HUFFINGTON FOUNDATION: Form 990PF, tax year 2021
View the entire original 990 at ProPublica ↗
- Organization
- HUFFINGTON FOUNDATION (EIN 76-6040840)
- Tax period
- 2021-01-01 to 2021-12-31
- Filed
- 2022-11-15
- IRS object ID
- 202233199349102793
- Schema version
- 2021v4.2
- Source
- Download XML · Original 990 at ProPublica
Every field in the e-filed return. Faint text is the IRS element name, for citing.
- Return header
- Form 990-PF
- Accounting Fees Schedule
- Investments Corp Bonds Schedule
- Investments Corp Stock Schedule
- Investments Govt Obligations Sch
- Investments Other Schedule2
- Legal Fees Schedule
- Other Assets Schedule
- Other Decreases Schedule
- Other Expenses Schedule
- Other Income Schedule2
- Other Professional Fees Schedule
- Taxes Schedule
Return header ReturnHeader
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return | 2022-11-15T10:45:13-06:00 | ReturnTs |
| Tax Period End | 2021-12-31 | TaxPeriodEndDt |
Preparer Firm PreparerFirmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Firm EIN | 420714325 | PreparerFirmEIN |
Preparer Firm Name PreparerFirmName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | RSM US LLP | BusinessNameLine1Txt |
Preparer US Address PreparerUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 4622 PENNSYLVANIA AVE STE 1100 | AddressLine1Txt |
| City | KANSAS CITY | CityNm |
| State Abbreviation | MO | StateAbbreviationCd |
| ZIP | 64112 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Return Type | 990PF | ReturnTypeCd |
| Tax Period Begin | 2021-01-01 | TaxPeriodBeginDt |
Filer Filer
| Field | Value | IRS element (for citing) |
|---|---|---|
| EIN | 766040840 | EIN |
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | HUFFINGTON FOUNDATION | BusinessNameLine1Txt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Control | HUFF | BusinessNameControlTxt |
| Phone | 7137531001 | PhoneNum |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5555 SAN FELIPE 840 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77056 | ZIPCd |
Business Officer BusinessOfficerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person | TERRY HUFFINGTON | PersonNm |
| Person Title | OFFICER | PersonTitleTxt |
| Phone | 7137531001 | PhoneNum |
| Signature | 2022-11-08 | SignatureDt |
| Discuss With Paid Preparer | Yes (1) | DiscussWithPaidPreparerInd |
Signing Officer SigningOfficerGrp
Person Full Name PersonFullName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Person First | TERRY | PersonFirstNm |
| Person Last | HUFFINGTON | PersonLastNm |
| Field | Value | IRS element (for citing) |
|---|---|---|
| SSN | 999009999 | SSN |
Preparer Person PreparerPersonGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Preparer Person | KEVIN ENSMINGER | PreparerPersonNm |
| PTIN | P01310558 | PTIN |
| Phone | 8167533000 | PhoneNum |
| Preparation | 2022-11-08 | PreparationDt |
Additional Filer Information AdditionalFilerInformation
Trusted Customer TrustedCustomerGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trusted Customer | 3 | TrustedCustomerCd |
| Authentication Assurance Level | AAL1 | AuthenticationAssuranceLevelCd |
| Identity Assurance Level | IAL1 | IdentityAssuranceLevelCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tax | 2021 | TaxYr |
| Build TS | 2022-09-23 18:48:47Z | BuildTS |
Form 990-PF IRS990PF
| Field | Value | IRS element (for citing) |
|---|---|---|
| Organization501c3 Exempt PF | Yes (X) | Organization501c3ExemptPFInd |
| FMV Assets EOY | $221,166,255 | FMVAssetsEOYAmt |
| Method Of Accounting Cash | Yes (X) | MethodOfAccountingCashInd |
Analysis Of Revenue And Expenses AnalysisOfRevenueAndExpenses
| Field | Value | IRS element (for citing) |
|---|---|---|
| Schedule B Not Required | Yes (X) | ScheduleBNotRequiredInd |
| Interest On Sav Rev And Expnss | $264,966 | InterestOnSavRevAndExpnssAmt |
| Interest On Sav Net Invst Incm | $264,966 | InterestOnSavNetInvstIncmAmt |
| Dividends Rev And Expnss | $3,194,743 | DividendsRevAndExpnssAmt |
| Dividends Net Invst Incm | $3,194,743 | DividendsNetInvstIncmAmt |
| Net Gain Sale Ast Rev And Expnss | $8,188,979 | NetGainSaleAstRevAndExpnssAmt |
| Gross Sales Price | $52,699,722 | GrossSalesPriceAmt |
| Cap Gain Net Incm Net Invst Incm | $8,188,979 | CapGainNetIncmNetInvstIncmAmt |
| Other Income Rev And Expnss | -$89,565 | OtherIncomeRevAndExpnssAmt |
| Other Income Net Invst Incm | -$89,717 | OtherIncomeNetInvstIncmAmt |
| Total Rev And Expnss | $11,559,123 | TotalRevAndExpnssAmt |
| Total Net Invst Incm | $11,558,971 | TotalNetInvstIncmAmt |
| Comp Ofcr Dir Trst Rev And Expnss | $0 | CompOfcrDirTrstRevAndExpnssAmt |
| Comp Ofcr Dir Trst Net Invst Incm | $0 | CompOfcrDirTrstNetInvstIncmAmt |
| Comp Ofcr Dir Trst Dsbrs Chrtbl | $0 | CompOfcrDirTrstDsbrsChrtblAmt |
| Legal Fees Rev And Expnss | $6,854 | LegalFeesRevAndExpnssAmt |
| Legal Fees Net Invst Incm | $0 | LegalFeesNetInvstIncmAmt |
| Legal Fees Dsbrs Chrtbl | $6,854 | LegalFeesDsbrsChrtblAmt |
| Accounting Fees Rev And Expnss | $65,766 | AccountingFeesRevAndExpnssAmt |
| Accounting Fees Net Invst Incm | $60,766 | AccountingFeesNetInvstIncmAmt |
| Accounting Fees Chrtbl Prps | $5,000 | AccountingFeesChrtblPrpsAmt |
| Other Prof Fees Rev And Expnss | $626,880 | OtherProfFeesRevAndExpnssAmt |
| Other Prof Fees Net Invst Incm | $626,880 | OtherProfFeesNetInvstIncmAmt |
| Other Prof Fees Dsbrs Chrtbl | $0 | OtherProfFeesDsbrsChrtblAmt |
| Taxes Rev And Expnss | $103,182 | TaxesRevAndExpnssAmt |
| Taxes Net Invst Incm | $65,240 | TaxesNetInvstIncmAmt |
| Taxes Dsbrs Chrtbl | $0 | TaxesDsbrsChrtblAmt |
| Other Expenses Rev And Expnss | $95 | OtherExpensesRevAndExpnssAmt |
| Other Expenses Net Invst Incm | $95 | OtherExpensesNetInvstIncmAmt |
| Other Expenses Dsbrs Chrtbl | $0 | OtherExpensesDsbrsChrtblAmt |
| Tot Opr Expenses Rev And Expnss | $802,777 | TotOprExpensesRevAndExpnssAmt |
| Tot Opr Expenses Net Invst Incm | $752,981 | TotOprExpensesNetInvstIncmAmt |
| Tot Opr Expenses Dsbrs Chrtbl | $11,854 | TotOprExpensesDsbrsChrtblAmt |
| Contri Paid Rev And Expnss | $8,981,000 | ContriPaidRevAndExpnssAmt |
| Contri Paid Dsbrs Chrtbl | $8,981,000 | ContriPaidDsbrsChrtblAmt |
| Total Expenses Rev And Expnss | $9,783,777 | TotalExpensesRevAndExpnssAmt |
| Total Expenses Net Invst Incm | $752,981 | TotalExpensesNetInvstIncmAmt |
| Total Expenses Dsbrs Chrtbl | $8,992,854 | TotalExpensesDsbrsChrtblAmt |
| Excess Revenue Over Expenses | $1,775,346 | ExcessRevenueOverExpensesAmt |
| Net Investment Income | $10,805,990 | NetInvestmentIncomeAmt |
Form990 PF Balance Sheets Form990PFBalanceSheetsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Cash BOY | $1,401,929 | CashBOYAmt |
| Cash EOY | $1,644,684 | CashEOYAmt |
| Cash EOYFMV | $1,644,684 | CashEOYFMVAmt |
| Prepaid Expenses BOY | $67,123 | PrepaidExpensesBOYAmt |
| Prepaid Expenses EOY | $54,181 | PrepaidExpensesEOYAmt |
| Prepaid Expenses EOYFMV | $54,181 | PrepaidExpensesEOYFMVAmt |
| US Government Obligations BOY | $8,955,098 | USGovernmentObligationsBOYAmt |
| US Government Obligations EOY | $7,785,517 | USGovernmentObligationsEOYAmt |
| US Govt Obligations EOYFMV | $7,663,786 | USGovtObligationsEOYFMVAmt |
| Corporate Stock BOY | $55,895,032 | CorporateStockBOYAmt |
| Corporate Stock EOY | $63,107,829 | CorporateStockEOYAmt |
| Corporate Stock EOYFMV | $117,575,263 | CorporateStockEOYFMVAmt |
| Corporate Bonds BOY | $7,416,081 | CorporateBondsBOYAmt |
| Corporate Bonds EOY | $8,832,033 | CorporateBondsEOYAmt |
| Corporate Bonds EOYFMV | $8,727,827 | CorporateBondsEOYFMVAmt |
| Other Investments BOY | $66,328,450 | OtherInvestmentsBOYAmt |
| Other Investments EOY | $60,115,513 | OtherInvestmentsEOYAmt |
| Other Investments EOYFMV | $83,345,107 | OtherInvestmentsEOYFMVAmt |
| Other Assets BOY | $1,778,069 | OtherAssetsBOYAmt |
| Other Assets EOY | $2,027,380 | OtherAssetsEOYAmt |
| Other Assets EOYFMV | $2,155,407 | OtherAssetsEOYFMVAmt |
| Total Assets BOY | $141,841,782 | TotalAssetsBOYAmt |
| Total Assets EOY | $143,567,137 | TotalAssetsEOYAmt |
| Total Assets EOYFMV | $221,166,255 | TotalAssetsEOYFMVAmt |
| Total Liabilities BOY | $0 | TotalLiabilitiesBOYAmt |
| Total Liabilities EOY | $0 | TotalLiabilitiesEOYAmt |
| Org Does Not Follow FASB117 | Yes (X) | OrgDoesNotFollowFASB117Ind |
| Capital Stock BOY | $0 | CapitalStockBOYAmt |
| Capital Stock EOY | $0 | CapitalStockEOYAmt |
| Additional Paid In Capital BOY | $0 | AdditionalPaidInCapitalBOYAmt |
| Additional Paid In Capital EOY | $0 | AdditionalPaidInCapitalEOYAmt |
| Retained Earning BOY | $141,841,782 | RetainedEarningBOYAmt |
| Retained Earning EOY | $143,567,137 | RetainedEarningEOYAmt |
| Tot Net Ast Or Fund Balances BOY | $141,841,782 | TotNetAstOrFundBalancesBOYAmt |
| Tot Net Ast Or Fund Balances EOY | $143,567,137 | TotNetAstOrFundBalancesEOYAmt |
| Total Liabilities Net Ast BOY | $141,841,782 | TotalLiabilitiesNetAstBOYAmt |
| Total Liabilities Net Ast EOY | $143,567,137 | TotalLiabilitiesNetAstEOYAmt |
Chg In Net Assets Fund Balances ChgInNetAssetsFundBalancesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Tot Net Ast Or Fund Balances BOY | $141,841,782 | TotNetAstOrFundBalancesBOYAmt |
| Excess Revenue Over Expenses | $1,775,346 | ExcessRevenueOverExpensesAmt |
| Other Increases | $0 | OtherIncreasesAmt |
| Subtotal | $143,617,128 | SubtotalAmt |
| Other Decreases | $49,991 | OtherDecreasesAmt |
| Tot Net Ast Or Fund Balances EOY | $143,567,137 | TotNetAstOrFundBalancesEOYAmt |
Cap Gains Loss Tx Invst Incm Detail CapGainsLossTxInvstIncmDetail
Cap Gains Loss Tx Invst Incm CapGainsLossTxInvstIncmGrp (24 entries)
| PropertyPropertyDesc | How AcquiredHowAcquiredCd | AcquiredAcquiredDt | SoldSoldDt | Gross Sales PriceGrossSalesPriceAmt | Cost Or Other BasisCostOrOtherBasisAmt | Gain Or LossGainOrLossAmt | Gains Minus Excess Or LossesGainsMinusExcessOrLossesAmt |
