-11-02 | $492 | $408 | $84 | $84 |
| QTS REALTY TRUST, INC. CMN | P | 2017-08-16 | 2021-07-22 | $1,319 | $902 | $417 | $417 |
| HEALTHEQUITY, INC. CMN | P | 2020-07-09 | 2021-07-12 | $395 | $282 | $113 | $113 |
| PERFORMANCE FOOD GROUP COMPANY CMN | P | 2018-02-08 | 2021-07-12 | $485 | $309 | $176 | $176 |
| TEXAS ROADHOUSE, INC. CMN | P | 2019-07-24 | 2021-07-12 | $970 | $543 | $427 | $427 |
| LITHIA MOTORS INC CL-A CMN CLASS A | P | 2015-01-27 | 2021-04-12 | $2,004 | $443 | $1,561 | $1,561 |
| PROOFPOINT, INC. CMN | P | 2016-12-08 | 2021-02-24 | $1,871 | $1,117 | $754 | $754 |
| CME GROUP INC | P | 2019-03-22 | 2021-12-16 | $14,630 | $10,454 | $4,176 | $4,176 |
| CYRUSONE INC | P | 2020-09-10 | 2021-10-06 | $3,600 | $3,502 | $98 | $98 |
| JOHNSON AND JOHNSON COM | P | 2019-10-21 | 2021-09-13 | $22,751 | $17,607 | $5,144 | $5,144 |
| ANTHEM INC | P | 2019-11-07 | 2021-03-02 | $2,831 | $2,522 | $309 | $309 |
| GENL ELEC CAP COR 6.87% 39 | P | 2019-05-21 | 2021-08-10 | $1,498 | $1,199 | $299 | $299 |
| MORGAN STANLEY 3.70% 2024 | P | 2020-11-16 | 2021-03-05 | $1,096 | $1,104 | -$8 | -$8 |
| U.S. TRSY INFLATION NTE | P | 2019-06-04 | 2021-04-26 | $11,987 | $10,756 | $1,231 | $1,231 |
| COHEN & STEERS GLOBAL | P | 2015-01-02 | 2021-01-19 | $4,255 | $4,009 | $246 | $246 |
| COHEN & STEERS GLOBAL | P | 2013-06-28 | 2021-01-19 | $54 | $43 | $11 | $11 |
| COHEN & STEERS GLOBAL | P | 2019-12-04 | 2021-01-19 | $9,976 | $10,472 | -$496 | -$496 |
| NEUBERGER BERMAN | P | 2011-08-19 | 2021-02-22 | $18,789 | $7,648 | $11,141 | $11,141 |
| AON | P | 2020-09-16 | 2021-07-12 | $11,506 | $9,955 | $1,551 | $1,551 |
| WFC | P | 2020-06-12 | 2021-12-22 | $9,926 | $5,749 | $4,177 | $4,177 |
| GOOG | P | 2018-04-03 | 2021-07-12 | $111,731 | $43,427 | $68,304 | $68,304 |
| HLT | P | 2018-12-24 | 2021-07-12 | $28,596 | $15,297 | $13,299 | $13,299 |
| BRKB | P | 2018-04-03 | 2021-05-27 | $27,893 | $19,061 | $8,832 | $8,832 |
| FLEX LTD 3.75% 02/01/2026 USD SR LIE | P | 2020-05-08 | 2021-01-14 | $33,200 | $29,885 | $3,315 | $3,315 |
| AGILENT TECHNOLOGIES, INC. 3.2% 10/0 | P | 2015-06-16 | 2021-01-21 | $12,572 | $11,646 | $926 | $926 |
| BOOT BARN HOLDINGS, INC. CMN | P | 2020-10-08 | 2021-07-12 | $415 | $163 | $252 | $252 |
| OPEN LENDING CORP CMN | P | 2021-04-01 | 2021-07-12 | $412 | $392 | $20 | $20 |
| SILICON LABORATORIES INC. CMN | P | 2020-08-28 | 2021-12-14 | $985 | $514 | $471 | $471 |
| HEARTLAND EXPRESS INC CMN | P | 2011-03-22 | 2021-11-02 | $295 | $304 | -$9 | -$9 |
| AMERIS BANCORP CMN | P | 2017-06-29 | 2021-07-12 | $492 | $486 | $6 | $6 |
| HEARTLAND EXPRESS INC CMN | P | 2020-03-19 | 2021-07-12 | $172 | $175 | -$3 | -$3 |
| PRIMORIS SERVICES CORPORATION CMN | P | 2014-06-09 | 2021-07-12 | $580 | $615 | -$35 | -$35 |
| UFP INDUSTRIES, INC. CMN | P | 2013-03-12 | 2021-07-12 | $367 | $67 | $300 | $300 |
| UFP INDUSTRIES, INC. CMN | P | 2019-09-10 | 2021-04-12 | $810 | $394 | $416 | $416 |
| PROOFPOINT, INC. CMN | P | 2016-07-29 | 2021-02-24 | $3,119 | $1,888 | $1,231 | $1,231 |
| CME GROUP INC | P | 2019-03-25 | 2021-12-16 | $4,343 | $3,117 | $1,226 | $1,226 |
| CYRUSONE INC | P | 2020-09-11 | 2021-10-07 | $5,045 | $4,785 | $260 | $260 |
| LOWE'S COMPANIES INC | P | 2018-06-18 | 2021-02-22 | $15,461 | $8,786 | $6,675 | $6,675 |
| TRANE TECHNOLOGIES PLC | P | 2018-06-18 | 2021-02-22 | $4,455 | $2,065 | $2,390 | $2,390 |
| GOLDMAN SACHS GROUP CLD | P | 2017-11-02 | 2021-11-01 | $14,000 | $14,000 | ||
| SOUTHERN CO 2.35% 21 | P | 2020-11-16 | 2021-06-01 | $1,000 | $1,000 | ||
| U.S. TRSY INFLATION NTE | P | 2019-01-14 | 2021-04-26 | $18,359 | $16,352 | $2,007 | $2,007 |
| COHEN & STEERS GLOBAL | P | 2015-06-30 | 2021-01-19 | $54 | $49 | $5 | $5 |
| COHEN & STEERS GLOBAL | P | 2017-12-06 | 2021-01-19 | $54 | $52 | $2 | $2 |
| COHEN & STEERS GLOBAL | P | 2019-12-04 | 2021-01-19 | $7,048 | $7,399 | -$351 | -$351 |
| TETON WESTWOOD MIGHTY | P | 2011-04-07 | 2021-01-19 | $2,468 | $1,592 | $876 | $876 |
| COF | P | 2020-10-28 | 2021-07-12 | $17,652 | $7,942 | $9,710 | $9,710 |
| WFC | P | 2018-12-19 | 2021-12-22 | $3,453 | $3,389 | $64 | $64 |
| AMZN | P | 2018-04-03 | 2021-07-12 | $22,504 | $8,355 | $14,149 | $14,149 |
| LBRDK | P | 2018-05-31 | 2021-07-12 | $3,544 | $1,379 | $2,165 | $2,165 |
| WFC | P | 2018-10-17 | 2021-05-25 | $2,994 | $3,413 | -$419 | -$419 |
| SUNOCO LOGISTICS PTNRS OPER LP 4.4% | P | 2020-04-22 | 2021-03-01 | $30,000 | $29,872 | $128 | $128 |
| AZENTA INC CMN | P | 2021-02-24 | 2021-12-14 | $1,455 | $1,278 | $177 | $177 |
| CERENCE, INC. CMN | P | 2021-03-08 | 2021-07-12 | $566 | $440 | $126 | $126 |
| PHREESIA INC CMN | P | 2021-06-09 | 2021-07-12 | $323 | $288 | $35 | $35 |
| SILICON LABORATORIES INC. CMN | P | 2020-08-27 | 2021-12-14 | $985 | $508 | $477 | $477 |
| HEARTLAND EXPRESS INC CMN | P | 2020-03-19 | 2021-10-29 | $163 | $175 | -$12 | -$12 |
| AMERISAFE, INC CMN | P | 2018-05-10 | 2021-07-12 | $295 | $297 | -$2 | -$2 |
| HELIOS TECHNOLOGIES INC. CMN | P | 2017-08-08 | 2021-07-12 | $158 | $95 | $63 | $63 |
| PROGYNY INC CMN | P | 2020-05-18 | 2021-07-12 | $289 | $137 | $152 | $152 |
| US ECOLOGY HOLDINGS INC CMN | P | 2019-03-04 | 2021-07-12 | $368 | $586 | -$218 | -$218 |
| UFP INDUSTRIES, INC. CMN | P | 2013-03-12 | 2021-04-12 | $1,215 | $201 | $1,014 | $1,014 |
| SILICON LABORATORIES INC. CMN | P | 2017-02-02 | 2021-02-24 | $2,411 | $1,058 | $1,353 | $1,353 |
| CYRUSONE INC | P | 2018-06-18 | 2021-08-26 | $3,773 | $2,766 | $1,007 | $1,007 |
| CYRUSONE INC | P | 2020-09-10 | 2021-10-07 | $2,328 | $2,235 | $93 | $93 |
| LOWE'S COMPANIES INC | P | 2018-06-18 | 2021-02-23 | $2,698 | $1,579 | $1,119 | $1,119 |
| TRANE TECHNOLOGIES PLC | P | 2018-06-18 | 2021-02-23 | $5,275 | $2,492 | $2,783 | $2,783 |
| MCKESSON CORP 3.95% 2028 | P | 2018-02-08 | 2021-07-23 | $8,843 | $8,014 | $829 | $829 |
| SHIRE ACQ INV IRE 2.40% 21 | P | 2020-11-16 | 2021-01-22 | $11,136 | $11,136 | ||
| U.S. TRSY INFLATION NTE | P | 2019-02-28 | 2021-04-26 | $12,239 | $10,972 | $1,267 | $1,267 |
| COHEN & STEERS GLOBAL | P | 2015-06-30 | 2021-01-19 | $6,733 | $6,165 | $568 | $568 |
| COHEN & STEERS GLOBAL | P | 2017-12-06 | 2021-01-19 | $8,348 | $8,162 | $186 | $186 |
| FIRST EAGLE OVERSEAS | P | 2017-04-03 | 2021-01-20 | $100,000 | $91,065 | $8,935 | $8,935 |
| TETON WESTWOOD MIGHTY | P | 2011-04-08 | 2021-01-19 | $39,009 | $25,005 | $14,004 | $14,004 |
| FB | P | 2021-06-02 | 2021-07-12 | $16,493 | $15,475 | $1,018 | $1,018 |
| AON | P | 2020-09-16 | 2021-12-16 | $1,480 | $1,016 | $464 | $464 |
| ANTM | P | 2020-02-27 | 2021-07-12 | $14,682 | $9,967 | $4,715 | $4,715 |
| LBRDK | P | 2018-04-27 | 2021-07-12 | $62,021 | $24,902 | $37,119 | $37,119 |
| WFC | P | 2018-04-03 | 2021-05-25 | $12,257 | $13,573 | -$1,316 | -$1,316 |
| GENERAL MOTORS FINL CO 4.2% 03/01/20 | P | 2020-05-12 | 2021-02-01 | $40,000 | $39,800 | $200 | $200 |
| EMERGENT BIOSOLUTIONS INC. CMN | P | 2020-11-16 | 2021-11-05 | $630 | $1,729 | -$1,099 | -$1,099 |
| COHEN & STEERS, INC. CMN | P | 2020-11-10 | 2021-07-12 | $401 | $318 | $83 | $83 |
| REVOLVE GROUP INC CMN CLASS A | P | 2021-05-12 | 2021-07-12 | $352 | $215 | $137 | $137 |
| AZENTA INC CMN | P | 2020-12-01 | 2021-12-02 | $2,764 | $1,836 | $928 | $928 |
| HEARTLAND EXPRESS INC CMN | P | 2011-03-22 | 2021-10-29 | $441 | $455 | -$14 | -$14 |
| ARTIVION INC CMN | P | 2020-01-08 | 2021-07-12 | $278 | $279 | -$1 | -$1 |
| HELIOS TECHNOLOGIES INC. CMN | P | 2017-08-07 | 2021-07-12 | $236 | $128 | $108 | $108 |
| QTS REALTY TRUST, INC. CMN | P | 2017-12-15 | 2021-07-12 | $155 | $109 | $46 | $46 |
| FIVE BELOW INC CMN | P | 2015-09-03 | 2021-07-01 | $1,954 | $348 | $1,606 | $1,606 |
| CENTRAL GARDEN & PET CO CMN | P | 2018-02-20 | 2021-04-05 | $1,443 | $986 | $457 | $457 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2013-05-08 | 2021-02-19 | $1,276 | $676 | $600 | $600 |
| CYRUSONE INC | P | 2018-06-18 | 2021-08-27 | $8,800 | $6,400 | $2,400 | $2,400 |
| CYRUSONE INC | P | 2020-09-14 | 2021-10-07 | $2,406 | $2,302 | $104 | $104 |
| LOWE'S COMPANIES INC | P | 2018-06-18 | 2021-04-22 | $15,901 | $7,799 | $8,102 | $8,102 |
| UNITEDHEALTH GROUP INC | P | 2018-06-18 | 2021-03-02 | $17,483 | $13,247 | $4,236 | $4,236 |
| THERMO FISHER SCI 3.00% 23 | P | 2019-12-18 | 2021-01-15 | $9,523 | $9,159 | $364 | $364 |
| AMERICAN EXPRESS CRE CLD | P | 2020-11-27 | 2021-04-05 | $1,000 | $1,000 | ||
| U.S. TRSY INFLATION NTE | P | 2020-08-17 | 2021-09-16 | $11,889 | $11,647 | $242 | $242 |
| COHEN & STEERS GLOBAL | P | 2015-12-10 | 2021-01-19 | $54 | $49 | $5 | $5 |
| COHEN & STEERS GLOBAL | P | 2018-03-20 | 2021-01-19 | $8,995 | $8,553 | $442 | $442 |
| FIRST EAGLE OVERSEAS | P | 2017-04-03 | 2021-02-22 | $50,000 | $46,171 | $3,829 | $3,829 |
| TETON WESTWOOD MIGHTY | P | 2011-04-13 | 2021-01-19 | $26,445 | $16,681 | $9,764 | $9,764 |
| FB | P | 2021-02-16 | 2021-07-12 | $33,338 | $26,117 | $7,221 | $7,221 |
| AON | P | 2020-08-04 | 2021-12-16 | $21,310 | $14,349 | $6,961 | $6,961 |
| AON | P | 2020-05-29 | 2021-07-12 | $19,724 | $16,562 | $3,162 | $3,162 |
| MAR | P | 2018-04-03 | 2021-07-12 | $38,706 | $36,096 | $2,610 | $2,610 |