|---|---|---|---|---|---|---|---|
| MSSB #1174 | P | 2021-01-01 | 2021-12-31 | $359,614 | $436,542 | -$76,928 | -$76,928 |
| MSSB #1174 | P | 2021-01-01 | 2021-12-31 | $1,523,273 | $1,207,764 | $315,509 | $315,509 |
| MSSB #2417 | P | 2021-01-01 | 2021-12-31 | $12,550,000 | $12,678,236 | -$128,236 | -$128,236 |
| 7000 SHS - INVESCO QQQ TRUST SERIES 1 | P | 2021-01-01 | 2021-05-11 | $2,501,102 | $261,544 | $2,239,558 | $2,239,558 |
| MSSB #3077 | P | 2021-01-01 | 2021-12-31 | $361,145 | $253,547 | $107,598 | $107,598 |
| MSSB #3077 | P | 2021-01-01 | 2021-12-31 | $1,646,856 | $839,233 | $807,623 | $807,623 |
| 3500 SHS - EATON CSH 25648 | P | 2021-01-01 | 2021-03-01 | $255,500 | $145,037 | $110,463 | $110,463 |
| MSSB #2307 | P | 2021-01-01 | 2021-12-31 | $116,531 | $96,227 | $20,304 | $20,304 |
| MSSB #2307 | P | 2021-01-01 | 2021-12-31 | $4,213,694 | $3,431,729 | $781,965 | $781,965 |
| MSSB #2307 | P | 2021-01-01 | 2021-12-31 | $1,493,004 | $1,327,333 | $165,671 | $165,671 |
| MSSB #4989 | P | 2021-01-01 | 2021-12-31 | $1,149,833 | $872,534 | $277,299 | $277,299 |
| MSSB #4989 | P | 2021-01-01 | 2021-12-31 | $3,133,278 | $2,050,549 | $1,082,729 | $1,082,729 |
| MSSB #4991 | P | 2021-01-01 | 2021-12-31 | $5,368,888 | $4,952,971 | $415,917 | $415,917 |
| MSSB #4991 | P | 2021-01-01 | 2021-12-31 | $2,773,008 | $1,729,881 | $1,043,127 | $1,043,127 |
| MSSB #6607 | P | 2021-01-01 | 2021-12-31 | $1,122,997 | $1,038,683 | $84,314 | $84,314 |
| MSSB #6607 | P | 2021-01-01 | 2021-12-31 | $72,656 | $47,735 | $24,921 | $24,921 |
| FIRST REPUBLIC #35512 | P | 2021-01-01 | 2021-12-31 | $9,598,105 | $9,629,019 | -$30,914 | -$30,914 |
| FIRST REPUBLIC #35512 | P | 2021-01-01 | 2021-12-31 | $4,444,868 | $4,353,581 | $91,287 | $91,287 |
| FIRST REPUBLIC #35512 | P | 2021-01-01 | 2021-12-31 | $15,368 | $15,084 | $284 | $284 |
| SPECIAL SITUATIONS TECHNOLOGY FUND II PARTNERSHIP | P | 2021-01-01 | 2021-12-31 | $89,577 | $89,577 | $89,577 | |
| SPECIAL SITUATIONS TECHNOLOGY FUND II PARTNERSHIP | P | 2021-01-01 | 2021-12-31 | $225,626 | $225,626 | $225,626 | |
| LAMESA PROPETIES, LIMITED | P | 2021-01-01 | 2021-12-31 | $257 | $257 | $257 | |
| EQUITAS EVERGREEN FUND LP | P | 2021-01-01 | 2021-12-31 | $38,172 | -$38,172 | -$38,172 | |
| CAPITAL GAINS DIVIDENDS | P | $579,200 | $579,200 | $579,200 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Capital Gain Net Income | $8,188,979 | CapitalGainNetIncomeAmt |
Excise Tax Based On Invst Incm ExciseTaxBasedOnInvstIncmGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Investment Income Excise Tax | $150,203 | InvestmentIncomeExciseTaxAmt |
| Tax Under Section511 | $0 | TaxUnderSection511Amt |
| Subtotal | $150,203 | SubtotalAmt |
| Subtitle A Tax | $0 | SubtitleATaxAmt |
| Tax Based On Investment Income | $150,203 | TaxBasedOnInvestmentIncomeAmt |
| Estimated Plus Ovpmt Incm Tx | $54,181 | EstimatedPlusOvpmtIncmTxAmt |
| Exempt Frgn Org Tax Wthld At Srce | $0 | ExemptFrgnOrgTaxWthldAtSrceAmt |
| Extsn Request Income Tax Paid | $140,000 | ExtsnRequestIncomeTaxPaidAmt |
| Backup Withholding Withheld | $0 | BackupWithholdingWithheldAmt |
| Total Payments And Credits | $194,181 | TotalPaymentsAndCreditsAmt |
| Es Penalty | $0 | EsPenaltyAmt |
| Overpayment | $43,978 | OverpaymentAmt |
| Applied To ES Tax | $43,978 | AppliedToESTaxAmt |
| Refund | $0 | RefundAmt |
Statements Regarding Acty StatementsRegardingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Legislative Political Acty | 0 | LegislativePoliticalActyInd |
| More Than100 Spent | 0 | MoreThan100SpentInd |
| Form1120 POL Filed | 0 | Form1120POLFiledInd |
| Section4955 Organization Tax | $0 | Section4955OrganizationTaxAmt |
| Section4955 Managers Tax | $0 | Section4955ManagersTaxAmt |
| Tax Reimbursed | $0 | TaxReimbursedAmt |
| Activities Not Previously Rpt | 0 | ActivitiesNotPreviouslyRptInd |
| Changes To Articles Or Bylaws | 0 | ChangesToArticlesOrBylawsInd |
| Unrelated Bus Incm Over Limit | 0 | UnrelatedBusIncmOverLimitInd |
| Organization Dissolved Etc | 0 | OrganizationDissolvedEtcInd |
| Section508e Rqr Satisfied | Yes (1) | Section508eRqrSatisfiedInd |
| At Least5000 In Assets | Yes (1) | AtLeast5000InAssetsInd |
| Org Report Or Register State | TX | OrgReportOrRegisterStateCd |
| Form990 PF Filed With Atty Gen | Yes (1) | Form990PFFiledWithAttyGenInd |
| Private Operating Foundation | 0 | PrivateOperatingFoundationInd |
| New Substantial Contributors | 0 | NewSubstantialContributorsInd |
| Own Controlled Entity | 0 | OwnControlledEntityInd |
| Donor Advised Fund | 0 | DonorAdvisedFundInd |
| Comply With Public Insp Rqr | Yes (1) | ComplyWithPublicInspRqrInd |
| Website Address | N/A | WebsiteAddressTxt |
| Individual With Books | PAULO CANTU | IndividualWithBooksNm |
| Phone | 7137531000 | PhoneNum |
Location Of Books US Address LocationOfBooksUSAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | 5555 SAN FELIPE SUITE 840 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 77056 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Foreign Accounts Question | 0 | ForeignAccountsQuestionInd |
Statements Regarding Acty4720 StatementsRegardingActy4720Grp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Sale Or Exch Disqualified Prsn | 0 | SaleOrExchDisqualifiedPrsnInd |
| Brrw Or Lend Disqualified Prsn | 0 | BrrwOrLendDisqualifiedPrsnInd |
| Furn Goods Disqualified Prsn | 0 | FurnGoodsDisqualifiedPrsnInd |
| Pay Comp Disqualified Prsn | 0 | PayCompDisqualifiedPrsnInd |
| Transfer Ast Disqualified Prsn | 0 | TransferAstDisqualifiedPrsnInd |
| Payment To Government Official | 0 | PaymentToGovernmentOfficialInd |
| Uncorrected Prior Acts | 0 | UncorrectedPriorActsInd |
| Undistributed Income PY | 0 | UndistributedIncomePYInd |
| Business Holdings | Yes (1) | BusinessHoldingsInd |
| Excess Business Holdings | 0 | ExcessBusinessHoldingsInd |
| Jeopardy Investments | 0 | JeopardyInvestmentsInd |
| Uncorrected PY Jeopardy Invst | 0 | UncorrectedPYJeopardyInvstInd |
| Influence Legislation | 0 | InfluenceLegislationInd |
| Influence Election | 0 | InfluenceElectionInd |
| Grants To Individuals | 0 | GrantsToIndividualsInd |
| Grants To Organizations | 0 | GrantsToOrganizationsInd |
| Noncharitable Purpose | 0 | NoncharitablePurposeInd |
| Rcv Fnds To Pay Prsnl Bnft Cntrct | 0 | RcvFndsToPayPrsnlBnftCntrctInd |
| Pay Premiums Prsnl Bnft Cntrct | 0 | PayPremiumsPrsnlBnftCntrctInd |
| Prohibited Tax Shelter Trans | 0 | ProhibitedTaxShelterTransInd |
| Subj To Tax Rmnrtn Ex Prcht Pymt | 0 | SubjToTaxRmnrtnExPrchtPymtInd |
Officer Dir Trst Key Empl Info OfficerDirTrstKeyEmplInfoGrp
Officer Dir Trst Key Empl OfficerDirTrstKeyEmplGrp (2 entries)
| Address Line1USAddress/AddressLine1Txt | CityUSAddress/CityNm | State AbbreviationUSAddress/StateAbbreviationCd | ZIPUSAddress/ZIPCd | TitleTitleTxt | Average Hrs Per Wk Devoted To PosAverageHrsPerWkDevotedToPosRt | CompensationCompensationAmt | Employee Benefit ProgramEmployeeBenefitProgramAmt | Expense Account Other AllwncExpenseAccountOtherAllwncAmt |
|---|---|---|---|---|---|---|---|---|
| TERRY HUFFINGTON | ||||||||
| 5555 SAN FELIPE SUITE 840 | HOUSTON | TX | 77056 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| RALPH DITTMAN | ||||||||
| 5555 SAN FELIPE SUITE 840 | HOUSTON | TX | 77056 | TRUSTEE | 0.50 | $0 | $0 | $0 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Comp Of Hghst Pd Empl Or NONE | NONE | CompOfHghstPdEmplOrNONETxt |
| Other Employee Paid Over50k | 0 | OtherEmployeePaidOver50kCnt |
Compensation Of Hghst Pd Cntrct CompensationOfHghstPdCntrctGrp
Business Name BusinessName
| Field | Value | IRS element (for citing) |
|---|---|---|
| Business Name Line1 | MORGAN STANLEY SMITH BARNEY | BusinessNameLine1Txt |
US Address USAddress
| Field | Value | IRS element (for citing) |
|---|---|---|
| Address Line1 | PO BOX 4337 | AddressLine1Txt |
| City | HOUSTON | CityNm |
| State Abbreviation | TX | StateAbbreviationCd |
| ZIP | 772104337 | ZIPCd |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Service Type | INVESTMENT ADVISORY | ServiceTypeTxt |
| Compensation | $602,042 | CompensationAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Contractor Paid Over50k | 0 | ContractorPaidOver50kCnt |
Summary Of Direct Chrtbl Acty SummaryOfDirectChrtblActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Description1 | NONE | Description1Txt |
| Expenses1 | $0 | Expenses1Amt |
Sum Of Program Related Invst SumOfProgramRelatedInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total | $0 | TotalAmt |
Minimum Investment Return MinimumInvestmentReturnGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Average Monthly FMV Of Sec | $210,391,395 | AverageMonthlyFMVOfSecAmt |
| Average Monthly Cash Balances | $1,598,999 | AverageMonthlyCashBalancesAmt |
| FMV All Other Noncharitable Ast | $2,142,118 | FMVAllOtherNoncharitableAstAmt |
| Total FMV Of Unused Assets | $214,132,512 | TotalFMVOfUnusedAssetsAmt |
| Reduction Claimed | $0 | ReductionClaimedAmt |
| Acquisition Indebtedness | $0 | AcquisitionIndebtednessAmt |
| Adjusted Total FMV Of Unused Ast | $214,132,512 | AdjustedTotalFMVOfUnusedAstAmt |
| Cash Deemed Charitable | $3,211,988 | CashDeemedCharitableAmt |
| Net Vl Noncharitable Assets | $210,920,524 | NetVlNoncharitableAssetsAmt |
| Minimum Investment Return | $10,546,026 | MinimumInvestmentReturnAmt |
Distributable Amount DistributableAmountGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Minimum Investment Return | $10,546,026 | MinimumInvestmentReturnAmt |
| Tax Based On Investment Income | $150,203 | TaxBasedOnInvestmentIncomeAmt |
| Total Tax | $150,203 | TotalTaxAmt |
| Distributable Before Adj | $10,395,823 | DistributableBeforeAdjAmt |
| Recoveries Qualfied Distri | $0 | RecoveriesQualfiedDistriAmt |
| Distributable Before Ded | $10,395,823 | DistributableBeforeDedAmt |
| Deduction From Distributable | $0 | DeductionFromDistributableAmt |