| C | P | 2018-04-03 | 2021-05-19 | $12,035 | $10,854 | $1,181 | $1,181 |
| V.F. CORPORATION 2.05% 04/23/2022 SR | P | 2020-04-21 | 2021-12-06 | $25,158 | $24,996 | $162 | $162 |
| MEDPACE HOLDINGS, INC. CMN | P | 2021-04-27 | 2021-10-27 | $2,111 | $1,669 | $442 | $442 |
| COVETRUS INC CMN | P | 2020-12-15 | 2021-07-12 | $262 | $290 | -$28 | -$28 |
| SHYFT GROUP, INC. (THE) CMN | P | 2021-05-17 | 2021-07-12 | $195 | $191 | $4 | $4 |
| BALCHEM CORPORATION CMN | P | 2014-09-24 | 2021-12-01 | $2,387 | $864 | $1,523 | $1,523 |
| HELIOS TECHNOLOGIES INC. CMN | P | 2020-10-22 | 2021-10-29 | $1,820 | $886 | $934 | $934 |
| ATRICURE, INC CMN | P | 2019-06-19 | 2021-07-12 | $416 | $152 | $264 | $264 |
| HORACE MANN EDUCATORS CORP CMN | P | 2020-02-18 | 2021-07-12 | $378 | $453 | -$75 | -$75 |
| QTS REALTY TRUST, INC. CMN | P | 2017-10-31 | 2021-07-12 | $621 | $450 | $171 | $171 |
| GRAND CANYON EDUCATION, INC. CMN | P | 2015-01-26 | 2021-07-01 | $1,358 | $671 | $687 | $687 |
| CENTRAL GARDEN & PET CO CMN | P | 2018-02-27 | 2021-04-01 | $793 | $555 | $238 | $238 |
| WILLSCOT MOBILE MINI HOLDINGS CMN | P | 2013-05-06 | 2021-02-19 | $2,233 | $1,134 | $1,099 | $1,099 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $1,246,897 | CapitalGainNetIncomeAmt |
| Net Short Term Capital Gain Loss | $39,867 | NetShortTermCapitalGainLossAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $13,033 | InvestmentIncomeExciseTaxAmt |
| Subtotal | $13,033 | SubtotalAmt |
| Tax Based On Investment Income | $13,033 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $60,000 | EstimatedPlusOvpmtIncmTxAmt |
| Total Payments And Credits | $60,000 | TotalPaymentsAndCreditsAmt |
| Overpayment | $46,967 | OverpaymentAmt |
| Applied To ES Tax | $46,967 | AppliedToESTaxAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | false | LegislativePoliticalActyInd |
| More Than100 Spent | false | MoreThan100SpentInd |
| Form1120 POL Filed | false | Form1120POLFiledInd |
| Activities Not Previously Rpt | false | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | false | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | Yes (true) | UnrelatedBusIncmOverLimitInd |
| Form990 T Filed | Yes (true) | Form990TFiledInd |
| Organization Dissolved Etc | false | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (true) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (true) | AtLeast5000InAssetsInd |
| Org Report Or Register State | NM | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (true) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | false | PrivateOperatingFoundationInd |
| New Substantial Contributors | false | NewSubstantialContributorsInd |
| Own Controlled Entity | false | OwnControlledEntityInd |
| Donor Advised Fund | false | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (true) | ComplyWithPublicInspRqrInd |
| Website Address | WWW.CHASEFOUNDATION.COM | WebsiteAddressTxt |
Persons With Books Name PersonsWithBooksName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | JOHNATHAN L SHUMAN | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Phone | 5757481213 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 512 W TEXAS AVE | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | false | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | false | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | false | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | false | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | false | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | false | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | false | PaymentToGovernmentOfficialInd |
| Undistributed Income PY | false | UndistributedIncomePYInd |
| Business Holdings | false | BusinessHoldingsInd |
| Jeopardy Investments | false | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | false | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | false | InfluenceLegislationInd |
| Influence Election | false | InfluenceElectionInd |
| Grants To Individuals | false | GrantsToIndividualsInd |
| Grants To Organizations | false | GrantsToOrganizationsInd |
| Noncharitable Purpose | false | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | false | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | false | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | false | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | false | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (12 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| MACK C CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | TRUSTEE/ADVI | 000.00 | $0 | $0 | $0 |
| RICHARD PRICE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | EXECUTIVE DI | 000.00 | $0 | $0 | $0 |
| GEREN FERGUSON | ||||||||
| 2103 W MAIN STREET | ARTESAI | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| ROBERT CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| DEB CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| RICHARD CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| KARLA CHASE | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| JOHNNY KNORR | ||||||||
| 2103 W MAIN STREET | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| CHANCE CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| KORTNEY CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| BRAD BARTEK | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| DEREK CHASE | ||||||||
| 2103 W MAIN ST | ARTESIA | NM | 88210 | ADVISOR | 000.00 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Comp Of Hghst Pd Cntrct Or NONE | NONE | CompOfHghstPdCntrctOrNONETxt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | N/A | Description1Txt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $37,916,520 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $773,246 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $1,147,662 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $39,837,428 | TotalFMVOfUnusedAssetsAmt |
| Adjusted Total FMV Of Unused Ast | $39,837,428 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $597,561 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $39,239,867 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $1,961,993 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $1,961,993 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $13,033 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $13,033 | TotalTaxAmt |
| Distributable Before Adj | $1,948,960 | DistributableBeforeAdjAmt |
| Distributable Before Ded | $1,948,960 | DistributableBeforeDedAmt |
| Distributable As Adjusted | $1,948,960 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $2,190,090 | ExpensesAndContributionsAmt |
| Qualifying Distributions | $2,190,090 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $1,948,960 | DistributableAsAdjustedAmt |
| Excess Distribution Cyov Yr5 | $764,479 | ExcessDistributionCyovYr5Amt |
| Excess Distribution Cyov Yr4 | $1,015,040 | ExcessDistributionCyovYr4Amt |
| Excess Distribution Cyov Yr3 | $969,572 | ExcessDistributionCyovYr3Amt |
| Excess Distribution Cyov Yr2 | $1,148,958 | ExcessDistributionCyovYr2Amt |
| Excess Distribution Cyov Yr1 | $583,728 | ExcessDistributionCyovYr1Amt |
| Total Excess Distribution Cyov | $4,481,777 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $2,190,090 | QualifyingDistributionsAmt |
| Applied To Current Year | $1,948,960 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $241,130 | RemainingDistriFromCorpusAmt |
| Total Corpus | $4,722,907 | TotalCorpusAmt |
| Undistributed Income CY | $0 | UndistributedIncomeCYAmt |
| Excess Distri Cyov From Yr5 | $764,479 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $3,958,428 | ExcessDistriCyovToNextYrAmt |
| Excess From Year4 | $1,015,040 | ExcessFromYear4Amt |
| Excess From Year3 | $969,572 | ExcessFromYear3Amt |
| Excess From Year2 | $1,148,958 | ExcessFromYear2Amt |
| Excess From Year1 | $583,728 | ExcessFromYear1Amt |
| Excess From Current Year | $241,130 | ExcessFromCurrentYearAmt |
Supplementary Information SupplementaryInformationGrp
Application Submission Info ApplicationSubmissionInfoGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Person | CHASE FOUNDATION | RecipientPersonNm |
Recipient US Address RecipientUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 2103 W MAIN STREET | AddressLine1Txt |
| City | ARTESIA | CityNm |
| State Abbreviation | NM | StateAbbreviationCd |
| ZIP | 88210 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Recipient Phone | 5757464610 | RecipientPhoneNum |
| Recipient Email Address | INFO@CHASEFOUNDATION.COM | RecipientEmailAddressTxt |
| Form And Info And Materials | SEE APPLICATION FORMS AT WWW.CHASEFOUNDATION.COM | FormAndInfoAndMaterialsTxt |
| Submission Deadlines | THE 2022 APPLICATION DEADLINE IS APRIL 25, 2022 FOR FALL 2022 SCHOLARSHIPS. | SubmissionDeadlinesTxt |
| Restrictions On Awards | GRADUATING SENIOR FROM ARTESIA NM HIGH SCHOOL OR A PRIOR AWARD RECIPIENT. | RestrictionsOnAwardsTxt |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (54 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt | Business Name Line2RecipientBusinessName/BusinessNameLine2Txt |