| Distributable As Adjusted | $10,395,823 | DistributableAsAdjustedAmt |
PF Qualifying Distributions PFQualifyingDistributionsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Expenses And Contributions | $8,992,854 | ExpensesAndContributionsAmt |
| Program Related Invst Total | $0 | ProgramRelatedInvstTotalAmt |
| Qualifying Distributions | $8,992,854 | QualifyingDistributionsAmt |
Undistributed Income UndistributedIncomeGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Distributable As Adjusted | $10,395,823 | DistributableAsAdjustedAmt |
| Undistributed Income PY | $8,977,473 | UndistributedIncomePYAmt |
| Total For Prior Years | $0 | TotalForPriorYearsAmt |
| Total Excess Distribution Cyov | $0 | TotalExcessDistributionCyovAmt |
| Qualifying Distributions | $8,992,854 | QualifyingDistributionsAmt |
| Applied To Year1 | $8,977,473 | AppliedToYear1Amt |
| Applied To Prior Years | $0 | AppliedToPriorYearsAmt |
| Treated As Distri From Corpus | $0 | TreatedAsDistriFromCorpusAmt |
| Applied To Current Year | $15,381 | AppliedToCurrentYearAmt |
| Remaining Distri From Corpus | $0 | RemainingDistriFromCorpusAmt |
| Excess Distri Cyov App CY Corpus | $0 | ExcessDistriCyovAppCYCorpusAmt |
| Excess Distribution Cyov App CY | $0 | ExcessDistributionCyovAppCYAmt |
| Total Corpus | $0 | TotalCorpusAmt |
| Prior Year Undistributed Incm | $0 | PriorYearUndistributedIncmAmt |
| Prior Year Deficiency Or Tax | $0 | PriorYearDeficiencyOrTaxAmt |
| Taxable1 | $0 | Taxable1Amt |
| Taxable2 | $0 | Taxable2Amt |
| Undistributed Income CY | $10,380,442 | UndistributedIncomeCYAmt |
| Corpus Distri170b1 E Or4942g3 | $0 | CorpusDistri170b1EOr4942g3Amt |
| Excess Distri Cyov From Yr5 | $0 | ExcessDistriCyovFromYr5Amt |
| Excess Distri Cyov To Next Yr | $0 | ExcessDistriCyovToNextYrAmt |
Supplementary Information SupplementaryInformationGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Only Contri To Preselected | Yes (X) | OnlyContriToPreselectedInd |
Grant Or Contribution Pd Dur Yr GrantOrContributionPdDurYrGrp (41 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| ALZHEIMER'S ASSOCIATION | |||||||
| 6055 S LOOP E FWY | HOUSTON | TX | 77087 | NONE | PC | FOR ALZHEIMER'S MEDICAL RESEARCH | $1,500 |
| AMAZING PLACE | |||||||
| 3735 DREXEL DR | HOUSTON | TX | 77027 | NONE | PC | TO SUPPORT DEMENTIA PATIENT PROGRAMS | $250,000 |
| ASIA SOCIETYNEW YORK (THE) | |||||||
| 725 PARK AVE | NEW YORK | NY | 10021 | NONE | PC | TO SUPPORT ASIA SOCIETY'S ANNUAL FUND | $5,000 |
| BAYLOR COLLEGE OF MEDICINE | |||||||
| 1 BAYLOR PLAZA | HOUSTON | TX | 77030 | NONE | PC | FOR MEDICAL EDUCATION AND RESEARCH | $1,003,000 |
| BO'S PLACE | |||||||
| 10050 BUFFALO SPEEDWAY | HOUSTON | TX | 77054 | NONE | PC | FOR BEREAVMENT AND GRIEF SUPPORT PROGRAMS | $5,000 |
| BROOKWOOD COMMUNITY (THE) | |||||||
| 1752 FARM TO MARKET 1489 | BROOKSHIRE | TX | 77423 | NONE | PC | FOR ADULT SPECIAL EDUCATION PROGRAMS | $25,000 |
| CASA DE ESPERANZA DE LOS NINOS | |||||||
| 2911 CORDER ST BUILDING A | HOUSTON | TX | 77054 | NONE | PC | FOR HOUSING FOR CHILDREN VICTIMS OF CHILD ABUSE | $10,000 |
| CHILD ADVOCATES | |||||||
| 3701 KIRBT DR 400 | HOUSTON | TX | 77098 | NONE | PC | FOR CHILD ABUSE VICTIM LEGAL SUPPORT SERVICES | $10,000 |
| CITIZENS FOR ANIMAL PROTECTION | |||||||
| 17555 KATY FWY | HOUSTON | TX | 77094 | NONE | PC | FOR ANIMAL SHELTER SUPPORT SERVICES | $5,000 |
| COMMUNITY FAMILY CENTERS | |||||||
| 7524 AVE E | HOUSTON | TX | 77012 | NONE | PC | FOR EARLY CHILDHOOD AND ADULT EDUCATION PROGRAMS | $10,000 |
| EMERGE FELLOWSHIP | |||||||
| 11251 NORTHWEST FWY 330 | HOUSTON | TX | 77092 | NONE | PC | FOR SECONDARY EDUCATION SUPPORT AND COUNSELING PROGRAMS | $150,000 |
| HARRIS COUNTY HOSPITAL DISTRICT FOUNDATION | |||||||
| 4800 FOURNACE PLACE 7TH FLOOR WEST | BELLAIRE | TX | 77401 | NONE | PC | FOR A CAPITAL CAMPAIGN TO HELP RENOVATE BEN TAUB HOSPITAL'S TRAUMA CENTER | $250,000 |
| HEALTHCARE FOR THE HOMELESS | |||||||
| 1934 CAROLINE ST | HOUSTON | TX | 77002 | NONE | PC | FOR HEALTHCARE SERVICES | $15,000 |
| HERMANN PARK CONSERVANCY | |||||||
| 1700 HERMANN DR | HOUSTON | TX | 77004 | NONE | PC | TO HELP SUPPORT HERMANN PARK'S PARK EXPANSION CAMPAIGN, "PLAY YOUR PARK CAMPAIGN." | $100,000 |
| HOLLY HALL | |||||||
| 2000 HOLLY HALL STREET | HOUSTON | TX | 77054 | NONE | PC | FOR SENIOR RETIREMENT CENTER SUPPORT | $5,000 |
| HOUSTON APHASIA RECOVERY CENTER | |||||||
| 5005 WOODWAY DR SUITE 110 | HOUSTON | TX | 77056 | NONE | PC | TO HELP SUPPORT PROGAMS FOR APHASIA PATIENTS | $10,000 |
| HOUSTON AREA PARKINSON SOCIETY | |||||||
| 2700 SOUTHWEST FWY 296 | HOUSTON | TX | 77098 | NONE | PC | FOR PARKINSON'S RESEARCH | $25,000 |
| HOUSTON BOTANIC GARDEN | |||||||
| 1 BOTANIC LANE | HOUSTON | TX | 77017 | NONE | PC | TO SUPPORT HOUSTON BOTANIC GARDEN'S CAPITAL CAMPAIGN | $250,000 |
| HOUSTON HOSPICE | |||||||
| 14520 OLD KATY ROAD SUITE 95 | HOUSTON | TX | 77079 | NONE | PC | FOR HOSPICE PROGRAMS | $5,000 |
| HOUSTON METHODIST HOSPITAL FOUNDATION | |||||||
| 1707 SUNSET BLVD | HOUSTON | TX | 77005 | NONE | PC | FOR MEDICAL EDUCATION AND RESEARCH | $125,000 |
| HOUSTON MUSEUM OF NATURAL SCIENCE | |||||||
| 5555 HERMANN PARK DR | HOUSTON | TX | 77030 | NONE | PC | FOR THE MUSEUM'S ANNUAL FUND | $52,000 |
| HOUSTON PARKS BOARD | |||||||
| 300 N POST OAK LN | HOUSTON | TX | 77024 | NONE | PC | FOR PARK AND TRAIL EXPANSION PROGRAMS | $150,000 |
| HOUSTON WILDERNESS | |||||||
| 5847 SAN FELIPE ST 2050 | HOUSTON | TX | 77057 | NONE | PC | FOR ENVIRONMENTAL PRESERVATION PROGRAMS | $10,000 |
| PERIWINKLE FOUNDATION (THE) | |||||||
| 3400 BISSONNET ST 185 | HOUSTON | TX | 77005 | NONE | PC | FOR CHILDREN'S CANCER SUPPORT PROGRAMS | $10,000 |
| PLANNED PARENTHOOD OF HOUSTON | |||||||
| 4600 GULF FREEWAY STE 100 | HOUSTON | TX | 77023 | NONE | PC | FOR WOMEN'S HEALTH SERVICES PROGRAMS | $150,000 |
| RICE UNIVERSITY | |||||||
| 6100 MAIN ST | HOUSTON | TX | 77005 | NONE | PC | FOR CHILDREN'S HEALTH POLICY RESEARCH | $1,000,000 |
| RIVER OAKS BAPTIST SCHOOL | |||||||
| 2300 WILLOWICK | HOUSTON | TX | 77027 | NONE | PC | FOR CHILDREN'S EDUCATIONAL PROGRAMS | $500,000 |
| SEARCH HOMELESS CENTER | |||||||
| 2015 CONGRESS AVENUE | HOUSTON | TX | 77002 | NONE | PC | FOR SEARCH'S EARLY CHILDHOOD EDUCATION PROGRAM | $25,000 |
| SMALL STEPS NURTURING CENTER | |||||||
| 2902 JENSEN DR | HOUSTON | TX | 77026 | NONE | PC | FOR CHILDREN'S EARLY EDUCATION PROGRAMS | $10,000 |
| SPAY-NEUTER ASSISTANCE PROGRAM | |||||||
| 1801 DURHAM DR 1 | HOUSTON | TX | 77007 | NONE | PC | FOR ANIMAL SUPPORT SERVICES | $2,500 |
| STANFORD UNIVERSITY | |||||||
| 450 SERRA MALL | STANFORD | CA | 94305 | NONE | PC | FOR THE CONSTRUCTION OF THE EARTH, ENERGY, AND ENVIRONMENTAL SERVICES BUILDING AT STANFORD UNIVERSITY. | $1,000,000 |
| STAR OF HOPE | |||||||
| 4848 LOOP CENTRAL DR SUITE 500 | HOUSTON | TX | 77081 | NONE | PC | FOR HOMELESS SUPPORT PROGRAMS | $5,000 |
| TEXAS CHILDREN'S HOSPITAL | |||||||
| 1250 MOURSUND ST | HOUSTON | TX | 77030 | NONE | PC | FOR MEDICAL RESEARCH PROGRAMS | $2,000,000 |
| THE ARBOR SCHOOL | |||||||
| 1919 KNOLL ST | HOUSTON | TX | 77080 | NONE | PC | FOR EDUCATIONAL PROGRAMS FOR SPECIAL NEEDS CHILDREN | $250,000 |
| THE JUNG CENTER | |||||||
| 5200 MONTROSE BOULEVARD | HOUSTON | TX | 77006 | NONE | PC | FOR SOCIAL EDUCATION PROGRAMS | $500,000 |
| THE NATURE CONSERVANCY | |||||||
| 3801 KIRBY DR 740 | HOUSTON | TX | 77098 | NONE | PC | FOR ENVIRONMENTAL PRESERVATION PROGRAMS | $1,000,000 |
| THE ROSE | |||||||
| 12700 N FEATHERWOOD DR 260 | HOUSTON | TX | 77034 | NONE | PC | FOR WOMEN'S HEALTH SERVICES PROGRAMS | $10,000 |
| TREES FOR HOUSTON | |||||||
| PO BOX 270477 | HOUSTON | TX | 77277 | NONE | PC | FOR ENVIRONMENTAL PRESERVATION PROGRAMS | $5,000 |
| VECINO HEALTH CENTERS | |||||||
| 424 HAHLO ST | HOUSTON | TX | 77020 | NONE | PC | FOR MEDICAL SERVICES SUPPORT PROGRAMS | $15,000 |
| WOMEN'S RESOURCE | |||||||
| 607 WESTHEIMER RD | HOUSTON | TX | 77006 | NONE | PC | FOR PROGRAMS SUPPORTING HOMELESS WOMEN AND CHILDREN | $12,000 |
| YOUNG AUDIENCES INC OF HOUSTON | |||||||
| 675 BERING DR SUITE 300 | HOUSTON | TX | 77057 | NONE | PC | FOR EDUCATIONAL AND ART PROGRAMS | $15,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Pd Dur Yr | $8,981,000 | TotalGrantOrContriPdDurYrAmt |
Grant Or Contri Apprv For Fut GrantOrContriApprvForFutGrp (7 entries)
| Address Line1RecipientUSAddress/AddressLine1Txt | CityRecipientUSAddress/CityNm | State AbbreviationRecipientUSAddress/StateAbbreviationCd | ZIPRecipientUSAddress/ZIPCd | Recipient RelationshipRecipientRelationshipTxt | Recipient Foundation StatusRecipientFoundationStatusTxt | Grant Or Contribution PurposeGrantOrContributionPurposeTxt | AmtAmt |
|---|---|---|---|---|---|---|---|
| AMAZING PLACE | |||||||
| 3735 DREXEL DR | HOUSTON | TX | 77027 | NONE | PC | TO SUPPORT DEMENTIA PATIENT PROGRAMS | $500,000 |
| BAYLOR COLLEGE OF MEDICINE | |||||||
| ONE BAYLOR PLAZA | HOUSTON | TX | 77030 | NONE | PC | FOR MEDICAL EDUCATION AND RESEARCH | $7,000,000 |
| HERMANN PARK CONSERVANCY | |||||||
| 1700 HERMANN DR | HOUSTON | TX | 77004 | NONE | TO HELP SUPPORT HERMANN PARK'S PARK EXPANSION CAMPAIGN, "PLAY YOUR PARK CAMPAIGN." | $150,000 | |
| HARRIS COUNTY HOSPITAL DISTRICT FOUNDATION | |||||||
| 4800 FOURNACE PLACE 7TH FLOOR WEST | BELLAIRE | TX | 77401 | NONE | PC | FOR A CAPITAL CAMPAIGN TO HELP RENOVATE BEN TAUB HOSPITAL'S TRAUMA CENTER | $750,000 |
| RICE UNIVERSITY | |||||||
| 6100 MAIN ST | HOUSTON | TX | 77005 | NONE | PC | FOR CHILDREN'S HEALTH POLICY RESEARCH | $2,000,000 |
| STANFORD UNIVERSITY | |||||||
| 397 PANAMA MALL | STANFORD | CA | 94305 | NONE | PC | FOR EDUCATIONAL PROGRAMS | $1,500,000 |
| TEXAS CHILDREN'S HOSPITAL | |||||||
| 1250 MOURSUND ST | HOUSTON | TX | 77030 | NONE | PC | FOR MEDICAL RESEARCH PROGRAM | $8,000,000 |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Grant Or Contri Apprv Fut | $19,900,000 | TotalGrantOrContriApprvFutAmt |