|---|---|---|---|---|---|---|---|
| ABILENE CHRISTIAN UNIVERSITY | |||||||
| 1600 CAMPUS CT | ABILENE | TX | 79601 | NO | SCHOLARSHIP | $5,500 | |
| AMARILLO COLLEGE | |||||||
| 2201 S WASHINGTON ST | AMARILLO | TX | 79109 | NO | SCHOLARSHIP | $5,500 | |
| ANGELO STATE UNIVERSITY | |||||||
| 2601 W AVE N | SAN ANGELO | TX | 76909 | NO | SCHOLARSHIP | $11,000 | |
| ARIZONA STATE UNIVERSITY | |||||||
| 1711 S RURAL ROAD | TEMPE | AZ | 85281 | NO | SCHOLARSHIP | $19,750 | |
| ARTESIA LITERACY COUNCIL | |||||||
| 1507 W HERMOSA DR | ARTESIA | NM | 88210 | NO | GRANT | $3,000 | |
| CATALYST CHURCH | |||||||
| 1302 W HERMOSA DR | ARTESIA | NM | 88210 | NO | GRANT | $75,000 | |
| CENTRAL NEW MEXICO COMMUNITY | |||||||
| 525 BUENA VISTA DR SE | ALBUQUERQUE | NM | 87106 | NO | SCHOLARSHIP | $5,500 | COLLEGE |
| COVENANT SCHOOL OF NURSING | |||||||
| 1919 FRANKFORD AVE | LUBBOCK | TX | 79407 | NO | SCHOLARSHIP | $5,500 | |
| DONA ANA COMMUNITY COLLEGE | |||||||
| 3400 S ESPINA ST | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $43,000 | |
| EASTERN MICHIGAN UNIVERSITY | |||||||
| 900 OAKWOOD ST | YPSILANTI | MI | 48197 | NO | SCHOLARSHIP | $5,500 | |
| EASTERN NEW MEXICO UNIVERSITY | |||||||
| 1500 S AVENUE K | PORTALES | NM | 88130 | NO | SCHOLARSHIP | $86,750 | |
| ENMU-ROSWELL | |||||||
| 52 UNIVERSITY BLVD | ROSWELL | NM | 88203 | NO | SCHOLARSHIP | $10,500 | |
| GREATER ARTESIA FOUNDATION | |||||||
| PO BOX 1344 | ARTESIA | NM | 88211 | YES | SENIOR SALUTE/RIDE FOR BIKES | $2,500 | |
| LINCOLN COLLEGE OF TECHNOLOGY | |||||||
| 11194 E 45TH AVE | DENVER | CO | 80239 | NO | SCHOLARSHIP | $8,250 | |
| LUBBOCK CHRISTIAN UNIVERSITY | |||||||
| 5601 19TH ST | LUBBOCK | TX | 79407 | NO | SCHOLARSHIP | $33,000 | |
| NEW MEXICO INSTITUTE OF MINING & | |||||||
| 801 LEROY PL | SOCORRO | NM | 87801 | NO | SCHOLARSHIP | $13,750 | TECHNOLOGY |
| NEW MEXICO JUNIOR COLLEGE | |||||||
| 5317 N LOVINGTON HWY | HOBBS | NM | 88240 | NO | SCHOLARSHIP | $500 | |
| NEW MEXICO STATE UNIVERSITY | |||||||
| 1500 UNIVERSITY DR | CARLSBAD | NM | 88220 | NO | SCHOLARSHIP | $7,000 | CARLSBAD |
| NEW MEXICO STATE UNIVERSITY | |||||||
| 1780 E UNIVERSITY AVE | LAS CRUCES | NM | 88003 | NO | SCHOLARSHIP | $389,750 | |
| NORTHERN ARIZONA UNIVERSITY | |||||||
| S SAN FRANCISCO ST | FLAGSTAFF | AZ | 86011 | NO | SCHOLARSHIP | $13,750 | |
| NORTHWESTERN OKLAHOMA STATE UNIVERS | |||||||
| 709 OKLAHOMA BLVD | ALVA | OK | 73717 | NO | SCHOLARSHIP | $5,500 | |
| OKLAHOMA CHRISTIAN UNIVERSITY | |||||||
| 2501 E MEMORIAL RD | EDMOND | OK | 73013 | NO | SCHOLARSHIP | $5,500 | |
| OKLAHOMA STATE UNIVERSITY | |||||||
| OKLAHOMA STATE UNIVERSITY | STILLWATER | OK | 74074 | NO | SCHOLARSHIP | $16,500 | |
| SHERIDAN ROTARY CLUB | |||||||
| PO BOX 997 | SHERIDAN | WY | 82801 | NO | GRANT | $10,000 | |
| SOUTH PLAINS COLLEGE | |||||||
| 1401 COLLEGE AVE | LEVELLAND | TX | 79336 | NO | SCHOLARSHIP | $24,750 | |
| SOUTHERN ILLINOIS UNIVERSITY | |||||||
| 1263 LINCOLN DR | CARBONDALE | IL | 62901 | NO | SCHOLARSHIP | $5,500 | |
| SOUTHWESTERN ASSEMBLIES OF GOD UNIV | |||||||
| 1200 SYCAMORE ST | WAXAHACHIE | TX | 75165 | NO | SCHOLARSHIP | $2,750 | |
| TARLETON STATE UNIVERSITY | |||||||
| 1333 W WASHINGTON ST | STEPHENVILLE | TX | 76401 | NO | SCHOLARSHIP | $5,500 | |
| TEXAS A&M | |||||||
| 1372 TAMU | COLLEGE STATION | TX | 778431372 | NO | SCHOLARSHIP | $8,250 | |
| TEXAS A&M HEALTH & SCIENCE CENTER | |||||||
| 8447 RIVERSIDE PKWY | BRYAN | TX | 77807 | NO | SCHOLARSHIP | $5,500 | |
| TEXAS TECH UNIVERSITY | |||||||
| 2500 BROADWAY | LUBBOCK | TX | 79409 | NO | SCHOLARSHIP | $209,500 | |
| UNIVERSITY OF ILLINOIS URBANA CHAMP | |||||||
| 901 WEST ILLINOIS ST | URBANA | IL | 61801 | NO | SCHOLARSHIP | $5,500 | |
| UNIVERSITY OF NEW MEXICO | |||||||
| 1155 UNIVERSITY BLVD | ALBUQUERQUE | NM | 87131 | NO | SCHOLARSHIP | $89,750 | |
| UNIVERSITY OF TEXAS SAN ANTONIO | |||||||
| 1 UTSA CIRCLE | SAN ANTONIO | TX | 78249 | NO | SCHOLARSHIP | $5,500 | |
| UNIVERSITY OF THE SOUTHWEST | |||||||
| 6610 N LOVINGTON HWY | HOBBS | NM | 88240 | NO | SCHOLARSHIP | $11,000 | |
| UNM COLLEGE OF PHARMACY | |||||||
| 2502 MARBLE AVE | ALBUQUERQUE | NM | 87106 | NO | SCHOLARSHIP | $2,750 | |
| WAYLAND BAPTIST UNIVERSITY | |||||||
| 1900 W 7TH ST | PLAINVIEW | TX | 79072 | NO | SCHOLARSHIP | $8,250 | |
| WEST TEXAS A&M UNIVERSITY | |||||||
| 2501 4TH AVE | CANYON | TX | 79016 | NO | SCHOLARSHIP | $30,250 | |
| ARTESIA PUBLIC SCHOOLS | |||||||
| 301 BULLDOG BLVD | ARTESIA | NM | 88210 | NO | GRANT | $105,000 | |
| CHAMPIONS FOR YOUTH | |||||||
| 1201 N LINCOLN ST STE D | GREENSBURGE | IN | 47240 | NO | GRANT | $5,000 | |
| FIRST BAPTIST CHURCH | |||||||
| 322 W GRAND | ARTESIA | NM | 88210 | NO | GRANT | $5,500 | |
| LAKE ARTHUR MUNICIPAL SCHOOLS | |||||||
| 700 BROADWAY ST | LAKE ARTHUR | NM | 88253 | NO | GRANT | $12,000 | |
| SANTA ROSA DE LIMA CHURCH | |||||||
| 5035 HOLSOME RD | LAS CRUCES | NM | 88011 | NO | GRANT | $1,000 | |
| CREIGHTON UNIVERSITY | |||||||
| 2500 CALIFORNIA PLAZA | OMAHA | NE | 68178 | NO | SCHOLARSHIP | $2,750 | |
| DALLAS BAPTIST UNIVERSITY | |||||||
| 3000 MOUNTAIN CREEK PKWY | DALLAS | TX | 75211 | NO | SCHOLARSHIP | $2,750 | |
| HARDIN-SIMMONS UNIVERSITY | |||||||
| 2200 HICKORY ST | ABILENE | TX | 79601 | PC | SCHOLARSHIP | $2,750 | |
| NAVARRO COLLEGE | |||||||
| 3200 W 7TH AVE | CORSICANA | TX | 75110 | NO | SCHOLARSHIP | $2,750 | |
| NOTRE DAME UNIVERSITY | |||||||
| 400 W JEFFERSON BLVD | SOUTH BEND | IN | 46601 | NO | SCHOLARSHIP | $5,500 | |
| SHERIDAN COLLEGE | |||||||
| 1 WHITNEY WAY | SHERIDAN | WY | 82801 | NO | SCHOLARSHIP | $2,750 | |
| SOUTHEASTERN UNIVERSITY - OAKS | |||||||
| 777 1-35 E | RED OAK | TX | 75154 | NO | SCHOLARSHIP | $5,500 | COLLEGE |
| TEXAS COLLEGE OF COSMETOLOGY - | |||||||
| 3602 SLIDE RD B 18 | LUBBOCK | TX | 79414 | NO | SCHOLARSHIP | $2,750 | LUBBOCK |
| UNIVERSITY OF NEVADA | |||||||
| 4505 S MARYLAND PKWY | LAS VEGAS | NV | 89154 | NO | SCHOLARSHIP | $2,750 | LAS VEGAS |
| UNIVERSITY OF OKLAHOMA | |||||||
| 660 PARRINGTON OVAL | NORMAN | OK | 73019 | NO | SCHOLARSHIP | $2,750 | |
| WESTERN NEW MEXICO | |||||||
| 1000 W COLLEGE AVE | ARTESIA | NM | 88062 | NO | SCHOLARSHIP | $5,500 | |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $1,364,250 | TotalGrantOrContriPdDurYrAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $138,637 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $363,481 | ExclusionAmt |
Other Investment Income OtherInvestmentIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $333,896 | ExclusionAmt |
| Related Or Exempt Function Incm | $913,001 | RelatedOrExemptFunctionIncmAmt |
Net Income Loss From Special Evt NetIncomeLossFromSpecialEvtGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 25 | ExclusionCd |
| Exclusion | -$24,423 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (14 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt | BusinessBusinessCd | Unrelated Business Taxbl IncmUnrelatedBusinessTaxblIncmAmt |
|---|---|---|---|---|
| RENT | 16 | $4,000 | ||
| PASSTHROUGH INV INC(LOSS) | 14 | -$507,503 | ||
| OTHER INVEST INCOME BROK/K- | 14 | -$83,471 | ||
| ENCAP FLATROCK | 900099 | $25,007 | ||
| BP NATURAL GAS PTNRS | 900099 | $476,125 | ||
| NGP | 900099 | $19,055 | ||
| ENCAP ENERGY IX | 900099 | $351,601 | ||
| ENCAP ENERGY X | 900099 | $113,609 | ||
| PENNYBACKER III | 900099 | $76,450 | ||
| PENNYBACKER IV | 900099 | $87,126 | ||
| SI SILICON BEACH | 900099 | |||
| BP OFFSHORE | 900099 | |||
| PENNYBACKER V | 900099 | -$34,820 | ||
| BP NATURAL GAS PATNRS II | 900099 | -$36,777 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $1,077,376 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $224,617 | ExclusionAmt |
| Related Or Exempt Function Incm | $913,001 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $2,214,994 | TotalIncomeProducingActyAmt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | false | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | false | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | false | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | false | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | false | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | false | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | false | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | false | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | false | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | false | RelationshipsNonchrtblEOInd |
Schedule B IRS990ScheduleB
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| General Rule | Yes (X) | GeneralRuleInd |
Contributor Information ContributorInformationGrp (10 entries)
| ContributorContributorNum | Address Line1ContributorUSAddress/AddressLine1Txt | CityContributorUSAddress/CityNm | State AbbreviationContributorUSAddress/StateAbbreviationCd | ZIPContributorUSAddress/ZIPCd | Total ContributionsTotalContributionsAmt | Person ContributionPersonContributionInd | Noncash ContributionNoncashContributionInd |
|---|---|---|---|---|---|---|---|