Analysis Income Producing Acty AnalysisIncomeProducingActyGrp
Int On Sav And Temp Cash Invst IntOnSavAndTempCashInvstGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $264,966 | ExclusionAmt |
Dividends And Interest From Sec Dtl DividendsAndInterestFromSecDtl
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 14 | ExclusionCd |
| Exclusion | $3,194,743 | ExclusionAmt |
Gain Sales Ast Oth Than Invntry GainSalesAstOthThanInvntryGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Exclusion | 18 | ExclusionCd |
| Exclusion | $8,188,979 | ExclusionAmt |
Other Revenue Described OtherRevenueDescribedGrp (6 entries)
| DescDesc | ExclusionExclusionCd | ExclusionExclusionAmt |
|---|---|---|
| NET PARTNERSHIP INCOME - EQUITAS | 14 | -$267 |
| NET PARTNERSHIP INCOME - SPEC. SITUATION | 18 | -$24,531 |
| NET PARTNERSHIP INCOME - LAMESA PROPERTIES | 16 | $14,530 |
| NET PARTNERSHIP INCOME - SELECT EQT INFRACTURE FUND, LP | 14 | -$5,710 |
| ROYALTY INCOME - VARIOUS | 15 | $2,214 |
| ACCRUED INTEREST PAID - FIRST REPUBLIC #35512 | 14 | -$75,801 |
Subtotals Incm Producing Acty SubtotalsIncmProducingActyGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Unrelated Business Taxbl Incm | $0 | UnrelatedBusinessTaxblIncmAmt |
| Exclusion | $11,559,123 | ExclusionAmt |
| Related Or Exempt Function Incm | $0 | RelatedOrExemptFunctionIncmAmt |
| Field | Value | IRS element (for citing) |
|---|---|---|
| Total Income Producing Acty | $11,559,123 | TotalIncomeProducingActyAmt |
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
Rln Of Acty To Accom Of Exmpt Prps RlnOfActyToAccomOfExmptPrpsGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Line Number | 4 | LineNumberTxt |
| Relationship Statement | N/A | RelationshipStatementTxt |
Trnsfr Trans Rln Nonchrtbl EO TrnsfrTransRlnNonchrtblEOGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Trnsfr Of Cash To Nonchrtbl EO | 0 | TrnsfrOfCashToNonchrtblEOInd |
| Trnsfr Other Asset Nonchrtbl EO | 0 | TrnsfrOtherAssetNonchrtblEOInd |
| Sales Or Exchanges Of Assets | 0 | SalesOrExchangesOfAssetsInd |
| Purchase Of Assets Nonchrtbl EO | 0 | PurchaseOfAssetsNonchrtblEOInd |
| Rental Of Facilities Oth Assets | 0 | RentalOfFacilitiesOthAssetsInd |
| Reimbursement Arrangements | 0 | ReimbursementArrangementsInd |
| Loans Or Loan Guarantees | 0 | LoansOrLoanGuaranteesInd |
| Performance Of Services Etc | 0 | PerformanceOfServicesEtcInd |
| Sharing Of Facilities Etc | 0 | SharingOfFacilitiesEtcInd |
| Relationships Nonchrtbl EO | 0 | RelationshipsNonchrtblEOInd |
Accounting Fees Schedule AccountingFeesSchedule
Accounting Fees Detail AccountingFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | ACCOUNTING FEES | CategoryTxt |
| Amt | $65,766 | Amt |
| Net Investment Income | $60,766 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $5,000 | DisbursementsCharitablePrpsAmt |
Investments Corp Bonds Schedule InvestmentsCorpBondsSchedule
Investments Corporate Bonds InvestmentsCorporateBondsGrp (29 entries)
| BondBondNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| MITSUBISHI FINANCIAL GROUPING | $276,107 | $267,878 |
| BANK OF NOVA SCOTIA | $249,643 | $243,687 |
| HSBC HOLDINGS | $279,703 | $276,668 |
| SHELL INTL | $278,447 | $274,724 |
| ALLSTATE CORP SR NT | $533,006 | $519,638 |
| AMERISOU CORP | $262,669 | $262,977 |
| AMGEN INC | $278,716 | $276,537 |
| BANK AMER CORP | $275,232 | $270,108 |
| BOEING CO | $190,467 | $189,089 |
| BROADDOM CORP | $265,810 | $265,805 |
| BUNGE LTD FIN CORP | $274,056 | $269,122 |
| CITIGROUP NC 1.93% | $526,137 | $524,659 |
| CITIGROUP NC 1.25% | $334,331 | $333,297 |
| CONSTELLATION BRANDS INC | $283,732 | $278,878 |
| DISCOVER FNL | $273,092 | $271,985 |
| ENERGY LA LLC | $239,559 | $237,410 |
| GENERAL MTRS | $275,279 | $275,412 |
| HARRIS CORP | $285,211 | $280,815 |
| HP INC NT 3% | $275,989 | $268,342 |
| JPMORGAN CHASE | $275,335 | $265,384 |
| LENNAR CORP GTD | $483,227 | $478,935 |
| MORGAN STANLEY FLTG RT GLOBAL | $279,164 | $278,242 |
| NUCCOR CORPT NT 2.7% | $281,140 | $280,652 |
| NVIDIA CORPT NT 1.55% | $528,092 | $526,195 |
| PIONEER NAT RES CO | $275,789 | $272,073 |
| SIMON PPTY GROUP LP | $286,407 | $286,201 |
| SOUTHERN CALIF EDISON | $271,969 | $269,597 |
| SOUTHWEST AIRLS CO NT | $248,991 | $243,883 |
| STIFEL FINL CORP | $244,733 | $239,634 |
Investments Corp Stock Schedule InvestmentsCorpStockSchedule
Investments Corporate Stock InvestmentsCorporateStockGrp (798 entries)
| StockStockNm | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|
| ADYEN N V UNSPONSRED ADR (ADYEY) | $153,517 | $385,325 |
| AIA GROUP LTD SPON ADR (AAGIY) | $175,884 | $306,224 |
| AIR LIQUIDE ADR (AIQUY) | $58,610 | $106,946 |
| ALCON INC (ALC) | $133,417 | $177,899 |
| ALFA LAVAL AB-UNSPONS ADR (ALFVY) | $68,477 | $165,272 |
| ALLIANZ SE ADR (ALIZY) | $277,437 | $335,781 |
| AMBEV SA SPONSORED ADR (ABEV) | $161,165 | $113,039 |
| ATLAS COPCOAS A ADR A NEW (ATLKY) | $167,717 | $439,841 |
| BANCOBILBAOVIZ ARGSA ADS (BBVA) | $163,038 | $140,111 |
| CANADIAN NATL RAILWAYCO (CNI) | $54,650 | $118,437 |
| CHECK POINT SOFTWARE TECH LTD (CHKP) | $177,393 | $242,328 |
| CHUGAI PHARMACEUTIC UNSP ADR (CHGCY) | $89,275 | $132,892 |
| DASSAULT SYSTEMS SA ADS (DASTY) | $123,562 | $345,488 |
| DBS GROUP HOLDINGS LTD SP (DBSDY) | $197,910 | $339,592 |
| DIAGEOPLC SPON ADR NEW (DEO) | $99,609 | $136,707 |
| ENN ENERGYHOLDINGS LTD UNSPON (XNGSY) | $157,646 | $175,311 |
| EPIROC AKTIEBOLAGADR (EPOKY) | $84,090 | $206,987 |
| FANUC CORPORATION UNSP ADR (FANUY) | $61,025 | $86,459 |
| FUCHS PETROLUB AGUNSPON ADR (FUPBY) | $19,018 | $21,733 |
| HAIER SMART HOME COLTD ADR (HSHCY) | $119,805 | $133,782 |
| HDFC BANK LTD ADR (HDB) | $75,346 | $107,691 |
| ICICI BANK LTD (IBN) | $77,687 | $191,745 |
| INFINEON TECHNOLOGIES AG(IFNNY) | $156,863 | $363,630 |
| KOMATSU LTD SPON ADR NEW (KMTUY) | $133,774 | $121,290 |
| KUBOTA CP ADR (KUBTY) | $127,061 | $181,210 |
| L OREAL COADR (LRLCY) | $189,600 | $420,707 |
| LINDE PLC(LIN) | $64,960 | $131,391 |
| LONZA GROUP AGZUERICH ADR (LZAGY) | $87,388 | $263,443 |
| NESTLE SPON ADR REP REGSHR (NSRGY) | $133,069 | $263,334 |
| NITORI HLDGS COLTD ADR (NCLTY) | $132,934 | $124,883 |
| NOVOZYMES A/S UNSPONS APR (NVZMY) | $82,664 | $125,428 |
| PHARMACEUTICAL GRP LTD (CSPCY) | $150,116 | $134,620 |
| PINGAN INSURANCE ADR (PNGAY) | $136,065 | $89,109 |
| PT TELEKOMUNIKASI INDONESIA (TLK) | $112,690 | $137,731 |
| RIOTINTOPLC SPON ADR (RIO) | $161,361 | $192,854 |
| ROCHE HOLDINGS ADR (RHHBY) | $207,440 | $331,230 |
| SAP AG(SAP) | $163,757 | $301,237 |
| SCHNEIDER ELEC SA UNSP ADR (SBGSY) | $166,263 | $333,128 |
| SGS SA ADR (SGSOY) | $83,657 | $107,615 |
| SHIONOGI & COLTD UNSPONS ADR (SGIOY) | $127,474 | $159,356 |
| SONOVA HLDGAGUNSP ADR (SONVY) | $51,500 | $137,646 |
| SYMRISE AGUNSPONS ADR (SYIEY) | $77,590 | $184,979 |
| SYSMEXCORP UNSPON ADR (SSMXY) | $77,390 | $201,209 |
| TAIWAN SMCNDCTR MFGCOLTD ADR (TSM) | $80,849 | $397,985 |
| TENCENT HLDGS LTD UNSPON ADR (TCEHY) | $289,977 | $324,206 |
| UNICHARM CORP UNSPON ADR (UNICY) | $160,617 | $207,844 |
| UNILEVER PLC(NEW) ADS (UL) | $114,255 | $143,135 |
| XP INC (XP) | $118,991 | $109,442 |
| YANDEXN.V. A(YNDX) | $39,647 | $81,070 |
| 3M COMPANY (MMM) | $198,526 | $212,090 |
| ABBOTT LABORATORIES (ABT) | $106,264 | $458,390 |
| ABBVIE INC COM (ABBV) | $119,391 | $444,112 |
| ABIOMED INC (ABMD) | $44,389 | $53,876 |
| ACCENTURE PLC IRELAND CL A (ACN) | $138,488 | $515,286 |
| ACTIVISION BLIZZARD INC (ATVI) | $76,512 | $115,163 |
| ADOBE INC (ADBE) | $68,086 | $487,672 |
| ADVANCE AUTO PARTS (AAP) | $15,078 | $21,589 |
| ADVANCED MICRO DEVICES (AMD) | $55,675 | $302,766 |
| AFLAC INCORPORATED (AFL) | $48,501 | $88,169 |
| AGILENT TECHNOLOGIES (A) | $15,323 | $87,488 |
| AKAMAI TECHNOLOGIES INC (AKAM) | $16,799 | $27,387 |
| ALASKA AIR GROUP INCORPORATED (ALK) | $17,068 | $9,274 |
| ALBEMARLE CORPORATION (ALB) | $22,860 | $67,092 |
| ALEXANDRIA REAL ESTATE EQ INC (ARE) | $53,854 | $93,866 |
| ALIGN TECHNOLOGY (ALGN) | $22,998 | $101,206 |
| ALLEGION PUB LTD CO (ALLE) | $13,541 | $29,799 |
| ALLSTATE CORP (ALL) | $12,016 | $73,178 |
| ALPHABET INC CL A (GOOGL) | $408,235 | $1,781,680 |
| ALPHABET INC CL C (GOOG) | $283,625 | $1,432,327 |
| AMAZON COM INC (AMZN) | $485,986 | $2,624,126 |
| AMER INTL GP INC NEW (AIG) | $61,777 | $90,237 |
| AMERICAN AIRLS GROUP INC (AAL) | $36,506 | $13,452 |
| AMERICAN EXPRESS CO (AXP) | $28,018 | $236,729 |
| AMERICAN TOWER CORP (AMT) | $81,159 | $224,055 |
| AMERICAN WATER WORKS CO (AWK) | $272,640 | $329,372 |
| AMERIPRISE FINCL INC (AMP) | $34,368 | $80,543 |
| AMERISOURCEBERGEN CORP (ABC) | $14,318 | $54,884 |
| AMETEK INC NEW (AME) | $16,705 | $46,171 |
| AMGEN INC (AMGN) | $172,476 | $243,867 |
| AMPHENOL CORP NEW CL A (APH) | $26,289 | $77,664 |
| ANALOG DEVICES INC (ADI) | $37,234 | $97,201 |
| ANSYS INC (ANSS) | $23,648 | $78,218 |
| ANTHEM INC COM (ANTM) | $69,013 | $205,812 |
| AON PLC CL A (AON) | $47,643 | $145,170 |
| APPLE INC (AAPL) | $98,950 | $5,275,605 |
| APPLIED MATERIALS INC (AMAT) | $47,423 | $333,446 |
| APTIV PLC (APTV) | $42,701 | $95,671 |
| ARISTA NETWORKS INC (ANET) | $21,644 | $46,575 |
| ASSURANT INC (AIZ) | $13,112 | $26,808 |
| AT&T INC (T) | $457,894 | $336,651 |
| AUTODESK INC DELAWARE (ADSK) | $23,308 | $106,009 |
| AUTOMATIC DATA PROCESSING INC (ADP) | $32,769 | $197,511 |
| AUTOZONE INC (AZO) | $21,645 | $64,988 |
| AVALONBAY COMM INC (AVB) | $33,559 | $48,750 |
| AVERY DENNISON CORPORATION (AVY) | $24,022 | $96,590 |
| BALL CORPORATION (BLL) | $24,719 | $62,190 |
| BANK OF AMERICA CORP (BAC) | $242,283 | $690,529 |
| BANK OF NEW YORK MELLON CORP (BK) | $42,863 | $99,026 |
| BATH & BODY WORKS INC (BBWI) | $25,302 | $35,104 |
| BAXTER INTL INC (BAX) | $23,167 | $78,715 |
| BECTON DICKINSON & CO (BDX) | $88,741 | $134,039 |
| BEST BUY CO (BBY) | $15,881 | $42,062 |
| BIOGEN INC COM (BIIB) | $144,386 | $88,291 |
| BLACKROCK INC (BLK) | $49,960 | $178,534 |
| BOEING CO (BA) | $249,484 | $297,752 |
| BOOKING HOLDINGS INC (BKNG) | $102,534 | $206,334 |
| BORG WARNER INC (BWA) | $8,441 | $16,946 |
| BOSTON PROPERTIES INC (BXP) | $167,201 | $162,289 |
| BOSTON SCIENTIFIC CORP (BSX) | $40,914 | $97,152 |
| BRISTOL MYERS SQUIBB CO (BMY) | $261,748 | $267,980 |
| BROADCOM INC (AVGO) | $81,927 | $482,422 |
| BROADRIDGE FIN SOLU.LLC (BR) | $22,397 | $31,811 |
| BROWN FORMAN CORP CL B (BF'B) | $33,023 | $54,864 |
| CADENCE DESIGN SYSTEM (CDNS) | $40,623 | $96,716 |
| CAESARS ENTERTAINMENT INC NEW (CZR) | $38,497 | $40,311 |
| CAPITAL ONE FINANCIAL CORP (COF) | $67,600 | $122,311 |
| CARDINAL HEALTH INC (CAH) | $60,410 | $42,428 |
| CARMAX INC (KMX) | $24,295 | $42,715 |
| CARRIER GLOBAL CORPORATION (CARR) | $14,386 | $73,821 |
| CATALENT INC (CTLT) | $26,734 | $40,329 |
| CATERPILLAR INC (CAT) | $126,707 | $296,465 |
| CBOE GLOBAL MARKETS INC (CBOE) | $21,848 | $27,384 |
| CBRE GROUP INC CL A (CBRE) | $34,639 | $99,287 |
| CENTENE CORPORATION (CNC) | $54,905 | $96,326 |
| CERNER CORP (CERN) | $40,510 | $52,936 |
| CH ROBINSON WORLDWIDE INC NEW (CHRW) | $15,384 | $23,248 |
| CHARLES SCHWAB NEW (SCHW) | $169,408 | $279,464 |
| CHARTER COMMUNICATIONS INC (CHTR) | $73,252 | $177,336 |
| CHIPOTLE MEXICAN GRILL INC COM (CMG) | $22,909 | $61,189 |
| CHUBB LTD (CB) | $97,053 | $182,678 |
| CHURCH & DWIGHT CO INC (CHD) | $32,380 | $78,310 |
| CIGNA CORP (CI) | $158,950 | $222,971 |
| CINCINNATI FINANCIAL OHIO (CINF) | $14,827 | $31,445 |
| CINTAS CORP (CTAS) | $14,783 | $79,771 |
| CISCO SYS INC (CSCO) | $216,700 | $526,161 |
| CITIGROUP INC NEW (C) | $305,087 | $328,099 |
| CITIZENS FINANCIAL GROUP INC (CFG) | $18,767 | $38,320 |
| CITRIX SYSTEMS INC (CTXS) | $12,340 | $22,796 |
| CLOROX CO (CLX) | $39,664 | $51,262 |
| CME GROUP INC (CME) | $50,532 | $118,342 |
| COCA COLA CO (KO) | $251,556 | $528,035 |
| COGNIZANT TECH SOLUTIONS CL A (CTSH) | $57,850 | $82,066 |
| COLGATE PALMOLIVE CO (CL) | $90,165 | $110,771 |
| COMCAST CORP (NEW) CLASS A (CMCSA) | $194,839 | $444,011 |
| COMERICA INC (CMA) | $14,703 | $28,014 |
| CONAGRA BRANDS INC (CAG) | $23,757 | $27,696 |
| CONSOLIDATED EDISON INC. (ED) | $405,833 | $424,552 |
| CONSTELLATION BRANDS INC CL A (STZ) | $62,381 | $129,751 |
| COOPER CO INC NEW (COO) | $17,526 | $37,286 |
| COPART INC (CPRT) | $21,862 | $49,883 |
| CORNING INC (GLW) | $41,671 | $70,327 |
| COSTCO WHOLESALE CORP NEW (COST) | $202,146 | $619,928 |
| CROWN CASTLE INTL CORP (CCI) | $65,280 | $148,205 |
| CSX CORP (CSX) | $189,663 | $325,390 |
| CUMMINS INC (CMI) | $33,210 | $53,662 |
| CVS HEALTH CORP COM (CVS) | $230,272 | $243,973 |
| D R HORTON INC (DHI) | $15,012 | $57,045 |
| DANAHER CORPORATION (DHR) | $89,240 | $424,423 |
| DAVITA INC (DVA) | $21,726 | $33,104 |
| DEERE & CO (DE) | $43,728 | $199,219 |
| DENTSPLY SIRONA INC (XRAY) | $14,771 | $16,235 |
| DEXCOM INC (DXCM) | $86,578 | $114,907 |
| DIGITAL REALTY TRUST INC (DLR) | $49,259 | $85,251 |
| DISCOVER FINCL SVCS (DFS) | $45,253 | $89,443 |
| DISCOVERY INC SER A (DISCA) | $14,712 | $10,546 |
| DISCOVERY INC SER C (DISCK) | $10,833 | $10,786 |
| DISH NETWORK CORP CLASS A (DISH) | $51,770 | $43,372 |
| DOLLAR GEN CORP NEW COM (DG) | $33,627 | $104,237 |
| DOMINOS PIZZA INC (DPZ) | $38,481 | $58,690 |
| DOVER CORP (DOV) | $6,214 | $40,860 |
| DOW INC (DOW) | $204,997 | $217,691 |
| DUKE REALTY CORP (DRE) | $53,803 | $123,009 |
| DUPONT DE NEMOURS INC (DD) | $181,626 | $200,496 |
| DXC TECHNOLOGY COMPANY (DXC) | $31,293 | $17,962 |
| EATON CORP PLC SHS (ETN) | $49,951 | $139,639 |
| EBAY INC (EBAY) | $33,385 | $116,309 |
| ECOLAB INC (ECL) | $37,370 | $68,266 |
| EDISON INTERNATIONAL (EIX) | $160,485 | $166,871 |
| EDWARD LIFESCIENCES CORP (EW) | $23,772 | $132,918 |
| ELECTRONIC ARTS INC (EA) | $42,222 | $79,800 |
| ELI LILLY & CO (LLY) | $116,525 | $442,781 |
| EMERSON ELECTRIC CO (EMR) | $246,804 | $288,486 |
| ENPHASE ENERGY (ENPH) | $53,914 | $51,589 |
| EQUIFAX INC (EFX) | $23,877 | $67,342 |
| EQUINIX INC (EQIX) | $41,374 | $120,955 |
| EQUITY RESIDENTIAL (EQR) | $48,775 | $56,563 |
| ESSEX PROPERTY TRUST INC (ESS) | $26,596 | $40,859 |
| ESTEE LAUDER CO INC CL A (EL) | $20,476 | $133,642 |
| ETSY INC COM (ETSY) | $27,155 | $53,202 |
| EVERSOURCE ENERGY COM (ES) | $230,853 | $255,836 |
| EXELON CORP (EXC) | $341,782 | $398,428 |
| EXPEDIA GROUP INC (EXPE) | $40,949 | $63,613 |
| EXPEDITORS INTL WASH INC (EXPD) | $14,738 | $42,436 |
| EXTRA SPACE STORAGE INC (EXR) | $33,943 | $82,530 |
| F5 INC (FFIV) | $14,746 | $31,812 |
| FASTENAL CO (FAST) | $20,958 | $66,366 |
| FEDEX CORP (FDX) | $69,252 | $104,232 |
| FEDL RLTY INVT TRUST S B I (FRT) | $13,330 | $12,405 |
| FIDELITY NATL INFORMATION SE (FIS) | $78,193 | $88,193 |
| FIFTH 3RD BANCORP OHIO (FITB) | $27,867 | $63,539 |
| FISERV INC COM (FISV) | $56,131 | $101,403 |
| FLEETCOR TECHNOLOGIES (FLT) | $30,999 | $33,576 |
| FMC CORP NEW (FMC) | $23,458 | $57,143 |
| FORD MOTOR CO NEW (F) | $114,993 | $150,126 |
| FORTINET INC (FTNT) | $21,762 | $106,382 |
| FORTIVE CORP (FTV) | $16,331 | $36,085 |
| FORTUNE BRANDS HOME & SEC INC (FBHS) | $21,025 | $38,912 |
| FOX CORP CL A (FOXA) | $39,628 | $35,867 |
| FRANKLIN RESOURCES INC (BEN) | $20,175 | $21,601 |
| GALLAGHER ARTHUR J & CO (AJG) | $29,498 | $88,568 |
| GAP INC (GPS) | $21,120 | $8,790 |
| GARMIN LTD (GRMN) | $14,872 | $43,711 |
| GARTNER INC (IT) | $20,711 | $55,831 |
| GENERAC HLDGS INC COM (GNRC) | $30,257 | $34,840 |
| GENERAL MILLS INC (GIS) | $76,428 | $90,357 |
| GENERAL MTRS CO (GM) | $75,687 | $122,888 |
| GENL DYNAMICS CORP (GD) | $65,050 | $100,274 |
| GENUINE PARTS CO (GPC) | $38,614 | $57,202 |
| GILEAD SCIENCE (GILD) | $229,102 | $166,567 |
| GLOBAL PAYMENT INC (GPN) | $33,051 | $73,673 |
| GOLDMAN SACHS GRP INC (GS) | $82,926 | $259,369 |
| HARTFORD FIN SERS GRP INC (HIG) | $32,436 | $52,816 |
| HASBRO INC (HAS) | $16,984 | $17,812 |
| HEALTHPEAK PPTYS INC (PEAK) | $37,392 | $39,410 |
| HENRY SCHEIN INC (HSIC) | $12,568 | $17,832 |
| HERSHEY COMPANY (HSY) | $29,364 | $56,493 |
| HEWLETT PACKARD ENTERPRISE (HPE) | $29,420 | $47,594 |
| HILTON WORLDWIDE HLDGS INC (HLT) | $24,111 | $59,276 |
| HOLOGIC INC (HOLX) | $25,451 | $56,578 |
| HOME DEPOT INC (HD) | $246,455 | $882,311 |
| HONEYWELL INTL INC (HON) | $80,329 | $320,688 |
| HORMEL FOODS CORPORATION (HRL) | $18,517 | $31,043 |
| HOST HOTELS & RESORTS INC (HST) | $123,434 | $122,200 |
| HP INC COM (HPQ) | $44,853 | $113,688 |
| HUMANA INC (HUM) | $45,650 | $116,429 |
| HUNTINGTON BANCSHARES (HBAN) | $49,187 | $58,997 |
| IDEXX LABS (IDXX) | $25,172 | $115,889 |
| IHS MARKIT LTD (INFO) | $33,211 | $97,297 |
| ILL TOOL WORKS INC (ITW) | $80,531 | $204,350 |
| ILLUMINA INC (ILMN) | $44,353 | $96,632 |
| INCYTE CORP (INCY) | $42,354 | $25,396 |
| INGERSOLL RAND INC (IR) | $5,796 | $20,850 |
| INTEL CORP (INTC) | $125,062 | $413,803 |
| INTERCONTINENTAL EXCHANGE INC (ICE) | $38,033 | $112,835 |
| INTERNATIONAL FLAVORS&FRAGRANC (IFF) | $44,053 | $53,179 |
| INTERNATIONAL PAPER CO (IP) | $30,726 | $29,550 |
| INTERPUBLIC GROUP OF COS INC (IPG) | $14,825 | $25,316 |
| INTL BUSINESS MACHINES CORP (IBM) | $219,138 | $237,113 |
| INTUIT INC (INTU) | $46,705 | $306,816 |
| INTUITIVE SURGICAL INC (ISRG) | $41,441 | $226,359 |
| INVESCO LTD (IVZ) | $181,945 | $170,647 |
| IPG PHOTONICS CORP (IPGP) | $21,491 | $23,755 |
| IQVIA HOLDINGS INC (IQV) | $31,918 | $85,206 |
| IRON MOUNTAIN INC (IRM) | $14,674 | $20,984 |
| JACK HENRY & ASSOC INC (JKHY) | $24,837 | $22,878 |
| JACOBS ENGR GROUP INC (J) | $14,842 | $45,667 |
| JOHNSON & JOHNSON (JNJ) | $297,301 | $828,150 |
| JOHNSON CTLS INTL PLC (JCI) | $90,961 | $180,427 |
| JPMORGAN CHASE & CO (JPM) | $157,087 | $955,009 |
| JUNIPER NETWORKS (JNPR) | $17,200 | $21,605 |
| KELLOGG CO (K) | $37,321 | $36,655 |
| KEYCORP NEW (KEY) | $21,682 | $35,343 |
| KEYSIGHT TECHNOLOGIES INC (KEYS) | $30,335 | $58,855 |
| KIMBERLY CLARK CORP (KMB) | $89,264 | $119,052 |
| KIMCO REALTY CORP MD (KIM) | $15,603 | $14,593 |
| KLA CORPORATION (KLAC) | $14,799 | $110,538 |
| KRAFT HEINZ CO COM (KHC) | $235,930 | $211,487 |
| KROGER CO (KR) | $116,473 | $119,396 |
| L3HARRIS TECHNOLOGIES INC (LHX) | $30,176 | $73,141 |
| LABORATORY CP AMER HLDGS NEW (LH) | $22,231 | $55,615 |
| LAM RESEARCH CORPORATION (LRCX) | $24,326 | $196,328 |
| LAMB WESTON HLDGS INC COM (LW) | $21,971 | $20,091 |
| LAS VEGAS SANDS CORPORATION (LVS) | $26,117 | $20,062 |
| LENNAR CORPORATION (LEN) | $14,624 | $33,686 |
| LINCOLN NTL CORP IND (LNC) | $20,921 | $25,120 |
| LINDE PLC (LIN) | $309,239 | $535,245 |
| LKQ CORPORATION (LKQ) | $25,425 | $54,627 |
| LOCKHEED MARTIN CORP (LMT) | $106,880 | $178,416 |
| LOEWS CORPORATION (L) | $383,899 | $398,371 |
| LOWES COMPANIES INC (LOW) | $113,412 | $391,856 |
| LUMEN TECHNOLOGIES INC (LUMN) | $56,275 | $30,095 |
| LYONDELLBASELL NV CL-A (LYB) | $138,428 | $143,418 |
| M&T BANK CORP (MTB) | $24,850 | $30,716 |
| MARKETAXESS HOLDINGS INC (MKTX) | $57,906 | $49,764 |
| MARRIOTT INTL INC NEW CL A (MAR) | $36,985 | $79,150 |
| MARSH & MCLENNAN COS INC (MMC) | $52,497 | $160,088 |
| MARTIN MARIETTA MATERIALS (MLM) | $21,246 | $68,721 |
| MASCO CORP (MAS) | $12,384 | $37,076 |
| MASTERCARD INC CL A (MA) | $162,254 | $611,922 |
| MATCH GROUP INC (MTCH) | $40,655 | $42,452 |
| MC CORMICK AND CO NON VOTING (MKC) | $38,301 | $84,051 |
| MC DONALDS CORP (MCD) | $92,688 | $436,686 |
| MCKESSON CORP (MCK) | $76,982 | $86,005 |
| MEDTRONIC PLC SHS (MDT) | $198,298 | $262,349 |
| MERCK & CO INC NEW COM (MRK) | $174,039 | $390,481 |
| META PLATFORMS INC CL A (FB) | $431,467 | $1,508,866 |
| METLIFE INCORPORATED (MET) | $54,736 | $74,676 |
| METTLER TOLEDO INTL (MTD) | $17,014 | $61,100 |
| MGM RESORTS INTERNATIONAL (MGM) | $35,078 | $50,266 |