| MISC DONATIONS UNDER 5000 | |||||||
| 1 | VARIOUS | VARIOUS | NM | 88210 | $7,210 | Yes (X) | |
| HUB INTERNATIONAL LIMITED | |||||||
| 7 | 6565 AMERICAS PKWY 720 | ALBUQUERQUE | NM | 87110 | $5,000 | Yes (X) | |
| NEW MEXICO MUTUAL | |||||||
| 2 | 5201 BALLOON FIESTA PKWY NE | ALBUQUERQUE | NM | 87113 | $10,000 | Yes (X) | |
| MISC DONATIONS UNDER 5K FUNDRAISE | |||||||
| 8 | VARIOUS | VARIOUS | NM | 88210 | $15,250 | Yes (X) | |
| PERSHING LLC | |||||||
| 3 | ONE PERSHING PLAZA | JERSEY CITY | NJ | 07399 | $8,815 | Yes (X) | |
| GOLDMAN SACS | |||||||
| 9 | 200 WEST STREET 29TH FLOOR | NEW YORK | NY | 10282 | $5,000 | Yes (X) | |
| BANK OF AMERICA | |||||||
| 4 | 100 NORTH TRYON STREET | CHARLOTTE | NC | 28255 | $10,000 | Yes (X) | |
| CHASE ENERGY SERVICES | |||||||
| 10 | 11344 LOVINGTON HWY | ARTESIA | NM | 88210 | $8,000 | Yes (X) | |
| BP ENERGY PARTNERS LP | |||||||
| 5 | 2911 TURTLE CREEK BLVD SUITE 400 | DALLAS | TX | 75219 | $5,000 | Yes (X) | |
| FIRST AMERICAN BANK - TRUST | |||||||
| 6 | 300 W MAIN ST | ARTESIA | NM | 88210 | $75,657 | Yes (X) | |
Non Cash Property Contribution NonCashPropertyContributionGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contributor | 10 | ContributorNum |
| Noncash Property | '11 RAM 1500 VIN 1954 | NoncashPropertyDesc |
| Fair Market Value | $8,000 | FairMarketValueAmt |
| Received | 2021-01-08 | ReceivedDt |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INDIRECT ACCOUNTING FEES | CategoryTxt |
| Amt | $30,722 | Amt |
| Disbursements Charitable Prps | $30,722 | DisbursementsCharitablePrpsAmt |
Depreciation Schedule DepreciationSchedule
Depreciation Property DepreciationPropertyGrp (34 entries)
| PropertyPropertyDesc | AcquiredAcquiredDt | Cost Or Other BasisCostOrOtherBasisAmt | Prior Year DepreciationPriorYearDepreciationAmt | Computation MethodComputationMethodTxt | LifeLifeRt | Current Year ExpenseCurrentYearExpenseAmt |
|---|---|---|---|---|---|---|
| OFFICE FURNITURE | 2007-05-24 | $1,267 | $1,267 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-06-04 | $1,082 | $1,082 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-09-10 | $446 | $446 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-09-20 | $3,780 | $3,780 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-11-08 | $714 | $714 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2007-11-19 | $143 | $143 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2006-12-15 | $4,734 | $4,734 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2007-07-10 | $71 | $71 | S/L | 5.0000 | |
| PRINTER | 2006-12-15 | $1,140 | $1,140 | S/L | 5.0000 | |
| TELEPHONE EQUIPMENT | 2006-12-15 | $10,571 | $10,571 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2008-01-10 | $529 | $529 | S/L | 10.0000 | |
| OFFICE FURNITURE | 2008-02-06 | $1,696 | $1,696 | S/L | 10.0000 | |
| OFFICE FURNITURE - CARPET | 2008-08-04 | $406 | $406 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2008-10-14 | $86 | $86 | S/L | 5.0000 | |
| OFFICE EQUIPMENT | 2008-11-12 | $331 | $331 | S/L | 7.0000 | |
| OFFICE FURNITURE | 2008-11-12 | $146 | $146 | S/L | 10.0000 | |
| COMPUTER EQUIPMENT | 2008-12-02 | $64 | $64 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2008-12-11 | $64 | $64 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2010-02-28 | $15,422 | $15,422 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2011-05-18 | $2,547 | $2,547 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2011-09-01 | $2,161 | $2,161 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2012-05-14 | $4,388 | $4,388 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-05-18 | $1,490 | $1,490 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2012-06-25 | $3,324 | $3,324 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-07-10 | $1,525 | $1,525 | S/L | 5.0000 | |
| OFFICE FURNITURE | 2012-12-11 | $401 | $401 | S/L | 3.0000 | |
| LAND - MAIN STREET | 2014-05-14 | $55,000 | ||||
| BUILDING - MAIN (W/IMPRV) | 2014-05-14 | $878,905 | $149,322 | S/L | 39.0000 | $22,536 |
| OFFICE FURN (MAIN ST) | 2014-06-01 | $61,978 | $40,802 | S/L | 10.0000 | $6,198 |
| OFFICE EQUIP | 2015-06-01 | $6,394 | $6,394 | S/L | 5.0000 | |
| COMPUTER EQUIPMENT | 2017-11-08 | $11,272 | $8,959 | 200DB | 5.0000 | $1,234 |
| COMPUTER | 2018-11-14 | $1,845 | $1,845 | 200DB | 5.0000 | |
| HVAC UNIT | 2020-07-17 | $6,258 | $6,258 | S/L | 15.0000 | |
| '21 GMC SIERRA VIN 4735 | 2021-01-08 | $67,482 | 200DB | 5.0000 | $18,200 |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (3 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-04044 NEUBERGER | $1,094,911 | $1,117,415 |