| MICROCHIP TECHNOLOGY INC (MCHP) | $22,431 | $69,996 |
| MICRON TECH INC (MU) | $55,150 | $185,555 |
| MICROSOFT CORP (MSFT) | $607,313 | $4,742,785 |
| MID AMER APART COMM INC (MAA) | $43,660 | $102,330 |
| MODERNA INC (MRNA) | $228,340 | $167,881 |
| MOHAWK INDUSTRIES INC (MHK) | $19,332 | $29,695 |
| MOLSON COORS BEVERAGE CO CL B (TAP) | $63,236 | $44,125 |
| MONDELEZ INTL INC COM (MDLZ) | $54,534 | $185,801 |
| MONOLITHIC PWR SYSTEMS INC (MPWR) | $55,218 | $76,959 |
| MONSTER BEVERAGE CORP NEW COM (MNST) | $66,004 | $133,784 |
| MOODYS CORP (MCO) | $33,281 | $123,423 |
| MORGAN STANLEY (MS) | $107,850 | $305,768 |
| MOTOROLA SOLUTIONS INC (MSI) | $21,660 | $94,280 |
| MSCI INC COM (MSCI) | $53,307 | $64,945 |
| NETAPP INC COM (NTAP) | $14,113 | $36,244 |
| NETFLIX INC (NFLX) | $78,482 | $494,603 |
| NEWELL BRANDS INC (NWL) | $44,056 | $27,780 |
| NEWMONT CORPORATION (NEM) | $270,884 | $342,661 |
| NEWS CORPORATION CL A (NWSA) | $21,552 | $38,373 |
| NEXTERA ENERGY INC (NEE) | $275,178 | $565,948 |
| NIELSEN HLDGS PLC (NLSN) | $31,319 | $16,695 |
| NIKE INC B (NKE) | $109,815 | $363,007 |
| NORTHERN TRUST CORP (NTRS) | $34,676 | $60,283 |
| NORTHROP GRUMMAN CP(HLDG CO) (NOC) | $48,935 | $115,347 |
| NORTONLIFELOCK INC (NLOK) | $34,110 | $38,424 |
| NORWEGIAN CRUISE LINE HLDG LTD (NCLH) | $60,374 | $44,301 |
| NVIDIA CORPORATION (NVDA) | $53,278 | $1,416,434 |
| NXP SEMICONDUCTORS NV (NXPI) | $103,371 | $119,585 |
| OMNICOM GROUP (OMC) | $34,484 | $32,019 |
| ORACLE CORP (ORCL) | $111,384 | $325,642 |
| O'REILLY AUTOMOTIVE INC NEW (ORLY) | $31,843 | $103,110 |
| ORGANON & CO (OGN) | $46,581 | $49,390 |
| OTIS WORLDWIDE CORP (OTIS) | $20,103 | $59,208 |
| PACCAR INC (PCAR) | $26,234 | $36,893 |
| PACKAGING CORP AMER (PKG) | $18,121 | $22,601 |
| PARKER HANNIFIN CORP (PH) | $139,758 | $186,418 |
| PAYCHEX INC (PAYX) | $24,621 | $68,114 |
| PAYCOM SOFTWARE INC (PAYC) | $30,575 | $51,068 |
| PAYPAL HLDGS INC COM (PYPL) | $92,131 | $423,928 |
| PENN NATIONAL GAMING, INC. (PENN) | $37,558 | $16,592 |
| PENTAIR PLC (PNR) | $10,321 | $18,258 |
| PEOPLE'S UNITED FINANCIAL INC. (PBCT) | $59,029 | $61,515 |
| PEPSICO INC NC (PEP) | $218,305 | $570,290 |
| PERKIN ELMER INC (PKI) | $14,953 | $58,710 |
| PFIZER INC (PFE) | $338,973 | $616,600 |
| PNC FINL SVCS GP (PNC) | $74,179 | $160,215 |
| PPG INDUSTRIES INC (PPG) | $74,931 | $124,674 |
| PRINCIPAL FINL GROUP INC (PFG) | $23,328 | $32,549 |
| PROCTER & GAMBLE (PG) | $299,631 | $802,033 |
| PROGRESSIVE CORP OHIO (PGR) | $29,169 | $111,683 |
| PROLOGIS INC COM (PLD) | $47,531 | $176,105 |
| PRUDENTIAL FINANCIAL INC (PRU) | $61,617 | $83,128 |
| PUBLIC STORAGE (PSA) | $64,057 | $113,866 |
| PULTE GROUP INC (PHM) | $14,943 | $38,011 |
| PVH CORPORATION (PVH) | $14,730 | $14,184 |
| QORVO INC COM (QRVO) | $30,401 | $58,803 |
| QUALCOMM INC (QCOM) | $150,544 | $424,441 |
| QUANTA SERVICES INC (PWR) | $213,015 | $220,377 |
| QUEST DIAGNOSTICS INC (DGX) | $20,863 | $47,751 |
| RALPH LAUREN CORP CL A (RL) | $14,781 | $12,599 |
| RAYMOND JAMES FINCL INC (RJF) | $23,907 | $45,782 |
| RAYTHEON TECHNOLOGIES CORP (RTX) | $260,967 | $382,881 |
| REALTY INCOME CORP (O) | $23,680 | $31,929 |
| REGENCY CTRS CORP (REG) | $24,809 | $29,839 |
| REGENERON PHARMACEUTICALS INC (REGN) | $104,420 | $131,988 |
| REGIONS FINANCIAL CORP NEW (RF) | $22,322 | $50,532 |
| REPUBLIC SERVICES INC (RSG) | $15,265 | $52,573 |
| RESMED INC (RMD) | $22,565 | $51,054 |
| ROCKWELL AUTOMATION INC (ROK) | $23,649 | $73,956 |
| ROLLINS INC (ROL) | $43,129 | $64,349 |
| ROPER TECHNOLOGIES, INC. (ROP) | $25,127 | $72,795 |
| ROSS STORES INC (ROST) | $37,752 | $82,967 |
| ROYAL CARIBBEAN GROUP COM (RCL) | $22,812 | $21,532 |
| S&P GLOBAL INC COM (SPGI) | $10,819 | $219,447 |
| SALESFORCE.COM,INC. (CRM) | $256,246 | $503,940 |
| SBA COMMUNICATNS CORP NEW CL A (SBAC) | $24,847 | $61,076 |
| SEAGATE TECHNOLOGY HLDNGS PLC (STX) | $29,107 | $61,687 |
| SEALED AIR CP NEW (SEE) | $19,932 | $29,147 |
| SERVICENOW INC (NOW) | $102,528 | $225,241 |
| SHERWIN WILLIAMS COMPANY OHIO (SHW) | $50,573 | $183,828 |
| SIMON PPTY GROUP INC (SPG) | $103,272 | $84,039 |
| SKYWORKS SOLUTIONS INC (SWKS) | $26,512 | $42,198 |
| SOLAREDGE TECHNOLOGIES INC (SEDG) | $35,240 | $34,230 |
| STANLEY BLACK & DECKER INC (SWK) | $26,077 | $45,835 |
| STARBUCKS CORP WASHINGTON (SBUX) | $104,039 | $255,579 |
| STATE STREET CORP (STT) | $50,501 | $65,565 |
| STRYKER CORP (SYK) | $55,635 | $150,557 |
| SVB FNCL GRP (SIVB) | $32,389 | $41,373 |
| SYNCHRONY FINANCIAL (SYF) | $46,189 | $67,915 |
| SYNOPSYS INC (SNPS) | $17,604 | $87,335 |
| SYSCO CORP (SYY) | $75,809 | $140,605 |
| T ROWE PRICE GROUP INC (TROW) | $38,299 | $90,454 |
| TAKE TWO INTERACTIVE SOFTWARE (TTWO) | $22,499 | $29,857 |
| TAPESTRY INC (TPR) | $21,647 | $20,544 |
| TARGET CORPORATION (TGT) | $50,043 | $227,274 |
| TE CONNECTIVITY LTD NEW (TEL) | $49,313 | $112,454 |
| TELEFLEX INC (TFX) | $23,378 | $22,337 |
| TESLA INC (TSLA) | $1,083,102 | $1,605,249 |
| TEXAS INSTRUMENTS (TXN) | $25,912 | $327,372 |
| TEXTRON INC (TXT) | $18,432 | $31,034 |
| THE J.M. SMUCKER COMPANY (SJM) | $25,555 | $29,609 |
| THE MOSAIC COMPANY (MOS) | $106,391 | $128,400 |
| THERMO FISHER SCIENTIFIC (TMO) | $119,112 | $495,092 |
| TJX COS INC NEW (TJX) | $88,171 | $187,674 |
| T-MOBILE US INC COM (TMUS) | $140,367 | $163,764 |
| TRACTOR SUPPLY CO (TSCO) | $16,087 | $44,857 |
| TRANE TECHNOLOGIES PLC (TT) | $19,992 | $77,175 |
| TRANSDIGM GROUP INC (TDG) | $22,348 | $62,355 |
| TRAVELERS COMPANIES INC COM (TRV) | $58,500 | $85,254 |
| TRUIST FINL CORP (TFC) | $78,439 | $129,922 |
| TWITTER INC (TWTR) | $70,307 | $68,720 |
| TYLER TECHNOLOGIES INC (TYL) | $33,987 | $54,871 |
| TYSON FOODS INC CL A (TSN) | $21,026 | $47,415 |
| U S BANCORP COM NEW (USB) | $95,983 | $156,153 |
| UDR INC COM (UDR) | $17,516 | $29,035 |
| ULTA BEAUTY INC (ULTA) | $23,090 | $45,357 |
| UNDER ARMOUR INC CL A (UAA) | $8,840 | $4,471 |
| UNDER ARMOUR INC CLASS C (UA) | $17,392 | $12,285 |
| UNION PACIFIC CORP (UNP) | $114,539 | $363,535 |
| UNITED AIRLINES HLDGS INC (UAL) | $48,557 | $38,132 |
| UNITED PARCEL SER INC CL-B (UPS) | $132,761 | $284,001 |
| UNITED RENTALS INC (URI) | $100,670 | $139,562 |
| UNITEDHEALTH GP INC (UNH) | $219,047 | $881,758 |
| UNIVERSAL HEALTH SERVICES B (UHS) | $15,705 | $17,115 |
| V F CORP (VFC) | $35,824 | $36,976 |
| VENTAS INC (VTR) | $39,928 | $31,899 |
| VERISIGN INC (VRSN) | $14,925 | $56,348 |
| VERISK ANALYTICS INC COM (VRSK) | $16,127 | $50,092 |
| VERIZON COMMUNICATIONS (VZ) | $374,928 | $393,233 |
| VERTEX PHARMACEUTICALS (VRTX) | $59,955 | $103,432 |
| VIACOMCBS INC CL B (VIAC) | $66,527 | $26,679 |
| VIATRIS INC (VTRS) | $137,381 | $138,344 |
| VISA INC CL A (V) | $210,074 | $684,587 |
| VORNADO REALTY TRUST (VNO) | $27,347 | $12,935 |
| VULCAN MATERIALS CO (VMC) | $33,999 | $57,500 |
| W W GRAINGER INC (GWW) | $17,339 | $38,350 |
| WABTEC CORP (WAB) | $95,455 | $107,400 |
| WALGREENS BOOTS ALLIANCE INC (WBA) | $110,689 | $160,444 |
| WALT DISNEY CO HLDG CO (DIS) | $245,328 | $667,886 |
| WASTE MGMT INC (DELA) (WM) | $38,992 | $119,167 |
| WATERS CORP (WAT) | $15,365 | $45,830 |
| WELLS FARGO & CO NEW (WFC) | $360,133 | $470,444 |
| WELLTOWER INC (WELL) | $40,358 | $44,429 |
| WEST PHARMACEUTICAL SVCS INC (WST) | $28,806 | $62,378 |
| WESTERN DIGITAL CORPORATION (WDC) | $38,980 | $30,323 |
| WHIRLPOOL CORP (WHR) | $23,929 | $28,629 |
| WILLIS TOWERS WATSON PUB LTD (WLTW) | $22,899 | $48,923 |
| WYNN RESORTS LTD (WYNN) | $21,542 | $15,477 |
| XILINX INC (XLNX) | $17,761 | $105,167 |
| XYLEM INC COM (XYL) | $14,417 | $49,047 |
| YUM BRANDS INC (YUM) | $40,254 | $102,201 |
| ZEBRA TECH CL-A (ZBRA) | $48,105 | $52,378 |
| ZIMMER BIOMET HLDGS INC COM (ZBH) | $36,469 | $39,382 |
| ZIONS BANCORPORATION N A (ZION) | $10,526 | $24,380 |
| ZOETIS INC CLASS-A (ZTS) | $39,880 | $206,205 |
| 2U INC COM (TWOU) | $84,810 | $46,884 |
| ALARM COM HLDGS INC COM (ALRM) | $123,834 | $144,771 |
| AMEDISYS INC (AMED) | $227,809 | $169,650 |
| AMN HEALTHCARE SVCS INC (AMN) | $64,877 | $122,330 |
| ANSYS INC (ANSS) | $208,007 | $251,903 |
| ASPEN TECHNOLOGY INC (AZPN) | $63,581 | $75,796 |
| AVALARA INC (AVLR) | $137,537 | $127,173 |
| BIO-TECHNE CORP (TECH) | $132,842 | $238,494 |
| BLACKLINE INC (BL) | $134,616 | $129,425 |
| CHARLES RIVER LABS INTL INC (CRL) | $101,790 | $134,887 |
| COGNEX CORP (CGNX) | $81,617 | $86,858 |
| COSTAR GROUP INC (CSGP) | $154,596 | $139,883 |
| EXPONENT INC (EXPO) | $78,176 | $113,462 |
| FASTENAL CO (FAST) | $165,326 | $224,787 |
| FIVE BELOW (FIVE) | $170,656 | $233,372 |
| FIVE9 INC COM (FIVN) | $97,555 | $90,631 |
| FIVERR INTL LTD (FVRR) | $96,138 | $46,276 |
| GLOBANT S.A (GLOB) | $183,894 | $300,270 |
| GODADDY INC. (GDDY) | $150,953 | $165,053 |
| GRAND CANYON ED INC COM (LOPE) | $163,664 | $162,763 |
| GRID DYNAMICS HLDGS CL A (GDYN) | $76,282 | $91,887 |
| GUIDEWIRE SOFTWARE INC (GWRE) | $124,879 | $127,040 |
| HEICO CORP NEW (HEI) | $153,450 | $184,313 |
| HLTH CARE SVC GRP (HCSG) | $80,104 | $57,622 |
| IAC INTERACTIVECORP NEW (IAC) | $58,471 | $77,380 |
| JACK HENRY & ASSOC INC (JKHY) | $55,845 | $58,447 |
| KORNIT DIGITAL LTD SHS (KRNT) | $106,462 | $208,126 |
| MIDDLEBY CORP DEL (MIDD) | $51,531 | $84,804 |
| NATL INSTRUMS CP (NATI) | $71,070 | $82,012 |
| NEOGEN CP (NEOG) | $89,232 | $109,801 |
| OLLIES BARGAIN OUTLET HLDG INC (OLLI) | $101,574 | $59,278 |
| ORTHOPEDIATRICS CORP (KIDS) | $52,820 | $70,096 |
| PAYCOM SOFTWARE INC (PAYC) | $156,328 | $169,398 |
| PAYLOCITY HOLDING CORPORATION (PCTY) | $130,799 | $177,120 |
| PEGASYSTEMS INC (PEGA) | $170,792 | $151,628 |
| PROTO LABS (PRLB) | $55,836 | $21,926 |
| RITCHIE BROTHERS AUCTIONEERS (RBA) | $194,145 | $183,936 |
| ROLLINS INC (ROL) | $132,322 | $117,853 |
| THE ENSIGN GROUP INC (ENSG) | $94,099 | $83,288 |
| TYLER TECHNOLOGIES INC (TYL) | $191,523 | $253,912 |
| VERISK ANALYTICS INC COM (VRSK) | $188,813 | $226,214 |
| VIMEO INC (VMEO) | $73,488 | $34,573 |
| WATSCO INC (WSO) | $64,811 | $87,606 |
| WEST PHARMACEUTICAL SVCS INC (WST) | $174,836 | $287,034 |
| WORKIVA INC CLASS A (WK) | $103,778 | $185,948 |
| ADIENT PLC COM (ADNT) | $97,955 | $98,106 |
| ALASKA AIR GROUP INCORPORATED (ALK) | $46,626 | $53,298 |
| ALLEGION PUB LTD CO (ALLE) | $99,740 | $94,827 |
| ALLEGRO MICROSYSTEMS INC (ALGM) | $37,959 | $40,124 |
| AMERICAS CAR-MART INC (CRMT) | $31,537 | $25,702 |
| AMN HEALTHCARE SVCS INC (AMN) | $64,528 | $81,839 |
| AMYRIS INC (AMRS) | $38,269 | $24,075 |
| ARBOR REALTY TRUST INC (ABR) | $52,138 | $65,146 |
| ARROW ELECTRONICS (ARW) | $101,730 | $122,186 |
| ATHENE HOLDING LTD CLASS A (ATH) | $86,582 | $161,244 |
| BALCHEM CP (BCPC) | $31,399 | $35,406 |
| BANK OZK (OZK) | $24,866 | $44,948 |
| BENTLEY SYS INC COM CL B (BSY) | $48,219 | $34,701 |
| BOX,INC. CL A (BOX) | $71,534 | $72,913 |
| BRUKER CORPORATION (BRKR) | $90,224 | $132,158 |
| BUILDERS FIRSTSOURCE INC (BLDR) | $93,534 | $129,251 |
| CARPENTER TECHNOLOGY (CRS) | $36,814 | $35,349 |
| CARS COM INC (CARS) | $30,796 | $28,206 |
| CATALENT INC (CTLT) | $141,950 | $138,400 |
| CENTURY ALUMINUM CO (CENX) | $31,824 | $42,377 |
| CHARLES RIVER LABS INTL INC (CRL) | $55,958 | $148,075 |
| CHEMOURS CO COM (CC) | $59,757 | $97,827 |
| CHOICE HOTELS INTL INC NEW (CHH) | $64,454 | $72,847 |
| COEUR D'ALENE MINES COR IDAHO (CDE) | $89,886 | $46,015 |
| CRACKER BARREL OLD CTRY STORE (CBRL) | $52,147 | $51,199 |
| CYRUSONE INC (CONE) | $153,984 | $181,504 |
| DINE BRANDS GLOBAL INC (DIN) | $45,161 | $45,789 |
| DIODES INC (DIOD) | $60,759 | $61,054 |
| DOMO INC COM CL B (DOMO) | $45,367 | $27,826 |
| DRILL-QUIP INC (DRQ) | $27,034 | $16,728 |
| EASTMAN KODAK COMPANY (KODK) | $55,697 | $31,276 |
| ELEMENT SOLUTIONS INC (ESI) | $17,448 | $33,604 |
| ENCOMPASS HEALTH CORP (EHC) | $98,649 | $76,354 |
| ENCORE CAP GRP INC (ECPG) | $39,164 | $50,371 |
| ENTEGRIS INC (ENTG) | $119,113 | $129,988 |
| EVERCORE INC CLASS A (EVR) | $78,769 | $138,024 |
| EVOLENT HEALTH INC CL A (EVH) | $44,475 | $108,245 |
| EVOQUA WATER TECHNOLOGIES CORP (AQUA) | $73,632 | $111,779 |
| EXLSERVICE HLDGS INC (EXLS) | $44,611 | $51,249 |
| FIRST AMERICAN FINL CORP (FAF) | $81,121 | $87,539 |
| FLAGSTAR BANCORP INC (FBC) | $39,160 | $46,837 |
| FLOOR & DECOR HLDGS INC CL-A (FND) | $13,190 | $30,422 |
| GOPRO INC CL A (GPRO) | $94,959 | $88,212 |
| HENRY SCHEIN INC (HSIC) | $88,792 | $90,943 |
| INNOVATIVE INDL PPTYS INC CL A (IIPR) | $31,933 | $60,995 |
| INSIGHT ENTERPRISES INC (NSIT) | $57,314 | $60,655 |
| INTEGRA LIFESCIENCES CRP NEW (IART) | $61,181 | $54,731 |
| IRONWOOD PHARM INC A (IRWD) | $55,008 | $55,840 |
| JABIL CIRCUIT INC (JBL) | $102,649 | $128,881 |
| KBR INC (KBR) | $30,097 | $31,048 |
| KEMPER CORP DEL COM (KMPR) | $51,727 | $42,094 |
| KORN FERRY (KFY) | $29,541 | $44,454 |
| LANDSTAR SYSTEM INC (LSTR) | $70,764 | $95,955 |
| MACOM TECHNOLOGY SOLU HLDS (MTSI) | $41,148 | $42,439 |
| MANHATTAN ASSOC INC (MANH) | $102,387 | $98,114 |
| MAXLINEAR INC CLASS A (MXL) | $82,432 | $85,191 |
| NATERA INC COM (NTRA) | $78,949 | $64,719 |
| NATIONAL VISION HOLDINGS INC (EYE) | $51,555 | $45,974 |
| NCR CORPORATION (NCR) | $83,501 | $87,194 |
| NEW RESIDENTIAL INVT CORP (NRZ) | $93,872 | $89,985 |
| NEW YORK MORTGAGE TRUST INC (NYMT) | $29,419 | $29,514 |
| NEWELL BRANDS INC (NWL) | $95,964 | $83,887 |
| OGE ENERGY CORPORATION (OGE) | $99,901 | $111,954 |
| OMNICELL INC (OMCL) | $68,482 | $68,567 |
| ONEMAIN HOLDINGS, INC. (OMF) | $44,408 | $53,793 |
| OXFORD INDUSTRIES INC (OXM) | $28,144 | $36,446 |
| PACIRA BIOSCIENCES (PCRX) | $45,611 | $58,064 |
| PENNYMAC FINL SVCS INC (PFSI) | $78,313 | $84,434 |
| PERKIN ELMER INC (PKI) | $116,774 | $144,763 |
| PERRIGO CO LTD (PRGO) | $100,622 | $87,408 |
| PILGRIMS PRIDE CORP NEW COM (PPC) | $22,386 | $29,779 |
| PREMIER INC CL A (PINC) | $57,968 | $62,537 |
| QUALYS INC COM (QLYS) | $88,770 | $91,663 |
| RAMBUS INC (DEL) (RMBS) | $53,677 | $55,488 |
| REALOGY HOLDINGS CORP (RLGY) | $23,676 | $46,312 |
| REINSURANCE GROUP OF AMERICA (RGA) | $102,108 | $85,293 |
| SANGAMO THERAPEUTICS INC (SGMO) | $35,586 | $25,110 |
| SELECT MEDICAL HLDGS CP (SEM) | $49,456 | $40,954 |
| SERVICE PPTYS TR SH BEN INT (SVC) | $51,359 | $33,666 |
| SIMPSON MANUFACTURING CO INC (SSD) | $36,569 | $44,363 |
| SINCLAIR BROADCAST GP CL A (SBGI) | $43,221 | $35,178 |
| SLM CORPORATION (SLM) | $130,760 | $164,599 |
| SONIC AUTOMOTIVE INC CL A (SAH) | $34,533 | $31,401 |
| SPECTRUM BRANDS HLDGS INC (SPB) | $38,845 | $45,164 |
| SPROUTS FARMERS MARKET INC (SFM) | $139,035 | $152,822 |
| SPS COMMERCE INC COM (SPSC) | $65,869 | $57,936 |
| STEEL DYNAMICS INC (STLD) | $92,636 | $142,637 |
| TERADATA CORP (TDC) | $94,819 | $74,917 |
| TEXTRON INC (TXT) | $82,727 | $150,694 |
| TRAVEL PLUS LEISURE CO (TNL) | $68,055 | $82,021 |
| TRONOX HOLDINGS PLC (TROX) | $22,923 | $68,437 |
| TURTLE BEACH CORP (HEAR) | $33,575 | $26,356 |
| TWO HARBORS INVESTMENT CORP (TWO) | $45,651 | $35,087 |
| UNDER ARMOUR INC CL A (UAA) | $32,466 | $30,281 |
| UNITED NAT FOODS INC (UNFI) | $77,831 | $161,915 |
| US FOODS HOLDING CORP (USFD) | $57,703 | $72,690 |
| VICOR CORP DE (VICR) | $38,608 | $36,570 |
| VIRTU FINANCIAL INC (VIRT) | $85,873 | $81,733 |
| VISHAY INTERTECHNOLOGY INC (VSH) | $48,490 | $41,597 |
| VISTRA CORP (VST) | $142,429 | $154,153 |
| VOYA FINL INC (VOYA) | $51,650 | $67,039 |
| WALKER & DUNLOP INC (WD) | $23,584 | $61,710 |
| WESCO INTL INC (WCC) | $89,175 | $127,905 |
| WESTERN ALLIANCE BANCORP (WAL) | $101,329 | $93,978 |
| WORLD WRESTLING ENTMNT (WWE) | $86,057 | $105,094 |
| YEXT INC (YEXT) | $39,506 | $28,193 |
| ABM INDUSTRIES INCORPORATED (ABM) | $49,731 | $69,486 |
| ACCO BRANDS CORP (ACCO) | $42,143 | $33,362 |
| AES CORP (AES) | $48,748 | $68,186 |
| AGNC INVESTMENT CORP (AGNC) | $39,348 | $33,840 |
| ALLISON TRANSMN HLDGS INC (ALSN) | $49,756 | $44,165 |
| ALTRA INDL MOTION CORP (AIMC) | $26,812 | $25,011 |
| AMERICAN EAGLE OUTFITTERS NEW (AEO) | $31,426 | $29,346 |
| AMERICOLD RLTY TR COM (COLD) | $27,641 | $25,478 |
| AMERIS BANCORP (ABCB) | $25,930 | $25,237 |
| ARES COMMERCIAL REAL ESTATE CO (ACRE) | $23,567 | $24,427 |
| ARROW ELECTRONICS (ARW) | $40,907 | $72,640 |
| ARTISAN PARTNERS ASSET MGMT (APAM) | $67,568 | $61,646 |
| ASGN INC (ASGN) | $82,330 | $134,136 |
| ASSURANT INC (AIZ) | $36,469 | $52,057 |
| ASSURED GUARANTY LTD (AGO) | $76,571 | $102,458 |
| AVNET INC (AVT) | $42,673 | $44,611 |
| AXALTA COATING SYSTEMS LTD. (AXTA) | $54,332 | $56,304 |
| AXIS CAPITAL HOLDINGS LTD (AXS) | $60,332 | $65,092 |
| BANKUNITED INC (BKU) | $60,800 | $69,769 |
| BELDEN INC (BDC) | $76,641 | $88,078 |
| BLACKSTONE MORTGAGE TRUST INC (BXMT) | $38,814 | $35,856 |
| BOOZ ALLEN HAMILTON HLDG CL-A (BAH) | $17,656 | $30,270 |
| BRIGHT HEALTH GROUP INC (BHG) | $40,658 | $19,856 |
| BRIGHTVIEW HLDGS INC (BV) | $49,052 | $46,563 |
| BRINK'S COMPANY COM (BCO) | $82,684 | $75,274 |
| BUILDERS FIRSTSOURCE INC (BLDR) | $14,502 | $55,883 |
| BWX TECHNOLOGIES INC COM (BWXT) | $63,629 | $53,913 |
| CALLAWAY GOLF COMPANY (ELY) | $121,902 | $113,190 |
| CARTER'S (CRI) | $27,171 | $27,734 |
| CENTERPOINT ENERGY INC (CNP) | $32,785 | $43,930 |
| CHAMPIONX CORPORATION (CHX) | $21,163 | $43,148 |
| CHANGE HEALTHCARE INC (CHNG) | $131,253 | $143,845 |
| COLUMBIA BANKING SYSTEMS INC (COLB) | $34,168 | $32,949 |
| COMMSCOPE HOLDING COMPANY INC (COMM) | $80,134 | $45,419 |
| CONCENTRIX CORP (CNXC) | $39,213 | $138,609 |
| COUSINS PPTYS INC (CUZ) | $76,387 | $97,921 |
| CROWN HLDGS INC (HOLDING CO) (CCK) | $31,538 | $32,080 |
| CURTISS WRIGHT CORP (CW) | $56,147 | $72,940 |
| EAST WEST BANCORP (EWBC) | $51,605 | $63,809 |
| ECOVYST INC (ECVT) | $30,485 | $19,333 |
| EMCOR GROUP INC (EME) | $22,155 | $41,147 |
| EMPLOYERS HOLDINGS (EIG) | $31,504 | $33,228 |
| ENERGIZER HLDGS INC (ENR) | $87,566 | $71,498 |
| ENERSYS (ENS) | $50,507 | $58,821 |
| ENVISTA HLDGS CORP (NVST) | $74,238 | $136,307 |
| ESSENT GROUP LTD COM (ESNT) | $67,190 | $83,775 |
| EVERCORE INC CLASS A (EVR) | $59,619 | $102,431 |
| EVEREST RE GROUP LTD (RE) | $48,603 | $57,523 |
| EVERTEC INC (EVTC) | $35,259 | $61,675 |
| FED AGRIC MTG NON VTG C (AGM) | $52,176 | $74,978 |
| FIRST AMERICAN FINL CORP (FAF) | $23,406 | $35,986 |
| FIRST CITIZ BANCSHARES A (FCNCA) | $97,076 | $131,115 |
| FIRST HAWAIIAN INC (FHB) | $45,117 | $55,945 |
| FIRST HORIZON CORPORATION (FHN) | $24,136 | $41,315 |
| FIRST MERCHANTS CORP (FRME) | $37,629 | $36,905 |
| FLEXTRONICS INTL LTD (FLEX) | $24,808 | $45,642 |
| FMC CORP NEW (FMC) | $48,129 | $63,297 |
| FOOT LOCKER INC (FL) | $74,787 | $89,660 |
| FRESH DEL MONTE PRODUCE INC (FDP) | $61,463 | $63,894 |
| FRONTDOOR INC (FTDR) | $42,353 | $43,430 |
| FTI CONSULTING INC (FCN) | $17,013 | $35,747 |
| GLOBE LIFE INC (GL) | $47,447 | $53,420 |
| GRAPHIC PACKAGING HOLDING CO (GPK) | $134,250 | $174,974 |
| GRAY TELEVISION CL B COM (GTN) | $38,205 | $33,909 |
| H & R BLOCK INC (HRB) | $28,446 | $27,118 |
| HAEMONETICS CORP (HAE) | $27,458 | $23,391 |
| HANESBRANDS INC (HBI) | $19,465 | $33,039 |
| HANOVER INSURANCE GROUP INC (THG) | $27,087 | $31,061 |
| HARLEY DAVIDSON INC (HOG) | $75,299 | $94,866 |
| HARSCO CORP (HSC) | $35,027 | $41,725 |
| HASBRO INC (HAS) | $47,660 | $52,417 |
| HILLENBRAND INC (HI) | $21,267 | $45,179 |
| HOLOGIC INC (HOLX) | $38,237 | $45,324 |
| HOWMET AEROSPACE INC (HWM) | $17,738 | $34,345 |
| HUB GROUP INC CL A (HUBG) | $25,598 | $34,960 |
| HUNTINGTON INGALLS INDUSTRIES (HII) | $46,086 | $48,926 |
| ICON PLC (ICLR) | $24,886 | $50,481 |
| INGEVITY CORP (NGVT) | $18,207 | $32,337 |
| INGREDION INC COM (INGR) | $43,517 | $43,971 |
| INSIGHT ENTERPRISES INC (NSIT) | $54,218 | $111,823 |
| INTERDIGITAL INC (IDCC) | $58,207 | $69,839 |
| INTERNATIONAL GAME TECHNOLOGY (IGT) | $11,578 | $32,379 |