| MERRILL LYNCH - LOOMIS SAYLES | $1,990,396 | $1,947,687 |
| GOLDMAN SACHS - CORP FIXED INC | $3,478,858 | $3,534,746 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (7 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MERRILL LYNCH - 7EG-02041 CXO OPTION | $23,091 | $547,912 |
| MERRILL LYNCH - 7EG-02042 PIA MNGED | $4,671,696 | $7,726,227 |
| MERRILL LYNCH - 7EG-02019 DIV PORT | $2,542,897 | $3,937,376 |
| GOLDMAN SACHS - BROKERAGE | $1,053,569 | $1,053,570 |
| GOLDMAN SACHS - ADVISORY BROK II | $3,777,183 | $5,868,200 |
| GOLDMAN SACHS - GANNETT WELSH | $497,913 | $810,986 |
| GOLDMAN SACHS - EAGLE DYNAMIC | $1,218,186 | $2,173,344 |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (22 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| ENCAP ENERGY IX | AT COST | $1,661,968 | $1,661,968 |
| TORTUGA WATER LLC | AT COST | ||
| ENCAP ENERGY CAPITAL FUND VIII | AT COST | $5,282,750 | $5,282,750 |
| BP NATURAL GAS | AT COST | $393,548 | $393,548 |
| ENCAP ENERGY X | AT COST | $762,710 | $762,710 |
| PENNYBACKER IV | AT COST | $432,708 | $432,708 |
| ENCAP FLATROCK | AT COST | $113,057 | $113,057 |
| NGP NATURAL RESOURCES | AT COST | $140,517 | $140,517 |
| PENNY BACKER III | AT COST | $67,248 | $67,248 |
| MERRILL LYNCH - 7EG-02040 ALTERNATIV | AT COST | ||
| QSI HOLDINGS, L.P. | AT COST | ||
| SI 4343 INVESTOR LP | AT COST | $2,661 | $2,661 |
| SI SILICON BEACH HOTEL | AT COST | $17,830 | $17,830 |
| BP OFFSHORE HOLDINGS | AT COST | $189,988 | $189,988 |
| SI CELINA STORAGE LP | AT COST | ||
| WALKING WITH HERB | AT COST | ||
| QID NGL | AT COST | ||
| BP OFFSHORE HOLDING II | AT COST | $214,179 | $214,179 |
| PENNYBACKER V | AT COST | $691,746 | $691,746 |
| ROUNDING ADJ | AT COST | ||
| BP NATURAL GAS II | AT COST | $126,757 | $126,757 |
| TORTUGA HOLDINGS LLC | AT COST | $99,529 | $99,529 |
Land Etc Schedule2 LandEtcSchedule2
Land Etc LandEtcGrp (2 entries)
| Category Or ItemCategoryOrItemTxt | Cost Or Other BasisCostOrOtherBasisAmt | Accumulated DepreciationAccumulatedDepreciationAmt | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|---|
| BUILDINGS/FURN&FIX/AUTO | $1,092,662 | $320,276 | $772,386 | $1,092,662 |
| LAND | $55,000 | $55,000 | $55,000 |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (27 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| GOLF FUNDRAISER | |||
| TOURNAMENT EXPENSE | $24,423 | $24,423 | |
| EXPENSES | |||
| ADVERTISING | $4,265 | $4,265 | |
| AUTO EXPENSE | $2,752 | $2,752 | |
| BANK FEE | $30 | $30 | |
| COMMUNITY SERVICE PROGRAM | $135 | $135 | |
| DONATIONS | $400 | $400 | |
| DUES/SUBSCRIPTION | $5,981 | $5,981 | |
| EMPLOYEE BENEFITS | |||
| EQUIPMENT LEASE | $3,520 | $3,520 | |
| EVENT SPONSOR | $39,351 | $39,351 | |
| GRADUATION INCENTIVE | $6,750 | $6,750 | |
| INSURANCE | $8,135 | $8,135 | |
| INVESTMENT/ADVISORY FEES | $167,536 | $167,536 | |
| MARKETING | $150 | $150 | |
| MISC. | |||
| NEW SCHOLAR ORIENTATION | $3,172 | $3,172 | |
| OFFICE EXPENSE | $9,057 | $9,057 | |
| POSTAGE | $2,890 | $2,890 | |
| RECEPTIONS | |||
| REPAIRS & MAINTENANCE | $3,964 | $3,964 | |
| SCHOLARSHIP MENTORING PROGRAM | $13,887 | $13,887 | |
| SPONSORSHIP | $6,000 | $6,000 | |
| STORAGE RENTAL | $1,888 | $1,888 | |
| SUPPLY | $4,594 | $4,594 | |
| WEB SITE EXPENSE | $6,420 | $6,420 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (12 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| RENT | $4,000 | $4,000 | $4,000 |
| PASSTHROUGH INV INC(LOSS) | -$507,503 | -$507,503 | -$507,503 |
| OTHER INVEST INCOME BROK/K-1 | -$83,471 | -$83,471 | -$83,471 |
| ENCAP FLATROCK | $25,007 | $25,007 | |
| BP NATURAL GAS PTNRS | $476,125 | $476,125 | |
| NGP | $19,055 | $19,055 | |
| ENCAP ENERGY IX | $351,601 | $351,601 | |
| ENCAP ENERGY X | $113,609 | $113,609 | |
| PENNYBACKER III | $76,450 | $76,450 | |
| PENNYBACKER IV | $87,126 | $87,126 | |
| PENNYBACKER V | -$34,820 | -$34,820 | |
| BP NATURAL GAS PATNRS II | -$36,777 | -$36,777 |
Other Liabilities Schedule OtherLiabilitiesSchedule
Other Liabilities Detail OtherLiabilitiesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | N/P GM FINANCIAL | Desc |
| EOY Book Value | $49,736 | EOYBookValueAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (3 entries)
| CategoryCategoryTxt | AmtAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt | Net Investment IncomeNetInvestmentIncomeAmt |
|---|---|---|---|
| FOREIGN TAX | |||
| PROPERTY TAX | $5,827 | $5,827 | |
| SECTION 4940 | $55,395 | $55,395 |