| INVESTORS BANCORP INC NEW (ISBC) | $47,153 | $51,677 |
| JAZZ PHARMACEUTICALS PLC (JAZZ) | $23,202 | $22,805 |
| JONES LANG LASALLE INC (JLL) | $18,782 | $41,748 |
| KAR AUCTION SVCS INC (KAR) | $97,076 | $84,520 |
| LANDSTAR SYSTEM INC (LSTR) | $19,670 | $31,508 |
| LCI INDS (LCII) | $49,399 | $91,807 |
| LITHIA MTRS INC (LAD) | $17,257 | $46,324 |
| LPL FINL HLDGS INC COM (LPLA) | $45,051 | $102,458 |
| MASONITE INTL CORP NEW COM (DOOR) | $40,451 | $43,170 |
| MERITAGE HOME CORPORATION (MTH) | $35,153 | $44,186 |
| MIDLAND STATES BANCORP INC (MSBI) | $27,012 | $27,715 |
| MINERALS TECHNOLOGY INC (MTX) | $21,657 | $26,407 |
| MOLINA HEALTHCARE INC (MOH) | $50,433 | $115,781 |
| MR COOPER GROUP INC (COOP) | $10,894 | $57,255 |
| NATIONAL ENERGY SERVICES REU (NESR) | $17,639 | $19,647 |
| NAVIENT CORP COM (NAVI) | $20,953 | $46,514 |
| NCR CORPORATION (NCR) | $49,388 | $79,194 |
| NEXSTAR MEDIA GROUP CL A (NXST) | $79,357 | $104,780 |
| NEXTIER OILFIELD SOLUTIONS INC (NEX) | $15,076 | $14,690 |
| NMI HOLDINGS INC CLASS A (NMIH) | $35,690 | $33,452 |
| NOMAD HLDGS LTD (NOMD) | $41,579 | $49,333 |
| NORTONLIFELOCK INC (NLOK) | $55,075 | $57,624 |
| OMNICOM GROUP (OMC) | $43,272 | $43,742 |
| ORTHO CLINICAL DIAGNOSTICS HLD (OCDX) | $67,027 | $81,218 |
| OWENS CORNING INC (OC) | $30,770 | $48,780 |
| PACWEST BANCORP (PACW) | $47,650 | $62,470 |
| PENNYMAC FINL SVCS INC (PFSI) | $44,410 | $54,010 |
| PETIQ INC COM CL A (PETQ) | $76,872 | $58,546 |
| PINNACLE WEST CAPITAL CORP (PNW) | $50,728 | $46,307 |
| PRA GROUP INC (PRAA) | $33,238 | $44,737 |
| PREFERRED BANK COM STOCK NEW (PFBC) | $26,865 | $30,511 |
| PROASSURANCE CP (PRA) | $41,637 | $55,154 |
| QORVO INC COM (QRVO) | $68,799 | $69,281 |
| R1 RCM INC (RCM) | $59,981 | $94,644 |
| RACKSPACE TECHNOLOGY INC (RXT) | $26,221 | $22,953 |
| REALOGY HOLDINGS CORP (RLGY) | $39,333 | $37,419 |
| REINSURANCE GROUP OF AMERICA (RGA) | $31,601 | $38,978 |
| RENAISSANCE RE HOLDINGS LTD (RNR) | $69,566 | $70,103 |
| RESIDEO TECHNOLOGIES INC (REZI) | $34,051 | $32,407 |
| SCIENCE APPLICATIONS INTL CP (SAIC) | $108,726 | $118,363 |
| SENSATA TECHNOLOGIES HLDG PLC (ST) | $62,929 | $66,995 |
| SKECHERS U S A INC CL A (SKX) | $20,115 | $34,156 |
| SLM CORPORATION (SLM) | $90,144 | $165,700 |
| SOTERA HEALTH CO (SHC) | $91,951 | $89,113 |
| SOUTH ST CORP (SSB) | $38,431 | $35,889 |
| SPECTRUM BRANDS HLDGS INC (SPB) | $19,821 | $41,603 |
| SPIRIT REALTY CAPITAL, INC. (SRC) | $30,106 | $37,154 |
| STANDARD MOTOR PRODUCTS INC (SMP) | $21,539 | $22,109 |
| STARWOOD PROPERTY TRUST INC (STWD) | $58,260 | $64,760 |
| STEELCASE INC CLASS A (SCS) | $31,047 | $30,683 |
| STEVEN MADDEN LTD (SHOO) | $67,448 | $90,895 |
| STRIDE INC (LRN) | $99,645 | $122,754 |
| SYNEOS HEALTH INC CL A (SYNH) | $74,483 | $144,265 |
| SYNOVUS FINANCIAL CORP (SNV) | $49,889 | $63,332 |
| TD SYNNEX CORPORATION (SNX) | $49,148 | $110,700 |
| TEGNA INC COM (TGNA) | $91,680 | $96,215 |
| TEMPUR-PEDIC INT'L INC (TPX) | $8,609 | $61,092 |
| TEREX CP NEW DEL (TEX) | $10,306 | $25,843 |
| TEXTRON INC (TXT) | $23,580 | $41,688 |
| THE MOSAIC COMPANY (MOS) | $12,465 | $36,225 |
| TOLL BROTHERS (TOL) | $26,464 | $47,271 |
| TRAVEL PLUS LEISURE CO (TNL) | $43,589 | $56,983 |
| TTEC HOLDINGS INC (TTEC) | $19,795 | $50,255 |
| UMPQUA HOLDINGS CORP (UMPQ) | $56,405 | $57,143 |
| UNISYS CORPORATION (UIS) | $14,048 | $23,799 |
| UNIVERSAL HEALTH SERVICES B (UHS) | $68,404 | $64,182 |
| US FOODS HOLDING CORP (USFD) | $33,038 | $32,845 |
| VALLEY NATL BANCORP (VLY) | $47,292 | $57,200 |
| VALVOLINE INC COM (VVV) | $89,483 | $149,794 |
| VIAD CORP NEW (VVI) | $21,781 | $20,111 |
| VISTRA CORP (VST) | $36,305 | $37,684 |
| WABASH NATL CORP (WNC) | $32,415 | $39,567 |
| WALKER & DUNLOP INC (WD) | $49,322 | $126,588 |
| WEBSTER FINCL CORP (WBS) | $51,134 | $50,088 |
| WERNER ENTERPRISES INC (WERN) | $26,896 | $28,024 |
| WESCO INTL INC (WCC) | $97,427 | $221,334 |
| WESTERN UN CO (WU) | $41,012 | $36,947 |
| WINTRUST FIN CORP (WTFC) | $25,366 | $29,971 |
| YELP INC (YELP) | $41,187 | $45,264 |
| ACI WORLDWIDE INC (ACIW) | $190,621 | $257,058 |
| ACUSHNET HOLDINGS CORP (GOLF) | $269,961 | $282,810 |
| ALEXANDER & BALDWIN INC (ALEX) | $306,137 | $259,054 |
| ARMSTRONG WORLD INDS INC NEW (AWI) | $132,641 | $339,883 |
| ATLANTIC UN BANKSHARES CORP (AUB) | $225,691 | $223,106 |
| CANNAE HLDGS INC (CNNE) | $301,691 | $266,753 |
| CTS CORPORATION (CTS) | $246,072 | $259,023 |
| DRILL-QUIP INC (DRQ) | $251,988 | $80,235 |
| ENERGIZER HLDGS INC (ENR) | $121,533 | $116,450 |
| ESSENTIAL PROPERTIES REALTY (EPRT) | $184,544 | $206,019 |
| EVOQUA WATER TECHNOLOGIES CORP (AQUA) | $273,858 | $385,454 |
| FIRST INDUST REALTY TR INC (FR) | $63,239 | $221,969 |
| GCP APPLIED TECHNOLOGIES INC (GCP) | $264,408 | $265,437 |
| GRAHAM HLDGS CO COM (GHC) | $196,418 | $199,026 |
| HAEMONETICS CORP (HAE) | $188,715 | $111,172 |
| INGEVITY CORP (NGVT) | $244,156 | $326,235 |
| KAMAN CORP CL A (KAMN) | $160,896 | $179,245 |
| LANDSTAR SYSTEM INC (LSTR) | $203,041 | $499,466 |
| LIVANOVA PLC SHS (LIVN) | $201,038 | $244,542 |
| MALIBU BOATS INC CL A (MBUU) | $267,971 | $236,706 |
| MANTECH INTL CORP CL A (MANT) | $204,943 | $171,823 |
| MASONITE INTL CORP NEW COM (DOOR) | $210,307 | $338,045 |
| MATSON INC COM (MATX) | $117,913 | $356,519 |
| MOELIS & COMPANY CL A (MC) | $255,564 | $439,633 |
| NEWMARKET CORP (HLDG CO) (NEU) | $229,809 | $291,655 |
| PENSKE AUTO GP INC (PAG) | $193,321 | $394,248 |
| QUALYS INC COM (QLYS) | $255,164 | $342,364 |
| TEJON RANCH CO (TRC) | $89,643 | $61,132 |
| TEMPUR-PEDIC INT'L INC (TPX) | $150,536 | $490,476 |
| TREDEGAR CORPORATION (TG) | $96,265 | $50,105 |
| UNIFIRST CP (UNF) | $175,173 | $219,658 |
| WHITE MOUNTAIN GRP BERMUDA (WTM) | $203,134 | $320,392 |
Investments Govt Obligations Sch InvestmentsGovtObligationsSch
| Field | Value | IRS element (for citing) |
|---|---|---|
| US Govt Obligations Book Vl EOY | $0 | USGovtObligationsBookVlEOYAmt |
| US Govt Obligations EOYFMV | $0 | USGovtObligationsEOYFMVAmt |
| State Local Sec Book Vl EOY | $7,785,517 | StateLocalSecBookVlEOYAmt |
| State Local Sec EOYFMV | $7,663,786 | StateLocalSecEOYFMVAmt |
Investments Other Schedule2 InvestmentsOtherSchedule2
Investments Other InvestmentsOtherGrp (11 entries)
| Category Or ItemCategoryOrItemTxt | Listed At Cost Or FMVListedAtCostOrFMVCd | Book ValueBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| BLACKROCK STRATEGIC INC OPP I (BSIIX) | AT COST | $4,608,112 | $4,524,191 |
| BRANDYWINEGLOBAL GB UNCN BD I (LROIX) | AT COST | $4,379,120 | $4,541,086 |
| FPA NEW INCOME FD (FPNIX) | AT COST | $11,509,249 | $11,528,145 |
| GQG PARTNERS EMRG MKTS EQ INS (GQGIX) | AT COST | $4,618,545 | $6,783,235 |
| HARTFORD INTL VALUE I (HILIX) | AT COST | $5,460,931 | $6,046,597 |
| INVESCO DEVELOPING MKTS Y (ODVYX) | AT COST | $5,511,824 | $6,665,010 |
| INVESCO QQQ TRUST, SERIES 1 (QQQ) | AT COST | $3,934,161 | $21,851,513 |
| JPMORGAN STRAT INC OPPORT I (JSOSX) | AT COST | $4,635,768 | $4,644,833 |
| IRONWOOD INSTIT MS LLC | AT COST | $7,759,318 | $8,323,315 |
| BLACKROCK GLOBAL ALLOCATION (MALOX) | AT COST | $4,108,569 | $4,207,247 |
| JPMORGAN HEDGED EQUITY I (JHEQX) | AT COST | $3,589,916 | $4,229,935 |
Legal Fees Schedule LegalFeesSchedule
Legal Fees LegalFeesGrp
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | LEGAL FEES | CategoryTxt |
| Legal Fees | $6,854 | LegalFeesAmt |
| Net Investment Income | $0 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $6,854 | DisbursementsCharitablePrpsAmt |
Other Assets Schedule OtherAssetsSchedule
Other Assets Schedule OtherAssetsScheduleGrp (5 entries)
| DescDesc | BOY Book ValueBOYBookValueAmt | EOY Book ValueEOYBookValueAmt | EOYFMVEOYFMVAmt |
|---|---|---|---|
| EQUITAS EVERGREEN FUND, L.P. | $39,128 | $689 | $13,635 |
| LAMESA PROPERTIES, LP | $78,268 | $81,056 | $81,056 |
| SS TECH II, LP | $975,646 | $1,266,318 | $1,759,399 |
| ROYALTIES | $4 | $4 | $4 |
| SELECT EQT INFRASTRUCTURE FUND, LP | $685,023 | $679,313 | $301,313 |
Other Decreases Schedule OtherDecreasesSchedule
Other Decreases Detail OtherDecreasesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Desc | TIMING DIFFERENCES AND BASIS ADJUSTMENTS | Desc |
| Amt | $49,991 | Amt |
Other Expenses Schedule OtherExpensesSchedule
Other Expenses Schedule OtherExpensesScheduleGrp (2 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| ROYALTY EXPENSES | $50 | $50 | $0 |
| TAX ASSESSOR/APPRAISAL FEES | $45 | $45 | $0 |
Other Income Schedule2 OtherIncomeSchedule2
Other Income Detail OtherIncomeDetail (6 entries)
| DescDesc | Revenue And Expenses Per BooksRevenueAndExpensesPerBooksAmt | Net Investment IncomeNetInvestmentIncomeAmt | Adjusted Net IncomeAdjustedNetIncomeAmt |
|---|---|---|---|
| NET PARTNERSHIP INCOME - EQUITAS | -$267 | -$267 | -$267 |
| NET PARTNERSHIP INCOME - SPEC. SITUATION | -$24,531 | -$24,531 | -$24,531 |
| NET PARTNERSHIP INCOME - LAMESA PROPERTIES | $14,530 | $14,378 | $14,530 |
| NET PARTNERSHIP INCOME - SELECT EQT INFRACTURE FUND, LP | -$5,710 | -$5,710 | -$5,710 |
| ROYALTY INCOME - VARIOUS | $2,214 | $2,214 | $2,214 |
| ACCRUED INTEREST PAID - FIRST REPUBLIC #35512 | -$75,801 | -$75,801 | -$75,801 |
Other Professional Fees Schedule OtherProfessionalFeesSchedule
Other Professional Fees Detail OtherProfessionalFeesDetail
| Field | Value | IRS element (for citing) |
|---|---|---|
| Category | INVESTMENT MANAGEMENT FEES | CategoryTxt |
| Amt | $626,880 | Amt |
| Net Investment Income | $626,880 | NetInvestmentIncomeAmt |
| Disbursements Charitable Prps | $0 | DisbursementsCharitablePrpsAmt |
Taxes Schedule TaxesSchedule
Taxes Detail TaxesDetail (2 entries)
| CategoryCategoryTxt | AmtAmt | Net Investment IncomeNetInvestmentIncomeAmt | Disbursements Charitable PrpsDisbursementsCharitablePrpsAmt |
|---|---|---|---|
| FOREIGN TAXES PAID | $65,240 | $65,240 | $0 |
| EXCISE TAX | $37,942 | $0 | $0 |
Comments